united states district court central district of...

US District Court Civil Docket as of December 29, 2016 Retrieved from the court on December 29, 2016

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles)

CIVIL DOCKET FOR CASE #: 2:15-cv-00957-FMO-PJW

Robert Read v. Amira Nature Foods Ltd. et al Assigned to: Judge Fernando M. Olguin Referred to: Magistrate Judge Patrick J. Walsh Related Case: 8:15-cv-00280-FMO-PJW

Cause: 12:22 Securities Fraud

Date Filed: 02/10/2015 Date Terminated: 08/12/2016 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Robert Read individually and on behalf of all others similarly situated

represented by Elizabeth Susan Metcalf Safirstein Metcalf LLP 1250 Broadway, 27th Floor New York, NY 10001 212-201-2843 Fax: 212-201-2858 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Peter G Safirstein Safirstein Metcalf LLP 1250 Broadway, 27th Floor New York, NY 10001 212-201-2845 Fax: 212-201-2858 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alessandra C Phillips The Rosen Law Firm PA 101 Greenwood Avenue Suite 440 Jenkintown, PA 19046 215-300-2817 Fax: 212-202-3827 Email: [email protected] TERMINATED: 09/20/2016 Jacob A Goldberg The Rosen Law Firm PA 101 Greenwood Avenue Suite 440

Jenkintown, PA 19046 215-600-2817 Fax: 215-202-3827 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED James Robert Noblin Green and Noblin PC 4500 East Pacific Coast Highway 4th Floor Long Beach, CA 90804 562-391-2484 Fax: 415-477-6710 Email: [email protected] ATTORNEY TO BE NOTICED Laurence M Rosen The Rosen Law Firm PA 355 South Grand Avenue Suite 2450 Los Angeles, CA 90071 213-785-2610 Fax: 213-226-4684 Email: [email protected] ATTORNEY TO BE NOTICED Robert S Green Green and Noblin PC 4500 East Pacific Coast Highway 4th Floor Long Beach, CA 90804 562-391-2487 Fax: 415-477-6710 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Steamfitters Local 449 Pension Plan Lead Plaintiff

represented by Elizabeth Susan Metcalf (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED James T Christie Labaton Sucharow LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: [email protected]

LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Peter G Safirstein (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Serena P Hallowell Labaton Sucharow LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Domenico G Minerva Labaton Sucharow LLP 140 Broadway New York, NY 10005 212-907-0887 Fax: 212-818-0477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Guillaume Buell Labaton Sucharow LLP 140 Broadway New York, NY 1005 212-907-0700 Fax: 212-818-0477 Email: [email protected] TERMINATED: 12/23/2016 PRO HAC VICE ATTORNEY TO BE NOTICED James Robert Noblin Green and Noblin PC 4500 East Pacific Coast Highway 4th Floor Long Beach, CA 90804 562-391-2484 Fax: 415-477-6710 Email: [email protected]

ATTORNEY TO BE NOTICED Jonathan Gardner Labaton Sucharow LLP 140 Broadway 34th Floor New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Robert S Green (See above for address) ATTORNEY TO BE NOTICED Yah E Demann Labaton Sucharow LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-907-0477 Email: [email protected] TERMINATED: 10/26/2016 PRO HAC VICE

V.

Movant

Bernard Portnoy TERMINATED: 04/23/2015

represented by Laurence M Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Steamfitters Local 449 Pension Fund TERMINATED: 04/17/2015

represented by Danielle S Myers Robbins Geller Rudman and Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] TERMINATED: 06/04/2015

V.

Movant

William S. Wright TERMINATED: 05/18/2015

represented by Jennifer Pafiti Pomerantz LLP 468 North Camden Drive

Beverly Hills, CA 90210 310-285-5330 Fax: 212-661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy A Lieberman Pomerantz LLP 600 Third Avenue 20th Floor New York, NY 10016 212-661-1100 Fax: 212-661-8665 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Movant

David C. Sund TERMINATED: 05/18/2015

represented by Jennifer Pafiti (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy A Lieberman (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Defendant

Amira Nature Foods Ltd. represented by Jon Christian Cederberg Quinn Emanuel Urquhart and Sullivan LLP 865 South Figueroa Street 10th Floor Los Angeles, CA 90017-2543 213-443-3000 Fax: 213-443-3100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine E Moreno Wilson Sonsini Goodrich and Rosati LLP 650 Page Mill Road Palo Alto, CA 94304 650-493-9300 Fax: 650-493-6811

Email: [email protected] TERMINATED: 09/23/2015 Edmundo Clay Marquez O'Melveny & Myers LLP Two Embarcadero Center 28th Floor San Francisco, CA 94111 415-984-8700 Fax: 415-984-8701 Email: [email protected] TERMINATED: 09/23/2015 Faith E Gay Quinn Emanuel Urguhart and Sullivan LLP 51 Madison Avenue 22nd Floor New York, NY 10010 212-849-7220 Fax: 212-849-7100 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Jerome F Birn , Jr Wilson Sonsini Goodrich and Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-565-5100 Email: [email protected] TERMINATED: 09/23/2015 Nina Fran Locker Wilson Sonsini Goodrich and Rosati LLP 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: [email protected] TERMINATED: 09/23/2015 Richard Corey Worcester Quinn Emanuel Urquhart and Sullivan LLP 51 Madison Avenue 22nd Floor New York, NY 10010 212-849-7471 Fax: 212-849-7100 Email: [email protected]

PRO HAC VICE ATTORNEY TO BE NOTICED Shahin Rezvani Quinn Emanuel Urquhart and Sullivan LLP 865 South Figueroa Street 10th Floor Los Angeles, CA 90017-2543 213-443-3000 Fax: 213-443-3100 Email: [email protected] ATTORNEY TO BE NOTICED Tai-Heng Cheng Quinn Emanuel Urquhart and Sullivan LLP 51 Madison Avenue 22nd Floor New York, NY 10010 212-849-7000 Fax: 212-849-7100 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Karan A Chanana represented by Jon Christian Cederberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine E Moreno (See above for address) TERMINATED: 09/24/2015 Edmundo Clay Marquez (See above for address) TERMINATED: 09/24/2015 Faith E Gay (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Nina Fran Locker Wilson Sonsini Goodrich and Rosati LLP 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-565-5100 Email: [email protected]

TERMINATED: 09/24/2015 Richard Corey Worcester (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Shahin Rezvani (See above for address) ATTORNEY TO BE NOTICED Tai-Heng Cheng (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Bruce C Wacha represented by Jon Christian Cederberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine E Moreno (See above for address) TERMINATED: 09/23/2015 Edmundo Clay Marquez (See above for address) TERMINATED: 09/23/2015 Faith E Gay (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Nina Fran Locker (See above for address) TERMINATED: 09/23/2015 Richard Corey Worcester (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Shahin Rezvani (See above for address) ATTORNEY TO BE NOTICED Tai-Heng Cheng (See above for address)

PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Ritesh Suneja represented by Jon Christian Cederberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine E Moreno (See above for address) TERMINATED: 09/23/2015 Edmundo Clay Marquez (See above for address) TERMINATED: 09/23/2015 Faith E Gay (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Nina Fran Locker (See above for address) TERMINATED: 09/23/2015 Richard Corey Worcester (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Shahin Rezvani (See above for address) ATTORNEY TO BE NOTICED Tai-Heng Cheng (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Ashish Poddar represented by Jon Christian Cederberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine E Moreno (See above for address) TERMINATED: 09/23/2015

Edmundo Clay Marquez (See above for address) TERMINATED: 09/23/2015 Faith E Gay (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jerome F Birn , Jr (See above for address) TERMINATED: 09/23/2015 Nina Fran Locker (See above for address) TERMINATED: 09/23/2015 Richard Corey Worcester (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Shahin Rezvani (See above for address) ATTORNEY TO BE NOTICED Tai-Heng Cheng (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

UBS Securities LLC represented by Alexander K Mircheff Gibson Dunn and Crutcher LLP 333 South Grand Avenue Los Angeles, CA 90071-3197 213-229-7000 Fax: 213-229-7520 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Dean J Kitchens Gibson Dunn and Crutcher LLP 333 South Grand Avenue Los Angeles, CA 90071-3197 213-229-7000 Fax: 213-229-7520 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Deutsche Bank Securities Inc. represented by Alexander K Mircheff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Dean J Kitchens (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jefferies & Company, Inc. represented by Alexander K Mircheff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Dean J Kitchens (See above for address) ATTORNEY TO BE NOTICED

Defendant

Keybanc Capital Markets Inc. represented by Alexander K Mircheff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Dean J Kitchens (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

02/10/2015 1 COMPLAINT Receipt No: 0973-15190709 - Fee: $400, filed by plaintiff Robert Read. (Attorney Laurence M Rosen added to party Robert Read(pty:pla))(Rosen, Laurence) (Entered: 02/10/2015)

02/10/2015 2 CIVIL COVER SHEET filed by Plaintiff Robert Read. (Rosen, Laurence) (Entered: 02/10/2015)

02/10/2015 3 CERTIFICATE of Interested Parties filed by plaintiff Robert Read, identifying none to report. (Rosen, Laurence) (Entered: 02/10/2015)

02/10/2015 4 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) 1 filed by plaintiff Robert Read. (Rosen, Laurence) (Entered: 02/10/2015)

02/10/2015 5 NOTICE OF ASSIGNMENT to District Judge Fernando M. Olguin and Magistrate Judge Patrick J. Walsh. (esa) (Entered: 02/10/2015)

02/10/2015 6 NOTICE OF DEFICIENCIES in Request to Issue Summons RE: Summons Request 4 . The following error(s) was found: The caption of the summons must match the caption of the complaint verbatim. If the caption is too large to fit in the space provided, enter the name of the first party and then write see attached.Next, attach a face page of the

complaint or a second page addendum to the Summons. Please correct spelling in party caption.. The summons cannot be issued until this defect has been corrected. Please correct the defect and re-file your request. (esa) (Entered: 02/10/2015)

02/11/2015 7 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) 1 filed by plaintiff Robert Read. (Rosen, Laurence) (Entered: 02/11/2015)

02/11/2015 8 21 DAY Summons issued re Complaint 1 as to defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (esa) (Entered: 02/11/2015)

02/24/2015 9 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. This matter has been assigned to District Judge Fernando M. Olguin. All pleadings filed in this matter should contain the case number and the assigned judges' initials to ensure proper routing of documents. The Court refers counsel to the Court's Initial Standing Order found on the Court's Website under Judge Olguin's Procedures and Schedules. Please read this Order carefully. Judge Olguin is a participant of the Central District of California's pilot project for submission and e-filing of under seal documents. Please refer to the judges' procedures and schedules page on the court's website for detailed instructions for submission of sealed documents.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 02/24/2015)

02/24/2015 10 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. This matter has been assigned to District Judge Fernando M. Olguin. All pleadings filed in this matter should contain the case number and the assigned judges' initials to ensure proper routing of documents. The Court refers counsel to the Court's Initial Standing Order found on the Court's Website under Judge Olguin's Procedures and Schedules. Please read this Order carefully. Judge Olguin is a participant of the Central District of California's pilot project for submission and e-filing of under seal documents. Please refer to the judges' procedures and schedules page on the court's website for detailed instructions for submission of sealed documents.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 02/24/2015)

03/05/2015 11 PROOF OF SERVICE Executed by Plaintiff Robert Read, upon Defendant Amira Nature Foods Ltd. served on 3/2/2015, answer due 3/23/2015. in compliance with California Code of Civil Procedure by substituted service on a domestic corporation, unincorporated association, or public entity and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 03/05/2015)

03/23/2015 12 NOTICE of Appearance filed by attorney Jerome F Birn, Jr on behalf of Defendant Amira Nature Foods Ltd. (Attorney Jerome F Birn, Jr added to party Amira Nature Foods Ltd.(pty:dft))(Birn, Jerome) (Entered: 03/23/2015)

03/23/2015 13 NOTICE of Interested Parties filed by Defendant Amira Nature Foods Ltd., identifying Zurich Insurance Company Ltd., 100% Endurance Worldwide Insurance Limited. (Birn, Jerome) (Entered: 03/23/2015)

03/23/2015 14 STIPULATION for Extension of Time to File Answer filed by Defendant Amira Nature Foods Ltd.. (Attachments: # 1 Declaration ISO Joint Stipulation Regarding Response to Complaint, # 2 Proposed Order)(Birn, Jerome) (Entered: 03/23/2015)

03/27/2015 15 DENIED ORDER by Judge Fernando M. Olguin, re Stipulation 14 . (vdr) (Entered: 03/27/2015)

03/30/2015 16 Joint STIPULATION Extending Time to Answer the complaint as to Amira Nature

Foods Ltd. answer now due 4/22/2015, filed by Defendant Amira Nature Foods Ltd..(Birn, Jerome) (Entered: 03/30/2015)

04/13/2015 17 NOTICE OF MOTION AND MOTION for Appointment of Counsel The Rosen Law Firm, P.A. and Lead Plaintiff ( Motion set for hearing on 5/14/2015 at 10:00 AM before Judge Fernando M. Olguin.), MOTION to Consolidate Cases filed by movant Bernard Portnoy. (Attachments: # 1 Proposed Order)(Attorney Laurence M Rosen added to party Bernard Portnoy(pty:mov))(Rosen, Laurence) (Entered: 04/13/2015)

04/13/2015 18 MEMORANDUM in Support of MOTION for Appointment of Counsel The Rosen Law Firm, P.A. and Lead Plaintiff MOTION to Consolidate Cases 17 filed by Movant Bernard Portnoy. (Rosen, Laurence) (Entered: 04/13/2015)

04/13/2015 19 DECLARATION of Laurence Rosen in support of MOTION for Appointment of Counsel The Rosen Law Firm, P.A. and Lead Plaintiff MOTION to Consolidate Cases 17 filed by Movant Bernard Portnoy. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosen, Laurence) (Entered: 04/13/2015)

04/13/2015 20 NOTICE OF MOTION AND MOTION for Appointment of Counsel , Steamsfitters Local 449 Pension Plan as Lead Plaintiff, and Consolidation of Related Actions filed by Movant Steamfitters Local 449 Pension Plan. Motion set for hearing on 5/7/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Declaration Robert S. Green, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Memorandum)(Attorney James Robert Noblin added to party Steamfitters Local 449 Pension Plan(pty:bkmov))(Noblin, James) (Entered: 04/13/2015)

04/13/2015 21 Notice of Appearance or Withdrawal of Counsel: for attorney Danielle S Myers counsel for Movant Steamfitters Local 449 Pension Fund. Adding Danielle S. Myers as attorney as counsel of record for Steamfitters Local 449 Pension Fund for the reason indicated in the G-123 Notice. Filed by Proposed Lead Plaintiff Steamfitters Local 449 Pension Fund. (Attorney Danielle S Myers added to party Steamfitters Local 449 Pension Fund(pty:mov))(Myers, Danielle) (Entered: 04/13/2015)

04/13/2015 22 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 15-cv-00280, Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel, filed by Proposed Lead Plaintiff Steamfitters Local 449 Pension Fund. Motion set for hearing on 5/14/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order)(Myers, Danielle) (Entered: 04/13/2015)

04/13/2015 23 MEMORANDUM in Support of MOTION to Consolidate Cases, as to 15-cv-00280, Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel, 22 filed by Movant Steamfitters Local 449 Pension Fund. (Myers, Danielle) (Entered: 04/13/2015)

04/13/2015 24 DECLARATION of Danielle S. Myers in Support of MOTION to Consolidate Cases, as to 15-cv-00280, Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel, 22 filed by Movant Steamfitters Local 449 Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Myers, Danielle) (Entered: 04/13/2015)

04/13/2015 25 CERTIFICATE of Interested Parties filed by Proposed Lead Plaintiff Steamfitters Local 449 Pension Fund, (Myers, Danielle) (Entered: 04/13/2015)

04/13/2015 26 CERTIFICATE of Interested Parties (Attorney Jeremy A Lieberman added to party William S. Wright(pty:bkmov), Attorney Jeremy A Lieberman added to party David C.

Sund(pty:bkmov))(Lieberman, Jeremy) (Entered: 04/13/2015)

04/13/2015 27 NOTICE OF MOTION AND MOTION to Consolidate Cases, MOTION for Appointment of Counsel and Appointment as Lead Plaintiff filed by Movant David C. Sund, William S. Wright. Motion set for hearing on 5/14/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order)(Lieberman, Jeremy) (Entered: 04/13/2015)

04/13/2015 28 MEMORANDUM in Support of MOTION to Consolidate Cases MOTION for Appointment of Counsel and Appointment as Lead Plaintiff 27 filed by Movants David C. Sund, William S. Wright. (Lieberman, Jeremy) (Entered: 04/13/2015)

04/13/2015 29 DECLARATION in Support of MOTION to Consolidate Cases MOTION for Appointment of Counsel and Appointment as Lead Plaintiff 27 filed by Movants David C. Sund, William S. Wright. (Attachments: # 1 Exhibit A - Press Release, # 2 Exhibit B - Certifications, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - Firm Resume)(Lieberman, Jeremy) (Entered: 04/13/2015)

04/15/2015 30 Joint STIPULATION for Extension of Time to File Answer filed by Defendant Amira Nature Foods Ltd.. (Attachments: # 1 Declaration In Support of Joint Stipulation Re Response to Initial Complaint, # 2 Proposed Order)(Attorney Catherine E Moreno added to party Amira Nature Foods Ltd.(pty:dft))(Moreno, Catherine) (Entered: 04/15/2015)

04/16/2015 31 ORDER SETTING SCHEDULING CONFERENCE by Judge Fernando M. Olguin. Scheduling Conference set for 6/11/2015 at 10:00 AM before Judge Fernando M. Olguin; Rule 26 Meeting Report due by 5/28/2015. (vdr) (Entered: 04/16/2015)

04/17/2015 32 Notice of Withdrawal of Motion to Consolidate Cases, 22 filed by movant Steamfitters Local 449 Pension Fund. (Myers, Danielle) (Entered: 04/17/2015)

04/20/2015 33 ORDER by Judge Fernando M. Olguin that At present, Amira's response to the complaint filed in the Read Action is due April 22. Pursuant to the PSLRA, this Court is set to hear Lead Plaintiff Motions in the Read and Sund Actions on or about 5/14/2015, re 30 . (See attachment Order for further details). (jp) (Entered: 04/20/2015)

04/23/2015 34 Notice of Withdrawal of Motion for Appointment of Counsel,, Motion to Consolidate Cases, 17 filed by movant Bernard Portnoy. (Rosen, Laurence) (Entered: 04/23/2015)

04/23/2015 35 OPPOSITION to MOTION to Consolidate Cases MOTION for Appointment of Counsel and Appointment as Lead Plaintiff 27 , MOTION for Appointment of Counsel The Rosen Law Firm, P.A. and Lead Plaintiff MOTION to Consolidate Cases 17 filed by Movant Steamfitters Local 449 Pension Plan. (Attachments: # 1 Declaration of Robert S. Green, # 2 Exhibit 1, # 3 Exhibit 2)(Attorney Robert S Green added to party Steamfitters Local 449 Pension Plan(pty:bkmov))(Green, Robert) (Entered: 04/23/2015)

04/23/2015 36 OPPOSITION re: MOTION for Appointment of Counsel , Steamsfitters Local 449 Pension Plan as Lead Plaintiff, and Consolidation of Related Actions 20 , MOTION to Consolidate Cases, as to 15-cv-00280, Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel, 22 , MOTION for Appointment of Counsel The Rosen Law Firm, P.A. and Lead Plaintiff MOTION to Consolidate Cases 17 filed by Movants David C. Sund, William S. Wright. (Lieberman, Jeremy) (Entered: 04/23/2015)

04/30/2015 37 REPLY MOTION for Appointment of Counsel , Steamsfitters Local 449 Pension Plan as Lead Plaintiff, and Consolidation of Related Actions 20 AND IN OPPOSITION TO

COMPETING MOTION filed by Movant Steamfitters Local 449 Pension Plan. (Green, Robert) (Entered: 04/30/2015)

04/30/2015 38 REPLY In Further Support of MOTION to Consolidate Cases MOTION for Appointment of Counsel and Appointment as Lead Plaintiff 27 filed by Movants David C. Sund, William S. Wright. (Lieberman, Jeremy) (Entered: 04/30/2015)

04/30/2015 39 DECLARATION of William S. Wright and David C. Sund in Further Support of MOTION to Consolidate Cases MOTION for Appointment of Counsel and Appointment as Lead Plaintiff 27 filed by Movants David C. Sund, William S. Wright. (Lieberman, Jeremy) (Entered: 04/30/2015)

05/04/2015 40 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the courts own motion, the Motion for Appointment of Counsel, filed by Steamfitters Local 449 Pension Plan as Lead Plaintiff, and Consolidation of Related Actions 20 , currently set for May 7, 2015 is hereby continued to May 14, 2015 at 10:00 a.m. before Judge Fernando M. Olguin. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cw) TEXT ONLY ENTRY (Entered: 05/04/2015)

05/07/2015 41 APPLICATION for attorney Elizabeth S. Metcalf to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15673692 paid.) filed by Movant Steamfitters Local 449 Pension Plan. (Green, Robert) (Entered: 05/07/2015)

05/07/2015 42 APPLICATION for attorney Domenico G. Minerva to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15674006 paid.) filed by Movant Steamfitters Local 449 Pension Plan. (Green, Robert) (Entered: 05/07/2015)

05/07/2015 43 APPLICATION for attorney Peter G. Safirstein to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15674052 paid.) filed by Movant Steamfitters Local 449 Pension Plan. (Green, Robert) (Entered: 05/07/2015)

05/07/2015 44 NOTICE OF LODGING filed re APPLICATION for attorney Elizabeth S. Metcalf to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15673692 paid.) 41 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 05/07/2015)

05/07/2015 45 NOTICE OF LODGING filed re APPLICATION for attorney Domenico G. Minerva to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15674006 paid.) 42 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 05/07/2015)

05/07/2015 46 NOTICE OF LODGING filed re APPLICATION for attorney Peter G. Safirstein to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-15674052 paid.) 43 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 05/07/2015)

05/08/2015 47 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 41 Application to Appear Pro Hac Vice by Attorney Elizabeth S. Metcalf on behalf of Movant Steamfitters Local 499 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 05/08/2015)

05/08/2015 48 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 42 Application to Appear Pro Hac Vice by Attorney Domenico G. Minerva on behalf of Movant Steamfitters Local 499 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 05/08/2015)

05/08/2015 49 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 43 Application to Appear Pro Hac Vice by Attorney Peter G. Safirstein on behalf of Movant Steamfitters Local 499 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 05/08/2015)

05/11/2015 50 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motions for Appointment 20 and 27 are taken off the 5/14/2015 calendar and placed under submission. No appearances are required on 5/14/2015. An order will issue with the court's rulings. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 05/11/2015)

05/11/2015 51 NOTICE of Appearance filed by attorney Edmundo Clay Marquez on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ritesh Suneja, Bruce C Wacha (Attorney Edmundo Clay Marquez added to party Amira Nature Foods Ltd.(pty:dft), Attorney Edmundo Clay Marquez added to party Karan A Chanana(pty:dft), Attorney Edmundo Clay Marquez added to party Ritesh Suneja(pty:dft), Attorney Edmundo Clay Marquez added to party Bruce C Wacha(pty:dft))(Marquez, Edmundo) (Entered: 05/11/2015)

05/12/2015 52 Joint STIPULATION to Reschedule Scheduling Conference filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Attorney Catherine E Moreno added to party Karan A Chanana(pty:dft), Attorney Catherine E Moreno added to party Ritesh Suneja(pty:dft), Attorney Catherine E Moreno added to party Bruce C Wacha(pty:dft))(Moreno, Catherine) (Entered: 05/12/2015)

05/13/2015 53 ORDER RE: JOINT STIPULATION 52 by Judge Fernando M. Olguin. The Case Management Conference is taken off calendar. (vdr) (Entered: 05/13/2015)

05/18/2015 54 ORDER RE: MOTIONS FOR CONSOLIDATION OF RELATED ACTIONS; APPOINTMENT OF LEAD PLAINTIFF; AND APPROVAL OF SELECTION OF COUNSEL by Judge Fernando M. Olguin: Steamfitters Local 449 Pension Plans Motion for Consolidation of Related Actions, Appointment as Lead Plaintiff of Class, and Approval of Selection of Counsel 20 is granted. The Motion by William S. Wright and David C. Sund for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel 27 is granted as to the motion to consolidate the actions and is denied as to the motions for appointment as lead plaintiff and approval of lead counsel. Read v. Amira Nature Foods Ltd., et al, Case No. CV 15-0957 FMO (PJWx) and Sund v. Amira Nature Foods Ltd., et al, Case No. CV 15-0280 FMO (PJWx) are consolidated for all purposes. The Clerk shall consolidate these actions such that Case No. CV 15-0957 FMO (PJWx) shall be the lead case. All future filings shall be filed in Case No. CV 15-0957 FMO (PJWx) until further notice from the court. The Clerk shall administratively close Case No. CV 15-0280 FMO (PJWx) pending further order of the court. Steamfitters Local 449 Pension Plan is hereby appointed as lead plaintiff for the proposed class. Steamfitters Local 449 Pension Plan's choice of counsel is approved, and accordingly, Morgan & Morgan, P.C. is hereby appointed lead counsel for the proposed class. Green & Noblin, P.C. shall serve as local counsel for the proposed class. Steamfitters Local 449 Pension Plan shall file a Consolidated First Amended Complaint by no later than 6/1/2015. (gk) (Entered: 05/18/2015)

05/29/2015 55 NOTICE of Appearance filed by attorney Edmundo Clay Marquez on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja,

Bruce C Wacha (Attorney Edmundo Clay Marquez added to party Ashish Poddar(pty:dft))(Marquez, Edmundo) (Entered: 05/29/2015)

06/01/2015 56 CONSOLIDATED AMENDED COMPLAINT against DEFENDANT All Defendants amending Complaint (Attorney Civil Case Opening) 1 , filed by Plaintiff Robert Read (Attorney Robert S Green added to party Robert Read(pty:pla))(Green, Robert) (Entered: 06/01/2015)

06/02/2015 57 CERTIFICATE OF SERVICE filed by PLAINTIFF Robert Read, re Amended Complaint/Petition 56 served on 06/01/2015. (Green, Robert) (Entered: 06/02/2015)

06/02/2015 58 Joint STIPULATION for Extension of Time to File Answer filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Declaration ISO Joint Stipulation Re Briefing Schedule on Motion to Dismiss, # 2 Proposed Order re Joint Stipulation re Briefing Schedule on Motion to Dismiss)(Moreno, Catherine) (Entered: 06/02/2015)

06/03/2015 59 ORDER DENYING JOINT STIPULATION 58 by Judge Fernando M. Olguin. (vdr) (Entered: 06/03/2015)

06/04/2015 60 Joint STIPULATION for Extension of Time to File Answer filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Declaration ISO Joint Stipulation Re Briefing Schedule on Motion to Dismiss, # 2 Proposed Order re Joint Stipulation re Briefing Schedule on Motion to Dismiss)(Moreno, Catherine) (Entered: 06/04/2015)

06/04/2015 61 Notice of Appearance or Withdrawal of Counsel: for attorney Danielle S Myers counsel for Movant Steamfitters Local 449 Pension Fund. Danielle Suzanne Myers will no longer receive service of documents from the Clerks Office for the reason indicated in the G-123 Notice. Danielle Suzanne Myers is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by lead plaintiff movant Steamfitters Local 449 Pension Plan. (Myers, Danielle) (Entered: 06/04/2015)

06/05/2015 62 ORDER Re Joint Stipulation Regarding Briefing Schedule on Motion to Dismiss 60 by Judge Fernando M. Olguin that Defendants will file their motion to dismiss on or before 7/1/2015. Lead Plaintiff will file its opposition on or before 7/31/2015. Defendants will file their reply on or before 8/20/2015. (jp) (Entered: 06/05/2015)

06/22/2015 63 Joint STIPULATION to Exceed Page Limitation filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Declaration ISO Joint Stipulation Re Page Limits on Motion to Dismiss, # 2 Proposed Order Re Joint Stipulation Re Page Limits on Motion to Dismiss)(Moreno, Catherine) (Entered: 06/22/2015)

06/23/2015 64 ORDER RE: JOINT STIPULATION 63 by Judge Fernando M. Olguin. (vdr) (Entered: 06/23/2015)

07/01/2015 65 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. Motion set for hearing on 9/24/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Memorandum ISO Defendants' Motion to Dismiss Consolidated Amended Complaint, # 2 Proposed Order) (Moreno, Catherine) (Entered: 07/01/2015)

07/01/2015 66 DECLARATION of Catherine E. Moreno in Support of NOTICE OF MOTION AND

MOTION to Dismiss Case 65 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12)(Moreno, Catherine) (Entered: 07/01/2015)

07/01/2015 67 DECLARATION of Catherine E. Moreno in Support of NOTICE OF MOTION AND MOTION to Dismiss Case 65 Part 2 of 3 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Exhibit 13, # 2 Exhibit 14, # 3 Exhibit 15, # 4 Exhibit 16, # 5 Exhibit 17)(Moreno, Catherine) (Entered: 07/01/2015)

07/01/2015 68 DECLARATION of Catherine E. Moreno in Support of NOTICE OF MOTION AND MOTION to Dismiss Case 65 Part 3 of 3 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Exhibit 18, # 2 Exhibit 19, # 3 Exhibit 20, # 4 Exhibit 21, # 5 Exhibit 22, # 6 Exhibit 23, # 7 Exhibit 24, # 8 Exhibit 25, # 9 Exhibit 26, # 10 Exhibit 27, # 11 Exhibit 28, # 12 Exhibit 29, # 13 Exhibit 30, # 14 Exhibit 31, # 15 Exhibit 32, # 16 Exhibit 33, # 17 Exhibit 34)(Moreno, Catherine) (Entered: 07/01/2015)

07/01/2015 69 REQUEST FOR JUDICIAL NOTICE re NOTICE OF MOTION AND MOTION to Dismiss Case 65 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Moreno, Catherine) (Entered: 07/01/2015)

07/02/2015 70 ORDER SETTING SCHEDULING CONFERENCE by Judge Fernando M. Olguin. Scheduling Conference set for 9/24/2015 at 10:00 AM before Judge Fernando M. Olguin; Rule 26 Meeting Report due by 9/10/2015. (vdr) (Entered: 07/02/2015)

07/23/2015 71 NOTICE of Change of address by Robert S Green attorney for Plaintiff Steamfitters Local 449 Pension Plan. Changing attorneys address to Green & Noblin, P.C., 2200 Larkspur Landing Circle, Suite 101, Larkspur, CA 94939. Filed by Plaintiff Steamfitters Local 449 Pension Plan. (Green, Robert) (Entered: 07/23/2015)

07/31/2015 72 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Dismiss Case 65 filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Declaration of Peter Safirstein, # 2 Exhibit A)(Noblin, James) (Entered: 07/31/2015)

08/20/2015 73 RESPONSE IN SUPPORT of NOTICE OF MOTION AND MOTION to Dismiss Case 65 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Supplemental Declaration of Catherine E. Moreno, # 2 Declaration of Nina F. Locker)(Moreno, Catherine) (Entered: 08/20/2015)

08/20/2015 74 NOTICE OF MOTION AND MOTION to Strike Portions of MEMORANDUM in Opposition to Motion 72 Declaration of Peter Safirstein and Exhibit A to Declaration of Peter Safirstein filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. Motion set for hearing on 9/24/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order) (Moreno, Catherine) (Entered: 08/20/2015)

09/02/2015 75 Joint STIPULATION for Leave to File Second Consolidated Amended Complaint and Extension of Briefing Schedule filed by Lead Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order)(Noblin, James) (Entered: 09/02/2015)

09/03/2015 76 MINUTES (IN CHAMBERS): Order Re: Stipulation 75 by Judge Fernando M. Olguin. IT IS SO ORDERED THAT: 1. Lead plaintiff's request to withdraw the Amended Consolidated Complaint and file a second amended consolidated complaint is granted. 2. Defendants' Motion to Strike Portions of Plaintiff's Opposition to Defendants' Motion to Dismiss 74 is denied as moot. 3. The requirement to conduct a Rule 26(f) conference and to file a joint Rule 26(f) report is suspended until after this court rules on the anticipated motion to dismiss the second amended consolidated complaint. 4. The case management conference currently scheduled for September 24, 2015 is hereby taken off the calendar. 5. The hearing on defendants' Motion to Dismiss Case (65] currently scheduled for September 24, 2015 is hereby taken off the calendar. 6. Lead plaintiff shall file a second amended complaint no later than September 17, 2015. 7. Defendants shall respond to lead plaintiff's second amended complaint no later than October 8, 2015. 8. If defendants file a motion to dismiss, lead plaintiff shall file an opposition to defendant's motion to dismiss no later October 29, 2015. 9. Defendants shall file a reply to any motion to dismiss no later than November 12, 2015. (lom) (Entered: 09/03/2015)

09/17/2015 77 SECOND AMENDED COMPLAINT against DEFENDANT All Defendants amending Complaint (Attorney Civil Case Opening) 1 , Amended Complaint/Petition 56 , filed by Plaintiff Robert Read (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Attorney James Robert Noblin added to party Robert Read(pty:pla))(Noblin, James) (Entered: 09/17/2015)

09/17/2015 78 Request for Clerk to Issue Summons on Amended Complaint/Petition, 77 filed by PLAINTIFF Robert Read. (Noblin, James) (Entered: 09/17/2015)

09/22/2015 79 NOTICE OF MOTION AND MOTION TO SUBSTITUTE ATTORNEY Quinn Emanuel Urquhart & Sullivan LLP in place of attorney Wilson Sonsini Goodrich & Rosati filed by Defendant Amira Nature Foods Ltd.. (Attachments: # 1 Proposed Order) (Locker, Nina) (Entered: 09/22/2015)

09/22/2015 80 NOTICE OF MOTION AND MOTION TO SUBSTITUTE ATTORNEY Quinn Emanuel Urquhart & Sullivan LLP in place of attorney Wilson Sonsini Goodrich & Rosati filed by Defendant Bruce C Wacha. (Attachments: # 1 Proposed Order) (Attorney Nina Fran Locker added to party Bruce C Wacha(pty:dft)) (Locker, Nina) (Entered: 09/22/2015)

09/22/2015 81 NOTICE OF MOTION AND MOTION TO SUBSTITUTE ATTORNEY Quinn Emanuel Urquhart & Sullivan LLP in place of attorney Wilson Sonsini Goodrich & Rosati filed by Defendant Ashish Poddar. (Attachments: # 1 Proposed Order) (Locker, Nina) (Entered: 09/22/2015)

09/22/2015 82 NOTICE OF MOTION AND MOTION TO SUBSTITUTE ATTORNEY Quinn Emanuel Urquhart & Sullivan LLP in place of attorney Wilson Sonsini Goodrich & Rosati filed by Defendant Ritesh Suneja. (Attachments: # 1 Proposed Order) (Attorney Nina Fran Locker added to party Ritesh Suneja(pty:dft)) (Locker, Nina) (Entered: 09/22/2015)

09/23/2015 83 NOTICE OF MOTION AND MOTION TO SUBSTITUTE ATTORNEY Quinn Emanuel Urquhart & Sullivan LLP in place of attorney Wilson Sonsini Goodrich & Rosati filed by Defendant Karan A Chanana. (Attachments: # 1 Proposed Order) (Attorney Nina Fran Locker added to party Karan A Chanana(pty:dft)) (Locker, Nina) (Entered: 09/23/2015)

09/23/2015 84 ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by

Judge Fernando M. Olguin: granting 79 Request to Substitute Attorney. Added attorney Jon Christian Cederberg for Amira Nature Foods Ltd. Attorney Edmundo Clay Marquez; Catherine E Moreno; Jerome F Birn, Jr and Nina Fran Locker terminated (lt) (Entered: 09/23/2015)

09/23/2015 85 ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Fernando M. Olguin: granting 80 Request to Substitute Attorney. Added attorney Jon Christian Cederberg for Bruce C Wacha. Attorney Catherine E Moreno; Nina Fran Locker and Edmundo Clay Marquez terminated (lt) (Entered: 09/23/2015)

09/23/2015 86 ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Fernando M. Olguin: granting 81 Request to Substitute Attorney. Added attorney Jon Christian Cederberg for Ashish Poddar. Attorney Edmundo Clay Marquez; Catherine E Moreno; Jerome F Birn, Jr and Nina Fran Locker terminated (lt) (Entered: 09/23/2015)

09/23/2015 87 ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Fernando M. Olguin: granting 82 Request to Substitute Attorney. Added attorney Jon Christian Cederberg for Ritesh Suneja. Attorney Catherine E Moreno; Nina Fran Locker and Edmundo Clay Marquez terminated (lt) (Entered: 09/23/2015)

09/24/2015 88 21 DAY Summons Issued re Second Amended Complaint 77 as to Defendants Amira Nature Foods Ltd., Karan A Chanana, Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., Ashish Poddar, Ritesh Suneja, UBS Securities LLC, Bruce C Wacha. (jp) (Entered: 09/24/2015)

09/24/2015 89 ORDER ON REQUEST 83 FOR APPROVAL OF SUBSTITUTION OF ATTORNEY 83 by Judge Fernando M. Olguin: granting 83 Request to Substitute Attorney Jon Christian Cederberg for Defendant Karan A Chanana as attorney of record instead of Attorney Catherine E Moreno, Nina Fran Locker and Edmundo Clay Marquez. (lom) (Entered: 09/24/2015)

10/02/2015 90 NOTICE of Appearance filed by attorney Shahin Rezvani on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha (Attorney Shahin Rezvani added to party Amira Nature Foods Ltd.(pty:dft), Attorney Shahin Rezvani added to party Karan A Chanana(pty:dft), Attorney Shahin Rezvani added to party Ashish Poddar(pty:dft), Attorney Shahin Rezvani added to party Ritesh Suneja(pty:dft), Attorney Shahin Rezvani added to party Bruce C Wacha(pty:dft))(Rezvani, Shahin) (Entered: 10/02/2015)

10/02/2015 91 Joint STIPULATION for Extension of Time to File Motion to Dismiss Second Amended Complaint filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Proposed Order)(Rezvani, Shahin) (Entered: 10/02/2015)

10/06/2015 92 MINUTE ORDER IN CHAMBERS RE: STIPULATION 91 by Judge Fernando M. Olguin. The stipulation is denied as to Amira defendants. Plaintiff shall file proofs of service as to Underwriter defendants by 10/14/2015. (vdr) (Entered: 10/06/2015)

10/06/2015 93 PROOF OF SERVICE Executed by Plaintiff Steamfitters Local 449 Pension Plan, upon Defendant Deutsche Bank Securities Inc. served on 9/30/2015, answer due 10/21/2015. Service of the Summons and Complaint were executed upon Gladys Aguilera-CT Corp (authorized agent) in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Noblin, James) (Entered: 10/06/2015)

10/06/2015 94 PROOF OF SERVICE Executed by Plaintiff Steamfitters Local 449 Pension Plan, upon Defendant UBS Securities LLC served on 9/30/2015, answer due 10/21/2015. Service of the Summons and Complaint were executed upon Becky DeGeorge-CSC (authorized agent) in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Noblin, James) (Entered: 10/06/2015)

10/06/2015 95 PROOF OF SERVICE Executed by Plaintiff Steamfitters Local 449 Pension Plan, upon Defendant Keybanc Capital Markets Inc. served on 9/30/2015, answer due 10/21/2015. Service of the Summons and Complaint were executed upon Becky DeGeorge-CSC (authorized agent) in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Noblin, James) (Entered: 10/06/2015)

10/08/2015 96 NOTICE OF MOTION AND MOTION to Dismiss Second Amended Complaint filed by defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. Motion set for hearing on 1/7/2016 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Memorandum of Points and Authorities ISO of Amira Defendants' Motion to Dismiss Plaintiff's Second Amended Complaint, # 2 Declaration of Shahin Rezvani ISO of Amira Defendants' Motion to Dismiss Second Amended Complaint, # 3 Exhibit A-M to Rezvani Declaration, # 4 Request for Judicial Notice, # 5 Appendix A to the Request for Judicial Notice, # 6 Proposed Order) (Cederberg, Jon) (Entered: 10/08/2015)

10/09/2015 97 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the MOTION to Dismiss 96 is advanced for hearing to 11/12/2015 at 10:00 AM before Judge Fernando M. Olguin. The briefing schedule as to the Amira defendants must comply with the 11/12/2015 hearing date. (See Local Rule 7-11)THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 10/09/2015)

10/09/2015 98 PROOF OF SERVICE Executed by Plaintiff Steamfitters Local 449 Pension Plan, upon Defendant Jefferies & Company, Inc. served on 10/9/2015, answer due 10/30/2015. Service of the Summons and Complaint were executed upon Roland Kelly, Attorney authorized to accept service in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Noblin, James) (Entered: 10/09/2015)

10/21/2015 99 APPLICATION for attorney Tai-Heng Cheng to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-16657204 paid.) filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Proposed Order) (Rezvani, Shahin) (Entered: 10/21/2015)

10/21/2015 100 NOTICE OF MOTION AND MOTION to Dismiss Case and Joinder in Amira Defendants' Motion to Dismiss Second Amended Complaint filed by Underwriter Defendants Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC. Motion set for hearing on 11/19/2015 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order, # 2 Certificate of Service) (Attorney Dean J Kitchens added to party Deutsche Bank Securities Inc.(pty:dft), Attorney Dean J Kitchens added to party Jefferies & Company, Inc.(pty:dft), Attorney Dean J Kitchens added to party Keybanc Capital Markets Inc.(pty:dft), Attorney Dean J Kitchens added to party UBS Securities LLC(pty:dft)) (Kitchens, Dean) (Entered: 10/21/2015)

10/21/2015 101 CORPORATE DISCLOSURE STATEMENT filed by Defendants Deutsche Bank

Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC (Kitchens, Dean) (Entered: 10/21/2015)

10/22/2015 102 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 99 APPLICATION to Appear Pro Hac Vice by Attorney Tai-Heng Cheng on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha, designating Shahin Rezvani as local counsel. (lt) (Entered: 10/22/2015)

10/22/2015 103 MEMORANDUM in Opposition to Defendant's Motion to Dismiss filed by Plaintiff Robert Read. (Green, Robert) (Entered: 10/22/2015)

10/22/2015 104 Notice of Withdrawal of MEMORANDUM in Opposition to Motion 103 filed by Plaintiff Robert Read. (Noblin, James) (Entered: 10/22/2015)

10/22/2015 105 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Dismiss Second Amended Complaint 96 filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Declaration of Peter Safirstein, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Noblin, James) (Entered: 10/22/2015)

10/22/2015 106 APPLICATION for attorney Richard Corey Worcester to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-16664479 paid.) filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Proposed Order) (Rezvani, Shahin) (Entered: 10/22/2015)

10/23/2015 107 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 106 APPLICATION to Appear Pro Hac Vice by Attorney Richard Corey Worcester on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja and Bruce C Wacha, designating Shahin Rezvani as local counsel. (lt) (Entered: 10/23/2015)

10/26/2015 108 Joint STIPULATION for Order Shortening Time For Hearing On Joinder in Amira Defendants' Motion, and Motion of Underwriter Defendants, to Dismiss the Second Amended Complaint filed by Underwriter Defendants Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC. (Attachments: # 1 Proposed Order)(Kitchens, Dean) (Entered: 10/26/2015)

10/27/2015 109 ORDER SHORTENING TIME by Judge Fernando M. Olguin, re Stipulation 108 . The time for hearing on the Underwriter Defendants' joinder 100 is set for 11/12/2015. (vdr) (Entered: 10/27/2015)

10/27/2015 110 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Dismiss Case and Joinder in Amira Defendants' Motion to Dismiss Second Amended Complaint 100 filed by Plaintiff Robert Read. (Green, Robert) (Entered: 10/27/2015)

10/29/2015 111 REPLY in support of NOTICE OF MOTION AND MOTION to Dismiss Second Amended Complaint 96 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Declaration of Shahin Rezvani, # 2 Exhibit A)(Rezvani, Shahin) (Entered: 10/29/2015)

10/29/2015 112 REQUEST FOR JUDICIAL NOTICE in Support of Reply filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Rezvani, Shahin) (Entered: 10/29/2015)

11/02/2015 113 REPLY in support of NOTICE OF MOTION AND MOTION to Dismiss Case and Joinder in Amira Defendants' Motion to Dismiss Second Amended Complaint 100 filed by Defendants Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC. (Attachments: # 1 Request for Judicial Notice, # 2 Declaration of Alexander K. Mircheff, # 3 Exhibit 1 to Declaration of Alexander K. Mircheff, # 4 Proof of Service)(Kitchens, Dean) (Entered: 11/02/2015)

11/06/2015 114 APPLICATION for attorney Faith Gay to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-16748704 paid.) filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Proposed Order) (Rezvani, Shahin) (Entered: 11/06/2015)

11/06/2015 115 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 114 APPLICATION to Appear Pro Hac Vice by Attorney Faith Gay on behalf of Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja and Bruce C Wacha, designating Shahin Rezvani as local counsel. (lt) (Entered: 11/06/2015)

11/09/2015 116 NOTICE of Appearance filed by attorney Peter G Safirstein on behalf of Plaintiff Steamfitters Local 449 Pension Plan (Attachments: # 1 Certificate of Service)(Safirstein, Peter) (Entered: 11/09/2015)

11/09/2015 117 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion to Dismiss 96 and Joinder 100 , are taken off the 11/12/2015 calendar and placed under submission. No appearances are required on 11/12/2015. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 11/09/2015)

11/10/2015 118 NOTICE of Appearance filed by attorney Elizabeth Susan Metcalf on behalf of Plaintiff Steamfitters Local 449 Pension Plan (Attachments: # 1 Certificate of Service)(Metcalf, Elizabeth) (Entered: 11/10/2015)

03/03/2016 119 NOTICE of Change of firm name and address by Domenico G Minerva attorney for Plaintiff Steamfitters Local 449 Pension Plan. Changing firm name to Labaton Sucharow LLP and address to 140 Broadway, New York, New York 10005. Filed by Plaintiff Steamfitters Local 449 Pension Plan. (Minerva, Domenico) (Entered: 03/03/2016)

04/04/2016 120 NOTICE OF MOTION AND MOTION for Appointment of Counsel /Change Lead Plaintiff's Selection of Lead Counsel filed by Plaintiff Steamfitters Local 449 Pension Plan. Motion set for hearing on 5/26/2016 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Memorandum, # 2 Declaration, # 3 Declaration, # 4 Declaration, # 5 Declaration, # 6 Proposed Order) (Green, Robert) (Entered: 04/04/2016)

04/04/2016 121 NOTICE of Appearance filed by attorney Robert S Green on behalf of Plaintiff Steamfitters Local 449 Pension Plan (Green, Robert) (Entered: 04/04/2016)




04/11/2016 125 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Appearance 121 , Notice of Appearance 122 , Notice of Appearance 124 , Notice of Appearance 123 . The following error(s) was found: Other error(s) with document(s) are specified below The correct event is: Application for Pro Hac. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ak) (Entered: 04/11/2016)

04/11/2016 126 APPLICATION for attorney James T. Christie to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17623441 paid.) filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order) (Green, Robert) (Entered: 04/11/2016)

04/11/2016 127 NOTICE OF LODGING filed re APPLICATION for attorney James T. Christie to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17623441 paid.) 126 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 04/11/2016)

04/11/2016 128 APPLICATION for attorney Yah E. Demann to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624283 paid.) filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order) (Green, Robert) (Entered: 04/11/2016)

04/11/2016 129 NOTICE OF LODGING filed re APPLICATION for attorney Yah E. Demann to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624283 paid.) 128 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 04/11/2016)

04/11/2016 130 APPLICATION for attorney Serena P. Hallowell to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624366 paid.) filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order) (Green, Robert) (Entered: 04/11/2016)

04/11/2016 131 NOTICE OF LODGING filed re APPLICATION for attorney Serena P. Hallowell to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624366 paid.) 130 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 04/11/2016)

04/11/2016 132 APPLICATION for attorney Jonathan Gardner to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624439 paid.) filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order) (Green, Robert) (Entered: 04/11/2016)

04/11/2016 133 NOTICE OF LODGING filed re APPLICATION for attorney Jonathan Gardner to Appear Pro Hac Vice (PHV Fee of $325 receipt number 0973-17624439 paid.) 132 (Attachments: # 1 Proposed Order)(Green, Robert) (Entered: 04/11/2016)

04/13/2016 134 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 126 APPLICATION to Appear Pro Hac Vice by Attorney James T. Christie on behalf of Plaintiff Steamfitters Local 449 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 04/13/2016)

04/13/2016 135 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 132 APPLICATION to Appear Pro Hac Vice by Attorney Jonathan Gardner on behalf of Plaintiff Steamfitters Local 449 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 04/13/2016)

04/13/2016 136 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 130

APPLICATION to Appear Pro Hac Vice by Attorney Serena P. Hallowell on behalf of Plaintiff Steamfitters Local 449 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 04/13/2016)

04/13/2016 137 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 128 APPLICATION to Appear Pro Hac Vice by Attorney Yah E. Demann on behalf of Plaintiff Steamfitters Local 449 Pension Plan, designating Robert S. Green as local counsel. (lt) (Entered: 04/13/2016)

04/20/2016 138 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Appointment of Counsel /Change Lead Plaintiff's Selection of Lead Counsel 120 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Rezvani, Shahin) (Entered: 04/20/2016)

04/20/2016 139 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Appointment of Counsel /Change Lead Plaintiff's Selection of Lead Counsel 120 and Joinder in Amira Defendants' Response filed by Defendants Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC. (Mircheff, Alexander) (Entered: 04/20/2016)

04/25/2016 140 MINUTES (In Chambers) Order Re: Motion to Change Lead Counsel by Judge Fernando M. Olguin: IT IS ORDERED THAT: (1) The hearing set for 5/26/2016, is hereby vacated. (2) The Motion of Steamfitters Local 449 Pension Plan for Approval to Change Lead Plaintiff Selection of Lead Counsel (Document No. 120 ) is GRANTED. (3) Lead Plaintiff choice of counsel is approved, and accordingly, Labaton Sucharow LLP is hereby appointed lead counsel for the proposed class. (jp) (Entered: 04/25/2016)

06/28/2016 141 APPLICATION of Non-Resident Attorney Guillaume Buell to Appear Pro Hac Vice on behalf of Plaintiff Steamfitters Local 449 Pension Plan (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18093908) filed by Plaintiff Steamfitters Local 449 Pension Plan. (Attachments: # 1 Proposed Order) (Green, Robert) (Entered: 06/28/2016)

07/01/2016 142 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HACE VICE by Judge Fernando M. Olguin: granting 141 Non-Resident Attorney Guillaume Buell APPLICATION to Appear Pro Hac Vice on behalf of Steamfitters Local 449 Pension Plan, designating Robert S. Green as local counsel. (bp) (Entered: 07/06/2016)

07/18/2016 143 ORDER RE: DEFENDANTS' MOTION TO DISMISS SECOND AMENDED COMPLAINT by Judge Fernando M. Olguin: Defendants' Amira Nature Foods Ltd., Karan A. Chanana, Bruce C. Wacha, Ritesh Suneja, and Ashish Poddar's ("Amira Defendants") Motion to Dismiss Second Amended Complaint (Document No. 96 ) is granted. The Underwriter defendants' Joinder in Amira Defendants' Motion and Motion ofUnderwriter Defendants to Dismiss Second Amended Complaint (Document No. 100 ) is granted. The SAC is dismissed with leave to amend. If plaintiffs still wish to pursue this action, they are granted until August 4, 2016, to file a Third Amended Complaint attempting to cure, to the extent they believe is warranted by existing law, the defects outlined in this Order. See order for further details. (jy) (Entered: 07/18/2016)

08/12/2016 144 ORDER DISMISSING ACTION WITHOUT PREJUDICE by Judge Fernando M. Olguin that the above-captioned case is dismissed, without prejudice, for lack of prosecution and failure to comply with the orders of the court. SeeFRCP 41(b). (jp) (Entered: 08/12/2016)

08/12/2016 145 JUDGMENT by Judge Fernando M. Olguin. IT IS ADJUDGED THAT the above-captioned action is dismissed without prejudice. (MD JS-6, Case Terminated). (jp) (Entered: 08/12/2016)

08/15/2016 146 NOTICE of Change of Attorney Business or Contact Information: for attorney Peter G Safirstein counsel for Plaintiff Robert Read. Changing firm name and address to Safirstein Metcalf LLP 1250 Broadway, 27th Fl., New York NY 10001. Changing e-mail to [email protected]. Filed by plaintiff Peter Safirstein. (Attorney Peter G Safirstein added to party Robert Read(pty:pla))(Safirstein, Peter) (Entered: 08/15/2016)

08/15/2016 147 NOTICE of Change of Attorney Business or Contact Information: for attorney Elizabeth Susan Metcalf counsel for Plaintiff Robert Read. Changing firm name and address to Safirstein Metcalf LLP 1250 Broadway, 27th Fl., New York NY 10001. Changing e-mail to [email protected]. Filed by plaintiff Elizabeth Metcalf. (Attorney Elizabeth Susan Metcalf added to party Robert Read(pty:pla))(Metcalf, Elizabeth) (Entered: 08/15/2016)

08/26/2016 148 NOTICE OF MOTION AND MOTION for Relief from This Courts Order on the Motion to Dismiss under Fed. R. Civ. P. 60(B) and Leave to Intervene As Lead Plaintiff, Substitute Lead Counsel and Amend Second Amended Complaint re Order Dismissing Case 144 filed by Plaintiff Robert Read. Motion set for hearing on 9/29/2016 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: # 1 Notice of Motion, # 2 Declaration of Laurence M. Rosen, # 3 Exhibit 1 of Decl of Rosen, # 4 Exhibit 2 of Decl of Rosen, # 5 Exhibit 3 of Decl of Rosen, # 6 Exhibit 4 of Decl of Rosen, # 7 Declaration of Alessandra C. Phillips, # 8 Exhibit A of Decl of Phillips, # 9 Declaration of Peter Safirstein, # 10 Certificate of Service) (Rosen, Laurence) (Entered: 08/26/2016)

09/08/2016 149 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION for Relief from This Courts Order on the Motion to Dismiss under Fed. R. Civ. P. 60(B) and Leave to Intervene As Lead Plaintiff, Substitute Lead Counsel and Amend Second Amended Complaint re Order Dismissing Case 144 < 148 filed by Defendants Amira Nature Foods Ltd., Karan A Chanana, Ashish Poddar, Ritesh Suneja, Bruce C Wacha. (Attachments: # 1 Declaration of Patrick C. Doolittle, # 2 Exhibit 1 to the Doolittle Decl., # 3 Exhibit 2 to the Doolittle Decl., # 4 Exhibit 3 to the Doolittle Decl.)(Rezvani, Shahin) (Entered: 09/08/2016)

09/08/2016 150 OPPOSITION to NOTICE OF MOTION AND MOTION for Relief from This Courts Order on the Motion to Dismiss under Fed. R. Civ. P. 60(B) and Leave to Intervene As Lead Plaintiff, Substitute Lead Counsel and Amend Second Amended Complaint re Order Dismissing Case 144 < 148 and Joinder in Opposition of Amira Defendants filed by Defendants Deutsche Bank Securities Inc., Jefferies & Company, Inc., Keybanc Capital Markets Inc., UBS Securities LLC. (Mircheff, Alexander) (Entered: 09/08/2016)

09/15/2016 151 REPLY Reply in Further Support of NOTICE OF MOTION AND MOTION for Relief from This Courts Order on the Motion to Dismiss under Fed. R. Civ. P. 60(B) and Leave to Intervene As Lead Plaintiff, Substitute Lead Counsel and Amend Second Amended Complaint re Order Dismissing Case 144 < 148 filed by Plaintiff Robert Read. (Attachments: # 1 Declaration)(Rosen, Laurence) (Entered: 09/15/2016)

09/16/2016 152 APPLICATION of Non-Resident Attorney Alessandra C. Phillips to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18568059) filed by Plaintiff Robert Read. (Attachments: # 1 Certificate o f Good

Standing, # 2 Proposed Order, # 3 Certificate of Service) (Rosen, Laurence) (Entered: 09/16/2016)

09/19/2016 153 NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Alessandra C. Phillips to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18568059) 152 . The following error(s) was/were found: Superseded version of Form G-64 used. Local Rule 83-2.1.3.3(d) Certificate of Good Standing not attached for every state court listed to which the applicant has been admitted. Attorney is Administratively Ineligible in New Jersey - Is not Active or in Good Standing (lt) (Entered: 09/19/2016)

09/20/2016 154 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: denying 152 Non-Resident Attorney Alessandra C. Phillips APPLICATION to Appear Pro Hac Vice on behalf of Laurence M. Rosen. IT IS HEREBY FURTHER ORDERED that the pro hac vice application fee, if paid, be refunded. (lt) (Entered: 09/21/2016)

09/26/2016 155 APPLICATION of Non-Resident Attorney Jacob A. Goldberg to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18614235) filed by Plaintiff Robert Read. (Attachments: # 1 Certificate of Goo d Standing, # 2 Proposed Order, # 3 Certificate of Service) (Attorney Jacob A Goldberg added to party Robert Read(pty:pla)) (Goldberg, Jacob) (Entered: 09/26/2016)

09/27/2016 156 [DOCUMENT IS STRICKEN] SUPPLEMENT to APPLICATION of Non-Resident Attorney Jacob A. Goldberg to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18614235) 155 (List of additional courts that Jacob A. Goldberg is admitted to and active) filed by Plaintiff Robert Read. (Goldberg, Jacob) Modified on 9/28/2016 (vdr). (Entered: 09/27/2016)

09/27/2016 157 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Relief 148 is taken off the 9/29/2016 calendar and placed under submission. No appearances are required on 9/29/2016. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY (Entered: 09/27/2016)

09/27/2016 158 NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Jacob A. Goldberg to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18614235) 155 . The following error(s) was/were found: Local Rule 5-4.3.4 Application not hand-signed. (lt) (Entered: 09/27/2016)

09/28/2016 159 ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENT by Judge Fernando M. Olguin Re: Supplement 156 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): (1) Title page is missing. (vdr) (Entered: 09/28/2016)

09/29/2016 160 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: denying 155 Non-Resident Attorney Jacob A. Goldberg APPLICATION to Appear Pro Hac Vice on behalf of Laurence M. Rosen for failure to complete Application: No hand signed per Local Rule 5-4.3.4. because deficiency issued on 9/27 and not corrected as of 9/29. Terming Attorney Jacob A Goldberg. (lt) (Entered: 09/30/2016)

10/26/2016 161 Notice of Appearance or Withdrawal of Counsel: for attorney Yah E Demann counsel for

Plaintiff Steamfitters Local 449 Pension Plan. Yah E. Demann is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Plaintiff Steamfitters Local 449 Pension Plan. (Demann, Yah) (Entered: 10/26/2016)

11/07/2016 162 APPLICATION of Non-Resident Attorney Jacob A. Goldberg to Appear Pro Hac Vice on behalf of Plaintiff Robert Read (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18843574) filed by Plaintiff Robert Read. (Attachments: # 1 Certificate of Goo d Standing) (Goldberg, Jacob) (Entered: 11/07/2016)

11/08/2016 163 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting 162 Non-Resident Attorney Jacob A Goldberg APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Robert Reed, designating Laurence M Rosen as local counsel. (jp) (Entered: 11/08/2016)

12/23/2016 164 Notice of Appearance or Withdrawal of Counsel: for attorney Guillaume Buell counsel for Plaintiff Steamfitters Local 449 Pension Plan. Guillaume Buell is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Lead Plaintiff Steamfitters Local 449 Pension Plan. (Buell, Guillaume) (Entered: 12/23/2016)

12/28/2016 165 [DOCUMENT STRICKEN] Correspondence filed by Plaintiffs Robert Read, Steamfitters Local 449 Pension Plan Re: NOTICE OF MOTION AND MOTION for Relief from This Courts Order on the Motion to Dismiss under Fed. R. Civ. P. 60(B) and Leave to Intervene As Lead Plaintiff, Substitute Lead Counsel and Amend Second Amended Complaint re Order Dismissing Case 144 148 , MEMORANDUM in Opposition to Motion 149 , Reply (Motion related), 151 (Rosen, Laurence) Modified on 12/29/2016 (vdr). (Entered: 12/28/2016)

12/29/2016 166 ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENT by Judge Fernando M. Olguin Re: Miscellaneous Document (Letter) 165 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): Local Rule 83-2.5, no letters to the Judge. (vdr) (Entered: 12/29/2016)

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