S5: 3 t0 rTTr-MB-HDQTHa NAi, ngdy 19 thdng 03 ndm 20t8

TOTRiNH cUA HQI D6NG QUAN TRI NGAN uAIc TMCP QUAN DQI

V/v sira rl6i, b6 sung Didu tQ Ngin hnng TMCp euin rIQi nim 20lg

Kinh trinh: Dai hQi rl6ng c6 d6ng Ng6n hdng TMCp eu6n ttQi

Cdn c* LuQt Doanh nghiQp 2014; Ludt cdc d chtc tln dung ndm 2010; Lult stiadii;, bii sung mil sd dtiu cua Luqt cdc i chuc tin dtlng stla d6i ndm 2017 (,,LuQr cdcTCTD"); NShi dinh 71/2017/ND-CP htong ddn vi qudn ti c6ng ty tip dltng diii vOicdng ty dqi ching ("Ngh! ifilnh 71");

Cdn ct Diiu lQ hign hdnh cia MB (Ngdn hdng Nhd rur6c ViQt Nam xdc nhQn ddngh! Diiu tQ ngdy 30/t 1/2017).

Tr€n co sd quy dlnh phrip luat hiQn hinh, Chi6n lugc ph6t triiin vd y6u cAu thgc tiSntrong td chric vi ho4t ttQng cria MB, HQi d6ng Quan tri MB kinh trinh DAi hQi ddng c6d6ng xem xdt, quy6t dinh viec sria tl6i, b6 sung DiOu ld MB ndm 2018, cg th6 nhu sau:

1. Dai hQi tl6ng cd d6ng quy6t dlnh sria O6i, bO sung c6c n6i dung cp th6 cria DidulQ theo Phq luc ttinh kdm, ddm bio quydn loi cia cr5 d6ng vd phi hqp quy dlnh ph6plu0t.

. 2. Dai hQi d6ng c6 d6ng quytit <linh sria rt6i, b6 sung mQt sti nQi dung kh6c criaDiAu lQ dC phy hqp quy tlinh ph6p luat, Chi6n lusc vd thsc ti6n hoat dQng cna MB d6ivoi ciic v6n dd sau:

- Didu chinh tharn chi6u quy dinh phrip luft da h6t hieu luc t4i phAn md diu Di6ure.

- Diiiu chinh quy tlinh vC "YAu ciu triQu tqp hap EHDCE b& thrdng theo cluydi,xh tqi Diiu l€ ndy vd quy dinh phdp luQt" tqi Di€u 59 (euy€n han vd nhiQm vu criathanh vi€n HEQT) sang Di6u 58 (Quy6n h4n vd nhiQm vr; cria HEeT) dr5 phir hqp Di6ma Khoin I Di6u 59 Lu{t c6c TCTD.

- Sria d6i cpm tt "chdp thuQn ngttyAnrdc" thdnh "chiip thuQn" t4i Kho6n 4 EiAu68 dO phn hgp theo Di€u 5l Luat c6c TCTD.

- Sna dOi cum tir "Th6ng bdo cho ttir ca cac cd d6ngvi OnpCp,, tai di6m t.3Khodn 1 Di€u 40 thinh "Tlt6ng bdo cho tdt cd cdc c6 d6ng c6 auvin dtr hop viDHECE* d€ phn hqp quy dlnh tai Khoin 7 Di6u 136 Lu6t Doanh nghiQp.

- 86 sung phuong thuc gtii th6ng bao rrd c6 tri.c cho c6 d6ng, bao gim ,,cdc

phnong thtlrc kh.dc do HDQT quy6 dinh" tAi Khodn 4 Ei6u 89 de phn hqp th6ng lQ c0acdng ty ni€m y6t.

.- Bi5 sung n6i dung sau tai Di6rn 1.5 KhoAn I Di€u 37 d€ phn hqp Diiim m Kho6n1 Di6u 31 Ludt c6c TCTD: MB cdn cri quy dinh phirp ludt, chien hrqc, kd hoach hoatg

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dQng cia MB, nhiQm v4 dttgc phdn c6ng vd mrlc d0 hodn thdnh cOng viQc dd xdc dinhthil lao, hrcng, thtfing cho ngrdi qudn lj,, ngdi diiu hdnh, thdnh vi\n Ban Kiim sodt.

- Sria <t6i, bti sung c6c nQi dung kh6c cria DiAu lQ do HQi <l6ng QuAn trl quyiit dlnhpht hqp voi quy dlnh phdp lu4t, chi6n lugc vi thyc ti6n ho4t ttQng cria MB.

3. Dai hQi d6ng c6 ddng riy quydn cho HQi tl6ng Quan tri quyiSt dinh vi thlrc hiQn

cric nQi dung cp thii lien quan tt6n viQc sria d6i, bO sung Di6u le theo nQi dung t4i di6rn 1,

2 tren day phn hqrp vdi quy dinh phrip luat ve huong dln cria co quan Nhd nudc c6 thim\ .lquyen (neu co).

HQi tl6ng Quin tri MB kinh trinh E4i hQi tl6ng c6 d6ng xem x6t th6ng qua!

TM. HQI DONG AUMRICHtr- TICHNoi nhfin:

Dsi hQi d6ng c6 rt6ng;

NHNNMTI;

HDQT, BKS, TGD;

Luu VPHDQT;

'{r \o

I

\

2t2Y.

st't' Di6u khoin NQi dung Di6u lQ hiQn hnnh od xu6t nQi dung Ei6u le sua d6i Giii trinh

IDi6u l.Dinh nghia

1.20. "Ngudi didu hinh cria MB"bao gdm T6ng Gi6m d5c, c6c Ph6T6ng Gi6m d6c, Gi6m d6c Tdichinh/K6 to6n trudng cia MB,Gi6m d5c chi nh6nh.

86 sung Myc 1.20 Khodn I Didu I nhu sau:*1.20. Ngudi tliiu hdnh c a MB" bao simTiing Gidm diic, cdc Ph6 Tdng Gidm aijc,Gidm tliic Tdi chinh/Ki! rodn trudng ciaMB, Gidm ddc chi nhdnh vd ctic chrhidonhkhtic theo quy& aph crta HQi tting qudntti."

86 sung d6 phn hqp chi6n lugc vdm6 hinh t6 chfc m6i cria MB.

2

Didu 2.

TGn ggi, hinhthri'c, trq s&chinh, il4i diQntheo PL, m4nglu6i hogt ilQngvir thli gianho4t dQng cfiaMB

9. C6c co quan quAn lf cia MB"... Girip vi6c cho TGE c6 c6cPh6 TGD, Gi6m d6c Taichinh/KTT, c6c Phdng ban cht?cning t4i HQi sd chinh."

Sria d6i KhoAn 2 Di6u 9 nhu sau:

"... Gitip viQc cho TGD c6 cdrc Ph6 TGD,Gidm diic Tdi chinh/KTT, Ngndi itiiu hdnhkhdc vd ctic tlon vi chric ndng thuQc HQi sdchinh."

Eidu chlnh d6 phn hqp chi6n luscvd m6 hinh t6 chric mdi cia MB.

J

Eidu 16.

C6c ho4t itQngkh6c

l. Tham gia thi truorg tiAn tQ

theo quy dinh cria NHNN.

I l. Vay v6n cria NHNN du6ihinh thr?c t6i c6p v6n ... theo quydinh phrip lu$t.

86 sung Khodn 12 vdo DiAu l6 nhu sau:

'12. Cdc hogt clQng khdc cia MB saudryc NHNN chiip thuSn bing vdn bdn. "

Didu 29 Llflt cdc TCTD quy dinhkhi thay d6i ngi dung, ph4m vi ho4ttlQng thi TCTD phAi duqc NHNNch6p thu{n; Th6ng tu l7l20l7/TT-NHNN vd ci6y phdp c6 b6 sung"cdc host /6nS kkic sau khi drqcNHNN chiip thwfn".Do <16, cAn b6sung nQi dung <tA xu6t d6 t4o co sdph6p If cho hogt <lQng cta MB vApht hqp quy tlinh ph6p luit.

4Didu 49.

Nhi?ng trulnghoD khdne

l. Thdnh vi6n HQi ddng quAn tric0a MB:1.3. ChU tich HOi d6ne quan tri

Sta d6i di6m 1.3 KhoAn I DiAu 49 thinh:"1.3. Chn \ch H\i el6ng quin tri cia MBkh6ng tfuqc dins rhdi ld nstdi diiu hdnh

Di6u chlnh d6 phn hqp quy <tinhph6p lugt.

Phg tgc srfra tl6i, b6 sung Oidu tQ MB(Kim theo Td trinh sij 3t1mr-MB-HDeT ngdy t9 thdng 0j ndm 2018)

ffi\

b-l/ID

cing ttimnhiQnr ch[c vg

ctia MB kh6ng duqc ddng thoi lengudi didu hdnh cna NAA] thOngdugc ttdng thoi la thAnh ,ien Ugiddng. qudn tri, ngudi didu hnnhcia t6 chirc tin dpng kh6c.

cia MB- vd t6 chtc tiniarg lrhai; in"rsttuqc d6ng thdi ld Chi tich HQi iting quditri, rhdnh viAn HQi ding qudn tri, Chi t;chHQi d6ng thdnh vi1n, thdnh vi1n H6i clins,!!!!,

"tif,.C!! liclt,c6ng ty, Ting gidm ttii-c(!,idm d6c), Ph6 T6ng gidm diic (phd gidmil6c) hoSc cdc chtic danh trong drong ct)adoanh nghiQp khdc;'

KhoAn 7 Ei6u I Lu6t TCTD 20n-(stia d6i, b6 sung khoAn 3 vi b6sung khoAn 4 vdo DiAu 34 Lu6tTCTD 2010) quy dinh:+ Chri tich HDQT, T6ng Gi6m <t6cTCTD kh6ng dugc ddng thdi liChn tich HEQT, Thanh vi6nHDQT, Chn tich HDTV, Thdnhvi6n HDTV,. Chi rich c6ng ty,T6ng Gi6m <16c, Ph6 TGD ho{c c6cchric danh tuong duoxg c0a doanhnghiQp kh6c;+ Ph6 TGD cta TCTD vi c6c chr?cdanh tuong duong kh6ng dugcd6ng thdi giit cdc chirc danh chucdanh tuong ttuong cta doanhnghiQp ki6c.

3. T6ng Ci6m d6c, Ph6 T6ngGi6m d6c vi c6c chr?c danh ttrongduong kh6ng dugc ttdng thdi Idthinh vi6n HDQT, thinh vi6nBKS cia TCTD kh6c, tr& trudnghqp d6 Id c6ng ty con cta MB;kh6ng dusc d6ne thdi ld T6nsGi6m d6c, Ph6 T6ng Gi6m t 6icia doanh nghiQp kh6c.

Sta d6i Khoan 3 DiAu 49 thdnh:3. Tdng Gidm ttiic, Ph6 Tiing Gidm itiic vd

":: e!,? danh ttmng &rcng kh6ng cltqcddng thdi ld thdnh uiAn HQi ding qudn tri,thdnh viAn HQi itdng ndnh viAi, thdnihvidn Ban kidm sodt ct)a d chtc tin dyngl;ltdc, tru trudng hqp rii chti.c il6 ld c6ng i,con cia.MB; kh6ng dugc ding rhdi h Tiisgidm d6c (Gilrm d6c), Ph6 Tiing gidm diii(Ph6 gidn d6Q hortc cdc chthc danh trongifurong cfia doanh n-ghiQp khtic. Tdng Girimil63 khdng ttuqc tt6ng thdi td Chn gch hQitl6ng qudn tri, th,in!, vi€n hQi iting qudntri, Chti tigh h|i itdng thdnh viAn, hdnhviAn hQi il6ng thdnh viAn, Chti tlch c6ng tycrta doanh nghiQp khdc."

Di6u 57.

Ti6u chuin vididu kiQn lnmthdrnh viGn HQiil6ng quin tri

L Thinh vi€n HQi ddng quAn triphdi d6p r?ng cdc ti6u chudn vddi6u kiQn sau:

i.r. ,u "u

nhan sd hiiu holcngudi dugc riy quydn <tai diQn sdhitu it nh6t 5Yo v6n <ti6u lQ criaMB, tru trudng hqp lA thdnh vi€ndQc lfp HQi ddng quin tri MBho{c....

Sna.d6i, b6sung KhoAn I Didu 57 vd ti0uchu6n vd di6u kiQn lim thinh vi€n HDeTnhu sau:

I.3.Cd bdng dgt hgc trd bn1.4. Cd ft nhdt B ndm ld ngroi qudn tj,,

ngrbi ttiiu hdnh crta 6 ci*c tin du;gho(c cd tt nhfu 0S ndm td ngrdi quai $,ngrdi ili6u hdnh cia doanh nghiQp hogtitQng trong ngdnh tdi chtnh, ngAn hdng, kd

DiAu chlnh d6 phn hgp quy ttinhph6p luft.(Khonn l0 Didu I Lu0tTCTD 2017stfa d6i, b6 sung di6m c vd b6 sungdi€m d vdo khoAn I Didu 50 Lu6tTCTD 2010).

6irciHUC

coQUI

,"->:

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Lw{\

todn, kiAm.tudn hortc cfia doanh nghiQpkhric c6 v6n chi sd hfru tdi thidu bdngmftc vdn phtip itinh d6i vti tosi htnh ichtbc tln dyng trong ftng ho(c c6 tt nhdt05 ndnt ldm -viQc trEc tidp qi bQ phQnnghifp yy vi tdi chinh, ngdn h,ing, kdtodn, ki6m todn".

6

Didu 67.

Ti6u chuin,-.1 . .^

-1oreu krgn I ongGi6m d6c

l. Ti6u chuAn vd didu kiQn d5i vdi-l .al ong uram ooc:

i.o. au n nh6t 05 nam lAm nguoidi6u hdnh cia t6 chr?c tin dgngho{c c6 it nh6t 05 nam lAm'tongGi6m d6c (Gi5m d5c), Ph6 T6ngGi6m tl6c (Ph6 gi6m d6c) doanhnghiep c6 v6n chri sO hfu t6ithi6u bing mirc v6n ph6p ilinh d6iv6i tirng loqi hinh t6 chirc tindr,rng theo quy dlnh cria ph6p luftho{c c6 it nh6t l0 ndm IAm viQctrgc ti6p trong linh vyc tai chinh,ng6n hAng, k6 toan ho{c ki6mto6n.

B6 sung di6m 1.4 KhoAn I Di6u 67 vA ti€uchuAn vA di6u kiQn cta T6ng Gi6m tt6c nhusau:

" 1.4. 96 it nhiit 05 ndm Id ngudi iliiu hdnhc a t6 chtc tin dyng hodc c6 it nhiit 05 ndmld Tiing gidm d6c @idm diic), Ph6 Tinggilm diic Qh6 gidn ddQ.doanh ngbiQp cZv6n chi ;o hiru tiii rhiAu bang mtc vdn phdpdinh ddi vbi loqi hinh. t6 chtc tin dyngttong rmg vd cd tt nhfu 05 ndm tdn viQitrgc tidp lrong linh vgc tdi chtnh, nRAnhdng, kd odn, kidm bdn hodc c6 it nnrt lOndm ldm viQc trltc fi6p tong linh v{c tdichinh, ngdn hdng, tai todn, kidm bdn;'

Didu chlnh d6 phir hqp quy <linhph6p lu{t.(KhoAn ll DiAu I Lu0tTCTD2017sta d6i, b6 sung di6m d khoAn 4Di6u 50 Lu{t TCTD 201 0).

7

Didu 70.

Thinh phAn virnhiQm ki(cta Ban Ki6mso6t)

l. Quy trinh, thr) tpc bAu c6c chfcdanh thdnh vi€n Ban Ki6m soSt:

l.l. Trudc khi ti6n hinh hgpDHDCD t6i thi6u ba muoi (30)ngly, HEQT ngdn hAng phAith6ng b6o cho c6c c6 d6ng c6quyAn du hqp DHDCD vA s6Iuqng thdnh vi6n dg ki6n dugcbAu, b6 sung vAo Ban Ki6mso6t;...

86 sung nQi dung sau vdo di6m l.l Khoin IDidu 70 nhu sau:*1.1. Trrhc khi tiin hdnh hpp DHDCD tiiithidu ba muoi (30) ngay, HDQT ngdn hdngphdi thdng bdo cho cdc cii d ng c6 quyindw hpp EHDCD "i sii tuqng thdnh viAn dykidn duqc biu, bij sung vdo Ban Kidmsotit:... Vi€c iti cth bng vidn Ban Kidm sodtthw hiqn nhr quy itinh tsi Khodn 9 Etiu56 Diiu lQ ndy;'

86 sung dA lem rO viQc dA cr? tmgvi6n Ban Ki6m so6t, phi hqp quydinh cria LuQt Doanh nghiep.

RuiN('o'f"t4.HAN

.I DdI

E

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3. 36 thdnh vi6n Ban Ki6m sodtchuyCn trech kh6ng it hon %(mQt phAn hai) r6ng s6 thAnhvi6n... Thdnh vi6n Ban Ki6m sodtchuy6n tr6ch kh6ng rtugc d6ngthdi ddm nh3n chric vu, Idm viQctai t6 chftc tin dgng khric. TAt c6cilc thinh vi6n Ban Ki6m so6tpfidi Id c6 d6ng/dgi di6n c6 d6ngt6 chric cria MB-

DiAu chinh Khoin 3 Didu 70 nhu sau:

"3.... Thdnh viAn Ban Kiiim sodt chuyAnrrdch kh,5ng drqc dijqg thdi ddm niiemchtrc vu, ldn viQc tqi d chtc tin d4ng khdcvd cdc trrdng hgp khtic theo quy ttlnhphtip luQt..;'

Eidu chlnh dA phir hsp quy dinhphdp luQt.

Khodn 2 Didu 44 Lu{t crtc TCTD:"BKS cia TCTD c6 il nhiit 03thdnh vi€n, sii ttqng cu thij do Diiul€ cila TCTD .quy itinh, trong it6phdi c6. il nhd % @fl phin-hai)t6ng s6 thdnh vian h thdnh vianchuyAn odch, khdng ding thdi ildmnhi(m chtc v1t, c6ng viQc khdc ei It6 chtc tin d1ng ho(c doanh I

nghiQp khric. " I

LLV

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