the cultural myths and the realities of teaching and learning
TRANSCRIPT
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The Jean Herbison Lecture
The cultural myths and the realities of teaching and learning
Graham Nuthall
University of Canterbury
December 2001
In this talk I want to pick up the theme of this conference – that culture forms and
informs learning – and look at how culture shapes our understanding of both the
teaching and learning process.
One of the most significant things about culture is that it becomes so much a part of
ourselves that we can no longer see it for what it is. The more familiar it is, the more
it is like the air we breathe the harder it is for us to see it.
School teaching is like that. We all spend at least 10 of the most formative years of
our life in school. We all become, through this common experience, experts in what it
means to be a teacher and a student. As we often jokingly complain, everyone is an
expert on schooling.
I have been involved in research on teaching and learning in classrooms for about 40
years, and it has taken that long for me to understand just how much of what we do in
schools is a matter of cultural tradition rather than evidence-based practice. And how
much of what we believe about teaching is a matter of folk-lore rather than research.
In order to explain this, I want to take you on a journey. Instead of logically
explaining the case with argument and evidence, I would want to trace the voyage of
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discovery that I experienced as I attempted to find out how teachers shape student
learning.
I want to do this, not just because it might be an interesting story, or a challenging
intellectual exercise, but because I want to make it clear that so long as we are
unaware of the extent to which culture determines how we practice and think about
teaching, we will remain locked in a system that inevitably produces failure and
inequalities.
The direction the journey took was not planned. The path was determined by the
discoveries I made, by the colleagues I had the good fortune to work with, and by the
accidents and opportunities that emerged along the way.
The journey begins with a tape-recorder (1960-1968).
The journey began when I was a graduate student and persuaded a group of
experienced teachers to let me bring a tape-recorder into their classrooms and hang up
microphones on bits of string from their light-fittings. Analyzing these first tape-
recordings led me to discover that, for all its apparent spontaneity, the way teachers
interacted with their students followed fixed patterns and conventions. Even when a
teacher was being very sensitive to the individual needs and interests of her or his
students, the interaction took place within predictable structures and rules of social
interaction. Like language, teaching has its own underlying grammatical rules.
I later discovered, working in the Unites States, that these patterns or routines
occurred in essentially the same form across different countries and languages.
Stenographic records of teaching made in the early 1900’s, showed that the essentials
of these patterns already had a very long history.
Although we did not think this way at the time, we had, in fact, discovered that
teaching was a kind of cultural ritual.
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Learning that experience makes no difference (1968 – 1974).
The next stage in the journey occurred when I returned to New Zealand and worked
with colleagues at the College of Education to find out how our understanding of the
underlying patterns of teaching could be incorporated into the training of teachers.
We tried out several ideas including training the students to analyze recordings of
their own teaching.
Working with Cliff Wright at the Teachers’ College, we decided to find out if this
training made a difference to the way they taught, and the effect they had on student
learning. We worked with a group of teachers that included some who had been
trained to analyze recordings of their own teaching, a matched sample of other
beginning teachers, and a group of very experienced teachers who were experts in
science teaching (in those days called nature study specialists). Each of the teachers
taught the same material on the life of the black-backed seagull in their own way.
We tested the students’ learning and used tape-recorders to get an exact record of how
the teachers interacted with their students. We compared the teachers and related what
they did to what their students learned. This was well-designed study in which we
identified significant aspects of the effects of the teachers on their students.
But, to our surprise, there were no discernable differences between the experienced
teachers and the beginning teachers in what they did or what their students learned.
Being an experienced expert teacher apparently made no difference.
Again, although we did not understand the significance of it at the time, we had
stumbled across evidence that the basic patterns of teaching are carried out in much
the same way, with much the same effects, by novices and experts alike. The
underlying patterns of teaching are independent of training and experience.
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The journey splits in two: The experimental studies (1974 – 1980)
At this point, the journey took two different directions that later joined up again. In
one branch of the journey, I worked with John Church and David Hughes as they
designed and carried out experimental studies of the effects of teaching on student
learning.
In the other branch, I set out to review the published research on teaching and write a
book for teachers on what the research had to say about how to teach.
Experimental studies seemed like the way to go. The problem with studies like the
one Cliff Wright and I did, is that you cannot be sure you are not overlooking an
important aspect of teaching. The components of teaching that Cliff and I identified
as important could have been merely symptoms of something else much more
important, that we were not aware of.
John Church and David Hughes worked from recordings of experienced teachers, and
developed scripts to structure their own teaching. These scripts ensured that they
followed predetermined patterns but could still respond spontaneously within those
patterns. Recordings of their scripted teaching were indistinguishable from everyday
teaching.
They were both very successful sets of experiments. They discovered the effects on
student learning of using different types of questions, different types of feed-back,
and different ways of managing student participation. To my knowledge, they were
the most brilliantly designed experimental studies of teaching that have ever been
carried out.
But there were problems. Because of the very precise and careful way they designed
their experiments, they uncovered the enormous complexity of teaching. Going down
that track would have meant carrying out hundreds of large scale experimental studies
just to begin to study some of the different ways teachers interacted with their
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students. For example, John Church taught in all the available Year 5 classes in the
city of Christchurch to study the interactive effects of four different types of teacher
behaviour.
I began to realize that the end product of this kind of research would be an enormous
list of experimentally validated do’s and don’ts. If teachers could digest such a long
list, it would turn them into robots. I realized I was following a path that satisfied the
cultural rituals of the research community, but would be of little value, and probable
harm, to teachers.
The question started going round in my mind – what is it that teachers need to make
their teaching more effective? And how could I design research methods that would
meet their needs?
The other branch of the journey: A book about research on teaching (1974 – 1980)
On the other branch of my journey, I was searching the literature for studies that
would throw light on the way teaching shaped student learning. I wanted to know all
that research could tell me. What I found was a field in which the findings were
extremely varied and often contradictory.
I reached the conclusion that only studies that involved what teachers and students did
in classrooms would ever be useful, but even then, there was surprisingly little that
was both consistent and relevant.
At that time, I developed the belief that the essence of good research is producing
results that can be replicated. You cannot expect a teacher to try out a new method if
the results of research on that method are just a one-off accident. And it is
irresponsible to use research to change what teachers do unless you have some
certainty that you know the effects on students.
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Unfortunately, we almost never repeat studies to find out if the results can be
reproduced in other contexts. We are always carrying out exploratory studies, or one-
off studies in which we use statistical procedures to determine the value of the results.
But the statistical tests that we use assume replicability. They do not prove it, or even
establish its probability.
At that time I knew, or had contact with, the majority of those who were involved in
classroom-based research on teaching. I managed to persuade many of them to send
me their original data so that I could find out for myself, how comparable the results
of different studies actually were. It was a depressing activity. There was almost no
comparability between the different sets of data, and nothing I felt I could put in the
book and be reasonably sure that a teacher could rely on the results.
After a lot of detailed work I abandoned the book. I put the chapters I had written in a
drawer and I wrote an article entitled “Is classroom interaction research worth the
effort involved?” It detailed the inconsistencies in the data in the different studies.
And I took up painting.
The journey reaches its lowest point: Searching for the right methods
This was the lowest point in the journey. If ever there was a time in the desert, then
this was it. I was not sure that research on teaching could ever produce reliable and
useful results. What is more, the painstaking research that we had done by that time
was being publicly attacked for being mindless dust-bowl empiricism, even fascist in
intent.
But these criticisms contained a very good point. Teaching is a very personal and
individual thing. To be valid, research on teaching must include the subjective and
personal elements of what goes on between teachers and their students.
But that just redefined the problem. How was I to include the subjective and the
personal but still produce results that were reliable and replicable?
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Meanwhile, the journals continued to publish studies that showed statistically
significant results. Books were published that listed these results, glossing over
inconsistencies as the errors we ought to expect in such a messy and complex area.
But, there were no systematic programmes of research. Very few did more than one
study and never confronted the problems of replication.
The journey takes a new turn: Studying student learning (1978 – 1984).
A way out of this wilderness came through working with another graduate student.
Adrienne Alton-Lee was an experienced teacher who was concerned about how little
she knew about student learning. She knew how to manage a class. She knew how to
interest and engage the students in learning activities. What she did not know was
why a particular student did not learn a particular concept when other students did.
She designed her PhD thesis so that she could follow the learning experiences of
individual students. With two other observers, she made continuous written records of
the behaviours of three students in a Year 4 class, during a unit on environmental
issues.
The major contribution that Adrienne made was her invention of what she called the
“item-file”. This was a data file made up of the records, both objective and subjective,
of every experience a student had that related in any way to the learning of a single
concept. Each item-file was, as far as possible, the complete life history of a single
concept in the mind and experience of an individual student.
(Please note that I am using the term ‘concept’ as a short-hand for all the different
kinds of knowledge, understandings and skills that are significant in areas like
science, social studies, and mathematics).
Because these item files contained every detail of the students’ experiences, they gave
a sense of being as valid and sensitive to the real lives of students as any research in
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this field had ever been. And analyzing them produced some very interesting
characteristics of student learning.
Although Adrienne’s thesis was, in many ways, a brilliant success, and some of the
results were published in a well-respected international journal, I had doubts about
whether her results from just three students in one classroom were enough.
The journey continues through three replications (1984 – 1990)
So the journey, for the next 8 to 10 years was spent carrying out three increasingly
sophisticated replications of Adrienne’s original design. Roger Corbett helped
enormously by designing individual miniature microphones for each student to wear.
He worked out ways of mounting multiple sets of small video-cameras to supplement
the live observations. We were now able to study every kind of classroom activity.
The first thing that became apparent from this very detailed data was how little
teachers knew about what was going on in their classrooms. We found that even live
observers keeping continuous written records of the behaviours of individual students
missed up to 40% of what was recorded on the students’ individual microphones.
We began to realize that students live in a personal and social world of their own in
the classroom. They whisper to each other and pass notes. They spread rumours about
girlfriends and boyfriends, they organize their after-school social life, continue
arguments that started in the playground. They care more about how their peers
evaluate their behaviour than they care about the teacher’s judgement. Within this
pervasive peer culture, sexism and racism can be alive and flourishing even when the
teacher actively promotes fully inclusive learning activities.
I also came to realise that student learning is a very individual thing. Students already
know at least 40-50% of what teachers intend them to learn. Consequently they spend
a lot of time in activities that relate to what they already know and can do. But this
prior knowledge is specific to individual students and the teacher cannot assume that
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more than a tiny fraction is common to the class as a whole. As consequence at least a
third of what a student learns is unique to that student, and the rest is learned by no
more than three or four others.
Understanding the function of the standard rituals of teaching
I now began to understand the function of the standard patterns or routines of
teaching and why they had such control over teachers’ behaviour. In order to manage
a class of 25 to 35 students, all of whom have different knowledge, skills, interests
and motivations, teachers have to focus on the performance of the class as a whole. It
is impossible to focus on the individual learning of any one student for more than
very brief periods.
Students learn how to manage their own private and social agendas within the
standard patterns of teaching. They learn how and when the teacher will notice them
and how to give the appearance of active involvement. They get upset and anxious if
they notice that the teacher is keeping more than a passing eye on them.
One way to understand this is to think of the class as an orchestra following a musical
score. So long as everyone knows their parts, the whole works together effectively,
and the conductor does not need to pay attention to individual players unless
something goes wrong.
Furthermore, when an orchestra is working well together, the coherent sound of the
whole orchestra makes it extraordinarily difficult to separate out the sounds of
individual instruments. If teaching is like conducting an orchestra, then it must be
primarily about group management and must follow predictable patterns.
Discovering how students learn from classroom experience (1990-1995).
The next stage in my journey occurred during 1990 when I took study leave to work
full-time on analyzing the data from the three studies. My primary focus was on the
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factors that affected student learning. For nine months of that study leave, I did
nothing else but analyse that data. I used everything I knew about formal and informal
data analysis, producing endless computer printouts and pads full of notes. But
gradually it dawned on me that for all the richness of the data we had obtained, the
old problem still remained. Adrienne’s PhD results did not reappear, and each of the
new studies produced different results.
I kept thinking that if I added in more variables, included more detail, some kind of
patterns would emerge. But they didn’t. At this point in the journey, it seemed that
unless we could get inside the minds of students, we would never understand exactly
how learning occurred.
But I decided, just to see what it would look like, to take one student’s learning of one
concept, and see if I could make sense of what was going on in that student’s mind. It
was a boy, code-named John, and it was am item-file about recent migration to New
York.
Then the obvious started to dawn on me. Learning is usually a progressive change in
what we know or can do. What creates or shapes that learning is a sequence of events
or experiences, each one building on the effects of the previous one. What happens at
one point in the sequence is different from what happens at another point. None of the
methods of data analysis that anyone had used allowed for that possibility.
It also dawned on me that what is important about a student’s experiences is the
information that she or he can extract from those experiences. It is less important
what student is doing, or what resources the student is using, or any of the other
contextual aspects of the experience. What matters is the sense the student is making
of the experience.
In hind-sight, this seems very obvious, but it shows how caught up you can get in the
culture of the research community. In our desire to focus on general variables of
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theoretical significance that are relevant across many different contexts, we have been
blind to the significance of the particular.
So I developed a way of identifying the information that students extract from their
experiences, and a way of classifying the content, timing and sequencing of that
information. To give a simple example, if a student is expected to learn that
Antarctica is the driest of all the continents, there are many different kinds of relevant
information. The student might read or hear about the kinds of storms they have in
Antarctica. The student might see a video showing how the members of an expedition
in Antarctica coped with the weather conditions. Or the teacher might tell the students
that, despite what everyone thinks, there is less rainfall in Antarctica than there is in
the Sahara desert. Each of these kinds of information is relevant, but in different
ways, and to a different extent.
My study of John showed that when he learned a concept, he had experienced the
complete set of information he needed to fully understand the concept, at least three
times. Each complete set of information could come from a single experience or
could be made up of different kinds of information coming from different experiences
at different times. Without the three sets of complete information, he did not learn the
concept. It was as simple as that
Predicting what students will and will not learn.
This provided the basis for a set of rules for determining when a student had
encountered sufficient information to understand, learn and remember a concept. I
applied these rules to the experiences of the other three students in John’s class, made
some minor adaptations and then used them to predict exactly what concepts the
students in the other two studies would learn or not learn.
These rules worked. They successfully predicted, with about 80 to 85% success the
learning of nearly 500 concepts through the experiences of eleven children, in the
three different classrooms. It involved a lot of detailed work but it was replication of
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the kind I had never seen before. It was at last a logical method that fitted the
problem.
This was the first major discovery that I had made. There was nothing in anybody
else’s research that looked anything like this. Maybe now the journey was headed in
the right direction. I had found a way of relating student experience to student
learning. But I still had to connect student experience to teaching.
Discovering how students answer tests.
Another significant discovery occurred at this time. We had been very careful to try to
find out exactly what each student knew and had learned. We not only used very
carefully developed and administered paper and pencil tests, but also extensive
individual interviews with students that explored their learning experiences and their
knowledge and understanding in greater depth. This allowed us to look closely at how
the students answered paper and pencil tests, and how they responded in interviews.
Out of this analysis came the understanding that testing is like interviewing. Both
depend on the relationship between tester and student. How the student responds
depends on the nature of that relationship and the extent to which the student and the
tester share the same perceptions of what the test or interview is about. Despite its
apparent objectivity, there is nothing more or less objective about a test than there is
about an interview. There is just a different kind of relationship between the tester and
the student.
I also came to understand that what a student knows and can do is a coherent body of
beliefs and understandings that is not the same as an adult’s view of the world, but is
nevertheless logical and consistent. Distinctions between facts, concepts, principles,
generalizations and procedures exist more in the theories of researchers than they do
in the minds of the students. Knowledge is more like a continuous landscape rather
than a set of discrete countable objects. It cannot be sensibly represented by numbers.
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This led to the conclusion that the scores that students get on standard paper and
pencil tests are primarily the result of the students’ motivations and cultural
background, and only secondarily about what the student knows or can do.
To get a sense of this, imagine a hot nor-west afternoon in a classroom with all the
windows shut to keep the wind from blowing everything around. A teacher, the class
doesn’t particularly like, or some stranger, has just handed out tests and tried to
persuade the students to do their best. Imagine a student starting off with the first few
easy questions, then as the room gets hotter and her clothes get stickier and the
questions get harder, wondering what the hell she is doing this for. She starts
doodling instead of filling in the answers and starts to realize that no one she knows
gives a damn what she does on the test. She sucks her water bottle, draws a few more
faces to keep boredom at bay, and waits for the test to be over and real life begin
again.
Which is a very good reason why most research on teacher effectiveness and most
research on student achievement (especially the large international studies such as
TIMMS and PISA), because they depend on paper and pencil tests that have no
personal significance for students, are never likely to produce valid results.
The journey takes a dramatic turn: Identifying the role of ability (1995 – 1998)
But the journey gets more exciting and disturbing at this point. Adrienne and I carried
out two further studies that focused on gender and curriculum issues. These studies
allowed me to develop and extend the rules to cover further kinds of learning and to
test their predictive validity with older students learning different kinds of concepts.
Again they worked just as well. The procedure was now objective enough to be
computerized. The tally was now 1100 different concepts, learned or not learned by
21 students in 11 different classrooms.
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However, when somebody asked me to explain what effect intelligence had on
learning, I had to reply that as far as I could tell, from our data, none at all. The same
rules worked equally well for both the more able and the less able students
But our data did show that the more able students started with more background
knowledge and ended up learning more than the less able students.
This started me comparing the experiences of different students when they were
engaged in the same activities. What I found was that a large proportion of each
student’s significant learning experiences were either self-selected or self-generated,
even in quite traditional classrooms.
The more able students talked more amongst themselves about relevant content. They
asked more questions and persisted with problems for a longer time. They seemed to
be more interested, more persistent, and less likely to be distracted. There was no
evidence that they found the tasks easier, or had less difficulties. There was no
evidence that their minds processed their experience differently. The difference was
in the way they managed their involvement in classroom activities.
It was Piaget’s work that provided the metaphor that helped me understand the
problem. Piaget was originally a biologist, and began his work on the development of
mind in the belief that as the digestive system processes and extracts what it needs
from food, so the mind extracts and digests what it needs from experience.
Within reasonable limits, the learning process, like the metabolic processes that take
place in the body, is universal across our species. How the metabolic process actually
works in our bodies depends on what we eat and drink. So it is with the learning
process. Although it always operates in the same way, we can, as it were, choose our
mental diet, feeding or starving our minds of its essential nutrients.
So those students whose backgrounds provide them with the cultural knowledge and
skills to use the classroom and its activities for their own purposes, learn more than
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those who dutifully do what they are told but do not want, or know how, to create
their own opportunities. Differences in intelligence are more likely to be the product
of differences in classroom experiences than the other way round.
The journey again splits (1990 – 2000)
At this point, my journey again split into two parallel directions. Along one branch of
the journey, I started to look more closely at the rituals that make up classroom life. If
Vygotsky is right, then students minds develop by internalizing the social rituals of
classroom life. If we want to understand how classroom experiences shape students
thinking and the way their minds process experience, we need to know exactly what
these social rituals or routines are. I already had a clear understanding of the recurring
patterns of whole class activities, but needed to discover the recurring patterns of
small group and individual activities.
Learning from experienced teachers
The other branch of the journey came from my experiences with graduate students. I
developed a course on research on teaching for experienced teachers and lecturers. It
was a practical course and I learned a lot from the students about the nature of
teaching and how experienced teachers think about their teaching.
Two assignments in particular provided significant insights. In one assignment, I
asked the graduate students to interview fellow teachers about how they knew when
their teaching was going well. The teacher was asked to describe an actual incident
when their teaching went especially well, then describe how they knew it was going
well.
What was fascinating about that assignment was that it always (over more than a
dozen years) produced the same results, with minor variations depending on the age
of the students in the teachers’ classes. Almost every teacher knew their teaching was
going well from signs of students’ engagement. It was the look in the students’ eyes,
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the questions they asked, the fact that they didn’t stop talking about the topic or
problem when they left the classroom. In short, by the feel and sounds of interest and
focused busyness. In most teachers minds, the criteria for successful learning were the
same as the criteria for successful management.
The second assignment I set my class was much more difficult. I asked them to carry
out research on their own teaching. They could take any small teaching activity or
procedure, measure what three or four students learned from that activity, and relate,
in some direct way, what happened in the activity to what the students experienced
and learned.
Despite instructions and discussion with me, many of the graduate teachers and
lecturers carried out the assignment in the same way. They recorded what they and
their students did together and created an outcome test to measure what the students
learned. They then related the students’ scores on the test to indicators of how
engaged the students were in the teaching or learning activity. And they found that the
more engaged the student, the higher the score on the test.
It was difficult for me to explain and hard for these experienced teachers to
understand that I wanted them to do more than that.
The problem with that kind of study is that it is not directly about learning. It is about
classroom management. In order to relate teaching to learning, you need to know how
a student’s knowledge or skills have changed and what specifically caused that
change to occur. Being busy is not a cause of learning unless you know exactly what
information or knowledge the student is getting out of being busy. To give a simple
example, it is not enough to say that a student was busy reading unless you also
describe what the student was reading and how that related to what the student
learned or failed to learn.
What I learned from these graduate students and the difficulties we had
communicating with each other was that the practice of teaching, as we commonly
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understand and talk about it, is not about learning. The focus of teachers’ thinking
when they are planning and carrying out their role in the classroom is keeping
students busily engaged in activities that produce some tangible product that may or
may not reflect, in some indirect and unobservable way, student learning.
As a deputy principal of a large high school, said in his evaluation of the course: “I
realized I had not really consciously thought about what effective teaching is … I had
made the assumption that because I was teaching, the children were learning”.
Identifying the rituals of individual and group activities (1998 - ?)
At this point, the two branches of my journey joined up again. I had become involved
with a group that was looking at the cultural and historical roots of classroom
practices. In my attempts to identify the routines and rituals of the classroom, I looked
closely at how teachers managed the activities they designed.
What was immediately apparent was that teachers do not talk to students about
learning or thinking. They talk about paying attention and not annoying others. They
talk about the resources the students will need to use, about how long the activity
should take and what will happen if it is not finished on time.
When you listen to students they talk about the same things. They are constantly
comparing how much have they done. How long will it take, do the headings have to
be underlined, where did you find that answer, do you have to write it all out, does it
have to be finished for homework?
Homework is a classic example of the way learning activities are thought about.
Everyone (parents, politicians, teachers, students) believe it is important. There is
debate about how much and how often it must be done, but giving no homework
raises suspicions about whether a teacher is doing a good job. However, nobody talks
about what or how a student learns from doing homework. Nobody cares if the
parents do most of it, not even the parents themselves. The point is that homework,
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like most classroom activities, results in a more or less beautifully presented product.
Of course there is supporting talk about it being good to keep students busy and away
from the television set, but not about the need for the specific learning that a specific
homework project might produce.
Where has the journey taken me?
Let me pause now to review where the journey has taken me to this point. The
appropriate image might be standing on an isolated hill, distant from the standard
ways of doing research, distant from the standard ways of understanding teaching and
learning, doubting the value of the accumulating bodies of published research on
teaching effectiveness, academic ability, and achievement.
First, you will have noticed a major change of direction in the middle of the journey.
To be precise, at the time of Adrienne’s Ph.D. thesis. I switched from studying
teaching to studying learning.
My primary interest was still in relating teaching to learning, but I had found that
students live in a different world from teachers and testers and researchers. If we are
to understand how teaching relates to learning, then we have to begin at the closest
point to that learning, and that is student experience.
Second, I had come to understand that there are very good reasons why teaching and
teacher managed classroom activities follow very predictable patterns that are only
indirectly related to student learning.
This is because teachers are very largely cut off from information about what
individual students are learning. Because of the numbers of students that teachers
have to manage simultaneously, and because of the individuality of student learning,
teachers must rely on routines and rituals that we believe are good for students.
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For example, many teachers make use of the class brainstorm as a routine for finding
out what students know. In a brainstorm, students are invited to contribute any or all
of the ideas they have on the topic. Typically, a few students contribute the majority
of the ideas, a few more students contribute one or two ideas, and most students are
silent. The mesmerizing power of whole-class routines, like the brainstorm, is such
that most teachers, and most observers, come away feeling they know what all the
students know.
To make matters worse, when a teacher uses a brainstorm to review and evaluate
what the students have learned from an activity, and the teacher is unaware that most
of what the contributing students learned, they learned from their own self-created
activities, the teacher will come away with an entirely false impression of the role she
or he played in the students’ learning.
However, so long as these routines and rituals are recognized by the profession and
the society at large as the right way to run classrooms, and students have learned to
expect and play the reciprocal roles that these rituals require, then teachers do not
have to pay more than passing attention to what is going on in the students minds.
Identifying the web of supporting myths: the role of ability
I also came to understand that there is a web of supporting beliefs or myths that
justify the way these rituals are played out. Possibly the most significant of these is
the concept of academic ability.
When the teacher manages the classroom so that all the students are, as far as the
teacher can see, busily engaged in appropriate activities, what can explain consistent
differences in what the students produce. The teacher is doing everything right, so
why do some fail to respond?
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The concept of inherent ability or intelligence appropriately transfers responsibility
away from the teacher’s management of classroom activities. Learning is said to be a
function of ability.
Our data, however, show that differences in what students learn, and differences in
what they do on tests, are both created by differences in how they engage with
classroom and testing activities. In both cases, these are a function of their motivation
and the extent to which they share the purposes and culture of the teacher or tester.
This is why ability tests are good predictors of results on school achievement tests,
and relate to the kinds of work that students produce in class. It all fits neatly
together, and provides the basis for depriving some students of resources, and
lowering the quality and content of what they are taught. The fact that differences in
motivation and culture are also related to differences in ethnic background and family
resources, means that the myth explains failure while protecting the real causes of that
failure. It also provides the context in which students acquire false but self-fulfilling
beliefs about their own ability.
What sustains the rituals and their supporting myths?
If the standard models of teaching and the network of myths that support them have
such a long history and have such a powerful hold over the way we organize, run and
think about schooling, what is it that sustains and promotes them?
First, our teacher education systems still reflect an apprenticeship model of training in
which the practices and beliefs of experienced teachers are taken as the ideal to be
imitated. Beginning teachers’ preoccupation with classroom management leads them
to focus on the surface features of the classrooms of experienced teachers. They long
to imitate the ease and fluency with which the experienced teacher manages her or his
class.
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The reflective teacher model that has come to dominate thinking about teacher
education and professional development for teachers, also serves to sustain the
standard routines and rituals of teaching. It presupposes that the reflective teacher has
valid information about what is happening in her or his classroom and what the
students are learning.
Most of the ways we evaluate teachers are based on the same standard models. ERO
officers are experienced teachers who base their judgments on the expected routines
and rituals of the busy active classroom. These are the routines and rituals that parents
understand and expect to see. Those teachers who perform these routines with the
most enthusiastic participation of their students are the ones who are given awards for
the quality of their teaching. Others are invited to watch and copy what these award
winning teachers do.
More significantly, the standard routines and rituals of teaching are strongly
supported by a considerable body of academic research. Ethnographic studies that are
based on teacher’s perceptions and self-reports of their own teaching serve to
elaborate and justify the standard routines and the myths that support them. Empirical
studies of the practices of the best teachers perform the same function. The best
teachers are selected by asking school principals, other teachers, or ERO officers to
identify those who are the best exponents of the standard routines and rituals. The
best descriptions of exactly what these routines consist of, and what teachers believe
about these routines, are to be found in the reports of this kind of research.
The point is that, in none of these examples, is there any direct reference to the
learning of students.
It is also significant that I had to discover how students learn in classrooms despite a
large number of textbooks on student learning. They contain theories of learning and
descriptions of how to apply them to teaching. With the exception of behaviour
modification (which is about classroom management), none of the theories in the
textbooks is based on research on students’ experiences in classrooms. It proved
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impossible to relate them in any sensible way to our data. At best what they do is
elaborate the talk about what teachers and researchers imagine goes on in classrooms.
The system in which learning does not matter.
We seem to have created a system in which it does not really matter if students learn
or fail to learn from their classroom experiences. No one is held accountable if
students fail to develop a scientific understanding of the physical world after at least
six years of systematic science teaching. It does not really matter if students leave
school knowing almost no history or geography or economics or political science, or
if students enter tertiary study without basic arithmetic skills.
What matters in the system is that numbers representing test results are recorded in
the school’s information management system. Although nobody knows what
knowledge or understandings those numbers or marks represent, they are used as the
primary evidence that we are concerned about student learning. More than that, many
seem to believe that the more of these numbers we put in the records, the better the
teaching will become.
Within such a system it is safe to talk about new ways of teaching without ever
having to establish how they might affect student learning. The theory of learning
styles is a classic example. It is strongly supported by many teacher educators without
any evidence that it relates to student learning. As far as I can tell, those teachers who
do embrace it, still engage in the established routines of teaching, but talk as though
they have a new sensitivity to the learning of individual students.
Let me make it clear that there are very good reasons for teachers staying with the
standard routines and rituals of teaching. Not only is the system and its supporting
myths designed to make it almost impossible for them to do otherwise, but it is not
clear that one teacher can possibly be responsible for the learning of 25 to 35 students
simultaneously. No one has ever given clear empirical evidence that a teacher can.
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My major concern is with the failure of the educational research community to
understand the problem that we face. As you will be able to tell, I believe in the need
to include both the subjective elements of human experience and the objective
analysis of patterns of behaviour in the same studies. The major problem we have to
deal with is disentangling the patterns that are culturally determined and hence within
our control, and the patterns that are biologically controlled, and mostly beyond our
control.
At the present time we need research that focuses on the realities of student
experience and the learning that results from that experience. That does not just mean
‘giving students a voice’. It means developing a precise and accurate, if you like,
scientific or replicable, account of the realities of their experiences. In my view, the
truth lies in the detail. Every generalization we make, every conclusion we draw,
must be true of every individual. That is what ethically responsible research in
education must be like. And, as my journey indicates, it may take a very long time
and a lot of data to begin to begin to discover the reality beneath the cultural rituals
and myths by which we live, and evaluate them for what they are.
Let’s return to that classroom on that nor’west afternoon. Someone has taken his only
pen away from the class clown. Its being passed around behind his back so that every
time he thinks he’s worked out where it is, he gets it wrong. Most of the class who
know what’s going on can barely restrain themselves from bursting into uncontrolled
giggles. The teacher thinks they are smiling in appreciation at something she has just
said that she thought was really quite clever.
In a minute or two, she will gather up the test papers and send them off to get scored,
some covered in doodles, some, like the class clown’s, largely blank. These scores
will be entered into machines where they will be transformed in complex and
sophisticated graphs and tables that politicians and newspaper editors will use to
berate and praise – you know that story.
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So long as we do not disentangle the myths from the reality we will remain slaves to a
system that inevitably produces failure and inequalities.
Selected bibliography
(these publications report results at key points along the journey)
Nuthall, G. A. & Lawrence, P.J. (1965). Thinking in the Classroom. Wellington:
New Zealand Council for Educational Research.
Nuthall, G.A. (1968). Studies of teaching, II: Types of research on teaching. New
Zealand Journal of Educational Studies, 3 (2), 125-147
Wright, C.J. & Nuthall, G, A. (1970). Relationships between teacher behaviors and
pupil achievement in three experimental elementary science lessons.
American Educational Research Journal, 7 (4), 477-491.
Nuthall, G.A. & Church, R. J. (1972) Experimental studies of teacher behaviour. In
G. Chanan (Ed.) Towards a Science of Teaching, pp. 9-25. London:
National Foundation for Educational Research
Hughes, D.C. (1973). An experimental investigation of the effects of pupil responding
and teacher reacting on pupil achievement. American Educational Research
Journal, 10 (1), 21-37.
Nuthall, G.A. (1974). Is classroom interaction research worth the effort involved?
New Zealand Journal of Educational Studies, 9 (1), 1-17.
Alton-Lee, A. G., Nuthall, G. A. & Patrick, J. (1987) Take your brown hand off my
book: Racism in the classroom. SET. Research Information for Teachers,
No.1, Item 8. Wellington: New Zealand Council for Educational Research.
Nuthall, G.A. (1989). How can research on teaching help teachers. NZARE 1989
Conference Proceedings: Keynote Addresses, pp. 33-60, Wellington.
Alton-Lee, A.G., Nuthall, G.A., & Densem, P. (1990) "I only think of men ... I don't
think of women" SET Research Information for Teachers, Wellington: New
Zealand Council for Educational Research.
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Nuthall, G.A. & Alton-Lee, A.G.(1990). Research on teaching and learning: Thirty
years of change. Elementary School Journal, 90, 547-570.
Alton-Lee, A.G., Nuthall, G.A., & Patrick, J. (1993) Reframing classroom research:
A lesson from the private world of children. Harvard Educational Review,
63 (1), 50-84.
Nuthall, G.A. & Alton-Lee, A.G. (1993). Predicting learning from student experience
of teaching: A theory of student knowledge acquisition in classrooms.
American Educational Research Journal, 30 (4), 799-840
Nuthall, G.A. & Alton-Lee, A. G. (1994) Understanding how pupils learn. SET
Research Information for Teachers. (No.2, Item 3) Wellington: New Zealand
Council for Educational Research.
Nuthall, G.A. & Alton-Lee, A.G. (1995). Assessing classroom learning: How
students use their knowledge and experience to answer classroom
achievement test questions in science and social studies. American
Educational Research Journal, 32 (1), 185-223
Nuthall, G.A. (1997). Understanding student thinking and learning in classrooms. In
B.J. Biddle, T.L.Good, & I.F.Goodson (Eds.) The International Handbook of
Teachers and Teaching, pp. 681-768. Dordrecht: Kluwer Academic
Publishers
Nuthall, G.A. (1999). The way students learn: Acquiring knowledge from an
integrated science and social studies unit. Elementary School Journal, 99 (4),
303-341.
Nuthall, G.A. (1999) Learning how to learn: The evolution of students’ minds
through the social processes and culture of the classroom. International
Journal of Educational Research, 31 (3) (whole issue)
Nuthall, G.A. (1999) The anatomy of memory in the classroom: Understanding how
students acquire memory processes from classroom activities in science and
social studies units. American Educational Research Journal, 36 (2) 247-304.
Nuthall, G.A. (2000). How children remember what they learn in school. Wellington:
New Zealand Council for Educational Research.