synthesis of sub-10 nm solid lipid nanoparticles for topical and biomarker detection applications
TRANSCRIPT
RESEARCH PAPER
Synthesis of sub-10 nm solid lipid nanoparticles for topicaland biomarker detection applications
Xiomara Calderon-Colon • Marcia W. Patchan •
Mellisa L. Theodore • Huong T. Le • Jennifer L. Sample •
Jason J. Benkoski • Julia B. Patrone
Received: 4 September 2013 / Accepted: 6 January 2014 / Published online: 22 January 2014
� Springer Science+Business Media Dordrecht 2014
Abstract Solid lipid nanoparticles (SLNs) are a
promising platform for sensing in vivo biomarkers due
to their biocompatibility, stability, and their ability to
carry a wide range of active ingredients. The skin is a
prominent target organ for numerous inflammatory
and stress-related biomarkers, making it an excellent
site for early detection of physiological imbalance and
application of sensory nanoparticles. Though smaller
particle size has generally been correlated with
increased penetration of skin models, there has been
little attention paid to the significance of other
nanoparticle synthesis parameters with respect to their
physical properties. In this study, we demonstrate the
synthesis of sub-10 nm SLNs by the phase inversion
temperature (PIT) method. These particles were
specifically designed for topical delivery of hydrogen
peroxide-detecting chemiluminescent dyes. A system-
atic design of experiments approach was used to
investigate the role of the processing variables on SLN
form and properties. The processing variables were
correlated with the SLN properties (e.g., dye solubil-
ity, phase inversion temperature, particle size, poly-
dispersity, melting point, and latent heat of melting).
Statistical analysis revealed that the PIT method,
while allowing total control over the thermal proper-
ties, resulted in well-controlled synthesis of ultra-
small particles, while allowing great flexibility in the
processing conditions and incorporated compounds.
Keywords Solid lipid nanoparticle (SLN) �Design of experiments (DOE) � Topical delivery �Biomarker detection � Nanobiotechnology
Introduction
The skin is a prominent target organ for numerous
inflammatory and stress-related signals that are altered
during disease, and it offers a rich environment for
biomarker exploration, making it an excellent site for
early detection of physiological imbalance. Unfortu-
nately, the stratum corneum is a formidable barrier to the
penetration of sensory compounds (Schafer-Korting
X. Calderon-Colon (&) � M. W. Patchan �M. L. Theodore � H. T. Le � J. L. Sample �J. J. Benkoski (&) � J. B. Patrone (&)
Research and Exploratory Development Department, The
Johns Hopkins University Applied Physics Laboratory,
11100 Johns Hopkins Road, Laurel, MD 20723, USA
e-mail: [email protected]
J. J. Benkoski
e-mail: [email protected]
J. B. Patrone
e-mail: [email protected]
M. W. Patchan
e-mail: [email protected]
M. L. Theodore
e-mail: [email protected]
H. T. Le
e-mail: [email protected]
J. L. Sample
e-mail: [email protected]
123
J Nanopart Res (2014) 16:2252
DOI 10.1007/s11051-014-2252-2
et al. 2007). Its complex structure and composition are
finely tuned to prevent breaching by a wide variety of
toxins and microbes. The same factors also impair the
absorption of sensory compounds. The corneocytes of
the outer skin layers (stratum corneum) are arranged in a
‘‘brick and mortar’’ structure, characterized by parallel,
overlapping layers (Wertz and Downing 1989). They
are embedded in a highly hydrophobic lipid matrix
primarily consisting of ceramides, cholesterol, choles-
terol esters, and fatty acids (Moser et al. 2001). This
layered structure consequently has the rare ability to
block both the hydrophilic and hydrophobic penetrants.
Further limiting permeation is the constant sloughing of
corneocytes.
Despite these challenges, the skin remains a highly
desirable site not only for biomarker detection, but
also for the topical delivery of therapeutics. There are
three possible routes of penetration beyond the stratum
corneum: transcellular, intercellular, and via hair
follicles. Ideally, topically applied formulations are
designed to penetrate the skin to a certain degree,
achieve a significant residence time, and deliver an
active compound, all the while remaining non-irritat-
ing. Thus, particles must be rationally designed to
penetrate beyond the stratum corneum and persist
within the skin despite routine washing and natural
skin sloughing. Small particle size has been indicated
by several studies to increase penetration within skin
models (Ryman-Rasmussen et al. 2006, 2007; Vogt
et al. 2006; Rancan et al. 2012).
Recent advances in nanotechnology have enabled
the development of nanometer-sized particles for
improved skin penetration (Figen et al. 2010; Mei
et al. 2003; Liu et al. 2007). Nanoparticles have
accordingly generated great interest within the phar-
maceutical and cosmetic industries as vehicles for the
delivery of therapeutic and sensory compounds. Solid
lipid nanoparticles (SLNs) are one of the main classes
of lipid-based nanoparticles that have emerged from
these efforts. Unlike quantum dots and most polymeric
nanoparticles, SLNs are comprised entirely of resorb-
able, nontoxic compounds. The resulting biocompat-
ibility makes them particularly well-suited for
dermatological applications (Puglia and Bonina
2012; Papakostas et al. 2011; Korting and Schafer-
Korting 2010). SLNs are composed of solid lipids
(0.1–30 % w/w) dispersed in an aqueous medium, and
stabilized with a surfactant (0.5–5 % w/w). SLNs
offer many advantages for topical delivery including
biocompatibility, stability, and potential for controlled
release of active ingredients. SLNs are particularly
attractive for delivering hydrophobic compounds. In
one example, Mei et al., observed a 3.459 increase in
the steady-state flux and permeability coefficient of
triptolide in rat skin relative to pure triptolide alone
(Mei et al. 2003). Despite intense research, questions
remain as to the penetration and permanence of these
particles in skin (Baroli 2010). We have recently
demonstrated the controlled diffusion of dyed SLNs
from bacterial cellulose into skin in vivo (Patchan
2013). However, more investigation is necessary to
optimize skin penetration by varying specific SLN
properties. Further investigation on how drug (or dye)
solubility influences skin penetration remains impor-
tant for a more complete understanding of this delivery
vehicle.
SLNs are commonly synthesized by high energy
methods such as ultrasonication, microfluidization,
and high-pressure homogenization (Figen et al. 2010).
The complexity of such methods has delayed the broad
adoption of SLN technology by creating the percep-
tion that nanoemulsions are expensive and difficult to
produce (Tadros et al. 2004). Furthermore, the harsh
processing conditions are of concern for active
compounds that are sensitive to extreme temperature,
pressure, or shear stress.
To this end, the Solans group has developed the
more gentle phase inversion temperature (PIT)
method (Tadros et al. 2004; Sevcikova et al. 2011;
Forgiarini et al. 2000). In the PIT method, the
composition remains constant while the temperature
is changed. One simply stirs the heated solution as it
cools to room temperature. This method is made
possible by the temperature sensitivity of nonionic
surfactants. The polyethylene glycol (PEG) head
group of the surfactant molecule becomes increasingly
swollen with water at decreasing temperature. With
the alkane tail remaining roughly constant in size, the
spontaneous curvature of the micelles reverses sign at
the phase inversion temperature. At this temperature,
the mixture inverts from a water-in-oil emulsion to an
oil-in-water emulsion. The interfacial tension also
reaches a minimum at this temperature, favoring a fine
dispersion. The droplets then solidify with continued
cooling of the oil phase below its melting temperature.
In this paper, we demonstrate the generation of sub-
10 nm SLNs using this technique. We further dem-
onstrate loading of the SLNs with a wide range of
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lipophilic compounds, and the effects of processing
variables on nanoparticle characteristics.
SLNs have the potential to serve as a universal
platform for the topical delivery of lipophilic com-
pounds. To test this hypothesis, we have chosen a set
of peroxide-detecting chemiluminescent compounds
with differing solubility and chemical structure as a
model system. This chemical system is designed to
efficiently react with hydrogen peroxide to give a
fluorescent signal. It consists of 1,10-oxalyldiimidaz-
ole (ODI) and a set of four fluorescent dyes that emit
light in the presence of ODI in its activated state. ODI
possesses much greater sensitivity than peroxyoxa-
lates and similar chemiluminescent systems (Stig-
brand et al. 1994; Chong et al. 2012; Dasari et al. 2009;
Lee et al. 2007). Its estimated detection limit is as low
as 10-8 M for H2O2 in water (Stigbrand et al. 1994).
H2O2 has been targeted as a biomarker for this study
because its overproduction has been specifically asso-
ciated with skin disease (e.g., cancer) and the progres-
sion of normal wound-healing processes (Niethammer
et al. 2009). The chemical detection scheme using SLNs
for this sensory application has been developed previ-
ously by our group (Patrone et al. 2011). Figure 1 shows
the chemiluminescence of the SLNs as a function of
time for several H2O2 concentrations. A schematic of
the peroxide-detecting SLNs is given in Fig. 2. The
chemical interaction of the particles with H2O2 results
in excitation of the incorporated fluorescent dye. While
this reaction can theoretically be tailored to a specific
application by altering the incorporated dye, and is
easily measured by standard optical detectors, it
requires optimization for topical and therapeutic appli-
cation. For example, particle size and drug-loading
potential are parameters that can greatly impact the
effectiveness and potency of an applied therapeutic. In
this study, a systematic design of experiments (DOE)
approach was used to study the synthesis variables and
properties of SLNs, toward optimization of the PIT
method for topical formulations.
Experimental
Materials
Nonadecane (C19, MP 30–34 �C, Aldrich), Eicosane
(C20, MP 36–38 �C, Aldrich), Heneicosane (C21, MP
39–41 �C, Aldrich), Tetracosane (C24, MP 49–52 �C,
Aldrich), Brij O10 (C18E10, Aldrich), decanol
(Sigma-Aldrich), methanol (Sigma-Aldrich), dode-
cane (Sigma-Aldrich), 1,10-oxalyldiimidazole (ODI,
TCI), Rhodamine B (red, Aldrich), 9,10-diphenylan-
thracene (blue, TCI), bis(N-methylacridinum)nitrate
(blue–green, TCI), 9,10-bis(phenylethynyl)anthra-
cene (green, TCI), and DI Water.
Processing
SLNs were prepared by the phase inversion temperature
(PIT) method Forgiarini et al. (2000, 2001a). The
fluorescent dye (Rhodamine B, 9, 10-diphenylanthracene,
Fig. 1 Chemiluminescence intensity of SLNs as a function
of time and grouped by H2O2 concentration. The aqueous
SLN dispersion in this measurement was composed of
50 mg/mL Brij O10, 40 mg/mL eicosane, 10 mg/mL deca-
nol, 1 mg/mL 1,10-oxalyldiimidazole, and 0.5 mg/mL 9,10-
bis(phenylethynyl)anthracene
H2O H2O2
surfactantlipid dye
diimidazole
Fig. 2 Schematic of H2O2-detecting SLN showing the major
ingredients
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123
Bis(N-methylacridinum)nitrate, or 9, 10-Bis(phenyl-
ethynyl)anthracene), 1-10-oxalyldiimidazole, metha-
nol, and decanol were combined into a vial. The
amount of methanol added to the mixture varies from
0.76 to 9.5 lg depending on the sample run (Note: Due
to the processing temperature most of the methanol is
expected to evaporate). The following step was the
addition of Brij O10 and the lipid (C19, C20, C21, or
C24). In Table 1, summary of the processing condi-
tions, the concentration of each component is listed.
The resulting mixture was co-melted and stirred. DI
water was then added to the mixture, heated, and
stirred. Under continued stirring, cooling the sample
causes inversion of the water-in-oil emulsion to an oil-
in-water emulsion, creating a nanoemulsion in the
process. A further decrease in temperature below the
melting point of the lipid converts the liquid nano-
emulsion into an aqueous dispersion of SLNs.
Design of experiment (DOE)
Design of Experiments is a statistical method of
conducting a series of experimental runs in which
independent variables (often called factors) are simul-
taneously varied while obtaining a desired effect
(often called response) (Fisher 1935). This method can
explore a large, multivariable parameter space much
more quickly than possible by the traditional method
of varying only one parameter at a time. As such, DOE
has grown in popularity for formulation development.
In this study, the DOE processing variables are lipid
composition (which controls lipid melting point), dye
composition, lipid concentration, surfactant concen-
tration, dye concentration, processing temperature,
and thermal mass (which is inversely related to
cooling rate). From Table 1, there are seven factors
(lipid composition, dye composition, oil concentra-
tion, surfactant concentration, dye concentration,
processing temperature, and thermal mass, with levels
of (C19,C20, C21, and C24), (Rhodamine B (red),
9,10-diphenylanthracene (blue), Bis(N-methylacridi-
num)nitrate (blue–green), 9, 10-Bis(phenyleth-
ynyl)anthracene (green)), (2, 6, and 10 %), (2.02,
6.06, and 10.1 %), (0.1, 0.5, and 1.0 mg/mL), (50, 70,
and 90 �C), and (2, 6, and 10 mL), respectively. In this
work, the DOE-Custom Designer platform from the
commercial statistical software JMP� (SAS Institute,
Cary, North Carolina) was used to generate a Reso-
lution V Design, which is capable of estimating not
only the coefficients of the main factors, but also those
Table 1 Summary of the synthesis conditions in this study
Sample
number
Oil Dye Oil
concentration
(%)
Surfactant
concentration
(%)
Dye
concentration
(mg/mL)
Processing
temperature
(�C)
Thermal
mass
(mL)
1 C20 Rhodamine B 10 10.1 0.1 50 2
2 C19 9,10-diphenylanthracene 10 10.1 1.0 90 2
3 C19 Bis(N-methylacridinum)nitrate 6 6.06 0.5 70 6
4 C21 9, 10-Bis(phenylethynyl)anthracene 10 10.1 0.1 90 10
5 C19 Rhodamine B 2 2.02 1.0 90 10
6 C19 9, 10-Bis(phenylethynyl)anthracene 6 6.06 0.5 70 6
7 C19 Bis(N-methylacridinum)nitrate 10 10.1 0.1 50 10
8 C21 Bis(N-methylacridinum)nitrate 2 2.02 1.0 50 2
9 C20 Bis(N-methylacridinum)nitrate 10 10.1 1.0 90 10
10 C24 9, 10-Bis(phenylethynyl)anthracene 2 2.02 0.1 50 10
11 C19 Rhodamine B 6 6.06 0.5 70 6
12 C21 9,10-diphenylanthracene 10 10.1 1.0 50 10
13 C24 Rhodamine B 10 10.1 1.0 90 2
14 C19 9,10-diphenylanthracene 6 6.06 0.5 70 6
15 C20 Bis(N-methylacridinum)nitrate 2 2.02 1.0 50 10
16 C20 9,10-diphenylanthracene 2 2.02 0.1 90 2
17 C24 9, 10-Bis(phenylethynyl)anthracene 10 10.1 1.0 50 2
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two-factor interactions. The regression model that was
utilized is:
Y ¼ I þ b1X1 þ b2X2 þ b3X3 þ b1;2X1X2 þ b1;3X1X3
þ b2;3X2X3. . .
where Y is the responses to be measure are particle size,
and polydispersity, bi is the coefficients of the factors,
X1 is the lipid composition (C19, C20, C21, or C24),
X2 is the dye composition (Rhodamine B, 10-diphen-
ylanthracene, bis(N-methylacridinum)nitrate, or 9,
10-bis(phenylethynyl)anthracene), X3 is the values of
the lipid concentration (2, 6, or 10 %), X4 is the values
of the surfactant concentration (2.02, 6.06, 2, or
10.1 %), X5 is the values of the processing temperature
(50, 70, or 90 �C), X6 is the values of the thermal mass
(2, 6, or 10 mL).
The design calls for 17 runs, which are listed in
Table 1.
Dye solubility
The determination of the maximum amount of dye that
can be dissolved in the lipid (C19, C20, C21, and C24)
for each dye was performed by first adding an excess
of the dye into the lipid. The mixture was melted
together and then a known volume of the supernatant
dye–lipid solution was diluted into a 25 wt/wt%
decanol in dodecane. A series of standards were
prepared and used to construct a calibration curve
(e.g., absorbance as function of dye concentration) to
determine the dye solubility (e.g., concentration) for
each lipid. The dye concentration dissolved into the
lipid was calculated using the calibration curve. The
absorbance of three replicates was measured.
Phase inversion temperature
The phase inversion temperature was determined
utilizing a water bath. The samples were slowly
heated and gently agitated until the solution appeared
clear, at which time the temperature was recorded
Forgiarini et al. (2000, 2001a, b).
Particle size and polydispersity
The particle size and the polydispersity of the SLNs
were measured using dynamic light scattering (DLS).
In this technique, the uses frequency shifted light to
measure nano-size particles. The samples were mea-
sured as prepared, using Nanotrac Ultra (serial number
U1985IS). The particle diameter and polydispersity of
particle size distribution are reported.
Melting point and latent heat of melting
The thermal behavior of SLNs was studied using a
Mettler-Toledo differential scanning calorimeter
(DSC) equipped with an auto-sampler and liquid
nitrogen as the cooling source. The as-prepared SLNs
were pipetted into an aluminum pan with mass of
approximately 21–25 mg. SLNs were then hermeti-
cally sealed inside 40 lL aluminum pans to minimize
moisture loss during the DSC scan. The latent heat of
melting was calculated using the integral of the area
under the curve in the DSC plot (amount of energy)
divided by the amount of material. The melting point
and the latent heat of melting are reported.
Results
Melting point and latent heat of melting
Table 2 reports that the synthesized SLNs have a
melting point between 24 and 46 �C and a latent heat
of melting from 0.59 to 6.58 J/g, depending on the
synthesis conditions. While the melting points of the
SLNs were expected to vary with the lipid composi-
tion, we also observed a large variation in the latent
heat of melting in the SLNs synthesized by this
method. The crystallinity (e.g., degree of structural
order) of a solid can be quantified using the latent heat
of melting. The various SLN populations were char-
acterized as having different levels of crystallinity,
correlating with the concentration of lipids. Increasing
the concentration of solute was shown to cause a
decrease in the SLN latent heat of melting, and, hence,
crystallinity. As expected, the addition of solute
molecules decreased the overall crystallinity by dis-
rupting the packing of lipid molecules.
The results showed a melting temperature of
32.69 �C for SLNs using eicosane (C20) as lipid,
which is ideal for skin applications where the mean
skin surface temperature is 32–35 �C (Freitas 1999).
We also explored the utilization of several other lipids,
which resulted in a variation in the melting
J Nanopart Res (2014) 16:2252 Page 5 of 10 2252
123
temperature of the SLNs. In Fig. 3a, the melting
temperatures for SLNs using nonadecane (C19) and
triacontane (C30) are 27.7 and 61.8 �C, respectively.
Note the melting point depression relative to the bulk
lipid in Fig. 3a. Here, the confinement to small
dimensions and the high surface area-to-volume ratio
depress the nanoparticle melting point below the value
of the bulk lipid. Increasing concentrations of decanol
were also shown to cause a decrease in the SLN
melting point. Figure 3b shows a polynomial
relationship.
Varying the aliphatic chain length of the lipid from
19 to 30 gives a 34.2 �C range in melting temperature
for the SLNs. This control allows one to tailor the
melting temperature to a specific application (e.g., drug
delivery). In the case of hydrogen peroxide sensors, the
chemiluminescence becomes inactive below the melt-
ing point. The solidified SLN traps the ODI and
fluorophore within its hydrophobic core. Trapped
within the frozen lipid, ODI is unable to diffuse to
the SLN surface, where it can react with available
H2O2. Similarly, the fluorophore is unable to diffuse
toward the activated ODI, where it exchanges energy to
excite fluorescence. One can exploit this phenomenon
to prevent premature chemiluminescence when not in
use, to provide longer shelf life, or to use the increased
temperature of inflammation or illness as a trigger for
the H2O2 sensory function.
Particle size and polydispersity
The particle size and polydispersity of the SLNs are
summarized in Table 2. In this study, the SLNs
synthesized using the PIT method had a particle size
ranging from 7.8 to 44.9 nm, with a single outlier at
214.2 nm. The polydispersity was narrow, ranging
from 9.2 to 0.69 %. Figure 4 shows the linear regres-
sion fit of the particle size data as a function the relevant
parameters. No correlation had a level of confidence
greater than 85 %; the results for polydispersity were
similar. Although no positive correlations were iden-
tified, this finding actually indicates that small particle
size and low polydispersity can be achieved almost
regardless of synthesis conditions or payload. Provided
that the system possesses a well-defined phase inver-
sion temperature, these data suggest that it is possible
to maintain similar physical properties for SLN carriers
across a broad range of payloads.
Table 2 Summary of DOE results, including values for each of the responses dye solubility, phase inversion temperature, particle
size, polydispersity, melting point, and latent heat of melting
Sample
number
Dye solubility
(mg/mL)
Phase inversion
temperature (�C)
Particle
size (nm)
Polydispersity
(%)
Melting point
(�C)
Latent heat
of melting (J/g)
1 5.73 36 8.95 9.18 30.67 4.43
2 1.4 32 214.2 0.686 24.67 3.3
3 0.014 36 44.9 0.2251 24.33 2.39
4 1.71 48 12.2 2.11 37.67 6.18
5 3.37 40 7.75 1.051 24 0.59
6 1.25 31 8.41 1.297 24.33 2.26
7 0.014 32 8.63 9.2 24.67 3.71
8 0.036 45 11.74 1.577 32.67 0.94
9 0.011 27 16.67 2.717 30.33 4.52
10 2.92 60 7.59 1.644 45.67 1.38
11 3.37 38 8.11 3.41 24.33 2.49
12 4.03 45 13.79 1.772 37.33 5.87
13 5.92 55 7.86 8.22 29.33 1.31
14 1.4 36 8.05 2.799 24.33 2.59
15 0.011 31 18.34 0.904 27.67 1
16 1.83 13.05 3.72 27 0.94
17 1.76 55 10.51 1.689 29.67 1.16
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Dye solubility
The dye solubility of the SLNs prepared under
different synthesis conditions is summarized in
Table 2. The solubility of the dye in the oil phase
ranged from 0.011 to 5.92 mg/mL, depending on the
dye. Bis(N-methylacridinium)nitrate, which is water
soluble, showed the lowest solubility, whereas rhoda-
mine B had the highest solubility (Fig. 5). 9,10-
Bis(phenylethynyl)anthracene and 9,10-diphenylan-
thracene, which are actually the two most hydrophobic
fluorophores included in this study, displayed inter-
mediate solubilities. Rhodamine B was roughly twice
as soluble in the oil phase as these two dyes despite
having significant water solubility.
Design of experiments
Table 2 summarizes the responses of the each DOE
run. The responses include dye solubility, phase
inversion temperature, particle size, polydispersity,
melting point, and latent heat of melting.
Discussion
In this study we explored the synthesis of SLNs
appropriate for the delivery of sensory compounds to
the inner layers of the skin. As described previously,
the PIT method was used to study the effects of
synthesis variables on the resulting SLNs properties
(phase inversion temperature, particle size, polydis-
persity, melting point, and latent heat of melting). The
outcomes of this study demonstrate that: (1) PIT
method allows the synthesis of SLNs with ultra-small
size and low polydispersity, (2) the latent heat of
melting and melting point of the SLNs can be
controlled, and (3) the dye (drug) chemistry will
impact the payload and thereby the therapeutic and
detection potential. Statistical analysis revealed that
the PIT method, while allowing total control over the
thermal properties, resulted in a well-controlled syn-
thesis of ultra-small particles, while allowing great
flexibility in the processing conditions and incorpo-
rated compounds.
Particle size analysis revealed that 47.1 and 88.2 %
of the SLNs synthesized in this study has a particle size
between 0–10 nm and 0–20 nm, respectively. The
results suggest that the PIT method offers limited
control over particle size, but perhaps, more impor-
tantly, it can consistently produce SLNs with ultra-
small sizes regardless of the synthesis conditions or
payload. Interestingly, we found that the processing
conditions did not have any statistically significant
effects on particle size and polydispersity. This weak
Fig. 3 a Melting points as a function of bulk lipid and plain
SLNs. b Eicosane (C20) with different percentages of decanol.
Sample means were determined to be significant (P \ 0.05) by
one-way analysis of variance (P = 0.0074). c Latent heat of
melting as function of lipid concentration
J Nanopart Res (2014) 16:2252 Page 7 of 10 2252
123
dependence on process parameters indicates a robust-
ness of the PIT method versus relatively small changes
in conditions. We note here that the conditions were
limited to those that produced a phase inversion
between room temperature and 100 �C. For example,
the lipid to surfactant ratio was held constant in order
to meet this requirement. The more accurate interpre-
tation of this finding, then, is that controlling the phase
inversion temperature supersedes the control of par-
ticle size. Precise control of particle size and size
distribution may still be possible, but it must be done
within the constraints of maintaining an appropriate
phase inversion temperature for each specific payload.
The total control over the thermal properties (e.g.
melting point) of the SLNs increases the potential
applications that can be envisioned for this technol-
ogy. In addition, this information serves as guidance
for the determination of the storage conditions, which
are important to extend the shelf life of the particles.
The melting point can easily be tailored by changing
the aliphatic chain length of the lipid, which represents
a minimal change in the synthesis of the SLNs. On the
other hand, the different levels of crystallinity, which
correlate well with the concentration of lipids, will
impact the interaction with the skin (Schafer-Korting
et al. 2007). The latent heat of melting, which is
proportional to the amount of crystalline lipid, reflects
both the quality of crystallinity and the fraction of
solid within the SLNs. Overall, we observed that the
latent heat of melting decreased due to the addition of
impurities (dye, decanol, etc.) and due to the ultra-
small diameter of the nanoparticle. The occlusivity of
lipid nanoparticle dispersions is impacted not only by
particle size and lipid concentration but also with the
degree of crystallinity of the lipid matrix. These
factors, therefore, can directly impact the interaction
of particles with skin (Schafer-Korting et al. 2007;
Wissing and Muller 2002). The chemistry of the
loading compounds will impact the payload, which
will translate to a potential impact of the therapeutic
and detection capabilities. The payload of the SLNs
will determine the therapeutic regimen and the
detection lifetime when used as a biosensor.
Fig. 4 Linear regression of the particle size as a function of relevant parameters
Fig. 5 Dye solubility as a function of dye composition.
Rhodamine B = red, 9,10-diphenylanthracene = blue, Bis
(N-methylacridinum)nitrate = blue–green, and 9, 10-bis
(phenylethynyl)anthracene = green
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Conclusions
In this study, we employed the PIT method and a
systematic DOE approach to synthesize and charac-
terize ultra-small SLNs. We additionally examined the
role of the synthesis parameters on SLN. The main
conclusions of this study are: (1) the PIT method is a
versatile method with which to synthesize SLNs with
ultra-small sizes and low polydispersity, (2) the latent
heat of melting and melting point of the SLNs can be
controlled, and (3) the loading compound chemistry
will impact the payload as well the therapeutic and
detection applications. In comparison with other
studies using the PIT method (Forgiarini et al. 2000,
2001a, b; Carbone et al. 2012), this study showed that
the synthesis of SLNs with small particle size can be
achieved almost regardless of synthesis conditions or
payload. Indicating that using the synthesis conditions
in this study will be possible to maintain similar
physical properties. More importantly, if the system
possesses a well-defined phase inversion temperature,
ultra-small particle size SLNs can be obtained.
Furthermore, the particle sizes of the SLNs in this
study are significantly smaller than that in other
studies using the PIT method (Forgiarini et al. 2000,
2001a, b; Carbone et al. 2012).
SLNs with 7.6 nm particle diameter and polydis-
persity of 1.6 % were synthesized by the phase
inversion temperature method using tetracosane
(C24) as a lipid, 2.0 % oil concentration, 2.02 %
surfactant concentration, a processing temperature of
50 ˚C, and thermal mass of 10 mL. Overall, we
conclude that when using this method, it is possible
to consistently produce SLNs with particle diameters
less than 20 nm and low polydispersity, almost
regardless of synthesis conditions or payload. Addi-
tionally, this method allows the use of a large number
of lipids giving total control over the thermal proper-
ties of SLNs and expanding their applications.
Finally, the maximum payload is controlled by the
chemistry of the loading compound. However, the
solubility can be modified somewhat through the
addition of co-solvents in the lipid phase such as
decanol and menthol to increase the hydrophilicity in
the oil phase. Although co-solvents will tend to
decrease the melting point and crystallinity, their
concentration can be varied over a considerable range
without completely disrupting the phase inversion or
completely suppressing the freezing phase transition.
Ultimately, the dye solubility is a critical aspect for the
therapeutic and detection applications, since low
solubility could limit the signal strength or the lifetime
of the particle sensor in vivo. Dye solubility will also
affect the partitioning of the active ingredients
between the lipid and water phases. SLNs are an
effective vehicle for solubilizing lipophilic com-
pounds in water or water-based lotions. Transparent
in color and low in viscosity, the SLN suspensions
prepared in this study are nearly indistinguishable
from an aqueous solution, even for very hydrophobic
payloads. SLNs will be less effective, however, for
compounds that partition strongly into water.
Acknowledgments This research was sponsored by the
Research and Exploratory Development Department, The
Johns Hopkins University Applied Physics Laboratory, 11100
Johns Hopkins Road, Laurel, Maryland 20723.
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