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The thalassemias: Oral manifestations and complications Margot L. Van Dis, D.D.S., MS.,* and Robert P. Langlais, D.D.S., M.S.,** Columbus, Ohio, and San Antonio, Texas OHIO STATE UNIVERSITY COLLEGE OF DENTISTRY AND UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO DENTAL SCHOOL The signs, symptoms, and potential complications of the thalassemias are discussed. A case of thalassemia minor is presented, with emphasis on how the condition may affect the dental management of the patient. (ORAL SURC. ORAL MED. ORAL PATHOL. 62:229-233, 1986) H uman erythrocytes are subject to many genetic abnormalities that may produce or result in anemic or polycythemic states.’ Some of the abnormalities involve a disturbance in enzymatic function, such as glucose-6-phosphatedehydrogenasedeficiency. Oth- er genetic disturbances result in hemoglobinopa- thies. Adult hemoglobin is normally a tetramer of two alpha (a) and two beta (p) chains. The thalassemias are a group of hemoglobinopathies characterized by a reduced rate of production of one or more of these globin chains. The imbalance is due to disturbances in the control mechanisms of protein synthesis* and results in altered function of the hemoglobin mole- cule and aberrant erythrocyte morphology. Thalassemias are classified according to the chain that is produced at the reduced rate. Disorders of (Y chain synthesis are complex and give rise to a variety of disease states. The most severe condition is a homozygous deletion defect that results in excessive gamma chain production in the fetus. This gives rise to a group of severedevelopmental defects known as hydrops fetalis and is usually fatal before or shortly after birth. A less severe homozygous defect, in which each of two genes is defective in a different way, produces hemoglobin H disease. Victims of this disorder may reach adulthood and have varying *Assistant Professor. Division of Diagnostic Services, Ohio State University College of Dentistry. **Prol‘cssor and Head of Graduate Division. Department of Dental Diagnostic Science, University of Texas Health Science Center at San Antonio Dental School. degrees of anemia and splenomegaly. Hemoglobin values may range from 7 to 19 g/dL, and the erythrocytes may show marked hypochromia and variation in size and shapee3 The heterozygous state of a-thalassemia may produce erythrocytes with a reduced mean corpuscular hemoglobin (MCH) of 20 to 25 picograms (pg) (normal, 27 to 32 pg), and a mean corpuscular volume (MCV) of 60 to 70 cubic microns (pm’) (normal, 80 to 94 pm’). In other instances, heterozygotes may show only minimal evidence of hypochromic microcytic anemia.4 The a-thalassemias are found most frequently in southeast Asia, in parts of the Middle East, and in some Mediterranean populations.3 It has been reported that approximately 25% of the American black population has single a! chain gene defects.45 5 Hemoglobin H diseasehas been reported in children with mental retardation6 and an acquired form of a-thalassemia has been found in patients with leuke- mia’ and other myeloproliferative diseases.8 The /I-thalassemias also result from a wide variety of genetic defects and produce diverse clinical and hematologic findings. The terms major and minor used in conjunction with P-thalassemia usually refer to the degree of severity of signs and symptoms, but several different genotypes may produce similar clinical presentations.3 In general, homozygous states result in the severe anemia of thalassemia major. The peripheral blood smear shows marked anisocytosis, poikilocytosis, reticulocytosis, hypochromia, and basophilic stippling.3 Bone marrow studies often show erythroid hyperplasia.3 Radiographic changes resulting from expansion of the marrow spaces in 229

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The thalassemias: Oral manifestations and complications Margot L. Van Dis, D.D.S., MS.,* and Robert P. Langlais, D.D.S., M.S.,** Columbus, Ohio, and San Antonio, Texas

OHIO STATE UNIVERSITY COLLEGE OF DENTISTRY AND UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO DENTAL SCHOOL

The signs, symptoms, and potential complications of the thalassemias are discussed. A case of thalassemia minor is presented, with emphasis on how the condition may affect the dental management of the patient. (ORAL SURC. ORAL MED. ORAL PATHOL. 62:229-233, 1986)

H uman erythrocytes are subject to many genetic abnormalities that may produce or result in anemic or polycythemic states.’ Some of the abnormalities involve a disturbance in enzymatic function, such as glucose-6-phosphate dehydrogenase deficiency. Oth- er genetic disturbances result in hemoglobinopa- thies.

Adult hemoglobin is normally a tetramer of two alpha (a) and two beta (p) chains. The thalassemias are a group of hemoglobinopathies characterized by a reduced rate of production of one or more of these globin chains. The imbalance is due to disturbances in the control mechanisms of protein synthesis* and results in altered function of the hemoglobin mole- cule and aberrant erythrocyte morphology.

Thalassemias are classified according to the chain that is produced at the reduced rate. Disorders of (Y chain synthesis are complex and give rise to a variety of disease states. The most severe condition is a homozygous deletion defect that results in excessive gamma chain production in the fetus. This gives rise to a group of severe developmental defects known as hydrops fetalis and is usually fatal before or shortly after birth. A less severe homozygous defect, in which each of two genes is defective in a different way, produces hemoglobin H disease. Victims of this disorder may reach adulthood and have varying

*Assistant Professor. Division of Diagnostic Services, Ohio State University College of Dentistry. **Prol‘cssor and Head of Graduate Division. Department of

Dental Diagnostic Science, University of Texas Health Science Center at San Antonio Dental School.

degrees of anemia and splenomegaly. Hemoglobin values may range from 7 to 19 g/dL, and the erythrocytes may show marked hypochromia and variation in size and shapee3 The heterozygous state of a-thalassemia may produce erythrocytes with a reduced mean corpuscular hemoglobin (MCH) of 20 to 25 picograms (pg) (normal, 27 to 32 pg), and a mean corpuscular volume (MCV) of 60 to 70 cubic microns (pm’) (normal, 80 to 94 pm’). In other instances, heterozygotes may show only minimal evidence of hypochromic microcytic anemia.4

The a-thalassemias are found most frequently in southeast Asia, in parts of the Middle East, and in some Mediterranean populations.3 It has been reported that approximately 25% of the American black population has single a! chain gene defects.45 5 Hemoglobin H disease has been reported in children with mental retardation6 and an acquired form of a-thalassemia has been found in patients with leuke- mia’ and other myeloproliferative diseases.8

The /I-thalassemias also result from a wide variety of genetic defects and produce diverse clinical and hematologic findings. The terms major and minor used in conjunction with P-thalassemia usually refer to the degree of severity of signs and symptoms, but several different genotypes may produce similar clinical presentations.3 In general, homozygous states result in the severe anemia of thalassemia major. The peripheral blood smear shows marked anisocytosis, poikilocytosis, reticulocytosis, hypochromia, and basophilic stippling.3 Bone marrow studies often show erythroid hyperplasia.3 Radiographic changes resulting from expansion of the marrow spaces in

229

230 Van Dis and Lang/ah Oral Surg. August, 1986

Fig. 1. Clinical appearance of tongue. Note the absence of filiform papillae in the affected area.

Fig. 2. Contact lesions on hard palate. Note the presence of petechiae.

long bones include cortical erosions, subcortical lucencies, rarefaction, enlarged nutrient foramina, and “raindrop” spaces within the cortex.*s9 In the jaws, there is generalized rarefraction of alveolar bone, thinning of cortical bone, and a “chicken-wire” appearance of enlarged marrow spaces and coarse trabeculation. In some cases, the lamina dura may be thin, the roots of the teeth short, and the premaxilla prominent. lo In the skull, proliferation of the marrow may completely erode the cortex, leaving only perio- steum, and produce a “hair-on-end” radiographic appearance.2 In addition, pneumatization of the paranasal sinuses may be delayed,” and the nasal

cavity or the middle ear may be encroached upon to the point of occluding the anatomic spaces.’

The heterozygous states of /3-thalassemia produce a milder degree of anemia referred to as thalassemia minor. Hemoglobin values for men may range from 9 to 15 g/dL (normal, 14 to 18 g/dL), and values for women may be 8 to 13 g/dL (normal, 12 to 16 g/dL).3 The mild anemia of heterozygous P-thalasse- mia may be confused with iron-deficiency anemia unless electrophoresis or other specific hemoglobin analyses are performed.3 Beta-thalessemias are more frequently found in Mediterranean and black popu- lations.3

Volume 62 Number 2

Thalassemias: oral manifestations and complications 23 1

Table 1. Abnormal laboratory findings

Test requested Patient’s values Normal values

Lactate dehydrogenase 339 u/L 60-230 u/L Total bilirubin 3.1 mg/dL 0.2-l 5 mg/dL Indirect bilirubin 2.9 mg/dL 0.2-l .O mg/dL RBC count 6.28 x 106 4.7-6.1 x IO6 Hemoglobin 12.5 g/dL 14.0-18.0 g/dL Hematocrit 36.7% 42-52% MCV 60 pm3 80-94 pm’ MCH 19.9 pg 27-33 pg Folic acid 3.5 rig/ml 2-19 rig/ml Vitamm B12 209 pg/ml 180-710 pg/ml

Table II. Suggested prophylactic antibiotic regimen for asplenic patients26

Drug

Penicillin V

or Erythromycin

Dosage

2000 mg taken 30 minutes to 2 hours prior to dental procedure, then 500 mg taken every 6 hours for 8 doses

1000 mg taken 30 minutes

to 2 hours prior to

dental procedure, then

500 mg taken every 6 hours for 8 doses

The treatment of thalassemia major includes mul- tiple blood transfusions, and the primary complica- tion of this treatment is iron overloading. Three factors may contribute to the deposition of iron in the tissues: (1) ineffective erythropoiesis with increased erythrocyte breakdown; (2) repeated transfusions; and (3) excessive iron absorption from the gut induced by chronic hypoxemia.12 Excessive iron deposition in tissues may result in damage to the myocardium, liver, spleen, pancreas, thyroid, para- thyroids, and gastrointestinal mucosa.‘2, 15-‘* In order to reduce iron overload, splenectomy, transfusion with young red cells, and chelation therapy with deferoxamine have been used.19 Transfusional chron- ic active hepatitis due to viral infection is also a frequent complication of thalassemia major.2o

Nontransfusion-dependent thalassemia minor pa- tients also suffer complications from their condition. They appear to be at increased risk of chronic inflammatory liver disease, including viral hepati- tis,2’ typhoid fever, gastroduodenal ulcers, arthropa- thies, and possibly rheumatoid arthritis.ls Folic acid deficiency is quite common in heterozygotes because of the increased demand associated with chronic hyperactivity of the marrow.‘-’ Ocular lesions are more common in thalassemia minor than in thalasse- mia major.22

At the time of examination, the patient was exhausted. In addition to his career demands, he was also responsible for the care of his two young children and a pregnant, bedridden wife. Although the patient had an olive com- plexion, he appeared pale. Oral examination revealed that the central portion of the dorsum of his tongue was void of filiform papillae (Fig. 1). The affected area measured approximately 2 X 3 cm and was erythematous. The ante- rior margin of the lesion appeared hemorrhagic, although no fresh blood could be wiped off. The hard palate was also inflamed in the midline, and there were scattered pinpoint petechiae in the affected area (Fig. 2). The remaining tissues were unaffected, although the gingiva and other oral mucosa appeared paler than normal. Dark-field microscopy of cytologic scrapings of both tongue and palate revealed a few isolated hyphae compatible with the presence of the pathogenic form of Candida albicans. Additional samples were collected for culture on Sabou- raud’s medium.

CASE REPORT

In October 1982, a 33-year-old man of Greek descent was seen in the Dental Diagnostic Science Referral Clinic at the University of Texas Dental School at San Antonio. He complained of a burning sensation over the entire dorsum of the tongue, particularly when consuming spicy foods or alcoholic beverages, and he had become aware of a “red streak” on his tongue. His medical history revealed a diagnosis of thalassemia minor, a condition he shared with his father and his son. He claimed to have never suffered any ill effects from the condition, and no treatment had ever been prescribed by his physician.

Hematologic studies were ordered, and the findings were compatible with the diagnosis of thalassemia minor (Table I). The elevated levels of lactate dehydrogenase and prehepatic unconjugated bilirubin indicated the increased erythrocyte fragility and destruction that accompanies thalassemia.‘2 Other evidence suggestive of microcytic hypochromic anemia included a slightly elevated red blood cell count, along with decreased values for hemoglobin, hematocrit, MCV, and MCH. Although folic acid and vitamin B,, levels were within low normal limits, they reflected the tendency toward deficiencies in these areas that are often seen in patients with thalassemia.13 Radio- graphic evaluation of the skull, jaws, and hands did not reveal significant changes.

A tentative diagnosis of atrophic candidiasis was made, and the patient was started on a therapeutic trial of nystatin vaginal suppositories, one tablet (100,000 units) to be dissolved in the mouth six times a day for 2 weeks. The lesions improved somewhat but did not resolve. Although no Candida organisms could be grown on the culture medium, nystatin therapy was continued for 2 additional weeks. The lesions again failed to resolve, and

232 Van Dis and hUIglUiS

the patient remained symptomatic. Suspecting noncom- pliance with the use of the vaginal tablets, a systemic regimen consisting of 200 mg ketoconazole taken orally once daily for 4 weeks was prescribed. However, the lesions persisted during the course of the medication.

DISCUSSION

Reports of oral complications from the thalasse- mias are rare in the literature. Pain and swelling in the parotid glands of patients with thalassemia major have been reported, possibly as a result of iron deposits in the serous cells.‘* However, it seems reasonable to believe that oral manifestations may be more common in thalassemias than the literature would indicate. Iron-deficiency anemia and folic acid deficiency may produce symptoms of glossodynia and loss of papillae on the tongue similar to those seen in the patient whose case is presented here.23 The hematologic findings in thalassemia minor are very similar to those of iron-deficiency anemia,3 and folic acid deficiency is a common complication of thalassemia minor.13 Therefore, a form of thalasse- mia may be considered in a differential diagnosis of glossodynia and loss of papillae.

Median rhomboid glossitis with contact lesions on the palate and palatal petechiae have been reported to be signs of candidiasis.24 Candida albicans is an opportunistic organism, and a lowered host resis- tance associated with a chronic anemia condition may provide an opportunity for increased virulence and resistance to treatment. It has been reported that candidiasis is associated with iron-deficiency anemia, and the infection may be resistant to treatment until the anemia is brought under controLz5 In the case presented here, the lesions persisted several weeks.

Other considerations are also important in the management of patients with thalassemia. A patient who has had a splenectomy is at risk of massive infection following a bacteremia.*(’ It has been sug- gested that these patients receive prophylactic antibi- otics prior to dental treatment, the regimen consist- ing of oral penicillin or erythromycin (Table II).26 Patients with thalassemia should be questioned spe- cifically about a history of splenectomy. In addition, both thalassemia major and minor patients are at increased risk of viral hepatitis2”, 21 All members of the dental team should be aware of this so that appropriate precautions are taken when a patient with thalassemia is being treated.

CONCLUSIONS

Thalassemia hemoglobinopathies produce a wide variety of signs, symptoms, and complications in those patients who inherit the diseases. The condition is relatively common, and clinicians may encounter

Oral Surg. August, 1986

patients with cx- or &thalassemia in daily practice. They should be aware of possible oral manifestations of the condition, the similarities to iron-deficiency anemia, and the complications that may arise as a result of the disease process or its treatment. Suc- cessful management of a patient with thalassemia depends on a proper diagnosis and a treatment plan that considers both the systemic and oral condi- tions.

REFERENCES

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Beutler E: Genetic disorders of human red blood cells. JAMA 233: 1184-1188, 1975. Model1 B, Berdoukas V: The clinical approach to thalassemia, New York, 1984, Grune & Stratton, pp. 53-75. Weatherall DJ: The thalassemias, Edinburgh, 1983, Church- ill Livingstone, pp. I-16, 22-25. Weatherall DJ, Pressley L, Higgs DR, Wood WC, Clegg JB, Wainscoat J: The clinical and genetic heterogeneity and interactions of o(- and /j-thalassemias. Birth Defects 18: 15-27, 1982. Fairbanks VF: Hemoglobinopathies and thalassemias, New York, 1980, Brian C. Decker, pp. 49-61. Weatherall DJ, Higgs DR. Bunch D, Old JM. Hunt DM, Pressley L, Clegg JB, Bethenfalway N, Sjolin S, Koler RD, Francis JL, Beggington D: Hemoglobin H disease and mental retardation: a new syndrome or a remarkable coincidence? N Engl J Med 305: 607-612, 1981. Weatherall DJ, Old J, Longley J, Wood WC, Clegg JB, Pollock A. Lewis M: Acquired haemoglobin H disease in leukaemia: pathophysiology and molecular basis. Br J Hae- matol 38: 305-322, 1978. Old J, Longley J, Wood WC, Clegg JN, Weatherall DJ: Molecular basis for acquired haemoglobin H disease. Nature 269: 524-525, 1971. Lawson JP, Ablow RC, Pearson HA: The ribs in thalassemia. I. The relationship to therapy. Radiology 140: 663-672, 1981. Poynton HG: Oral radiology, Baltimore, 1982, Williams & Wilkins, pp. 230-232. God7 PW. White SC: Oral radiology: principles and interpre- tation, St. Louis, 1982, The C.V. Mosby Company, p. 578. Goldfarb A. Nitzan DW, Marmary Y: Changes in the parotid salivary gland of /3-thalassemia patients due to hemdsiderin deposits. Int J Oral Surg 12: I 15-l 19. 1983. Cistaldi G. Bagni B, Trotta F. Menegale G, Cavallini AR, Piffanelli A: Folic acid deficiency in P-thalassemia heterozy- gotes. Stand J Haematol 30: 125-129, 1983. Wnsi P, Fucharoen S. Youngchaiyud P, Sonakul D: Hypox- cmia in thalassemia. Birth Defects 18: 213-217, 1982. Baserga A: Clinical aspects of beta-thalassemia minor. Pan- mincrva Med 24: 275-277, 1982. Flynn DM. Hotfbrand AV, Politis D: Subcutaneous desfer- rioxamine: the effect of three years’ treatment on liver, iron, strum ferritin. and comments on echocardiography. Birth Defects 18: 347-353. 1982. Aloia JF, Ostuni JA. Yeh JK, Zaino EC: Combined vitamin D parathyroid defect in thalassemia major. Arch intern Med 142: 831-832, 1982. Sabato AR, DeSanctis V, Atti G. Capra L. Bagni B, Vullo C: Primary hypothyroidism and the low T3 svndrome in thalas- semia major. Arch Dis Child 58: 120-127; 1983. Piomelli S, Graziano J: Reduction of iron overload in thalas- semia. Birth Defects 18: 339-346, 1982. DcVirgiliis S, Argiolu F. Rais M, Cossu P, Toccafondi C, Sanna G, Cornacchia G, Nucaro A, Ferreli A. Cao A: Therapy of HBsAg-negative chronic active hepatitis in trans- fusion-dependent thalassemia major. Birth Defects 18: 355- 360. 1982.

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Thalassemias: oral manifestations and complications 233

21. Pastore G, Tannoia N, Angarano G, Monno L, Sanantonio T, Pietrapertosa A, Malcangi G, Putignano A, Schiraldi 0: Chronic viral hepatitis in thalassemia liver disease. VOX Sang 44: 14-24, 1983.

22. Magli A, Fusco R, Mettivier V, Pisapia R: Ocular manifesta- tions in thalassemia minor. Ophthalmologica 184: 139-146, 1982.

23. Shaefcr WG, Hine MK, Levy BM: A textbook of oral pathology, ed. 4, Philadelphia, 1983, W.B. Saunders Compa- ny, pp. 719, 729.

24. Langlais RP, Bricker SL, Cottone JA, Baker BR: Oral diagnosis, oral medicine and treatment planning, Philadel- phia, 1984, W.B. Saunders Company, pp. 230, 233.

25. Fletcher J, Mather J, Lewis MJ, Whiting G: Mouth lesions in

iron-deficiency anemia: relationship to Cundidu albicans in saliva and to impairment of lymphocyte transformation. J Infect Dis 131: 44-50, 1975.

26. Terezhalmy GT, Hall EH: The asplenic patient: a consider- ation for antimicrobial prophylaxis. ORAL SURG ORAL MED ORAL PATHOL 57: I l4- I 17, 1984.

Reprint requests to: Dr. Margot L. Van Dis Division of Diagnostic Services The Ohio State University College of Dentistry 305 W. Twelfth Ave. Columbus, OH 43210-1241