the risk management component of continuous improvement
DESCRIPTION
The Risk Management component of Continuous Improvement. Oregon IIMT Meeting May, 2010. Three Levels of Risk Management Strategic 2. Deliberate 3. Time Critical. Strategic Risk Assessment Overview. The SRA Process. Identifies threats to values at risk Evaluates alternative prospects - PowerPoint PPT PresentationTRANSCRIPT
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The Risk Management component of
Continuous Improvement
Oregon IIMT MeetingMay, 2010
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Three Levels of Risk Management
1.Strategic
2. Deliberate
3. Time Critical
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Strategic Risk Assessment
Overview
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• Identifies threats to values at risk
• Evaluates alternative prospects
• Anchors response on firefighter exposure
• Emphasis on tradeoffs between exposure and protection objectives
• Explicitly considers safety
• Incorporates exposure assessment directly into strategy => “Exposure Budget”
The SRA Process
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Strategy Point Protection and Check LinesTotal Prospect Area (acres) 17, 500
Prospect Containment Line Completed (chains) 264
Planned Contingency Line (chains) 160 chains (estimate)
Resource Values At Risk See Risk Assessment (Tables 1A - 1C)
Critical Infrastructure At Risk See Risk Assessment (Tables 1A - 1C)
Structures at Risk See Risk Assessment (Tables 1 A- 1C)
Estimated Incident Responder Exposure (person hours) 72,964 person hours
Estimated Cost $3.9 million
Prospect One (Point Protection – Checking) Details
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• NU 1• Rone Ranch• 43.2817°N
122.5908°W
• Very low probability of fire reaching resource
• Probability of damage or loss commensurate with fire severity.• Consequences of loss
- $250,000 for structure plus timber values.
• Evacuation, fuels reduction, structure protection Coordinate with DFPA.
• Action Trigger – 3 burn periods before fire reaches the site.
• NU 2• Doehead
Mountain Electronic Site
• 43.2055°N 122.6265°W.
• Low probability of fire reaching resource.
• High probability of success surviving a low severity fire.
• Low potential for the building to burn down.
• Significant disruption of communications.
• $100,000
• Fuels prep before the fire reaches the building would need to be done.
• Action trigger-Expected fire perimeter to be within 1 mile of the site within 24 hours.
Resource Consequences, Effects Mitigation and at Risk Probability and Severity Action Trigger
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Resource Type Persons Per Resource Unit
Number of Resource Units (Phase 1/Phase 2)
Total exposure Phase 1 (person-
hours)a
Total exposure Phase 2 (person-hours)
T1 Crews 20 4/0 1,120 0T2 Crews 20 11/3 21,560 19,320Engines 3 15/10 2,940 6,440Dozers 1 1/0 98 0Water Tender(s) 1 1/1 196 644Chippers 1 1/1 98 0Lowboy 1 1/0 98 0Skidder 1 1/0 98 0Fixed Wing A/C 1 1/1 42 138Type 2 Helicopters
2 1/0 84 0
Type 3 Helicopters
1 1/1 42 138
Overhead 1 105/8 10,290 2,576Total Exposure 43,386 29,578
Total Exposure = (Persons per unit) x (Number of resource units) x (14 Hrs/Day) x (Length of Prospect Phase). The total exposure (Phases 1 and 2 combined) for the entire 30-day Prospect is 72,964 person hours.
Resource # People # Units Phase 1/2 P1 Exposure P2 Exposure
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Prospect Details – Prospect 2 (Full Perimeter Control)
Strategy Full Perimeter Containment Using Indirect Line
Total Prospect Area (acres) 52, 200Prospect perimeter (chains) 3,360 chains
Planned Contingency Line (chains) None – full perimeter containment
Resource Values At Risk
Aquatic and terrestrial habitat including ESA listed species habitat (Coho salmon and Northern Spotted owl), forest timber production lands, Heritage resources, Late Successional Reserves
Critical Infrastructure At Risk None
Structures at RiskAgency Improvements: Boze shelter, shelter, Rocky Ridge shelter, Twin Lakes East trailhead, and the Black Rock Fork stream logs.
Estimated Incident Responder Exposure (person hours) 377,202 person hours
Estimated Cost $22.0 million
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Resource Type Persons Per Resource Unit
Number of Resource Units Total exposure (person-hours)a
T1 Crews 20 20 117,600T2IA Crews 10 10 58,800T2 Crews 10 10 58,800Fellers 2 50 29,400Engines 2 36 21,168Dozers 2 20 11,760Water Tender(s) 1 30 8,820Graders 1 3 882Type 1 Helicopters 2 4 1,008Type 2 Helicopters 2 8 2,016Type 3 Helicopters 1 4 504Overhead (line) 1 75 22,050Overhead (camp) 1 151 44,294Total Exposure 377,202Total Exposure = (Persons per unit) x (Number of resource units) x (14 Hrs/Day) x (Length of Prospect Phase). The total exposure for the entire 21-day Prospect is 377,202 person hours.
Resources Required and Exposure AssessmentProspect Two (Full Perimeter Control)
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• Course of action• Least exposure prospect that
meets reasonable objectives of the AA
• Worth exposing firefighters
• Reasonably safe
• AA committed to stay within the exposure budget
The Risk Based Decision
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Risk Assessment on the Incident
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Three Levels of Risk Management
1.Strategic
2. Deliberate
3. Time Critical
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HAZARD = a condition that exists with the potential to cause injury, illness, or death of personnel; damage to or loss of equipment or property; or mission degradation.
Definitions
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Definitions
• RISK = the probability and severity of loss linked to hazards.– The probability of an undesirable outcome.
• RISK ASSESSMENT = the identification and assessment of hazards.– The first two steps of the risk management
process.
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Definitions
• RISK MANAGEMENT = The process of identifying, assessing and controlling risks arising from operational factors and making decisions that balance risk exposure with mission benefits.
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THE SEVEN STEP PROCESS
M o n ito r S itu a tion
E xe cu te D ec is ion
E va lua te R isk vs G a in
Id e n tify O p tio ns
A s se s s R isk s
Id e n tify H aza rds
Id e n tify M is s ion
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Risk Management Process
Define the level of risk
Define the level of probability
Define the level of severity
Is the risk level acceptable?
Can the risk be eliminated?
Can the risk be mitigated?
Can the residual risk be accepted? (if any)
Take action and continue the operation
An action is being considered
Identify hazards/consequences and assess risks
NO
NO
NO Cancel the operation
YESTake action
and continue the operation
YESTake action
and continue the operation
YES
YES
Feedback andrecord the hazardidentification and assessment and risk mitigation
ICAO Safety Management Systems (SMS) Course
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What can we do with risk?
• Mitigate (reduce)• Transfer (give it to somebody else)• Avoid (“No-Go” decision)• Accept (but do so deliberately)
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Alternative 215A
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1Negligible
2Minor
3Major
4Hazardous
5Catastrophic
5Frequent
4Occasional
HIGH
3Remote
MEDIUM
2Improbable
LOW
1Extremely
Improbable
Like
lihoo
d/Pr
obab
ility
Severity
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Defining Probability and Severity Levels
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Residual Risk
The level of risk remaining after controls have been identified and selected.
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MISSION ANALYSIS
• Risk is analyzed at the mission level. • Mission is directly related to an incident
objective. • Provides a means of identifying decision
points.• Is a record of completed actions.
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MISSION ANALYSISMission Objective Decision
PointTasks Status
Protect Kerosene Ranger Station by constructing direct line on Lantern Ridge
1
Conduct Scouting and Hazard Identification
2 Establish Anchor & construct line
3 Burn Out Line in Division A after Line in Division C is completed.
Secure line
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MISSION ANALYSISMission Objective Decision
PointTasks Status
Protect fishery habitat values in Gasoline Creek using tactics that limit fire intensity to low level.
1Conduct Scouting and Hazard Identification
2Utilize low intensity firing operations to secure fire perimeter at creek.
Not viable due to Wx.
3 Utilize indirect perimeter control on Grease Ridge
4 Burn out line at night to reduce fire intensity.
Secure line thru prioritized Mop-up Actions
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Time Critical
Risk assessments done “on the fly” by firefighters at the ground level.
Deference to expertise.Make risk decisions at the
appropriate level.Doctrinal approach.
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Risk management is more than just an analytical process, it is a different way of communicating.
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Risk sharing relationship with agency administrator
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What is the risk vs. the gain?
Is the risk worth the amount of exposure?
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DISCUSSION