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    PROFESSIONAL

    P PER

    269 / February198

    THE

    SOVIET

    INVOLVEMENT

    IN THE OG DEN W R

    KennethG Weiss

    CENTER

    FOR

    N V L N LYSES

    2000North Beauregard S tree t A lexand r ia Virginia 22311

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    Copyright CNA Corporation Scanned October 2003

    The ideas expressed inthispaper arethoseof theauthor The

    paper

    doesno t necessarily represent theviewsof

    either

    the

    Center

    for Naval Analysesor the

    Department

    o f Defense

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    PROFESS IONAL PAPER269

    February

    1980

    THE

    SOVIET INVOLVEMENT

    IN THE

    OG DEN

    W R

    Kenneth C.Weiss

    nstitut

    of aval Studies

    CENTER FOR

    N V L N LYSE S

    2000North

    Beauregard

    Street

    Alexandria Virginia22311

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    I NTRODUCTI ON

    Moscow s i nvol vement i n t he Somal i - Et hi opi an conf l i c t i n

    1977 and

    1978

    c ul m nat ed i n t he mos t i mpr es s i v e ex er c i s e

    of Sovi et pol i t i c o- m l i t ar y di pl omac y s i nce Angol a. An

    anal ys i s o f t hat i nvo l vement t hen can he l p us appr oach

    t hose quest i ons t hat have been asked r egar d i ng Sov i et pol -

    i cy f or mul at i on i n Thi r d Wor l d c r i s es . I n r egar d t o mot i -

    vat i on i n Sovi e t

    pol i cy,

    t hes e que s t i o ns i nc l ude : To what

    ext ent

    i s

    Sov i et c r i s i s b ehav i o r pur pos i v e?

    To

    what

    de-

    gr ee i s Sov i et pol i c y r eac t i v e? Co nc er ni ng t he mo dal i t y

    of

    Sovi et pol i cy: I s Sovi et cr i s i s pol i cy ac t i v i s t or

    caut i ous? I n regard t o Sovi et per f or mance i n t hese cr i -

    ses: How we l l hav e t he Sovi et s done dur i ng c r i s es i n

    l i ght

    of

    t hei r pol i cy obj ec t i ves ? Bef or e ev al uat i ng

    So-

    v i et f o r e i gn po l i cy i n t he Ogaden War i n t e rms o f t hese

    que s t i o ns , i t i s f i r s t u s ef ul t o summar i z e t he s al i ent

    ev ent s i n t he Hor n i n 1977 and 1978. Af t e r doi ng s o, we

    wi l l di s c us s Sov i et i nv ol v ement i n t er ms o f t he ques t i ons

    r ai sed above.

    THE

    OGADEN WAR:

    AN

    OVERVI EW

    The Pr e- War Per i od

    The

    Hor n

    of

    Af r i c a, cons i s t i ng

    of

    Et hi opi a, Dj i bout i ,

    and

    Somal i a f or ms wi t h

    t he

    near by Ar abi an peni nsu l a ,

    t he

    mout h

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    of t he Red Sea and I ndi an Ocean. The count r i es o f t he

    Hor n rank

    amonq

    t he wor l d' s poor es t . Y et , as a r es ul t of

    i t s

    qeoqr aphi c al r e l at i ons hi p

    t o

    bl a ck s u bs a ha r a n Af r i c a

    and

    t o t he Mi d dl e Eas t and Nor t h Af r i c a, t he Horn has

    as s umed an i mpor t ance i n excess of i t s i nt r i ns i c val ue.

    The year 1974 was a s i gni f i c ant one on t he Horn. U. S.

    i nf l uenc e s t i l l pr e dom nat ed i n Et hi o pi a t hen whi l e

    Soma

    l i a

    l ook ed t o t he So vi e t Uni o n f or s uper power s uppor t . I n

    t hat y ea r , t he So vi e t s and t he So ma l i s s i q ne d a T r e a t y of

    F r i ends hi p

    and Cooper at i on. The t r eat y s y mbo l i z e d t he mu-

    t ual l y benef i c i al r e l at i ons hi p

    Moscow

    and

    Mo ga di s c i o

    had

    e s t a bl i s he d wi t h eac h ot her .

    I n

    r e t u r n

    f or

    per m s s i on

    i n

    1972 t o devel op va l uab l e nava l suppor t f a c i l i t i es , * t he

    Sovi et s s uppl i ed

    t he

    Somal i s wi t h m l i t a r y e qui pme nt

    and

    t r a i ni ng i n i t s use. However , even b ef or e Mo ga di s c i o

    s i gned t he t r eat y wi t h Mos c ow i n J ul y , So ma l i a , a Mo s l e m

    but no n- Ar a b s t a t e d, j oi ned t he Ar a b

    League.

    I t was t hi s

    Ar a b o pt i on t ha t c o mpl i c a t e d

    S ov i e t - So ma l i

    t i es i n

    1977.

    2

    At t he same t i me t he So vi e t s wer e i nc r e as i n g t hei r t i es

    wi t h So ma l i a , Ame r i c a n t i es wi t h Et hi o pi a wer e l oo s eni ng,

    * A

    p o r t , a

    c ommuni c at i ons s t at i on, an a i r f i e l d, and a

    m s s i l e

    s to rage a nd h an dl i n g f ac i l i t y .

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    de s pi t e c l os e r el at i ons s i nc e 1952. I n 1974, t he Emper or

    Hai l e

    Sel as s i e was r epl aced by a r evol ut i onar y m l i t ar y

    gover nment . * By 1976, t he

    i nc r eas i ngl y

    pr o- Sovi et , ant i -

    i mper i al i s t s t a nc e of t he

    Der gue

    combi ned wi t h i t s r epr es -

    s i ve pol i c i es and l ar ge ar ms r equi r ement s t o f i ght t he

    Er i t r ean secess i oni s t movement s made i t di f f i c ul t f or t he

    U. S. gover nment

    t o

    j us t i f y

    i t s

    suppor t

    of

    Et hi opi a.

    3

    As Was hi ngt on' s i nt er es t f a de d, Mos cow' s i nt ens i f i ed. At

    r oughl y t he t i me t he U. S. c anc el l ed i t s m l i t a r y gr ant as -

    s i s t anc e pr ogr a m t o

    Et hi opi a, * *

    t he So vi e t Uni o n s i gne d a

    100 m l l i o n dol l ar ar ms agr eement i n December 1976

    4

    I t

    was a

    l i m t e d a gr e eme nt

    by

    whi c h Et hi o pi a

    was t o

    r ec ei ve

    second- l i ne equi pment l i ke T- 34

    t anks . I n

    Febr uar y 1977,

    Mengi s t u Ha i l e

    Mar i am s

    v i c t or y over t he Der gue' s moder -

    a t es i n t he CI A coup enhanced Sov i et pr ospect s f or r e-

    pl ac i ng

    t he

    U S

    as

    Et hi opi a' s p r i nc i pal ar ms s uppl i er .

    But

    Sovi et i nvo l vement

    i n

    Et h i opi a posed pr obl ems

    f or

    Mos -

    cow' s

    r el at i ons wi t h Somal i a.

    * Pr ovi s i onal Mi l i t ar y Adm ni s t r a t i v e Counc i l ( PMAC)

    or

    Der gue.

    * * The Et hi opi ans wer e s t i l l al l owed t o c ont i nue pur c ha s i ng

    U S ar ms .

    3

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    The qoal of uni t i ng al l

    Somal i s under

    one f l ag

    r epr es e nt s

    t he

    pr i mar y t hr u s t

    of Somal i f or ei gn

    pol i c y.

    As a

    r e s ul t ,

    Mo ga di s c i o c l a i ms E t h i o pi a s Og ad en , Keny a s Nor t her n

    Fr ont i er

    Di s t r i c t , and

    Dj i bout i

    as pr oper l y a

    pa r t

    o f So-

    mal i a. 1977 s eemed

    an

    i deal t i me

    t o

    pr es s Somal i c l a i ms

    t o t he Og ad en as t he E t h i o pi a n r e vo l u t i o n ad de d t o t he

    c ent r i f ugal

    f or c es

    t hr eat eni ng

    t he

    i nt egr i t y

    of t he em-

    pi r e . Not

    on l y wer e

    t he

    Er i t r eans s e em ngl y gr as pi ng

    i r -

    r es i s t i bl y f or i ndependence , but ar med mov emen t s

    r epre -

    s ent i ng Et hi o pi a s var i ous e t hni c gr oups ( Ti gr eans , Gal -

    l as , Af ar s , Somal i s ,

    et c . ) ,

    c o ns er v at i v e

    l andowner s ,

    and

    r a di c al c i t y dwel l er s ma de Et hi opi a s eem on t he ve rge of

    di s i nt egr a t i on and

    a na r c h y. T hu s , S ov i e t s u ppor t

    f or

    Et hi opi a t hr eat ened

    t o put

    Moscow

    on a

    c ol l i s i on c our s e

    wi t h

    Mo gad i s c i o .

    To

    ov er c ome t hi s c on t r a di c t i o n

    i n i t s

    f or ei gn pol i c y,

    t he

    Kr em i n

    pr oposed

    a f ede r a t i on bet ween Soma l i a and E t hi opi a

    i n

    Febr uar y 1977, t he s ame mon t h t he pr o- Sovi et Me ng i s t u

    emer ged a s t h e

    PMAC

    s new cha i r man. ^ I n Mar ch , Cuban

    Pr es i dent F i del Cas t r o t r av el l ed

    t o t he

    Hor n

    an d

    a r r a ng ed

    a

    meet i ng bet ween Mengi s t u

    and

    Somal i Pr es i dent Mohammed

    Si ad

    B a r r e

    i n Aden. At t he me e t i n g , Cas t r o a dv oc a t e d a

    Ma r x i s t f eder at i on of Et hi opi a and Er i t r ea a nd a c onf eder -

    4

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    at i on of Et hi opi a, Somal i a , Dj i bou t i , and Nor t h and Sout h

    Yemen.

    6

    Si ad Barr e f ound

    Cas t r o' s

    appeal s f or a s et t l e-

    ment wi t h Menqi s t u on t he bas i s o f soc i a l i s t br ot her hood

    unconv i nc i ng. He r ej ect ed t he

    pr oposa l .

    But t he Somal i s

    pr om s ed, ac c or di ng t o

    Cas t r o ,

    t ha t t hey woul d never i n-

    vade

    Et hi opi a , t ha t t hey woul d never car r y

    o ut a

    m l i t ar y

    at t ac k aqa i ns t

    Et hi opi a.

    7

    ( Cast r o pr obabl y

    di d no t

    t ake i nt o account t ha t t he Somal i s di d no t cons i der t he

    Oqaden t o be a r i ght f ul par t of Et hi opi a. ) Sov i et Pr es i -

    den t Ni kol a i Podgorny, on an Af r i c a n t our , unex pec t edl y

    f o l l owed Cast r o i nt o Mogadi sc i o and urged pat i ence on

    t he Somal i

    l eader .

    8

    I n

    May, Moscow compl et ed i t s di spl acement of Washi ngt on i n

    Et hi opi a.

    The

    Der gue announced

    i n

    Apr i l

    t he

    c l os ur e

    of

    t he Kagnew Communi cat i ons St at i on and ot her U. S. f ac i l i -

    t i es . Al t ho ugh t hi s ac t i on f ol l owed c l os e upon an

    Amer i can dec i s i on

    t o

    r educe

    t he

    U. S. m l i t ar y advi s or y

    gr oup and t o c l ose t he obsol et e Kagnew f ac i l i t y , i t was

    unl i k el y t hat

    Mengi s t u

    woul d have made such a deci si on

    wi t hou t

    t he

    pr ospect

    of

    i ncr eased Sovi et ar ms

    ai d. ^

    0

    I n-

    deed,

    t he need f or Mosc ow' s ai d became i mper at i ve af t er

    t he U. S. s t opped del i ver y

    of

    near l y

    100

    m l l i on dol l ar s

    i n

    ar ms sol d t o Et hi opi a H

    Ther ef o r e

    i n May , Mengi s t u j our -

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    neyed t o Mos cow and s i gned a d ec l a r a t i o n on t he f o unda -

    t i ons f or f r i ends hi p and cooperat i on.

    1

    - ^ NO doubt i n

    def er e nc e t o t he Somal i s , t he Kr e m i n c onf i ned i t s c on-

    t r ac t ual r el at i ons hi p wi t h Et hi opi a t o a dec l ar at i on, a

    l ev el l ower t ha n

    t he

    Sov i et - So ma l i Tr eat y

    of

    F r i ends hi p

    and Cooper a t i on.

    I n

    a ddi t i on

    t o

    t ec hni c al

    and

    econom c

    agr eement s , t he Sov i e t s agr eed t o a maj or ar ms package

    wi t h

    t he Et hi o pi a ns wor t h 400 m l l i o n dol l ar s.

    13

    F u r t h e r -

    mor e, some

    50 Cuban

    m l i t ar y adv i s er s ar r i ved

    i n

    Et hi opi a

    i n

    May.

    ^

    The

    Somal i s wer e unwi l l i ng

    t o pass up t he

    hi s t o r i c

    oppor-

    t u ni t y t o i ncor por at e t he Ogaden i nt o a g r e at e r Soma l i a .

    Many Somal i l eader s wer e no l onger i mpr essed by Sov i e t ap -

    peal s t o be pat i ent . Ex pr es s i ng t hei r v i e w, Si ad Bar r e

    asked

    r h et o r i c al l y:

    But who can guar ant ee us t hat once h i s r egi me i s con-

    s o l i da t e d and hi s

    ar my st r engt hened

    [ by t he

    Sov i et s ] ,

    Me ng i s t u wi l l c ons ent

    t o

    negot i at e

    t he

    t e r r i t o r i al

    c o nf l i c t b et ween us s o as t o f i nd a s ol ut i on t hat

    c ompl i es wi t h t he wi she s of t he Somal i peopl e i n t he

    Ogaden?

    15

    To r educe h i s ar my ' s dependence on t he Sov i e t s f o r ar ms ,

    s par e pa r t s ,

    and

    POL , Si a d Bar r e e xe r c i s e d

    hi s

    Ar ab

    op-

    t i on. So Soma l i a e xpanded i t s se ar ch f o r suppor t beyond

    t he r a di c al Sovi et - or i ent ed s t at es l i ke I r aq and Syr i a t o

    t he

    mor e conse r vat i ve Mi de as t coun t r i e s and t h rough t hem

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    t he

    Un i t e d St at e s . Saudi Ar a bi a r e newed

    i t s

    l onq- s t andi nq

    of f er t o gi v e Mogadi s c i o 300 m l l i on dol l ar s t o expel t he

    Sovi et s . 16 Sy mbol i z i ng hi s ef f or t t o al i gn h i ms e l f mor e

    c l os el y wi t h mode r a t e Ar a b s t at e s i n t he r e gi on, Si ad Bar -

    r e

    t r avel l ed

    t o

    Tai z , Nor t h Yemen, wher e

    he

    a t t e nde d

    a

    meet i ng

    sponsor ed

    by t he

    Saudi s wi t h r e pr e se nt at i v es

    of

    t he Sudan and No r t h and Sout h Yemen. The purpose of

    t h i s

    Mar ch meet i ng

    was t o

    di s c us s

    Red Sea

    s ec ur i t y

    or

    what

    t he Sovi et s c al l ed an Ar ab l ake sc heme desi gned t o ex-

    c l ude

    Moscow

    and Tel

    Av i v

    f r o m

    t he Red

    Sea.

    I n

    a ddi t i on, t he

    Somal i s

    sought weapons f r o m t he Wes t .

    The

    Uni t e d St at e s

    was

    agr eeabl e because

    i t

    v i ewed

    Somal i

    di senchant ment

    wi t h t he Sovi et s as an o ppor t uni t y t o r e-

    s t ore a sembl ance of a bal ance of power i n t heHorn. ^ I t

    woul d

    al s o

    pl ease moder at e

    Mi deas t

    s t a t e s i n t he r e gi on.

    I n J ul y , t he Un i t e d St at e s al ong wi t h F r a nc e and Br i t a i n

    agr eed t o suppl y t he Somal i s wi t h de f e ns i v e

    ar ms. 19

    i n

    t hat

    same mont h , Somal i r egul ar f or ces j o i ned Somal i - sup-

    por t ed guer r i l l as * f i ght i ng i n t he Ogaden.

    *Wes t e rn Soma l i L i ber a t i on F r ont ( WSLF) .

    7

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    THE SOMALI - ETHI OPI AN WAR

    The Sov i et s appar ent l y di d not a nt i c i p at e t he Somal i of -

    f ens i ve. The Et hi opi ans l at er c l ai med t hat t he Sovi et s

    had

    as s ur ed t he m t hat t hey woul d pr ev ent t he So mal i s f r om

    at t ac ki ng i n

    f or c e.

    Thes e a s s ur anc es l ed t he E t h i o pi a ns

    i n Apr i l

    t o

    move

    an

    ar t i l l er y

    and an

    ar mor ed b at t a l i o n

    f r o m

    Code,

    a s t r at egi c al l y l ocat ed t own near t he Somal i

    bor der wi t h

    t he

    onl y good a i r por t

    i n t he

    Ogaden,

    t o

    f i ght

    r i ght i s t s i n

    no r t hwes t e r n Et hi opi a.

    2

    1

    Once t he Somal i s di d i nvade, Moscow pl ayed f or t i me t o

    per suade Si ad Ba r r e t o wi t hdr aw. Havana s publ i shed ac-

    count

    of

    Cuban par t i c i pat i on

    i n t he

    Ogaden

    War

    gave

    t he

    da t e of t he

    Somal i i nv as i o n

    as

    J ul y

    13, y et t he

    Et hi opi ans

    di d

    not publ i c l y deno unc e t he at t ac k unt i l J ul y 24. 22

    N

    Or

    di d

    t hey s ev er t hei r r el at i ons wi t h Somal i a unt i l Sept em-

    ber 7. 23 Thi s s ugges t s t hat t he Et hi o pi a ns del a yed t hes e

    s t eps i n de f e r e n c e t o So vi e t p r o m s e s t o p er s u ade t he So-

    mal i s

    t o

    wi t hdr aw.

    To

    demonst r at e

    t he

    c ont i nui ng

    v al ue

    of

    t he

    Sov i et c onnec t i on

    t o t he

    Soma l i s , Moscow s i gned

    an

    econom c agr eement wi t h Mogadi sc i o i n Augus t . 24 Howeve r ,

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    di s c us s i ons wi t h Si ad Bar r e

    i n

    Moscow

    at t he end of

    August

    f a i l e d t o yi el d a

    Somal i

    agr eement t o wi t hdr a w.

    25

    Af t er Si ad Bar re s v i s i t , t he Sovi et s t i l t ed f ur t her t o -

    wa r ds Et hi o pi a .

    The

    Sovi et s

    c ut of f

    f uel s h i pment s

    t o So-

    mal i a .

    2

    * > They s i gned a 385 m l l i on dol l a r a r ms agr eement

    wi t h Et hi opi a

    i n

    September.

    27

    Even

    bef o re t he

    v i s i t ,

    So -

    v i et

    weapons sh i pment s t o Somal i a had exper i enced i nt er -

    m t t ent del ays

    and by

    Sept ember ,

    i t was

    c l ear t hat Sov i et

    ar ms d el i v er i e s t o Mo gadi s c i o had been l i m t e d t o s par e

    par t s a nd l i ght ar ms .

    2

    Heavy weapons del i ve r i e s had r e-

    por t edl y ceased a l t oget her .

    Ne ve r t he l e s s , Moscow

    ma i n t a i ned i t s connec t i on wi t h Moga-

    di s c i o . Addi s Ababa comp l a i ned o f cont i nu i ng weapons de -

    l i ver i es t o

    Somal i a . Meng i s t u po i nt edl y r emarked

    at a

    press conf er ence

    on

    Sept ember

    18:

    I f s oc i al i s t c ount r i es ar e s t i l l s uppl yi ng ar ms t o

    Somal i a, t hen t hi s i s not onl y v i o l at i ng

    one s

    pr i n-

    c i pl es , but al s o t ant amount t o compl i c i t y wi t h t he

    r eac t i ona ry Mo gadi s c i o

    r egi me.

    2

    ^

    I n

    m d- Oc t ober ,

    Moscow s

    Ambas s a dor t o Et h i o pi a pu bl i c l y

    announced t hat ar ms de l i ver i es t o Somal i a had

    ceased. 30

    F ur t her mo re , Me ng i s t u

    1

    s secr et v i s i t s t o Moscow and Havana

    at t he end of

    Oct ober

    s eem t o have been r ecei ved sympa-

    t het i c al l y . 31

    The

    number

    of

    Cuban m l i t ar y advi s er s i n

    9

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    Et hi o pi a i nc r e as ed f r om 150 t o 400 dur i n q t he f ol l owi nq

    t wo weeks. 32

    Even

    s o,

    Sovi et m l i t a r y

    a dvi s er s , who had

    l i t t l e to do wh i l e Soma l i f or ces were

    r ampaqi nq

    i n t he

    Oqaden, r emai ned

    i n

    Soma l i a .

    By November , t he Somal i of f ensi ve had boqqed down. The

    i n i t i a l t h r u s t ha d y i el ded

    l ar qe

    qai ns , whi c h c ul m nat ed

    i n

    t he c apt ur e of J i j i qa i n m d- Sept ember . 33

    g

    u

    t

    Et hi o-

    pi an r es i s t anc e

    ha d

    har dened ar ound Har ar

    and

    Di r edawa,

    t he

    ot her maj or t owns i n t he Oqa den. 34 TO d i sa ss o c i a t e

    t hems e l v es f r om t he Somal i i nv as i on, t he Uni t e d St a t es ,

    Br i t a i n, and

    F rance

    had

    c a nc el l ed pl a ns

    t o

    sel l ar ms

    t o

    Mo qa di s c i o .

    I f t he

    Somal i s wer e qoi nq

    t o

    push

    t he

    Et hi o-

    pi a ns out of t he Oqaden, t hey woul d have t o f i nd a secure

    suppl y

    of

    ar ms , spar e pa r t s ,

    and POL

    necessary

    t o

    s us t a i n

    moder n war f ar e. Mo qa di s c i o

    1

    s Mi d ea s t f r i ends c oul d s uppl y

    POL and l i qht ar ms , but not t he heavy weapons t he Somal i s

    r equi r ed. Onl y t he Wes t e rn c ount r i es c oul d do t hat . I f

    t hey d i d not f i nd t he necessar y weapons, Sov i et a r ms s hi p-

    ment s

    t o

    E t hi o pi a woul d

    t i p t he

    s c al es

    i n t he

    f i qht i nq

    i n

    f avor of Addi s Ababa . I n t he hopes of secur i nq a r ms f r om

    t he West t he Soma l i s bu i l t a case f o r such suppor t by

    c l ai m nq

    t ha t

    a

    Sovi et - i ns pi r ed Cuban- Et hi opi an i nv as i on

    of Somal i a was

    i mm nent . 35 Fur t her mor e,

    i n a q e s t u r e de-

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    s i gned

    t o i mpr ov e i t s i maqe i n t he

    Wes t ,

    Mo ga di s c i o per-

    m t t e d t he Wes t Ger mans t o rescue a L uf t ha ns a j et t ha t ha d

    been skyj acked

    by

    Pal es t i ni ans

    t o

    So ma l i a . )

    I n a

    desper-

    at e qambl e t hat West er n a i d woul d be

    f or t hc om ng

    i n r e -

    war d, Si ad Bar r e on November 13 abr ogat ed t he 1974 Sovi et -

    Somal i T rea ty of F r i ends hi p and Cooper at i on, e xpe l l e d So-

    vi et ad vi s e r s , r evok ed So vi e t

    use of

    m l i t a r y f a c i l i t i es ,

    r educed

    Sovi et d i pl oma t i c r epr es ent at i on i n Mo ga di s c i o ,

    and s ever ed r el at i ons wi t h

    Cuba. 36

    THE

    SOVI ET I NTERVENTI ON

    Fol l owi ng

    t he

    Somal i a ct i on,

    t he

    Sov i et s d ec i de d

    t o

    pl ay

    a

    mor e ac t i ve r ol e i n t he OgadenWar . Onl y af t e r Si a d s de-

    c i s i o n di d Mos c ow di r e c t l y ac c us e Somal i a of a ggr e s s i on

    a ga i ns t Et hi opi a. 37 Pr evi ous l y, t he Sovi et s had i ndi c at ed

    t hei r s y mpat hi es f or Et hi o pi a by empha s i z i ng r es pec t f or

    t he

    pr i nc i pl e

    of t er r i t o r i al i nt e gr i t y a s t h e bas i s f or a

    ne got i a t e d s e t t l ement of t he

    c onf l i c t . ^

    On Nov ember 13,

    t her e wer e s t i l l 1 678 Sovi et adv i s e r s i n So ma l i a , r epr e-

    s ent i ng i mpl i c i t l y t he Kr em i n s i nt er e st i n t he coun-

    t r y . 39 Af t e r t he e xpul s i on, Vas i l ey I . Pe t r ov, Deput y

    Commander - i n- Chi ef of Sovi et Gr ound

    Fo rces ,

    ar r i ved t o di -

    r e c t t he war a ga i ns t t he

    Somal i s . O

    The Sovi et ai r l i f t t o

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    Et hi opi a , s i qnal l i ng a mor e ac t i v e r ol e f or

    Mos cow

    i n t he

    s t r uggl e, di d not be gi n unt i l t he end of

    November . 41

    Mor eover ,

    al t h oug h t he numb er of Cu ba n a dv i s e r s i n Et hi o-

    pi a r o s e

    i n No ve mbe r f ol l owi ng Me ngi s t u s v i s i t t o

    Havana,

    Cuban c ombat

    t r oop s

    d i d not begi n ar r i v i ng unt i l m d- De-

    cember .

    42

    Si nc e bot h t he Sovi et a i r l i f t and t he ar r i v al

    of

    Cuban

    t roops

    began af t er

    Somal i a s

    Nov ember

    13 of f en-

    s i v e a ga i ns t Har ar ha d f a i l ed, Mos c ow s i nt er vent i on was

    pr o ba bl y ge ar e d mo r e t o t he e x pu l s i o n t h an t he of f en-

    s i ve.

    ** 44

    Ha v i n g

    de c i d ed

    t o

    i nt er v ene,

    t he

    Sov i et s

    no t

    onl y l a un c he d

    an i mpr es s i ve a i r l i f t and an ever l ar ger - s c al e s ea l i f t of

    ar mament s

    t o

    Et h i o pi a , t hey a ugme nt e d t hei r na va l f or c es

    i n t he

    wa t e r s adj acent

    t o t he war

    z one, as s i s t ed

    i n t he

    dep l oyment of Cuban f or ces t o E t h i opi a , and p l anned and

    di r ec t ed t he

    subsequent Cuban- E t h i opi an campai gn t hat

    d r o ve t he Soma l i s f r o m t he Ogaden.

    *The 50 Cuban advi s er s s ent i n May wer e s upposed t o r epr e-

    sent t he advance pa r t y of a l a rge r gr oup number i ng 400 or

    500. The November i ncr ease i n t he number of Cubans i n

    Et hi opi a

    pr obabl y r epr es ent ed Cas t r o s f ul f i l l me nt of hi s

    p r ev i ous comm t ment . ^

    * * When

    E t h i o pi a n f or c es wer e r e el i ng un de r

    Somal i

    a t t a c k s

    i n t he

    summer

    of

    1977,

    Mos cow

    f ai l ed

    t o

    r es pond commens u-

    r at e wi t h i t s r eac t i on a f t er t he Somal i de c i s i o n of Nov em-

    ber 13.

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    I n t he Un i t e d St at es and el s ewher e, c ons i der abl e al ar m was

    expr essed concer ni ng

    t he

    ext ent

    of

    Sov i e t

    and

    Cuban

    i n-

    vol vement i n t he

    war.

    Bo t h P r es i den t Car t er and hi s Na -

    t i onal Sec ur i t y Ad vi s e r Zbi gn i ew Br z ez i ns k i made v ague

    r ef er ences

    t o

    l i nkages bet ween SALT

    and

    S ov i et be havi o r

    i n

    Af r i ca . S The U. S.

    suspended

    t he

    Nav al Ar ms L i m t at i ons

    Tal ks ( NALT) on the

    I ndi an

    Ocean. Concer n was al s o ex -

    pr essed t hat t he Sovi et s m ght suppor t a Cuban o r E t hi o -

    pi an i nvas i on of

    Somal i a. 6

    However , Mosc ow and Addi s

    Ababa of f er ed assu r ances t hat t hey woul d r espec t t he

    OAU s

    doc t r i ne

    on

    t er r i t or i al

    i nt egr i t y .

    47

    The

    Cuba n- Et hi o pi a n

    campai gn of Febr uar y and Mar ch 1978was hal t ed at t he So-

    mal i bor der af t er Mo gadi s c i o s f or c es wi t hdr e w

    i n

    de f ea t .

    SOVI ET I NVOLVEMENT: AN ANALYSI S

    Hav i ng

    s ummar i z ed

    t he

    s al i ent event s

    of

    Sovi e t i nvol vement

    i n t he

    Hor n,

    i t i s

    t i me

    t o

    r e t u r n

    t o

    ques t i ons r ai s ed

    by

    t hi s

    panel r egar di ng Sovi et mo t i v at i o n, mo da l i t y , and per

    f ormance i n Thi r d Wor l d Cr i s es .

    Mot i v at i on

    I n

    addr ess i ng

    t he

    ques t i on

    of

    whet her Sovi et po l i c y

    i n t he

    Hor n

    was pur pos i v e or r eac t i v e, i t i s wel l t o as k wha t we

    13

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    br i nk

    of

    di s i nt egr at i on

    and t o

    r i sk Mos cow' s l ong- s t andi ng

    r el at i ons hi p wi t h Somal i a

    by

    d oi ng

    s o.

    Sovi e t i nvol vement i n Et hi opi a may have been mot i vat ed by

    a

    bl end

    of

    i deol ogy

    and

    r eal pol i t i k ,

    by a

    hope

    t o

    c ont i nue

    t hei r pol i cy t r i umphs i n Af r i c a and hal t , i f not r ever s e,

    t he dec l i ne of t hei r i nf l uence i n t he Mi ddl e Eas t . The

    f al l of Sout h Vi e t na m and t he emer genc e of s oc i al i s t -

    or i ent ed s t a t es o f Ango l a and Mozambi que i n 1974 pr obabl y

    encour aged

    t he

    Kr em i n

    t o

    bel i e ve t hat

    i mpe r i a l i s m i n

    Af r i ca and e l sewhere was on t he de f ens i ve. 8 The f a l l of

    Hai l e Sel as s i e and t he a dopt i on by t he Der gue, i n Apr i l

    1976, of a p rogram t o i mpl ement soc i a l i sm pr esumabl y con-

    v i nced t he Sov i et s t ha t Et hi o pi a was r eady t o j oi n t he

    gr owi ng l i s t of

    pr o- Sovi et ,

    pr o- Mar xi s t s t at es i n

    Af r i ca. 49

    n

    addi t i on, Et hi opi a i t s el f mus t have at t r act -

    ed Sovi et i nt er es t .

    As has

    been of t en no t e d, Et hi o pi a

    i s

    one of Af r i c a' s mos t popul ous s t at es , r i c h i n nat ur al r e-

    sources , t he ol des t i ndependent count r y i n Af r i c a, and t he

    s eat of t he Or gani z at i on of Af r i c an Uni t y . A Sovi et -

    or i ent ed gover nment i n E t h i opi a woul d not onl y advance t he

    cause of s oci al i s m but al s o expand Mos cow' s i nf l uenc e i n

    Af r i ca.

    Thus,

    af t er t he Der gue i s s ued i t s pr ogr am t o

    bui l d s oci al i s m an Et hi opi an s t at e del ega t i o n was f avor -

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    abl y r ec ei ved i n

    Moscow. 50

    The net r es ul t of t hat v i s i t

    was a

    m l i t ar y as si s t ance

    agr eement i n Dec ember

    1976. 51

    I nvol vement

    i n

    Et hi opi a al s o of f er ed

    t he

    Sov i et s

    an

    oppor-

    t uni t y t o sl ow down, i f not r e v e r s e , t he de cl i ne of t hei r

    pos i t i on i n t he Red Sea r eqi on and t he Mi ddl e East i n gen-

    er a l . The f ur t her det er i or a t i on of r e l at i ons wi t h Egy pt

    and

    t he

    Sudan

    i n

    1976

    not

    onl y r epr esent ed

    a

    set back

    t o

    Sovi et pol i c y i n t he Mi d ea s t but al s o t o t hei r pos i t i on i n

    t he Red

    Sea.

    Moscow bl amed t he U. S. and

    Saudi

    Ar abi a f or

    i t s

    pr obl ems wi t h Egypt

    and t he

    Mi d ea s t g ene r a l l y . 2. s

    o

    i t

    was not

    s ur pr i s i ng t hat

    t he

    Kr em i n

    was

    a nx i o us

    t o

    pre-

    empt any e f f o r t s of pr o- Wes t er n Mi d e as t s t at e s t o t r ans -

    f or m t he Red Sea i nt o an Ar ab l ake. I n Febr uar y 1977,

    t he

    Sovi e t s accused t he U. S. of pl anni ng

    t o f o r m a new m l i t ar y bl oc t hat i nc l udes c er t ai n

    s t at es of Red Se a, l ed by Sa ud i A r a bi a s o t ha t i t

    woul d be a s t r i k i ng f or c e t o c hec k t he ant i - i mpe r i al -

    i s t nat i onal f or c es i n t he r egi on par t i c ul ar l y t he

    r ul i ng r evol ut i onar y r egi me of

    Et hi opi a. ~ 4

    * I n

    Mar ch 1976, Egypt i an P r es i dent Anwar Sadat abr ogat ed

    t he So vi e t - Egy pt i an Tr eat y of F r i e nd s hi p and Co ope r a t i on.

    I n

    J ul y ,

    Sudan' s

    P r es i dent Numai r y i conc l uded

    a

    def ense

    agr ee me nt wi t h Egy pt a f t e r c h a r gi n g t hat t h e L i by ans wi t h

    Sov i e t s u ppor t , wer e t r y i ng t o over t hr ow hi m 3

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    Conser vat i ve Ar ab

    suppor t

    f or t he onc e f avor ed Er i t r e an

    l i ber at i on

    gr oups

    and ot her E t hi opi an

    o ppos i t i on

    f or c es

    was seen by t he Sovi et s as par t of a conspi r acy t o est ab-

    l i s h

    a s t r i ng of

    ant i - Sovi et s t a t es

    on t he Red

    Sea. *55

    I f s uc c es s f ul , Mos cow' s

    i nf l uenc e

    i n

    Somal i a

    and

    Sout h

    Ye-

    men m ght

    er ode,

    and Sov i et s hi ppi ng i n t he Red Sea

    m ght

    be host age t o t h e whi ms of these Arab s ta tes . By suppor t -

    i ng

    t he

    Mar x i s t - or i ent ed gover nment

    of

    Et hi opi a,

    t he So-

    vi et s

    coul d demons t r a t e t ha t t hey possessed cons i der abl e

    c apac i t y t o

    o bs t r uc t

    t hi s

    new m l i t ar y bl oc ' s ef f or t s

    t o

    exc l ude t hem not onl y f r om t he Red Sea i n par t i c ul ar but

    al s o

    t he

    Mi ddl e

    East i n genera l .

    However , i nvol vement

    i n

    E t hi opi a meant t ha t

    t he

    Sovi et s

    woul d have

    t o

    c ope wi t h Somal i na t i o nal i s m

    and

    Et hi opi a' s

    i nt er nal t r oubl es , t he

    most ser i ous

    of

    whi ch wer e

    t he

    Er i -

    t r ean separ at i on movement s. The Sovi et s d i d not want t o

    t r ade Somal i a

    f or

    Et hi opi a . They were undoubt edl y

    an-

    xi ous t o

    pr eserve t hei r access

    t o t he

    val uabl e m l i t ar y

    f a c i l i t i e s t hat t hey cons t r uc t ed at Berbera and el sewher e

    i n

    Somal i a. Mor eover ,

    t he l os s of

    Ber ber a woul d mean t hat

    Mos c ow woul d h ave l i t t l e ba r ga i ni ng power v i s - a- v i s

    t he

    *By J une 1976, t he Sovi et s had endor sed t he

    PMAC' s

    ni ne-

    poi nt pol i cy sol ut i on f or t he adm ni s t r at i v e r egi on ( s i c)

    of

    Eri t rea.

    56

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    U. S. ba se

    at

    Di eqo

    Gar c i a maki nq t he

    U. S. - Sovi et

    Naval

    Ar ms L i m t at i ons

    Tal k s

    s uper f l uous . *

    I n

    a ddi t i on ,

    i n-

    f l uenc e

    i n

    Add i s Ababa woul d

    be

    val uabl e

    onl y i f t he

    i nde-

    pendence

    of

    Er i t r ea ( whi c h

    possesses

    Et hi opi a' s ent i r e

    Red

    Se a

    c oas t l i ne) c oul d

    be

    f or e s t al l ed.

    To

    r ec onc i l e t hes e pul l s

    and

    pushes

    i n

    t hei r pol i c y,

    t he

    Sovi e t s a dvoca t e d a f e de r a t i on scheme f o r t h e r eqi on.

    Er i t r ea' s

    des i r e f o r

    s e l f - qo ve r n me nt

    a nd t h e Et hi opi an' s

    de man d

    f or

    sove r e i qnt y ove r

    t he

    p r o vi n c e wo ul d

    be

    recon-

    c i l ed

    by a f eder a t i on bet ween t he t wo. Somal i a nd E t hi o -

    pi an

    d i s put es vi s - a - v i s

    t he

    Oqaden

    and

    Dj i bout i woul d

    be

    s at i s f i ed by a c onf eder at i on of Et hi o pi a , Somal i a , Dj i bo u-

    t i , and t he

    Yemens . Such

    a

    s ol ut i o n woul d de mo ns t r a t e

    t he

    ut i l i t y

    of t he s oc i al i s t way i n r es ol vi nq

    Af r i c a ' s

    na-

    t i onal i s t

    pr obl ems.

    A Ma r x i s t bl oc woul d have t he

    added

    advant aqe

    of

    cons t i t ut i nq

    a

    count er

    t o t h e U. S. - l ed

    m l i -

    t ar y bl oc i n t he r eqi on.

    Howeve r ,

    a f t e r

    Cas t r o' s

    f a i l ur e

    t o

    c r e a t e

    a

    Ma r x i s t f eder -

    at i o n i n t he a r e a , So vi e t pol i c y b ec a me l es s s ha pi n q t ha n

    shaped by event s i n t he

    Hor n.

    The Sovi et s became l ess and

    l es s

    on t op of

    event s

    as

    t h ei r p ol i c y s us t ai ned s uc c es s i ve

    *The

    Sovi et s

    had an i nt er es t i n l i m t i ng U. S. naval ac t i v-

    i t y i n t he

    I ndi an Ocean because U. S.

    SSBNs

    coul d t hr e at e n

    t he Sovi et hear t l and i n t he unl i k el y e ve nt ' of t hei r de-

    pl oyment

    t o t he

    I ndi an Ocean.

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    bl ows f r om

    t he

    Somal i s :

    Mo gadi s c i o ' s

    o v e r tu re s

    by t he

    Ar abs and t he Wes t f o r a i d agai ns t Sovi et - suppor t ed Et hi o -

    pi a,

    t he Somal i

    i nvas i on

    of t he

    Ogaden,

    and

    f i nal l y Si ad

    Bar r e' s expul s i on of t he Sovi et s f r om Somal i a. I n t he pe-

    r i ods i n wh i c h t he f i r s t t wo bl ows wer e s u s t a i n ed , t he So-

    vi et s r eact ed t o event s i n a way t hat woul d br i ng t he So-

    mal i s t o see t hat t he f eder at i on scheme or anot her Moscow-

    negot i at ed s et t l ement was t he onl y r at i o nal s o l ut i o n t o

    t he Horn ' s

    pr obl em But t he l as t bl ow pr ec i pi t at ed t he

    ul t i mat e

    r eact i on: ac t i ve Sovi et i nt er vent i on

    on t he

    s i de

    of Et hi opi a. Onl y

    i n

    t hat

    way

    c oul d

    t he

    Sov i et s agai n

    emer ge on t op of event s .

    Al t ho ugh t h e

    Somal i s

    del i ver ed t he

    bl ows , Sov i et r eac t i ons

    seem t o have been gear ed not onl y t o Somal i a , but al so t o

    Et hi opi a, ot her Af r i c an s t at es , c ons er vat i ve

    Mi deast

    coun-

    t r i es , and t he Wes t .

    L et ' s di s c us s Sovi et r eac t i ons

    t o

    Si ad Bar r e' s o ver t ur es

    t o t he Ar abs and t he Wes t f or s uppor t agai ns t Et h i o pi a.

    Sy mbo l i z i ng hi s r ej ec t i on of a Sovi et - s pons or ed s e t t l e me nt

    wi t h

    Et hi o pi a, Si ad Bar r e j our ney ed

    i n

    Mar ch

    t o

    Tai z

    t o

    di s c us s an Ar ab l ake sc heme. He al so made over t ur es t o

    t he U. S.

    and

    ot her West er n s t at es

    f or

    ar ms suppor t .

    The

    Sovi et s , never t hel es s , per s i s t ed i n s t r engt heni ng t hei r

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    t i es wi t h Et hi opi a. I n May , t hey s i gne d a l ar ger m l i t ar y

    agr e eme nt wi t h E t h i opi a .

    I n a

    sense,

    Tai z j us t i f i ed Sovi et i nvol vement i n Et hi o-

    pi a. *

    I t

    bec ame

    a l l t he

    mor e i mpor t ant

    t o

    f or es t al l Mos -

    cow s exc l us i on f r om t he Red Sea by an Ame r i can- l e d Ar ab

    bl oc .

    At t he May mee t i ng ( f r om whi c h t he m l i t a r y

    as s i s -

    t ance agr eement

    r e sul t ed) , t he

    Sov i et s

    and

    Me ngi s t u

    poi nt -

    edl y c ondemned

    t he

    I nt r i gues

    of

    i mper i a l i s t s

    i n t he

    Hor n

    and

    t he ef f or t s of c er t ai n s t at es t o i mpr ov e t hei r con-

    t r ol on t he Red Sea at t he e xpe ns e of t he l e gi t i ma t e

    r i ght s of ot her s t at es and peopl es of t h i s r egi on.

    ^

    Yet , t he Sovi et s wer e not i ns e ns i t i v e t o

    Somal i

    f eel i ngs .

    As we have se en, t he Sovi e t s and E t h i opi ans s i gne d onl y a

    dec l ar at i on

    no t a

    t r e a t y

    of

    f r i ends hi p

    and

    c o oper at i on.

    The Sovi e t s we re appare nt l y hope f u l t ha t t he Soma l i s woul d

    j o n

    t he Red Sea ar ea' s pr o gr es s i v e f or c es i n c oor di nat -

    i ng

    t hei r s t r uggl e agai ns t

    t he

    i nt r i gues

    of t he

    common

    enemy

    i mper i al i s m

    * At t he t i me of t he me et i n g, t he So vi et s e v en al t er ed

    t hei r pr o po s al s f or a Mi ddl e

    Eas t peace se t t l ement

    t o i n-

    c l ude a pr ovi s i on r ec ogni z i ng t he r i ght of al l s hi ps , i n-

    c l udi ng I s r ael i

    ones, t o

    f r ee pass age t hr ough

    t he

    r e gi on' s

    wat er ways.

    Thi s sugges t s t ha t Moscow took

    t he

    meet -

    i ng

    very

    s er i ous l y.

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    The

    Sov i et s

    may

    have been hopef u l because t hey appar ent l y

    di d

    no t t hi nk Somal i over t ur es t o t he Ar abs and t he

    Wes t

    woul d s ucceed.

    Mos cow

    pr obabl y t hought t hat Somal i

    ef -

    f o r t s t o obt ai n m l i t ar y s uppor t f r o m Mi d eas t c ount r i es

    woul d f ounder

    on t he

    i nabi l i t y

    of t he

    Ar abs

    t o

    pr ov i d e

    t he

    hea vy m l i t a r y e qui pme nt

    necessary

    f or a Somal i m l i t ar y

    c ampai gn. J us t as So vi et bac k i ng of t he

    Soma l i s

    woul d v i -

    ol at e

    Moscow s

    pr ev i ous comm t ment t o r espect t he

    OAU s

    s t r i c t ur es r egar d i ng t er r i t o r i al i nt egr i t y , t he Kr em i n

    mus t hav e f el t t hat s i m l ar c ons i d er at i ons woul d pr ev ent

    t he U. S.

    and

    ot her Wes t er n c ount r i es f r o m und er wr i t i ng

    a

    Somal i i nvas i on.

    Mos cow

    pr obabl y r easoned t h a t t he

    Soma-

    l i s wer e

    t oo

    dependent

    on t he

    Sovi et s

    f o r a r ms ,

    spare

    p a r t s , and POL t o be abl e t o pur sue an i ndependent po l i cy

    agai ns t E t hi o pi a. Thi s was a r eas onabl e vi ew c ons i d er i ng

    t hat Si ad Bar r e was publ i c l y i nd i c at i ng as l at e as J une

    1977 t hat he woul d s t ay wi t h t he Sov i e t Un i on because he

    di d

    no t

    want

    t o end up

    l i k e Egy pt wi t ho ut

    a

    secur e suppl y

    of arms. - >9 Ther ef or e, t o ac hi ev e any s at i s f ac t i on f or

    t hei r t er r i t or i al c l ai ms f r om Ad di s Ababa, t he Somal i s

    woul d have

    t o go

    t hr ough Mos cow.

    As a

    r e s ul t ,

    t he

    Sov i et s

    as s ur ed t he Et h i o pi a ns i n Ap r i l t ha t t he So mal i s woul d n ot

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    at tack .

    And i n

    J une, Anat ol i y Gromyko

    a

    Sovi et Af r i can

    exper t

    and t he

    F or ei gn Mi ni s t er s

    s on

    p r edi c t e d:

    I n

    s pi t e of hi s t or i c al c ont r adi c t i o ns bet ween Somal i a

    and

    E t h i opi a, t her e ar e pr ogr es s i v e f or ces i n bot h ,

    abl e

    t o

    s o r t

    out

    t hei r soci al , pol i t i cal ,

    and

    econom-

    i c p r obl ems. Her e

    we ar e

    opt i m s t s :

    We

    t hi nk

    i t i s

    pos s i bl e t o hav e a f e de r at i o n i n t he Hor n of

    Af r i ca.

    60

    Howeve r , af t er t h e

    Somal i s

    i nvaded t he Ogaden, t he Sovi e t s

    wer e f or ced t o adj us t t hei r pol i c y t o t he new s i t u at i o n i n

    t he Hor n. As we have seen, t he Sovi e t s r eact ed t o t he i n-

    vasi on by summoni ng Si ad

    B a r r e

    t o Moscow and at t empt i ng t o

    per suade

    h i m t o

    wi t hdr aw

    hi s f or c es

    f r o m

    t he

    Ogade n. W t h

    t hei r opt i m s m onl y s omewhat di mmed, t hey agai n r epor t edl y

    r ai s ed

    t he

    f eder at i on i dea

    a s the

    pr oper bas i s

    f or a

    Soma-

    l i - Et hi o pi an s e t t l ement . Al t ho ug h Si ad Bar r e r ef us ed t o

    wi t hdr aw, t he Sov i e t s mus t have t hought t hat t hey coul d

    mani pul at e ar ms

    ai d t o t he

    E t h i opi ans

    and t he

    Somal i s

    i n a

    way t h at woul d b r i ng t h e So mal i s t o t h e n eg ot i at i n g t ab l e .

    Al t hough t hey had m s c al c ul at ed Somal i i nt ent i ons , t hey

    had

    n ot m s c a l c ul at e d t he ge ner al r e ac t i o n t o t he So mal i

    i nv as i on. The

    Wes t

    was unwi l l i ng t o supp l y t he ar ms nec-

    essary t o sus t a i n a Somal i campai gn i n t he Ogaden. Fur -

    t her mor e , Ar ab pet r odo l l ar s coul d not pur chase on t he open

    mar ket

    t he

    heavy equi pment Somal i a needed

    f o r i t s

    of f en-

    s i ve.

    The

    Sov i et s r easonabl y hoped t hat

    by

    pr ogr es s i vel y

    22

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    r es t r i c t i nq ar ms

    ai d t o

    Mogadi sc i o

    t he Somal i s

    woul d

    see

    t he

    handwr i t i ng

    on t he

    wal l

    and

    accede

    t o a

    negot i at ed

    peace. I n t he meant i me, t o mol l i f y Addi s Aba ba , t he So-

    v i et s r esponded t o Et h i opi an appeal s f or suppor t by i n-

    c r e as i ng

    t he

    amount

    and

    f l o w

    of

    weapons

    t o

    E t hi opi a.

    Fi -

    nal l y, t o al l ay Et hi opi an s us pi c i ons , t he Sov i et s r es pond-

    ed t o Mengi s t u' s demands and cut of f al l ar ms s uppl i es t o

    Somal i a by

    Oct ober .

    Moscow pr obabl y r easoned t hat t he

    Et h i opi ans woul d gr ow ever s t r onger

    on a

    s t eady di e t

    of

    Sovi et ar ms and woul d ev ent ual l y pr essur e t he Somal i s on

    t he

    bat t l ef i el d.

    At

    t hat poi nt , Mo ga di s c i o woul d

    be

    f o r c ed t o

    t u r n

    t o Mos cow f o r a

    negot i at ed se t t l ement .

    I f

    t he Sov i e t s aga i n m sr ead Soma l i det er m nat i on, i t was

    onl y bec ause c hauv i ni s t expa ns i o ni s t moods pr ev ai l ed

    over common sense.

    The Somal i dec i s i on t o expe l t he Sov i e t s r epr esent ed t he

    c ol l aps e of Moscow' s e f f or t s t o ne got i at e a s e t t l eme nt be-

    t ween Somal i a and Et hi opi a. I n response t o t he dec i s i on,

    t he Sovi et s de c i de d t o i nt er vene ac t i vel y i n t he conf l i c t

    i n or der

    t o

    r egai n cont r ol

    of

    event s

    i n t he

    Hor n.

    The Sov i et dec i s i on t o i nt e r vene was gear ed not onl y t o

    Somal i a a nd Et hi o pi a but al so t o ot her Af r i c an s t at es ,

    23

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    c ons er v at i v e

    Mi deas t

    s t a t es , and t he U. S. and ot he r Wes t -

    er n na t i ons . I n t he same way Sada t s abr oga t i on of t he

    So vi e t - Egy pt i a n Tr eat y of F r i ends hi p and Cooperat i on i n

    1976 r epr esent ed

    a

    sever e set back

    t o

    Sovi et pol i c y

    i n t he

    Mi d ea s t , t he Soma l i dec i s i on was a po t ent i a l bl ow t o So-

    v i et pr es t i ge i n Af r i c a. The Somal i ac t i on a l s o r epr e-

    sent ed t he

    Sovi et f ai l ur e

    t o

    f o r m Ma r x i s t bl oc

    i n t he

    Hor n. I ndeed , t he Soma l i dec i s i on mus t have r epr esent ed

    i n

    Sovi e t eyes anot her success f o r t hose s ame Mi deast

    s t a t e s

    Sa udi Ar a bi a , Egy pt ,

    and t he

    Sudan

    i n

    t hei r

    e f f o r t s t o ex c l ude t he Sov i et s f r om t he Red Sea r egi on i n

    par t i c ul ar and i n t he Mi ddl e East i n gener al . * I n addi -

    t i on, t he Sovi et s , ever m ndf ul o f K i s s i nger s ef f or t s t o

    e xpel t hem f r om E gy pt , u nd ou bt e dl y r es ent ed what t hey s a w

    as

    t he

    Amer i can r ol e

    i n

    t hei r expul s i on:

    No

    e xpl anat i on

    by t he

    U. S. St at e Depar t ment

    can r e-

    f u t e

    t he f ac t t hat s i nc e t he s pr i ng of 1977 Was hi ng-

    t on has

    been ac t i vel y s t r i v i ng

    f or a

    det er i or at i on

    i n

    r e l a t i ons be t we en Soma l i a and t he Sov i et Uni on. 62

    Al t hough t he U. S. ha d a l r eady publ i c l y r es c i nded i t s dec i -

    s i on t o s uppl y t he So ma l i s wi t h ar ms , Mo ga di s c i o s ac t i o n

    i n e xpel l i ng

    t he

    Sovi et s must have appear ed

    t o

    Moscow

    as a

    * Mo r e ov er , t he

    Somal i ac t i on

    was

    ac compani ed

    by

    anot her

    s et bac k t o Sovi et Mi d ea s t pol i c y. Sadat s dec i s i o n t o go

    t o J er us al em at t hat t i me das hed

    Moscow s

    hopes t o pl ay a

    maj or r ol e i n a

    Mi ddl e

    East peace set t l ement by maki ng su-

    per f l uous t he Oct ober 1 Vanc e- Gr omyk o agr eement t o r econ-

    vene

    a

    Geneva Conf er ence.

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    vi c t or y f or U. S. pol i c y i n t he

    Hor n.

    Al s o

    ha vi ng

    p robabl y

    t hr eat ened Somal i a bef or ehand about

    t he

    consequences

    of

    any

    a ct i on aqa i ns t

    t he

    Sovi et pos i t i on

    i n

    Somal i a ,

    t he So-

    vi et s

    had t o

    t ake some

    ac t i on. *

    F r u s t r a t e d ,

    t he

    Sovi et s

    det er m ned t o demons t r a t e t ha t t hey wo ul d not t ol er a te

    t hi s l a t e s t ex ampl e of l ese ma j e s t e on t he pa r t o f ano t her

    Thi r d Wor l d count r y . As Geor g i y Samsonov, t he Ambas s ado r

    t o

    Somal i a ,

    put i t :

    We wi l l t ea ch [ t he Somal i s ] a l es s on t hey wi l l not

    f o r q e t . We wi l l br i ng t hem t o t hei r knees.

    63

    I n doi ng

    s o, t he

    Sov i et s c oul d demons t r a t e t he i r c a pa ci t y

    t o pr o t ec t t hei r i nt er es t s i n Af r i c a and t he Mi deas t .

    Modal i t y

    I n rega rd t o t he ques t i on: I s Sovi et c r i s i s pol i c y ac-

    t i v i s t or c aut i ous ? I t c an be ar gued t hat S ovi et p ol i c y

    i n

    t he Hor n was bo th ac t i v i s t and caut i ous .

    I t was a c t i v i s t i n t he s ens e t ha t t he Sovi et s d i s p l a ye d a

    marked wi l l i ngness

    t o

    expl oi t ava i l abl e oppor t uni t i es

    t o

    * Al t houg h

    t he Soma l i s , by

    t hi s t i me,

    had

    l os t t hei r r evo-

    l ut i ona r y democ r a t i c al l ur e, t he Sov i et s ha d at t empt ed

    t hr oughout t o ma i nt a i n t hei r p os i t i o n i n Somal i a t o pr e-

    s er ve t hei r m l i t ar y f ac i l i t i es i n t he count r y and t hei r

    access

    t o Ber ber a

    wh i ch

    was a

    val uabl e count er

    i n t he

    NALT

    negot i at i ons .

    25

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    set t l ement t o t he Ogaden

    War , Mos cow

    woul d i mpose a Pax

    Sov i et i c a

    i n t he

    Hor n.

    The

    ac t i v i s m

    of

    Sovi et cr i s i s pol i cy

    was

    hi ghl i ght ed

    by

    t he ext ent of

    Mos cow' s

    i nvol vement i n t he i nt er v ent i on. A

    hi gh- r ank i ng Sovi et g ener al , Vas i l ey I . Pet r o v, di r ec t ed

    Cuban

    and

    Et hi opi an m l i t ar y oper at i ons agai ns t

    t he Soma-

    l i s .

    Sov i et s hi ps and Sov i et - suppl i ed pl anes he l ped de-

    l i ver

    t he Cubans t o

    Et hi opi a.

    6

    ^

    Sov i et pi l ot s wer e as -

    s i gned t o

    Cuba re l eas i ng t he i r Cuban count e rpar t s

    f or a c-

    t i o n i n Et hi opi a. 65 Ev en t he maps t he Cubans pr oudl y pub-

    l i s hed i n

    Gr anma de t a i l i n g

    t he

    Cuban- Et hi opi an v i c t or y

    bor e Rus s i an t r a ns l i t er at i ons of Et hi opi an pl ac e

    names . 6

    I n

    addi t i on, t he S ovi et s pr ov ed wi l l i ng t o t ackl e t he

    pr obl ems

    and

    di f f i c ul t i es as s oc i at ed wi t h mount i ng

    a

    l ar ge- s cal e ai r -

    and

    seal i f t

    t o

    Et hi opi a. Pr obl ems wi t h

    t he

    a i r l i f t s t emmed mai nl y f r om pol i t i c al r a t her t han

    t echni cal reasons. To r eac h Et hi opi a, Sov i et t r ans por t

    ai r c r af t had t o

    over f l y many c ount r i es t hat ei t her d i r ec t -

    l y suppor t ed ( wi t h suppl i es and adv i se r s ) or were

    s ympa-

    t het i c t o t he Somal i s

    dur i ng

    t he

    conf l i c t .

    To

    over come

    t hi s handi cap, Sovi e t s empl oyed a wi de var i et y of f l i ght

    pa t hs , abused t he Mont r eaux Convent i on' s pr ovi s i ons r e-

    27

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    qar di nq o ver f l i ght s t hr ough Tur k i s h ai r cor r i dor s , engaged

    i n s uch s ubt er f uges as l i s t i ng f al s e f i nal des t i nat i ons

    ( us ual l y Ad en ) and m s r epr es ent i ng t he na t u r e of t he

    t r a n s p o r t s

    car goes. 7

    W t h t he r ai l r o ad t o Dj i bout i cut

    and wi t h Ma ss awa c ut of f f r om l a nd a cc es s by t he Er i t r e-

    ans,

    Sovi et seabor ne shi pment s went t o Assab. To hel p r e-

    l i eve

    c onges t i on

    at

    Assab

    and ut i l i z e t he adapt abi l i t y of

    Aden s

    Khor amaks ar

    a i r por t t o amphi b i ous t r anspor t , some

    ai r a nd s ea del i v er i es

    wer e

    d i r e c t e d t o Ad en a nd t he n

    t r a ns - s hi pped t o As s a b by t ank l a n di n g

    c r a f t . 6 8

    Amphi b-

    i ous s hi ps pr oba bl y pl a yed

    an

    even mor e i mpor t ant r ol e

    i n

    s u ppl y i n g E t h i o pi a n f or c es i n t he bes i ege d por t of Ma s s a-

    wa.

    Par t l y,

    t o

    pr ot ec t t hi s s ea l i f t , Mos c ow a ugme nt e d

    t he

    nu mber

    of i t s

    naval uni t s

    t o t h e

    h i ghe s t l evel ever

    a c hi e ve d i n t he I ndi an

    Ocean.

    69

    Des pi t e Sovi et a ct i v i s m

    i n t he

    conf l i c t ,

    Moscow s

    i nv ol v e-

    me nt al s o r ef l ec t ed a c er t a i n c aut i on. Soma l i a v i ol a t e d

    ( def ac t o) i nt er na t i ona l l aw and OAU s t r i c t u r es by i n va di n g

    t he Oga den, t he i nt er na t i ona l l y r ec ogni z ed t er r i t or y o f

    * I r o n i c a l l y , t h e Sov i et s a cc ompl i s hed t hi s f ea t a f t er

    l os i ng access t o Ber ber a.

    28

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    Et hi opi a. * I n r eac t i on t o Somal i aggr ess i on, t he U. S. and

    ot her Wes t er n c ount r i es had r enounc ed t he i r i nt ent i on t o

    suppl y ar ms t o t he Sor aal i s . As l ong as Somal i f o rces wer e

    on t he

    wr ong s i de

    of t he

    bo r de r ,

    t he

    Sov i et s

    had

    l i t t l e

    r eason t o f ear Wes t e rn a rms suppl i es t o Mogadi sc i o . The

    ar ms

    ai d

    tha t Mi deast s t at es c oul d pr o vi de

    t he

    Somal i s

    was

    i ns i gni f i cant . T he r e f or e,

    t he

    Sov i et s coul d hope t hat

    t hey woul d not become i nvol ved i n a debi l i t at i ng s t r uggl e

    on t he s cal e of Vi e t na m

    Howeve r ,

    a

    Sov i et - s uppor t ed Cu ba n- Et hi o pi a n i nv as i on

    of

    Somal i a m g ht pr ec i pi t at e U. S. ar ms a i d f or Mo ga di s c i o or

    U. S. suppor t f or t hos e Mi d dl e Eas t c ount r i es l i k e Egy pt ,

    Sudan, S audi Ar a bi a ,

    and

    I r a n, whi c h wer e i nc l i ned

    t o

    * To ever yone s

    di s be l i e f ,

    t he

    Somal i s , unt i l l at e

    i n t he

    wa r , ma i nt a i ne d t ha t o nl y WSLF guer r i l l as wer e f i ght i ng

    i n

    t he

    Ogaden.

    - 29 -

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    i nt er vene

    on t he s i de o f Somal i a i n such an

    ev ent . *

    Fur-

    t her mor e , such

    an

    i nvas i on woul d damage

    t he

    Sov i et s

    i mage

    as de f e nde r s of t he

    OAU s

    pr i nc i pl e of t e r r i t o r i al i nt e-

    gr i t y . Ra di c al Ar a b s t at es l i k e I r aq and Sy r i a s y mpat het -

    i c

    t o

    Somal i a woul d

    be

    f ur t her of f ended.

    The Sovi et s and t he Et hi o pi a ns pr ov ed wi l l i n g t o gi v e as -

    sur ances t o t he U. S. t ha t t he E t hi o pi a ns woul d not vi ol at e

    Somal i t er r i t or i al i nt egr i t y . Ther e f or e , t he Sov i e t s con-

    f i ned

    t he Cuba n and Et hi o pi a n o f f e ns i v e t o

    dr i v i ng

    t he So-

    mal i s

    out of t he i r e nt r e nc he d po s i t i o ns i n t he Amha r a

    mount a i ns r a t he r t han pur su i ng

    t he

    eas i er m l i t ar y opt i on

    of

    occupy i ng Nor t her n Somal i a

    and t r a di ng i t f or t he

    Oga-

    *U. S. Sec r et ar y

    of

    St at e Cyr us Vance war ned

    t he

    Sovi et s

    i n

    Febr uar y 1978:

    We b el i e ve i t i s f unda me nt a l t ha t t he re be a r ec ogni -

    t i on and a r es pec t by al l par t i es of i nt er nat i onal l y

    r ecogni zed

    borders We wi l l c ont i nue

    our

    p resent

    course of ac t i on wi t h r es pec t t o not supp l y i ng ar ms

    t o ei t her s i de but i f t her e wer e a c r os s i ng of bor -

    der s , i t woul d pr es ent a di f f e r e nt s i t uat i on and we

    woul d have t o cons i der i t t hen

    7

    ^

    Egypt i an P r es i dent Sadat t ol d t wo Amer i can Congr essmen i n

    December 1977 t hat Egypt and Sudan woul d

    each

    send an ar-

    mor ed br i gade t o Somal i a i f event s war r ant ed such ac -

    t i on.

    1 I n J anuar y 1978, bo th I r an and Saudi Ar abi a

    war ned t hey woul d not s t and i dl e i f Soma l i a wer e i n-

    vaded. 2

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    den. * Ac c or di ngl y , Moscow,

    a t t h e

    c onc l us i on

    of t he

    war ,

    def ended i t s ac t i o ns i n t he Hor n by ma i nt a i ni ng t hat t he

    USSR

    had

    ac ted

    i n

    f ul l ac c or danc e wi t h

    . . . i nt er nat i onal l aw whi c h pe r m t s a i d t o a ny c o unt r y

    t hat ' s

    t he

    vi c t i m

    of

    aggr ess i on. Even

    i n t he

    f i ght -

    i ng, t he Sov i et Uni on suppor t ed t he E t hi opi an gover n-

    ment ' s

    s t at ement t hat i t had no i nt ent i on of c r os s i ng

    i t s

    bo rders ,

    but onl y a i med t o r ebuf f a t tacks and

    l i be ra t e i t s own t er r i t or y . The USSR and o t her coun-

    t r i es i nt er es t ed

    i n a

    peacef u l set t l ement managed

    t o

    keep t he war f r om s pr eadi ng f r om al l par t s o f t he

    Hor n of Af r i c a , and wi t hi n a c ompar at i v el y s hor t t i me

    t he

    war was st opped.

    4

    Des pi t e Mos cow' s wi l l i ngnes s t o be ex t r emel y a c t i v e i n t he

    c onf l i c t , t he Sovi et s cl ear l y r ec ogni z ed t he l i m t s of ac -

    cept abl e i nvol vement i n t he Ogaden War .

    Per f or mance

    Cer t a i n ques t i o ns ha ve been r ai s ed about So vi et c r i s i s

    per f or mance:

    How

    wel l have

    t he

    Sovi et s done

    dur i ng

    cr i s es

    i n

    l i ght of t hei r pol i c y obj ec t i v es ? Do t he Sov i et s man-

    age c r i s es def t l y or do t hey j us t muddl e t hr ough t hem?

    I n t er ms of Sovi et pol i c y obj ec t i v es vi s - a- v i s Af r i c a and

    t he Mi deast , one coul d ar gue t hat t he Sov i et s managed t he

    c r i s i s

    i n t he

    Horn r at her wel l .

    * A s egment of t he E t hi o pi a n m l i t a r y had f av or ed t he

    easi er

    a l t er nat i ve.

    Ac t i v e Sov i et i nv ol v ement i n

    t he

    war pr obabl y

    hel ped

    make

    c er t ai n t hat

    i t was not

    chosen.

    31

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    Tr ue,

    t he

    Sov i et s

    d i d no t

    a c hi ev e t hei r opt i mal obj ec t i v es

    i n t he Horn nor di d

    t hei r

    pol i cy

    f a i l

    t o

    i ncur

    maj or

    cost s

    The Sovi et s f ai l ed t o ac hi e ve t hei r mos t de s i r ed

    r es ul t

    a

    f eder at i on

    of

    Et hi opi a , Somal i a, Dj i bout i ,

    and

    t he Yemens . Nor

    wer e t hey abl e

    t o

    pr es er v e t hei r

    i n-

    f l uenc e

    i n

    Soma l i a . Ye t ,

    i f , i n t he

    unl i k el y ev ent ,

    t he

    Soma l i s

    s houl d

    be

    wi l l i nq

    t o

    seek

    a

    ne qo t i a t e d s e t t l e me nt

    wi t h Et hi opi a conc er ni nq

    t he

    Oqaden,

    t he

    Sov i et s c o ul d

    aqai n r ai s e t he f ede r a t i on scheme as a pot ent i a l

    s ol u-

    t i on.

    *

    I n addi t i on,

    t he Sov i et s l os t ac ces s t o t h e

    va l uab l e nava l

    and

    ai r

    f ac i l i t i es t hat t hey

    had

    c o n s t r u c t e d

    at

    Be r b e r a

    and el sewher e i n Somal i a. Ye t , t hey hav e of f s et t hi s l os s

    by

    o bt ai ni ng

    access t o Aden and

    E t hi opi a s

    Da hl ac I s l and.

    Howeve r ,

    t h i s happy out come coul d

    no t

    have been count ed

    on

    at t he t i me . P r e v i o us l y, t he P DRY ha d be en r e l u c t a nt t o

    q r a nt

    t he

    Sov i e t s access

    t o

    Aden compar abl e

    t o t he

    access

    t hey enj oyed at Ber be r a . * * W t h Er i t r e a i n r ebel l i on i n

    *Such

    a

    pos s i bi l i t y

    i s not i nc onc ei vabl e. I n

    J anuar y

    1979, Si ad Bar r e i ndi c a t e d an i nt er es t i n i mpr ov i nq

    r e l a-

    t i ons wi t h

    t he USSR

    75

    **Appar ent l y,

    t he

    coup d et at

    i n t he

    PDRY

    i n

    J une 1978

    made i t pos s i bl e t o obt ai n eas i er ac c es s f r om

    Aden s

    new

    and

    more r adi ca l gover nment .

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    1977, t he pr ospect of ear l y use of Et hi opi an f ac i l i t i es

    mus t have seemed bl eak.

    Fur t her mor e, cont i nui ng quer r i l l a war f ar e by t he Er i t r eans

    and t he Somal i s may make Sovi et and Cuban i nvol vement i n

    Et hi opi a cos t l y over t he l ong t er m Yet , t he E t h i opi ans ,

    wi t h Sov i et and Cuban l og i s t i cal suppor t , have succeeded

    i n i nf l i c t i ng s ever e def eat s

    on t he

    E r i t r ean seces si oni s t s

    i n t he

    s ummer

    and

    f a l l

    of

    1978.

    As a

    r es ul t , Er i t r ea

    i s

    mor e secur el y a pa r t of E t hi opi a t han i t has been i n

    years . Fur t her mor e, af t er t hei r de f e at , t h e Somal i s a r e

    i nc apabl e of pr ov i di ng t he WSL F wi t h s uf f i c i e nt suppor t t o

    s er i ous l y c hal l enge Et hi opi a' s s ov er ei gnt y over

    t he

    Oga-

    den.

    And

    wi t hout s i gni f i c ant out s i de ar ms a i d, nei t her

    t he

    Er i t r e ans nor t he Somal i s ar e l i kel y t o i nf l i c t cost s

    on t he Sovi et s and t he Cubans i n any way compar abl e t o t he

    costs

    suf f e red by t he U. S. i n Vi e t nam.

    The oppor t uni t y t o s at i s f y S ov i e t s ecur i t y c onc er ns i n t he

    I ndi an Ocean

    was

    l ost wi t h

    t he

    suspensi on

    of

    NALT.

    Nor

    ar e t h es e t al k s l i kel y t o be r ev i ved as l ong a s t he U. S.

    and Sov i et Uni on

    ar e

    pur s ui ng c onf l i c t i ng goal s

    i n t he I n-

    di an

    Ocean

    or

    what

    has

    come

    to be

    cal l ed

    t he

    ar c

    of

    cr i -

    s i s .

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    Y et , d es p i t e t he a ppa r e nt

    c o s t s ,

    i t i s d i f f i c ul t , i n r e-

    t r os pec t , t o s ee how t he Sov i e t s c oul d ha ve ac t ed d i f f e r -

    ent l y knowi ng what t hey knew at each st age of t he game.

    Cons i der i ng

    t he

    oppor t uni t y E t hi opi a af f or ded

    f or a i di ng a

    r ev ol ut i onar y r egi me wh i l e a dv an ci ng

    i t s

    i nt er e st s

    i n

    Af r i c a and t he Mi de as t ,

    Mos cow s

    i nvol veme nt se ems i nev i t -

    a bl e . The Sov i e t s coul d r easonabl y hope t hat appeal s t o

    Somal i a s Ma r x i s t c ons c i enc e f or mut ual l y benef i c i al r e l a-

    t i ons wi t h t he r ev ol ut i onar y gov er nment o f Et hi opi a m g ht

    be

    e nt e r t a i ned i n v i ew of

    Somal i

    dependence on t he Sovi et s

    f or ar ms and spar e p a r t s . Even i f t hose appeal s were r e -

    j ec t ed,

    as

    t hey wer e,

    t he

    unl i k el i hood

    of

    Somal i a s bei ng

    abl e t o obt ai n t h es e es s ent i al i t ems i n s uf f i c i ent quant i -

    t i es

    f r om ot her

    sour ces

    made a Somal i a t t ack on E t h i opi a

    seem a f ool har dy pr opos i t i on. Ther e f or e , t he Soma l i s

    woul d have to t u r n t o

    Moscow

    t o obt ai n any s at i s f ac t i on

    f or t hei r cl ai ms t o t he Oga den. I f t he Sovi et s m s c al c u-

    l at ed, t hen t hei r m s c al c ul at i on was bas ed on an i ns uf f i -

    c i ent appr ec i at i on

    of t he

    i r r at i onal nat ur e

    of

    Somal i

    na -

    t i onal i s m

    Y et , ev en i f t he Kr e m i n had c al c ul at ed c or r ec t l y, i t

    coul d

    not

    have suppor t ed

    t he

    Somal i s a gai ns t Et hi opi a .

    34

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    The

    i l l i c i t

    nat ur e of

    Mo gadi s c i o

    1

    s

    c l ai ms t o t he

    Oqaden

    woul d have br ought a bout Af r i ca n a nd wor l d conde mnat i on o f

    Moscow. When

    t he

    Somal i s i nvaded

    t he

    Oqaden,

    t he

    Sovi et s

    di d

    t he

    onl y t hi ng pos s i bl e

    t hey t empor i zed. They sum

    moned Si ad B a r r e t o Moscow and at t empt ed t o per s uade hi m

    t o wi t hdr a w. Wh en t ha t f a i l e d, t hey ma ni p ul a t e d ar ms a i d

    expand i ng

    i t t o

    Et hi opi a

    nd

    l i m t i ng

    i t t o

    Soma l i a

    i n a ma nne r t ha t woul d a ssur e a n E t h i opi a n v i c t o r y e ven-

    t ual l y. I n t he mea nt i me, t he Somal i s m g ht c ome t o t hei r

    senses

    and

    seek

    a

    negot i at ed s o l ut i on t hr ough

    Moscow.

    Fi -

    nal l y , when Si ad Bar r e, i n a de s pe r a t e bi d f or Wes t er n

    s uppor t e xpe l l e d t he So vi et s and Cu ba ns ) f r om So ma l i a ,

    t he

    Sovi et s p ar r i ed t he bl ow t o t hei r p r e s t i ge by i nt er -

    veni ng dec i s i v el y on t he s i de of Et hi opi a.

    Not onl y di d t he So vi et s manage t he c r i s i s i n a r at i onal

    ma nner , bu t , de s pi t e t he c os t s , t he o ut c o me was not al l

    t hat unf avor abl e t o t hei r i nt er es t s . So vi et s uppor t f or

    Et hi opi a f r us t r at ed t he ef f or t s of t hos e Mi de as t s t at es

    who

    wer e t r y i ng

    t o

    exc l ude Moscow f r om

    t he Red

    Sea.

    The

    Sovi e t Un i on al so de mons t r a t e d t hat t hey posse ssed cons i d-

    er abl e c apac i t y t o def end t hei r i nt er es t s i n t he Mi ddl e

    Eas t .

    The

    So vi et s wer e al s o a bl e

    t o wi n t he

    appr oval

    of

    t hose Af r i c a n s t at es f av or abl y i nc l i ne d t owar d Mos c ow

    and

    avoi d c r i t i c i s m of o t her Af r i c an c ount r i es i nc l i ned t owar d

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    t he

    Wes t

    by pos i ng as

    d e f e nde r s

    of t he

    OAU' s pr i nc i pl e

    c onc er ni ng t er r i t or i al i nt egr i t y. 6 ( Pot ent i al Af r i c an

    c r i t i c i s m

    of t he Sov i e t i nt e r vent i on was f ur t her mu t ed by

    t he

    e xt e ns i v e

    use of nona l i gned

    Cubans

    i n

    combat

    rol es

    Mor eover , t he Sovi et s not onl y succeeded i n r escui ng and

    e mbe l l i s hi ng t hei r own pr es t i ge i n t he Mi deas t and Af r i c a,

    t hey deal t a bl ow t o U. S. i nt er nat i onal pr es t i ge. The

    U. S. was seen as

    i ndec i s i ve

    as t he Sovi et s seemed

    pur pose-

    f u l . The U. S. r esponse t o Sov i e t i nvol vement was v i ewed

    by many as weak l i m t ed t o vague enunc i a t i ons of l i nk-

    ages bet ween SALT

    and

    NALT. * Thi s pe r c e pt i on

    was

    shar ed

    by

    i mpor t ant r egi onal ac t or s l i k e Saud i Ar abi a . One Saud i

    l eader was quot ed as sayi ng:

    Why i s t he

    Uni t ed St at es s t eppi ng f r om

    one

    f i asc o

    t o

    anot her ?

    I n

    Et hi opi a,

    i n

    Somal i a,

    i n

    Af ghani s t an,

    t he Uni t e d St at es l ef t t he

    f i el d

    t o t h e Russ i ans

    wi t h out as

    muc h

    as an

    at t empt

    t o

    s t op t hem 77

    I n

    peacet i me,

    t he

    pe r cept i on

    of

    power

    i s

    al most

    as

    i mpor -

    t ant

    as t he r eal i t y of

    power .

    I n t hat r e s pect , t he So-

    * I ndeed,

    t he

    pe r cept i on

    of

    Amer i can weaknes s became

    so

    wi des pr ead t hat an Af r i c an l eade r , a char ac t e r i n a L on-

    don

    s t age pl ay , Ni gh t

    and Day by Tom

    St oppar d, decl ar es

    t hat Amer i can and Br i t i s h c owar di c e i n Af r i c a s t r et c hes

    f r om Angol a t o

    Er i t r ea.

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    NOTES

    1.

    Col i n Legum

    and Bi l l Lee, Conf l i c t i n t he Hor n of

    Af r i ca New

    York,

    London,

    1978 ,

    12.

    2. Co l i n Lequm ed. ) , Af r i ca Cont emporar y Recor d; An-

    nual Sur vey

    and

    Doc ument s 1974-1975 New Yor k, 1975 ,

    B272.

    3.

    Legum

    and

    L ee, Conf l i c t

    i n t he

    Hor n

    of

    Af r i c a,

    10.

    4. Washi ngt on Post , 5 Mar ch 1978, Al .

    5. Washi ngt on Post ,

    28

    Febr uar y 1977, A20.

    6.

    Washi ngt on

    Post , 18 Mar ch 1977,

    A19;

    Washi ngt on Post ,

    17

    May

    1977, A13.

    7. Havana Radi o , 15 Mar ch 1978, For e i gn Br oadcast i ng I n-

    f or mat i on Ser v i ce : La t i n Amer i ca , 16 Mar ch 1978,

    016. Her eaf t er F BI St L A.

    8. Af r i que - As i e , 13- 26 J une 1977, 10-14.

    9. Washi ngt on Post , 5 Mar ch 1978, Al .

    10. I bi d.

    11. New York T i mes , 28

    Apr i l 1977,

    3.

    12.

    TASS,

    8 May

    1977,

    F or ei gn Br oa dc as t i ng I nf or mat i on

    Ser v i ce; Sov i et Un i on, 9 May 1977, H6. He r e a f t e r

    FBI S t SU.

    13.

    Washi ngt on Post ,

    5

    Mar ch 1978, Al .

    14. Washi ngt on Post , 25 May 1977, Al .

    15. Af r i qu e- As i e , 13- 25 J une 1977, 10- 14.

    16.

    Doha ONA,

    24

    November 1977, F or ei gn Br oa dc as t i ng

    I n-

    f or mat i on Se r v i c e; Subs ahar an Af r i c a ,

    25

    November

    1977,

    R7.

    Her eaf t e r FBI S: SSA.

    17.

    Ar ab Repor t

    and

    Recor d, 16- 31 Mar ch 1977, 224.

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    18. I n Apr i l , Pr es i dent Car t er

    i ns t r uc t ed

    Vi c e P r es i dent

    Mondal e t o t el l Cy [ Vance] and Zbi g [ Br z ez i ns ki ]

    that

    I

    want t hem

    t o

    move

    i n

    every

    pos s i bl e

    way t o get

    Somal i a t o be our f r i end.

    Ti me,

    18 Apr i l 1977, A14;

    i n

    J une, Car t er s ai d

    i n an

    i nt er vi ew t hat U. S. pol i c y

    was t o be one of

    aggr es s i vel y c hal l eng i ng,

    i n a

    peacef u l

    way of

    course ,

    t he

    S ov i et Uni o n

    and

    o t h e r s

    t o i nf l uenc e i n t he areas of t he wor l d t ha t we f eel

    ar e

    c r u ci al

    t o u s now, or

    pot ent i al l y c r uc i al :

    New

    York Ti mes,

    12

    J une 1977,

    1.

    19. New York

    Ti mes,

    27

    J u l y , 1977,

    3;

    Manchest er Guar -

    di an,

    28

    J u l y 1977,

    1;

    Wash i ngt on Pos t ,

    1

    Sept ember

    1977, A25.

    20.

    Wash i ngt on Pos t ,

    27

    Sept ember 1977,

    A14.

    21.

    I bi d.

    22. Gr anma , 14 Ma r c h 1978, J o i nt P ub l i c a t i o ns Res e ar c h

    Ser vi c e

    70866

    30

    Mar c h 1978,

    30.

    Addi s Ababa Radi o,

    24

    J u l y 1977, FBI S; SSA,

    25

    J u l y 1977,

    B1- B2.

    Her e-

    a f t e r

    J PRS .

    23.

    Addi s Ababa Radi o ,

    7

    Sept ember 1977, FBI S; SSA,

    8

    Sep-

    t ember

    1977,

    Bl .

    24.

    Mosc ow Radi o,

    18

    Augus t 1977, FBI S; SU,

    19

    August

    1977, HI .

    25. New

    York Ti mes,

    30

    August 1977,

    2.

    26. Oc t ober ( Cai r o) , 11 Sept ember 1977.

    27. New

    York Ti mes,

    25

    Sept ember 1977,

    2.

    28. New

    York Ti mes,

    16

    Sept ember 1977, A3.

    29.

    Washi ngt on

    Post 27 Sept ember 1977,

    A14.

    30. Addi s Ababa Radi o , 19 Oct ober 1977, FBI S ; SSA, 20 Oc-

    t ober 1977,

    B4.

    31. New

    York Ti mes ,

    27

    Nov ember 1977,

    E3.

    32. New

    York Ti mes,

    15

    Nov ember 1977,

    1.

    33. L egum and L ee, Conf l i c t i n t he Hor n of Af r i c a , 88.

    34.

    Ar ab Repor t

    and

    Recor d, 1- 31 Oct ober 1977, 859.

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    35. Mo gadi s c i o Radi o , 14 November 1977, FBI S; SSA, 14 No-

    vember 1977,

    B3.

    36. New York

    T i mes,

    14

    November 1977,

    1.

    37. I n t he

    meant i me,

    t he

    Somal i - Et hi opi an c onf l i c t

    and

    t he det er i or at i on of

    Sov i e t - Soma l i

    r e l at i ons wer e t he

    r esul t of a c t i o ns of r eac t i o nar y Ar ab and i mper -

    i a l i s t st at es: Moscow Radi o, 28 Oct ober 1977,

    FBI S; SU, 31 Oct ober 1977, H4.

    38. For exampl e,

    TASS,

    11 Oct ober 1977, FBI S: SU, 15 No-

    vember 1977,

    Hi .

    39.

    News wee k,

    13

    Febr uar y 1978,

    48.

    40.

    Washi ngt on St ar ,

    17

    J anuar y 1978,

    2; New

    York Ti mes,

    25

    Febr uar y 1978, 1.

    41. F or ei gn

    Repor t ,

    21

    Dec ember 1977,

    1.

    42. Havana Radi o, 15 Mar ch 1978,

    F BI S: LA,

    16 Mar c h 1978,

    07.

    43. Washi ngt on Post , 25 May 1977,

    Al .

    44.

    Manchest er Guar d i an ,

    28

    Nov ember 1977.

    45. New Yor k Ti mes, 2 Mar ch 1978, A6;

    Washi ngt on

    P o s t , 3

    Mar ch

    1978, Al .

    46. New

    Yor k Ti mes,

    10

    Febr uar y 1978,

    8.

    47. New York Ti mes , 11 Febr uar y 1978, 1; New Yor k Ti mes ,

    17 Febr uar y 1978, 1.

    48. For

    exampl e, Moscow Radi o,

    24

    Nov ember 1976, FBI S; SU,

    3 December 1976, A1- A2.

    49. L equm and L ee, Conf l i c t i n t he Hor n of Af r i c a , 41.

    50. TASS, 12 J ul y 1976, FBI S: SU, 13 J ul y 1976, Hi .

    51. Washi ngt on Post , 5 Mar c h 1978, 1;

    TASS,

    6 J anuar y

    1977,

    F BI St S U,

    6

    J anuar y 1977,

    H2.

    52. The

    Sovi et bi t t er l y r e s ent ed wha t t hey

    saw as

    U. S.

    e f f o r t s , i n cooper at i on wi t h Saudi Ar abi a , t o di s -

    pl ace t hem i n Egypt . I n r e ac t i on t o Sadat ' s cancel -

    l at i on of t he

    Sov i et - Egy pt i an

    Tr eat y of F r i ends hi p

    and

    Cooper at i on,

    t he

    Sovi et s charged t hat . . .As-

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    Sadat ' s d ec i s i on

    t o

    abr ogat e

    t he S ovi et - Egypt i an

    agr eement came i mmedi at el y f ol l owi ng t he U. S. pl edge

    t o r ender ec onom c a s s i s t anc e t o Egypt . . . and f ol l ow-

    i ng Anwar

    As - Sadat ' s

    v i s i t t o Saudi Ar abi a wher e he

    secured a pl edge f or ai d. . . . Moscow Radi o , 15 Mar ch

    1976.

    F BI St SU,

    16 Mar c h 1976,

    Fl .

    53. I n J anuar y 1977, t he Egypt - Sudan def ense pact was

    f or mal l y s i gned a f t er

    Numai r yi

    c l ai med t hat Et hi opi a

    was pl anni ng an i nvas i on o f t he Sudan: Ar ab Repor t

    and

    Recor d, 1- 15 J anuar y , 1977, 3; see al so Ar ab Re-

    por t

    and

    Recor d, 1- 15 J ul y 1976, 426; Ar ab Repor t

    and

    Recor d, 16- 31 J ul y 1976, 443.

    54.

    Moscow Radi o,

    15

    Febr uar y 1977, FBI S; SU,

    16

    Februar y

    1977. B7-B8.

    55. I bi d.

    56.

    Moscow Radi o ,

    14

    J une 1976, FRI S; SU,

    16

    J une 1976,

    H5.

    57. Pr avda

    ( Mosc ow) ,

    22 Mar c h 1977.

    58.

    TASS

    8 May 1977, FBI S: SU 9 May 1977, H6.

    59. Af r i que- As i e, 13- 26 J une 1977, 10- 14.

    60. Manchest er Guar d i an, 10 J ul y 1977, 10.

    61. TASS 15 November 1977,

    FBI Sr SSA,

    15 November 1977,

    HI .

    62. Quot ed i n Sovi et Wor l d Out l ook, 15 Febr uar y 1978.

    63.

    Newsweek,

    13

    Febr uar y 1978,

    45.

    64.

    Washi ngt on St ar ,

    24

    J anuar y 1978,

    A4;

    Ba l t i mor e Sun ,

    4 Febr uar y 1978, 1.

    65. New York Ti mes , 14 Febr uar y 1978, 1.

    66. See Gr anma, 14

    Mar ch 1978, J PRS 70866,

    30

    Mar c h 1978,

    30- 38. I am

    gr at ef ul

    t o

    Char l es

    C.

    Petersen

    f or

    t hi s

    observat i on.

    67.

    I s t anbul Mi l l i yet ,

    27

    J anuar y 1978, For ei gn Br oad-

    cast i ng I nf or mat i on Servi ce; West er n Eur ope,

    30

    J an-

    uar y 1978, T2- T3; Newsweek 23 J anuar y 1978, 35;

    Newsweek,

    17

    J ul y 1978,

    54;

    For e i gn Repor t ,

    11

    J an-

    uar y 1978, 5- 6.

    - 41 -

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    68. London T i mes, 12 Febr uar y 1978, 9.

    69. St at ement of Rear Adm r a l S. Shapi r o, Di r ec t or of Na-

    val I nt e l l i gence Bef or e t he Seapower Comm t t ee of t he

    House Ar med Ser vi ces Comm t t ee, 12.

    70. New

    York Ti mes,

    11

    Febr uar y 1978,

    1.

    71. Ar ab Repor t and Recor d, 1- 15 J anuar y 1978, 19.

    72. Hous e Comm t t ee on I nt er nat i o nal Rel a t i o ns , War i n

    t he

    Hor n of A f r i c a ; A F i r s t ha nd Repor t on the Chal -

    l enges f or Uni t ed St at es Pol i c y,

    ( Washi ngt on,

    DC,

    1978 , 39- 40.

    73.

    Af r i c a , Ma r c h 1978,

    18-19.

    74. Moscow Radi o, 30 Mar c h 1978,

    F BI S t S U,

    3 Apr i l 1978,

    B9.

    75.

    Mo gadi s c i o Ra di o ,

    20

    J anuar y 1979, FBI S t SSA,

    23

    J an-

    uar y 1979, B4.

    76. U. S. ef f or t s t o get some Af r i can nat i ons t o condemn

    t he

    Sovi et and Cuban i n t er vent i on f a i l ed because Mos -

    cow and

    Hav ana wer e seen

    as

    d ef endi ng Et hi opi a' s te r -

    r i t or i al i nt egr i t y . El i z abet h Drew, A Repor t er at

    Lar ge:

    Br z ez i ns ki ,

    i n New Y o rke r , 1 May 1978, 114.

    77. New York Ti mes, 20 Mar c h 1979, A8.

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