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TWO DIMENSIONAL STABILITY EVALUATION OF A

SINGLE ENTRY LONGWALL MINING SYSTEM

by

Thummala Venkat Rao

A thesis submitted to the faculty of the University of Utah in partial fulfillment

of the requirements for the degree of

Master of Science

in

Mining Engineering

Department of Mining, Metallurgical, and Fuels Engineering

University of Utah

June 1974

UNIVERSITY OF UTAH GRADUATE SCI-TOOL

SUPERVISORY COMMITTEE APPROVAL

of a thesis submitted by

Thumma1a Venkat Rao

I have read this thesis and have found it to be of satisfactory quality for a master's

degree.

May 13, 1974

Date William G. Pariseau, Ph.D. Chainnan, Supervisory Committee

I have read this thesis and have found it to be of satisfactory quality for a master's

degree.

May 138 1974

Date �rohn E. Willson, E.M. Member, Supervisory Committee

T have read thj� thesis and have found it to be of satisfactory quality for a master's

degree.

May 13, 1974

Date

UNIVERSITY OF UTAH GRADUATE SCHOOL

FINAL READING APPROVAL

To the Graduate Council of the University of Utah:

Thummala Venkat Rao I have read the thesis of in its final fonn and have found that (1) its fonnat, citations, and bibliographic style are

consistent and acceptable; (2) its illustrative materials including figures, tables, and charts are in place; and (3) the final manuscript is satisfactory to the Supervisory Committee and is ready for submission to the Graduate School.

May 13, 1974

Date William G. Pariseau, Ph.D.

Member, Supervisory Committee

Approved for the Major Department

Ferron A. Olson, Ph.D. Chainnan/Dean

Approved for the Graduate Council

A��',' '� Sterling

.

\ I

Dean of the Graduate School

ACKNOWLEDGMENTS

The author wishes to express his deep gratitude and

appreciation to Dr. William G. Pariseau for his guidance

and encouragement which inspired free and objective think­

ing during this work.

The author is indebted to Professor John E. Willson

for his guidance and advice and also to Dr. Wolfgang R.

Wawersik for his advice and cooperation in doing labora­

tory work.

The financial support from U.S. Bureau of Mines and

from the University of Utah is also kindly acknowledged.

Finally, the author wishes to express his appre­

ciation to his friends and his wife, Rajeswari, for their

help and cooperation.

I rT "I"'" I~TI\J. I nn ft "".-.s.

ACKNOWLEDGMENTS

LIST OF TABLES

LIST OF ILLUSTRATIONS

ABSTRACT

I . INTRODUCTION

TABLE OF CONTENTS

II. THEORETICAL BACKGROUND

Governing Equations. Yield Criteria Solution Technique

III. ANALYSIS OF MINE OPENINGS

Page iv

vii

. vii i

xi

1

6

8 9

1 5

23

Present and Proposed Mining Systems. . .. 23

I V •

Applied Loads. . .. ~...... 26 Material Properties . .•..... 27 Finite Element Meshes for Mine Openings.. 34

RESULTS . . . . . . . .

Double Entry Analysis. Single Entry Analysis.

41

41 43

v. ANALYSIS AND DISCUSSION 53

V I .

V I I •

Comparison of Field and Computer Results 53 Interpretation of Results . . . 59 Stability Criteria . . . . . .. ... 62

CONCLUSIONS .

REFERENCES

APPENDIX A. DETAILS OF MATERIAL CONSTANTS

65

68

72

APPENDIX B. DETAILS AND VERIFICATION OF FINITE ELEMENT PROGRAM . . . . . . . . . .. 74

APPENDIX C.

APPENDIX D.

APPENDIX E.

APPENDIX F.

VITA ...

ROCK PROPERTIES VARIABILITY STUDY

MODEL LOADING STUDY

MESH REFINEMENT STUDY ...

WIDTH/HEIGHT RATIO STUDY ..

vi

Page

81

92

98

. . 104

• 1 08

Table

1 .

2 •

3.

LIST OF TABLES

Mechanical Properties of Coal .•.

Mechanical Properties of Sandstone

Mechanical Properties of Coal Measure Rocks

Page

28

29

31

4. Measured and Predicted Vertical Closures 58

5. Material Properties Used in Four Elastic-Plastic Analyses of a Rectangular Opening 83

6. Random Rock Properties Defining 80 Subtypes 88

7. Displacements for Various Types of Model Load i ng .......... ... 96

8. Stresses for Various Types of Model Loading. 97

LIST OF ILLUSTRATIONS

Figure Page

1. Stress-strain curves for elastic-plastic and elastic-perfectly plastic materials. . 7

2. Stress-strain curve, elastic and plastic strains. . . . . . . . . . . . . . . . 10

3. Coulomb and Tresca Yield for an isotropic material ............... 12

4. Finite element mesh used for row of openings separated by pillars .. . . . . . . . .. 17

5 . . Typical two-dimensional triangular element 18

6. Present double entry longwa1l mining system. 24

7. Proposed single entry longwall mining system . .. ......... 25

8. Rock properties and geologic section for single and double entry analyses . . . .. 33

9. Mesh dimensions for single and double entry analyses . . • . . . . . . . . •. 35

10. Coal seam level dimension detail for single and double entry analyses. . . . . . . 36

11. Finite element mesh used for double entry analysis .. . . . . . . . . . . . . . 39

12. Finite element mes~ used for single entry analysis . . . . . . . . . . . . . . . 40

13. Predicted stress concentration near a double entry opening. . . . . . . . . . . . . .. 42

14. Stress contours around double entry opening. 44

15. Double entry opening displacements obtained using a coarse and a fine insert mesh. .. 45

Figure Page

16. Predicted failure zones about a double entry opening 46

17. Predicted stress concentration about a single entry opening. . . . . . . . . . . . . .. 47

18. Stress contours around single entry opening. 49

19. Predicted displacements about a single entry opening 5 0

20. Predicted failure zones about a single entry opening 51

21. Proposed single entry mining system and location of test room 1 .............. 54

22. Support system near test area ·1, mine 2 . 55

23. Different instruments and their location at tes t a rea 1 . . . . . . . . . . . . . . .. 56

24. Location of vertical closure stations in mine 2, test area 1 .... ........ 57

25. Comparison between single and double entry res u 1 ts . . . . . . .. ........ 60

26. Flow diagram of finite element program 75

27. Elastic analysis of stress and displacement in a hollow cylinder under internal pressure. 77

28. Elastic analysis of stress in a transversely isotropic plate containing a circular hole under uniform pressure . . . . . . . . .. 79

29. Elastic plastic analysis of stress in a circu-lar tunnel in rock . . . . . . . . . . .. 80

3~. Stress concentration as a function of Pois-son's ratio for a rectangular opening. .. 84

31. Element failures about a rectangular opening with different material properties .. .. 86

32. Element failures around single entry opening: a) conventional method with mean-values; b) with random material properties. . . . 90

33. Details of various types of model loading.. 93

ix

Figure Page

34. Dimensions of coarse and fine insert meshes for double entry analysis. . . . . • • . . . 100

35. Stress results for single and two pass from the same mesh and a fine insert mesh . . . . . . 101

36. Displacements from coarse and fine insert meshes .. . . . . .. . ... 103

37. Stress concentration as a function of width/ height ratio for rectangular openings. . . . 106

38. Displacement as a funation of width/height ratio for rectangular openings ..... 107

x

ABSTRACT

This thesis describes work performed under U.S.

Bureau of Mines Contract #H022077 concerning an investiga­

tion of the relative merits of single and double entry

longwall mining systems at the Sunnyside Mine of Kaiser

Steel Corporation near Sunnyside, Utah.

The Sunnyside Coal Mine has a present working depth

of approximately 1800 feet with future expected depths to

3000 feet. At present a two entry longwall system of mining

is used. However, lower production cost, improved ground

control, and faster development of longwall panels pro­

vides incentive to develop longwall panels through a single

entry system. Research consisted of experimental as well

as theoretical investigations. Field study included instru­

mentation, field measurements, and data processing. In-situ

and laboratory tests were conducted to estimate the physi­

cal and mechanical properties of rock types present at the

Sunnyside Mine. Theoretical study included prediction of

stress concentrations, displacements, and failure zones

around mine openings. A finite element technique was used

for these purposes.

All the finite element program branches used for

the present study were verified by comparison of results

to existing solutions of various problems. Predicted

displacements around double entry opening compared favor­

ably with the average vertical closure measured in the

field. The magnitude of tensile stress concentration

near the periphery of the single entry opening was slightly

higher than in the double entry. Failure zones around

single and double entry openings were approximately the

same size. The results indicate, therefore, that the

single entry system would be as safe as the existing

double entry system.

The views presented heretn are those of the author

and do not necessarily reflect those of the U.S. Bureau

of Mines.

xii

I. INTRODUCTION

The purpose of this study was to determine whether

a single entry is as safe for the development of

longwall panels than the present double entry system at the

Sunnyside Coal Mine near Sunnyside, Utah. The work is a

joint effort by the U.S. Bureau of Mines in cooperation

with Kaiser Steel Corporation and the University of Utah.

The study included field instrumentation and measurements

as well as data processing and interpretation. In-situ

and laboratory tests were conducted to estimate the physi­

cal and mechanical properties of rock types present at the

Sunnyside Mine. Theoretical studies included prediction

of stress concentrations and failure zones as well as com-

parisons between theoretical and field measurements of

displacements about mine openings. A finite element com-

puter program was used for theoretical study, comparison

of field data, and for simulation of face advance.

In most of the United States coal and non-coal

mines, longwall panels are developed by a three entry

system (38): At the Sunnyside Mine longwall sections

are developed by two entries and some advantages were

realized in such a two entry system as compared to the

three entries. In the proposed mining method longwall

*Numbers in parentheses refer to corresponding items in the References.

2

panels are developed by a single entry on both sides of

the panel. The proposed single entry system will be sup­

ported by cribs along the center line and separated by

fireproof brattice cloth, thus making it, in effect, a

double entry without intervening coal pillars and cross­

cut intersections. During development, one-half of the

single entry is used for fresh air and the other for return

air. As the longwall face advances, half of the single

entry will be caved and the remaining half will be used

as return airway for the longwall section.

The two entry system exposes less area of roof than

the three entry system and decreases the magnitude of

squeeze and severity of bounce conditions since the

exposed area of excavation is reduced. The advantages

of two entries over three can be extrapolated to the single

entry system. There are advantages and risks involved in

the single entry system as compared to the double entry.

Some of the advantages are:

a) Longwall panels can be developed at faster

speed and development cost will be reduced.

b) Less area of roof is exposed and absence of coal

pillars would avoid pillar spalling and reduce stress con­

centrations.

c) Asthe face advances, the roof would cave more easily

behind the supports, since no pillar remnants are left

in the gob.

d) Elimination of the second entry would reduce

methane liberation because less coal surface area will

be exposed.

3

e) More desirable and efficient ventilation would

be realized because the total amount of air will pass

along only one exposed coal rib before reaching the face.

f) Dust concentration would be reduced at the face

since only the face is ventilated and dust would be car­

ried directly into the return.

Risks include those associated with geometry. The

wider single entry would create higher stress concentra­

tion zones,greater convergence and increased failures

than in the two entry. Since critical stresses and bounces

occur during mining, stability of the opening and adequacy

of cribs are important system questions. Failure of cribs

could cause complete failure of the opening,and at the same

time ventilation for the longwall section could be stopped.

Information about stress concentration, convergence,

and support requirements aid in evaluating the stability of

mine openings. Input data for analyses include material

properties, geological information, and mine opening

geometry. Knowledge of material properties is one of

the important factors for mine design problems. Some

laboratory properties are available for the present study.

Other material properties used for this analysis were

selected by judgment after comparison between test values

4

and properties from the literature.

A two dimensional finite element program {28}' based

on an elastic-plastic material idealization serves as an

analysis tool. Program capabilities include arbitrary

geometry, in-situ stress, application of external forces

and displacements, elastic and plastic properties for iso-

tropic and anisotropic materials and time dependent mate-

rial properties. Material properties may be linear or non­

linear in the program. Finite element meshes with triangu­

lar elements were used for the single and double entry •

study. In the finite element model each triangular ele­

ment can be assigned different material properties which

need not be in numerical sequence. Openings in the meshes

can be changed to the desirable geometry by changing coor­

dinate factors. The program is also capable of handling

premining stresses for an arbitrary geometry. Simulation

of face advance can be included in the program. All the

program branches used for these analyses were verified by

comparing them with existing theoretical and experimental

result~(30).

Results obtained from the computer analyses are

dependent on the refinement of mesh, mesh size, loading,

and material model as well as more direct input such as

material properties.

Stress, displacement, and failure zone predictions

were made for the single and double entrtes~ Predicted

5

stress concentrations around openings are comparable with

existing experimental results. Applicability of the com­

puter program for stability analysis of mine openings is

demonstrated by comparison between closure predictions and

mine convergence measurements from the Sunnyside Mine.

Conclusions concerning stability of the proposed single

entry system follow from these results.

II. THEORETICAL BACKGROUND

Most metals and rocks respond elastically to an

initial application of load but tend to yield and deform

permanently upon continued loading. The main character­

istic of the mechanical behavior of an elastic material is

adequately expressed by Hooke's law. No similar simple

description of the mechanical behavior of plastic material

seems possible. According to Drucker (7) an elastic body

is reversible, nondissipative and time independent under

isothermal conditions. All the work done on an elastic

body is stored as strain energy and can be recovered on

unloading. Plastic material denotes irreversibility and

implies permanent or residual strain upon unloading.

Stress-strain curves (Figure la) for work hardening

material can be classified into elastic or perfectly elas­

tic, ductile, and brittle according to their behavior and

these are represented by OA, AB, and BC portions, respec­

tively. An elastic-perfectly plastic material is supposed

to deform elastically up to yield stress (Figure lb), but

be able to sustain no stress greater than this so that it

will flow indefinitely at this stress unless restricted by

some outside agency or adjacent elastic region. Ductile

behavior is not of great importance in rock mechanics,

nevertheless rock can be assumed as an elastic and .perfectly

a Stress

o

B

£-strain (a )

a Stress

a £-strain

(b )

Fig. l.--Stress-strain curves for (a) elastic­plastic and (b) elastic-perfectly plastic materials.

8

plastic material (4, 17, 31,33) that deforms permanently

by some mechanism other than that responsible for .ductile

behavior. The mechanical behavior of a perfectly plastic

material is completely characterized by its yield function

(8) .

Governing Equations

The governing equations describing the behavior of

elastic plastic material are (12):

(i) Stress equilibrium equations

dO' •• J 1

,d x j + X. = 0

1

(ii) Equations of deformation geometry 1 s .. = -2(u .. + u· .)

lJ 1,J J,l

(iii) Stress strain relations (constitutive

equations)

0' •• lJ

and (iv) yield function

y [ 0" •• , S P .. ) = 0 lJ lJ

Subscript notation and summation are in force.

( 1 )

(2)

(3)

(4 )

Hijkl are the elastic constants of the material, 0', s, u

denote stress, strain, and displacement respectively; X

refers to body force per unit volume, se and sP are the

elastic and plastic strains, A is non-negative proportion-

ality constant and Y is yield function.

9

The stress strain equations for elastic plastic

material can be written in the incremental form. Stress

strain curve OABC (Figure 2) in one dimensional uniaxial

case represents loading and unloading of the mate­

rial. Along the curve OA the material behaves completely

elastic up to yield stress (ao ) and after point A it shows

both elastic and plastic changes. In the elastic plastic

region for each increment of stress (da) the total incre­

mental strain (dE) will be sum of elastic and plastic

strains, then

dE .. = dE P .. + dEe .. lJ lJ lJ

( 5) ,

Total incremental strain is given by

d - H- l d + '\ dV £ .• - • . k 1 a k 1 1\ ao . . lJ lJ lJ

( 6 )

Where dE P •. and d lJ -E e .. are inc rem e n tal p 1 a s tic and lJ l · . -1 e astlc stralns; H ijkl are the inverse 'of elastic coeffi-

cients ' (linear case).

Yield Criteria

The elastic behavior of a material for tension or

compression test is normally denoted by its tensile or com-

pressive strengths, whereas for triaxial or polyaxial state

of stres~ a single value of stress cannot be used to find the

elastic limit. Therefore a functional relation is required

among all the stress at the onset of yield which is known

as the yield function or yield criterion (Y). The yield

function is determined by experiment and testing. For any

o Stress

B--.L do

o ~~ ______________________ ~

Fig. 2.--Stress-strain curve, elastic and plastic strains are shown.

1 0

1 1

state of stress within the elastic range Y < 0; for such

states of stress the material is called safe. Plastic

flow may occur only under states of stress for which Y = o. The geometric representation of plastic states of stress

is called the yield surface.

The general types of yield conditions for isotropic

material can be divided into two groups. The first group

consists of those which are influenced by the intermediate

principal stress, and the second consists of those that are

not. The later group can be written in more general form

(31 ) :

I'm In = Ao + m B

Where ° = 1/2 (0 1 m and n (n ,2:1) are material

( 7 )

+ °3)' lm = 1/2 (°1 - °3),and A, B,

constants; 01 and 03 are major

and minor principal stresses, respectively.

By substitution of different values for A, B, and n

(31) in equation 7, various yield criteria can be formed

which are in common use. For example, Tresca and Coulomb

criteria are shown in Figure 3. For Tresca yield cri-

terion:

A = 0; B = Co To

and = 1 2- 2 n (7 a )

and for Coulomb yield:

A Co - To B Co To and = ; = n = (7b) Co + To Co+To

Where Co and To are unaxial tensile and compressive

strengths, compression is taken as positive.

1 2

T

Tresca a

Fig. 3.--Coulomb and Tresca yield for an isotropic material.

13

Since the process of yield must be independent of

the choice of axes in an isotropic material, yield cri-

terion should also be independent of choice of axes.

This yield condition should be expressed in an invariant

formulation which will include the effect of intermediate

principal stress. This type of yield condition (31) is

given in the form:

IJ 2 In/

2 = A, I, + B, (8 )

Where Al , B1 , and n (n ; 1) are material constants,

11 is the first stress invariant and J 2 is the second

deviatoric stress invariant. These invariants are:

11 = + 0 + Ox y Oz

J 2 = 1 2 + (0 2

(0 x 2

6" [(Oy oz) - 0) + - ° ) ] z x y

+ 2 + ° 2 + 2 (8a) ° yz zx ° xy

or

J 2 1

= "6 [(02 2

- 03) + 2 (03 - 01) + (01

2 - 02) ]

In the case of plane strain analysis equation 8 is

similar to equation 7.

In the present work an extended Von Mises type of

yield condition appropriate to anisotropic rock and

soils is used. This was originally proposed by Pariseau,

1968 (31) , an dis g i ve n as:

IF (Oy -oz)2 + G {oz - Ox)2 + H (ox - Oy)2 + L02yZ

+ M02zx + N0 2XY n/2 - (Uo x + VOy + WO z ) - 1 = Y

Wh e re F, G, H, L, M, N U, V, W, and n (n ~ 1 )

(9 )

are

14

material constants determined by experiment and x~ y, z

refer to the principal axes of anisotropy. The value of n can

be equal to one or two in the present work.

The material constants of equation 9 will change if

another reference coordinate system is adopted. For U = V

= W = 0, the yield criterion equation 9 gives Hi11's (14)

criterion which includes only the deviatoric stresses.

The nine plastic moduli of equation 9 are expressab1e in

terms of unconfined tensile, compressive and shear strengths

(31). These are given in Appendix A. In the plane strain

problem for isotropic material, for vanishing anisotropy

the yield condition equation 9 represents a generalization

of Coulomb yield. In plane strain dEz = 0, where dEz is

the total strain increment and 0z is calculated from the

s t res sst r a i n r e 1 a t ion s ( 3 1). t'ft t h neg 1 e c t 0 f the e 1 a s tic

component of the strain increment and after substituting

the resulting value of 0z in equation 9 the yield cri­

terion for isotropic material is:

I 2 + r )2 n/2 - A2 o xy to x ; 0 YJ I - 2 (0 x + 0 y) + B2 ( 1 0 )

or

(11 )

Where A2 , 82 , and n (n ~l) are material constants.

Yield condition equation 11 is similar to the Coulomb con­

dition equation 7, but the material constants in both the

equations are not the same, therefore the stress analysis

based on equations 11 and 7 will differ.

1 5

The yield condition equation 10 for anisotropic

materials in plane strain is (31 ) given as:

( 0 - 0 r + 02 ( 1 c) n/2 ( 1 c)-1/2 x y - -xy

2 ( 1 2 )

= A3

0 + .A4

+ B3 T T 0 x y

Where c, A3, A4 , 83 , and n ( n ~ 1 ) are material con-

stants. In the present work, equation 9 is widely used.

No assumption concerning the elastic component of the

strain increment is made. However, all analyses are plane

s t r a in, sot hat the tot a 1 s t r a i n inc rem e n t d EZ

= o. The

corresponrling stress increment dO z is calculated through

an inverted form of the complete stress strain relations.

Solution Technigue

The finite element method of analysis is a powerful

technique which can readily be applied to boundary value

problems in solid mechanics. It is very well suited for

handling rock mechanics problems because the usual assump-

tions that rock is an isotropic and homogeneous medium need

not be made; any geometry and loading conditions are easily

modeled. The method has been used for various problems in

roc k m e c han i c s (2, 2 3 , . 3 5, 3 9 ). I n fin i tee 1 em e n tan a 1 y-

sis, different material properties can be assigned for

different elements, which need not be in sequence. Be-

cause of the above advantages and simplicity, the finite

element technique is employed for the present work. There

are no suitable alternatives.

16 f

In the finite element method (6, 44) the continuum

is subdivided by imaginary lines into a number of discrete

pieces called finite elements. These elements are assumed

to be interconnected at a number of nodal points situated

on their boundaries. In the present study triangular ele-

ments were used because two-dimensional irregular or c~r-

vilinear shapes are most easily approximated by triangles.

A finite element mesh used for an underground opening is

shown in Figure 4.

In the finite element method (6, 44), the displace-

ments of the nodal points are usually the basic unknown

parameters, ui and vi shown in Figure 5. The forces {F}

acting at the nodal points and resulting nodal displace­

ments{8} are related through a stiffness matrix ~ [K] char­

acterizing the mechanical behavior of the body.

The determination of the element stiffness matrix

begins with an assumption defining the displacements with­

in the element. The displacements within the element are

defined (6,44) by two linear polynomials and given by:

u (x, y) = a l + a2 x + a3 y ( 1 3 )

v (x, y) = a4 + as x + a 6 y

u(x, y) and v (x, y) define the variation of the x and y

displacement components, respectively.

The force displacement relation can be written as:

( 1 4 )

where:

I

t

---__ ___ -- -- - - - --l ____ --- I

--- -1

I I

I I I I I I I

I I I

I I I I

I I I I

I I

~----~~------r-----~~------~I I

17

Fig. 4.--Finite element mesh used for row of openings separated by pillars.

18

o y

x

Fig. 5.--Typica1 two-dimensional triangular element.

19

{F} = = (14a)

. {~.} = = (14b)

and

[K] = k11 k12 k13

k21 k22 k23 (14c)

k31 k32 k33

where Ui , Vi' and ui' vi are the force and the correspond­

ing displacement components in a common coordinate system

and the subscri pt i represents node poi nt of each fi ni te

element numbered in a counterclockwise direction. Symbols

{F} and {oJ are column matrix and correspond to the listing

of the nodal point forces and displacements in each ele­

ment, respectively. The symbol [K] is a square matrix

which represents the element stiffness matrix and in which

20

k .. are submatrices which are again square matrices. The 1 J

size of the submatrices will depend on the number of force

components to be considered at nodes. The six constants

ai in equation 13 can be evaluated by solving sets of

simaltaneous equations 13, when the nodal point coordi­

nates are inserted and the displacements equated to appro­

priate nodal displacements; for example:

ul = a1 + a 2 xl + a3 Y1

u2 = a l + a2 x2 + a 3 Y2

u3 = a1 = a 2 x3 + a3 Y3

( 1 5 )

The above equations can be written in matrix form:

· {u} = [N] {a} ( 1 6 )

where {a} and {u} are column matrix, {u} is the listings of

the displacement components within ~he element, and · {a} is

the listing of displacements at nodal points shown in Fi gu re

5. Symbol [N] is a matrix linear in position. Matrix [N]

is: 1 xl Y, 0 0 0 , x2 Y2 0 0 0

1 x3 Y3 0 0 0 [N] = (1 6a )

a 0 0 1 xl Y,

0 0 a , x2 Y2 0 a 0 1 x3 Y3

also:

·{u} = {u 1 u2 u3 vl v2 V3} (16b)

an·d

{a} = {a, a 2 a 3 a 4 a 5 a 6} ( 1 6c )

21

Inverse of [N] matrix exists except for zero elements and

the equation 16 can be written:

{a} = [N]-l {u} ( 1 7 )

The geometry of strain equations are:

£ = au/ax £yy = av/ay xx ( 18 )

£xy = 1 [~ +, lY, ] 2 'ay ax

From the equations 17 and 18 , the strain-displacement

relation can be written in the form:

' {e:} = '[8] {a}

or ' {e:} = [8] [N]-l {u} ( 1 9 )

where [B] is the matrix of constant terms and {e:}isa list-

ing of components of strain. Stresses can be computed

through the constitutive equation 3, and given by:

'{a} = [E] {e:} (20)

'{a} is column matrix which represents the listings of stress

and [E] is the material property matrix.

The nodal point forces are made work equivalent to

the surface tractions, body forces, and initial stresses

acting on an element through an application of the virtual

war kid en t i ty ( 44 ), g i ve n \ as:

{F.} + {F.g} + {F. s}= [K] {u.} (21)

1 1 1 1

where ' {F i}, {Fig}, {Fi s } are the external applied nodal for-

ces, nodal forces due to gravity, and nodal forces due to

initial stress, respectively, and u. is listing of dis-1,

placements adjacent to the ith node. The matrix [K] is

the stiffness of the material.

22

The unknown displacements {u.} are computed from 1

equation 21. Once the displacements are known, strains

and stresses can be calculated by the application of equa­

tions 19 and 20.

Some of the details of the finite element program

and verification of th~ program are presented in Appendix

B.

III. ANALYSIS OF MINE OPENINGS

Present and Proposed Mining Systems

At present a two-entry longwall system of mining is

employed at the Sunnyside Mine, Utah. In this system,

longwall panels are developed with two 24-foot wide entries

that are separated by 26-foot wide coal pillars. Cross­

cuts (18 foot wide) are driven between the two entries at

approximately 115-foot centers. The average thickness of

the working coal seam is about 7 feet. Dimensions of the

longwall panel and other information is given in Figure 6.

In the proposed mining method, panels are developed with

one 26-foot wide entry, shown in Figure 7. The support

system for the single entry includes roof bolts installed

at 4-f90t centers and cribs along the center line of the

entry, spaced 4 feet apart. Fire-resistant brattice cloth

is installed along the crib line that separates the single

entry into two portions.

During development of the single entry, one side of

the entry is used for intake air and the other for return

air. Once the panel is developed, one side of the panel

entry is used for fresh air and return air is sent through

the other side. As the coal face advances, half of the

single entry will be caved and the remaining portion

'I 11111/1/11/11/111 Ij //1/// I I; Ij / I / / I / I / / / / I

;; / / 1/ 1/ / /1 / /: 1;/~~:(o7~:~!'~;;:'~<~~ U :~:==I II I [II II JI ]0

~--------- 36oo l---------PD 500 1

o o

---"----+------f

A ~-------I 0 t---I I P 1 I I a rll to-_--,tl '--_--,I r::=J 0

--+-------f----B l fJ

24

Doubl e Entry /

(a) Plan Bleeder Entry

24' , 26' 24'

Entry Entry coal

Pillar (b) Section On AB

Fig. 6.--Present double entry longwall mining system.

3600~

(a) Plan

500'

Longwall face

r-- 26 1-----91, ....... -- 500 1 -------e4oI·I _______ -26 1

(b) Section on AB

Fig. 7.--Proposed single entry longwall mining system.

Bleeder entry

Single entry

N (J1

26

of the entry is supported by the cribs as shown in Figure

7. This remaining portion of the entry will be used as

return airway for the longwall panel.

Applied Loads

Applied loads refer to the external forces capable

of causing deformation of the mine openings. All under­

ground rock is subjected to the weight of the overlying

rock. Static loads include those of gravitational, tec-

tonic and thermal origin; dynamic loads include those

caused by blasting. Gravitational load is considered

to be the major applied load in the present analysis.

At the Sunnyside Mine, coal is being mined at a I

depth of approximately 1750 feet from the surface and

the coal seam is slightly dipping. Topography may affect

the load due to gravity, but such effects are not dis-

cussed here.

Development entries are driven by continuous miners,

hence blasting is completely eliminated. Tectonic and

thermal loads are not taken into account. The vertical

premining stress component a is computed as the specific v weight multiplied by depth of the opening. The horizontal

premining stress a H is calculated as M a v ' where M =

v and v is Poisson's ratio. The applied loads are (l-v) achieved by replacing the material to be excavated by a

set of stress boundary conditionsacti~g at the excavation

surface. The magnitude of these stresses are exactly those

27

generated by the excavated material prior to its removal.

The stresses resulting from the applied loads are t~en added

to the premining stresses to obtain the final post-mining stresses.

-Material Properties

Material properties are an important component of

input data. Properties of coal and sandstone were deter­

mined by laboratory tests. These experiments were con­

ducted by Bureau of Reclamation personnel for the Bureau

of Mines. Coal and sandstone samples were cored from

Sunnyside Mine No.2 near test area 1. Laboratoryexperi­

ments include both static and dynamic testing. Dynamic

rock properties have greater values (41) than statically

determined properties. The difference between these values

is from 10 to 30 percent.

Statically determined properties were used in the

present analysis. Laboratory properties of coal and sand­

stone from 6 to 12 samples are summarized in Tables 1 and

2. · All the static measurements given in these tables were

made on the first loading which was taken up to failure of

the specimen. Shear moduli were computed from Young's mod-

ult · and Poisson's ratios. Plastic properties include

unconfined compressive, tensile, and shear strengths.

Shear strengths for isotropic materials are computed from

compressive and tensile strengths using the formulas in

Appendix A.

TABLE 1

MECHANICAL PROPERTIES OF COAL *

Sam-Young's Poisson's Compressive T ENS I L E S T R E N G T H ~si Modulus 6 Strength Indirect Direct

ple psi x 10 Ra t i 0 (Co) psi Perpen- Parallel No. dicu1ar to to Bed-

Bedding ding

1 0.24 O. 31 1 ,360 210 240 55

2 0.42 O. 31 3,920 110 280 32

3 0.40 0.39 5,600 185 170 32

4 0.30 O. 15 2,950 165 160 34

5 O. 19

6 0.20 0.23 2,900 150 200

7 0.37 0.31 4,200 175 125

8 0.50 0.45

9 2,400

10 0.42 0.24 5, 140

1 1 0.31 0.17 2,980

12 O. 31 o . 1 6 N ex>

* These data were supplied by the u . S. Bureau of Mines, Spokane.

TABLE 2

* .M ECHAN I CAL PROPERTIES OF SANDSTONE

Sam- Rock Type Young's Poisson's Compressive Specific ple Modulus 6 Ratio Strength psi Gravity No. psi x 10

1 Interbedded sandstone 2.29 0.05 1 7 ,550 2.41

2 II 1 7 ,900 2.37

3 II 1 .67 0.07

4 II 1 . 21 0.04 17,350 2.39

5 II 1 .23 0.03 1 5,850 2.37

6 II 1 .69 0.05 2.40

1 Massive sandstone 2.87 2.36

2 II 2.71 0.06 2.37

3 II 4.64 0.12 19,700 2.37

4 II 3.32 0.08 2.37

5 II 2.66 0.06 20,000 2.41 N \0

* These data were supplies by the U.S. Bureau of Mines, Spokane.

30

A typical geological section of the Sunnyside Mine

is shown in Figure 8. Rock types may be geologically

different but have similar material properties. Layers

Qutside the section are assigned average properties; the

stresses in this region are not affected by the excava­

tion at the coal seam level. Laboratory test values were

not available for all layers. Consequently some of the

properties were estimated from an abbreviated survey of the

technical literature. These are given in Table 3.

The material properties used for the final analyses

were selected by judgment from laboratory and literature.

These are presented in Figure 8. In the present work the

material is assumed as isotropic and homogeneous within

each layer. More complicated material behavior can be

handled by the computer program.

Rock properties used in the present study are about

midrange of those values obtained from laboratory tests.

But the in-situ properties can vary from the laboratory

values. Rock properties' within each layer itself may not

be constant due to the presence of fractures and inhomo­

geneity in material. In general, a standard deviation of

30 percent of the mean or greater is observed in rock prop­

erties data. Rock properties could exert a considerable

influence on stress prediction and factor of safety. When

the factors of safety are high, rock properties variability

may not greatly influence stability of the opening, but

TABLE 3: MECHANICAL PROPERTIES OF COAL MEASURE ROCKS

Rock Type Ref- Unit Young's Poisson's Compressive Tensile erenee Weight Modulus 6 Ratio Strength Strength

pef psi x 10 ~si x 1000 ~si x 100 * ** * **

Siltstone (Utah) #15 3.869

Coal (Utah) #15 0.487 4.541 3.600

Sandstone (Utah) #15 8.987 6.861

Coal (Utah) #15 0.654 3.642 4.030

Sandstone (Virginia) #15 2.980 17.860 16~250 Siltstone (Virginia) #15 1 . 709 3.483 2.073 Sandstone (W . Virginia) #15 3.670 15.550

Sandstone (U.S.) #34 7 . 711 18.0 to 22.0

Shale #34 5.494 11.000 Sandstone (Ohio) #5 136.2 2.760 0.38 10.700 1.70

Siltstone (New Jersey) #5 1 62.0 3.870 0.22 17.800 4.30

Shale #10 10.63 to 12.28

Shale #3 0.09 0.09 to 27.0 to 0.13 O. 13 to 49.0

Sandstone (Utah) #43 137.28 1 .900 0.01 1 5. 500

Sandstone (Utah) #43 143.50 2.770 0.07 27.700

*Perpendieu1ar ** w to bedding Parallel to bedding

TABLE 3--Continued

Rock Type

Shale (Utah) Shale (Michigan) Sandstone (Utah)

Ref­erence

# 43 #1 #1

* Perpendicular to bedding

** Parallel to bedding

Unit Weight

pcf

174.72 173.47 143.52

Young's Modulus 6 psi x 10

8.44 7.50 3. 15

Poisson'·s Ratio

0.09 O. 1 5 0.03

Compressive Strength psi x 1000

**

31.300 28.600 13.100

Tensile Strength psi x 100

* **

1 . 6

W N

33

Unit E Co To Weight 10 6

10 3 psi 10 2 0 pcf psi si

Over- 144.0 1 .700 0.25 1.000 0.500 burden

148~2 3.000 0.20 19.000 8.500

Massive sand-

75~0 0.350 0.30 3.500 1.300 stone

Coal 149.5 1 . 500 0.10 1 7 . 500 7.000

Layered sand-stone 148.2 3.000 0.20 19.000 8.500

M.S. SandySha 1 e Coal 170.0 4.500 0.10 15.000 0.000

M.S. 75.0 0.350 0.30 3.500 1 .300

148.2 3.500 0.20 19.500 10.000

Layered sand- 149.5 1 .500 stone

0.10 17.500 7.000

Dimensions in feet

Fig. 8.--Rock properties and geologic section for single and double entry analyses.

34

where margins of safety are low, a stability analysis as

based on the mean values is questionable. In the elas­

tic-plastic analysis, variability of plastic moduli dis­

closes more failed elements which are safe a~ mean values

of rock properties. More detailed study of rock proper-

ties uncertainty is discussed in Appendix C.

Finite Element Meshes for Mine Openings

Mesh information and material properties are the

basic components of the input for finite element analysis.

Meshes are prepared by drawing the model to scale. Each

element in the mesh is identified by its nodal points and

nodes are located by their coordinates. Nodal coordinates

are taken from the drawing. Mesh plots were generated by

the computer for verification of the meshes.

Accuracy of stress and displacements from an

analysis will depend on mesh size, boundary influence, num-

ber and size of elements around the openings, and model

loading. As a ru1e-of-thumb, a stress concentration caused

by two dimensional excavation decays inversely with the

square of distance from the opening. The magnitude of

stress at a distance of ten times the dimen~on of th~

outer edge of the opening may not be affected by the

excavations. All the meshes used in the present work

satisfies this distance rule. The dimensions of,the

meshes used for single and double entry are shown in

Figures 9 and 10.

-,-­Insert mesh ----L-

Double entry

500' --. r

~2 30'-1

C 120' ~ ~ 1 120'· •

t--

Surface

l750~

7' Coal seam

500'

!

. Single entry

1--260

, ...

35

Fig. 9.--Mesh dimensions for single and double entry analyses.

36

l __ ~37' ~ ________________ __ 463 '

Mesh side

PM v!/lwF;77;;7:~77S7:::777Z777ZZZZZZZZll7Zm WIll/III

~ ~ 7" X 24' entry (one of two)

7 ' x 26 ' pillar (half pillar shown)

(a) doubl e entry

Mesh side 13 t . 247 1 -------~

~ I-- 7' X 26' entry ' (h'alf shown)

(b) single entry

Fig. lO.--Coal seam level dimension detail for single and double entry analyses.

37

Stresses near the side and bottom boundaries should

not be affected by the excavations. Adequacy of mesh sizes

is determined by a simple test. Pre~ and post-mining

stress adjacent to the mesh boundaries should be approxi~

mately the same. Though the mesh size is limited by the

number of elements and nodal points, all the meshes used

for the analysis are of adequate size.

Single and double entry meshes extend to the sur~

face. For the meshes that are not extended to the surface,

the effect of the overburden can be replaced by equivalent

nodal forces, but by this system of loading the stiffness

effect of the overburden cannot be replaced without influ­

encing displacement predictions. Displacement predictions

mainly depend on the type of loading. When the overburden

effect is replaced by its equivalent nodal point forces,

the value of displacements are a little higher. Some of

the results for different types of model loading are dis­

cussed in Appendix D.

In general, stress gradients are very high near the

periphery of the underground openings. Though coarse mesh­

es are satisfactory for prediction of displacements, the

same meshes may not be sufficient for estimation of stress.

Detailed information about stress history near the peri­

phery of the opening requires a more refined mesh.

One of the difficulties in preparing a refined mesh

is that the element size is controlled by very thin rock

layers and numbers of elements in a mesh are limited by

38

computer core storage. To overcome this problem p two­

pass solution technique is used. This point is discussed

in greater detail and illustrated in Appendix E.

The computer program (28) is sensitive to changes

in the geometry of the opening and has th~ ability to dis­

criminate between rectangular openings of even slightly

different dimensions. The double and single entry systems

have width to height ratios of 3.4 and 3.7 to 1, respect­

ively. In the present analysis it is important to the cal­

culation of stress concentrations near the periphery of the

single and double entries. Slight changes in the width to

height ratios are in fact reflected in stress and displace­

ment predictions by the computer program. More information

on this study is discussed in Appendix F.

Portions of the finite element meshes used for

double and single entry analyses are shown in Figures 11

and 12. The elements around the openings are made very

small for accurate stress ·predictions near periphery of

the openings. Near the opening, the width of each element

is 12 inches and the height is 6 11•

-- - -- -------~ ----

---

Fig. ll.--Finite element mesh used for double entry analysis.

I /

I /

I

I I

I I

500' 2250'

I I I I

I

I I

I

I I

40

60'

Fig. l2.--Finite element mesh used for single entry analysis.

T 2250'

1

IV. RESULTS

The output results from finite element analyses

consist of listings of stresses, strains, displacements,

and results of the elastic-plastic analysis. In the double

and single entry analyses, the effect of layering is in­

cluded. Material properties in both cases are the same as

shown in Figure 8. Average nodal point stresses were com­

puted from element stresses; these stresses were taken from

the elastic part of the solution. Stress concentrations,

displacements, stress contours, and failure zone predic- '

tions for the double and single entry systems are pre­

sented here.

Double Entry Analysis

A two-pass technique was, used in the double entry

analysis. Displacements from coarse and fine meshes are

in close agreement, but there are differences in stress

predictions. The difference in stress is due to high

stress gradient around the periphery of opening and mesh

refinement.

Figure 13 shows the boundary stress concentration

about a double entry opening, Maximum tensile stress con­

centration is 1.63 and it occurs along the centerline of

the opening. Compressive stress concentratiori is slightly

4

3

2

°t -S- 1

v

42

6 coarse mesh

o fine insert mesh

o + compression

-3 , I

I I

tension

I, I ~ I I ,

I I I I I I I I

7/:'7~~' I I i I I ~I"-\t-"<""'\\ pllla. , I / pillar

///'//// - --- -1-- - - - "" """ ,,, --1-+-+-

* = 3.43

Fig. 13.--Predicted stress concentration near a double entry opening.

43

higher in the pillar than in solid coal. Maximum predicted

compressive stress concentration is 2.02. The vertical

stress Sv is approximately 1750 psi. Stress concentrations

from both fine and coarse mesh are shown in Figure 13.

Stress contours near the opening are shown in Figure

14. These contour lines were drawn by joining the lines

along centroids of elements having the same magriitude of

stress. Tensile stress is predominant both in the roof

and floor. Tensile stress in the roof drops down to 400

psi in massive sandstone due to low Young's modulus as com­

pared to shale modulus. Peak compressive stress concentra­

tion is localized near the corners of the opening and is

higher than in the coal ribs.

Figure 15 shows displacements about the opening.

Results from coarse and a fine mesh insert mesh are in

close agreement. Displacements from elastic and elastic­

plastic analyses are within 3 percent. For practical pur­

poses they can be taken as equal.

Figure 16 shows the failed elements about a double

entry opening. Tensile stresses are present in the roof

and floor. The failure zone in the roof extends through

the shale and decreases in massive sandstone. Failure

zone extends 4.5 feet into the roof and 1.S feet in the

floor. No rib failures are indicated.

Single Entry Analysis

Figure 17 shows the boundary stress concentrations

--------

(ge x

------ )GA -3.0 ~l

-2.

------------------ 0.4~ ~O.~ ~O.~~

2.5 2.3 2.7 1.8 I

---

5 I; ca 1 e -I

opening 1 • 1

-:::::0:0

.6

1.0 _~

0.8

----- O. 4 ---~

---------2.3

-2.3

- Compression: Vertical stress

+ Tension: Horizontal stress

50 I

I , I

I I I

I I

Fig. 14.--Stress contours around double entry opening (contour values are multiples of 1000 psi).

T 2250·

1

~ 24' 1 T 7' Opening

1 W 3.4 H =

0 Fine insert mesh

6 Coarse mesh

1 " r--1 Displacement scale

Fig. l5.--Double entry opening displacements obtained using a coarse and a fine insert mesh.

45

46

Opening

A ° - compression { ' x

0y - tension

6 ° x ' 0y - both tensi on

I-5'

1 scale

Fig. l6.--Predicted failure zones about a double entry opening.

at -sv

3

2

1

0

-1

-2

I I

+ Compression

- Tension

Opening

-r- -- -- - ---- --- ---t

-F_u_;----]-w _ H - 3.7

47

0

Fig. 17.--Predicted stress concentration about a single entry opening.

48

about a single entry opening. The stress concentrations

are ~hown on one side of the centerline of the opening.

Maximum elastic tensile stress concentration is 1,73 and

compressive stress concentration near the corner is 1.84.

Tensile stress concentration in this case is about 6 per­

cent higher than in the double entry, whereas maximum com­

pressive rib stress concentration in the single entry sys­

tem is 6 percent less than in the double entry system. Ab­

sence of coal pillars in the single entry system reduces

the critical compressive stresses in the rib.

Stress contours around the single entry opening are

shown in Figure 18. Tensile stresses are present in the

roof and floor. There is about a 200 psi increase in ten­

sile stress in the floor and roof over the double entry.

Higher compressive stresses are present near centers of

the opening.

Figure 19 shows displacements about the single

entry opening. Displacements from both elastic and

elastic-plastic analyses are presented. Though results

from the elastic-plastic analysis are somewhat higher,

for practical purposes they are equal. Maximum vertical

closure is represented along the centerline of the opening.

Figure 20 shows the zone of failed elements about

the single entry opening. Failure zone in the roof extends

into shale and sandstone. There are more failed elements

in shale than in the sandstone. Maximum height of the

49

-----,-- I ,--

------,--

--- I ,------ I ---- I I I I I

2.9 2 . 1 2.5 I

r y I

scale I x I I I I I

- Compression: Vertical stress

+ Tension: Horizontal stress

Fig. 1B.--Stress contours around single entry opening (contour values are multiples of 1000 psi).

T 2250'

1

I I I I I

II I I I I I I

50

13' ·1

Opening

0.5 11

H Scal e

o 0 Elastic

8 ~ Elastic-plastic

Fig. 19.--Predicted displacements about a single entry opening.

7'

I

I I I

tl I I I I

Opening

x

.. {

A

r 2 1'1

51

cr - compression x cry - tension

cr x ' cr - both y tension

Scale

Fig. 20.--Predicted failure zones about a single entry opening.

52

failure zone in the roof is about 4.5 feet and in the floor

1.5 feet.

V. ANALYSIS AND DISCUS$ION

Compafis6h "6f "Field and " Comput~~Results

Field observations of vertical closuie from Mine 2,

Test Room 1 of the Sunnyside Mine are available for com­

parison with computer results. The location of the test

room is shown in Figure 21. The support system and the

instrumentation are shown in Figure 22. The support system

consists of 3/4-inch diameter, 6-foot long roof bolts

spaced approximately on 4-foot centers sUpporting landing

mats. Timber posts and cribs are installed wherever addi­

tional support is required. Figure 23 shows various types

of instruments used in the test room and their location.

The locations of vertical closure points used for compari­

son with computer results are shown in Figure 24.

Table 4 is a tabulation of computer predictions and

field measurements of vertical closure at the Sunnyside

Mine. Field measurements show maximum vertical closure

near the rib of the pillar but predicted maximum vertical

closure occurs at the center of the opening. Displace­

ments from elastic and elastic~plastic solutions are close.

The average computer predictions for the double entry sys­

tem are approximately 10 percent higher than the field

measurements. The effect of roof bolting is not included

Area instrumented

nu nn n~ O~ flU flll un on O~ un on Dil

~350 I --I_

I I

/ 1~~~~c::::2~c::::::::Jt:::Jc::::J

I "T r

Test area 1

1 Ma in haulage

3000'

Proposed

Panels

1 500 '

Single entry

j

Fig. 2l.--Proposed single entry mining system and location of test room 1.

---- ----... ...... . ..... "

Pillar

\ \, \ I I , I , I

g 0 iii 8 ~ __ ----­

.a-fl 13-8 /~

B B 8 : I

B 9 -g,' o B e, Pillar

C Q 0"/

9 0 0:

."....-- .-.. ............ - ..... _ ....

,,-- ---:lff---------.-:--

55

• Advance

.. · f.] ~t i.. _____ ~ __ 1_ ~~--~--~~---~-~-~~~~----~--------

• Timber post

o Rock bol ts

- Landing mat locations

~ Cribs

Fig. 22.--Support system near test area 1, mine 2~

l!F ~ ,~ __ R_B~~4 __

---l;- - Ib19

----- -{c:l~ J:O-Rs--l5 - -~:- CL-20 0 1"7 '; 0

CL-l 0 ~ RB-14 CL-19~ 0 RB-23

oRB - 1 3 RB- 22 0 14 ,15

~ -- ... ' ..... ~ 0 R B-1 2 ~--- .. - - BE =-9 ~ CL-9 • mt CL-1B--

r _12 .?~'~ __

-" ,.~;" Advance CL-~ ~ l BE-8

Pillar : RB-ll; BE-7

CL_h ~RB-1Q ~E-6 {I BE-5

_) ORB-9{ C[-714 _--.f. ~~ __ 4 _______ --

-C-L~3-~--:CL-6 • RB 8'-''t]' --CL-lt 00 0 RB-27 o - 5 8 oRB-21 1.2

~RB-5 A f) C L -1 3 (I) RB - 1 7 • 0 RB-26

-4 "CL-S ~ ~ CL-16 oRB-20 C L - 2 R B - 7 • R B _ '1 6 1 1 0 RB- 2 5

R B-3 e ~'3 RB-19 rnI C L -1 ·C L- 4. ~-RJ3,:~_·EiE ~l-:l§ 4r~ -- -- ----------------- - -- ... + BE-3

BE-2 BE-l

@ - Left entry

@- Right entry

o Roof bqlt (hydraulic) RB

o Roof bolt (strain gauge)

• Vertical closure CL

56

0' Crib load cell (strain gauge)

[ill Cri b load ce 11 (hydra u 1 i c)

~Horizontal closure

~ Brass rod extensometer

Fig. 23.--Different instruments and their location at test area 1.

57

------- .... --'---------- ---------_------, -------....,., A CL .... 20 .... _ ...... .".,... , ____ ,-, U --- -- .-. - --

@

.... -... .,.",..--- .... ,,, " \

\ \ , I I

• , \

• ----------------

_/

@ - Left entry

@ - Ri ght entry

~ ~

l I , I

I , t

/' -­,."". ....... .",..--..",..

6 CL-19

6 CL-18 .,,- ........ ----.,- .... - --_.-."..-----

6 Vertical closure CL

\.----- ------6 --CL -=-17--- - -- -----

6 CL-16

Fig. 24.--Location of vertical closure stations in mine 2, test area 1.

58

TABLE 4

* MEASURED AND PREDICTED VERTICAL CLOSURES

M E A S U RED PRE D I C T E 0

CL Vertical Elastic Solution Elastic-Plastic Station Closure Solution

Double Single Double Single

1 5 0.237 0.367 0.359 0.367 0.364

** 20 0.323 (0.384)

Average: 0.280

16 0.426 0.651 0.642 0.660 0.664

19 0.292 (0.641)

Average: 0.359

17 0.877 0.413 0.359 0.413 0.364

18 0.475 (0.401 )

Average: 0.676

Average 0.438 0.477 0.453 0.480 0.464

(0.475)

* All measurements and predictions were i n inches

** Coarse mesh results

59

in the finite element analysis which would reduce the pre­

dicted values and bring the averages into better agree­

ment. Though the roof span is greater in the single entry

system than in the double entry,displacements are higher

in the latter system due to pillar squeeze. Field data

also appear to reflect pillar squeeze. Predicted vertical

displacement in the pillar is less than field measurements

which indicates that coal modulus from laboratory tests is

higher than the actual field value. No attempt was made

to change material properties for matching computer dis­

placement results and field measurements in greater detail.

Interpretation of Results

A comparison of results for the double and single

entry analyses are shown in Figure 25. Opening geometry,

vertical closure, stress and failure zone in both the

systems are compared.

Width to height ratios in single and double entry

systems are 3.7 and 3.4 respectively. The height of the

opening in both cases is the same. Since the width of the

opening in a si~gle entry system is more than in the double

entry system, one can expect higher values 'of displacements

or vertical closure, higher stress concentration, and a

more extensive failure zone in the single entry. In both

cases, layering effect is included and each layer represents

its own mechanical behavior. But the differences in the

results for the two systems are generally very small.

Single entry

1) Geometry w = 3.7 IT Tension Compression

T 7 ~ Openi ng

26'

2) Predicted stress concentra­tions

Tension -1 .73

Compression -1 .84

3) Maximum vertical closure 0.664"

4) Predicted failure zone

Massive S~le ~ndstone 2.0' ~~ ~.5'

I Opening I ...,Jr ..::::::::

~ 1.5' Massive sandstone

Strengths

Massive sandstone Co = 19000 psi

To = 850 psi Shale

Co = 15000 psi

To = 1000 psi Coal

Co = 3500 psi

To = 130 psi

Double entry W _ H - 3.4

Tension

60

~ompression Compression I I

Opening

~- 24' ----I

Tension -1.62

Compression In pillar -2.02 In solid coal -1.8

0.660"

Massive phale sandstone 2.0'

: ~ ~ ---::--- 2.5'

t::] Opening E: 1/ -..--.. \Massive 0.5 t sandstone

Massive sandstone Co = 19000 psi

To = 850 psi Shale

Co = 15000 psi

To = 1000 psi

Coal Co = 3500 psi

To = 130 psi

Fig. 25.--Comparison between single and double entry results.

61

Vertical closure in the single and double entries

are very close and for practical purposes they are equal.

Tensile stress concentration in the single entry is approx­

imately 6 percent higher than in the double entry system,

whereas critical compressive stress concentration near the

opening is higher in the double entry. Tensile stress con­

centration in the single entry system is higher because the

length of the roof span is greater, The results show that

absence of pillars in the single entry reduces the value of

critical compressive stress in the sides of the opening.

The predicted failure zone from elastic-plastic analysis

for the single and double entries extends in the roof and

floor. Failure zone extends into the immediate roof (shale

and massive sandstone) layers. No failures are indicated

in the remote roof that consists of layered sandstone.

The floor is a massive sandstone and the failure

zone is less in the floor than in the roof. In single and

double entry systems the failed zone in the roof is almost

the same size. But in double entry,failed elements in the

floor are less than in the other case. Rib failures were

not indicated in both the cases due to higher strength of

coal and triaxial state of stress in the rib elements.

The failure zone in the roof extends into two layers

and the height of this zone is approximately 4.5 f~et~ .. ~ti­

ficial roof supports can control the failure zone and'growth

of this zone around the opening. Six foot long roof bolts

62

are used for controlling fractured zones in the rnof. How-

ever, the results from the single and double entry analyses

show that the difference in ~esults for both systems are

v e r y . s rna 1 1. '

Stability Criteria

Stability (25,32,36 )evaluations of surface and

underground openings in rock are based mainly on consider-

at ions of strength and stress. The stability of the open­

ing will depend on the ability of the rock and artificial

support system to resist the applied loads. In general,

stability of an opening is determined on the basis of

safety factors. The safety factor FS (11, 37) is defined

as the ratio of the relevant values of strength to load,

that is:

Safety factor IFS I = strength load

A structure is stable when the load acting on it

is smaller than the strength of the structure. Failure

occurs when load acting on it is greater than the strength

of the structure or when load exceeds the strength. These

statements in terms of the safety factor are as follows:

FS >1 stable structure

FS <1 failed or unstable structure

As stated above, factors of safety greater than one

are considered indicative of stability and factors of safe­

ty less than one indicate that the opening or structure

63

would be unstable. Failure or instability are used to

evaluate any kind of operational hazard, such as collapse

or failure of an opening, caused by application of load

leading to unserviceability of the structure or opening

over its intended lifetime.

The object of a stability analysis is to determine

whether or not the opening will remain useful over its

intended life. Complete stability of an opening can be

determined when the safety factors are known. But the

safety factors in rock mechanics are not well defined and

direct methods are not available for computing safety fac~ .

tors.

In the present study stability of the single entry

is determined from the results of the elastic and elastic~

plastic analyses. Elastic analysis includes calculation

of elastic stress concentrations and displacements around

openings. Elastic~plastic analysis is utilized to deter­

mine the failure or collapse conditions of the underground

openings. Elastic-plastic stability analysis involves the

usual considerations of applied loads, material properties,

and opening geometry.

Results of the elastic analysis were presented in

the previous sections. Elastic stress concentrations and

displacements around single and double entries are com­

parable and close. The size of the failed or plastic zone

is indicative of the risk of collapse. The failure zone

64

around the opening indicates the regions whose safety fac­

tors are one. Local failures may not lead to the unstable

or collapse conditions. The predicted localized failure

zones can be controlled by using artificial supports (16,

18, 20, 22, 27).

VI. CONCLUSIONS

An existing finite element computer program has been

used for double and single entry stability analyses. All

program branches used in the present work are fully veri­

fied by comparison with existing analytic and numerical

solutions of various problems. Applicability of the solu­

tion technique to stability analysis is assessed by com­

parison of closure predictions and mine measurements ob­

tained in an instrumented double entry section of the Sun­

nyside Mine.

Predicted vertical closure values are, on average,

in good agreement with vertical closure measurements in the

mine. The effect of layering is included in both the dou­

ble and single entry analyses, although the divided layers

are considered to be isotropic. Field measurements indi­

cate that maximum vertical closure occurs near the rib of

the coal pillar. But the maximum predicted vertical clo­

sure is along the centerline of the opening.

The coal Young's modulus and strength determined

by experimental procedure are therefore probably higher

than the actual in-situ properties. Predicted vertical

closure is approximately 10 percent higher than the

measured values. The effect of roof bolting is not

66

included in the analysis, which would reduce the predicted

closure values.

Stability evaluation of the single entry system re­

quires the knowledge of stress concentrations, displace~

ments and failure zones around the opening. Stress field,

displacement and failure zone predictions have been made

for the single and double entry systems. The vertical clo­

sure of the single entry is higher than in the double entry,

but the closure values in both the cases are equal for

practical purposes. Tensile stress concentration in the

single entry system is approximately 6 percent higher than'

in the double entry design. However the results indicate

that absence of pillars in the single entry reduces the

value of the compressive rib stresses around the opening.

Permanent deformation and failure are important

features of the single and double entry systems. Pre­

dicted failure zones in the single and double entries are

of the same size. Failure zone in the single entry ex­

tends in two roof layers~ The height of the failure zone

in the roof is approximately four feet; this can be easily

controlled by using roof bolts.

In the single and double entry systems the differ­

ences in stress concentration, displacements, and failure

zones are small. Dangerous pillar stress concentrations

and wide intersections are eliminated in the single entry

system. The results of the present investigation indicate

67

that the single entry is as stable and safe as the present

double entry on development, but the effect of supports

and influence of mining operations has not been considered

in the present work.

The resul ts of the present investigation offer en,­

couragement, and further research should be continued for

a more complete assessment of stability and safety of the

single entry longwall mining system. Suggestions for fur­

ther research include:

1. Reinforcement effects of bolts and cribs should

be included in future research. The effect of bolting can

be introduced by applying two point loads for each bolt.

Nonlinear behavior of wooden cribs can also be included.

2. Adequacy of cribs and caving patterns are impor­

tant factors in the single entry stability analysis. There­

fore, simulation of face advance should be included in fu­

ture investigations.

3. Since mining operations involve time, time depen­

dent rock behavior may be of importance to stability anal­

ysis and should be considered in further work.

REFERENCES

1. B 1 air , B, E., II P h Y sic alP r 0 per tie s 0 f Min e Roc k , ~I Part III, U.S.B.M., RI 5130, 1955.

2. Blake, W., IIApp1ications of the Finite Element Method of Analysis in Sblving Boundary Value Prob­lems in Rock Mechanics,1I Int. J. Rock Mech. Min. Sci., Vol. 3, 1966, pp. 169-180.

3. Brown, A., IIGround Stress Investigations in Cana­dian Coal Mines," Mining Engineering, Translations AIME, August 1958.

4. Dahl, H. D., "Finite Element Model for Anisotropic Yielding in Gravity Loaded Rock.1I Ph. D. Thesis Pennsylvania State University, 1969.

5. Deere, D. U., and Miller, R. P., "Engineering Class­ification and Index Properties for Intact Rock," Univ. of Illinois Contract AF 29 (601)-6319. Tech. Rept. AFWL-TR-65l16. Springfield, Va., Fed. C1r. Hs. Sci. & Tech. Inf., 1966 ..

6. Desai, C. S., and Abel, J. F., "Introduction to the Fi ni te El ement Method," VNR Company, New York, 1972 .

. 7. Drucker, D. C. IIA Definition of Stable Inelastic

Materia1,11 J. Applied Mechanics, Vol. 24, March 1959, pp. 101-106.

8. Drucker, D. C., Prager, W., and Greenberg, H. J., "Extended Limit Design Theorems for Continuous Media,1I Q. Applied Math., Vol. 9, No.4, 1952, pp. 381-389.

9. Duncan, J. M., and Goodman, R. E., "Finite Element Analysis of Slopes in Jointed Rock," Contract Report S-68-3, University of California, Berkeley, 1968.

10. Emery, C. L., IIIn-situ Measurements Applied to Mine Design,1I 6th Sym. on Rock Mechanics at Rolla, October 1964.

69

11. Freudenthal, A.M., Garrelts, J.M., and Shinozuka~ M., "T h e A n a 1 y sis 0 f S t r u c t u r a 1 Sa f e ty ,II Pro c. AS C E Volume 92, N. ST1, pp. 267-325, Feb. 1966.

12. Fung, Y.C., "Foundations of Solid Mechanics,1I Pren­tice-Hall, Inc. (1965)

1 3 . Ham mer s 1 e y, J. M., and Han d s com b, D. C " II M 0 n t e Car 1 0 Met hod s ," J 0 h n Wi 1 ey and Son s, Inc., N. Y ., 1965

14. Hill, R., "The Mathematical Theory of Plasticity," Oxford. The Clarendon Press, 1950.

15. Holland, C.T., "Cause and Occurrence of Coal Mine Bumps," Mining Engineering, Transactions AIME, pp. 996, September 1958.

16. Jacobi, 0., "The Origin of Roof Fall in Starting Faces with the Caving System," Int. J. Rock Mech. Min . Sc i ., Vol. 1, p p. 31 3 - 3 1 8, 1 9 6 5 •

17. Jaeger, J.C. and Cook, N.G. W., "Fundamentals of Rock Mechanics," Chapman and Hall Ltd. 1969.

18. Kenny, P., "The Cavi ng of the Waste on Longwa 11 Faces," Int. J. Rock Mech. Min.Sci., Vol. 6, pp. 541-555, 1969.

19. Lekhuitskii, S.G., "Theory of Elasticity of an Anisotropic Elastic Body," Holden-Day, Inc., San Franc i sco, 1963.

20. Lewis, A.T., and Wllson, J.W., "The Introduction of Composite Pack Support at Western Holdings, Ltd.," Papers and Discussions 1968-69, Association of Mine Managers of South Africa, The Chamber of Mines of South Africa, pp. 561-583.

21. Love, A.E.H., "A Treatise on the Mathematical Theory of Elasticity," Dover Publications, N.Y., 1944.

22. Margo, E., and Bradley, R.K.O., "An Analysis of the Load Compression Characteristics of Conventional Chock Packs," Journal of the South African Institute of Mining and Metallurgy, pp. 364-401, April 1966.

23.

24.

25.

26. \

27.

28.

29.

30.

31 .

32.

33.

70

Nair, K., Sandhu., R.S., and Wilson, E. L., IITime­dependent Analysis of Underground Cavities Under an Arbitrary Initial Stress Field," Tenth Symposium on Rock Mechanics, Austin Texas, AIME Publications, 1968.

Naude, T. R., liThe Pioneering of Full Mechanized Longwa11 Coal Mining in South Africa," Journal of the South African Institute of Mining and Metallurgy pp. 322-350, February 1967.

Obert, L., and Duvall, W., IIDesign and Stability of Excavations in Rock-Subsurface,1I SME Mining Engineer­ing Handbook, Edited by Given, I.A., Vol. 1, pp. (7-10) - (7-47), SocietyofMining Engineers, AIME, N.Y., 1973.

Obert, L. Duvall, W. I., and Merrill, R. H., UDesign of Underground Openings in Competent Rock,u Bulletin 587, U.S. Bureau of Mines, pp. 8-17,1960.

Panek, L.A., IIDesign for Bolting Stratified Rock," Transactions, Society of Mining Engineers of AIME, Vol. 229, pp. 113-119, June. 1964.

Pariseau, W. G., IIA Finite Element Program Based on the Elastic-Plastic Material Idealization," Univer­sity of Utah, 1972.

Pariseau, W.G., IIInfluence of Rock Properties Varia­bility on Mine Opening Stability Analysis," Ninth Canadian Symposium on Rock Mechanics, Montreal, Quebec, 1973.

Pariseau, W.G. IIInterpretation of Rock Mechanics Oat a : Sin 9 1 e E n try S y s t em, Sun n y sid e Min e, Uta h , 1.1

First Annual Report, U.S.Bureau of Mines Contract #H022077, June 1973.

Pariseau, W.G., "Plasticity Theory for Anisotropic Rocks and Soils," lOth Symposium on Rock Mechanics, Au s tin, T e x as, 1 968 .

Pariseau, W. G. IIRock Mechanics and Risk in"Open Pit Mining,1I Proc. Eleventh International Symposium on Computer Applications in the Mineral Industry, University of Arizona, Tucson, April 16-20, 1973, pp. A106-Al24.

Pariseau, W.G. and Fairhurst, C., "The Force-Pene­tration Characteristic for Wedge Penetration into Rock," Int. J. Rock Mech. Min. Sci. Vol. 4, pp. 165-180, 1967.

34. Phillips, D.W., "Investigation of the Physical Properties of Coal Measured Rock," Transactions AIME, Vol. 82, pp. 432-450, 1931.

71

35. Reyes, S.F., IIElastic-Plastic Analysis of Underground Openings by the Finite Element Method,1I Ph.D. Thesis University of Illinois, Urbana, 1966.

36. Salamon, M.D.G., "Stability, Instability and Design of Pillar Workings,1I Int. J. Rock. Mech. Min.Sci., Vol. 7, pp. 613-631,1970.

37. Salamon, M.D.G., and Muro, A.H., IIA Study of the Strength of Coal Pillars,1I Journal of the South African Institute of Mining and Metallurgy, pp. 55-67, Sep­tember 1967.

38. Shields, J.J., IILongwa11 Mining in Bituminous Coal Mines with Planers, Shearer Loaders and Self Advancing Hydraulic Roof Supports,1I Information Circular-8321, U.S. Bureau of Mines, 1967.

39. Stacey, T. R., IIThree-dimentional Finite Element Stress Analysis Applied to Two Problems in Rock Mechanics,1I Journal of the South African Institute of Mining and Metallurgy, Vol. 71, May 1972.

40. Su, Y.L., Wayng, Y.J., and Stefanko, R., IIFinite Element Analysis of Underground Stresses Utilizing Stochastically Simulated Material Properties," Rock Mechanics Theory and Practice (Ed. Sowerton, W.H.), AIME/SME, N. Y., pp. 253-266, 1970.

41. Sutherland, R.B., IIS ome Dynamic and Static Properties of Rock,1I Rock Mechanics, Edited by Fairhurst, C., pp. 473-491, Pergamon Press, New York 1963.

42.· Wagner, H.M., IIPrincip1es of Operations Research,1I Prentice-Hall, Inc., N.J. 1969.

43. Winders, S. L., IIPhysical Properties of Mine Rock ll,

Part II, U.S.B.M., RI 4727, 1950.

44. Zienkiewicz, O.C., liThe Finite Element Method in Engi neeri ng Sci ence, II McGraw-Hi 11, London, 1971.

APPENDIX A

DETAILS OF MATERIAL CONSTANTS

For isotropic material yield conditions dependent

on the intermediate principal stress, equation 8 can be

rewritten as(4, 31):

IJ In / 2 = A 1+ B

Where

and I = 11 _ 2-

(A-1 )

(A-2)

Taking compression as positive, values for A and B

··c an be f 0 un d by sub s tit uti n g 0 = C, u nco n fin e d com pre s s i ve x

strength, and T" uncon fi ned tens i 1 e strength, 0y = 0 = 0 xy

and n = 1 .

C = CA + B I? 2

(A-3) T = -TA + B 72 -2-

Solving for A and B from (A-3):

A = 12 T - C T + C

B = 12 TC T+C (A-4)

and R = 2 TC 13 T+C

73

Where R is unconfined shear strength; A, B, and R

define the yield parameters for isotropic extended Von

Mises yield in terms of unconfined compressive and tensile

strengths.

A generalization of equation 9 for anisotropic

material is given by Pariseau, 1968 (31):

IF (a -a )2+G(a -a )2+H(a -a )2+La 2 +Ma 2 +N a

2 In/2 y z z x x y yz zx xy

- (Ua + Va + Wa ) = 1 x y z (A-5)

The material constants (F, G, H, L, M, N, U, V, and W

are defined in terms of unconfined compressive, tensile and

shear strengths in the principal axes of anisotropy. Repeat-

ing the same procedure used for equations A-4 and n = 1 (31):

2F = 1 [( 1 +1 ) 2 + (1 + 1 )2 (t + t )2] 4" Ty Cy Tz Cz x x

2G = 1 [( t +t ) 2 + (1 + 1 )2 (1 + 1 )2] 4" Tx Cx Ty Cy z z

2H = 1 [(1 + 1 )2 + (1 + 1 )2 - (1 + 1 )2] 4" Tx ex Ty Cy Tz Cz

U = 1/2 (l/Tx -l/Cx )

V = .1 12 (1 IT y 1 ICy)

W = 112 (l/T z l/C z ) (A-6)

L = 1 I R2

M = 1/5 2

N = l/T2

W her e C x' Cy ' C , T , T , T , R, 5, Tar e un con fin e d z x y z compressive, tensile and shear strengths referred to the

principal axes of anisotropY (31).

APPENDIX B

DETAILS AND VERIFICATION OF

THE FINITE ELEMENT PROGRAM

The finite element program is capable of handling a

wide variety of problems including arbitrary sequences of

cuts and fills, face advances and a number of material com­

plexities. The two dimensional (plane strain, plane stress

and axial symmetry) problems involving anisotropic, time

dependent, nonhardening, gravitating elastic-plastic mate­

rials may be initially stressed. Nonlinearities in mate­

rial properties are approximated. Linear and nonlinear

extended VonMises type of yield conditions for anisotropic

geologic media are used in the program (28, 30).

Ihe program consists of " a main l"ine and followed by

eight subroutines. The mainline acts as an executive rou­

tine and reads most of the input data and other information

of the problem. A brief flow diagram of the program is

shown in Figure 26. Element stiffness matrices are formed

by Elstif and Assem adds and subtracts element stiffness

from the master stiffness matrix. Writer prints the re­

sults of the elastic and elastic-plastic analyses. The

Elyeld subroutine locates the intersection of load paths

75 Read Input Oa ta

Element Nodal Points Nodal Point Coordinates

Material Properties Boundary Conditions

l Calculate nodal' point forces due to gravity and initial stresses

j

Introduce excavation surface, prescribed forces, and displacements

~

Generate master stiffness matrix for thermal and time dependent problems, call T-moduli and T-force

1 Calculate strains and stresses caused by displace-ments and add to initial stress

~ Print results of elastic solution

1 l · Only elastic solution Elastic-plastic solu-required tion is required

1 l l Stop I (continue) I

l Elastic-plastic analysis; solve for incremental displacements

1 Calculate s tra ins· and check for failed elements

1 Update s ti ffness for failed elements and compute stress

! Print results of failed elements in each load

· increment

! ~nt elastic-plastic solution after final

. lncrement I

l I Stop I

Fig. 26.--Flow diagram for finite element program.

76

with the present yield surface. The Axes routine trans-

forms forces and displacements to local coordinates or

global coordinates as required. T-module reads the time

dependent material properties and T-force computes time

dependent loads.

The assembled system of equations has the form F =

[K] {u}, where {F} and {u} are the nodal point force and

displacement respectively and [K] is the master stiffness

matrix. For solving the system of equations Gauss-Seidel

line iteration method is used. Where the node displacement

component is prescribed the corresponding row of equations

is skipped during the iteration. In the case of nonlinear

stress strain analysis the final load is applied in a pre-

scribed number of load increments. The system of equations

is solved by iteration for each load increment.

Program Verification

All branches of the finite element program used for

the present work are verified and results are compared with

available analytic and numerical solutions (9, 19, 21, 35).

Each example problem verifies ~ifferent branches of the pro~

gram. Three example problems are shown here:

Example Problem 1: Elastic analysis of hollow

cylinder under internal pressure.

For this problem the analytic solution is known and shown in Figure 27. Results from the finite element method agree within the plotting accuracy of the analy­tic solution (21). This example problem verifies the

a P

Exact solution (Ref. #21)

o 0 0 Finite element solution

2.0

1 . 5

1 . 0

0.5

o 1 .0 r

a

y

o

at p

-a r

p

a b

4.0

3.0

U

2.0

1 .0

2.0

Fig. 27 .--Elastic analysis of stress and displace­ment in a hollow cylinder under internal pressure.

77

x

linear, homogeneous isotropic stress, strain, dis­placement, and boundary condition branches of the program. Average nodal point stresses are given in the example problems.

Example Problem 2: Elastic analysis of circular

hole under internal pressure.

78

This example verifies the anisotropic elastic bran­ches of the program. This example was run under plane stress conditions to compare with analytic and finite element results. The results are presented in Figure 28. In Figure 28 the results are in good agreement with the analytic results (19) and present results predict more maximum stress than those mentioned in reference #9. Better results can be obtained by de­creasing the size of the elements around periphery of the hole.

Example Problem 3: Elastic-plastic analysis of

circular tunnel in rock, loaded by external forces.

This problem has been solved numerical~y (35) and provides a test of the linear yield, isotropic elastiG­plastic stress and displacement branches of the pro­gram. The yield condition, one appropriate to rock, is used in this analysis. The circular tunnel in rock is under nonuniform external loading. Results are shown in Figure 29 which are in good agreement with those reported in reference #35.

The verification of the program is discussed in

greater detail in reference #30.

3.0

2.0

1 . 0

o

2

e 0

79

p

Ex(act solut.ion Ref. #19)

Finite element

-6A-~~~ Reference: (9 )

El =1.2 x 10 5 psi E2=0.6 x 10 5 psi

G = 7000 psi ~~~ __ ~ __ ~ ____ ~ __ ~-i~ __ ~~

o 1 ~ 0 2.0 3.0

Fig. 28 .--E1astic analysis of stress in a transversely isotropic plate containing a circular hole under uniform pressure.

2.0

1 . 5

.,..

I 1. 0 V)

V)

OJ ~ ....,

(/)

0.5

2R

1.0 ksi

l 1 1 11 ~0.4 ksi ~

--~--------~~

o I~fi -8R - ....... ~ A

o Reference: (35)

o Present program

Vertical stress on OA

Horizontal stress on OA

3R

80

Fig. 29.--Elastic plastic analysis of stress in a circular tunnel in rock.

APPENDIX C

ROCK PROPERTIES VARIABITY STUDY

Uniform material properties are used in the conven­

tional finite element stress analysis. These values are

usually midrange or average values determined from labora­

tory tests. Because the rock is not perfectly homogeneous

and isotropic, the laboratory material properties in the

same rock may change from sample to sample. Moreover in

the usual laboratory testing the effect of moisture, tem­

perature, and structural defects are not taken into ac­

count. These factors may further reduce the values deter­

mined by laboratory tests. A standard deviation of 30 per­

cent of the average values is not uncommon in rock proper­

ties testing procedures (41).

Variability of material properties would influence

the stability of mine openings" land the stability analyses

of openings determined by using average values are there­

fore questionable. Two different methods were used to

introduce the effect of material properties variability

into the stress analysis (30).· These are:

1) A conventional stress analysis procedure where

the material properties vary for different runs; and

2) A modified conventional method in which the

effect of variability is directly introduced into stress

analysis (29, 32, 40).

The finite element mesh used for the first case

represents a typical rectangular opening and pillar in a

long row of such entries at a depth of 1750 feet. The

width to height ratio of the opening is 3-4 which is the

same ratio as in the double entry system. The material

properties used for four elastic and elastic-plastic

analyses are given in Table 5. Figure 30 shows stress

concentrations around the periphery of the opening for

82

four sets of rock properties. These stresses are taken

from the elastic part of the anlysis. Uniform rock proper­

ties were used for this case and the material assumed as

homogeneous and isotropic.

Results from , Figure 30 show that with increasing

Poisson's ratio, the tensile stress concentration in the

roof tend to vanish. Critical compressive stress is not

affected much by changes in Poisson's ratio. The average

pillar stress can be calculated from formula (26) a p = 0v

(f-R) where 0p and 0v are pillar and vertical stresses and

R is the extraction ratio, which is defined as the ratio

of area mined to original area. According to this formula

for a given extraction ratio, the pillar stress in Figure

30 should have stress concentration of 2.08. Results from

the finite element analysis are close to this value. But

83 TAB L E 5

MATERIAL PROPERTIES USED IN FOUR ELASTIC-PLASTIC ANALYSES OF A

RECTANGULAR OPENING

P R 0 P E R T Y

E (10 6 psi) v Co To Run (10 3 psi) (10 2 psi)

1 3.0 o . 1 5 5.0 2.5

2 3.0 0.25 10.0 4.5

3 3.0 0.38 15.0 7.0

4 3.0 0.45 10 .0 4.5

°t

~

6 0 No.

0 No. 5 0 No.

4 • No .

3

2

l-E=3xl0 6psi

2-E=3xl0 6psi

3-E=3xl0 6psi

4-E=3xl0 6psi

1 2

84

v= o. 1 5

v= 0.25

v= 0.38

v= 0.45

o i=~~~~~~~~~~~~+-=C~o~mLP~r~e~s~s~i~on~ __ _ - Tension

-1

w "IT = 3.4

I I I . I I I I 1 , I

J / /

J

Fig. 30 .--Stress concentration as a function of Poisson's ratio for a rectangular opening.

the critical stress concentration given in Figure 30 is

approximately 3.1 and near skin of the pillar is about

2.2. Higher peak compressive stress concentrations in

85

the pillar are due to sharp corners. The horizontal pre-

mining stress 0H is computed from the relation 0H = cr v ( 1 v_ v -) and vis Poi s son's rat; 0 . T his i n d i cat est hat

the variation of Poisson's ratio changes the magnitude

of tangential stress around the opening.

Plastic properties used for elastic-plastic analy­

sis are given in Table 5. Results of the elastic analysis

show that the rock properties influence the growth of the

tensile region in the roof. Figure 31 shows the failure

zone in the roof and floor for four elastic-plastic cases.

Young's modulus in all the four cases is constant. Pois-

son's ratio, tensile strength, and compressive strength

were varied. Tensile failure zone in the roof and floor

for the first two cases is of appreciable size. In these

two runs Poisson's ratio and tensile strength are rela-

tively low and the converse is true for runs 3 and 4. None

of the elements in the pillar failed.

The material properties were changed in the conven­

tional stress analysis but in each run the rock is assumed

to be homogeneous. It is more realistic when the properti'es ~

are changed from point to point. In the modified conven­

tional method each element in the mesh is assigned dif­

ferent material properties (the material within the

Opening

Run 1

I , t~

I Opening

I I

Run 3

I I I

II , I

51

~

I I

t' I I I

Opening

Run 2

~

Opening

Run 4

Fig. 31 .--Element failures about a rectangular opening with different material properties.

86

87

element is homogeneous). For this purpose, the finite

element method is well suited for handling complex rock

properties, and the usual assumption that rock ii made of

uniform material need not be made. The variation of

material properties in the stress analysis is directly

introduced by using the Monte Carlo simulation technique

(13,42). This type of approach has been applied to elas­

tic finite element analysis (40) and elastic-plastic anal­

y sis (29, 3"2) 0 f min e 0 pen i n g s .

In the modified conventional analysis Monte Carlo

simulation randomly assigns each element properties accord~

fng to a specified distribution. The distribution speci­

fied is determined from the test data. The distribution

of test data can be obtained from a histogram.

A single entry mesh with eight rock layers has been

used for this study. Special computer coding in the pro­

gram divides each layer into ten subtypes and computes

material properties for each subtype with standard devia­

tions of 10 percent mean values. These values are given

in Table 6.

Figure 32 shows predicted failure zones in the roof

and floor of a single entry. Figure 32a is from conven-

tional analysis with eight layers and based on mean values

of test data;,Figure 32b : is based on Monte Carlo simulation of

properties variability within the main layer. Failed ele­

ments represent the tensile stress concentration in the

88

TABLE 6

RANDOM ROCK PROPERTIES DEFINING 80 SUBTYPES

Type E G C To Ro 0 psi psi v psi psi psi

1 .9350+06 .4110+06 .1375+00 .5500+03 .2750+02 .3024+02 2 .1105+07 .4753+06 · 1625+00 .6500+03 .3250+02 .3574+02 3 · 1275+07 .5368+06 .1875+00 .7590+03 .3750+02 .4124+02 4 .1448+07 .5959+06 .2125+00 .8500+03 .4250+02 .4674+02 5 · 1615+07 .6525+06 .2375+00 .9500+03 .4750+02 .5224+02

6 .1785+07 .7069+06 .2625+00 .1050+04 .5250+02 .5774+02 7 · 1955+07 .7592+06 .2875+00 .1150+04 .5750+02 .6323+02 8 .2125+07 .8095+06 .3125+00 · 1250+04 .6250+02 .6373+02 9 .2295+07 .8579+06 .3375+00 .1350+04 .6750+02 .7423+02

10 .2465+07 .9046+06 .3625+00 · 1450+04 .7250+02 .7943+02

11 · 1650+07 .7432+06 · 1100+00 .1045+05 .4675+03 .5167+03 12 · 1950+07 .8628+06 · 1300+00 .1236+05 .5525+03 .6107+03 13 .2250+07 .9783+06 · 1500+00 · 1425+05 .6375+03 .7046+03 14 .2550+07 .1090+07 .1700+00 .1615+05 .7225+03 .7985+03 15 .2850+07 · 1197+07 .1900+00 · 1805'+0.5 .8075+03 .8925+03

16 .3150+07 · 1302+07 .2100+00 · 1995+05 .8925+03 .9864+03 17 .3450+07 .1402+07 .2300+00 .2185+05 .-9775+03 .1080+04 18 .3750+07 .1500+07 .2500+00 .2375+05 .1062+04 .1174+04 19 .4050+07 · 1594+07 .2700+00 .2565+05 · 1147+04 · 1268+04 20 .4350+07 · 1686+07 .2900+00 .2755+05 .1232+04 .1362+04

21 · 1925+06 .8262+05 · 1650+00 .1926+04 .9900+02 .1087+03 22 .2275+06 .9519+05 · 1950+00 .2275+04 .1170+03 · 1285+03 23 .2625+06 · 1071 +06 .2250+00 .2625+04 · 1350+03 · 1463+03 24 .2975+06 · 1185+06 .2550+00 .2975+04 · 1530+03 .1650+03 25 .3325+06 .1298+06 .2850+00 .3325+04 .1710+03 .1878+03

26 .3675+06 .1397+06 .3150+00 .3675+04 .1890+03 .2076+03 27 .4025+06 · 1496+06 .3450+00 .4025+04 .2070+03 .2273+03 28 .4375+06 .1591+06 .3750+00 .4375+04 .2250+03 .2471+03 29 .4725+06 · 1681 +06 .4050+00 .4725+04 .2430+04 .2669+03 30 .5075+06 .1768+06 .4350+00 .5075+04 .2610+03 .2866+03

31 .8250+06 .3910+06 .5500-01 .9625+04 .3850+03 .4275+03 32 .9750+06 .4577+06 .6500-01 .1137+05 .4550+03 .5052+03 33 .1125+07 .5233+06 .7500-01 · 1312+05 .5250+03 .5829+03 34 .1275+07 .5876+06 .8500-01 .1487+05 .5950+03 .6606+03 35 .1425+07 .6507+06 .9500-01 .'1662+05 .6650+03 .7383+03

36 · 1575+07 .7127+06 .1050+00 .1837+05 .7350+03 .8161+03 37 · 1725+07 .7735+06 .1150+00 .2012+05 .8050+03 .8938+03 38 · 1875+07 .8333+06 · 1250+00 .2188+05 .8750+03 .9715+03 39 .2025+07 .8921+06 · 1350+00 .2362+05 .9450+03 .1049+04 40 .2175+07 .9498+06 .1450+00 .2537+05 · 1 015+ 0 4 .1127+04

TABLE 6.--Continued 89

Type E G Co To R 0

psi psi \)

psi psi psi

41 · 1650+07 .7432+06 · 11 00+00 .1045+05 .4675+03 .5167+03 42 · 1950+07 .8628+06 .1300+00 · 1235+05 .5525+03 .6107+03 43 .2250+07 .9763+06 · 1500+00 · 1425+05 .6375+03 .7046+03 44 .2550+07 .1090+07 .1700+00 .1615+05 .7225+03 .7985+03 45 .2850+07 .1197+07 .1900+00 · 1805+05 .8075+03 .8925+03 46 .3150+07 · 1302+07 .2100+00 · 1995+05 .8925+03 .9864+03 47 .3450+07 · 1402+07 .2300+00 .2185+05 .9775+03 .1080+04 48 .3750+07 .1500+07 .2500+00 .2375+05 .1062+04 .1174+04

. 49 .4050+07 · 1594+07 .2700+00 .2565+05 .1147+04 .1268+04 50 .4350+07 .1686+07 .2900+00 .2755+05 · 1232+04 · 1362+04 51 .2475+07 .1173+07 .5500-01 .8250+04 .5500+03 .5954+03 52 .2925+07 · 1373+07 .6500-01 .9750+04 .6500+03 .7036+03 53 .3375+07 .1570+07 .7500-01 .1126+05 .7500+03 .8119+03 54 .3825+07 · 1763+07 .8500-01 · 1275+05 .8500+03 .9202+03 55 .4275+07 · 1952+07 .9550-01 · 1425+05 .9500+03 .1028+04 56 .4725+07 .2138+07 .1050+00 · 1575+05 .1050+04 · 1137+04 57 .5175+07 .2321+07 .1150+00 .1725+05 · 1150+04 · 1245+04 58 .5625+07 .2500+07 .1250+00 .1875+05 · 1250+04 · 1353+04 59 .6075+07 .2876+07 .1350+00 .2025+05 · 1350+04 · 1461 +04 60 .6525+07 .2849+07 .1450+00 .2175+05 · 1450+04 · 1570+04 61 · 1925+06 .8262+05 .1650+00 · 1925+04 .9900+02 .1087+03 62 .2275+06 .9519+05 .1950+00 .2275+04 · 1170+03 .1285+03 63 .2625+06 · 1 071 +06 .2250+00 .2625+04 · 1350+03 · 1483+03 64 .2975+06 .1185+06 .2550+00 .2975+04 · 1530+03 · 1680+03 65 .3325+06 .1294+06 .2850+00 .3325+04 .1710+03 .1878+03 66 .3675+06 · 1397+06 .3150+00 .3675+04 · 1890+03 .2076+03 67 .4025+06 · 1496+06 .3450+00 .4025+04 .2070+03 .2273+03 68 .4375+06 .1591+06 .3750+00 .4375+04 .2250+03 .2471+03 69 .4725+06 .1681+06 .4050+00 .4725+04 .2430+03 .2669+03 70 .5075+06 · 1768+06 .4350+00 .5075+04 .2610+03 .2866+03

71 · 1925+07 .8671+06 · 1100+00 .1072+05 .5500+03 .6041+03 72 .2275+07 .1007+07 · 1300+00 · 1267+05 .6500+03 .7139+03 73 .2625+07 .1141+07 · 1500+00 .1462+05 .7500+03 .8238+03 74 .2975+07 .1271+07 .1700+00 · 1657+05 .8500+03 .9336+03 75 .3325+07 · 1397+07 .1900+00 · 1852+05 .9500+03 .1043+04 76 .3675+07 .1519+07 .2100+00 .2047+05 .1050+04 · 1153+04 77 .4025+07 .1636+07 .2300+00 .2242+05 .1150+04 · 1263+04 78 .4375+07 · 1750+07 .2500+00 .2437+05 · 1250+04 · 1373+04 79 .4725+07 .1860+07 .2700+00 .2632+05 · 1350+04 · 1483+04 80 .5075+07 · 1967+07 .2900+00 .2827+05 · 1450+04 · 1593+04

I I I I t: I I

Opening

(a )

, I Opening

tl I I

( b )

90

2'

~e

Fig. 32 .--Element failures around single entry opening: a) conventional method with mean-values; b) with random material properties.

91

roof and floor. When random properties are assigned, the

failed elements extend farther toward the rib of the pil­

lar than in the conventional method. A conventional anal­

ysis using low strength properties may indicate less fail­

ure and more stability, but simulated rock properties varia­

bility may result in a larger failure zone and collapsible

conditions.

APPENDIX D

MODEL LOADING STUDY

Displacements and stresses from the finite element

analysis woul d depend on the type of model 1 oadi ng. These

values may be higher or lower depending on different types

of loads. Meshes that extend to surface would give best

results, but small meshes are more economical because they

contai n 1 ess elements and requi re 1 ess computati onal ef-

fort~ Six examples are taken to compare the results

between full and small meshes. These examples are illus­

trated schematically in Figure 33,and details are given

below.

a) The full mesh is 2250~ x 500' iri size and extends

to the surface. Initial gr~vity stresses are computed due

to the weight of the overburden. Nodal forces around the

opening are calculated to the excavated surface by a set

of stress boundary conditions and these stresses are added

to the initial gravity loads. This type of model loading

gives more accurate stresses and displacements.

b) The mesh used in this case is small and 240' x

230' in size, which is also a part of full mesh. Small

mesh nodes on the external boundaries will exactly match

the full mesh. Displacements in X and Y directions are

93

Surface

C:J

(a ) ( b ) ( c )

Surface Surface

1630'

7777177777 /7

1630'

(d ) ( e )

Pass-l

( f)

Fig. 33 .--Details of various types of model loading.

94

taken from the output of full coarse mesh ~nd used as input

for the small mesh. In this way, the effect of the removed

material is introduced by prescribing the displacements

on the external boundary nodal points of small mesh.

c) This model loading is the same as in (b) except

the stresses generated by the excavated material are not

added to the gravity loads. Because the effect of excava­

tion is not included in this model and stresses obtained

in this case are equal to the unit weight of material

times depth

d) In this case, the effect of overburden is intro­

duced by burying the small mesh at the same depth as in

the full mesh. This can be obtained by simply adding the

difference in depth to all nodal point coordinates. Grav­

ity loads are computed as unit weight times depth and the

stresses generated by the excavated material are calculated

by a set of stress boundary conditions on the excavation

surface. These stresses due to excavation'are added to

the gravity loads. The results from this model are within

4 to 9 percent as compared to the results from full mesh

and require less computer time because of smaller mesh.

e) In this case the problem is solved in two passes.

The same small mesh as in model (d) is used for this, two

pass solution. In the first pass the model is buried at

its original depth and the gravity stresses are computed

from material unit weight and depth. Stresses due to

95

excavation are calculated in the second pass by a. set of

stress Doundary conditions acting at the excavation bound­

ary. These stresses generated by the excavated material

are added to the gravity loads in the second pass.

f) This type of model loading is quite similar to

the previous one. In the first pass the mesh is not buried

at its original depth like in the previous case, whereas

the effect of the overburden is introduced by application

of overburden equivalent forces on the top nodal points of

the mesh. Stresses caused by excavated material are com­

puted by a set of boundary conditions on the excavation

boundary and these stresses are added to the initial grav­

ity stresses in the second pass.

Results for all these models are summarized in

Tables 7 and 8. Vertical displacements for the nodes in

the roof are given in the tables. For models (a), (b)

the displacements and stresses are approximately equal.

Very low values of stresses and displacements were pre­

dicted in model (c) as compared to the other cases. Dis­

placements and stresses from model (d) are close (4 to 9

pe~cent) to the values obtained from the full mesh. The

last two models predict low stresses and displacements.

These are approximately 22 percent less than in the first

case. Though the smaller mesh in (b) predicts very close

values as in the full mesh, input information had to be

taken from the full mesh run. Therefore, in model (b)

96

TABLE 7

DISPLACEMENTS FOR VARIOUS TYPES OF MODEL LOADING

Model

r Node No. (a } (b } ( c } ( d ) {e) {f)

Vertical dis~lacement in inches: 11 6 .34047 .34034 .10123 .36963 .25381 .26116 11 7 .41397 .41346 .10402 .44380 .32047 .32842

118 .45291 .45216 .01527 .48232 .35546 .36369 119 .45236 .45154 . 10497 .48056 .35355 .36182

120 .42086 .42004 .10337 .44668 .32558 .33345

121 .32524 .32464 .09919 .34693 .24097 .24776 143 .22145 .22159 .09199 .23839 .16081 .16562 146 .13412 .13527 .08615 . 15466 .07913 .08355

147 . 1 2506 .12629 .08451 .13745 .07227 .07723

153 -.06090 -.06233 .07106 -.15365 -.09082 -.08922 155 -.10442 -.11455 .06866 -.10817 -.14278 -.14144 156 -.13428 -.13526 .06786 -.13025 -.16544 -.16407

157 -.15789 -.13210 .06785 -.12788 -.15874 -.15766

158 -.12488 -.11273 .06862 -.10916 -.14006 -.13890 159 -.05852 -.05497 .07110 -.05119 -.08206 -.08077

97 TABLE 8

STRESSES FOR VARIOUS TYPES OF MODEL LOADING

Model

r Node No. (a } (b } ( c } ( d ) (e} (f}

Nodal Qoint stresses near o~ening (~si}:

118 1484.2 1470.9 - 1 36 . 1 1564.0 1147.3 1176.3

119 1635.9 1621.4 - 1 34. 3 1709.2 1261.4 1293.6

120 1112.57 1099.3 - 163.2 1157.1 713. 1 745.5

121 -1863.9 -1854.2 -1769.8 -1923.3 -2053.1 -2044.3

143 -2509.5 -2470.5 -1044.9 -2590.7 -3005.2 -2980.3

147 -2618.3 -2598.8 -1048.2 -2688.8 -3101.9 -3077.7

the input data have to be taken from the full mesh and

this procedure is long and takes more computer time which

may not be economical. When the smaller meshes are used

for stress analysis, model (d) gives reasonable results

which are only 4 to 9 percent higher than the values from

full mesh. Therefore, the model (d) is preferred to the

others and at the same time saves computer time and extra

work.

APPENDIX E

MESH REFINEMENT STUDY

Stress concentrations around underground openings

are necessary for design. Because stress gradients are

high near the periphery of the openings, a relatively fine

mesh ;s required to detect dangerous stress concentrations.

Failure zones which are masked by large elements are re­

vealed by a more refined mesh (30).

In the refined meshes, 35 to 45 percent of the

total elements are placed near the periphery of the open­

ing. , Element sizes are controlled by thin rock layers

and maximum number of elements in a mesh are limited by

computer core storage capacity. More refined meshes re­

quired for accurate stress analysis may easily exceed

computer core storage capacity. To overcome this diffi­

culty, a two-pass problem-solving approach is used. The

two-pass solving system needs more computer time than the

single pass runs, but remains within computer core storage

limits.

The two-pass solution technique consists of making

an initial pass with full coarse mesh and then making a

second pass with a small refined insert mesh. The insert

mesh includes the mine opening but matches the first

99

(coarse) mesh at nodal points away from the opening. Dis­

placements from the first coarse mesh output are used as

input to the fine insert mesh. These displacements are

prescribed on the external boundaries of the fine insert

mesh. In this way the effect of the removed material on

the insert mesh is introduced.

The dimensions of the coarse mesh and fine insert

mesh used for double entry study are shown in Figure 34.

The fine mesh has 62 nodal points around the opening and

the coarse mesh has only 14 nodal points. Coarse insert

and fine insert meshes contain the same number of nodal

points on their external boundaries. The dimensions of

the openings in both cases are the same. The width of

refined mesh for the single entry is less than the double

entry mesh and fits within the limitations of core storage.

Therefore, a two-pass solution procedure is not required

for the single entry analysis.

Reliability of the two-pass solution is verified

by using a mesh that fits entirely in core. Conventional

run results were compared to the results obtained by the

two-pass procedure using a part of the original mesh. In

both these cases uniform material properties were used.

Results were in good agreement as shown in Figure 35.

Results from the two-pass solution, those obtained by

using a fine mesh, are also given in Figure 35. Coarse

mesh results show 0.12 maximum tensile stress concentra­

tion in the roof, whereas fine mesh predicts maximum

1630'

13'

7 1

___ ~CJ 240 ~

Insert coa~ or fi ne me~~i

380 '.

L

I

I I I I I

I~

Surface

230...1.-- 270 I

500'

Coarse mesh

100

2250 t

-"'"

Fig. 34.--0imensions of coarse and fine insert meshes for double entry analysis.

101

• Full mesh D 5 0 Course insert r---'

I I mesh

~ I I

4 0 Fine insert I I I

mesh L ___ .J

3

at 2 SV

+ compression

- tension

w _ H - 3.43

Stress concentration around opening

Fig. 35 .--Stress results for single and two pass from the same mesh and a fine insert mesh.

102

a critical tensile stress concentration of 0.36

The more reliable fine mesh estimate is three times

greater than the coarse mesh estimate of peak tensile

stress concentration. Estimates of compressive stress

concentration are much closer. Coarse mesh predicts 2.8

and fine mesh 3.2 compressive stress concentration. Figure

36 shows a comparison of displacements obtained from coarse

and fine meshes for a double entry system. Displacements

from coarse and fine meshes are within 2 percent.

103

Opening

w If = 3.4

o Fine insert mesh

o Coarse insert mesh

~DisPlacement scale

Fig. 36 .--Displacements from coarse and fine insert meshes.

APPENDIX F

WIDTH/HEIGHT RATIO STUDY

In the double entry system at the Sunnyside Mine,

the opening has a width to height ratio of 3.42. The

proposed single entry system has a width to height ratio

approximately 9 percent greater than in the double entry.

Since the differences in width/height ratios are small,

a question arises concerning the ability of the computer

program to discriminate between the two width/height ra­

tios. A study was made to see whether or not the computer

program would discriminate between small changes in the

opening geometry (30).

Maximum displacements and stress concentrations

around rectangular openings are functions of the width/

height ratio. These stresses and displacements near the

periphery of the opening will increase as width/height

rat i 0 inc rea s e s . A ty.p:i cal open i n g and a pi 11 a r ina 1 on g

row of entries was used for this analysis. Uniform mate­

erial properties (no layering effect) were assumed for

this study. The coal seam depth was 1750 feet which is

the same as at the Sunnyside Mine. The results of this

study are shown in Figures 37 and 38.

105

Figure 37 sho~s the boundary stress concentration

about rectangular openings of width/height ratios of 3.0,

3 . 2, 3. 4, 3. 6, 3. 8 and 4. 0 '. The d iff ere n c e bet wee nth e

width/height ratios is approximately 6.5 percent and this

is less than the difference between the single and double

entries. There is a little difference in the critical ten­

sile stress concentration near rectangular opening which

is approximately constant for width/height ratios from 3.0

to 4.0. There is a small but definite increase in the

critical compressive stress concentration near the corner

of the opening.

Compressive stress concentration for width/height

ratio of 3~0 is about 3.3 and for width/height ratio of

4.0 the concentration is 3.6. Predicted differences in

compressive stress concentration between width/height

ratios of 3.0 and 4~0 is 0.3 and the difference from the

analytical method gives 0.9. The extraction ratio in all

the cases is constant, so the average stress in the pillar

is very close.

The displacements near the openings of different

width/height ratios are shown in Figure 38. Maximum

vertical closure increases from 2.5 inches to 3.4 inches

as the width/height ratio increases from 3.0 to 4.0.

This study indicates that the computer program is

sensitive to . small changes in the opening geometry.

106

• [xperiment, W H = 4.0 (Ref. #26)

Finite element:

o *= 3. a o!i = 3.6 H

6 6W

• W 3.8 H =3.2 H = 0 <:>

5 W = 3.4 W = 4.0 H H

\) = 0.25 4

3 °t S v 2

1

+ Compression

-1

- Tension

3.0 4.0

I I I .--------- - - - - - ---

Fig.37 .--Stress concentration as a function of width/height ratio for rectangular opening.

107

w = 4.0 W 3.0 • • H H = ~

• • W 3.8 W 3.2

H = 0--0 H =

I • .. W 3.6 6----l:l W 3.0 H = H =

1 1 T If i

11 .6 11 lO.95"

2.1 II I T ~

I I I Opening I I I I I 1 I

~ I 1 . 31\ I

I 0.9 II

TI: w ·1 H = 3.0

w ~I 4.0 H =

Fig. 38.-- Dis placement as a function of width/height ra t i 0 for rectangular openings.

Name

Birtholace

Birthdate

Hi gh - Schoo 1

College 1963

Universities 1964-1970

1971-1974

Degree 1970

Professional Organizations

VITA

Thummala Venkat Rao

Govada. A. P. India

November 23~ 1945

P.V.C.Z.P.H. School Govada, A.P., India

Arts & Science College Gadwal, A.P., India

Osmania University Hyderabad, India

University of Uta-h Salt Lake City, Utah

B.E. (Mining), Osmania University Hyderabad, India

American Institute of Mining, Metal­lurgical and Petroleum Engineers