strategies to introduce single-use technology in legacy facilities

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2/5/2016 1 Strategies to Introduce Single-Use Technology in Legacy Facilities Alan Powell, DME Consultant Eric Sipe, DME Senior Process Engineer David M. Marks, P.E., DME Principal ISPE-DVC 26th Annual Symposium & Exhibition Agenda Introduction (Marks) Process Design with SUS (Sipe) Hybrid SS/SUS Systems (Powell) Facility Design with SUS (Marks) Regulatory/References Strategic Approaches to Manufacturing with SUS Facility Requirements for Manufacturing with SUS Introducing SUS to Legacy Facilities Q&A 2

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Page 1: Strategies to Introduce Single-Use Technology in Legacy Facilities

2/5/2016

1

Strategies to Introduce Single-Use Technology in Legacy Facilities

• Alan Powell, DME Consultant• Eric Sipe, DME Senior Process Engineer• David M. Marks, P.E., DME Principal

ISPE-DVC 26th Annual Symposium & Exhibition

Agenda

• Introduction (Marks)• Process Design with SUS (Sipe)• Hybrid SS/SUS Systems (Powell)• Facility Design with SUS (Marks)

– Regulatory/References– Strategic Approaches to Manufacturing with SUS– Facility Requirements for Manufacturing with SUS– Introducing SUS to Legacy Facilities

• Q&A

2

Page 2: Strategies to Introduce Single-Use Technology in Legacy Facilities

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StainlessSteel

Single-UseDisposable

Single-Use / Disposables

4

20%

20%

20%

20%

20%

Process Closure Single-Use/Disp Cont. Bioproc. Modular Other

1. Process closure.2. Single-Use /

disposables.3. Continuous

bioprocessing.4. Modular Construction.5. Other.

Survey of ~70 Professionals

Page 3: Strategies to Introduce Single-Use Technology in Legacy Facilities

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3

DRIVERS

• Markets• Competition• Regulatory

ENABLERS

• Process Technologies• Equipment Technologies• Facility Delivery Technologies

STRATEGIES

• Business Approach• Process Equipment• Facility Design

Why is this happening?

6

LowerCapital Cost

FasterSchedule

ROI Need forFlexibility

Other

20% 20% 20%20%20%

1. Lower capital cost.2. Faster schedule.3. Return on

Investment.4. Need for Flexibility.5. Other.

Survey of ~70 Professionals

Page 4: Strategies to Introduce Single-Use Technology in Legacy Facilities

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4

Biopharm Manufacturer’s

Portfolio

More Flexible Facilities

Facility Flexibility Improves UtilizationFacilities for emerging markets, small volume therapeutics and personalized medicine will require less capacity and more flexibility to be fully utilized.

Facility Utilization

COGS • Utilization has a large impact on Cost of Goods Sold.

Quality• Facilities operating near full capacity

typically produce better product quality.

Legacy

• Many biomanufacturing facilities today are underutilized because they are unable to accommodate demand diversity (i.e. they lack flexibility in the right areas).

Page 5: Strategies to Introduce Single-Use Technology in Legacy Facilities

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How SUS Improves Flexibility & Adaptability

CIP/SIP infrastructure reduced or eliminated

Process systems are mobile and can be easily exchanged or modified

Product transfer is not hard-piped and can be easily reconfigured

Process change-over is relatively quick

Process Design with Single-Use

10

ERIC SIPE, PMP/E.I.T.Senior Process Engineer

Page 6: Strategies to Introduce Single-Use Technology in Legacy Facilities

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6

Basic Design TenetsThink

Linearly Bags can travel man

Think Connectivity

Where am I going next?Who am I going to

connect with?

Think Product

Protection in an open

space

You don’t need a hood to make a clean connection!

Bags have limitations

Think Linearly

Bags can move, but can connections be reused?

What are the operations that will be performed with this bag through its life?

Can we use this bag for more than one operation?

What will be added to and subtracted from the bag?

Page 7: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Process Definition

Process Flow

DiagramUnit

Operations

Material & Energy

Balances

Sequence of Operations

Material & Equipment Movement Waste

Processing Requirements

Auxiliary Requirements

Equipment Sizing

Design Process

PFD

P&IDs

Process Transfers

Facility / Process

Fit

Page 8: Strategies to Introduce Single-Use Technology in Legacy Facilities

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8

SUS Unit Operations

• Mixing • Heat Transfer• Filtration• Chromatography• Product Isolation• Product Manipulation• Waste Inactivation• Cell Lysis

( from GE with permission)

Investigate Availability of SU Equipment

• Mixers• Seed Bioreactors (Wave Bags)• Bioreactors (Larger Scale Bags)• Filters• Centrifuges• Chromatography Units• Product Storage Bags• Filler Product Transfer Path

( from Nunc with permission)

Page 9: Strategies to Introduce Single-Use Technology in Legacy Facilities

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9

Identify Auxiliary Requirements

Auxiliary Process Needs

• Buffer Needs• Nutrient Needs• Waste Removal Needs• Gas Addition Needs• Venting Requirements• Heating/Cooling

Requirements• Material Transfers

Methods to Supply Auxiliary Needs

• Single Use Bag Mixing Station

• Waste Collection Bag• Gas Addition Nozzles &

Gas Distribution Panel• Single Use Filter• Single Use Bag

Heating/Cooling Station• Tubing Sets and

Peristaltic Pumps

Material and Energy Balances

• Example: UF / DF (TFF)

Page 10: Strategies to Introduce Single-Use Technology in Legacy Facilities

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10

Equipment Sizing

Material/Equipment Movement

Page 11: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Process Flow Diagrams• Prepare Symbolic

Representation of Unit Operations & Material Movements

• Define Material & Energy Balance for Unit Operations and Transfers

• Prepare Stepwise Description of Activities to be performed

• Determine size and quantity of single use containers/unit operations needed

Process Flow Diagrams• Identify Container

Movements on PFDs• Identify waste

streams and waste treatment mechanism

• Determine Buffer, Nutrient and Gas Requirements

• Define Waste Collection and Storage Approach

Page 12: Strategies to Introduce Single-Use Technology in Legacy Facilities

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12

Process Connectors

• Disposable Tubing• Sterile Tube welders / sealers • Disposable sterile connectors• Disposable SIP’able connectors• Septum sampling systems• Non-sterile connectors

– (e.g. luer locks, quick-connects, hose barb)

– not acceptable for aseptic

• No-drip chemical connectors

P&IDs

Develop detailed connection diagrams for each unit operation.

Define Utility System for each unit operation.

Show movement of materials and single use units.

Define hose assemblies needed for each single use bag.

Identify equipment size for all unit operations on P&IDs.

Page 13: Strategies to Introduce Single-Use Technology in Legacy Facilities

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13

Evaluate Facility / Process Fit

• Create Equipment Blocks.• Insert Utility Panels/Unit Ops

Stations into the Facility Foot Print.

• Prepare Time Based Room Layouts of the Facility.

• Confirm that the Fixed Equipment and Support Single Use Bags Fit.

• Assess the Movement of Single Use Resources Into and Out of the Bioprocessing Suite.

Hybrid SS/SUS Systems

ALAN POWELLEngineering Consultant

Bioprocess & Hygienic Design

Page 14: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Fixed Systems:

• Process related is very simple system (black) • CIP and SIP greatly add to complexity (red).

2"

TE

TIT

TI

TE

TIT

TI

AE

Tank

TE

MIN

TE TE

312

TE

313

T T T T

MIN

MIN

M

MV-

TIT

TI

TIT

312

TI

312

TIT

313

TI

313

TIT

TI

ATAI

PI

CONTAINED DRAIN

DRAIN

COND

TE

T

TIT

TI

CLEAN STEAMCIP SUPPLY

PRODUCT

VENT/PROCESS AIR

TE

T

TIT

TI

I1E E

V

X

O

PRODUCT

TRANSFER LINE CIP

TE

121

T

TIT

121

TI

121

I2

ProcessSolution

2"

2" 1-1/2"

2"

2"

2"

3/4"

3/4"

3/4"

3/4"

3/4"

3/4"

3/4"

3/4"

2"

1"

1"

3/4" 3/

4"

1" 1-1/2"

1-1/2"

1"1"

2"

2"

3/4"

2"

2"

2"

2"

2"

3/4"

1-1/2"

3/4"

TETITTI

AE

PIT

MIN MIN

I3

FEFITFI

AT

XXX1801

AI

XXX1801

Bag

Transfer Panel PRODUCT

Pump

Vent Filter

Vent Filter

CIP

TE

314

T

TIT

314

TI

314

TEMP

FLOW

PRESSURE

COND

PI

PIT

PRESSURE

TEMP

TEMPTEMP

TEMPTEMP

TEMP

TEMP TEMP

Single Use Simplifies

• Single use (SU) systems – Supplied clean and sterile (if required)– Replace stainless vessel and tubing in many applications– Eliminate need for CIP and SIP

• Utilities• Process system piping and instrumentation

– Reduce or eliminate utilities• CIP system

• Pure steam

• Compendial water

– Few connections– Rapid implementation

• Construction• Validation

Page 15: Strategies to Introduce Single-Use Technology in Legacy Facilities

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15

Single Use: Not always the Silver Bullet

When planning a facility: • Compare SU and Fixed Equipment with respect to factors that affect feasibility

and total cost of ownership• Feasibility

– Is equipment available at the required scale?– Are SU components suitable for process requirements?

• E.g. temperature, pressure, composition …

• Operating and capital cost– Typically lower capital for single use

• Compared to fabrication, installation, and C&Q of stainless systems• Utilities: spares clean utilities (e.g. clean steam and pure water)

However, if any clean utility is required, only incremental cost is spared.• Equipment preparation areas (autoclaves, parts washers)

– Operating cost varies with process, scale, operating rate, etc.• Greater unit cost more complex SU equipment (Mixing systems, bioreactors)

– Facility footprint• Staging and moving SU bags vs. utility space

Bags

I1

X

O

I2

ProcessSolution

BagsBags

Tank

Hybrid Single Use and Fixed Systems

• Often the optimal solution is a hybrid system.• Selective application of SU components to

reduce complexity of fixed systems– Reduce piping between and within systems– Reduce CIP and SIP

• Time and number of routes validated– Reduce instrumentation and automation effort

• In this example: Sacrifice ability to change components after SIP.

TE

T

TIT

TI

TE

T

TIT

TI

I1 V

X

O

TE

121

T

TIT

121

TI

121

I2

ProcessSolution

2"3/4

"

3/4

"

3/4

"

3/4"

I3

Bag

TEMP

Stm/CIP

Tank

Page 16: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Simplification of a Fermentor

• Typical fermentation system includes many hard-piped components

• Direct and indirect product contact surfaces must be clean and sterilized– CIP and steam connect to

• All liquid transfer lines• Sparge and vent lines• Vessel

• Hybrid solution to meet challenge to simplify as much as possible– Rapid deployment– Reduced cost– Reduce C&Q effort

VentTransfers in

Transfers out

Sample

Additions

Sparge

Drive & Mech Seal

CIP

Fermentor Schematic

Steam sample and outlet valves closed from port valves

Port valve

Port valve

Steam Path

Steam in (controlled or pulsed)

Steam Mech Seal

Concept Plan for Hybrid Fermentor• Features enabled by SU

– 2 CIP routes (sprayballs & Sparge

– All transfers to/from bags • Replace add ports w/ SU

valves– SU valve and tubing for

product transfer– CIP by local recirculation

• Chemical adds manual• Capabilities enabled by fixed

vessel– Empty SIP and media

sterilization– Pressurization and high

temperature– High OTR

• Limited size

Product/Local CIP Recirc/ Steam trap

CIP Circ / Water(opt)

Coolant Supp (Heating for FVSIP opt.)

Coolant Ret

Air / CIP/ CS

Exhaust

Bag

Nozzles for Connection of SU Addition Assemblies

Hybrid Bioreactor/Fermentor

Mech Seal Steam Supply

Bags

Bags

Bags

SU sampleAssy

Page 17: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Facility Design Implications

DAVID M. MARKS, P.E.Principal

Key Questions to Answer before Implementing

Single-Use Technology

Supply Chain Management?

Extractables and

Leachables?

Sterility of Connections?

Cost of SU Components +

Disposal?

Scalability?

Page 18: Strategies to Introduce Single-Use Technology in Legacy Facilities

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• CFR 21 § 211.65 Equipment construction.– (a) Equipment shall be constructed so that surfaces that

contact components, in-process materials, or drug products shall not be reactive, additive, or absorptive so as to alter the safety, identity, strength, quality, or purity of the drug product beyond the official or other established requirements.

• CFR 21 § 211.63 Equipment design, size, and location.– Equipment used in the manufacture, processing, packing, or

holding of a drug product shall be of appropriate design, adequate size, and suitably located to facilitate operations for its intended use and for its cleaning and maintenance.

Regulatory Requirements for Licensed Facilities

Bio-Process Systems Alliance (BPSA)

• Industry-led corporate member trade association dedicated to encouraging and accelerating the adoption of single use manufacturing technologies used in the production of biopharmaceuticals and vaccines.

• www.bpsalliance.org

Page 19: Strategies to Introduce Single-Use Technology in Legacy Facilities

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BPE Part PM: Single-Use Components

• Leachable / Extractable• Gamma Irradiation• Joining Methods• Storage/Expiration

PDA Technical Report No. 66

• Application of Single-Use Systems in Pharmaceutical Manufacturing– Points to Consider for

Single-Use System Manufacturing Strategy

– Single-Use Technologies and System Integration

– Qualification and Verification of Suppliers, Materials, Components, and Completed Assemblies

– Business Drivers for the Adoption of Single-Use Systems

– Implementation of a Single-Use System

Page 20: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Single-Use Technology:Constrained by Process Scale

Unit Operations / Pooling: bag size limitations ~2000 liters

Product Transfer: Weld-able polymeric tube & aseptic connector size limitations ~1”

39

40

Traditional Blended Scale-Out Continuous Other

20% 20% 20%20%20%1. Traditional SS

Facilities.2. Blended SS / SUS

Facilities.3. “Scale-Out” SUS,

Multiple SUS Facilities.4. Continuous

Biomanufacturing5. Other.

Survey of ~70 Professionals

Page 21: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Options for Large-Scale BioManufacturing

Scale Up• Traditional SS Approach• Capital Intensive; Flexibility = Complexity

Scale Out• Next Gen SUD Approach• Flexible; Fast; Labor Intensive

Continuous• SS or SUD Approach• Best of Both Worlds?

Continuous Bioprocessing: Limitations

• Requires significant process development.

• Requires more integrated process monitoring.

• Requires a different approach to product release (e.g. parametric release).

• Requires closed processing for long-term, robust axenic/aseptic operations.

Page 22: Strategies to Introduce Single-Use Technology in Legacy Facilities

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A Synergy of Technologies

Single Use Technology• Facilitates closed

processing for robust axenic & aseptic operations.

Continuous Bioprocessing• Provides large

manufacturing capacity with relatively small-scale operations.

PROCESS CLOSURE

PROCESS SCALE

100% SUS: The Future of Bioprocessing?

Photo courtesy of GE

Page 23: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Facility Cost of Goods

• Example showing impact of demand/utilization

Biogen Idec Flexible Volume Manufacturing Facility (FVM)

2013 ISPE Facility of the Year winner – Facility Integration

Equipment

• Process Scale• Manual Operations• Ergonomics• Tube Routing• Spills & Containment

Utilities

• CIP systems• Clean steam, SIP• Compendial water• HVAC/mechanical• SUS utility panels

Logistics

• Receiving, storage & disposal of SU waste

• Materials dispensing• Warehousing,

halls/doors

How SU Technology Affects Facility Design

Page 24: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Facility Design Impact: Equipment

• Transport ergonomics• Bag handling• Spills & containment

(cross-contamination, biosafety)• Materials compatibility• Scaling Up • Connections to stainless steel

equipment; Hybrid systems • Automation (no CIP/SIP)

Photo courtesy of GE

Facility Design Impact: Plant Utilities

• CIP Systems

• Clean Steam Systems

• CIP/SIP Stations

• Process piping, transfer panels

• Automation

• HVAC

Page 25: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Facility Design Impact: Logistics

• Receiving, storage & disposal of single-use components.

• Big demands on loading docks, hallways & doorways.

• Increased warehousing & cold storage requirements.

• Higher demands on autoclaves.

• Provisions for tote storage & maintenance.

Warehousing

Distribution

Receiving

Legacy Facility Challenges

• Removal/Relocation of Legacy SS Equipment• Configuration of Equipment & Staging in Confined Space• Routing and Support of Flexible Tubing • Process Automation, Data Acquisition, MES

Equipment

• Abandoned in Place Utility Systems• Utility Stations for Flexible SUS Operations• Cold Storage of Process Intermediates

Utilities

• Transport & Staging of Totes through Legacy A/L & Halls• Structural Requirements for Shifting Floor Loads• Facility Flows and Segregation from Other Operations• Storage for Mobile Equipment and Consumables• Biohazards (A/L, HVAC, drains, berm)

Facility

Page 26: Strategies to Introduce Single-Use Technology in Legacy Facilities

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Legacy Facility/Process Fit

• Segregation

• Circulation; Design of A/L, Doors, Corridors.

• Drains, waste treatment.

• Structural support.

• Storage for mobile skids, consumables

A/L

bioreactor

Clean Corridor

bioreactor

harvest

Think About Transport & Staging of Materials

• Product, Buffer & Waste Totes

Page 27: Strategies to Introduce Single-Use Technology in Legacy Facilities

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27

Think About Adjacencies

• Within Processing Suite.

Photo of Biogen Flexible Volume Manufacturing Project; from CRB website; https://www.crbusa.com/our-work/by-service/view-all-projects/715-flexible-volume-manufacturing-project/715-flexible-volume-manufacturing-project

Think About Adjacencies

• Between classified spaces.– Adjacent processing suites.– Staging areas outside the

processing suite..

Page 28: Strategies to Introduce Single-Use Technology in Legacy Facilities

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• Facility Unknowns: Develop Contingencies

• Ongoing GMP Ops: Develop Execution Approach with Minimal Disruption

• Segregation & Flows:Develop Rational Circulation Patterns, Cleanroom Transitions & HVAC Zones

Lessons Learned: Plan for Success

Project Plan

Facility Segregation

& Flows

Ongoing cGMP

Operations

Legacy Facility

Unknowns

Questions!

• For Further Information:– David M. Marks, P.E.

[email protected]