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4 FISCAL YEAR 2017 RESOURCE MANUAL March 31, 2016 San Francisco Bay Area Rapid Transit District 

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Page 1: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

4

FISCAL YEAR 

2017 RESOURCE MANUAL  March 31, 2016 

San Francisco Bay Area Rapid Transit District 

Page 2: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General
Page 3: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

INDEX Page

FY17 Preliminary Budget MemoMessage From the General Manager 1Preliminary Budget Detail 3

Organization Chart Definitions 36District Organization Chart 37

Organization ChartsDepartment Goals & Objectives

01 General Manager 38System Safety 41Civil Rights 45Office of the Chief Information Officer 53

02 General Counsel (Legal) 5703 Controller-Treasurer (Finance) 6004 District Secretary 7206 External Affairs 75

Marketing & Research 76Communications 79Government and Community Relations 85Customer Services 91Grant Development and Reporting 95

07 Police 9708 Operations 100

Maintenance and Engineering 101Rolling Stock and Shops 103Operations Planning 107Transportation and System Service 109eBART/BART-to-OAK 113

10 Planning, Development & Construction 11911 Administration & Budget 129

Procurement 130Customer Access 133Budget 138Financial Planning 141Internal Audit 145

14 Capitol Corridor 14817 Independent Police Auditor 15418 Employee Relations 157

Human Resources 158Labor Relations 164

Operations Historical Performance Trends 166

Page 4: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General
Page 5: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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FISCAL YEAR 

2017 PRELIMINARY BUDGET MEMO March 31, 2016 

San Francisco Bay Area Rapid Transit District 

Page 6: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

  

Contents1.  Overview ........................................................................................................................................................... 3 

Silicon Valley Berryessa Extension ........................................................................................................................ 3 

FY17 Preliminary Budget ....................................................................................................................................... 3 

2.  Rail Service Plan ................................................................................................................................................ 4 

Capacity Improvements ........................................................................................................................................ 4 

New Rail Cars ......................................................................................................................................................... 4 

3.  FY17 Preliminary Budget Income Statement .................................................................................................... 6 

4.  Operating Sources ............................................................................................................................................. 7 

Operating Revenue ............................................................................................................................................... 7 

Ridership and Passenger Revenue .................................................................................................................... 7 

Parking Fee Revenue ....................................................................................................................................... 10 

Other Operating Revenue ............................................................................................................................... 10 

Tax and Financial Assistance ................................................................................................................................ 11 

Sales Tax Revenue ........................................................................................................................................... 11 

Property Tax Revenue ..................................................................................................................................... 12 

State Transit Assistance .................................................................................................................................. 12 

Low Carbon Transit Operations Program ........................................................................................................ 12 

Other Assistance ............................................................................................................................................. 13 

5307 Funds (Rail Car Fund Swap from MTC) ........................................................................................................ 13 

5.  Operating Uses ................................................................................................................................................ 14 

Labor: Wages and Benefits .................................................................................................................................. 14 

PERS Pension ....................................................................................................................................................... 16 

PEPRA .............................................................................................................................................................. 16 

Other Pension Benefits ....................................................................................................................................... 18 

Active Employee Medical Insurance ................................................................................................................... 18 

Retiree Medical ................................................................................................................................................... 19 

Workers Compensation....................................................................................................................................... 19 

Traction & Station Power .................................................................................................................................... 20 

Purchased Transportation ................................................................................................................................... 20 

Paratransit ....................................................................................................................................................... 20 

San Francisco Municipal Transportation Agency/AC Transit Feeder Agreements ......................................... 21 

Late Night Bus Service ..................................................................................................................................... 21 

BART‐to‐OAK ................................................................................................................................................... 21 

Page 7: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

  

Other Non‐Labor ................................................................................................................................................. 21 

Debt Service ........................................................................................................................................................ 22 

Operating Allocations to Capital Projects ........................................................................................................... 22 

6.  Capital Sources and Uses ................................................................................................................................ 24 

System Reinvestment .......................................................................................................................................... 25 

Service and Capacity Enhancement .................................................................................................................... 25 

System Expansion ................................................................................................................................................ 26 

Safety and Security .............................................................................................................................................. 26 

Earthquake Safety ............................................................................................................................................... 26 

Reimbursable/Other ........................................................................................................................................... 26 

Capital Funding .................................................................................................................................................... 26 

General Obligation Bond ................................................................................................................................. 27 

7.  Initiatives ......................................................................................................................................................... 28 

FY17 Proposed Initiatives..................................................................................................................................... 28 

FY17 Cost Neutral Initiatives ................................................................................................................................ 29 

FY17 Proposed Stations & Access Initiatives ........................................................................................................ 30 

FY17 Proposed Initiatives Not Recommended for Funding .............................................................................. 32 

Fare Modification for Future Consideration ‐ Youth Discount Extension ......................................................... 34 

8.  FY17 Budget Board Review Schedule .............................................................................................................. 35 

 

Page 8: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

  

SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM

TO: Board of Directors DATE: March 31, 2016

FROM: General Manager SUBJECT: Fiscal Year 2017 Preliminary Budget The Fiscal Year 2017 (FY17) Preliminary Budget supports the District’s continued efforts to reinvest in the system, welcomes the first of at least 775 new rail cars and opens the Warm Springs/South Fremont station. However, limited funds are available for additional new programs as revenues are constrained due to a projected slowdown in ridership growth and sales tax income, which together account for 86% of BART’s revenue sources. BART ridership and regional employment have always been closely connected. The Bay Area continues to add jobs, but at a slower rate than in recent years as the counties that BART serves have recovered in terms of employment from the last recession. BART’s Transbay trips are growing at a healthy 5% rate, however, trips made within the East Bay and West Bay are flat and weekend trips systemwide have declined from the prior year. Thus, the FY17 budget for weekday trips projects a moderate 2.3% increase, slightly lower than the 2.9% growth expected in FY16, and far less than the 6% growth seen in FY15. BART continues investment in our aging infrastructure in FY17, at a level of self-help that is among the highest for a transit operator in the nation. Over the past five years, BART has reinvested over $500 million of operating funds into critical projects such as new rail cars and station renovation. The FY17 Capital Budget also prioritizes reinvestment, with 67% of the $876M budget programmed to system reinvestment projects. In FY17, approximately $140 million in operating funds are planned for allocation to capital reinvestment. This includes $45 million to the Rail Car Replacement Program, an annual increment that the District has been setting aside as part of our contribution to the purchase of new rail cars. The District has awarded contracts to purchase 775 new vehicles, and is seeking funding to purchase an additional 306 vehicles. BART has just received the first new rail car and will receive more in the near future. The FY17 budget includes a full year of the inflation-based fare increase that took effect in January 2016. This increase, combined with the January 2014 increase, is estimated to generate approximately $35 million for FY17, all of which are dedicated by Board policy to help fund BART’s “Big 3” capital projects—new rail cars, the Hayward Maintenance Complex, and a modernized train control system. Consistent with Board adopted policy, incremental revenues from demand-based parking fee increases are dedicated to station upgrades and station access improvements designed to improve the customer experience. The proposed budget includes an additional $6.5 million of station-related capital and operating initiatives. Programs to increase bicycle parking, provide crowd control at busy downtown San Francisco stations, design and implement a station wayfinding program, hire additional Community Service Officers, provide local match to

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Page 9: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

  

leverage external funds for Concord Station improvements, and other important initiatives are outlined in this budget. We believe that these proposals will help to make our stations safer and easier to access, and create a more inviting station environment. In FY17, BART plans to open the Warm Springs/South Fremont Station and is preparing to open two new extensions in FY18, the Silicon Valley Berryessa Project (SVBX) to Santa Clara County and the eBART Project to eastern Contra Costa County. The SVBX project, outside of the BART District, is funded entirely by the Santa Clara Valley Transportation Authority (VTA). With Board policy dedicating increases in fares and parking fees to specific projects and programs, ongoing operations are dependent primarily on revenue growth. In years like FY17, with revenue growth slowing and the District facing ridership capacity constraints, this presents a budgetary challenge. The ongoing cost increases in the base budget requires the use of most of the FY17 revenue increase, and there is minimal funding available for new budget initiatives as compared to recent years. While we look forward to welcoming the first of BART’s new rail cars, our financial projections indicate considerable financial challenges in the upcoming years. Given the region’s dependence on BART, it remains imperative that we continue to be a good steward of public funds and make the allocations and investments outlined in this budget to provide the quality service our customers deserve and expect. I look forward to working with you in the coming months to finalize the FY17 budget.

______________________________ Grace Crunican

cc: Board Appointed Officers Deputy General Manager Executive Staff

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Page 10: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

1. Overview The FY17 Preliminary Budget continues to support BART’s commitment to deliver safe, reliable service by rebuilding BART’s aging infrastructure. The following sections summarize the FY17 Preliminary Budget’s focus areas to help achieve this goal. New initiatives proposed for FY17 are described in Section 7. Development of the FY17 Preliminary Budget has been informed by the FY15-FY24 Short-Range Transit Plan/Capital Improvement Program (SRTP/CIP) approved by the Board in 2015, which showed large annual operating deficits and $4.8 billion of unfunded capital needs over the ten-year forecast period. This provides context for considering the long-term financial and operational impacts of FY17 spending decisions and drove the decision to place a General Obligation bond measure on the November 2016 ballot. The sizable future shortfalls mean that ongoing expenses need to be carefully controlled and revenues enhanced to help meet current and future capital commitments and address high-risk needs. In FY17, BART will also commence service to the Warm Springs/South Fremont community, with the single-station, 5.4 mile extension opening for revenue service upon completion of ongoing testing. This will enable a seamless connection to Santa Clara County via the Silicon Valley Berryessa Extension. Work continues on the two-station eBART rail project, which will provide a key linkage to eastern Contra Costa County. The FY17 budget funds 46 new capital positions for eBART pre-revenue service training and testing, described under Operating Allocations to Capital in Section 5. Silicon Valley Berryessa Extension The two station, ten-mile Silicon Valley Berryessa Extension (SVBX) Project into Santa Clara County will connect to the Warm Springs/South Fremont Station in southern Alameda County and is expected to open in 2017 (FY18). Construction of the project is managed by the Santa Clara Valley Transportation Authority (VTA), in cooperation with BART. VTA is funding all construction costs of the project and will reimburse BART for all costs associated with rail service, including operations, maintenance, core system impacts, and funding of a capital reserve account for future capital reinvestment expenses. The project will have no financial impact on BART. In preparation for revenue service in FY18, BART will add positions and certain non-labor expenses to the FY17 budget to support training and pre-revenue efforts. These additions will be reflected as VTA-funded positions in the final FY17 budget and are not shown in the Preliminary Budget. FY17 Preliminary Budget The following sections start with a discussion of rail service plans, followed by the FY17 Preliminary Budget Income Statement. Operating and capital sources and uses are shown together in a combined Income Statement in order to present an accurate picture of BART’s financial situation. This is followed by descriptions of operating and capital sources and expenses. The final section is a summary of the limited initiatives proposed for FY17. BART Board rules require that the Board of Directors receive the Preliminary Budget document each year by April 1. During April and May, staff will give a series of informational presentations on the budget at regularly scheduled Board meetings. Board rules require adoption of the upcoming annual budget by June 30.

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Page 11: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

2. Rail Service Plan In the first quarter of FY16, BART implemented a new service plan focused on increasing core capacity during the morning commute. Part of the capacity increase came from schedule changes that shifted additional service to the most congested segments of the system. Additional relief came from strategic investment in rail car maintenance, including funding additional shifts at maintenance facilities. This allowed for quicker turnaround of vehicles and made more cars available for the lengthening of select peak trains. The combined impact of these changes increased peak capacity by almost 7% during the morning commute. In November 2015, the service plan was revised to bring two additional morning trains to North Concord Station. The opening of the Warm Springs Extension in FY17 will necessitate minor schedule changes to provide service to the Warm Springs/South Fremont Station while maintaining existing service levels on the line. Initially, this extension will be served by the Green Line, which currently operates from Fremont to Daly City, on weekdays until 7 p.m. and the Orange Line, which operates from Fremont to Richmond, from 7 p.m. until the end of revenue service. Saturday and Sunday service will be provided solely by the Orange Line. To maintain the existing 15-minute headway on the line, one additional train will need to be added to the schedule. As new vehicles start becoming available for revenue service in FY17, BART will identify opportunities to lengthen trains with the goal of eventually running ten-car trains on all Transbay routes in the coming years.

Capacity Improvements Faced with no additional car reserves to rely upon, BART looked to innovative solutions to increase capacity. In FY16, BART rolled out a pilot program to evaluate three different seating configurations on 20 test cars each. These configurations are intended to provide additional carrying capacity on already crowded commute trains and have the added benefit of encouraging passengers to move toward the center of the car. Additional benefits are anticipated with improved passenger boarding and alighting and reduced station dwell times during the busiest times of the day. As part of this pilot, feedback is being solicited from riders so BART can better understand the preferences of riders and how to better address their needs. New Rail Cars In March FY16, BART’s first Fleet of the Future prototype arrived for the testing and approval process. When this process is completed, full rail car production, delivery, and testing will begin.

Rail Service Requirements FY16 FY17

Peak Cars 540 562

Ready Spares and Yard Logistics 39 39

Total Peak Vehicles 579 601

Total Cars 669 679

Total Fleet Availability 87% 89%

Peak Trains 61 62

Total Car Hours (mil) 2.39 2.45

Total Car Miles (mil) 72.4 74.2

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Page 12: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

BART has developed a strategy for maximizing the benefit of these new cars as they start becoming available in FY17. Because the new cars and the existing rail cars cannot be combined on the same train, ten-car trains will be incorporated into the schedule when at least ten new rail cars are available for revenue service. At this point, the new train will replace a train currently in service, with the cars from the existing train then allocated to other peak trains, likely on the Red (Richmond to Daly City) or Green lines that currently operate trains with less than the ten-car maximum. This will provide much needed capacity relief to BART’s customers during the busiest ridership periods.

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Page 13: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

3. FY17 Preliminary Budget Income Statement

FY16  FY17 

($millions) Adopted  Preliminary   $  % 

Rail Passenger Revenue 480.8$              510.0$             29.1$           6%

ADA Passenger Revenue 0.9                    0.9                   0.0 1%

Parking Revenue 30.9                  33.5                 2.5 8%

Other Operating Revenue 26.7                  27.5                 0.8 3%

Sub‐Total Operating Revenue 539.3                571.8               32.5 6%

Sales Tax Proceeds 244.6                249.2               4.6 2%

Property Tax Proceeds 34.7                  38.6                 3.9 11%

State Transit Assistance 16.5                  14.0                 (2.5) ‐15%

Low Carbon Transit Operations Program 6.3                    7.0                   0.7 11%

Measure B / Other 6.2                    6.4                   0.2 3%

Sub‐Total Financial Assistance & Allocations 308.4                315.2               6.8 2%

OPERATING SOURCES SUB‐TOTAL 847.7                887.0               39.3 5%

Federal 5307 Grant ‐ MTC Rail Car Fund Swap 52.7                  47.1                 (5.6) ‐11%

 CAPITAL SOURCES 664.8                876.3               211.5 32%

TOTAL OPERATING & CAPITAL SOURCES 1,565.2             1,810.5            245.3 16%

 USES

Labor 468.7                500.8               32.1 7%

OPEB Unfunded Liability 2.5                    2.4                   (0.0) ‐2%

ADA Paratransit 13.6                  14.2                 0.6 5%

Purchased Transportation 13.1                  13.8                 0.7 5%

Power 40.3                  41.0                 0.7 2%

Other Non‐Labor 117.9                120.5               2.6 2%

Sub‐Total Operating Expense 656.1                692.7               36.6 6%

Extraordinary Exp. ‐ MTC Rail Car Fund Swap 52.7                  47.1                 (5.6) ‐11%

Debt Service  50.3                  52.7                 2.4 5%

Allocation ‐ Capital Rehabilitation 52.4                  43.5                 (9.0) ‐17%

Allocation ‐ Rail Car Sinking Fund 45.0                  45.0                 0.0 0%

Allocation ‐ Priority Capital Programs 27.0                  35.4                 8.4 31%

Allocation ‐ Stations & Access Projects 5.5                    5.2                   (0.3) ‐5%

Allocations ‐ Other  1.6                    1.7                   0.0 3%

Allocation ‐ Rail Car Proj. f/ SFO Net Result 12.2                  13.3                 1.0 8%

Sub‐Total Debt Service & Allocations 194.1                196.8               2.7 1%

OPERATING USES TOTAL 850.2                889.5               39.3 5%

NET OPERATING RESULT ‐                    ‐                  ‐              

System Renovation 365.0                584.5               219.4 60%

Safety & Security 49.0                  68.0                 19.0 39%

Earthquake Safety 33.9                  60.6                 26.6 79%

Service & Capacity Enhancement 37.9                  48.6                 10.7 28%

System Expansion 173.5                109.2               (64.3) ‐37%

Reimbursable/Other 5.5                    5.5                   0.0 0%

CAPITAL USES TOTAL 664.8                876.3               211.5 32%

TOTAL OPERATING AND CAPITAL USES 1,567.7             1,812.9            245.2 16%

OPEB Unfunded Liability (2.5)                   (2.4)                 0.0 ‐2%

NET RESULT, subtotal ‐                    ‐                 

Unfunded Capital Need (480.0)               (480.0)             ‐              

FINAL NET RESULT (480.0)               (480.0)             ‐              

Average Weekday Trips 429,695            445,441           15,746         3.7%

Total Annual Trips (M) 129.4                132.4               2.9               2.3%

Farebox Recovery Ratio  73.4% 73.7% 0.3% 0.4%

Operating Ratio  82.2% 82.5% 0.3% 0.4%

Rail Cost/Passenger Mile (TSP Performance Measure) $0.343 $0.347 0.0               1.1%

                 Change

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Page 14: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

4. Operating Sources BART's operating sources consist of two main categories, Operating Revenue and Tax and Financial Assistance, which are highly dependent on the health of the Bay Area economy including employment, business activity, population and housing growth, and tourism. Traffic congestion and gas prices can also impact BART ridership. BART’s operating sources are also impacted by the State budget and legislative actions.

Operating Revenue

Ridership and Passenger Revenue Based upon actual trends in FY16, ridership is projected to average 435,500 weekday trips by fiscal year-end, slightly over the budget of 429,695. Although this estimate is approximately 2.9% higher than FY15 ridership, the growth rate represents a substantial slowdown from the 6% growth seen in recent years. For FY17, weekday trips are expected to grow by 2.3% to 445,441, with approximately 2,000 weekday exits expected at the new Warm Springs/South Fremont Station. As with other newly opened BART stations, ridership is expected to start low and grow rapidly over the first few years of service. While the continuation of this overall ridership growth trend is encouraging, more in-depth analysis reveals that most of the growth is concentrated in the peak periods and in the highly constrained Transbay corridor. Off-peak trips continue to grow, though at a slower rate, and weekend trips have declined when compared to FY15. As a result of the lower weekend ridership, total annual trips are projected to be on budget at 129.4M in FY16, in contrast with weekday trips, which are projected to be slightly over budget. Both weekday and annual trips are projected to grow 2.3% in FY17 from the FY16 estimate.

FY16  FY17 

($millions) Adopted  Preliminary  $   % 

Rail Passenger Revenue 480.8$              510.0$             29.1$           6%

ADA Passenger Revenue 0.9                    0.9                   0.0 1%

Parking Revenue 30.9                  33.5                 2.5 8%

Other Operating Revenue 26.7                  27.5                 0.8 3%

Sub‐Total Operating Revenue 539.3                571.8               32.5 6%

Sales Tax Proceeds 244.6                249.2               4.6 2%

Property Tax Proceeds 34.7                  38.6                 3.9 11%

State Transit Assistance 16.5                  14.0                 (2.5) ‐15%

Low Carbon Transit Operations Program 6.3                    7.0                   0.7 11%

Measure B / Other 6.2                    6.4                   0.2 3%

Sub‐Total Financial Assistance & Allocations 308.4                315.2               6.8 2%

OPERATING SOURCES SUB‐TOTAL 847.7                887.0               39.3 5%

Federal 5307 Grant ‐ MTC Rail Car Fund Swap 52.7                  47.1                 (5.6) ‐11%

 CAPITAL SOURCES 664.8                876.3               211.5 32%

TOTAL OPERATING & CAPITAL SOURCES 1,565.2             1,810.5            245.3 16%

                Change

 FY15 Actual 

 FY16 

Adopted 

 FY16 

Estimate  

 FY17 

Preliminary 

Average Weekday Trips 423,120          429,695          435,500          445,441         

Total  Annual  Trips  (M) 126.0              129.4              129.4              132.4             

vs FY15 vs FY15 vs FY16 est

Average Weekday Trip Growth 1.6% 2.9% 2.3%

Total  Annual  Trip Growth 2.7% 2.7% 2.3%

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Page 15: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

Through February of FY16, weekday ridership increased by 2.7% compared to the same period in FY15. Due to the scale and one-time nature of Super Bowl 50 activities, this growth rate excludes the first week of February 2016, when Super Bowl 50-related festivities in downtown San Francisco added over 600,000 trips to the week of ridership. In fact, Super Bowl 50 events led to BART’s highest ever average weekday ridership of more than 446,650 in February. The above graph shows the monthly average weekday ridership in FY16 compared to FY15, with February 2016 adjusted to exclude the one-time impact of Super Bowl 50.

Through February of FY16, average Saturday and Sunday ridership has decreased by 3.2% and 4.2% respectively. Weekend trips fluctuate due to a variety of factors including the number of special events, BART weekend track maintenance closures, weather, gas prices, and whether Bay Area sporting teams are in playoff events. Estimates for FY16 and FY17 weekend ridership, which accounts for just 15% of total annual BART trips, take into account the reduced level of weekend ridership.

As with the average weekday trip data, these growth rates exclude Super Bowl 50 related events, which for a single Saturday in February, resulted in BART’s all-time Saturday record of nearly 420,000 trips.

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Page 16: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

 

Since FY14, the Transbay market began to account for more than 50% of all BART trips. BART’s Transbay market, as a share of all trips, has increased steadily by roughly 1% per year, putting additional pressure on BART’s most constrained corridor. Over the same period, BART’s East and West Bay market share have been declining by half a percent annually. Through the second quarter of FY16, the Transbay market accounts for 53.4% of all trips while the East and West Bay account for 26.2% and 20.4% respectively.

In addition to ridership, rail fare revenue has also grown substantially over the past few years. Beyond expected revenue growth from the increasing number of riders, fare revenue growth has also been fueled by a steady increase in the net average fare paid per rider, above and beyond implemented fare increases. Some of the increase in fare revenue is due to stronger growth in Transbay trips, which have a higher average fare of approximately $4.50, as compared to the systemwide average of $3.75. Increasing Transbay trips and the associated higher fare has helped increase BART’s systemwide average fare. Fare revenue projections for FY17 have been adjusted to include the new, higher systemwide average fare and a full year of the January 2016 fare increase of 3.4%. To help fund the system’s extensive capital needs, the program of small regular inflation-based fare increases was renewed in 2013, with all incremental fare increase revenue dedicated to BART’s "Big 3" capital needs. The fare increase amount is determined by averaging national and local inflation over a

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two-year period and then subtracting 0.5% to account for productivity improvements. Two increases to-date, January 1, 2014 and January 1, 2016, are currently projected to generate $35M in FY17. The next fare increase is planned for January 1, 2018. Overall rail fare revenue for FY17, including the incremental fare increase revenue, is estimated at $510M. Passenger revenue also includes $0.9M for Americans with Disabilities Act (ADA) paratransit fare revenue.

Parking Fee Revenue BART generates revenue from daily and permit parking fees charged at its 33 stations with parking facilities. Under a demand-based approach to pricing parking, daily parking fees are re-evaluated every six months. Costs for permits and fees may either increase or decrease, depending upon whether the facility's utilization is above or below 95% capacity. There is a daily fee maximum of $3 at all stations, with the exception of West Oakland Station, which does not have a cap and is currently at $7. Parking fees have now reached the $3 daily fee limit at 27 of the 33 stations with parking. The FY17 parking revenue budget is $33.5M. Incremental revenue raised from the demand-based parking fee program, first implemented in 2013, is dedicated solely for investments in station access, station rehabilitation, and station modernization. Programs and projects funded by the increased parking revenue consist of both operating and capital efforts, some of which are one-time in nature and others ongoing. Approximately $14.5M of the FY17 parking revenue is generated by the demand-based parking fee program to fund access projects. Approximately $8.0M of the $14.5M is to continue access improvement projects implemented in prior years, such as additional station cleaners and station improvement efforts. The remaining approximately $6.5M will fund new programs in FY17, as described in the Initiatives section.

Other Operating Revenue BART also generates operating revenue from non-passenger sources, the value of which is expected to be $27.5M in FY17. The two largest sources are the Commercial Communications Revenue Program (CCRP) and advertising, budgeted at $10.0M and $9.7M, respectively. Smaller revenue sources include

Passenger Fare Revenue($millions)

Adopted Preliminary Change %

Rail Passenger Revenue  $   453.8  $   474.6  20.8$     5%

Incremental Fare Increase Revenue          27.0          35.4            8.4  31%

Subtotal, Rail Fare Revenue        480.8        510.0          29.1  6%

ADA Paratransit Revenues            0.9            0.9            0.0  1%

TOTAL  $   481.7  $   510.8  $      29.1  6%

Budget

FY17FY16

Parking Revenue($millions)

Adopted Preliminary Change %

Daily  $      21.2  $      23.8  2.5$        12%

Monthly Reserved             7.4            7.8            0.5  6%

Single Day Reserved            1.2            1.3            0.1  11%

Airport/Long Term            0.9            0.6          (0.2) ‐26%

Coliseum Event Parking*            0.2  * 

TOTAL  $      30.9  $      33.5  $        2.5  8%

* FY17 Coliseum Event Parking included in Other Operating Revenue

Budget

FY16 FY17

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fines and forfeitures, building and ground leases, concessions, and other miscellaneous revenues. The CCRP is now managed by the Office of the Chief Information Officer (OCIO). Although gains in FY16 were substantial, the projected revenue increase did not meet the $5.5M growth expectation to meet the $12.1M budget, and instead are estimated to grow by only $3M due to an inability to meet the resource demands of BART’s clients. In FY16, the OCIO filled two vacant positions in CCRP and the division is now fully staffed. In FY17, the OCIO will work with the Office of General Counsel to implement a more efficient deal processing workflow to expand the District's capacity for revenue generation and process the back-log of pending revenue agreements. The District anticipates that base revenues in CCRP will grow by at least 3.5% in FY17 from the FY16 estimate. Parking citation revenue, noted as fines and forfeitures, is budgeted at $3.3M in FY17, an increase of $1.8M, as a result of additional dedicated parking enforcement officers and also because of higher fines for parking citations, which were approved by the BART Board in early 2016. Building and ground lease revenue is received from leasing vacant parcels and from Special Entrance Agreements at Powell Street Station that provide access from the station to the shopping center entrance. The budget for FY17 is $1.1M.

Tax and Financial Assistance Sales Tax Revenue A dedicated 75% share of a one-half cent sales tax levied in the three BART counties (San Francisco, Alameda and Contra Costa) is BART’s second largest source of revenue after passenger fares. The remaining 25% is split equally between AC Transit and the San Francisco Municipal Transportation Agency (SFMTA). BART’s sales tax base is generally diverse, and data from the State Board of Equalization indicates that the largest economic segments driving BART sales tax include restaurants, retail, and new auto sales, all of which are susceptible to Bay Area economic cycles. Annual sales tax growth for the five years prior to FY16 ranged from 5 to 9%, but a return to a more sustainable, long-term rate was anticipated for FY16, with a budgeted growth of 4.0%. Subsequent to the budget adoption in June 2015, the fourth quarter of FY15 came in substantially under budget, with just 0.1% growth, lowering the results for FY15 and increasing the growth FY16 needed to stay on budget to 4.9%. With three quarters of actual FY16 data, sales tax is $1.7M below budget and has grown just 3.0%. Currently, FY16 is projected to end the year at $241M, which is $3.6M below the adopted budget. Based upon the FY16 results and the slowing growth rate over the past four quarters, FY17 is projected to grow 3.4% to $249.2M. Although sales tax growth has been extremely strong since the end of the recession, most regional economic forecasts anticipate Bay Area sales tax growth to settle

Other Operating Revenue ($millions)

Adopted Preliminary Change %

Telecommunications  $      12.1  $      10.0  (2.1)$      ‐17%

Advertising            9.2            9.7  0.6 6%

Fines and Forfeitures            1.5            3.3  1.8 121%

Building and Ground Leases            1.1            1.1  0.0 4%

Other            2.9            3.3  0.4 16%

TOTAL  $      26.7  $      27.5  $        0.8  3%

FY16 FY17

Budget

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down to a more sustainable growth rate of around 3% to 4% for FY17 and beyond. Property Tax Revenue Property tax revenue is derived from a statutory portion of the 1% ad valorem-based general levy in each of the three BART counties1. This legacy property tax was originally enrolled in 1957 to fund planning and pre-development costs associated with construction the original BART system, and since then was permanently dedicated to fund ongoing operating needs. Since the BART tax is a small, fixed percentage of tax based on assessed property values, it has increased over the years with rising property values. County assessors are responsible for assessing the value of each home, as well as other residential and commercial property on January 1 of each year. That value is used to set the property tax bill that is due in December of that year and April of the following year. Although the actual BART property tax rate varies between the multitude of distinct tax rate areas which exist within each of the three counties, in FY16 BART's share of the 1% averaged approximately $6 per each $100,000 of assessed value. BART FY16 property tax revenue is projected to end at $36.4M ($1.7M, or 4.8% over budget), and FY17 is expected to grow an additional 6% to $38.6M. State Transit Assistance State Transit Assistance (STA) is based upon revenue generated by actual receipts from the sales tax on diesel fuel. In June 2015, BART’s adopted budget for FY16 assumed $16.5M of STA funds, but declining diesel prices prompted the Metropolitan Transportation Commission (MTC) to adopt a revised STA estimate in September 2015, which resulted in a reduced $13M estimate for FY16. The Governor’s proposed FY17 Budget estimates statewide STA at $315M, with $122M directed to the Bay Area. Recently, MTC raised concerns that the state forecast may be too optimistic, as it assumes future increases to the price of diesel fuel. In addition, in 2015 the State Controller’s Office (SCO) implemented substantial changes to the revenue-based portion of the STA program due to a legal challenge from several unnamed transit agencies. The SCO changes have significantly altered the total funding Bay Area operators are eligible to receive. Furthermore, the SCO now allocates STA to a region, not to individual operators. MTC, BART and other STA recipients are in the process of interpreting and understanding these changes. Due to this substantial change in the process, MTC is not able to issue revenue-based STA estimates for FY17 at this time. BART is estimating a slight increase to $14M as a placeholder value for the FY17 Preliminary Budget. If new information is available before adoption of BART’s final FY17 budget, the STA revenue forecast will be revised. Low Carbon Transit Operations Program BART anticipates receiving funding from the Low Carbon Transit Operations Program (LCTOP), one

                                                            1 BARThasaseparatetaxlevyforseismicretrofitgeneralobligationbonddebtservice.FortheFY16taxyear,theenrolledrateis$2.60per$100,000ofassessedvalue. 

Sales Tax and Property Tax Proceeds

($millions)

FY11            180.8  8.6%               29.5  ‐2.0%

FY12            195.2  8.0%               29.7  0.6%

FY13            208.6  6.8%               31.3  5.3%

FY14           221.1  6.0%               32.5  3.8%

FY15           233.1  5.4%               34.3  5.7%

FY16 Adopted             244.6  4.9%               34.7  1.1%

FY16 Estimate             241.0  3.4%               36.4  6.0%

FY17 Preliminary    $        249.2  3.4%  $          38.6  6.0%

Year 

Change

Property 

Tax

Actual

Year 

ChangeSales Tax

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of several programs of the Transit, Affordable Housing, and Sustainable Communities Program (Senate Bill 862) established in 2014 by the California Legislature. The LCTOP provides transit agencies with operating and capital assistance for programs to reduce greenhouse gas emissions and improve mobility and prioritizes serving disadvantaged communities. The Governor’s budget initially estimated state-wide LCTOP funds at $100M for FY16, resulting in $6.3M for BART. In September 2015, the state revised its FY16 estimate down to $75M and BART’s share was reduced to $5.6M. In addition, starting in FY16, the state will only pay out 75% of available LCTOP funds and will carry forward 25% for release in each subsequent fiscal year. For FY17, the state is currently estimating $100M of LCTOP funds state-wide. Based upon this increase, and the 25% carry forward, BART is assuming $7.0M in LCTOP funds for FY17. However, the state uses the STA shares to determine the amount of LCTOP an operator should receive. As STA allocations are currently uncertain as described above, BART’s FY17 LCTOP will be revised if new information is available before adoption of the final budget. BART plans to program FY17 LCTOP funds to help offset the $45M annual allocation to the new Rail Car Program. This allocation is separate from the incremental fare increase revenue allocation to the “Big 3” projects. The new rail cars will increase BART’s capacity, with additional riders on transit reducing greenhouse gases. Other Assistance Other Assistance to BART in FY17 includes $0.9M paid by Caltrain for the Millbrae Station Use, Operations, and Maintenance Agreement, $0.9M in federal funds for the Strategic Maintenance Program, and $80,000 from Contra Costa County’s Measure J sales tax measure. BART is also budgeting $2.6M and $1.9M from Alameda County’s Measure BB and Measure B, respectively, which will be used for paratransit and transit operations in Alameda County.

5307 Funds (Rail Car Fund Swap from MTC) MTC allocates Federal Section 5307 Urbanized Area Formula Grant funds to BART for preventive maintenance work. Through an agreement with MTC, BART spends the federal funds and returns an equivalent amount of BART funds that MTC places in an interest-generating reserve account to help MTC fund its share of the new rail cars. There is no net impact to BART’s operating budget bottom line as the Section 5307 funds are merely swapped for other funds. Including the $47.1M budgeted for FY17, a total of $386M has been directed to the MTC reserve account since FY07.

Other Assistance($millions)

Adopted Preliminary Change %

State Transit Assistance (STA)  $      16.5  $      14.0  (2.5)$      ‐15%

Low Carbon Transit Operations Program            6.3            7.0  0.7         11%

Measure B/Other            5.4            5.6  0.2         3%

Millbrae UOM            0.8            0.9            0.0  2%

TOTAL  $      29.1  $      27.4  $      (1.6) ‐6%

Budget

FY16 FY17

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5. Operating Uses

Operating Uses includes two main categories: Operating Expenses, which are expenses related to operating the system, and Debt Service and Allocations, which include debt service payments and allocations to fund capital projects and allocations for other purposes. Operating Uses increase by $39.3M or 5% overall in FY17. The majority of the increase is due to impacts to the “base” budget for operating expenses such as contractual wage increases, higher benefit costs, non-labor inflation, one-time costs and other factors.

Labor: Wages and Benefits Labor and benefit expenses are projected to total $500.8M2 in FY17. The FY17 labor and benefit budget includes the following increases in wages and pension contributions:

Represented and Non-represented employees receive the same wage increase and contribute the same percentage for pension; however, the schedule for Non-represented employees lags Represented by six months.

                                                            2 This excludes $2.4M in OPEB Unfunded Liability expenses. 

Operating Uses($ millions) FY16 

Adopted

FY17 

Preliminary$ %

Labor $468.7 $500.8 $32.1 7%

OPEB Unfunded Liability 2.5 2.4 (0.0) ‐2%

ADA Paratransit 13.6 14.2 0.6 5%

Purchased Transportation 13.1 13.8 0.7 5%

Power 40.3 41.0 0.7 2%

Other Non‐Labor 117.9 120.5 2.6 2%

OPERATING EXPENSES TOTAL 656.1 692.7 36.6 6%

Debt Service 50.3 52.7 2.4 5%

Allocation ‐ Capital Rehabilitation 52.4 43.5 (9.0) ‐17%

Allocation ‐ Rail Car Sinking Fund 45.0 45.0 0.0 0%

Allocation ‐ Priority Capital Programs 27.0 35.4 8.4 31%

Allocation ‐ Stations & Access Projects 5.5 5.2 (0.3) ‐5%

Allocations ‐ Other 1.6 1.7 0.0 3%

Allocation ‐ Rail Car Project from SFO Net Result 12.2 13.3 1.0 8%

DEBT SERVICE AND ALLOCATIONS TOTAL 194.1 196.8 2.7 1%

OPERATING USES TOTAL $850.2 $889.5 $39.3 5%

Budget Change

Wage and Pension Contribution Increases

7/1/16 1/1/17

Wage Increases

Non‐represented employees 3.72% ‐               

Represented Employees ‐                  4.22%

Pension Contribution Rates 7/1/15 7/1/16 1/1/16 1/1/17

Non‐represented employees 2.00% 3.00% ‐                  ‐              

Represented Employees ‐                  ‐                3.00% 4.00%

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A total of 76.1 positions3 are proposed to be added in the FY17 budget, including: • 10.1 FY16 midyear operating position additions4 • 6 FY16 midyear capital position additions5 • 46 for eBART for pre-revenue service testing and training • 4 for new budget initiatives • 10 for new Stations/Access projects

Silicon Valley Berryessa Extension (SVBX) additions for pre-revenue service testing and training are being finalized with Santa Clara Valley Transportation Authority (VTA) and will be included with the proposed adopted budget. Per the terms of the agreement governing construction and operation of the extension, these positions will be cost-neutral to BART. In addition, the capital headcount will change pending the finalization of the capital budget.

                                                            3 The 76.1 positions is the total added by the end of the year. It does not include the weighted impact of partial year positions (e.g., if a position is added on 1/1/17 it is listed as 1.0 FTE, rather than 0.5 FTE). 4 The 10.1 operating position additions include 4 transportation admin specialists for the Crew Office, 8 train operators (including 1 foreworker) for the increase in service on the red and yellow lines, 1 FTE in operations planning, less a reduction of 2.9 FTE in RS&S and Transportation. 5 The 6 capital position additions include 1 Transportation Supervisor for new car testing, 1 Program Manager for the RAILS project, and 4 positions (1 Transportation Operations Manager, 1 Manager of Transportation Operations Support, 1 Senior Administrative Analyst, and 1 Principal Administrative Analyst) that were created for various projects in FY16.

Headcount Summary

Operating Capital

/Reimb

Total

FY16 Adopted Budget 3,221.6      524.8   3,746.4   

FY16 Adjustments 10.1            6.0        16.1         

eBART ‐              46.0     46.0         

FY17 New Initiatives 4.0              ‐       4.0           

FY17 New Initiatives ‐ Stations/ 10.0            ‐       10.0         

Total Adjustments 24.1            52.0     76.1         

FY17 Preliminary Budget 3,245.7      576.8   3,822.5   

FTE

Labor (Wages and Benefits)($ millions) FY16 

Adopted

FY17 

Preliminary* $  %

Wages $326.9 $351.9 $25.1 8%

Overtime 16.2 18.4 2.2 14%

PERS Pension 69.8 77.8 8.0 11%

Other Pension 10.6 11.1 0.4 4%

Retiree Medical 28.0 25.0 (2.9) ‐11%

Medical 69.3 75.5 6.1 9%

Worker's Compensation 16.4 16.9 0.4 3%

Capital Labor Credits (91.3) (102.5) (11.1) 12%

Other Labor** 25.3 29.2 3.8 15%

OPEB Unfunded Liability 2.5 2.4 (0.0) ‐2%

NET LABOR $471.2 $503.2 $32.0 7%

Budget Change

*The changes in wages & benefits includes the increase of 76 additional positions.

** Other labor comprised of Vision, Dental, Medicare, Life Insurance, Disability, Unemployment, 

Meal and Uniform Allowances, Temp Help, and Employee Wellness Benefits.

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The increase in individual line items in the summary includes the cost of the 76 proposed new positions. However, 52 of the positions are capital so the net operating labor cost is offset by the increase in capital labor credits. Pension and medical costs also increase due to rate increases for FY17. The Annual Required Contribution (ARC) for retiree medical declines due to a change in a key actuarial assumption, which is explained in the Retiree Medical section below. Other Labor increases are primarily driven by substantial anticipated rate hikes in life insurance. PERS Pension The California Public Employee Retirement System (CalPERS) administers and determines funding rates for the pension plan, which includes separate plans for Safety and Miscellaneous employees.6 PEPRA In 2012, the State Legislature passed Assembly Bill (AB) 340, the California Public Employees’ Pension Reform Act (PEPRA), which affects employees who began employment on or after January 1, 2013.7 PEPRA employees are subject to: (a) reduced retirement formulas, (b) required employee contributions, and (c) capped compensation. In 2013, the U.S. Department of Labor (DOL) declined to certify federal grants to transit agencies in California under Section 13(c) of the Urban Mass Transit Act on the grounds that PEPRA interfered with collective bargaining. The Federal District Court overruled this decision and PEPRA became effective on December 30, 2014.8 Subsequent to the ruling, DOL again refused to certify grants on alternative grounds. This is, again, being challenged in Federal District Court and it is anticipated that a decision will be issued in 2016. If the DOL prevails, represented transit employees may ultimately be found to be exempt from the provisions of PEPRA and the District will be required to reimburse affected employees. Although the DOL had taken the position that it could not certify grants to transit agencies, it did agree to certify those grants under certain terms and conditions. The District in 2015 was certified to receive $90M in grant funds after the District agreed that it would either refund the grants funds or return its employees to their pre-PEPRA status in the event that the DOL prevails. For FY17, the forecasted PERS pension expense (employer plus BART-paid employee share) is estimated to be $77.8M, an $8.0M or 11% increase compared to $69.8M budgeted in FY16. Of the $77.8M, the estimated employer share is $67.9M and the BART-paid portion of the employee share is $9.9M. The increase is caused by a combination of higher wages, increases in employer contribution rates and the proposed increase in positions.

                                                            6 Safety employees include police and Miscellaneous employees are all other employees in the District. 7 PEPRA does not apply to those who were employed by another PERS or reciprocal agency within six months prior to their hire date. 8 The State of California (for Caltrans) and the Sacramento Regional Transit District filed litigation in federal court seeking to overrule the DOL. In FY14 the California Legislature passed AB1222, which temporarily exempted represented transit employees from PEPRA and reinstated transit agencies’ eligibility for receipt of federal funds. On December 30, 2014, a Federal District Court granted summary judgment in favor of the State, and on February 25, 2015 CalPERS issued a circular (Circular Letter No.: 200-006-15) that specified: (a) represented employees hired on or after January 1, 2013 and before December 29, 2013 would be subject to PEPRA beginning December 30, 2014, and (b) all new represented employees hired on or after December 30, 2014 would be subject to PEPRA. Non-represented employees hired on or after January 1, 2013 have always been subject to PEPRA as they are not covered by Section 13(c) of the Urban Mass Transit Act.

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Pursuant to the FY13-FY17 labor contracts, on July 1, 2013 employees began paying for an annually increasing portion of the PERS employee contribution. Prior to this date, the District funded the entire employee contribution as a benefit to employees.9 In FY17, the District will pay $9.9M of the required CalPERS employee contribution for non-PEPRA employees. PEPRA employees will pay 100% of the required employee contribution as stipulated by PEPRA.

The historical trend of increased employer share pension rates is expected to continue. CalPERS has gradually implemented more conservative actuarial and investment return assumptions and rate “smoothing” policies designed to reduce volatility from year to year and to ensure the long-term health of the pension fund. The table below shows the CalPERS projections for employer contribution rates for the next five years.

The pension unfunded liability for the Miscellaneous Plan decreased from $352M for FY16 to $310M for FY17, and the funding ratio increased from 80% in FY16 to 84% for FY17. The pension unfunded liability for the Safety Plan increased slightly from $86M in FY16 to $90M for FY17, but the funding ratio improved from 65% in FY16 to 67% in FY17. About half (8.3%) of the Misc. Plan employer rate and over half (31.4%) of the Safety Plan employer rate goes to paying down the unfunded liability.

                                                            9 For non-PEPRA employees, the employee share contribution rates are fixed by CalPERS and will remain at 9% for the Safety Plan and 7% for the Miscellaneous Plan. The phase-in of represented employees paying a portion of the employee contribution coincides with contractual salary increase dates. The schedule and total employee contribution rate is:

FY14: 0.5% on 7/5/13, 1% on 1/1/14  FY15: 2% on 1/1/15   FY16: 3% on 1/1/16   FY17: 4% on 1/1/17  

Non-represented employee contributions follow a similar schedule, but delayed six months to coincide with their scheduled wage increase dates. 

Employer Contribution Rates

FY16 FY17 FY18 FY19 FY20 FY21 FY22

Safety 51.60% 56.50% 60.10% 63.70% 67.30% 68.60% 69.30%

Miscellaneous 14.80% 16.40% 18.10% 19.70% 21.40% 21.80% 22.30%

Actual Projected

FY17 PERS RatesSAFETY MISC BUDGET

Employer Rate‐ Non‐PEPRA 56.474% 16.383% 50,303,019$       

Employer Rate ‐ PEPRA 56.747% 16.383% 17,555,451         

Employee Rate ‐ Non‐PEPRA

Paid by District 5.500% 3.700%* 9,909,115           

Paid by Employee 3.500% 3.300%*

Employee Rate ‐ PEPRA

Paid by Employee 13.000% 6.250%

Total Paid by District 77,767,586$       *The miscellaneous employee rate is a blended average of non‐represented 

and represented employees. The District pays 4% for non‐reps and 3.5% 

(Fiscal Year average) for other miscellaneous. The employees pay the 

remainder of the total required rate of 7%. 

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PERS amortizes different portions of the liability over different periods of time, for example all new gains and losses since the June 30, 2013 valuation are recognized over a fixed 30-year period, while changes in the liability due to actuarial assumptions are amortized separately over a 20-year period.

Other Pension Benefits In addition to the PERS pension, the District also contributes to a supplemental qualified retirement pension plan, the Money Purchase Pension Plan (MPPP), which is a 401(a) type plan. The District contribution consists of 6.65% of base wages, but contributions are capped at an annual amount of $1,868.65 per employee. The total District MPPP is projected to be $7.2M in FY17. An additional 1.627% of wages is also contributed for all employees except sworn police. Per the 2013-2017 labor agreements, the following is deducted from this portion of the contribution:

0.0888% is withheld as per the current labor contracts An additional $37/month for represented employees in AFSCME, ATU and SEIU10 is

deducted and included as a contribution towards medical insurance. The District’s total estimated net cost for the additional 1.627% MPPP after these deductions in FY17 is $3.9M. Active Employee Medical Insurance In FY17, the District cost of medical insurance plans for active employees is projected to be $75.5M, an increase of $6.1M or 9% over the FY16 adopted budget. The 2017 estimated health insurance premium rate increase is 7% over 2016.11 To offset a portion of the District’s medical insurance costs, the FY14-FY17 labor contracts include provisions to gradually increase the employee contributions:

All employees are subject to the scheduled 3% annual contribution increase – an additional $3.02 per employee per month starting on January 1, 2017

Non-represented employees pay the additional $37 per month directly in their medical contribution

AFSCME, ATU, and SEIU members “redirect” $37 per month of the District’s MPPP contribution to contribute towards medical insurance costs (see “Other Pension Benefits” section)

BPOA and BPMA12 members pay an additional $44 per month directly in their medical contribution

                                                            10 AFSCME – American Federation of State, County, and Municipal Employees; ATU – Amalgamated Transit Union; SEIU – Service Employees International Union. 11 Overall weighted average premiums increased by 6.9% from 2015 to 2016. Health insurance rates are known for the first half of FY17 (CY16), and estimated for the second half (CY17). Blue Shield and Kaiser are the District plans with the largest employee enrollment; these plans have increases of 9.4% and 4.48%, respectively. 12 BPOA – BART Police Officers’ Association; BPMA – BART Police Management Association. 

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Retiree Medical The District’s retiree medical cost is the amount of the Annual Required Contribution (ARC)13 which covers insurance premiums for current retirees and builds funds into a retiree medical reserve to cover payments for current employees and the long-term liability. Retirees pay the same medical contribution as active employees, including the increase of $37 per month paid directly by the retirees in the form of a higher monthly contribution. The FY17 retiree medical budget is based on the District’s actuarial report.14 Retiree medical costs are projected to be $25M which is an 11% decrease from previous year. The actuarial study included a comprehensive review of participation rates for both retirees and spouses which resulted in a reduction of the overall participation assumption from 92% to 89%, which is the primary reason for the decrease from FY16. The retiree medical unfunded liability decreased from $129M for FY16 to $111M for FY17, and the funding ratio increased from 61% in FY16 to 67% for FY17. The District began paying the full ARC in FY14 after “ramping up” with increasing trust contributions from FY06 – FY13. The retiree medical funding plan follows a 30 year “closed” amortization schedule, with the unfunded liability scheduled to be paid off by 2034. Retiree medical required funding levels have remained relatively steady over the past five years, with one of the contributing factors being relatively lower cost increases for Medicare health plans compared to basic health plans for employees under 65. Workers Compensation The District is self-insured for workers compensation and maintains a reserve for outstanding losses based on annual actuarial reports. Annual funding is calculated as a percent of wages and budgeted each year as part of the labor and benefit budget, and if needed the claim reserve account is supplemented at the end of each fiscal year. The FY17 budget is $16.9M15, $0.5M higher than FY16. The relatively modest 3% increase is driven by the annual increase in wages, which is offset largely by the actuarial projection of estimated unpaid liabilities and ultimate loss rate. In addition, per the actuarial report, recent regulatory reform may reduce the cost of providing medical services for workers compensation. At this point, it appears that the impact of the reform will be neutral or positive for BART. The actuaries will continue to true up estimates as the reform’s impact becomes clearer. After several years of having to significantly increase the balance of the reserve with supplement funding supplied at year-end, the requirements have stabilized and it is projected that there are sufficient funds to meet actuarial reserve requirements for the current fiscal year and FY17.

                                                            13 Determined by the actuary 14 received February 2016 15 Based on the October 2015 actuarial report 

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Traction & Station Power Electrical traction and station power is projected to be $41.0M in FY17, an increase of $0.7M or 1.7% above the adopted FY16 budget. Due to the expiration of most existing power arrangements on December 31, 2016, the FY17 power budget includes some uncertainty. Although the replacement agreements are not in place at this time and are currently being negotiated, the following reasonable assumptions can be made:

Transmission costs are expected to increase by more than 50% (included in this increase are regulatory pass-through costs currently paid separately.)

Distribution delivery costs are not expected to change substantially, as BART currently pays retail distribution cost components.

Costs for electric power are expected to be lower overall than current costs. o Current power contracts including 1) preference power purchases from the Western

Area Power Administration, 2) the Gridley solar farm, and 3) the Lake Nacimiento hydroelectric project will continue uninterrupted beyond December 31, 2016.

o New power purchases to be entered into directly, under the statutory authority granted by SB 502, are expected to provide stable, long-term power supplies. BART will also pursue on-site renewable projects as appropriate.

Purchased Transportation BART’s cost of purchased transportation is projected to be $28.0M in FY17, an increase of $1.3M over the adopted FY16 budget.

Paratransit BART participates in the East Bay Paratransit Consortium (EBPC) for service in the East Bay and pays Muni for a share of paratransit services in the West Bay. BART also provides funding to other local bus operators in the BART service area. Paratransit expenses are estimated to be $14.2M in FY17, an increase of $0.6M, or 5%, over the adopted FY16 budget. These costs include vehicle and fuel costs, as well as wage increases to retain and recruit more drivers and staff. Ridership has increased to levels

Traction & Station Power($ millions) FY16 

Adopted

FY17 

Preliminary$ %

NCPA, Western, BART Power Supply 26.2$       25.9$         (0.3)$        ‐1%

Transmission Services 4.8            7.5              2.7            56%

Distribution Services 6.5            6.7              0.2            3%

Regulatory Pass‐Through Costs 0.4            ‐              (0.4)          ‐100%

NCPA Member Expenses 0.8            0.9              0.1            13%

AB32 GHG Costs 1.6            ‐              (1.6)          ‐100%

TOTAL 40.3$       41.0$         0.7$          2%

Budget Change

Purchased Transportation($ mill ions) FY16 

Adopted

FY17 

Preliminary $ %

Paratransit 13.6$       14.2$          0.6$      5%

Muni Purchased Transportation 3.2            3.4               0.1        5%

AC Transit Feeder Agreement 3.4            3.6               0.2        5%

Late Night Bus Service 0.7            0.7               0.0        2%

Purchased Transportation ‐ OAC 5.7            6.1               0.4        6%

TOTAL 26.7$       28.0$          1.3$      5%

Budget Change

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seen before the economic downturn, which has resulted in higher paratransit costs. Passenger demand for service on EBPC is budgeted at 739,000 passenger trips for FY17, a 2% increase in ridership from FY16 expected levels. San Francisco Municipal Transportation Agency/AC Transit Feeder Agreements BART has agreements with the SFMTA and AC Transit which link the annual Purchased Transportation (Feeder) payments to the rate of change in riders transferring between BART and the local operators and to changes in Bay Area inflation. The AC Transit agreement also includes a provision whereby 10% of the overall payment will be retained by MTC and used towards fare coordination efforts between the two agencies. A pilot project to study rider impacts of two different transfer discounts (15% BART discount with the purchase of an AC Transit monthly pass and a $1 single transfer discount) is currently underway. The FY17 budgeted payments are $3.4M for SFMTA and $3.6M for AC Transit, a combined increase of $0.3M over FY16. Late Night Bus Service The District will continue its partnership with AC Transit to provide a late night bus service during the nighttime hours, when BART trains are not in operation and daily track maintenance is being performed. In FY17, the Late Night Bus Service budget is $0.7M, a 2% increase from FY16. BART-to-OAK BART service to the Oakland International Airport opened in November 2014 and will be operated and maintained (O&M) for 20 years by a private contractor, Doppelmayr Cable Car (DCC). The FY17 estimated O&M cost is $6.1M.16 In its first year of operation, OAK experienced a 33% increase in ridership over the AirBART bus service. Current average weekday ridership is 2,800 trips, about 7% growth over the first few months of service.

Other Non-Labor Other Non-Labor for FY17 is $120.5M, or $2.5M higher than the FY16 Adopted Budget. The increase includes:

• Expense increases for county filing fees of $2.0M for GO Bond and $1.0M District Board of Director elections

• Building rental expenses increase of $1.3M • A 2% escalation factor applied to FY16 non-labor, resulting in an increase for FY17 of $1.2M

Offsetting decreases for FY16 one-time expenses, including: • Professional and technical services net decreases of $2.5M • Property damage insurance decreases of $0.3M • Other non-professional service decreases of $0.2M

Major Other Non-Labor account groups are described below: • Material Usage includes inventory withdrawals and purchases for required maintenance of

rail cars, such as aluminum wheel assemblies, circuit boards, seat cushions, other materials used to keep cars in use, parts for infrastructure maintenance such as escalators, automated fare equipment, and materials required to keep stations accessible, supplies, etc.

• Professional & Technical Fees include costs for audit and legal services, benefit and insurance administration fees, printing, computer hardware and software service contracts, environmental fees, specialized consulting contracts, professional services contracts, etc.

                                                            16 Based on the contract estimate plus CPI escalation. BART also allocates funds to an escrow account each year which will fund the refurbishment and replacement costs for the system for the 20 year term.  

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• Maintenance, Repair & Other Contracts fund graffiti removal, traction motor rewinds, painting, equipment overhaul, elevator pit cleaning and other maintenance and repair related contracts

• Insurance funding pays for premiums, reserve contributions and self-insured losses for public liability, damage to property and risk-related services 17

• Building Space Rental includes funds for administrative building leases and other lease expenses

• Miscellaneous Other Non-Labor includes utilities, trash collection, natural gas, county filing fees, telephones, credit card and interchange fees, Clipper program fees, miscellaneous supplies, etc.

Debt Service BART issues bonds, backed by the District's dedicated sales tax revenues, to fund capital costs for system improvement and renovation. In FY16 there was a refunding of outstanding 2005 and 2006 revenue bonds, resulting in savings of $2.3M for FY16 and ongoing annual savings of $3.7M for FY17 and later. A refunding of outstanding 2006A revenue bonds is planned for the beginning of FY17. Operating Allocations to Capital Projects The FY17 Capital Rehabilitation Allocations of $43.5M are described below. The FY17 amount is $9.0M less than FY16, due to the completion of a two-year right-of-way fencing project and a three-year cyber security program and a $5M decrease in the Operations Control Center Project allocation. The five categories of planned allocations are described below. Capital Rehabilitation Allocations of $43.5M consist of:

• Baseline allocation of $23.2M for capital investment to serve as local match for federal grants or to fund ongoing capital projects for which grants are not typically available, such as stations and facilities renovation, inventory buildup, non-revenue vehicle replacement, tools and other capitalized maintenance.

• Allocations of $8.4M to fund the eBART Project’s pre-revenue service hiring, training and expenses. The project, scheduled to begin revenue service in FY18, will use Diesel Multiple-Unit (DMU) technology. Different from the rest of BART’s system, eBART will require different union job classifications to operate and maintain. In FY17, 46 new positions will be phased in over the fiscal year to support eBART training and implementation needs before the start of revenue service.

• Allocations of $6.0M replace an equal amount of Prop 1A High Speed Rail bond funds shifted to the Hayward Maintenance Complex (HMC) project, with $5.0M directed to the Operations Control Center and $1.0M to the Millbrae Tail Track project.

• Total allocations of $3.4M to Train Control Room Battery Replacement (three-year program, FY15-FY17) and the Train Control UPS Renovation (five-year program, FY15-FY19).

• A total of $2.5M to fund the C-car window project and an update to the Enterprise Resource Planning Systems, as discussed in the Initiatives section, and a small allocation for capital equipment for the BART-to-OAK project.

The Rail Car Sinking Fund Allocation consists of BART’s $298M commitment made in May 2012 to the first 410 cars of the Rail Car Replacement Program. BART has funded the annual allocations from

                                                            17 Non-Labor Insurance does not include active employee health insurance, workers’ compensation, Medicare, unemployment and other insurance categories included in the labor budget.  

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operating funds. With the FY17 $45M payment, BART has funded $257M of the program, leaving a remaining obligation of $41M.

Priority Capital Program Allocations direct incremental fare revenue from BART’s inflation-based fare increase program, effective January 2014, to a fund for BART’s highest-priority “Big 3” capital programs - additional rail cars beyond the original 410 car commitment, HMC and the Train Control Modernization Project. In FY17, the incremental fare increase revenue is projected to be $35.4M. Net positive financial results from operations of the SFO Extension are allocated to a reserve account per the terms of the 2007 agreements relieving SamTrans of financial responsibility for the extension into San Mateo County. Per the terms of MTC’s Transit Core Capacity Challenge Grant Program (Resolution 4123), adopted in December 2013, the first $145M in the SFO reserve account will be directed to the Rail Car Replacement Program. The net positive result for FY17 is expected to be approximately $13.3M. Allocation to Stations and Access Programs are funded by the incremental parking fee revenue generated by BART’s demand-based parking program. The incremental revenue is estimated to be $14.5M in FY17, of which $8.0M will continue funding of station and access programs, including 55 positions, implemented in FY14, FY15 and FY16. The remaining $6.5M is proposed to be allocated to new operating initiatives ($1.6M), most of which is ongoing, and new capital initiatives ($4.8M) that are generally one-time in nature. The FY17 investments include expanded bike and wayfinding programs, additional Community Service Officers, as well as additional staff to improve platform safety and facilitate passenger flow at downtown San Francisco stations during peak commute times. These new projects and programs are detailed in the Initiatives section. Other Allocations include accounting entries of $0.7M to offset an equal amount booked as Other Revenue or Financial Assistance for the Pleasant Hill/Contra Costa Centre and West Dublin/Pleasanton stations and $0.9M to the Capital Asset Replacement Program (CARP) for the BART-to-OAK project. Annual allocations to the CARP will fund future renovation and replacement needs on the BART-to-OAK project. Expenditure of these funds is controlled jointly by BART and the contract provider, Doppelmayr Cable Car (DCC), based upon actual needs for refurbishment and replacement over the twenty years. DCC is required to fund costs in excess of the CARP and any funds remaining at the end of the term belong to DCC.

Allocations($millions)

Revised Preliminary Change %

Debt Service  $      50.3  $      52.7  2.4$        5%

Allocations

Capital Rehabilitation          52.4          43.5  (9.0)       ‐17%

Rail Car Sinking Fund          45.0          45.0  ‐         0%

Priority Capital Programs          27.0          35.4  8.4         31%

Rail Car Project from SFO Net          12.2          13.3  1.0         8%

Stations/Access Projects            5.5            5.2  (0.3)       ‐5%

Other            1.6            1.7            0.0  3%

TOTAL  $   194.1   $   196.8  2.7$        1%

FY16 FY17

Budget

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6. Capital Sources and Uses BART’s FY17 capital program is shaping up to be one of the most significant since construction of the original core system, with the delivery of new rail cars, the continuation of substantial reinvestment in the core system, and the opening of the Warm Springs/South Fremont Station. Consistent with Board policy and direction, staff throughout the organization has focused on efforts necessary to fund and deliver a program of projects to repair and replace critical system infrastructure, improve station access and safety, and accommodate increased ridership. These activities are not only essential to addressing the needs of riders, but are in fact an investment in maintaining and improving the economic and social vitality of the region for all residents. On the funding side, FY17 will mark the culmination of a lengthy and comprehensive process to secure voter approval of a General Obligation Bond to meet a portion of rehabilitation, capacity and access needs. BART’s Board of Directors and staff have dedicated many hours to program development and outreach to educate transportation partners and the general public on the funding need, the focus on renewal, and the accountability and transparency that will be integral to the program. Funding from the measure is essential if BART is to meet the public expectation that it maintains system reliability and to more comprehensively address system capacity improvements. If the measure is successful this November, the funds will be allocated exclusively to the accompanying 2016 System Renewal Program Plan and will help augment future years’ grant funds and BART operating allocations to capital. Substantially increased reinvestment in BART’s capital assets is required to sustain and enhance the BART system for the future. Historically, BART has relied upon federal formula and BART self–help funding, primarily through farebox and sales tax revenues that have been allocated to capital from operating. As federal funding has become stagnate and less reliable, BART has grown dependent on an ever-increasing amount of self-help funding. This practice has its risks by supporting long-term capital investments with revenues that are subject to short-term economic swings as well as potential changes in ridership. Recent events related to BART’s aging infrastructure have supported the reality that the existing revenue stream is neither sufficient nor reliable enough to sustain the capital investment necessary to provide BART’s historically dependable service and increase capacity to meet the region’s growing demand for BART. Although BART has increased its efforts to secure stable capital fund sources through the proposed bond and development of other local and regional sources, BART is also midstream in implementation of a robust capital reinvestment program that will be paid for with committed funds. Since every dollar available to capital is oversubscribed, BART makes every attempt to ensure that its funding is spent wisely. BART’s Strategic Asset Management Plan (SAMP), developed from a basic asset database over the last decade, now provides detailed lifecycle and risk information necessary to allocate limited revenues. The prioritization of initiatives and investments also poses tradeoffs between investing in capital infrastructure replacement and investing in maintenance to extend the life of an asset. The SAMP supplies the data necessary to make these decisions. This allows BART to take a more systematic, risk-focused approach to prioritizing investment of scarce resources for both operating and capital needs.

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As was the case for the last several budget cycles, the FY17 budget is driven primarily by the need to meet established programmatic commitments and maintain the necessary financial capacity to address the most acute emerging and longstanding needs required to maintain the safety and reliability of essential capital assets. As a result, the majority of BART’s FY17 planned capital investment is in System Reinvestment. A summary of BART’s FY17 capital program is shown by program area in the adjacent table18: System Reinvestment BART’s System Reinvestment program is a collection of approximately 153 projects generally categorized as controls and communications, facilities, mainline, rolling stock, and work equipment. At $585M, System Reinvestment covers 67% of BART’s FY17 capital budget. A major component of the System Reinvestment program is the “Big 3” projects -- the Rail Car Replacement Program, replacement and modernization of BART’s train control system, and construction of the Hayward Maintenance Complex (HMC). FY17 will see major progress on the implementation of the “Big 3.” The Rail Car Replacement Program will put new rail cars out on the track serving passengers as BART makes progress toward the replacement of its existing fleet. Likewise, the HMC project will celebrate the delivery of a number of program elements and will initiate the planning and engineering process for the Phase II East Storage component of the overall program. The “Big 3” initiative cost in FY17 is $372M and represents 42% of the FY17 capital budget. Also in the System Reinvestment program are station investments and passenger and worker safety related projects (escalators/elevators, AFC machines, shops, ceiling/roofing and others). System Reinvestment expenditures overall have increased by $219M over FY16 due to prioritization of several reinvestment projects in operational areas of high risk exposure (track condition, traction power transformers and substations, rail tie/switch replacement, wayside equipment and existing train control rehabilitation). Service and Capacity Enhancement The $49M Service and Capacity Enhancement program area includes mainline track improvements such as additional crossover tracks and tail track extension projects. This program area also addresses stations-related projects as improvement and modernization of stations, including Balboa Park and Union City, and additional intermodal, wayfinding and Americans with Disabilities Act (ADA) improvements. The capital investment in service and capacity enhancements complements the substantial operating commitment in this area.

                                                            18 Some projects characterized as System Reinvestment have a role in addressing Service & Capacity Enhancement and Safety & Security needs as well. These include capacity and enhancement improvements, lighting and life safety improvements, water intrusion mitigation, escalator/elevator replacement, station brightening and finish work, canopies, signage and concept design work.  

Program Area $M   

System Reinvestment 584.5        

Service and Capacity Enhancement 48.6          

System Expansion 109.2        

Safety and Security 68.0          

Earthquake Safety 60.6          

Reimburseable/Other 5.5            

Total 876.3$     

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System Expansion System Expansion expenditures are less in the FY17 budget compared to prior years as several expansion projects near completion. Approximately $73M will be directed to eBART, as that two-station project nears completion in FY18. Another $27M of funding is to finalize construction and support start-up efforts on the Warm Springs Extension; plus $6M towards construction support on the Silicon Valley Berryessa Extension (SVBX) project, all of which is reimbursed by VTA. Safety and Security The $68M Safety and Security program area includes projects such as track worker safety barriers to comply with California Public Utilities Commission-issued General Order 175 (GO175) governing roadway worker protection for rail transit workers in California, and security hardening for tunnels and stations. Safety and Security is almost exclusively funded by dedicated grants. While $68M in projects has been categorized in the Safety and Security program area, many projects in other program areas also have passenger and worker safety components. Earthquake Safety The Earthquake Safety Program anticipates $60M in FY17 expenditures. Planned activities focus on A-Line, R-Line, Oakland Spur and the Transbay tube, with program funding derived in its entirety from the proceeds of the 2004 Earthquake Safety General Obligation Bond program. Reimbursable/Other Other remaining capital budget program areas include smaller, fully reimbursed activities sponsored by the Capitol Corridor Joint Powers Authority and other entities contracting with BART for specific purposes. Capital Funding There are significant differences in the budgeting process for capital sources and operating sources. In any given fiscal year, operating sources are generally revenues that are realized and booked within that period but capital sources spent in a given fiscal year often consist of funds committed or obtained over a period spanning several fiscal years. Consequently, the annual capital budget is by definition a balanced "cash flow" since commitments for capital expenditures cannot be made without cash on hand or binding reimbursement agreements. Regardless of the year in which funds are expended, BART pursues most grant funds as part of an annual cycle, in addition to responding to grant and other funding opportunities whenever they materialize. As has been the case in the past, the main source of funding for the District’s capital rehabilitation needs continues to be Federal formula and state of good repair/transit rehabilitation funds that are projected at approximately $100M for FY17. These funds are prioritized and distributed through the Metropolitan Transportation Commission (MTC), usually through multi-year programming commitments such as the triennial Transit Capital Priorities (TCP) program and the “Big 3”-focused Core Capacity Challenge Grant program. Although the majority of Federal funds are committed to system reinvestment activities, this source also provides smaller amounts for access, capacity and enhancement projects as well. As part of a continuing effort to close out older federal formula and transit rehabilitation TCP grants, System Reinvestment in FY17 will see greater expenditures from this source, as these older funds are combined with current TCP funds to pay for planned eligible projects. In the last decade, State funding sources for capital have transitioned from annual allocations from

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the State Transportation Improvement Program to bond-funded programs such as Proposition 1A High-Speed Rail Bonds and Proposition 1B State Transportation and Infrastructure Bonds. Prop. 1A and 1B are one-time sources of funds and have been fully committed. BART anticipates receiving a final amount of $6M in FY17. State Cap-and-Trade Program funds have been authorized through 2020. BART will apply for funds under the Transit Intercity Rail Capital Program (TIRCP), which is a competitive program, pursuing an allocation for the HMC project in the near term and an allocation for the Train Control Modernization Project (TCMP) in the long term. BART also plans to apply for grants under the Affordable Housing and Sustainable Communities Program (AHSC), although the potential funding is substantially less, at about $1M annually. At the local level, funds from the recent passage of Alameda County Measure BB and the modest remaining BART earmarks in existing San Francisco and Contra Costa County sales tax measures, revenue are projected at $20M in FY17. In addition, BART is actively engaged with BART counties to secure a multi-year local contribution to reinvestment and capacity needs for future years. Other projected sources of funds include BART operating allocations and from the BART-sponsored General Obligation Bond Program, which funds BART’s Earthquake Safety Program. In FY17, BART’s operating allocations are approximately $140M, some of which will be spent down in FY17. The balance of capital expenditures is derived from other dedicated sources and targeted grant programs for specific projects and activities. General Obligation Bond BART has been in service for 44 years and has provided more than 3 billion trips. In its FY15 – FY24 Short Range Transit Plan/Capital Improvement Program (SRTP/CIP), BART identified an unfunded 10 year capital need of $4.8 billion. That amount is likely to grow as the infrastructure ages, and BART’s unfunded capital needs span beyond ten years. BART does not secure enough capital funding each year to pay for ongoing capital needs plus adequately reinvest in the system to replace infrastructure. In response to the capital funding shortfall, BART prepared a Draft System Renewal Program Plan (Draft Plan). The Draft Plan provides guidance for BART’s investment to renew its infrastructure and increase capacity. The main goals of the Draft Plan are to make BART safer, more reliable, relieve traffic, alleviate train crowding, and improve access for seniors and people living with disabilities. To fund the Draft Plan, the District is considering a $3.5 billion General Obligation bond measure, which could help pay for a large portion of BART’s need. 90 percent of the Draft Plan is for repairing and replacing critical infrastructure, with the remaining 10 percent for crowding relief, traffic reduction, and expanded access to stations. BART staff has embarked on an extensive educational outreach effort, which will inform the public and key stakeholders about the District's urgent needs to reinvest in the core system. The BART Board of Directors is scheduled to discuss the Draft Plan on May 26, 2016 and will vote to adopt the plan on June 9, 2016.

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7. Initiatives FY17 Proposed Initiatives

Enterprise Resource Planning $0.2 Operating, 2.0 FTE, $1.8 Capital The District will continue modernizing business applications in FY17. This funding is for ongoing advancement of business systems and technology upgrades, including an upgrade for the Enterprise Resource Planning (ERP) Systems for Oracle PeopleSoft Human Capital Management (HCM), Oracle PeopleSoft Financials 9.2, and Oracle Business Intelligence Enterprise Edition (OBIEE). These upgrades allow the District to better address system challenges while developing and maintaining enhanced analytical data and Key Performance Indicators (KPIs). ERP Professional Services will assist in reviewing and improving the District's current business processes to increase efficiencies. Additionally, the District will add 2.0 FTE in FY17, one to support SharePoint and one to support Salesforce. Salesforce currently supports Customer Relationship Management within the Customer Services Department, allowing the District to derive useful intelligence to help shape both service delivery and District policy. Salesforce is now being developed as a tool for the Commercial Communications Revenue Program to help manage the telecommunications contracts and projects, including sales processing, tracking of customer interactions, and sales forecasts and performance. Microsoft SharePoint will replace and modernize the existing Lotus Notes Workflow applications and databases, provide a platform for improved document management and centralization, and ultimately improve collaboration. Recruitment Support $0.5M Operating, 2.0 FTE The District continues to rapidly add new positions to support efforts to increase capacity, fix aging infrastructure, and complete expansion plans. Additionally, the District’s workforce base sustains over a hundred retirements annually. As a result, the District regularly has over four hundred vacancies to fill. The District will add 2.0 FTE in FY17 to support recruitment efforts. An additional $0.2M will fund temporary help and professional and technical services to support the District’s recruitment processes and respond to the critical hiring needs of the District.  

Workforce Development Grant Match $0.3M Operating In August 2015, the U.S. Department of Transportation awarded the District a $750,000 grant under the Federal Transit Administration’s Ladders of Opportunity Initiative. The grant supports the new Transit Career Ladders Training Program designed to meet the District’s future workforce needs by offering 20 employees in non-technical positions an alternative pathway into Electrician and

OPERATING FTE Labor Non‐Labor Total

Enterprise Resource Planning 2.0 $    187,858  $           ‐    $     187,858 

Recruitment Support 2.0       384,500         115,500          500,000 

Workforce Development Grant Match    ‐          250,000                     ‐            250,000 

OPERATING TOTAL 4.0 $    822,357  $     115,500  $     937,858 

CAPITAL Total

Enterprise Resource Planning $  1,812,142 

C‐Car Cab Window Replacement         600,000 

CAPITAL TOTAL $  2,412,142 

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Electronic Technician classifications. Planning began in October 2015, and the program is scheduled to launch in spring 2016 and conclude in January 2018. In FY17, $0.3M of funds will contribute to the grant match requirement and assist in the funding of development classes.  

C-Car Cab Window Replacement $0.6M Capital Due to inherent design issues and obsolescence of the original parts, the mechanical reliability of the District’s C-Car cab windows has deteriorated over time, making it difficult for Train Operators to open these windows to perform the required 'look back' of the platform at each station stop. As part of the C-Car cab retrofit project, new hinged cab windows will be purchased and installed to replace some of the existing vertical sliding cab windows. This FY17 initiative will fund forty-three C-car cab window replacements in addition to the ten which have already been completed, and the forty-three which are expected to be completed by October 2016.19 FY17 Cost Neutral Initiatives The District is planning to implement other cost neutral improvements in FY17 which aim to increase service for customers, implement process improvements, and provide increased training and employee development. These initiatives are “self-funded” and leverage existing funds rather than increasing the overall District budget. Career Path Opportunities The District continues efforts to promote career development and encourage employee retention. The District is implementing training programs to extend development opportunities so employees in entry-level job classifications may pursue careers as Elevator/Escalator Workers, Transit Vehicle Mechanics (TVMs), or Transit Vehicle Electronic Technicians (TVETs). Strategic Maintenance & Training Compliance The District is redirecting resources to fund six Expeditor Clerks to ensure that the data entered into the Maximo system is complete and accurate and conduct maintenance support, which will allow existing TVMs and TVETs to increase time spent on vehicle maintenance. Two Employment Development Specialist positions will be funded to conduct technical training. Weekend Ridership Opportunities In the coming year, Marketing plans to run ads to notify the public about weekend service outages for track safety repairs and other infrastructure work. For weekends that do not have outages, staff would instead run BARTable Community Calendar ads to encourage the public to get out and enjoy the Bay Area without having to worry about getting stuck in traffic. Later in the year, staff also plan to test a new promotional ticket type - free, time-limited round trip tickets that are valid on weekends only and can be distributed to weekday riders or mailed to households to encourage weekend BART use.      

 

                                                            19 The District has 230 C-Cars. Ten C-car cab windows were replaced as a part of the Pilot Program in FY15, and forty-three will be replaced between April and October of 2016. 

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FY17 Proposed Stations & Access Initiatives Funded by estimated revenue from Parking Program fee modifications

M-Line Station Operations: Platform Controllers $0.6M Operating, 5.0 FTE, $0.2M Capital To address overcrowding on station platforms and ensure the safety of riders, the District will create a new position, the Platform Controller, to staff downtown San Francisco stations during the morning and evening peak commute times. Five new Platform Controllers will help improve passenger traffic by directing patrons onto trains, stairs, and escalators. The Platform Controllers will also assist with medical emergencies, train door open/close problems, and communicate any issues to the Operations Control Center. Parking Community Service Officers $0.4M Operating, 4.0 FTE As ridership has grown and demand for parking has increased, there is a need to enhance monitoring of the District’s 46,000 parking spaces. These four new Community Service Officers will be dedicated to parking enforcement in order to monitor and ensure parking compliance. Stations Project Manager $0.2M Operating, 1.0 FTE The Stations Project Manager will identify and deliver priority Station Modernization projects. Public Safety Initiative: Outreach Team $0.05M Operating The San Francisco Homeless Outreach Team (SFHOT) is jointly funded by the City and County of San Francisco and will engage chronically homeless individuals and help them in establishing care and permanent housing. The District will provide $50,000 in pass-through dollars to partially fund a new position that will lead the outreach team.

OPERATING FTE Labor Non‐Labor Total

M‐Line Station Platform Controllers         5.0   $    567,369   $                 ‐     $     567,369 

Parking Community Service Officers         4.0        421,928                     ‐            421,928 

Station Project Manager         1.0         208,793                      ‐             208,793 

Public Safety Initiative            ‐                      ‐               50,000             50,000 

OPERATING TOTAL 10.0  $1,198,090   $       50,000  $  1,248,090 

CAPITAL Total

Wayfinding $  1,850,000 

Concord Plaza         848,360 

Bike Parking         650,000 

Station Sustainability         475,000 

Water Intrusion Remediation         455,000 

Public Address System         350,000 

Dublin/Pleasanton Station Access         250,000 

Surface Parking         200,000 

M‐Line Station Platform Controllers         165,000 

CAPITAL TOTAL $  5,243,360 

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Wayfinding – Signage/Information $1.9M Capital The Wayfinding program was created to enhance the customer experience by helping customers navigate the BART system and make connections to other transit and local destinations. This investment will leverage external funds and contribute to implementing Phase 4 of the program. Concord Plaza/Intermodal Improvements $0.8M Capital This initiative will refresh public spaces surrounding the Concord Station that will improve safety and multimodal access, and create better connections to the nearby downtown and surrounding neighborhoods. This funding matches the CCTA Measure J and State Proposition 1B Lifeline funds. Bike Parking $0.7M Capital Bicycle access to stations has dramatically increased over the last five years, and this investment includes the development of a bike parking capital plan aimed at meeting bike parking demand in 2022, match for grants that the District is currently applying for, and dollars to advance the design and engineering of three identified bike station projects. This group of projects will increase the amount of secure bike parking by expanding the lockers and racks available at stations with the greatest demand. Station Sustainability $0.5M Capital This funding will support BART’s sustainability efforts at stations including designing, developing and securing funds for improvements to achieve water conservation, energy efficient lighting, recycling, sustainable landscaping, station access, and other energy efficiency or energy storage projects. Water Intrusion Remediation $0.5M Capital Several train control rooms located at stations have experienced water intrusion. This project will evaluate and prioritize repairs at three stations (Fruitvale, San Leandro, and Daly City). Public Address System Improvements $0.4M Capital The District’s Public Address (PA) system provides one-way communication to patrons and employees at all stations. Improvements are needed to enhance the customer experience, ensure safety, and improve energy efficiency. This pilot investment will fund the design, purchase, and installation of modern speakers, amplifiers, and other accessories at two types of stations (underground and freeway median) to test different station environments. Staff will assess the performance of these pilot systems to guide future improvements. Dublin/Pleasanton Station Access $0.3M Capital This initiative will fund preliminary engineering for access improvements at the Dublin/Pleasanton Station, consistent with the draft Station Access Policy and station typologies. Surface Parking – Pittsburg/Bay Point Station $0.2M Capital Consistent with the emerging draft Station Access Policy, this funding will advance the preliminary engineering for a surface parking lot on land the District has secured adjacent to the Pittsburg/Bay Point BART Station. Over the long term, this land presents additional opportunities for Transit-Oriented Development.

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FY17 Proposed Initiatives Not Recommended for Funding The following initiatives were proposed by departments but unfortunately, due to the very limited uncommitted funding available in FY17, they are not funded.

  

            Continued on next page                

Initiative FTE Operating $ Capital $ Total $

1 Purchase Car Lifts for Shops ‐          ‐                    14,000,000            14,000,000        

2 Purchase Wheel Truing Machine ‐          ‐                    14,000,000            14,000,000        

3 Stations and Facilities Fire Alarm Upgrade 5.9         1,519,278         5,405,000              6,924,278          

4 Enterprise Resource Planning* 5.0         563,321            5,434,003              5,997,324          

5 Train Control Maintenance Staffing 31.0       4,810,747         ‐                        4,810,747          

6 Bank Note Recycling Units ‐          ‐                    3,450,000              3,450,000          

7 Tunnel Lighting Conversion 4.7         1,471,668         1,605,000              3,076,668          

8 Operations Foreworker  20.0       2,856,034         ‐                        2,856,034          

9 Additional Elevator / Escalator Maintenance Workers* 20.0       2,741,721         ‐                        2,741,721          

10 District Wide Lighting Crew 13.0       2,228,119         ‐                        2,228,119          

11 Training Staff for New Car Fleet and Strategic Maintanence Program* 13.0       2,153,509         ‐                        2,153,509          

12 3rd Rail Inspection /Replacement Crew 9.0         1,473,940         253,000                 1,726,940          

13 Communication Maintenance 12.0       1,672,215         ‐                        1,672,215          

14 Parking Permit Management 3.0         1,620,420         ‐                        1,620,420          

15 System Service Worker 15.0       1,380,111         155,250                 1,535,361          

16 Modernize Train Scheduling & Staffing ‐          ‐                    1,495,000              1,495,000          

17 Increase Utility Worker Staffing 19.0       1,491,327         ‐                        1,491,327          

18 Expand Reach and Frequency of Public Notices and Marketing* 1.0         1,364,358         ‐                        1,364,358          

19 Grout Crew to Address Water Intrusion 7.0         961,482            299,000                 1,260,482          

20 Procurement Engineers 6.0         1,183,381         ‐                        1,183,381          

21 Transportation Supervisors 6.0         1,146,721         ‐                        1,146,721          

22 Maintenance & Engineering Asset Coordinator  6.0         1,045,503         ‐                        1,045,503          

23 Fire Alarm and Fire Suppression Personnel 6.0         906,085            138,000                 1,044,085          

24 Strategic Maintenance Program Support* 6.0         1,029,530         ‐                        1,029,530          

25 Staff to Inspect 480 Volt Distribution Panels 7.0         979,768            ‐                        979,768             

26 Logistics Staff to Support New Vehicles 9.0         976,251            ‐                        976,251             

27 Automatic Fare Coordination Weekend Swing Shift 7.0         973,193            ‐                        973,193             

28 Rail Joint Elimination Crew 7.0         973,193            ‐                        973,193             

29 Shop Maintenance Engineers 5.0         954,746            ‐                        954,746             

30 Documentation Modernization 6.0         911,460            ‐                        911,460             

31 Additional Track Equipment Operators 6.0         822,516            ‐                        822,516             

32 Platform Controllers* 7.0         813,789            (4,000)                   809,789             

33 Garbage Expenditure Shortfall ‐          800,000            ‐                        800,000             

34 Material Expeditors to Secure Material and Track Procurements 6.0         767,396            ‐                        767,396             

35 Contract Compliance 1.0         765,825            ‐                        765,825             

36 Grounds Foreworkers/Supervisor 3.0         627,217            ‐                        627,217             

37 Track Relief Crew 4.0         548,344            57,500                   605,844             

38 Transportation Principal Reliability Engineer 2.0         601,650            ‐                        601,650             

39 Additional Staff for Recruitment* 2.0         584,801            ‐                        584,801             

40 Operations Control Center System Integration & Modernization 1.0         222,221            345,000                 567,221             

41 Station Brightening Crew Enhancement 4.0         511,907            50,000                   561,907             

42 District Capital Paint Crew 4.0         37,237              518,007                 555,244             

43 C/K Line Administrative Office  ‐          11,000              540,500                 551,500             

44 Expand Contract Administration Capacity 3.0         549,748            ‐                        549,748             

FY17 Proposed Initiatives ‐ Unfunded

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Continued from previous page 

Initiative FTE Operating $ Capital $ Total $

45 Reliability Engineers 3.0         548,466            ‐                        548,466             

46 Trunked Radio System Replacement ‐          ‐                    517,500                 517,500             

47 Marketing and Research Position Conversions 3.0         487,314            ‐                        487,314             

48 3rd Rail Insulator Maintenance Crew 3.0         483,330            ‐                        483,330             

49 Maintenance Planning Expansion to Support Asset Management 3.0         478,683            ‐                        478,683             

50 Enhanced Paramedic Services ‐          461,940            ‐                        461,940             

51 Wayside Lubricators ‐          ‐                    460,000                 460,000             

52 Transportation Internal Auditor  2.0         444,442            ‐                        444,442             

53 Payment Card Industry Compliance 1.0         421,961            ‐                        421,961             

54 System Service Equipment Storage ‐          ‐                    414,000                 414,000             

55 Police Dispatch Staffing 3.0         385,458            ‐                        385,458             

56 SCADA (Supervisory Control and Data Acquisition) System Replacement ‐          ‐                    382,375                 382,375             

57 Lost and Found Expansion ‐          ‐                    379,500                 379,500             

58 Workforce Development ‐ Coaching & Consultant 2.0         374,848            ‐                        374,848             

59 Asset Mgmt: Int'l Standards Compliance Support (ISO‐55000) ‐          350,000            ‐                        350,000             

60 Procure 5 Trucks for Ground Crew ‐          ‐                    322,000                 322,000             

61 System Service Supervisor 2.0         312,728            ‐                        312,728             

62 Scanning Services for Records Retention ‐          300,000            ‐                        300,000             

63 Ventilation Fan Parts for Underground Stations, Transbay Tube, and Tunnels ‐          ‐                    293,250                 293,250             

64 Integrated Control System (ICS) Improvements for Operation Control Center ‐          ‐                    280,148                 280,148             

65 State Annual Assessment Fee ‐          277,137            ‐                        277,137             

66 System Service Foreworker 2.0         262,286            ‐                        262,286             

67 Customer Access Maintenance Workers 2.0         255,553            ‐                        255,553             

68 Transportation Labor Relations Position 1.0         245,000            ‐                        245,000             

69 Financial Planning Position Conversion 1.0         233,332            ‐                        233,332             

70 Track Circuit Monitoring Tool ‐          ‐                    230,000                 230,000             

71 Transportation Technology  Specialist 1.0         225,721            ‐                        225,721             

72 EAP/Drug and Alcohol Program ‐          217,000            ‐                        217,000             

73 Staffing for Car Repairs, Modifications and Upgrades 2.0         213,266            ‐                        213,266             

74 Contract Warranty Manager 1.0         211,638            ‐                        211,638             

75 Reestablish IT Auditor position 1.0         191,961            ‐                        191,961             

76 Transit Career Ladders Training Program* ‐          165,949            ‐                        165,949             

77 Security Monitors to Combat Vandalism ‐          45,000              120,750                 165,750             

78 Non‐Revenue Vehicle Service Expansion 1.0         150,677            ‐                        150,677             

79 Board Room Systems Reinvestment ‐          ‐                    125,000                 125,000             

80 Police Evidence Facility and Equipment Upgrades ‐          ‐                    116,000                 116,000             

81 Safety Data Analyst 1.0         109,023            ‐                        109,023             

82 Board of Directors Agenda Management ‐          75,000              18,000                   93,000               

83 Ongoing Paramedic Services Costs ‐          85,019              ‐                        85,019               

84 UC Berkeley Earthquake Research Affiliates Program Membership ‐          60,000              ‐                        60,000               

85 Diversity Initiative ‐          57,500              ‐                        57,500               

86 Mobile Video Recording Upgrade ‐          52,712              ‐                        52,712               

87 ISBeRG Intl Benchmarking Renewal ‐          50,000              ‐                        50,000               

88 ELERTS App Modification ‐          30,000              ‐                        30,000               

TOTAL 327.6 55,314,679 51,399,783      106,714,462

FY17 Proposed Initiatives ‐ Unfunded

*Starred initiatives are partially funded or funded by leveraging existing funds, and detail on these funded initiatives is included in the "Funded Initiatives" sections 

above. Unfunded amounts only are listed in this table. 

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Fare Modification for Future Consideration - Youth Discount Extension  

When the Board extended BART’s productivity-adjusted inflation-based fare increase program through 2020, the Board directed staff to analyze other fare options. Staff performed a preliminary Title VI equity analysis of these alternatives, and the Board directed staff to continue to study extending the age at which BART offers youth a discounted fare, which is now from age 5 through 12 years. Riders in this age range currently receive a 62.5% discount to the regular fare. Children under the age of 5 ride for free. Students at participating middle and high schools receive a 50% discount by using a ticket color-coded orange. Staff developed three options for extending the discount and calculated estimated ranges of annual revenue impacts based upon 2016 fares, as shown in the table below. Annual revenue impacts reflect giving the discount to current full fare riders as well as generating new revenue from new riders. The maximum value of the range assumes that all current full fare riders age 13-17 get the discount by obtaining a Clipper Youth card or red mag stripe ticket, and the range’s lower end assumes that one-half of these riders do so. Issues remain to be resolved regarding extending the youth discount, including the need for regional consistency of youth age definition and discount level offered; the necessary Clipper modifications and costs; and funding the revenue loss associated with extending the discount. Additionally, preliminary Title VI findings show that the age 5-12 rider group is more minority and low-income than BART’s overall ridership.

Annual Revenue Impact Estimate Range (in $Millions)

A. 50% age 5 thru 17 $1.6‐$3.2

A. 50% age 5 thru 18 $2.0‐$4.0

B. 62.5% age 5‐12; 50% age 13 thru 17 $1.9‐$3.8

B. 62.5% age 5‐12; 50% age 13 thru 18 $2.3‐$4.6

C. 62.5% age 5 thru 17 $2.5‐$5.0

C. 62.5% age 5 thru 18 $3.0‐$6.0

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8. FY17 Budget Board Review Schedule

Board Meeting Date  Budget Item 

4/14/2016  FY17 Preliminary Budget Overview 

4/28/2016  FY17 Budget Procedural Actions 

  Action: Publish pamphlet, Set date for public hearing  on Preliminary Budget 

     

5/12/2016  FY17 Preliminary Budget Sources, Use and Service Plan,  Capital Budget 

     

5/26/2016  Public Hearing on FY17 Annual Budget 

   Action: Adopt annual Proposition 4 Limit 

     

6/9/2016  Action: Adopt FY17 Annual Budget 

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Page 43: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

ORGANIZATION CHART DEFINITIONS

OPERATING POSITION

Positions to be funded through operating resources in the FY17 Preliminary Budget.

CAPITAL PROJECT SPECIFIC POSITION

Positions to be funded by specific Capital projects in the FY17 Preliminary Budget.

REIMBURSABLE POSITION

Positions to be funded by agency/entity other than BART in the FY17 Preliminary Budget (e.g., MUNI Maintenance, Capitol Corridor).

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Page 44: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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ervi

ces

37

Page 45: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Gen

eral

Man

ager

Gra

ce C

runi

can

Dep

uty

Gen

eral

Man

ager

Mar

cia

deV

augh

n

Chi

ef In

form

atio

n O

ffic

erR

avi M

isra

Bus

ines

s S

yste

ms

App

lica

tion

s

Bus

ines

s S

yste

ms

Ope

ratio

ns

Civ

il R

ight

s*W

ayne

Won

gSy

stem

Saf

ety

Jeff

Lau

EE

O P

rogr

ams

DB

E P

rogr

ams

Em

ploy

ee/P

atro

n S

afet

y &

E

nvir

onm

enta

l Com

plia

nce

Eng

inee

ring

Saf

ety

Rai

l Ope

rati

ons

Saf

ety

*The

Dep

artm

ent M

anag

er, O

ffic

e of

Civ

il R

ight

s, h

as d

otte

d lin

e re

port

ing

resp

onsi

bili

ty to

the

Gen

eral

Man

ager

for

all

EE

O, T

itle

VI

and

DB

E m

atte

rs

TOTA

L H

EAD

CO

UNT

Ope

ratin

g10

2.3

Cap

ital

12.8

REI

-

Staf

f11

5.0

Pro

ject

Man

agem

ent

EG

IS &

Sec

urit

y

Eth

ics O

ffic

erC

arte

r M

au

Adm

inis

trat

ion

Proj

ect M

anag

erL

una

Sal

aver

38

Page 46: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ener

al M

anag

er

1W

ork

clos

ely

with

the

Boa

rd o

f D

irect

ors

to

supp

ort t

he v

isio

n an

d m

issi

on o

f th

e D

istr

ict.

1a

Pro

vide

mem

bers

of

the

Boa

rd o

f D

irect

ors

with

tim

ely,

acc

urat

e in

form

atio

n an

d re

com

men

datio

ns n

eces

sary

to m

ake

polic

y de

cisi

ons

rega

rdin

g th

e or

gani

zatio

n.

Impl

emen

t "ac

tion

item

s" la

id o

ut in

FY

16-1

7 th

e G

ener

al M

anag

er's

Wor

k P

lan;

rev

iew

w

ith B

oard

as

nece

ssar

y.

2Ec

onom

y -

Car

ry o

ut d

evel

opm

ent a

nd

deliv

ery

of th

e D

istr

ict's

pro

gram

s an

d pr

ojec

ts, e

nsur

ing

coor

dina

tion

and

cons

ulta

tion

with

our

man

y in

tern

al a

nd

exte

rnal

par

tner

s.

2a

Dire

ct a

nd g

uide

sta

ff to

mee

t per

form

ance

mea

sure

s th

roug

h pr

actic

es c

onsi

sten

t with

B

AR

T's

goo

d ne

ighb

or p

olic

y. A

dvan

ce S

tatio

ns, T

OD

and

Sta

tion

Ret

ail P

rogr

ams

and

leve

rage

loca

l fun

ding

, as

appr

opria

te.

3

Equi

ty -

Wor

k to

war

ds in

crea

sing

div

ersi

ty

in h

iring

and

con

trac

ting

and

mee

ting

Dis

tric

t goa

ls.

3a

Con

tinue

wor

k to

pro

vide

equ

al e

mpl

oym

ent o

ppor

tuni

ties

at a

ll le

vels

of

the

orga

niza

tion

and

expa

nd p

rogr

ams

to in

crea

se M

BE

/DB

E/W

BE

and

Sm

all B

usin

ess

part

icip

atio

n in

Dis

tric

t con

trac

ts.

4En

viro

nmen

t - C

ontin

ue to

pro

gres

s to

war

d a

mor

e su

stai

nabl

e po

wer

por

tfol

io.

4a

Ren

egot

iate

tran

smis

sion

and

dis

trib

utio

n po

wer

con

trac

ts to

allo

w th

e D

istr

ict t

o in

crea

se g

reen

ene

rgy

pow

er s

ourc

es.

5R

ider

s &

Pub

lic -

Pro

vide

lead

ersh

ip in

the

ongo

ing

effo

rts

to b

uild

and

str

engt

hen

com

mun

ity c

onfid

ence

in B

AR

T.

5a

Impr

ove

com

mun

icat

ion

thro

ugh

outr

each

and

reg

ular

com

mun

icat

ion

with

ele

cted

of

ficia

ls, c

omm

unity

lead

ers/

grou

ps, u

nion

s an

d B

AR

T c

usto

mer

s.

66

aLe

ad, m

anag

e, d

irect

and

dev

elop

all

empl

oyee

s so

that

the

goal

s an

d ob

ject

ives

of

the

Dis

tric

t are

acc

ompl

ishe

d on

sch

edul

e an

d w

ithin

bud

get.

bD

evel

op k

ey p

erfo

rman

ce in

dica

tors

to m

easu

re e

ffic

ienc

y. I

nteg

rate

cap

ital

impr

ovem

ent p

lann

ing

and

asse

t man

agem

ent t

o pr

iorit

ize

the

expe

nditu

re o

f lim

ited

capi

tal f

unds

.c

Pro

vide

dire

ctio

n an

d pr

omot

e co

ntin

uing

pro

gres

s in

the

Dis

tric

t's p

ursu

it of

te

chno

logi

cal a

dvan

ces

to im

prov

e th

e qu

ality

, sec

urity

, per

form

ance

and

cos

t ef

fect

iven

ess

of s

ervi

ce d

eliv

ery.

dP

rodu

ce Q

uart

erly

Per

form

ance

Rev

iew

Rep

orts

that

sho

w p

rogr

ess

tow

ards

goa

ls.

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

Syst

em P

erfo

rman

ce -

Ens

ure

that

the

Dis

tric

t fun

ctio

ns in

a c

ost e

ffec

tive

man

ner

to d

eliv

er it

s ag

enda

of

high

-qua

lity

cust

omer

ser

vice

, sys

tem

ren

ovat

ion

and

expa

nsio

n, te

chno

logi

cal i

nnov

atio

ns,

sust

aina

bilit

y go

als

and

regi

onal

tr

ansp

orta

tion

lead

ersh

ip a

s gu

ided

by

the

Str

ateg

ic P

lan

and

Ass

et M

anag

emen

t P

rogr

am.

39

Page 47: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ener

al M

anag

er

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

7Sa

fety

- P

rovi

de a

mor

e re

liabl

e sy

stem

to

mon

itor

safe

ty p

erfo

rman

ce im

prov

e sa

fety

in

cide

nt tr

acki

ng a

nd id

entif

y re

gula

tory

co

mpl

ianc

e ag

ains

t ass

ets

and

loca

tions

.

7a

Impl

emen

t the

Max

imo

Hea

lth, S

afet

y, a

nd E

nviro

nmen

t mod

ule

to p

rovi

de

depa

rtm

ents

with

tool

s to

impr

ove

safe

ty, r

elia

bilit

y, a

nd c

ompl

ianc

e w

ith r

egul

atio

ns, i

n or

der

to r

educ

e ov

eral

l ris

k in

ope

ratin

g en

viro

nmen

ts.

8W

orkf

orce

- In

vest

in o

ur c

urre

nt a

nd

futu

re w

ork

forc

e de

velo

pmen

t, w

elln

ess

and

safe

ty.

8a

Impl

emen

t em

ploy

ee s

afet

y in

itiat

ives

, tra

inin

g op

port

uniti

es a

nd d

istr

ict w

ide

wel

lnes

s pr

ogra

ms.

Dev

elop

a s

ucce

ssio

n pl

an a

nd w

orkf

orce

ret

entio

n st

rate

gy.

99

aS

ecur

e fu

nds

prog

ram

med

for

allo

catio

n to

BA

RT

for

FY

16 a

nd o

vers

ee e

ffor

ts to

se

cure

fut

ure

fund

s fo

r th

e D

istr

ict f

rom

trad

ition

al a

nd n

on-t

radi

tiona

l sou

rces

.b

Pro

duce

Qua

rter

ly F

inan

cial

Rep

orts

that

sho

w c

urre

nt o

rgan

izat

ion

finan

cial

sta

tus.

Fina

ncia

l Sus

tain

abili

ty -

Max

imiz

e fin

anci

al a

ssis

tanc

e to

the

Dis

tric

t thr

ough

an

eff

ectiv

e le

gisl

ativ

e an

d go

vern

men

t re

latio

ns a

gend

a.

40

Page 48: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

ef S

afet

y O

ffic

erJe

ff L

au

Em

ploy

ee/P

atro

n Sa

fety

&

Env

iron

men

tal C

ompl

ianc

eR

ail O

pera

tions

Saf

ety

Eng

inee

ring

Saf

ety

Inju

ry a

nd I

llne

ss P

reve

ntio

nO

pera

ting

Rul

es a

nd P

roce

dure

s

FT

A N

at’l

Tra

nsit

Dat

abas

e

Inte

rnal

Saf

ety

and

Sec

urit

y A

udit

s

Acc

iden

t/In

cide

nt I

nves

tiga

tion

s

CP

UC

Ope

rati

onal

Iss

ues

Safe

ty C

odes

and

Sta

ndar

ds

BE

CO

/Rea

l Est

ate

Rev

iew

s

Des

ign

and

Con

st. R

evie

ws

Safe

ty C

erti

fica

tion

Pla

ns

Em

erge

ncy

Exi

ting

Pro

gram

Indu

stri

al H

ygie

ne P

rogr

am

Em

ploy

ee S

afet

y T

rain

ing

Fac

ility

Saf

ety

Insp

ecti

ons

Env

iron

men

tal C

ompl

ianc

e Is

sues

Haz

ardo

us M

ater

ials

Man

agem

ent

Env

iron

men

tal P

erm

its a

nd P

lans

Cal

OSH

A I

ssue

s

JUM

HS

C M

eetin

gs/I

ssue

s

Ope

rati

ons

Saf

ety

Com

plia

nce

Pro

gram

Sys

tem

Saf

ety

Prog

ram

Pla

n

Stat

isti

cal A

naly

sis/

Rep

orts

Acc

iden

t/In

cide

nt I

nves

tiga

tion

s

TOTA

L H

EAD

CO

UNT

Ope

ratin

g14

.0

Cap

ital

4.0

REI

-

Staf

f18

.0

Fire

Dep

artm

ent P

rogr

ams

RW

P a

nd N

ear-

Mis

s P

rogr

ams

BA

RT

-to-

OA

K/e

BA

RT

Saf

ety

Pro

gram

s

Saf

ety

Cul

ture

Im

prov

emen

t

Saf

ety

Com

plai

nt I

nves

tiga

tion

Tor

t/L

awsu

its

Res

pons

e

41

Page 49: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- S

yste

m S

afet

y D

epar

tmen

t

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j

1Im

plem

ent t

he F

TA

and

CP

UC

S

afet

y R

egul

atio

ns a

s th

ey r

elat

e to

Rai

l Ope

ratio

ns

1a

Rev

iew

and

upd

ate

the

Dis

tric

t's O

pera

tions

Rul

es a

nd

Pro

cedu

res

Man

ual,

and

issu

e tim

ely

Ope

ratin

g B

ulle

tins

as n

eede

d.

Rev

iew

OR

&P

an

d is

sue

OB

s by

2/1

5 if

requ

ired

OR

&P

re

view

ed a

nd

requ

ired

OB

s is

sued

Rev

iew

&

revi

se O

R&

P

and

issu

e O

Bs

by 2

/15

if re

quire

d

Rev

iew

OR

&P

an

d is

sue

OB

s by

2/1

5 if

requ

ired

bR

epor

t, in

vest

igat

e, a

nd f

acili

tate

cor

rect

ive

actio

ns f

or

oper

atio

nal a

ccid

ents

that

mee

t the

CP

UC

rep

ortin

g th

resh

olds

.

Rep

ort a

nd

inve

stig

ate

all

as r

equi

red

All

CP

UC

th

resh

old

acci

dent

s re

port

ed a

nd

inve

stig

ated

Rep

ort a

nd

inve

stig

ate

all

as r

equi

red

Rep

ort a

nd

inve

stig

ate

all

as r

equi

red

cC

ondu

ct In

tern

al S

afet

y an

d S

ecur

ity A

udits

. Sub

mit

an

annu

al r

epor

t to

the

CP

UC

by

Feb

ruar

y 15

of

next

ye

ar.

Per

form

aud

its

as r

equi

red

All

audi

ts

perf

orm

ed a

nd

annu

al r

epor

t su

bmitt

ed o

n tim

e

Per

form

aud

its

as r

equi

red

Per

form

aud

its

as r

equi

red

dF

acili

tate

the

CP

UC

Trie

nnia

l Saf

ety

and

Sec

urity

Aud

it of

BA

RT

. F

acili

tate

C

orre

ctiv

e A

ctio

n st

atus

re

port

s

Fac

ilita

ted

CP

UC

aud

it an

d pr

ovid

ed

com

men

ts o

n dr

aft r

epor

t

Fac

ilita

te

Cor

rect

ive

Act

ion

stat

us

repo

rts

Fac

ilita

te

Cor

rect

ive

Act

ion

stat

us

repo

rts

eP

artic

ipat

e in

the

Rai

l Ope

ratio

ns a

nd R

egul

ator

y m

eetin

gs w

ith th

e C

PU

C tw

ice

annu

ally

.P

artic

ipat

e 10

0%P

artic

ipat

ed in

al

l eve

nts

Par

ticip

ate

100%

Par

ticip

ate

100%

fM

aint

ain

the

Dis

tric

t's E

mer

genc

y M

anag

emen

t Pla

n as

req

uire

d by

Fed

eral

Req

uire

men

ts, a

nd f

acili

tate

em

erge

ncy

resp

onse

trai

ning

and

dril

ls f

or v

ario

us F

ire

Ser

vice

s se

rvin

g th

e D

istr

ict,

BA

RT

Ope

ratio

ns

depa

rtm

ents

, and

BA

RT

Pol

ice

Dep

artm

ent.

Sup

port

E

mer

genc

y M

anag

er a

s re

quire

d;

faci

litat

e tr

aini

ng a

nd

cond

uct F

D

drill

s as

re

ques

ted

Con

duct

ed

and

faci

litat

ed

FD

dril

ls a

nd

trai

ning

ac

tiviti

es a

s re

quire

d

Con

duct

and

fa

cilit

ate

FD

dr

ills

and

trai

ning

as

requ

este

d;

supp

ort

Em

erge

ncy

Man

ager

as

requ

ired

Con

duct

and

fa

cilit

ate

FD

dr

ills

and

trai

ning

as

requ

este

d;

supp

ort

Em

erge

ncy

Man

ager

as

requ

ired

gA

ttend

the

Fire

Lia

ison

Com

mitt

ee m

eetin

g qu

arte

rly,

and

reso

lve

fire

depa

rtm

ent i

ssue

s.A

ttend

qu

arte

rlyA

ttend

ed a

ll m

eetin

gsA

ttend

qu

arte

rlyA

ttend

qu

arte

rly

2Im

plem

ent t

he F

TA

and

CP

UC

S

afet

y R

egul

atio

ns a

s th

ey r

elat

e to

Eng

inee

ring

Des

ign

Cha

nges

an

d C

onst

ruct

ion

Pro

ject

s

2a

Eva

luat

e de

velo

ping

reg

ulat

ions

and

cod

es, a

nd

faci

litat

e re

visi

ons

to B

AR

T's

des

ign

crite

ria a

nd

stan

dard

s as

nec

essa

ry.

Par

ticip

ate

in th

e N

FP

A 1

30

tran

sit f

ire c

ode

deve

lopm

ent c

omm

ittee

.

Atte

nd b

oth

NF

PA

130

co

mm

ittee

m

eetin

gs

Atte

nded

all

mee

tings

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nd b

oth

NF

PA

130

co

mm

ittee

m

eetin

gs

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nd b

oth

NF

PA

130

co

mm

ittee

m

eetin

gs

Per

form

ance

Mea

sure

sP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

42

Page 50: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- S

yste

m S

afet

y D

epar

tmen

t

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

bR

evie

w a

nd u

pdat

e th

e D

istr

ict's

Sys

tem

Saf

ety

Pro

gram

Pla

n as

nee

ded.

Rev

iew

SS

PP

SS

PP

re

view

edR

evie

w S

SP

PR

evie

w a

nd

revi

se S

SP

P

cR

evie

w E

ngin

eerin

g C

hang

e O

rder

s an

d D

istr

ict W

ork

Per

mit

appl

icat

ions

for

the

pote

ntia

l im

pact

on

Saf

ety.

Rev

iew

B

EC

Os

and

Per

mits

as

requ

ired

All

BE

CO

s su

bmitt

ed

wer

e re

view

ed

Rev

iew

B

EC

Os

and

Per

mits

as

requ

ired

Rev

iew

B

EC

Os

and

Per

mits

as

requ

ired

dF

acili

tate

dev

elop

men

t (an

d C

PU

C a

ppro

val)

of S

afet

y an

d S

ecur

ity C

ertif

icat

ions

Pla

ns f

or D

esig

n an

d C

onst

ruct

ion

Pro

ject

s.

Fac

ilita

te

SS

CP

as

requ

ired

All

SS

CP

s w

ere

faci

litat

edF

acili

tate

S

SC

P a

s re

quire

d

Fac

ilita

te

SS

CP

as

requ

ired

eF

acili

tate

CP

UC

sta

ff o

vers

ight

of

cons

truc

tion

proj

ects

(w

itnes

sing

of

test

ing,

insp

ectio

ns, r

ecor

d re

view

s).

Fac

ilita

te

CP

UC

as

requ

ired

CP

UC

pa

rtic

ipat

ion

appr

opria

tely

fa

cilit

ated

Fac

ilita

te

CP

UC

as

requ

ired

Fac

ilita

te

CP

UC

as

requ

ired

fR

evie

w c

ontr

acto

r S

ite S

peci

fic W

ork

Pla

ns a

nd

Dis

tric

t Int

erim

Ope

ratin

g P

lans

for

saf

ety.

Rev

iew

S

SW

Ps

and

IOP

s as

re

quire

d

All

SS

WP

s an

d IO

Ps

wer

e re

view

ed

Rev

iew

S

SW

Ps

and

IOP

s as

re

quire

d

Rev

iew

S

SW

Ps

and

IOP

s as

re

quire

d

3Im

plem

ent C

al/O

SH

A m

anda

ted

Inju

ry a

nd Il

lnes

s P

reve

ntio

n P

rogr

am (

IIPP

)

3a

Rev

iew

and

upd

ate

the

IIPP

pla

n, a

nd II

PP

trai

ning

re

quire

men

ts a

s ne

eded

.R

evie

w II

PP

pl

an a

nd

trai

ning

req

.

IIPP

and

tr

aini

ng

requ

irem

ents

re

view

ed a

nd

upda

ted

Rev

iew

IIP

P

plan

and

tr

aini

ng r

eq.

Rev

iew

IIP

P

plan

and

tr

aini

ng r

eq.

bR

evie

w, i

nves

tigat

e, a

nd f

acili

tate

cor

rect

ive

actio

ns f

or

empl

oyee

acc

iden

ts/in

cide

nts

that

mee

t the

C

al/O

SH

A/w

orke

rs c

omp.

cla

im r

epor

ting

thre

shol

ds.

Rev

iew

, in

vest

igat

e an

d fa

cilit

ate

corr

ectiv

e ac

tion

as

requ

ired

Em

ploy

ee

acci

dent

s re

view

ed,

inve

stig

ated

w

hen

war

rant

ed, a

nd

corr

ectiv

e ac

tion

faci

litat

ed

Rev

iew

, in

vest

igat

e an

d fa

cilit

ate

corr

ectiv

e ac

tion

as

requ

ired

Rev

iew

, in

vest

igat

e an

d fa

cilit

ate

corr

ectiv

e ac

tion

as

requ

ired

cR

ecor

d an

d re

port

em

ploy

ee/p

atro

n ac

cide

nt d

ata

(Qua

rter

ly S

afet

y S

tatis

tics

Rep

ort)

.D

evel

op r

epor

t ea

ch q

uart

erR

epor

t de

velo

ped

and

dist

ribut

ed

each

qua

rter

Dev

elop

rep

ort

each

qua

rter

Dev

elop

rep

ort

each

qua

rter

43

Page 51: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- S

yste

m S

afet

y D

epar

tmen

t

FY

15 O

bj

FY

15 A

ctu

alF

Y16

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jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

dR

evie

w, i

nves

tigat

e, a

nd r

esol

ve S

afet

y N

otic

es a

s re

quire

d.R

evie

w a

nd

inve

stig

ate

Saf

ety

Not

ices

as

req

uire

d

All

Saf

ety

Not

ices

re

view

ed a

nd

proc

esse

d

Rev

iew

and

in

vest

igat

e S

afet

y N

otic

es

as r

equi

red

Rev

iew

and

in

vest

igat

e S

afet

y N

otic

es

as r

equi

red

eC

hair

the

Join

t Uni

on/M

anag

emen

t Hea

lth a

nd S

afet

y C

omm

ittee

mon

thly

mee

tings

, mai

ntai

n m

inut

es, a

nd

reso

lve

issu

es.

Cha

ir 12

m

onth

ly

mee

tings

per

ye

ar a

nd

deve

lop

min

utes

Cha

ired

all

mee

tings

, di

strib

uted

m

inut

es,

faci

litat

ed

reso

lutio

n of

is

sues

Cha

ir 12

m

onth

ly

mee

tings

per

ye

ar a

nd

deve

lop

min

utes

Cha

ir 12

m

onth

ly

mee

tings

per

ye

ar a

nd

deve

lop

min

utes

fP

erfo

rm f

acili

ty a

nd e

quip

men

t ins

pect

ions

to e

nsur

e co

mpl

ianc

e w

ith C

al/O

SH

A s

afet

y re

gula

tions

; eac

h pa

ssen

ger

stat

ion,

yar

d, a

nd s

hop

twic

e an

nual

ly.

Insp

ect e

ach

stat

ion

and

shop

twic

e an

nual

ly

Eac

h pa

ssen

ger

stat

ion

and

shop

in

spec

ted

twic

e

Insp

ect e

ach

stat

ion

and

shop

twic

e an

nual

ly

Insp

ect e

ach

stat

ion

and

shop

twic

e an

nual

ly

4Im

plem

ent E

nviro

nmen

tal

Com

plia

nce

Reg

ulat

ions

4a

Sup

port

rev

iew

and

impl

emen

tatio

n of

Dis

tric

t's

Gen

eral

Per

mit

for

Indu

stria

l Sto

rm W

ater

Dis

char

ges

and

Pha

se II

MS

4 pr

ogra

ms.

Rev

iew

and

im

plem

ent a

s re

quire

d

Wor

k de

liver

able

s im

plem

ente

d an

d su

bmitt

ed

as r

equi

red

Rev

iew

and

im

plem

ent a

s re

quire

d

Rev

iew

and

im

plem

ent a

s re

quire

d

bF

acili

tate

the

Dis

tric

t's h

azar

dous

was

te d

ispo

sal

prog

ram

s.F

acili

tate

w

aste

pic

kups

qu

arte

rly

Was

te p

ick-

ups

faci

litat

edF

acili

tate

w

aste

pic

kups

qu

arte

rly

Fac

ilita

te

was

te p

icku

ps

quar

terly

cF

acili

tate

the

Dis

tric

t's P

erm

it P

rogr

ams

(HM

BP

s, A

ir Q

ualit

y, In

dust

rial W

aste

Wat

er, U

nder

grou

nd S

tora

ge

Tan

ks, H

azar

dous

Mat

eria

ls M

anag

emen

t, et

c).

Ren

ew p

erm

its

as r

equi

red

All

perm

its

rene

wed

Ren

ew p

erm

its

as r

equi

red

Ren

ew p

erm

its

as r

equi

red

dA

dmin

iste

r th

e G

ener

al E

nviro

nmen

tal S

ervi

ces

Con

trac

ts.

Pro

cess

wor

k di

rect

ives

as

requ

ired

Wor

k di

rect

ives

pr

oces

sed

as

requ

ired

Pro

cess

wor

k di

rect

ives

as

requ

ired

Pro

cess

wor

k di

rect

ives

as

requ

ired

5Im

plem

ent D

istr

ict I

nitia

tives

5a

Com

pile

the

Saf

ety

Dep

artm

ent's

por

tion

of th

e Q

uart

erly

Per

form

ance

Rep

ort (

QP

R)

to th

e B

oard

ea

ch q

uart

er.

Com

pile

re

port

s ea

ch

quar

ter

All

repo

rts

com

pile

dC

ompi

le

repo

rts

each

qu

arte

r

Com

pile

re

port

s ea

ch

quar

ter

44

Page 52: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

er*

Way

ne W

ong

Eco

nom

ic O

ppor

tuni

ty P

olic

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nd

Prog

ram

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uby

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ith

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ompl

ianc

e S

haro

n M

oore

Env

iron

men

tal J

usti

ce

EE

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rain

ing

Dat

a D

ispa

rity

Stu

dy U

pdat

e an

d R

epor

ting

Lan

guag

e A

ssis

tanc

e S

ervi

ces

EE

O P

rogr

amT

itle

VI

Con

trac

t & L

abor

Com

plia

nce

Prog

ram

sH

ayde

n L

ee (

Inte

rim

)

Prev

aili

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age

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itori

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Sys

tem

Sup

port

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endo

r P

aym

ent T

rack

ing

Sys

tem

Pro

mpt

Pay

men

t and

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enti

on

Mon

itor

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*The

Dep

artm

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anag

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ffic

e of

Civ

il R

ight

s, h

as d

otte

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resp

onsi

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the

Gen

eral

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ager

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EE

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itle

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DB

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rs.

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ess

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isor

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Gen

eral

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atch

mak

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Sup

port

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Cer

tific

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ring

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ecip

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mpt

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ital

7.3

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HE

AD

CO

UN

T

45

Page 53: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- C

ivil

Rig

hts

Dep

artm

ent

FY

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bj

FY

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BE

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cC

ompl

ete

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it U

nifo

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DB

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ards

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emi-a

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repa

re D

BE

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l Sho

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ll R

epor

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FT

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if ne

eded

).

Ann

ual

Met

Ann

ual

Ann

ual

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ompl

ete

Dis

parit

y S

tudy

with

in 1

2 m

onth

s of

aw

ard.

A

s re

quire

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pro

gres

sM

ar-1

6N

/A

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onito

r D

BE

/MB

E/W

BE

/ S

B/S

BE

/MS

BE

for

con

trac

t co

mpl

ianc

e.

2a

100%

100%

100%

bR

evie

w a

nd m

onito

r S

BE

/MS

BE

par

ticip

atio

n on

al

l fed

eral

ly f

unde

d co

ntra

cts,

ser

vice

agr

eem

ents

an

d pr

ocur

emen

t con

trac

ts o

ver

$50K

and

do

cum

ent a

ll m

onito

ring

activ

ities

.

100%

Met

100%

100%

cE

nsur

e pr

ompt

pay

men

t and

rel

ease

of

rete

ntio

n fo

r D

BE

s an

d no

n-D

BE

s on

fed

eral

ly f

unde

d pr

ojec

ts.

100%

Not

Met

100%

100%

dR

evie

w a

nd m

onito

r al

l non

-fed

eral

ly f

unde

d co

ntra

cts

for

com

plia

nce

with

Non

-Dis

crim

inat

ion

for

Sub

cont

ract

ing

Pro

gram

and

Sm

all B

usin

ess

Pro

gram

.

50%

Not

Met

50%

100%

eR

evie

w D

BE

/MB

E/W

BE

/SB

/SB

E/M

SB

E

part

icip

atio

n w

ithin

7 b

usin

ess

days

aft

er r

ecei

pt o

f bi

d in

form

atio

n.

7 da

ysM

et7

days

5 da

ys

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

Ens

ure

that

the

trie

nnia

l DB

E g

oal i

s m

et th

roug

h ra

ce c

onsc

ious

and

rac

e ne

utra

l met

hods

for

co

ntra

cts

over

$50

k.

Rev

iew

and

mon

itor

DB

E p

artic

ipat

ion

on a

ll fe

dera

lly f

unde

d co

ntra

cts,

ser

vice

agr

eem

ents

an

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ocur

emen

t con

trac

ts o

ver

$50K

and

do

cum

ent a

ll m

onito

ring

activ

ities

.

50%

46

Page 54: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- C

ivil

Rig

hts

Dep

artm

ent

FY

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bj

FY

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ith p

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ct s

pons

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ondu

ct

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ndlin

g an

alys

is, d

evel

op c

ontr

actin

g pl

ans,

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d up

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con

trac

ting

plan

s.

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Met

100%

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gC

lose

out

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cont

ract

s be

fore

fin

al r

eten

tion

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rele

ased

.N

/AN

/A10

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hR

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ve a

ll m

onth

ly D

BE

rep

ort f

orm

s fo

r al

l co

ntra

cts

over

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,000

.N

/AN

/A10

0%10

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iC

ondu

ct s

ite v

isits

to in

terv

iew

con

trac

tors

' and

su

bcon

trac

tors

' em

ploy

ees.

Doc

umen

t m

onito

ring

activ

ities

.

N/A

N/A

60%

60%

3M

onito

r pu

blic

wor

ks c

ontr

acts

fo

r la

bor

com

plia

nce.

3a

Rev

iew

and

inve

stig

ate

Dav

is B

acon

wag

e co

mpl

aint

s an

d vi

olat

ions

with

in 1

0 da

ys o

f re

ceip

t on

all

fede

ral c

ontr

acts

.

N/A

N/A

N/A

95%

bD

eny/

App

rove

invo

ices

with

in 5

bus

ines

s da

ys.

N/A

N/A

N/A

95%

cC

ompl

ete

prev

ailin

g w

age

audi

ts w

ithin

30

days

of

rece

ivin

g al

l nec

essa

ry p

ayro

ll do

cum

ents

.N

/AN

/AN

/A95

%

dC

ondu

ct s

ite v

isits

to in

terv

iew

con

trac

tors

' and

su

bcon

trac

tors

' em

ploy

ees.

Doc

umen

t mon

itorin

g ac

tiviti

es.

50%

Not

Met

60%

75%

4P

rom

ote

and

faci

litat

e op

port

uniti

es f

or

DB

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BE

/WB

E/

SB

/SB

E/M

SB

E p

artic

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4a

Con

duct

pro

ject

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cific

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reac

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20

25

bC

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ach

for

MS

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set

-asi

de c

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. 8

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trea

ch e

vent

s w

ith C

BO

s an

d re

gion

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ansi

t par

tner

s.5

Met

77

47

Page 55: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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48

Page 56: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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ivil

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artm

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49

Page 57: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- C

ivil

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hts

Dep

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50

Page 58: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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ivil

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hts

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51

Page 59: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- C

ivil

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hts

Dep

artm

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52

Page 60: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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Page 61: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- O

ffic

e o

f th

e C

hie

f In

form

atio

n O

ffic

er

FY

15 O

bj

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ctu

alF

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jF

Y17

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j

11

aM

aint

ain

at le

ast 9

8% B

AP

and

oth

er c

ompu

ter

syst

ems

avai

labi

lity.

N/A

N/A

N/A

N/A

bC

ompl

ete

the

enha

ncem

ents

and

pro

gram

min

g w

ithin

ag

reed

upo

n sc

hedu

le a

t lea

st 9

5% o

f th

e tim

e.95

%95

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%

cA

fter

Go-

Live

, mai

ntai

n at

leas

t 98%

UN

IX c

ompu

ter

syst

em a

vaila

bilit

y.N

/AN

/AN

/AN

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dD

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mis

sion

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nfra

me-

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or F

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.N

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/AN

/AN

/A

eM

aint

ain

at le

ast 9

8%, P

eopl

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t, M

axim

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d ot

her

Mis

sion

Crit

ical

Bus

ines

s S

yste

ms

Ava

ilabi

lity.

98%

98%

98%

98%

fIm

plem

ent v

irtua

lizat

ion

for

impr

oved

sca

labi

lity

and

man

agem

ent o

f sy

stem

ava

ilabi

lity

and

perf

orm

ance

.98

%98

%98

%98

%

gIm

plem

ent p

roac

tive

syst

ems

mon

itorin

g an

d re

port

ing

tool

s fo

r sy

stem

per

form

ance

and

ava

ilabi

lity.

98%

98%

98%

98%

22

aLA

N/W

AN

. Man

age

a ce

ntra

l net

wor

k ce

nter

to

prov

ide

11 h

rs s

ervi

ce (

M -

F)

to e

nsur

e fil

e an

d pr

int

serv

ices

by

mai

ntai

ning

99%

file

ser

ver

avai

labi

lity.

99%

99%

99%

99%

bF

ollo

win

g S

yste

ms

Eng

inee

ring

stan

dard

s, a

pplic

ants

ca

n ac

cess

eR

ecru

it vi

a ba

rt.g

ov a

nd e

mpl

oyee

s ca

n re

ach

ES

S v

ia th

eir

pers

onal

Inte

rnet

con

nect

ions

with

98

% B

AR

T s

yste

m a

vaila

bilit

y.

98%

98%

98%

98%

cIm

plem

ent a

n en

hanc

ed H

elp

Des

k P

lan

that

pro

vide

s us

ers

with

impr

oved

and

tim

ely

reso

lutio

n of

issu

es.

90%

(pr

evio

usly

80%

) P

riorit

y 1

help

cal

ls r

esol

ved

with

in 1

bus

ines

s da

y.

95%

95%

95%

95%

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

Man

age

a ce

ntra

l Dat

a C

ente

r to

pr

ovid

e 24

hou

rs a

day

/7 d

ays

a w

eek

acce

ss f

or a

ll co

mpu

ting

need

s.

Con

trol

, pro

tect

and

sup

port

the

Dis

tric

t's te

chno

logy

ass

ets

by

prov

idin

g P

C H

elp

Des

k an

d ad

min

istr

atio

n of

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al

Are

aNet

wor

k/W

ide

Are

a N

etw

ork

(LA

N/W

AN

) an

d pr

ovid

e ou

tsid

e ac

cess

for

app

lican

ts a

nd D

istr

ict

empl

oyee

s.

54

Page 62: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- O

ffic

e o

f th

e C

hie

f In

form

atio

n O

ffic

er

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

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j

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

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esir

ed O

utc

om

es/O

bje

ctiv

es

33

aT

roub

lesh

oot a

nd p

rovi

de p

robl

em r

esol

utio

n fo

r su

ppor

ted

Mis

sion

Crit

ical

bus

ines

s ap

plic

atio

ns b

y re

spon

ding

to p

rodu

ctio

n pr

oble

ms

with

in 4

hou

rs a

t le

ast 9

2% o

f th

e tim

e.

95%

95%

95%

95%

bS

ervi

ce M

anag

emen

t (IT

SM

) fo

r im

prov

ed p

roac

tive

mon

itorin

g, r

epor

ting

and

conf

igur

atio

n m

anag

emen

t.95

%95

%95

%95

%

4S

uppo

rt th

e D

istr

ict's

Peo

pleS

oft

and

Max

imo

impl

emen

tatio

n.4

aD

evel

op, t

est,

and

impl

emen

t sof

twar

e en

hanc

emen

ts

base

d on

agr

eed

upon

sch

edul

es 9

5% o

f th

e tim

e.95

%95

%95

%95

%

bM

aint

ain

appl

icat

ion

supp

ort b

y ke

epin

g in

stal

led

busi

ness

sof

twar

e an

d to

ols

in v

endo

r co

mpl

ianc

e.10

0%10

0%10

0%10

0%

cS

tren

gthe

n IT

Dep

artm

ent c

apac

ity w

ith th

e ne

cess

ary

skill

s an

d ca

pabi

litie

s, th

ereb

y en

ablin

g ef

fect

ive

post

pr

oduc

tion

supp

ort t

o D

istr

ict-

wid

e us

ers.

Fill

the

know

ledg

e ga

p th

roug

h ef

fect

ive

trai

ning

and

kn

owle

dge

tran

sfer

.

N/A

N/A

N/A

N/A

dS

tren

gthe

n pa

rtne

rshi

ps b

etw

een

IT D

epar

tmen

ts a

nd

Bus

ines

s D

ivis

ions

for

impr

oved

bus

ines

s su

ppor

t and

co

llabo

ratio

n. F

orm

atio

n of

ste

erin

g co

mm

ittee

of

stak

ehol

ders

to e

valu

ate

futu

re e

nhan

cem

ents

and

cu

rren

t iss

ues.

98%

98%

98%

98%

eE

xpan

d th

e ro

ll-ou

t of

OB

IEE

(O

racl

e B

usin

ess

Inte

llige

nce

Ent

erpr

ise

Edi

tion)

key

per

form

ance

in

dica

tors

fun

ctio

nalit

y to

Dis

tric

t use

rs.

Rol

l out

de

liver

ed c

apab

ilitie

s in

FY

12.

95%

95%

95%

95%

Con

duct

ong

oing

sof

twar

e m

aint

enan

ce a

nd tr

oubl

esho

otin

g of

exi

stin

g di

strib

uted

com

putin

g in

fras

truc

ture

and

sup

port

ed

busi

ness

app

licat

ions

.

55

Page 63: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- O

ffic

e o

f th

e C

hie

f In

form

atio

n O

ffic

er

FY

15 O

bj

FY

15 A

ctu

alF

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jF

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Per

form

ance

Mea

sure

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ject

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oal

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utc

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ctiv

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5S

uppo

rt th

e D

istr

ict's

Doc

umen

t M

anag

emen

t Sys

tem

.5

aD

evel

op, t

est a

nd im

plem

ent n

ew d

ocum

ent d

esig

n re

ques

ts b

ased

on

agre

ed u

pon

sche

dule

s, 9

5% o

f th

e tim

e.

95%

95%

95%

95%

bM

aint

ain

at le

ast 9

8% s

yste

m a

vaila

bilit

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kio

sks

and

desk

tops

.98

%98

%98

%98

%

6S

uppo

rt th

e D

istr

ict’s

Ent

erpr

ise

Geo

grap

hic

Info

rmat

ion

Sys

tem

(E

GIS

).

6a

Mai

ntai

n ap

plic

atio

n su

ppor

t by

keep

ing

all e

xist

ing

publ

ishe

d ge

ospa

tial d

ata

laye

rs u

p to

dat

e th

roug

h re

gion

al p

artn

ersh

ips

& lo

cal d

ata

shar

ing

agre

emen

ts.

98%

98%

98%

98%

bS

tren

gthe

n in

tern

al d

ata

shar

ing

oppo

rtun

ities

by

depl

oyin

g a

mul

ti-ed

itor,

Ora

cle

base

d, g

eosp

atia

l dat

a w

areh

ouse

.

95%

95%

95%

95%

cE

xpan

d th

e ro

ll-ou

t of

EG

IS b

y de

ploy

ing

a se

ries

of

clou

d ba

sed

web

and

mob

ile S

AS

sol

utio

ns in

clud

ing

a po

rtal

to a

naly

ze a

nd r

epor

t Titl

e 6

obje

ctiv

es.

95%

95%

95%

95%

7D

evel

op, i

mpl

emen

t and

mai

ntai

n th

e D

istr

ict’s

Uni

fied

Cyb

er

Sec

urity

(U

CS

) pl

an.

7a

Str

engt

hen

the

Off

ice

of th

e C

IO’s

cap

acity

to p

rote

ct

agai

nst c

yber

-atta

ck b

y in

stitu

ting

new

pol

icie

s an

d pr

oced

ures

, sof

twar

e, h

ardw

are,

trai

ning

and

sp

ecia

lized

per

sonn

el.

95%

95%

95%

95%

bD

evel

op, t

est a

nd d

eplo

y sp

ecifi

c ap

plic

atio

ns r

elat

ed

to th

e 6

poin

ts o

f U

CS

: Des

ktop

Pro

tect

ion,

Dat

a P

rote

ctio

n, S

erve

r P

rote

ctio

n, N

etw

ork

Pro

tect

ion,

E

mai

l & W

eb, R

isk

& C

ompl

ianc

e.

95%

95%

95%

95%

8S

uppo

rt th

e ov

eral

l tec

hnol

ogy

&

supp

ort n

eeds

for

the

Dis

tric

t’s

Reg

iona

l Ant

i-Ter

roris

m

Inte

grat

ed L

aw E

nfor

cem

ent

Sys

tem

(R

AIL

S).

8a

Dev

elop

, tes

t and

dep

loy

all g

eosp

atia

l lay

ers

for

RA

ILS

Pha

se 1

(R

egio

nal A

nti-T

erro

rism

Inte

grat

ed

Law

Enf

orce

men

t Sys

tem

).

98%

98%

98%

98%

56

Page 64: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Gen

eral

Cou

nsel

Mat

thew

Bur

row

s

Leg

al

Ass

ocia

te G

ener

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UNT

Ope

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.0

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f21

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57

Page 65: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- L

egal

Off

ice

FY

15 O

bj

FY

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aG

ener

al C

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Gen

eral

Cou

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all B

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and

Com

mitt

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100%

100%

bLe

gal r

epre

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n at

all

Boa

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a re

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mm

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l Gen

eral

Man

ager

sig

ning

m

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100%

100%

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22

aM

eet a

ll co

urt i

mpo

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dead

lines

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0%10

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33

aR

espo

nd to

75%

of

requ

ests

for

lega

l rev

iew

of

Hum

an R

esou

rces

mat

ters

on

aver

age

with

in 2

1 da

ys

of r

ecei

pt o

f as

sign

men

t by

the

revi

ewin

g at

torn

ey.

21 D

ays

ME

T21

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Day

s

44

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de a

n at

torn

ey f

or a

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bitr

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t whi

ch

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rep

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by

coun

sel a

nd a

t all

othe

r ar

bitr

atio

ns a

s re

ques

ted.

100%

100%

100%

100%

bP

rovi

de r

evie

w o

f an

d ad

vice

for

pro

pose

d di

scip

line

with

in 5

wor

king

day

s.5

Day

sM

ET

5 D

ays

5 D

ays

Hu

man

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rces

Pro

vide

acc

urat

e an

d tim

ely

lega

l ad

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on

all H

uman

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es

mat

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incl

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mpl

ianc

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istr

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olic

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and

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edur

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[con

cern

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wag

es, w

orki

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cond

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s an

d be

nefit

s] w

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uire

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ts a

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oard

ac

tion.

Lab

or

Rel

atio

ns

Pro

vide

acc

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e an

d tim

ely

lega

l ad

vice

on

labo

r m

atte

rs in

clud

ing

cont

ract

neg

otia

tions

, ar

bitr

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ns, t

erm

inat

ions

and

di

scip

line.

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sP

roje

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ms/

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ll m

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the

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rd a

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all

ques

tions

ref

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the

Off

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e G

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e cl

ear

dire

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n an

d co

ntro

l of

litig

atio

n re

ferr

ed.

58

Page 66: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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egal

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reem

ents

(at

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st

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of r

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10 D

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10 D

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t Pla

n,

Str

ateg

ic M

aint

enan

ce P

rogr

am

(SM

P),

Acc

ess

Impr

ovem

ent

Pro

ject

s, S

yste

m S

ecur

ity

Pro

ject

s, C

apito

l Cor

ridor

, and

S

yste

m E

xpan

sion

incl

udin

g O

AC

, eB

AR

T, W

SX

, San

Jos

e E

xten

sion

, the

HM

C P

roje

ct a

nd

the

New

OC

C.

GE

NE

RA

L M

AN

AG

ER

&

DE

PA

RT

ME

NT

AL

LE

GA

L

AD

VIC

ER

espo

nd to

req

uest

s fo

r le

gal

revi

ew a

nd a

dvic

e fr

om th

e O

ffic

e of

the

Gen

eral

Man

ager

an

d ot

her

depa

rtm

ents

as

requ

ired

in c

onne

ctio

n w

ith a

ll as

pect

s of

Dis

tric

t bus

ines

s in

clud

ing

BA

RT

ope

ratio

ns,

Cap

itol C

orrid

or, H

uman

R

esou

rces

, Pla

nnin

g (in

clud

ing

syst

em e

xpan

sion

and

acc

ess

impr

ovem

ents

), r

eal e

stat

e (in

clud

ing

tran

sit o

rient

ed

deve

lopm

ent (

TO

D))

, en

viro

nmen

tal,

ener

gy, s

afet

y an

d se

curit

y, f

inan

ces,

con

trac

ts

and

agre

emen

ts, m

arke

ting

and

reve

nue-

gene

ratio

n in

itiat

ives

(in

clud

ing

adve

rtis

ing)

, co

nces

sion

s, c

onfli

cts

of in

tere

st,

and

elec

tions

.

Com

plet

e re

view

(ap

prov

e/di

sapp

rove

) on

90%

of

final

E

xecu

tive

Dec

isio

n D

ocum

ents

(E

DD

s) o

n av

erag

e w

ithin

2 w

orki

ng d

ays

of r

ecei

pt.

59

Page 67: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Con

trol

ler/

Tre

asur

erR

ose

Pobl

ete

Ass

ista

nt C

ontr

olle

rC

hris

toph

er G

anA

ssis

tant

Tre

asur

er(V

acan

t)In

sura

nce

Ter

ri H

odge

s

Cas

h H

andl

ing/

Rev

enue

Con

trol

Tre

asur

y A

naly

sis

Cre

dit/

Deb

it F

are

Pro

gram

s

Acc

ount

s P

ayab

le

Gen

eral

Acc

ount

ing

Pay

roll

Pro

cess

ing

Dis

tric

t Ins

uran

ce P

rogr

am

Sys

tem

s A

ccou

ntin

g &

Fin

anci

al R

epor

ting

Tim

e &

Acc

ount

ing

Adm

inis

trat

ion

Div

isio

n

Seni

or S

taff

Ana

lyst

TOTA

L H

EAD

CO

UNT

Ope

ratin

g10

4.0

Cap

ital

5.0

REI

-

Staf

f10

9.0

60

Page 68: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j

1D

evel

op f

inan

cial

for

ecas

ts t

o id

entif

y an

d pl

an f

or f

utur

e re

venu

e ne

eds

and

expe

nditu

res,

an

d al

loca

tions

to

capi

tal a

nd

rese

rves

.

1a

Mai

ntai

n op

erat

ing

rese

rve

of a

t le

ast

5% o

f to

tal

annu

al o

pera

ting

expe

nses

.O

utco

me

pend

ing

Boa

rd

App

rova

l P

ropo

sed

Boa

rd P

olic

y w

ould

in

crea

se

rese

rves

to

be

= t

o on

e m

onth

of

oper

atin

g &

ca

pita

l ex

pens

es

Am

ende

d R

eser

ve

Pol

icy

pass

ed

by B

oard

Oct

. 20

14.

In

crea

se

Res

erve

fro

m

5% t

o 15

%

($33

m t

o $8

9m).

A

t ye

ar-e

nd F

Y15

$3

.5m

add

ed

to R

eser

ve.

Impl

emen

t B

oard

R

esol

utio

n (a

ppro

ved

Oct

20

14)

to

incr

ease

re

serv

es t

o eq

uiva

lent

of

1 m

o op

erat

ing

expe

nse

by

tran

sfer

ring

50%

of

any

year

-end

net

po

sitiv

e re

sult,

up

to

$3.5

M

annu

ally

.

Sam

e

2In

vest

Dis

tric

t fu

nds

and

mon

itor

bond

issu

es.

2a

Inve

st f

unds

in a

man

ner

to in

sure

pre

serv

atio

n of

ca

pita

l.0

to 1

.0%

R

etur

nM

et0

to 1

.0%

R

etur

n0

to 1

%

Ret

urn

33

aD

epos

it re

venu

es w

ithin

tw

o w

orki

ng d

ay(s

) of

co

llect

ion.

2 w

ork

days

Met

2 w

ork

days

2 w

ork

days

b cP

rovi

de v

aria

nce

and

unus

ual a

ctiv

ity r

epor

ts t

o m

aint

enan

ce a

nd in

vest

igat

ive

depa

rtm

ents

as

circ

umst

ance

s w

arra

nt.

As

need

edM

etA

s ne

eded

As

need

ed

4S

ervi

ce A

FC

equ

ipm

ent

to

mai

ntai

n in

-ser

vice

con

ditio

n an

d co

ntro

l cas

h.

4a

Ser

vice

tic

ket

vend

ing,

add

far

e an

d bi

ll ch

ange

m

achi

nes

as n

eces

sary

to

mee

t cu

stom

er s

ervi

ce

requ

irem

ents

.

As

need

edM

etA

s ne

eded

As

need

ed

bW

ork

with

aff

ecte

d de

part

men

ts t

o re

duce

tic

ket

frau

d.A

s ne

eded

Met

As

need

edA

s ne

eded

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

Mon

itor,

con

trol

and

acc

ount

for

ca

sh c

olle

cted

, co

ordi

nate

and

m

onito

r va

rianc

es.

Pre

pare

acc

ount

ing

repo

rts

with

in 3

day

s af

ter

cash

is

coun

ted

and

depo

site

d.3

wor

k da

ysM

et3

wor

k da

ys3

wor

k da

ys

61

Page 69: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

5A

dmin

iste

r D

ebit/

Cre

dit

Car

d T

icke

t P

rogr

am.

5a

Res

pond

to

bank

inqu

iries

on

cred

it/de

bit

tran

sact

ions

w

ithin

12

days

.12

cal

enda

r da

ysM

et12

cal

enda

r da

ys12

cal

enda

r da

ys

6A

dmin

iste

r C

usto

mer

Ref

und

Cla

ims.

6a

Pro

cess

pat

ron

refu

nd c

laim

s w

ithin

7 w

orki

ng d

ays

of

rece

ipt

to m

axim

ize

cust

omer

con

veni

ence

.7

wor

k da

ysM

et7

wor

k da

ys7

wor

k da

ys

7A

dmin

iste

r of

f-si

te t

icke

t sa

les.

7a

Pro

cess

off

site

tic

ket

orde

rs w

ithin

7 w

orki

ng d

ays

of

rece

ipt

to m

axim

ize

cust

omer

con

veni

ence

.7

wor

k da

ysM

et7

wor

k da

ys7

wor

k da

ys

8A

dmin

iste

r th

e G

roup

Sal

es

Pro

gram

.8

aP

roce

ss a

ll gr

oup

sale

s or

ders

with

in 1

0 w

orki

ng d

ays.

10 w

ork

days

Met

10 w

ork

days

10 w

ork

days

9E

Z R

ider

Par

king

Pro

gram

s.9

a

10P

repa

re a

nd d

istr

ibut

e pa

yrol

l.10

aP

repa

re a

nd d

istr

ibut

e bi

wee

kly

payr

oll i

n ac

cord

ance

w

ith c

ontr

actu

al a

gree

men

ts a

nd p

re-e

stab

lishe

d tim

e sc

hedu

les.

Mee

t pa

yrol

l de

adlin

esM

etM

eet

payr

oll

dead

lines

Mee

t pa

yrol

l de

adlin

es

bP

roce

ss a

nd d

istr

ibut

e va

catio

n, s

ick

leav

e an

d ho

liday

buy

bac

k ch

ecks

bas

ed o

n es

tabl

ishe

d sc

hedu

les.

Mee

t bu

y ba

ck

dead

lines

Met

Mee

t bu

y ba

ck

dead

lines

Mee

t bu

y ba

ck

dead

lines

cR

emit

in a

tim

ely

man

ner,

with

the

req

uire

d re

port

s,

payr

oll r

elat

ed d

educ

tions

suc

h as

with

hold

ing

taxe

s,

PE

RS

con

trib

utio

ns,

defe

rred

com

pens

atio

n, m

oney

pu

rcha

se p

ensi

on p

lan,

uni

on d

ues,

dep

osits

to

cred

it un

ions

and

gar

nish

men

ts.

Mee

t ag

ency

sc

hedu

les

Met

Mee

t ag

ency

sc

hedu

les

Mee

t ag

ency

sc

hedu

les

Par

tner

with

Cus

tom

er A

cces

s/P

lann

ing,

Far

e C

olle

ctio

n E

ngin

eerin

g an

d ot

her

Ope

ratin

g un

its t

o co

ntin

ue t

o de

velo

p an

d ex

pand

use

of

EZ

Rid

er f

or

park

ing.

EZ

Rid

er S

mar

t C

ard

Tra

nsit

Pro

gram

beg

an

10/2

/200

7, t

erm

inat

ed 1

2/22

/201

0 an

d re

plac

ed b

y C

lippe

r.

210,

000

park

ing

valid

atio

ns p

er

mon

th

Met

270,

000

park

ing

valid

atio

ns p

er

mon

th

370,

000

park

ing

valid

atio

ns p

er

mon

th

62

Page 70: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

dP

repa

re t

he Q

uart

erly

Ret

urns

and

sub

mit

to t

he I

RS

an

d E

DD

req

uire

d fil

es a

nd/o

r re

port

s w

ithin

fili

ng

dead

line.

Mee

t IR

S/E

DD

de

adlin

esM

etM

eet

IRS

/ED

D

dead

lines

Mee

t IR

S/E

DD

de

adlin

es

eP

repa

re t

he W

-2's

and

dis

trib

ute

them

to

empl

oyee

s on

or

befo

re J

anua

ry 3

1; s

ubm

it to

the

IR

S r

equi

red

W-

2 fil

es a

nd r

epor

ts o

n or

bef

ore

Feb

ruar

y 28

.

Mee

t IR

S

dead

lines

Met

Mee

t IR

S

dead

lines

Mee

t IR

S

dead

lines

fW

ork

with

oth

er d

epar

tmen

ts t

o en

hanc

e fu

nctio

nalit

y of

the

Dis

tric

t's P

ayro

ll sy

stem

and

pro

pose

, co

nfig

ure,

te

st,

impl

emen

t pa

yrol

l sys

tem

cha

nges

as

requ

ired.

As

Nee

ded

Met

As

Nee

ded

As

Nee

ded

gP

repa

re a

nd s

ubm

it th

e A

nnua

l Sta

te C

ontr

olle

r's

Com

pens

atio

n R

epor

t fo

r B

AR

T a

nd C

CJP

A w

ithin

fil

ing

dead

line

Mee

t S

tate

de

adlin

eM

etM

eet

Sta

te

dead

line

Mee

t S

tate

de

adlin

e

11A

dmin

iste

r G

ener

al L

edge

r cl

osin

g.11

aM

onth

ly c

losi

ng o

f th

e ge

nera

l led

ger

with

in 1

0 w

orki

ng d

ays

afte

r th

e en

d of

the

acc

ount

ing

mon

th.

With

in 1

0 w

ork

days

Met

With

in 1

0 da

ys

for

Mar

ch -

M

ay.

Acc

eler

ated

m

onth

ly

clos

ing

for

July

-

Feb

ruar

y fr

om t

he c

lose

of

the

prio

r fis

cal y

ear.

With

in 1

0 da

ys

for

Mar

ch -

M

ay.

Acc

eler

ated

m

onth

ly

clos

ing

for

July

-

Feb

ruar

y fr

om t

he c

lose

of

the

prio

r fis

cal y

ear.

63

Page 71: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

bC

lose

the

gen

eral

ledg

er a

t en

d of

the

yea

r as

soo

n as

po

ssib

leW

ithin

6 w

ks

afte

r fis

cal

year

end

for

op

erat

ing

fund

an

d 8

wee

ks

for

capi

tal

fund

.

Ope

ratin

g cl

osin

g m

et

but

book

s le

ft

open

sin

ce

Boa

rd

pres

enta

tion

was

don

e la

ter.

Clo

sing

fo

r ca

pita

l fu

nds

took

15

wee

ks d

ue t

o tim

e ne

eded

to

rece

ived

and

bo

oked

cap

ital

accr

ual.

With

in 6

wks

af

ter

fisca

l ye

ar e

nd f

or

oper

atin

g fu

nd

and

15 w

eeks

fo

r ca

pita

l fu

nd.

With

in 6

wks

af

ter

fisca

l ye

ar e

nd f

or

oper

atin

g fu

nd

and

15 w

eeks

fo

r ca

pita

l fu

nd.

cIn

itiat

e an

d co

ordi

nate

with

cos

t ce

nter

s th

e an

nual

ph

ysic

al in

vent

ory

of f

ixed

ass

ets.

A

s sc

hedu

led

Met

As

sche

dule

dA

s sc

hedu

led

12A

dmin

iste

r fin

anci

al r

epor

ting.

12a

Pre

pare

mon

thly

Bud

get

Per

form

ance

Rep

ort

(BP

R)

with

in 3

wor

k da

ys a

fter

clo

se o

f th

e ge

nera

l led

ger.

With

in 3

wor

k da

ys a

fter

G/L

cl

ose

Met

With

in 3

wor

k da

ys a

fter

G/L

cl

ose

With

in 3

wor

k da

ys a

fter

G/L

cl

ose

b-1

Com

plet

e al

l req

uire

d A

nnua

l Aud

ited

Fin

anci

al

Rep

orts

for

BA

RT

with

in 6

mon

ths

(9 m

onth

s fo

r S

ingl

e A

udit

Rep

ort)

aft

er t

he e

nd o

f th

e fis

cal y

ear.

C

urre

ntly

, th

e re

quire

d A

nnua

l Aud

it R

epor

ts a

re:

BA

RT

's B

asic

Fin

anci

al S

tate

men

ts,

Sin

gle

Aud

it R

epor

t, M

easu

re B

and

BB

Com

plia

nce

Rep

ort,

T

DA

/ST

A C

ompl

ianc

e R

epor

t &

the

Boa

rd E

xpen

ses

Com

plia

nce

Rep

ort.

Mee

t de

adlin

es a

s re

quire

d

Met

. S

ingl

e A

udit

is s

till i

n pr

ogre

ss.

Mee

t de

adlin

es a

s re

quire

d

Mee

t de

adlin

es a

s re

quire

d

b-2

Com

plet

e al

l req

uire

d A

nnua

l Aud

ited

Fin

anci

al

Rep

orts

for

CC

JPA

Fin

anci

al S

tate

men

ts a

nd R

HB

T

Rep

orts

Mee

t de

adlin

es a

s re

quire

d

Met

Mee

t de

adlin

es a

s re

quire

d

Mee

t de

adlin

es a

s re

quire

d

64

Page 72: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

cC

ompl

ete

and

subm

it th

e e

file

of t

he A

nnua

l Sta

te

Con

trol

ler's

Rep

ort

for

BA

RT

and

CC

JPA

with

in

Sta

te's

fili

ng d

eadl

ine.

With

in 9

0 da

ys

for

pape

r an

d 11

0 da

ys f

or

efile

aft

er F

Y

clos

e

Met

With

in 9

0 da

ys

for

pape

r an

d 11

0 da

ys f

or

efile

aft

er F

Y

clos

e

With

in 9

0 da

ys

for

pape

r an

d 11

0 da

ys f

or

efile

aft

er F

Y

clos

e

dC

ompl

ete

and

subm

it th

e N

atio

nal T

rans

it D

atab

ase

Rep

ort

with

in f

iling

dea

dlin

e.W

ithin

120

da

ys a

fter

FY

cl

ose

Met

With

in 1

20

days

aft

er F

Y

clos

e

With

in 1

20

days

aft

er F

Y

clos

e

eE

nsur

e da

ta u

sed

in p

repa

ring

the

Dis

tric

t's f

inan

cial

st

atem

ents

are

in c

onfo

rmity

with

Gen

eral

ly A

ccep

ted

Acc

ount

ing

Prin

cipl

es &

GA

SB

Pro

noun

cem

ents

.

On-

goin

gM

etO

n-go

ing

On-

goin

g

fP

rovi

de a

ssis

tanc

e to

aud

itors

to

faci

litat

e th

e au

dit

of

the

Dis

tric

t's f

inan

cial

rep

ortin

g re

quire

men

ts.

As

need

edM

etA

s ne

eded

As

need

ed

gC

ompl

ete

audi

t w

ithin

the

sch

edul

ed d

eadl

ines

.A

s sc

hedu

led

Met

. S

ingl

e A

udit

is s

till i

n pr

ogre

ss.

As

sche

dule

dA

s sc

hedu

led

13A

dmin

iste

r F

eder

al,

Sta

te a

nd

Loca

l Gra

nts.

13a

Pre

pare

and

sub

mit

requ

ests

for

rei

mbu

rsem

ents

to

the

fund

ing

agen

cies

mon

thly

or

quar

terly

aft

er t

he

mon

th e

nd c

lose

of

the

Gen

eral

Led

ger

and

reco

rd

tran

sact

ions

in t

he G

ener

al L

edge

r.

For

Fed

eral

G

rant

s w

ithin

1

mon

th a

fter

G

/L c

lose

. F

or

Sta

te a

nd

Loca

l Gra

nts

with

in 1

mon

th

afte

r G

/L c

lose

or

qua

rter

ly a

s re

quire

d.

Met

M

onth

ly,

or

quar

terly

as

requ

ired.

Mon

thly

, or

qu

arte

rly a

s re

quire

d.

bP

repa

re t

he Q

trly

Fin

anci

al S

tatu

s R

epor

ts (

FS

R)

requ

ired

by t

he F

eder

al T

rans

it A

dmin

istr

atio

n fo

r ac

tive

gran

ts w

ithin

30

days

aft

er q

uart

er e

nd d

ate,

ex

cept

for

the

yea

r-en

d w

hich

is 9

0 da

ys.

With

in 3

0 (9

0 fo

r ye

ar-e

nd)

days

aft

er Q

tr

end

date

Met

W

ithin

30

(90

for

year

-end

) da

ys a

fter

Qtr

en

d da

te

With

in 3

0 (9

0 fo

r ye

ar-e

nd)

days

aft

er Q

tr

end

date

65

Page 73: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

cE

nsur

e tim

ely

colle

ctio

n of

out

stan

ding

gra

nt

rece

ivab

les.

On-

goin

g.

Con

tinue

to

mon

itor

timel

y co

llect

ions

of

rece

ivab

les

and

addr

ess

billi

ng is

sues

as

soo

n as

po

ssib

le.

Met

O

n-go

ing.

C

ontin

ue t

o m

onito

r tim

ely

colle

ctio

ns o

f re

ceiv

able

s an

d ad

dres

s bi

lling

issu

es

as s

oon

as

poss

ible

.

On-

goin

g.

Con

tinue

to

mon

itor

timel

y co

llect

ions

of

rece

ivab

les

and

addr

ess

billi

ng is

sues

as

soo

n as

po

ssib

le.

dR

evie

w p

roce

ss m

onth

ly t

o en

sure

tha

t co

sts

do n

ot

exce

ed t

he li

mits

stip

ulat

ed in

the

gra

nt.

Mon

thly

Met

M

onth

lyM

onth

ly

eG

rant

Clo

se-o

ut:

Ens

ure

that

pro

ject

exp

endi

ture

s ha

d be

en f

ully

fun

ded

and

any

reim

burs

able

exp

ense

s bi

lled

and

colle

cted

.

With

in 3

0 da

ys

afte

r no

tice

of

com

plet

ion

is

rece

ived

Met

W

ithin

30

days

af

ter

notic

e of

co

mpl

etio

n is

re

ceiv

ed

With

in 3

0 da

ys

afte

r no

tice

of

com

plet

ion

is

rece

ived

fG

rant

Clo

se-o

ut:

For

Fed

eral

Gra

nts,

ens

ure

that

cl

ose

out

lett

er is

pre

pare

d an

d se

nt o

ut w

ithin

30

days

af

ter

gran

t cl

oseo

ut.

With

in 3

0 da

ys

afte

r gr

ant

clos

eout

Met

W

ithin

30

days

af

ter

gran

t cl

oseo

ut

With

in 3

0 da

ys

afte

r gr

ant

clos

eout

14A

dmin

iste

r C

omm

erci

al R

even

ue

acco

unts

rec

eiva

ble.

14a

Pre

pare

and

rev

iew

all

bills

for

Tel

ecom

, R

eal E

stat

e re

ntal

and

con

cess

ion

licen

se a

gree

men

ts,

in

adva

nce,

and

per

mits

and

sup

port

ser

vice

s, in

arr

ears

, of

ser

vice

per

form

ance

.

10 d

ays

adva

nce

of

licen

se o

r 15

da

ys a

fter

se

rvic

es

perf

orm

ed

Met

10 d

ays

for

adva

nce

billi

ng

and

50 d

ays

afte

r se

rvic

es

perf

orm

ed

10 d

ays

for

adva

nce

billi

ng

and

50 d

ays

afte

r se

rvic

es

perf

orm

ed

15A

dmin

iste

r A

ccou

nts

Pay

able

.15

aP

roce

ss a

nd p

ay v

endo

rs a

nd c

ontr

acto

rs w

ithin

30

days

aft

er r

ecei

pt o

f ac

cept

able

invo

ices

, w

hich

av

erag

ed a

t 60

,000

in a

yea

r, a

nd t

rans

late

s in

to

abou

t 17

,000

che

cks.

With

in 3

0 da

ys

of r

ecei

ptA

bout

86%

w

ere

paid

w

ithin

30

days

. W

ithin

30

days

of

rec

eipt

With

in 3

0 da

ys

of r

ecei

pt

66

Page 74: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

bP

repa

re a

nd d

istr

ibut

e 10

99's

to

vend

ors

and

cont

ract

ors

on o

r be

fore

Jan

uary

31.

S

ubm

it to

the

IR

S a

nd t

he S

tate

the

req

uire

d 10

99 f

iles

and

repo

rts

on o

r be

fore

Feb

ruar

y 28

(pa

per)

or

Mar

ch 3

1 (e

-file

).

Mee

t IR

S &

S

tate

de

adlin

es

Met

Mee

t IR

S &

S

tate

de

adlin

es

Mee

t IR

S &

S

tate

de

adlin

es

16M

anag

e T

ime

Acc

ount

ing

and

Adm

inis

trat

ion.

16

a-1

a-2

Aud

it tim

e sh

eet

entr

ies,

pay

able

tim

e da

ta a

nd

sche

dule

s; c

ontin

ue t

o pe

rfor

m w

ork

arou

nd t

o co

rrec

t er

rors

in s

yste

m g

ener

ated

pro

cess

es;

trou

bles

hoot

pa

yabl

e tim

e an

d sy

stem

err

ors;

coo

rdin

ate

with

the

fie

ld t

o en

sure

pay

acc

urac

y.

As

requ

ired

b-1

Con

tinue

to

part

icip

ate

in t

he d

esig

n, s

etup

, an

d te

stin

g to

res

olve

issu

es a

ssoc

iate

d w

ith t

he

impl

emen

tatio

n of

Peo

pleS

oft

Pha

se I

I up

grad

e fo

r T

ime

and

Labo

r.

Pre

p fo

r F

ull

HC

M-T

L U

pgra

de t

o 9.

2 (im

plem

ent

addi

tiona

l en

hanc

emen

ts

that

are

be

nefic

ial

Com

plet

ed 9

.2

HC

M-T

L U

pgra

de t

o 9.

2 U

pgra

de

ME

T

As

requ

ired

As

requ

ired

b-2

Par

ticip

ate

in O

racl

e /

Peo

pleS

oftF

IN-P

roje

cts

Too

ls

Upg

rade

s an

d in

tegr

atio

n U

pgra

des

with

Tim

e an

d La

bor.

As

requ

ired

Met

As

requ

ired

As

requ

ired

b-3

Par

ticip

ate

in t

he d

esig

n, s

etup

, te

stin

g an

d im

plem

enta

tion

of f

utur

e T

ime

and

Labo

r up

grad

es

and

impl

emen

tatio

ns a

s re

quire

d.

ME

T40

Hou

r w

ork

rule

s fo

r A

TU

an

d B

PM

A

As

requ

ired

Pro

vide

ass

ista

nce

to t

ime

repo

rter

s an

d ap

prov

ers

to

ensu

re t

hat

empl

oyee

's p

ayab

le t

ime

is r

epor

ted

accu

rate

ly,

proc

esse

d co

rrec

tly a

nd a

ppro

ved

in a

tim

ely

man

ner.

As

requ

ired

Met

As

requ

ired

As

requ

ired

67

Page 75: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

cC

ontin

ue t

o m

eet

with

Lab

or a

nd L

egal

to

obt

ain

upda

tes

and

addi

tions

to

exis

ting

cont

ract

lang

uage

an

d w

here

pos

sibl

e co

nfig

ure

syst

em t

o m

eet

the

spec

ifica

tions

, an

d cr

eate

DR

whe

n ne

cess

ary.

Com

plet

ion

of

CB

A W

ork

Rul

e Im

plem

enta

tion

for

all r

atifi

ed

grou

ps.

In P

rogr

ess

As

requ

ired

As

requ

ired

d-1

Mee

t w

ith F

ield

Sup

ervi

sors

/Man

ager

s up

on r

eque

st

to d

iscu

ss r

epor

ted

syst

em is

sues

and

res

pond

tim

ely

with

alte

rnat

ives

tha

t w

ill m

eet

the

need

s of

the

gro

up.

(Not

ify T

rain

ing

of p

roce

dura

l cha

nges

.)

As

requ

ired

Met

As

requ

ired

As

requ

ired

d-2

Par

ticip

ate

in

nuts

and

bol

ts,

new

hire

an

d ad

hoc

F/S

/M t

rain

ing

on:

times

heet

rev

iew

, w

ork

sche

dule

up

date

s, e

xcep

tions

res

olut

ions

, un

ders

tand

ing

paya

ble

time

sum

mar

y/de

tail,

tim

e ap

prov

al,

runn

ing/

sche

dulin

g qu

erie

s/re

port

s, T

RC

rev

iew

, et

c.

Off

er/P

artic

ipa

te in

tra

inin

g cl

asse

s as

ne

eded

.

Met

Off

er/P

artic

ipa

te in

tra

inin

g cl

asse

s as

ne

eded

.

Off

er/P

artic

ipa

te in

tra

inin

g cl

asse

s as

ne

eded

.

d-3

Con

duct

mon

thly

tra

inin

g se

ssio

n on

Tim

e an

d La

bor

Man

ager

Sel

f S

ervi

ce a

s ne

eded

with

: ne

w h

ires,

pr

omot

ed f

orew

orke

rs,

supe

rvis

ors

and

man

ager

s.

Mon

thly

/ A

s N

eede

d

d-4

Con

duct

mon

thly

ref

resh

er t

rain

ing

sess

ion

on T

ime

and

Labo

r M

anag

emen

t S

elf

Ser

vice

.M

onth

ly /

As

Nee

ded

eV

alid

ate

and

proc

ess

vaca

tion,

sic

k le

ave

and

holid

ay

buy

back

ele

ctio

n da

ta b

ased

on

esta

blis

hed

sche

dule

s.

As

sche

dule

dM

etA

s sc

hedu

led

As

sche

dule

d

68

Page 76: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Fin

ance

Off

ice

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

fS

et s

peci

fic d

ates

in t

he w

eek

for

test

ing:

new

wor

k ru

les,

sys

tem

fix

es,

cont

ract

cha

nges

, e

tc.

Sta

gger

sta

ff s

ched

ules

to

mee

t te

stin

g tim

e-lin

es s

et.

(lim

ited

staf

fing)

. M

aint

ain

Log

of N

ew a

nd R

ecur

ring

Issu

es.

Mee

t w

eekl

y w

ith I

T t

o: r

evie

w n

ew a

nd e

xist

ing

issu

es;

and

setu

p re

ason

able

prio

ritie

s fo

r de

velo

pmen

t an

d te

stin

g of

res

olut

ions

to

issu

es

logg

ed,

etc.

Mee

t W

eekl

y/

As

Nee

ded

gC

reat

e m

ore

quer

ies

and

repo

rts

for

a fa

ster

and

ac

cura

te t

rack

ing

and

audi

ting

of e

mpl

oyee

tim

e.

With

in

reas

onab

le

time

upon

re

ques

t

Ong

oing

With

in

reas

onab

le

time

upon

re

ques

t

With

in

reas

onab

le

time

upon

re

ques

t

hW

ork

with

Dep

t M

anag

ers

to e

nsur

e T

ime

and

Labo

r se

curit

y ac

cess

pro

vide

d m

eets

the

req

uire

men

ts.

As

requ

ired

17P

eopl

eSof

t S

yste

m

Impl

emen

tatio

n17

aC

ontin

ue t

o co

ordi

nate

and

coo

pera

te w

ith I

T a

nd

othe

r B

AR

T d

epar

tmen

ts t

o im

prov

e an

d re

solv

e is

sues

rel

ated

to

the

Peo

pleS

oft

Sys

tem

.

As

requ

ired

Ong

oing

As

requ

ired

As

requ

ired

bS

eek

and

prov

ide

suff

icie

nt in

tern

al a

nd e

xter

nal

trai

ning

to

acco

untin

g st

aff

to in

crea

se t

heir

know

ledg

e an

d fa

mili

arity

with

the

new

Peo

pleS

oft

syst

em.

As

need

ed

and

as f

undi

ng

avai

labi

lity

perm

its

Ong

oing

As

need

ed

and

as f

undi

ng

avai

labi

lity

perm

its

As

need

ed

and

as f

undi

ng

avai

labi

lity

perm

its

cC

ontin

ue t

o lo

ok f

or o

ppor

tuni

ties

to g

ain

utm

ost

effic

ienc

y fr

om t

he n

ew P

eopl

eSof

t sy

stem

. A

s ne

eded

O

ngoi

ngA

s ne

eded

A

s ne

eded

dC

oord

inat

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requ

ired

69

Page 77: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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70

Page 78: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

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requ

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71

Page 79: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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72

Page 80: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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.

73

Page 81: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

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ject

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.

74

Page 82: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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75

Page 83: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

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file

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tind

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76

Page 84: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- M

arke

tin

g &

Res

earc

h

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jF

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5 A

ctu

al

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jF

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bj

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ep

lace

all

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stin

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il ca

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rch

ase

exp

an

sio

n v

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icle

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ilab

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m

ark

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vid

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cu

sto

me

rs w

hile

m

ain

tain

ing

op

timu

m s

yste

m

relia

bili

ty.

77

Page 85: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- M

arke

tin

g &

Res

earc

h

FY

15

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jF

Y1

5 A

ctu

al

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jF

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bj

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.

N/A

78

Page 86: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

erA

licia

Tro

st

Com

mun

icat

ions

Off

icer

s (2)

Jam

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. All

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mun

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79

Page 87: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

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om

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1

80

Page 88: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

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the

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ativ

e to

oth

er s

ervi

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attr

ibut

es.

Mee

t 90%

or

bette

r cu

stom

er

ratin

gs f

or

broc

hure

, w

ebsi

te

rela

tive

to

othe

r se

rvic

e at

trib

utes

met

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eet 9

0% o

r be

tter

cust

omer

ra

tings

for

br

ochu

re,

web

site

re

lativ

e to

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her

serv

ice

attr

ibut

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Mee

t 90%

or

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r cu

stom

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or

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, w

ebsi

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rela

tive

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r se

rvic

e at

trib

utes

cP

ublis

h 11

gen

eral

new

s st

orie

s to

the

web

.P

ublis

h or

igin

al

cont

ent w

ith

info

rmat

ion

help

ful t

o cu

stom

ers

on

bart

.gov

. At

leas

t 12

new

s ar

ticle

s ea

ch

year

met

Pub

lish

orig

inal

co

nten

t with

in

form

atio

n he

lpfu

l to

cust

omer

s on

ba

rt.g

ov. A

t le

ast 1

2 ne

ws

artic

les

each

ye

ar

Pub

lish

orig

inal

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nten

t with

in

form

atio

n he

lpfu

l to

cust

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s on

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t le

ast 1

2 ne

ws

artic

les

each

ye

ar

dU

pdat

e br

ochu

res,

pos

ted

sche

dule

s, m

aps,

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site

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d ot

her

cust

omer

info

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ion

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efle

ct s

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ce a

nd

fare

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nges

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ate

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d ot

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cust

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info

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ded

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ate

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d ot

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ate

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d ot

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cust

omer

info

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nee

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ew S

yste

m M

aps

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tem

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e.D

eplo

y ne

w

syst

em m

aps

only

if n

eede

d

met

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loy

new

sy

stem

map

s on

ly if

nee

ded

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loy

new

sy

stem

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s on

ly if

nee

ded

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ondu

ct a

t lea

st th

e sp

ecifi

ed n

umbe

r of

cus

tom

er

com

mun

icat

ion

cam

paig

ns r

elat

ed to

cou

rtes

y, s

afet

y,

secu

rity,

ren

ovat

ion,

rid

ersh

ip o

r C

lippe

r tip

s.

3 ca

mpa

igns

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leas

t one

m

ultil

ingu

al

met

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east

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ar

card

ca

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igns

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shin

g ke

y m

essa

ges

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ic, a

t lea

st

one

mul

tilin

gual

At l

east

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ar

card

ca

mpa

igns

pu

shin

g ke

y m

essa

ges

to

publ

ic, a

t lea

st

one

mul

tilin

gual

81

Page 89: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- C

om

mu

nic

atio

ns

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15 O

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and

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edia

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e pu

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tinue

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d at

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o on

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leva

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cs. U

se

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al m

edia

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igns

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d at

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t tw

o on

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cs. U

se

info

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iver

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ter

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aint

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edia

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ter

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ain

onlin

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edia

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on

bart

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ain

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dK

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gram

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repa

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lish

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lish

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lish

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te

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eet w

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oard

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r pu

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atio

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ched

ule

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oard

m

tgs

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edul

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l boa

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mtg

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ds

as n

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d

82

Page 90: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

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aint

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pres

erve

co

nten

t

83

Page 91: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

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itiat

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tern

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atte

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as n

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84

Page 92: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

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ssue

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85

Page 93: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

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itie

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irect

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ce

with

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y st

ake

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lde

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stitu

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ts,

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d e

lect

ed

o

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ials

.

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rm a

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in

vite

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cto

rs

to p

ub

lic

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nts

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form

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irect

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to

pu

blic

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rm a

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to p

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tiliz

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on

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eth

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co

mm

un

ica

te t

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d

raft

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tem

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ne

wa

l Pro

gra

m P

lan

.P

rote

ct p

ub

lic

tra

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t fu

nd

ing

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p &

T

rad

e,

Sa

te

Tra

nsi

t A

ssis

tan

ce,

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nsi

t D

eve

lop

me

nt

Act

, a

nd

e

xist

ing

sta

te

gen

era

l bo

nd

fu

nd

ing.

Co

nd

uct

p

ho

ne

&

on

line

to

wn

ha

lls;

sen

d m

ob

ile

ale

rts

dA

dvo

cate

fo

r ca

pita

l re

inve

stm

en

t &

Sta

te o

f G

oo

d

Re

pa

ir fu

nd

ing

on

th

e lo

cal,

sta

te a

nd

fe

de

ral l

eve

ls.

Ad

voca

te

ne

ed

s to

loca

l, st

ate

an

d

fed

era

l o

ffic

ials

Co

mp

lete

dA

dvo

cate

n

ee

ds

to lo

cal,

sta

te a

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de

ral

off

icia

ls

Ad

voca

te

ne

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s to

loca

l, st

ate

an

d

fed

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l o

ffic

ials

2E

xecu

te t

he

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tric

t's 2

01

6 S

tate

a

nd

Fe

de

ral A

dvo

cacy

Pro

gra

m2

aS

ee

k in

cre

ase

s in

exi

stin

g st

ate

tra

nsi

t fu

nd

ing

pro

gra

ms

an

d s

up

po

rt le

gisl

atio

n t

o in

cre

ase

fu

nd

ing.

Pro

tect

pu

blic

tr

an

ist

fun

din

g su

ch a

s C

ap

&

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de

, S

tate

T

ran

sit

Ass

ista

nce

, T

ran

sit

De

velo

pm

en

t A

ct,

an

d

exi

stin

g st

ate

ge

ne

ral b

on

d

fun

din

g

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rfo

rma

nc

e M

ea

su

res

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jec

ts/P

rog

ram

s/G

oa

lsD

es

ire

d O

utc

om

es

/Ob

jec

tiv

es

1E

du

cate

th

e p

ub

lic o

n B

AR

T's

ca

pita

l re

inve

stm

en

t n

ee

ds

an

d

exe

cute

th

e B

ett

er

BA

RT

, B

ett

er

Ba

y A

rea

ou

tre

ach

an

d

ed

uca

tion

pro

gra

m

86

Page 94: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ove

rnm

ent

and

Co

mm

un

ity

Rel

atio

ns

FY

15

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jF

Y1

5 A

ctu

al

FY

16

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ire

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bW

ork

to

pa

ss B

AR

T s

up

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d a

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sp

on

sore

d

legi

sla

tion

.S

ee

k le

gisl

atio

n t

o

imp

rove

th

e

BA

RT

p

rocu

rem

en

t p

roce

ss a

nd

if

ne

cess

ary

, se

ek

legi

sla

tion

to

tr

an

sfe

r C

ap

a

nd

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de

P

rogr

am

a

llow

an

ces

dire

ctly

to

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AR

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cS

up

po

rt G

ree

nh

ou

se G

as

red

uct

ion

legi

sla

tive

eff

ort

s.C

oo

rdin

ate

le

gisl

ativ

e a

nd

a

dvo

cacy

e

ffo

rts

to

prio

ritiz

e

red

uct

ion

of

GH

G

em

issi

on

s th

rou

gh p

ub

lic

tra

nsi

t a

nd

B

AR

T C

ap

&

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de

pro

ject

s

dM

on

itor

an

d p

art

icip

ate

in t

he

Fix

ing

Am

eric

a's

S

urf

ace

Tra

nsp

ort

atio

n A

ct.

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nito

r sp

eci

fic

fed

era

l re

gula

tion

s re

late

d t

o

BA

RT

an

d

com

me

nt

as

ne

ed

ed

87

Page 95: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ove

rnm

ent

and

Co

mm

un

ity

Rel

atio

ns

FY

15

Ob

jF

Y1

5 A

ctu

al

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ire

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utc

om

es

/Ob

jec

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ay

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a C

on

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on

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riorit

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Info

rm

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ngr

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ab

ou

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ig 3

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if t

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AR

T B

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me

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the

ba

llot

to

see

k lo

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tric

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infr

ast

ruct

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re

pa

ir a

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pla

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info

rm

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de

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tric

t's w

ork

forc

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, tr

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r B

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re C

ap

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ran

t a

pp

lica

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with

th

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ed

era

l Tra

nsi

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dm

inis

tra

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s re

quire

d

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on

tinu

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um

me

r Y

ou

th T

ou

r P

rogr

am

- e

du

catin

g yo

uth

fro

m

low

-inco

me

fa

mili

es

ho

w t

o u

se

pu

blic

tra

nsi

t w

hile

pro

vid

ing

the

m a

cce

ss t

o e

du

catio

na

l or

cultu

ral i

nst

itutio

ns

3a

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ate

an

d e

xecu

te a

te

nth

an

niv

ers

ary

pro

gra

m t

o

hig

hlig

ht

the

su

cce

ss o

f th

e p

rogr

am

an

d t

o f

urt

he

r p

rom

ote

it.

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mp

lete

by

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1-1

6

4W

ork

with

citi

es

an

d lo

cal

com

mu

niti

es

on

BA

RT

intia

tive

s a

nd

pro

ject

s

4a

Inte

ract

with

loca

l, ci

vic

an

d c

om

mu

nity

gro

up

s to

bu

ild

sup

po

rt f

or

BA

RT

initi

ativ

es

an

d p

roje

cts.

Sch

ed

ule

an

d

con

du

ct

regu

larly

m

ee

tings

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mp

lete

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che

du

le a

nd

co

nd

uct

re

gula

rly

me

etin

gs

Sch

ed

ule

an

d

con

du

ct

regu

larly

m

ee

tings

88

Page 96: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ove

rnm

ent

and

Co

mm

un

ity

Rel

atio

ns

FY

15

Ob

jF

Y1

5 A

ctu

al

FY

16

Ob

jF

Y1

7 O

bj

Pe

rfo

rma

nc

e M

ea

su

res

Pro

jec

ts/P

rog

ram

s/G

oa

lsD

es

ire

d O

utc

om

es

/Ob

jec

tiv

es

bC

rea

te o

pp

ort

un

itie

s fo

r th

e B

oa

rd o

f D

irect

ors

to

in

terf

ace

with

po

licym

ake

rs a

nd

ke

y st

ake

ho

lde

rs.

Invi

te

Dire

cto

rs t

o

eve

nts

, co

nve

ne

an

d

pa

rtic

ipa

te in

m

ee

tings

as

ne

ed

ed

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mp

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dIn

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irect

ors

to

e

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ts,

con

ven

e a

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p

art

icip

ate

in

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etin

gs a

s n

ee

de

d

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te

Dire

cto

rs t

o

eve

nts

, co

nve

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an

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pa

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te in

m

ee

tings

as

ne

ed

ed

55

aS

tre

ngt

he

n r

ela

tion

ship

s fo

r B

AR

T in

all

min

orit

y co

mm

un

itie

s th

rou

gho

ut

the

BA

RT

Dis

tric

t. A

tte

nd

co

mm

un

ity e

ven

ts a

nd

/or

sch

ed

ule

me

etin

gs w

ith

com

mu

nity

lea

de

rs,

org

s a

nd

/or

ele

cte

d o

ffic

ials

in

min

orit

y co

mm

un

itie

s w

ithin

th

e D

istr

ict.

Att

en

d

com

mu

nity

e

ven

ts a

nd

co

nve

ne

m

ee

tings

as

ne

ed

ed

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mp

lete

dA

tte

nd

co

mm

un

ity

eve

nts

an

d

con

ven

e

me

etin

gs a

s n

ee

de

d

Att

en

d

com

mu

nity

e

ven

ts a

nd

co

nve

ne

m

ee

tings

as

ne

ed

ed

bD

em

on

stra

te B

AR

T's

cu

ltura

l se

nsi

tivity

by

sup

po

rtin

g/a

tte

nd

ing

com

m.

eve

nts

, fa

irs,

fest

iva

ls,

cele

bra

tion

s, a

nd

mix

ers

th

at

pro

mo

te d

ive

rsity

. E

xplo

re n

ew

/diff

ere

nt

wa

ys f

or

BA

RT

to

un

de

rlin

e it

s co

mm

itme

nt

to y

ou

th d

eve

lop

me

nt

an

d t

he

co

mm

un

ity.

Pa

rtic

ipa

te in

a

t le

ast

25

d

ive

rse

co

mm

un

ity

eve

nts

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mp

lete

dP

art

icip

ate

in

at

lea

st 3

0

div

ers

e

com

mu

nity

e

ven

ts

Pa

rtic

ipa

te in

a

t le

ast

30

d

ive

rse

co

mm

un

ity

eve

nts

6S

up

po

rt e

ffo

rts

to e

xpa

nd

th

e

BA

RT

sys

tem

6a

Ext

en

d B

AR

T r

ail

serv

ice

to

ea

ste

rn C

on

tra

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sta

C

ou

nty

.B

egi

n e

BA

RT

re

ven

ue

se

rvic

e in

2

01

8.

Pro

ject

co

nst

ruct

ion

co

ntin

ue

s

Be

gin

eB

AR

T

reve

nu

e

serv

ice

in

20

18

.

bE

xte

nd

BA

RT

ra

il se

rvic

e t

o s

ou

the

rn F

rem

on

t.C

om

ple

te

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rm S

prin

gs

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ject

by

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cem

be

r 2

01

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ject

sc

he

ule

d t

o

op

en

in

Su

mm

er

20

16

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mp

lete

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arm

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rings

P

roje

ct b

y D

ece

mb

er

20

15

.

Be

gin

re

ven

ue

se

rvic

e in

S

um

me

r 2

01

6

De

velo

p a

nd

imp

lem

en

t fe

de

ral,

sta

te a

nd

loca

l le

gisl

ativ

e a

nd

co

mm

un

ity o

utr

ea

ch a

ctiv

itie

s to

in

cre

ase

fu

nd

ing

an

d c

om

mu

nity

su

pp

ort

fo

r ke

y B

AR

T in

itia

tive

s a

nd

pro

ject

s

89

Page 97: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- G

ove

rnm

ent

and

Co

mm

un

ity

Rel

atio

ns

FY

15

Ob

jF

Y1

5 A

ctu

al

FY

16

Ob

jF

Y1

7 O

bj

Pe

rfo

rma

nc

e M

ea

su

res

Pro

jec

ts/P

rog

ram

s/G

oa

lsD

es

ire

d O

utc

om

es

/Ob

jec

tiv

es

cE

xte

nd

BA

RT

se

rvic

e t

o L

ive

rmo

re.

Ed

uca

te t

he

co

mm

un

ity,

loca

l ele

cte

d

off

icia

ls a

nd

lo

cal

tra

nsp

ort

atio

n

lea

de

rs a

bo

ut

BA

RT

's

pla

nn

ing

eff

ort

s re

late

d

to t

he

pro

ject

.

Co

mp

lete

dE

du

cate

th

e

com

mu

nity

, lo

cal e

lect

ed

o

ffic

ials

an

d

loca

l tr

an

spo

rta

tion

le

ad

ers

ab

ou

t B

AR

T's

p

lan

nin

g e

ffo

rts

rela

ted

to

th

e p

roje

ct.

Ed

uca

te t

he

co

mm

un

ity,

loca

l ele

cte

d

off

icia

ls a

nd

lo

cal

tra

nsp

ort

atio

n

lea

de

rs a

bo

ut

BA

RT

's

pla

nn

ing

eff

ort

s re

late

d

to t

he

pro

ject

.

90

Page 98: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

erJu

lie Y

im

Com

pany

Sto

re P

urch

ases

Adm

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Spe

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nsit

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ter

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o.

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k M

aili

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f C

olla

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itol

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rido

r In

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nal 5

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ompl

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vest

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am

Clip

per

Out

reac

h

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trib

utio

n of

Sen

ior

& Y

outh

Cli

pper

car

ds

91

Page 99: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- C

us

tom

er

Se

rvic

e

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15 O

bj

FY

15 A

ctu

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jF

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Ob

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rovi

de s

ervi

ce le

vels

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mee

t th

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e cu

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ithin

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pplic

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aint

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al ti

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gree

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num

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ease

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ease

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tabl

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valu

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ctiv

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prog

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ake

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s to

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ntin

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ram

or

not.

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ain

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edia

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esta

blis

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in

2012

. Eva

luat

e ef

fect

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ess

of th

e pr

ogra

m

and

mak

e re

com

men

dati

ons

to

cont

inue

pr

ogra

m o

r no

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ntai

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tabl

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valu

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ake

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ntin

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form

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sure

sP

roje

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gra

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als

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Ou

tco

mes

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ject

ives

1

Dev

elop

and

impl

emen

t pro

gram

of

sys

tem

-wid

e ac

cess

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ty

impr

ovem

ents

as

oppo

rtun

ities

an

d fu

ndin

g be

com

e av

aila

ble.

92

Page 100: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

eE

valu

ate

curr

ent D

epar

tmen

t pra

ctic

es a

nd

perf

orm

ance

in r

egar

ds to

ser

vice

leve

l and

re

spon

sive

ness

to c

usto

mer

s

Impl

emen

t im

prov

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ts

to p

roce

sses

as

fou

nd in

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est P

ract

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fin

ding

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Impl

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t im

prov

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ts

to p

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sses

as

fou

nd in

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est P

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3D

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fed

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ate

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mun

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.

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tinue

pro

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kee

p cu

stom

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rmed

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ssue

s/re

late

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age.

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y pr

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ing

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nfo

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ntai

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rvic

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% o

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lls

serv

ed.

93

Page 101: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Ach

ieve

se

rvic

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anda

rd o

f 20

se

cond

s av

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ait

time.

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Ach

ieve

se

rvic

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anda

rd o

f 13

.0 s

econ

ds

aver

age

wai

t tim

e.

94

Page 102: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

erM

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anne

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undi

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f6.

0

95

Page 103: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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ran

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evel

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t

FY

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and

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form

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tran

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TC

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FT

A/F

HW

A)

agen

cies

.

96

Page 104: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

ef o

f Pol

ice

Ken

ton

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ney

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inis

trat

ive

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lyst

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97

Page 105: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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e D

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11

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mun

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AR

T s

erve

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98

Page 106: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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99

Page 107: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Ass

ista

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100

Page 108: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

ef M

aint

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101

Page 109: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

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102

Page 110: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

ef M

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103

Page 111: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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104

Page 112: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

fIn

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Page 113: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

10P

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106

Page 114: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

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107

Page 115: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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108

Page 116: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

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109

Page 117: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

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orts

; ro

utin

ely

obse

rve

the

perf

orm

ance

of

Tra

in O

pera

tors

in

the

yard

and

on

mai

nlin

e;

prov

ide

feed

back

to T

rain

O

pera

tors

on

thei

r co

mpl

ianc

e w

ith o

pera

tiona

l saf

ety

prac

tices

; an

d in

stitu

te a

dis

cipl

inar

y sy

stem

w

hich

trea

ts o

pera

tiona

l/saf

ety

viol

atio

ns in

a c

lear

, un

ambi

guou

s an

d se

riou

s m

anne

r.

Mai

ntai

n C

usto

mer

Am

eniti

es b

y pe

rfor

min

g da

ily s

ched

uled

cl

eani

ng a

nd in

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ities

at

all

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ions

as

wel

l as

heav

y st

atio

n cl

eani

ng o

n th

e pr

escr

ibed

cy

cles

.M

aint

ain

an a

vera

ge P

ES

rat

ing

for

"O

ther

Sta

tion

Are

as"

of 2

.85.

2.85

2.67

2.85

3.00

110

Page 118: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

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ject

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n 1,

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n 1,

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5

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in p

lace

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ew c

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acts

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ain

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e A

gent

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00 o

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ss31

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less

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ss

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rriv

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ncem

ents

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083.

143.

14

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ntai

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rage

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g fo

r T

rain

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rs

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in D

estin

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nnou

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ents

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263.

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in O

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fer

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ts"

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ntai

n an

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S r

atin

g fo

r "W

alkw

ays

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ntry

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laza

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anlin

ess"

of

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. 2.

772.

692.

802.

80

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ntai

n C

usto

mer

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eniti

es b

y m

eetin

g ca

r w

ashi

ng s

tand

ard

as

per

the

Rev

enue

Veh

icle

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lean

ing

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gram

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int G

oal

with

RS

&S

).

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imiz

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mer

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vice

by

mai

ntai

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Sta

tion

Age

nt s

taff

ing

at th

e bu

dget

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vels

to e

nsur

e th

at c

usto

mer

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ve a

vaila

ble

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ly id

entif

iabl

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rson

nel t

o re

spon

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er

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ce.

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imiz

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mer

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r co

mm

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mak

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ain

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inat

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nts

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men

ts. (

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l with

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ollin

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tock

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nsur

e P

A s

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m is

op

erab

le.)

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ove

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er A

men

ities

by

mai

ntai

ning

an

aggr

essi

ve g

raff

iti

rem

oval

pro

gram

.

111

Page 119: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- T

ran

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rtat

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iosk

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imiz

e C

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mer

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vice

by

mon

itori

ng th

e av

aila

bilit

y of

br

ochu

res

in th

e in

form

atio

n ki

osks

.

112

Page 120: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Gro

up M

gr, e

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113

Page 121: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

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ctiv

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oal

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form

ance

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s

114

Page 122: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

ctiv

es -

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T/(

OA

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t up

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rget

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se

115

Page 123: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

ctiv

es -

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T/(

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rev

iew

3P

rovi

de f

or a

n at

trac

tive

and

clea

n tr

avel

env

ironm

ent f

or a

ll cu

stom

ers

thro

ugh

prov

idin

g cl

ean

and

wel

l-mai

ntai

ned

rolli

ng

stoc

k an

d st

atio

n fa

cilit

ies.

3a

Rou

tinel

y tr

ack

com

plia

nce

with

con

trac

t pro

visi

ons

and

to a

sses

s th

e st

ate

of c

lean

lines

s of

all

publ

ic

area

s.

Dev

elop

an

audi

t pro

gram

, us

ing

the

cont

ract

am

enity

st

anda

rds

to

trac

k co

mpl

ianc

e w

ith

cont

ract

pr

ovis

ions

and

to

ass

ess

the

stat

e of

cl

eanl

ines

s of

al

l pub

lic a

reas

. A

udit

resu

lts to

be

rev

iew

ed o

n a

mon

thly

bas

is.

For

mal

aud

it pr

ogra

m n

ot

com

plet

e,

info

rmal

aud

its

occu

r w

eekl

y si

nce

Feb

201

5

Com

plet

e fo

rmal

aud

it pr

ogra

m a

nd

impl

emen

t

Con

tinue

for

mal

au

dit p

rogr

am

116

Page 124: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

ctiv

es -

eB

AR

T/(

OA

C)B

AR

T t

o O

AK

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

Per

form

ance

Mea

sure

s

bU

tiliz

e a

cust

omer

sat

isfa

ctio

n su

rvey

to g

auge

pat

ron

satis

fact

ion

with

the

trav

el e

nviro

nmen

t and

am

eniti

es.

Dev

elop

and

im

plem

ent

cust

omer

sa

tisfa

ctio

n su

rvey

to g

auge

pa

tron

sa

tisfa

ctio

n

Com

plet

ed M

ay

2015

and

Oct

20

15

Util

ize

BA

RT

Q

ES

met

hods

to

gau

ge

cust

omer

sa

tisfa

ctio

n

Util

ize

BA

RT

Q

ES

met

hods

to

gau

ge

cust

omer

sa

tisfa

ctio

n

cM

aint

ain

cons

iste

ntly

hig

h cu

stom

er s

atis

fact

ion

ratin

gs th

roug

hout

the

life

of th

e pr

ojec

tA

chie

ve h

igh

cust

omer

sa

tisfa

ctio

n ra

ting

Mor

e th

an 9

0%

posi

tive

ratin

gs

achi

eved

Mai

ntai

n ra

tings

ab

ove

90%

Mai

ntai

n ra

tings

ab

ove

90%

4P

rovi

de a

sea

mle

ss c

usto

mer

se

rvic

e ex

perie

nce

for

BA

RT

to

OA

K c

usto

mer

s ac

cess

ing/

egre

ssin

g th

e gu

idew

ay s

yste

m th

roug

h th

e C

olis

eum

sta

tion.

4a

Iden

tify

issu

es a

nd o

ppor

tuni

ties

to im

prov

e cu

stom

er

serv

ice

betw

een

BA

RT

OC

C, A

-Lin

e an

d C

ontr

act

oper

ator

man

agem

ent.

Con

vene

m

onth

ly B

AR

T

coor

dina

tion

mee

tings

be

twee

n B

AR

T

OC

C, A

-Lin

e an

d C

ontr

act

oper

ator

m

anag

emen

t.

Occ

urs

as-

need

ed.

Mai

ntai

n in

tegr

atio

n of

th

e tw

o sy

stem

s.

Mon

itor

for

area

s th

at n

eed

impr

ovem

ent

Mai

ntai

n in

tegr

atio

n of

th

e tw

o sy

stem

s.

Mon

itor

for

area

s th

at n

eed

impr

ovem

ent

bA

sses

s B

AR

T to

OA

K s

ervi

ce f

requ

ency

vs

cust

omer

ne

eds.

Col

labo

rate

with

O

pera

tions

P

lann

ing

to

com

plet

e a

rider

ship

an

alys

is to

as

sess

BA

RT

to

OA

K s

ervi

ce

freq

uenc

y.

Det

erm

ined

that

se

rvic

e fr

eque

ncy

need

ed

impr

ovem

ent.

D

evel

oped

new

sc

hedu

le.

Impl

emen

t im

prov

ed

sche

dule

Mon

itor

patr

on

utili

zatio

n an

d m

ake

reco

mm

enda

tions

for

sch

edul

e ch

ange

s as

ne

eded

.

5E

nsur

e th

e im

plem

enta

tion

of a

ll el

emen

ts o

f th

e B

AR

T to

OA

K

Sys

tem

Saf

ety

Pro

gram

Pla

n an

d de

velo

p ap

prop

riate

aud

it an

d ov

ersi

ght t

ools

to e

nsur

e co

ntra

ctor

com

plia

nce.

5a

Tra

ck c

ompl

ianc

e w

ith th

e 21

ele

men

ts o

f th

e S

SP

P.

Con

vene

a

mon

thly

Saf

ety

and

Sec

urity

m

eetin

g th

at is

do

cum

ente

d an

d is

inte

nded

to

trac

k S

SP

P

com

plia

nce.

Mon

thly

m

eetin

g Im

plem

ente

d F

eb 2

015.

O

ngoi

ng

mon

thly

Dev

elop

and

im

plem

ent

inte

rnal

aud

it pr

ogra

m f

or

SS

PP

co

mpl

ianc

e

Con

tinue

ro

utin

e in

tern

al

audi

ts to

trac

k S

SP

P

com

plia

nce

117

Page 125: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

ctiv

es -

eB

AR

T/(

OA

C)B

AR

T t

o O

AK

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

Per

form

ance

Mea

sure

s

bId

entif

y an

d do

cum

ent h

azar

ds, c

orre

ctiv

e ac

tions

and

tr

ack

prog

ress

on

thei

r cl

osur

e.C

ontr

acto

r to

de

velo

p an

d im

plem

ent a

ha

zard

trac

king

lo

g to

doc

umen

t ha

zard

s,

corr

ectiv

e ac

tions

and

tr

ack

prog

ress

on

thei

r cl

osur

e.

Rev

iew

the

log

on a

mon

thly

ba

sis.

Impl

emen

ted

Feb

201

5.

Haz

ards

are

id

entif

ied,

tr

acke

d an

d re

view

ed

Mon

thly

.

Con

tinue

pr

ogra

m.

Iden

tify

recu

ring

haza

rds

and

inve

stig

ate

way

s to

el

imin

ate

or

min

imiz

e

Con

tinue

pr

ogra

m

118

Page 126: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Ass

ista

nt G

ener

al M

anag

erR

ober

t Pow

ers

Chi

ef T

rans

it Sy

stem

s

Dev

elop

men

t Off

icer

V

al M

enot

ti

Cap

ital

Prog

ram

Sy

stem

sR

ober

t Mitr

off

(Int

erim

)

Cap

ital P

rogr

am

Stat

ions

Eng

./ C

onst

Mgm

tSh

irle

y N

g

Rea

l Est

ate

&

Prop

. D

evel

.S

ean

Bro

oks

Stra

tegi

c &

Po

licy

Plan

ning

Ell

en S

mith

Stat

ion

Are

a Pl

anni

ngV

al M

enot

ti

(Int

erim

)

Cap

ital

Prog

ram

ESP

/HM

CT

om H

orto

n

Cap

ital

Prog

ram

eB

AR

TR

ic R

attr

ay

Cap

ital

Prog

ram

WSX

Pau

l Med

ved

Cap

ital

Prog

ram

S

VB

XE

mil

e Ji

lwan

Prog

ram

M

anag

emen

tPa

ul G

ueri

n

Dis

tric

t A

rchi

tect

Tia

n F

eng

TO

D

Coo

rdin

atio

n

Sta

tion

Are

a P

lann

ing

Sta

tion

C

ompr

ehen

sive

P

lann

ing

Com

mun

ity

Coo

rdin

atio

n

Pla

cem

akin

g

Sta

tion

Pro

ject

D

evel

opm

ent

Sys

tem

E

xpan

sion

Reg

iona

l Rai

l C

oord

inat

ion

Art

at

BA

RT

BA

RT

M

etro

Syst

emw

ide

A

cces

s

Str

ateg

ic

Pla

n

Reg

iona

l P

lann

ing

Sur

veyi

ng,

Exc

ess

Lan

d S

ales

Perm

itti

ng,

Lea

ses

&

Lic

ense

s,

Prop

erty

M

gmt,

Stat

ion

Ret

ail

RO

W/ M

appi

ng

& G

IS/

Cer

tific

atio

n

App

rais

als/

Acq

uisi

tion

s/

Rel

ocat

ions

TO

D

Opp

ortu

niti

es/

Soli

cita

tion/

N

egot

iatio

ns/

Agr

eem

ents

Pha

se 1

S

tati

on

Mod

erni

zati

on

Join

t D

evel

opm

ent

Eng

inee

ring

/ C

onst

ruct

ion

Liv

erm

ore

Ext

ensi

on E

IR

Sup

port

Sta

tion

Pro

ject

C

onst

ruct

ion

Fac

ilit

ies

Reh

abil

itat

ion

AD

A P

roje

cts

BA

RT

F

acil

ities

S

tand

ards

Co-

lead

Syst

ems

Ren

ovat

ion

Tra

in C

ontr

ol

Tra

ctio

n P

ower

Ext

ensi

ons

Syst

ems

AFC

Pro

ject

s

OC

C

Rep

lace

men

t

Pro

ject

C

ontr

ols

/ C

ontr

acts

Pro

fess

iona

l S

ervi

ces

Agr

eem

ents

A

dmin

istr

atio

n

Pro

cure

men

t O

vers

ight

Pro

ject

C

ontr

ols

Sup

port

to

othe

r D

epts

Sil

icon

Val

ley

Ber

ryes

sa

Ext

ensi

on

Eng

inee

ring

/ C

oord

inat

ion

War

m

Spr

ings

E

xten

sion

Irvi

ngto

n St

atio

n

eBA

RT

E

xten

sion

eBA

RT

D

MU

P

rocu

rem

ent

Hay

war

d M

aint

. C

ompl

ex

Hay

war

d Y

ard

Eas

t

Aer

ial

Str

uctu

res

&

Sta

tion

s R

etro

fits

Tra

nsba

y T

ube

Ret

rofi

ts

Oth

er B

AR

T

Faci

litie

s R

etro

fits

(Y

ards

, Sho

ps,

Park

ing,

St

ruct

ures

, Sy

stem

s, e

tc)

Sec

urit

y P

rogr

am

Con

stru

ctio

n

FY17

Pre

limin

ary

Bud

get

TOTA

L H

EAD

CO

UNT

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ratin

g36

.1

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ital

74.9

R

EI

-

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aff

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0

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ef T

rans

it Sy

s. D

ev. O

ffic

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arlt

on A

llen

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dmin

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lyst

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ef T

rans

it Sy

stem

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ff

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aina

bilit

yH

olly

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don

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119

Page 127: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Pla

nn

ing

, D

evel

op

men

t an

d C

on

stru

ctio

n

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j1

Exp

and

and

impr

ove

the

Hay

war

d sh

ops

and

yard

fac

ilitie

s fo

r ve

hicl

e an

d sy

stem

wid

e m

aint

enan

ce t

o fa

cilit

ate

a st

ate

of g

ood

repa

ir an

d fle

et r

elia

bilty

.

1a

Impl

emen

t th

e H

MC

Pro

ject

inve

stm

ent

prog

ram

.A

war

d 4

desi

gn-

bidb

uild

co

nstr

uctio

n co

ntra

cts

Aw

arde

dD

ue t

o on

goin

g di

scus

sion

s w

ith p

roje

ct

user

s, a

ll de

sign

s w

ill

not

be

com

plet

e un

til

Q2,

FY

17.

T

wo

cons

truc

tion

cont

ract

s ar

e co

mpl

ete.

All

furt

her

obje

ctiv

es f

or

HM

C a

re

depe

nden

t up

on r

ecei

pt

of a

dditi

onal

fu

ndin

g. I

f re

ceiv

ed

awar

d co

ntra

ct

or C

hang

e O

rder

Q2.

Tw

o ot

her

cont

ract

s Q

3

2R

etro

fit c

ore

syst

em t

o m

eet

oper

abili

ty s

tand

ards

and

ret

rofit

re

mai

nder

of

syst

em t

o m

eet

Life

S

afet

y st

anda

rds.

"

2a

Com

plet

e E

arth

quak

e S

afet

y P

rogr

am b

y Ja

nuar

y 20

14.

As

a re

sult

of

scop

e ch

ange

s,

com

plet

ion

- 20

22

ongo

ing

bIs

sue

A L

ine

Con

stru

ctio

n C

ontr

acts

Q3

1 co

ntra

ct1

cont

ract

aw

arde

d Q

41

cont

ract

aw

arde

d Q

2,

the

othe

r Q

4.

Mai

n T

rans

bay

Tub

e R

etro

fit

cont

ract

ad

vert

ised

Q3

Aw

ard

2 T

rans

bay

Tub

e co

nstr

uctio

n co

ntra

cts

3D

evel

op a

pac

kage

of

prog

ram

s an

d pr

ojec

ts t

o im

prov

e ac

cess

to

our

sta

tions

by

mod

es o

ther

th

an s

ingl

e oc

cupa

nt v

ehic

les.

3a

Coo

rdin

ate

with

Oak

land

and

Em

eryv

ille

to a

dvan

ce

last

mile

con

nect

ivity

stu

dies

and

act

iviti

es.

Com

plet

ed Q

2C

ompl

eted

4Im

plem

ent

way

findi

ng s

igna

ge t

o an

d fr

om B

AR

T s

tatio

ns,

and

with

in t

he s

tatio

n, t

o ai

d th

e cu

stom

er in

nav

igat

ing

the

BA

RT

sy

stem

and

in m

akin

g co

nnec

tions

to

othe

r tr

ansi

t an

d lo

cal d

estin

atio

ns.

4a

As

fund

ing

perm

its,

expa

nd W

ayfin

ding

Im

prov

emen

ts

up t

o 10

mor

e st

atio

ns.

Com

plet

e P

unch

list

and

clos

e-ou

t -

Pha

se I

Com

plet

edC

lose

out

P

hase

I -

Q4

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form

ance

Mea

sure

sP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

120

Page 128: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Pla

nn

ing

, D

evel

op

men

t an

d C

on

stru

ctio

n

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

erfo

rman

ce M

easu

res

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ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

bW

ayfin

ding

impr

ovem

ents

for

16

stat

ions

NT

P 1

/201

5 -

cons

truc

tion

dura

tion

20

mos

.

Sta

rt

cons

truc

tion

Ong

oing

Com

plet

e co

nstr

uctio

n Q

1

cW

ayfin

ding

impr

ovem

ents

at

10 s

tatio

nsP

hase

III

-

Des

ign

&

adva

nce

to

adve

rtis

e

Adv

ertis

e &

C

ompl

ete

Q3

Pha

se I

II -

D

esig

n co

mpl

ete.

S

tart

co

nstr

uctio

n Q

4

Ong

ong

5U

pgra

de B

AR

T s

tatio

ns t

o im

prov

e lig

htin

g, p

athw

ays,

and

si

gnag

e sy

stem

s.

5a

Impl

emen

t S

tatio

n B

right

enin

g at

sel

ecte

d st

atio

ns t

o im

prov

e en

viro

nmen

t fo

r cu

stom

ers

and

empl

oyee

s.C

oord

inat

e an

d pr

iorit

ize

inve

stm

ents

, an

d in

itiat

e im

plem

enta

-tio

n.

Com

plet

edC

oord

inat

e an

d pr

iorit

ize

inve

stm

ents

at

3-4

stat

ions

, an

d in

itiat

e im

plem

enta

-tio

n.

Q4

bIm

plem

ent

Sys

tem

ic in

vest

men

ts t

o ad

vanc

e S

tate

of

Goo

d R

epai

r an

d im

prov

e cu

stom

er e

nviro

nmen

t ac

ross

mul

tiple

sta

tions

.

Iden

tify,

pr

iorit

ize

and

prep

are

syst

emic

in

vest

men

t re

com

men

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121

Page 129: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

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122

Page 130: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

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123

Page 131: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

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124

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FY

17 G

oal

s &

Ob

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125

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FY

17 G

oal

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Y20

16

As

requ

ired,

th

roug

h 20

16.

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plet

e an

alys

is Q

1

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aF

ollo

win

g le

ad o

f lo

cal j

uris

dict

ions

, ad

vanc

e st

atio

n ar

ea p

lans

: N

orth

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cord

/Mar

tinez

, C

onco

rd,

Fre

mon

t, L

ake

Mer

ritt,

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iseu

m,

19th

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eet,

Wes

t O

akla

nd,

Pow

ell,

and

Em

barc

ader

o.

As

requ

ired,

th

roug

h Ju

ne

2015

.

Ong

oing

As

requ

ired,

th

roug

h 20

16.

Ong

oing

bA

dvan

ce C

ompr

ehen

sive

Sta

tion

Pla

ns/S

tatio

n M

aste

r P

lans

, at

thr

ee s

tatio

ns,

to c

oord

inat

e st

atio

n re

nova

tion

and

capa

city

inve

stm

ents

with

land

use

, ac

cess

, ur

ban

desi

gn a

nd a

rchi

tect

ure.

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tion

mod

erni

zatio

n C

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rd,

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m,

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boa

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k,

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y

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cA

dvan

ce p

ropo

sed

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t M

illbr

ae S

tatio

n fo

r B

oard

A

ppro

val

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orki

ng w

ith c

ities

and

loca

l co

mm

uniti

es,

BA

RT

will

im

plem

ent

appr

oved

de

velo

pmen

t pr

ojec

ts.

18a

Wor

k w

ith D

evel

oper

s to

obt

ain

deve

lopm

ent

appr

oval

s fr

om lo

cal l

and

use

juris

dict

ions

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olis

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, G

len

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kO

ngoi

ngP

leas

ant

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, C

olis

eum

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est

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land

, B

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a P

ark,

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alnu

t C

reek

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onst

ruct

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rans

it-or

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ents

at

app

rove

d B

AR

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tatio

ns.

Con

tinua

tion.

Ong

oing

Con

tinua

tion.

Ong

oing

In c

oope

ratio

n w

ith c

ities

and

lo

cal c

omm

uniti

es,

BA

RT

will

co

nduc

t st

atio

n pl

anni

ng t

o de

term

ine

the

appr

opria

te le

vel

of d

evel

opm

ent

on a

nd n

ear

BA

RT

sta

tion

prop

erty

. T

hese

pl

ans

will

als

o in

clud

e pr

iorit

ized

ac

cess

impr

ovem

ents

and

fu

ndin

g pl

ans.

126

Page 134: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Pla

nn

ing

, D

evel

op

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on

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rogr

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ired

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ugh

June

20

15

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plet

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ontin

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upda

te T

OD

po

licy

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aIn

itiat

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t fo

r cl

imat

e ch

ange

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apta

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AR

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acili

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plet

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plem

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hrou

gh p

ilot

proj

ects

suc

h as

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lann

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& D

evel

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ent

capi

tal p

roje

cts.

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rpor

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and

cons

truc

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docs

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oing

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age

P.M

. du

ring

initi

al

proj

ect

stag

e

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oing

cA

dvan

ce E

nviro

nmen

tal M

anag

emen

t S

yste

m (

EM

S)

by e

xpan

ding

to

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land

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p, a

nd in

itiat

ing

targ

eted

tr

aini

ng.

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plet

ed

first

cyc

le o

f E

MS

and

in

itiat

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cond

cy

cle.

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plet

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MS

st

rate

gy

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ticip

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sy

stem

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uild

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hrou

gh a

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pact

s of

sea

leve

l ris

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LR)

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adap

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solu

tions

.

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vide

d te

chni

cal

supp

ort

to t

he

FH

WA

AR

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stud

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ticip

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to

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ompl

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ugus

t 20

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plet

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rain

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trol

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dapt

atio

n /

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nera

bilit

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tudy

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plet

e S

tudy

Q3

20R

educ

e G

HG

em

issi

ons

per

BA

RT

veh

icle

mile

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aS

usta

inab

ility

Com

mitt

ee t

o es

tabl

ish

targ

ets

in

2009

/10.

As

requ

ired,

th

roug

h Ju

ne

2015

.

Est

ablis

hed

base

-line

As

requ

ired,

th

roug

h Ju

ne

2016

.

As

requ

ired

thro

ugh

June

20

17

Bui

ld c

onse

nsus

am

ong

tran

sit

oper

ator

s fo

r re

duci

ng

gree

nhou

se g

as e

mis

sion

, an

d ut

ilizi

ng s

usta

inab

ility

tec

hniq

ues.

127

Page 135: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

jec

tive

s -

Pla

nn

ing

, D

evel

op

men

t an

d C

on

stru

ctio

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Are

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uppo

rt r

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B37

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guid

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egio

nal T

rans

port

atio

n P

lan

(RT

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le C

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uniti

es S

trat

egy

to a

chie

ve s

tate

G

HG

em

issi

ons

redu

ctio

n ta

rget

s.

As

requ

ired,

th

roug

h Ju

ne

2015

.

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oing

As

requ

ired,

th

roug

h Ju

ne

2016

.

As

requ

ired

thro

ugh

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bS

uppo

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egio

nal,

stat

e an

d fe

dera

l-lev

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eff

orts

as

the

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late

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nspo

rtat

ion

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undi

ng a

nd/o

r en

viro

nmen

tal r

egul

atio

n.

As

requ

ired,

th

roug

h Ju

ne

2015

.

Ong

oing

As

requ

ired,

th

roug

h Ju

ne

2016

.

As

requ

ired

thro

ugh

2017

22R

educ

e D

istr

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umpt

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unde

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usa

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asel

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elop

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ater

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atio

n pl

an.

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plet

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term

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ght.

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lan'

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ctio

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ngoi

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evel

op a

nd im

plem

ent

a fe

dera

l, st

ate

and

loca

l leg

isla

tive

and

com

mun

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utre

ach

prog

ram

to

incr

ease

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ding

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co

mm

unity

sup

port

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itiat

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tinue

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emen

tatio

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t na

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te le

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e U

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ounc

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As

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ne

2015

.

Ong

oing

As

requ

ired,

th

roug

h Ju

ne

2016

.

Ong

oing

128

Page 136: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Ass

ista

nt G

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ateg

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129

Page 137: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

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130

Page 138: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- P

rocu

rem

ent

Dep

artm

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s

131

Page 139: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

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rocu

rem

ent

Dep

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ased

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ntor

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war

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t 100

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f ap

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quis

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s to

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ing

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ithin

15

days

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valu

ate

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rol t

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rogr

am

and

budg

et p

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rman

ce a

ctiv

ity

of th

e P

rocu

rem

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ept's

op

erat

ions

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5a

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vide

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umm

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rt o

f ea

ch D

ivis

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dget

per

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onth

's B

PR

.

With

in 4

day

sM

etW

ithin

4 d

ays

With

in 4

day

s

132

Page 140: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

erB

ob F

rank

lin

Gen

eral

Acc

ess

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ing

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nce

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atio

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cces

sibi

lity

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king

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roce

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aTra

nsit

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ta)

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tem

wid

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133

Page 141: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

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cti

ves

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lop

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pons

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tinue

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rem

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late

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it an

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quire

men

ts

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plie

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it an

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it an

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ram

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oal

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utc

om

es/O

bje

ctiv

es

134

Page 142: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- C

us

tom

er

Ac

ce

ss

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pa

rtm

en

t

FY

15 O

bj

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jF

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form

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sure

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ject

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nhan

cem

ents

to

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ting

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sit

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atio

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de

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stin

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m.

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vide

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hanc

emen

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xist

ing

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ram

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vide

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xist

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itor

para

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sit

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ot

her

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sit

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atio

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cces

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lity

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plia

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plem

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cces

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cess

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ogra

m

whi

ch c

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inat

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nd

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erat

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ork

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ther

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part

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elop

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duct

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abili

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resh

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tim

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plai

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vide

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tific

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proj

ects

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coop

erat

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with

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E

with

in a

gree

d tim

efra

mes

135

Page 143: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- C

us

tom

er

Ac

ce

ss

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pa

rtm

en

t

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15 O

bj

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ctu

alF

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jF

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j

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form

ance

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sure

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ject

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oal

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bje

ctiv

es

dIm

prov

e di

sabl

ed p

erso

n cu

stom

er e

xper

ienc

eC

ontin

ue

impl

emen

tatio

n of

pilo

t pr

ogra

m f

or

vide

o re

lay

serv

ices

for

pa

tron

s w

ith

hear

ing

impa

irmen

ts.

achi

eved

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tinue

im

plem

enta

tion

of p

ilot

prog

ram

for

vi

deo

rela

y se

rvic

es f

or

patr

ons

with

he

arin

g im

pairm

ents

.

Con

tinue

im

plem

enta

tion

of p

ilot

prog

ram

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deo

rela

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rvic

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patr

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arin

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ilot

new

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roje

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emen

t H

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op

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rem

ont

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op 4

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r C

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lan

for

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for

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fun

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tatio

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a bA

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tor

plan

s an

d op

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l iss

ues

on

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n-go

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s.M

eetin

gs w

ith

oper

ator

s as

ne

cess

ary

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quar

terly

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achi

eved

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tings

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erat

ors

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nece

ssar

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arte

rly.

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tings

with

op

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as

nece

ssar

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prov

e in

term

odal

acc

ess

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elop

M

ultim

odal

A

cces

s D

esig

n G

uide

lines

.

dIm

prov

e in

term

odal

acc

ess

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elop

Cur

b U

ses

Gui

delin

es.

achi

eved

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pond

to

BA

RT

and

bus

op

erat

or

requ

ests

for

as

sist

ance

as

requ

ired

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pond

to

BA

RT

and

bus

op

erat

or

requ

ests

for

as

sist

ance

as

requ

ired

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ure

that

tra

nsit

faci

litie

s at

sta

tions

are

des

igne

d,

sign

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and

man

aged

to

allo

w f

or e

asy

tran

sfer

s be

twee

n bu

s an

d B

AR

T.

Res

pond

to

BA

RT

and

bus

op

erat

or

requ

ests

for

as

sist

ance

as

requ

ired

136

Page 144: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- C

us

tom

er

Ac

ce

ss

De

pa

rtm

en

t

FY

15 O

bj

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15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

eIm

prov

e in

term

odal

acc

ess

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elop

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hutt

le

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agem

ent

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delin

es,

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mit

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tem

an

d D

ata

Req

uire

men

ts.

fIm

prov

e in

term

odal

acc

ess

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ntor

y In

term

odal

A

sset

s,

Con

ditio

ns,

and

Cap

aciti

es.

gIm

prov

e in

term

odal

acc

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Issu

e S

hare

d U

se M

obili

ty

“Req

uest

for

P

artn

ersh

ip”.

hA

ssis

t in

alte

rnat

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sit

serv

ices

whe

n B

AR

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cl

osed

Impl

emen

t La

te N

ight

Bus

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ervi

ce.

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ork

with

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tner

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ovid

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sit

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ajor

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rea

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k w

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ort

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anag

e A

irBA

RT

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espo

nd t

o is

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and

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ques

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quire

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k w

ith

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K

conn

ecto

r to

en

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ansi

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conn

ecto

r to

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ooth

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ddre

ss r

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rd

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enta

l ag

enci

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vide

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w

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day

s of

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ques

t

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vide

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w

/in 5

day

s of

re

ques

t

137

Page 145: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

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rces

Man

agem

ent o

f D

istr

ict C

apit

al R

eser

ves

Pre

pare

Int

erna

l Pro

ject

Fun

ding

App

rova

ls

Prep

are

Ann

ual C

apit

al B

udge

t

Prep

are/

coor

dina

te q

uart

erly

rep

orts

to

fund

ing

agen

cies

: MT

C, F

TA

, Cal

tran

s,

etc

138

Page 146: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- B

ud

ge

t D

ep

art

me

nt

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j

1M

anag

e an

d im

plem

ent

annu

al

Ope

ratin

g B

udge

t1

aP

rodu

ce a

nnua

l bud

get

for

Boa

rd r

evie

w a

nd a

ppro

val,

incl

udin

g B

oard

pre

sent

atio

ns a

nd r

epor

ts.

Dra

ft 3

/31

Fin

al 6

/30

Met

Dra

ft 3

/31

Fin

al 6

/30

Dra

ft 3

/31

Fin

al 6

/30

bM

anag

e m

onth

ly/q

uart

erly

bud

get

revi

ew a

nd r

epor

ting,

in

clud

ing

varia

nce

tren

d an

alys

is a

nd p

roje

ctio

ns.

Dev

elop

/impl

emen

t st

rate

gies

to

addr

ess

shor

tfal

ls/o

verr

uns.

Mon

thly

/Q

uart

erly

Met

Mon

thly

/Q

uart

erly

Mon

thly

/Q

uart

erly

cD

evel

op f

inan

cial

for

ecas

ts t

o gu

ide

spen

ding

de

cisi

ons.

As

requ

ired

Met

As

requ

ired

As

requ

ired

dC

lose

-out

prio

r F

Y b

udge

t an

d ob

tain

Boa

rd a

ppro

val.

8/31

11/1

98/

318/

31

2M

anag

e an

d im

plem

ent

annu

al

Cap

ital P

rogr

am a

nd B

udge

t2

aP

rodu

ce a

nnua

l bud

get

for

Boa

rd r

evie

w a

nd a

ppro

val,

incl

udin

g B

oard

pre

sent

atio

ns a

nd r

epor

ts.

Dra

ft 3

/31

Fin

al 6

/30

Met

Dra

ft 3

/31

Fin

al 6

/30

Dra

ft 3

/31

Fin

al 6

/31

bA

ssis

t B

AR

T c

apita

l pro

ject

man

ager

s in

ref

inin

g an

d up

datin

g th

e D

istr

ict's

cap

ital i

nven

tory

for

incl

usio

n in

E

AM

dat

abas

e.

As

requ

ired

Met

As

requ

ired

As

requ

ired

dP

rovi

de G

over

nmen

t &

Com

mun

ity R

elat

ions

with

ca

pita

l prio

ritie

s/ne

eds

to a

ssis

t in

sec

urin

g ex

tern

al

capi

tal f

undi

ng.

As

requ

ired

Met

As

requ

ired

As

requ

ired

eIn

tegr

ate

plan

ning

for

BA

RT

cap

ital i

nitia

tives

and

ba

selin

e ca

pita

l pro

gram

into

BA

RT

cap

ital f

inan

cial

pl

anni

ng d

ocum

ents

.

As

requ

ired

Met

As

requ

ired

As

requ

ired

3P

erfo

rm f

inan

cial

ana

lyse

s an

d m

anag

emen

t st

udie

s to

red

uce

cost

s an

d im

prov

e pe

rfor

man

ce

3a

Com

plet

e as

req

uire

d: f

inan

cial

and

bud

get

anal

yses

; m

ajor

stu

dies

; co

st a

naly

ses

and

fore

cast

s in

sup

port

of

labo

r/m

anag

emen

t co

ntra

ct d

ecis

ions

, ar

bitr

atio

ns

and

med

iatio

ns;

anal

yses

of

PE

RS

ret

irem

ent

and

med

ical

ben

efit

optio

ns,

labo

r co

ntra

cts

and

fisca

l pr

ojec

tions

.

As

requ

ired

Met

Met

As

Req

uire

d

4a

Nat

iona

l Tra

nspo

rtat

ion

Dat

abas

e (N

TD

), I

nter

natio

nal

Sub

urba

n R

ail B

ench

mar

king

Gro

up (

ISB

eRG

), M

TC

A

nnua

l Sub

mitt

al,

Sta

te C

ontr

olle

r's R

epor

t, A

PT

A.

As

requ

ired

Met

As

requ

ired

As

requ

ired

bS

uppo

rt in

tern

al a

nd e

xter

nal a

udit

inqu

iries

and

re

quire

men

ts.

As

requ

ired

Met

As

requ

ired

As

requ

ired

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

4P

repa

re a

nd r

espo

nd t

o re

gula

tory

rep

orts

, st

udie

s an

d au

dits

139

Page 147: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- B

ud

ge

t D

ep

art

me

nt

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

j

Per

form

ance

Mea

sure

s

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

5M

onito

r an

d co

ntro

l the

Dis

tric

t's

Cap

ital P

rogr

ams

5a

Pre

pare

and

mai

ntai

n ca

pita

l pro

ject

bud

gets

and

fin

anci

al d

ata

incl

udin

g C

apita

l Res

erve

and

Gra

nts

in

Fin

anci

al M

anag

emen

t S

yste

m.

Mon

thly

with

in

1 w

eek

of

clos

e

Met

Mon

thly

with

in

1 w

eek

of

clos

e

Mon

thly

with

in

1 w

eek

of

clos

e

bC

oord

inat

e w

ith P

roje

ct A

dmin

istr

ator

s an

d th

e A

ssis

tant

Con

trol

ler

to m

anag

e ca

pita

l gra

nts

and

Dis

tric

t R

eser

ves

as r

equi

red.

As

requ

ired

Met

As

requ

ired

As

requ

ired

cS

uppo

rt I

T m

odifi

catio

ns t

o sy

stem

s us

ed f

or

fund

s/pr

ojec

t ad

min

istr

atio

n (F

MS

/CP

MS

/BA

P).

A

s re

quire

dM

etA

s re

quire

dA

s re

quire

d

dC

ompa

re G

/L &

Cap

. R

epor

ts a

fter

clo

sing

to

ensu

re

accu

rate

pro

ject

rep

ortin

g an

d th

at B

AR

T m

eets

aud

it re

quire

men

ts.

Mon

thly

Met

Mon

thly

Mon

thly

eM

onito

r en

viro

nmen

t fo

r ev

ents

tha

t im

pact

CA

P m

odel

(n

ew c

ost

cent

ers

and

acco

unts

) an

d ne

w/c

hang

e pr

ojec

ts o

verh

ead

reco

very

met

hods

.

Ann

ual

Met

Ann

ual

Ann

ual

6M

anag

e A

ctiv

e G

rant

s6

aM

onito

r th

e us

e of

gra

nt f

unds

, in

clud

ing

scop

e lim

itatio

ns a

nd t

imel

y us

e or

exp

iratio

n de

adlin

es.

Pre

pare

gra

nt r

evis

ions

, am

endm

ents

, tim

e ex

tens

ions

, an

d cl

ose

outs

.

As

requ

ired

Met

As

requ

ired

As

requ

ired

bP

repa

re D

istr

ict's

qua

rter

ly p

rogr

ess

repo

rt f

or a

ll fu

nd

sour

ces

incl

udin

g fe

dera

l, M

TC

Brid

ge T

olls

, S

tate

P

rop

1B a

nd T

CR

P,

OE

S/F

EM

A,

SF

Pro

p K

.

Qua

rter

lyM

etQ

uart

erly

Qua

rter

ly

cP

rovi

de s

uppo

rt t

o ex

tern

al a

udit

for

cove

ring

Dis

tric

t's

3rd

part

y ag

reem

ents

/con

trac

ts.

Mar

ch,

May

A

s re

quire

dM

etM

arch

, M

ay

As

requ

ired

Mar

ch,

May

A

s re

quire

d

140

Page 148: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Fina

ncia

l Pla

nnin

gPa

m H

erho

ld

TOTA

L H

EAD

CO

UNT

Ope

ratin

g4.

0

Cap

ital

-

REI

2.0

Staf

f6.

0

Rev

enue

/Rid

ersh

ip F

orec

asts

, A

naly

sis

& R

epor

ting

Fare

Pol

icy

& A

naly

sis

Ope

rati

ng B

udge

t Sou

rce

&

All

ocat

ion

Fin

anci

al A

naly

sis

Inte

rope

rato

r A

gree

men

ts

Tit

le V

I A

naly

sis

& S

uppo

rt

Sho

rt R

ange

Tra

nsit

Pla

n/C

apit

al

Impr

ovem

ent P

rogr

am

Ass

et M

anag

emen

t Fi

nanc

ial S

trat

egy

Den

nis

Mar

kham

Fina

ncia

l Pol

icy

& A

naly

sis

Bud

get G

over

nanc

e G

roup

Fund

ing

Str

ateg

ies

Pro

gram

Fun

ding

Pla

ns

141

Page 149: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- F

inan

cial

Pla

nn

ing

Dep

artm

ent

FY

15

Ob

jF

Y1

5 A

ctu

al

FY

16

Ob

jF

Y1

7 O

bj

Le

ad

BA

RT

's f

ina

nci

al p

lan

nin

g e

ffo

rts.

1a

Ma

inta

in S

ho

rt R

an

ge T

ran

sit

Pla

n (

SR

TP

) a

nd

C

ap

ital I

mp

rove

me

nt

Pro

gra

m (

CIP

) fin

an

cia

l mo

de

ls

to m

on

itor

an

d m

an

age

BA

RT

's lo

ng-

term

fin

an

cia

l o

utlo

ok.

Up

da

te w

ith

curr

en

t in

foM

et

Up

da

te w

ith

curr

en

t in

foU

pd

ate

with

cu

rre

nt

info

bU

tiliz

e f

ina

nci

al m

od

els

to

su

pp

ort

bu

dge

t d

eve

lop

me

nt,

Tra

nsi

t E

xpe

nd

iture

Pla

n,

Ass

et

Ma

na

gem

en

t, c

ap

ital p

roje

ct f

un

din

g, la

bo

r n

eg,

fa

re

an

aly

sis,

an

d p

roje

ct f

ore

cast

s.

As

requ

ired

Me

tA

s re

quire

dA

s re

quire

d

cD

eve

lop

SR

TP

/CIP

do

cum

en

t fo

r B

oa

rd a

pp

rova

l, su

bm

issi

on

to

MT

C a

nd

pu

blic

re

lea

se.

Fin

al d

oc

by

10

/30

/14

Me

tF

in F

ore

cast

u

pd

ate

by

4/3

0/1

6

Pu

blis

h d

raft

d

oc

by

3Q

FY

17

dE

nh

an

ce C

IP m

od

el t

o in

clu

de

a p

roje

ct-le

vel c

ap

ital

fun

din

g a

nd

co

st c

om

po

ne

nt.

----

6/3

0U

pd

ate

as

ne

ed

ed

eP

rovi

de

ca

pita

l prio

ritie

s/n

ee

ds

to a

ssis

t in

se

curin

g e

xte

rna

l ca

pita

l fu

nd

ing.

As

requ

ired

Me

tA

s re

quire

dA

s re

quire

d

fN

ego

tiate

fu

nd

ing

pla

ns

an

d r

efin

e a

gre

em

en

ts f

or

rail

car

rep

lace

me

nt

pro

gra

m,

eB

AR

T a

nd

oth

er

pro

ject

s a

s n

ee

de

d.

----

As

requ

ired

As

requ

ired

gS

ub

mit

gra

nt

ap

plic

atio

n a

lloca

tion

do

cum

en

ts in

co

ord

ina

tion

with

Gra

nt

De

velo

pm

en

t to

se

cure

ca

pita

l fu

nd

ing.

----

As

requ

ired

As

requ

ired

hW

ork

with

oth

er

de

pa

rtm

en

ts (

e.g

. R

S&

S,

Ca

pita

l, H

ayw

ard

Sh

op

s)/p

rogr

am

s (e

.g.

Ass

et

Ma

na

gem

en

t)

to d

ete

rmin

e d

ata

ne

ed

s to

acc

ura

tely

po

rtra

y fu

nd

ing

an

d c

ost

s.

Incl

ud

e O

&M

co

mp

on

en

tsIn

pro

gre

ssR

efin

e a

nd

e

xpa

nd

Re

fine

an

d

imp

rove

2a

Tra

ck,

an

aly

ze a

nd

ma

inta

in r

ide

rsh

ip d

ata

ba

ses

incl

ud

ing

regu

lar

inte

rna

l/ext

ern

al r

ep

ort

ing.

D

aily

an

d

mo

nth

lyM

et

Da

ily a

nd

m

on

thly

Da

ily a

nd

m

on

thly

bId

en

tify

an

d im

ple

me

nt

ne

w r

ep

ort

s a

nd

an

aly

sis,

im

pro

vin

g a

uto

ma

tion

an

d in

cre

asi

ng

acc

ess

to

rid

ers

hip

da

ta o

n b

art

.go

v.

Incl

ud

e O

AC

in

re

po

rts

Me

tIn

clu

de

WS

X

in r

ep

ort

sS

et

up

re

po

rts

with

SV

BX

cR

esp

on

d t

o in

tern

al a

nd

ext

ern

al i

nfo

re

que

sts.

With

in 1

da

yM

et

With

in 1

da

yW

ithin

1 d

ay

dM

an

age

an

d u

pd

ate

BA

RT

Rid

ers

hip

Mo

de

l (B

RM

) L

ite a

nd

co

ord

ina

te m

od

el u

pd

ate

s w

ith P

lan

nin

g.

Up

da

te w

ith

20

14

rid

ers

hip

M

et

Inco

rpo

rate

S

VB

XU

pd

ate

with

2

01

6 r

ide

rsh

ip

3A

sse

t M

an

age

me

nt

(AM

)3

aD

eve

lop

an

d im

ple

me

nt

the

AM

Fin

an

cia

l Pla

n,

alig

n

AM

Pla

ns

into

SR

TP

/CIP

, S

tra

tegi

c P

lan

, a

nd

an

nu

al

bu

dge

t.

On

goin

gIn

pro

gre

ssA

s re

quire

dA

s re

quire

d

bL

ea

d R

eso

urc

e G

ove

rna

nce

Gro

up

an

d id

en

tify

po

ten

tial p

roje

cts

to f

un

d6

/30

Me

t vi

a A

sse

t M

gt g

rou

p6

/30

6/3

0

2R

ep

ort

an

d m

an

age

act

ua

l rid

ers

hip

da

ta a

nd

de

velo

p

ride

rsh

ip f

ore

cast

s.

Pe

rfo

rma

nc

e M

ea

su

res

Pro

jec

ts/P

rog

ram

s/G

oa

lsD

es

ire

d O

utc

om

es

/Ob

jec

tiv

es

1

142

Page 150: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- F

inan

cial

Pla

nn

ing

Dep

artm

ent

FY

15

Ob

jF

Y1

5 A

ctu

al

FY

16

Ob

jF

Y1

7 O

bj

Pe

rfo

rma

nc

e M

ea

su

res

Pro

jec

ts/P

rog

ram

s/G

oa

lsD

es

ire

d O

utc

om

es

/Ob

jec

tiv

es

cL

ea

d R

eso

urc

e G

ove

rna

nce

Gro

up

an

d c

oo

rdin

ate

a

nn

ua

l in

itia

tive

(W

hite

Pa

pe

r) p

roce

ss w

ith B

ud

get

De

pa

rtm

en

t.

----

2/2

82

/28

dIn

tegr

ate

gra

nt-

fun

de

d p

roje

cts

into

Ass

et

Ma

na

gem

en

t a

nd

initi

ativ

e (

Wh

ite P

ap

er)

pro

cess

.--

--O

ngo

ing

On

goin

g

4S

ilico

n V

alle

y B

err

yess

a

Ext

en

sio

n4

aC

rea

te S

VB

X f

ina

nci

al m

od

el b

ase

d o

n C

om

p

Agr

ee

me

nt

for

lon

g-te

rm p

lan

nin

g; id

en

tify

agr

ee

me

nt

imp

lem

en

tatio

n is

sue

s, d

eve

lop

so

lutio

ns.

----

Inco

rpo

rate

in

to S

RT

P/C

IP

Re

fine

an

d

imp

rove

bW

ork

with

VT

A t

o u

pd

ate

O&

M C

ost

Mo

de

l to

est

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da

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pd

ate

as

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o a

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CP

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ase

d f

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ses

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r B

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rd-

ad

op

ted

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1 2

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6--

bS

erv

e a

s D

istr

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re

sou

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on

fa

re s

tru

ctu

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incl

ud

ing

alte

rna

tive

s a

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imp

act

s, a

nd

cre

ate

op

tion

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so

lve

fin

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cia

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ort

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s re

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d

cA

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lyze

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ha

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pe

rfo

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lic o

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ea

ch in

co

mp

lian

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ith T

itle

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nvi

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me

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l Ju

stic

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requ

irem

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As

requ

ired

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tA

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quire

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s re

quire

d

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lop

ne

w f

are

pro

gra

ms

to g

en

era

te s

uff

icie

nt

reve

nu

e t

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ee

t id

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tifie

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utu

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ds

an

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e

com

plia

nt

with

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viro

nm

en

tal J

ust

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re

gula

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nd

prin

cip

les.

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requ

ired

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ntin

ue

to

re

fine

fa

re

pro

gra

m

Me

tA

s re

quire

d,

con

tinu

e t

o

refin

e f

are

p

rogr

am

As

requ

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ntin

ue

to

re

fine

fa

re

pro

gra

m

Ma

na

ge t

he

de

velo

pm

en

t a

nd

im

ple

me

nta

tion

of

fare

s, f

are

p

olic

y, a

nd

fa

re p

rogr

am

s.

143

Page 151: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- F

inan

cial

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nn

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on

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te a

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to

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or

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rk in

p

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agr

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st o

f b

us

op

era

tors

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age

finan

cial

asp

ects

of

inte

r-a

gen

cy o

pe

ratin

g a

gre

em

en

ts b

etw

ee

n B

AR

T a

nd

o

the

r a

gen

cis.

144

Page 152: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Dep

artm

ent M

anag

erT

erry

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145

Page 153: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- In

tern

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tmen

t

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bj

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ann

ual

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op th

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xt f

isca

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k pl

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taff

and

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tric

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ls a

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equi

rem

ents

.

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June

30,

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530

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-16

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ct f

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cial

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and

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g/au

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and

BA

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for

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aud

itors

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de

sign

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and

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enes

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its a

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ollo

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r th

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istr

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per

form

ance

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put,

and

com

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with

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oced

ures

, inc

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s au

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req

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peci

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vest

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of

pote

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with

in th

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stig

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ns o

f fr

aud,

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te, a

nd

abus

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nd f

ollo

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view

s co

verin

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e D

istr

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con

stru

ctio

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enan

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oper

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acts

with

third

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ank

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atio

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stem

s au

dits

.

146

Page 154: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- In

tern

al A

ud

it D

epar

tmen

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ext

erna

l aud

it ac

tiviti

es.

Aud

its r

equi

red

by f

undi

ng a

genc

ies.

147

Page 155: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Man

agin

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148

Page 156: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

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ject

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ting

part

ners

hips

, thr

ough

in-k

ind

cont

ribut

ions

, sup

plem

enta

l rev

enue

, and

trad

e as

set

valu

es.

4 to

1M

et o

bjec

tive

~4.

5:1

4 to

14

to 1

b3

Ach

ieve

ear

ned

med

ia v

alue

of a

t lea

st $

250,

000

for

the

fisca

l yea

r.$2

00,0

00

Met

obj

ectiv

e ~

$2

50K

$350

,000

$2

50,0

00

b4

Red

uce

Con

dem

nage

vs.

Prio

r Y

ear

Leve

lR

educ

e co

ndem

nage

fr

om F

Y14

44%

less

than

F

Y 1

4R

educ

e co

ndem

nage

fr

om F

Y15

Red

uce

cond

emna

ge

from

FY

16

2B

uild

on

cons

truc

tive

wor

king

pa

rtne

rshi

ps w

ith r

ider

s, lo

cal

com

mun

ities

, Am

trak

, the

Uni

on

Pac

ific

Rai

lroad

and

the

Sta

te o

f C

alifo

rnia

.

b2

Atte

nd s

ched

uled

Fai

rfie

ld/V

acav

ille

Sta

tion

Pro

ject

T

eam

mee

tings

to a

ssis

t the

m w

ith d

evel

opm

ent o

f de

sign

pla

ns a

nd c

onst

ruct

ion

of th

e gr

ade

sepa

ratio

n an

d st

atio

n pr

ojec

t (C

CJP

A B

oard

has

app

rove

d C

apito

l Cor

ridor

to s

erve

sta

tions

onc

e it

is r

eady

for

oper

atio

n.)

N/A

Don

eC

onst

ruct

ion

kick

off J

anua

ry

2015

N/A

pro

ject

co

mpl

ete

b3

Atte

nd s

ched

uled

Her

cule

s S

tatio

n P

roje

ct T

eam

m

eetin

gs to

ass

ist t

hem

with

dev

elop

men

t of d

esig

n pl

ans

and

cons

truc

tion

of th

e gr

ade

sepa

ratio

n an

d st

atio

n pr

ojec

t.

As

requ

ired

CC

JPA

in

volv

ed w

hen

aske

d

As

requ

ired

As

requ

ired

d1

Wor

k w

ith S

tate

(Le

gisl

atur

e, C

altr

ans)

and

Fed

eral

(A

mtr

ak, F

RA

, Con

gres

s) a

genc

ies

to o

btai

n ad

ditio

nal

capi

tal a

nd o

pera

ting

fund

s to

sup

port

ser

vice

ex

pans

ion

plan

s (s

ee S

ec. 4

).

As

requ

ired

CC

JPA

he

avyi

ly

invo

lved

As

requ

ired

Jun-

17

d2

Sub

mit

gran

t app

licat

ions

for

all a

pplic

able

and

av

aila

ble

fede

ral g

rant

s w

hich

cou

ld s

uppo

rt C

CJP

A

serv

ice

expa

nsio

n pl

ans

to a

chie

ve a

t lea

st a

1:1

rat

io.

1:1

or b

ette

rN

o fe

dera

l gr

ants

av

aila

ble

1:1

or b

ette

r1:

1 or

bet

ter

d3

Sub

mit

fund

ing

requ

ests

/app

licat

ions

for

all a

pplic

able

an

d av

aila

ble

Sta

te fu

ndin

g w

hich

cou

ld s

uppo

rt

CC

JPA

ser

vice

exp

ansi

on p

lans

to a

chie

ve a

t lea

st a

1:

1 ra

tio.

1:1

or b

ette

rN

o fu

ndin

g av

aila

ble

for

serv

ice

expa

nsio

n

1:1

or b

ette

r1:

1 or

bet

ter

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

es

149

Page 157: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

eW

ork

with

U.S

. Coa

st G

uard

/Uni

on P

acifi

c to

util

ize

brid

ge p

roto

col t

o ke

ep tr

ain

dela

y at

the

draw

brid

ge:

e1A

vera

ge m

inut

es o

f del

ay w

ill b

e un

der

15 m

inut

es

whe

n br

idge

is o

pen.

less

than

15

min

utes

av

erag

e

SU

I- a

vg 1

2.94

m

inle

ss th

an 1

5 m

inut

es

aver

age

less

than

15

min

utes

av

erag

ee2

Few

er th

an 1

0 si

gnifi

cant

inci

dent

s (

of 1

5 m

inut

es, o

r gr

eate

r de

lay)

per

qua

rter

. (O

bjec

tive

Mea

sure

ch

ange

d fr

om d

ate-

base

d to

num

ber

of in

cide

nts)

less

than

10

Mor

e th

an 1

0 si

gnif

inci

dent

sle

ss th

an 1

0le

ss th

an 1

0

e3M

eet w

ith U

.S. C

oast

Gua

rd/U

nion

Pac

ific

and

stak

ehol

ders

twic

e ea

ch F

Y to

mon

itor

brid

ge d

elay

s.2

mee

tings

Don

e2

mee

tings

2 m

eetin

gs

e4R

ecog

nizi

ng w

eath

er c

ondi

tions

, lig

hter

fuel

re

quire

men

ts, s

easo

nal t

raffi

c, e

tc.,

mon

itor

quar

terly

av

erag

e br

idge

del

ays

with

inte

nt to

red

uce

over

pr

evio

us q

uart

er

Red

uce

from

pr

evio

us F

YD

one

Red

uce

from

pr

evio

us F

YR

educ

e fr

om

prev

ious

FY

33

a1M

eet o

r ex

ceed

ed s

tand

ard

for

Am

trak

Cus

tom

er

Sat

isfa

ctio

n In

dex

(CS

I).

Sco

re 8

8 or

gr

eate

r87

(un

der

obje

ctiv

e)S

core

88

or

grea

ter

Sco

re 8

8 or

gr

eate

rb

1E

nsur

e A

mtr

ak s

core

s a

ratin

g of

at l

east

4.0

for

stat

ion

serv

ices

in th

e C

CJP

A a

nnua

l on-

boar

d cu

stom

er

surv

eys.

Sco

re 4

.2 o

r gr

eate

r4.

5 ra

ting

Sco

re 4

.2 o

r gr

eate

rS

core

4.2

or

grea

ter

b2

Ens

ure

Am

trak

sco

res

a ra

ting

of a

t lea

st 4

.0 fo

r on

-bo

ard

crew

s in

the

CC

JPA

ann

ual o

n-bo

ard

cust

omer

su

rvey

s.

Sco

re 4

.2 o

r gr

eate

r4.

5 ra

ting

Sco

re 4

.2 o

r gr

eate

rS

core

4.2

or

grea

ter

c1W

ork

with

Am

trak

and

UP

RR

to m

aint

ain

and

impr

ove

serv

ice

relia

bilit

y (9

0+%

OT

P).

Sta

ndar

d: O

TP

90

% o

r hi

gher

93.1

0%S

tand

ard:

OT

P

90%

or

high

erS

tand

ard:

OT

P

90%

or

high

er

c2E

stab

lish

a fu

ndin

g pl

an to

con

tinue

trac

k/tie

re

plac

emen

t cap

italiz

ed m

aint

enan

ce p

roje

cts.

No

actio

n -

3rd

of 5

yea

rsD

one

- In

pr

ogre

ssN

o ac

tion

- 4t

h of

5 y

ears

No

actio

n -

5th

of 5

yea

rsc3

Con

tinue

sup

plem

enta

l tra

ck s

urfa

cing

gan

g.N

o ac

tion

- 3r

d of

5 y

ears

Don

eN

o ac

tion

- 4t

h of

5 y

ears

No

actio

n -

5th

of 5

yea

rsd

Wor

k w

ith A

mtr

ak a

nd o

ther

age

ncie

s to

incr

ease

rid

ersh

ip th

roug

h se

rvic

e ex

pans

ions

and

upg

rade

s,

and

targ

eted

mar

ketin

g.

d1

Incr

ease

rid

ersh

ip c

ompa

red

to p

rior

FY

.2%

by

Jun-

153.

9%2%

by

Jun-

162%

by

Jun-

17

d2

Incr

ease

rev

enue

s co

mpa

red

to p

rior

FY

.2%

by

Jun-

153.

7%2%

by

Jun-

162%

by

Jun-

17

Dev

elop

rai

l ser

vice

as

the

pref

erre

d m

eans

of t

rave

l alo

ng

the

Nor

ther

n C

alifo

rnia

San

Jos

e-O

akla

nd-S

acra

men

to/A

ubur

n ro

ute.

150

Page 158: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

44

aS

ecur

e fu

nds

to in

stal

l tra

ck im

prov

emen

ts th

at w

ill

expa

nd tr

ain

serv

ice

to:

a1S

an J

ose

(22

daily

trai

ns).

-a

gree

men

t on

trac

k pl

ans

w/U

PR

R.

-a

dd 2

trai

ns.

Exp

end

PS

&

E fo

r F

Y16

Fun

ding

in u

se

for

initi

al

segm

ent

TB

D -

stil

l in

UP

RR

ne

gotia

tions

TB

D -

stil

l in

UP

RR

ne

gotia

tions

a2A

ubur

n (4

trai

ns):

-a

djus

t our

trac

k pl

ans

w/U

PR

R.

N/A

N/A

N/A

N/A

-a

dd 2

trai

ns.

N/A

N/A

N/A

N/A

a3R

osev

ille

(20

trai

ns):

-a

gree

on

conc

eptu

al tr

ack

plan

s w

/UP

RR

.F

inal

ize

EIR

/EA

Com

plet

ed

Nov

201

5N

/AN

/A

-d

esig

n/en

v'l/f

undi

ng w

/UP

RR

.N

/A

bD

evel

op n

ew c

ar s

peci

ficat

ions

with

Cal

tran

s:

b1

Sup

port

Cal

tran

s/A

mtr

ak e

ffort

s to

dev

elop

and

rel

ease

R

FP

for

new

rai

l car

ord

er.

N/A

N/A

N/A

N/A

b2

Sup

port

Cal

tran

s/A

mtr

ak e

ffort

s to

aw

ard

rail

car

orde

r to

sel

ecte

d ve

ndor

.N

/AN

/AN

/AN

/A

b3

Sup

port

Cal

tran

s/A

mtr

ak e

ffort

s to

aw

ard

loco

mot

ive

orde

r to

sel

ecte

d ve

ndor

.N

/AN

/AN

/AN

/A

c1U

nion

Pac

ific:

-P

repa

re g

rant

app

licat

ions

to S

tate

and

Fed

eral

A

genc

ies

for

vario

us tr

ack

upgr

ades

bet

wee

n S

an J

ose

and

Oak

land

.

Sub

mit

by

gran

t ap

plic

atio

n de

adlin

e(s)

GH

G

emis

sion

s is

sue

and

no

UP

RR

dea

l

TB

D b

ased

on

UP

RR

dea

lT

BD

bas

ed o

n U

PR

R d

eal

-P

repa

re g

rant

app

licat

ions

to S

tate

and

Fed

eral

ag

enci

es fo

r va

rious

trac

k up

grad

es b

etw

een

Sac

ram

ento

and

Ros

evill

e/A

ubur

n (n

o fu

nds

avai

labl

e).

Sub

mit

by

gran

t ap

plic

atio

n de

adlin

e(s)

Sub

mitt

ed fo

r T

IRC

P 2

nd

Rou

nd fo

r P

h 1

in 4

/16

Sub

mit

by

gran

t ap

plic

atio

n de

adlin

e(s)

See

k to

ad

vanc

e P

hase

1 p

lan

5P

rovi

de h

igh

qual

ity p

asse

nger

ra

il an

d co

nnec

ting

bus

serv

ice

that

is s

afe,

fast

, fre

quen

t, an

d re

liabl

e.

5a

Pro

vide

enh

ance

men

ts to

IVR

and

web

site

trai

n st

atus

re

port

ing.

W

ebsi

te tr

ain

stat

us

com

plet

e by

Ju

ne 2

015

Com

plet

edE

stab

lish

new

IV

R b

y Ju

ne

2016

N/A

(pr

ojec

t w

ill b

e co

mpl

ete)

bC

usto

mer

-Foc

used

Eve

nts

& P

rom

otio

ns:

b1

Hol

d R

ider

App

reci

atio

n/C

appy

Hou

r E

vent

s.4

for

FY

154

even

ts h

eld

4 fo

r F

Y16

b2

Dev

elop

pla

n fo

r cu

stom

er lo

yalty

pro

gram

.A

dvan

ce C

RM

if

fund

ing

avai

labl

e

Fun

ding

not

av

aila

ble

Adv

ance

CR

M

if fu

ndin

g av

aila

ble

Adv

ance

CR

M

if fu

ndin

g av

aila

ble

Exp

and

pass

enge

r ra

il se

rvic

e to

m

eet t

rave

l dem

ands

alo

ng th

e ro

ute.

151

Page 159: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

b3

Iden

tify

fund

ing

sour

ce o

r pa

rtne

rshi

p fo

r cu

stom

er

loya

lty p

rogr

am.

See

abo

veF

undi

ng n

ot

avai

labl

ese

e ab

ove

see

abov

e

b4

Impl

emen

t cus

tom

er lo

yalty

pro

gram

See

abo

veF

undi

ng n

ot

avai

labl

ese

e ab

ove

see

abov

e

b5

Incr

ease

mem

bers

hip

to C

C R

ail M

ail e

-new

slet

ter

from

117

8.10

%

com

pare

d to

pr

ior

fisca

l ye

ar

Dou

bled

goa

l25

%

com

pare

d to

pr

ior

fisca

l ye

ar

10%

co

mpa

red

to

prio

r fis

cal

year

b6

Est

ablis

h or

hol

d at

leas

t tw

o pr

omot

iona

l offe

rs p

er

quar

ter.

2 pr

omot

ions

pe

r qu

arte

rM

et o

bjec

tive

- 2

prom

os/q

tr3

prom

otio

ns

per

quar

ter

3 pr

omot

ions

pe

r qu

arte

rb

7In

stal

l OB

IS s

yste

m o

f Nor

ther

n C

A fl

eet

Hav

e 80

%

inst

all o

f N

orC

al fl

eet b

y F

Y15

end

Des

ign

ongo

ing;

no

inst

all u

ntil

2017

Be

inst

alle

d to

50

% b

y F

Y16

en

d

Be

inst

alle

d to

50

% b

y F

Y17

en

d

b8

Inst

all a

nd o

pera

te p

hase

one

of a

t-st

atio

n bi

cycl

e fa

cilit

ies

inst

all 1

00%

of

eLoc

kers

and

th

ree

fold

ing

bicy

cle

rent

al

faci

litie

s

Per

mit/

acce

ss

issu

es; i

nsta

ll st

art i

n M

ay

2016

Inst

all a

t lea

st

thre

e fo

ldin

g bi

cycl

e re

ntal

lo

catio

ns

N/A

(pr

ojec

t w

ill b

e co

mpl

ete)

c1Im

prov

e eq

uipm

ent r

elia

bilit

y, th

ereb

y re

duci

ng m

onth

ly

asse

ssm

ent p

enal

ties.

Mea

sure

d in

dol

lars

-prio

r m

easu

re w

as n

umbe

r of

inci

dent

s.

Red

uce

pena

lty to

tal b

y 7%

or

mor

e

27.7

%

incr

ease

(di

d no

t red

uce)

Red

uce

Mon

thly

as

sess

men

ts

by $

5000

Red

uce

Mon

thly

as

sess

men

ts

by $

2000

c2In

crea

se tr

aini

ng s

essi

ons

for

empl

oyee

s to

impr

ove

equi

pmen

t rel

iabi

lity,

ther

eby

redu

cing

the

mec

hani

cal

dela

ys fr

om n

umbe

r in

pre

viou

s F

Y.

Mai

ntai

n tr

aini

ng

sess

ions

set

in

FY

13

Met

obj

ectiv

e -

FY

13

sess

ion

# m

et

Our

Goa

l is

to

Tra

in A

ll A

mtr

ak

Em

ploy

ees

by

Mid

year

.

Our

Goa

l is

to

Tra

in A

ll A

mtr

ak

Em

ploy

ees

by

Mid

year

.c3

Red

uce

tota

l mon

thly

ass

essm

ents

from

tota

l of

prev

ious

FY

.R

educ

e as

sess

men

ts

by 2

% o

ver

FY

14, r

educ

e an

nulm

ents

by

15%

ove

r F

Y14

and

re

duce

late

tr

ains

ove

r 25

m

inut

es fo

r m

echa

nica

l de

lays

by

3%

over

FY

14

27.7

%

incr

ease

(di

d no

t red

uce)

Red

uce

Ass

essm

ents

by

10%

ove

r F

Y15

. Red

uce

annu

lmen

ts b

y 20

% o

ver

FY

15. R

educ

e la

te tr

ains

of

25 m

inut

es fo

r M

echa

nica

l by

10%

.

Red

uce

Ass

essm

ents

by

3%

ove

r F

Y16

. Red

uce

annu

lmen

ts b

y 5

% o

ver

FY

16. R

educ

e la

te tr

ains

of

25 m

inut

es fo

r M

echa

nica

l by

5%.

152

Page 160: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

15 O

bj

FY

15 A

ctu

alF

Y16

Ob

jF

Y17

Ob

jP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

c4

Mai

ntai

n th

e re

quire

d m

inim

um n

umbe

r of

car

s av

aila

ble

for

wee

kday

(pe

ak)

serv

ice.

Mai

ntai

n st

anda

rd to

40

cars

ava

ilabl

e da

ily -

Jun

e 20

15

Sta

ndar

d w

as

met

Mai

ntai

n th

e st

anda

rd o

f 40

cars

ava

ilabl

e da

ily J

une

2016

Mai

ntai

n th

e st

anda

rd o

f 37

cars

ava

ilabl

e da

ily J

une

2017

c5R

educ

e nu

mbe

r of

mec

hani

cal-r

elat

ed s

ervi

ce d

elay

s of

15

min

utes

or

grea

ter

(incl

udin

g tr

ain

canc

ella

tions

) to

no

mor

e th

an 8

per

qua

rter

.

8 or

few

er p

er

quar

ter

by

June

201

3

Avg

33

per

quar

ter

- di

d no

t mee

t goa

l

6 or

few

er

mec

hani

cal

dela

ys p

er

quar

ter

for

FY

16.

6 or

few

er

mec

hani

cal

dela

ys p

er

quar

ter

for

FY

17.

153

Page 161: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Inde

pend

ent P

olic

e A

udito

rR

usse

ll G

. Blo

om (I

nter

im)

Seni

or A

dmin

istr

ativ

e A

naly

st

Inde

pend

ent P

olic

e In

vest

igat

or

TOTA

L H

EAD

CO

UNT

Ope

ratin

g3.

0

Cap

ital

-

REI

-

Staf

f3.

0

154

Page 162: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- O

ffic

e o

f th

e I

nd

ep

en

de

nt

Po

lic

e A

ud

ito

r (O

IPA

)

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

esF

Y15

Ob

jF

Y15

Act

ual

sF

Y16

Ob

jF

Y17

Ob

j

1C

ompl

aint

Int

ake,

Inv

estig

atio

ns,

Rev

iew

s of

Inv

estig

atio

ns1

aR

espo

nd t

o al

l con

tact

s fr

om c

ompl

aina

nts

with

in 1

bu

sine

ss d

ay.

100%

100%

100%

100%

bIn

form

BA

RT

PD

of

all c

ompl

aint

s re

ceiv

ed w

ithin

1

busi

ness

day

.10

0%99

%10

0%10

0%

cC

ompl

ete

all O

IPA

inve

stig

atio

ns w

ithin

6 m

onth

s (a

bsen

t re

ason

for

tol

ling

inve

stig

atio

n pu

rsua

nt t

o ap

plic

able

sta

tute

).

100%

98%

100%

100%

dP

rovi

de 3

-mon

th p

rogr

ess

upda

tes

to c

ompl

aina

nts

and

invo

lved

off

icer

s fo

r al

l OIP

A in

vest

igat

ions

, ex

cept

w

hen

doin

g so

wou

ld u

nder

min

e in

tegr

ity o

f in

vest

igat

ion.

100%

100%

100%

100%

eC

ompl

ete

all a

ppea

ls o

f B

AR

T P

D f

indi

ngs

with

in 3

m

onth

s.10

0%10

0%10

0%10

0%

fC

ompl

ete

all r

evie

ws

of B

AR

T P

D in

vest

igat

ions

in

itiat

ed t

hrou

gh O

IPA

with

in 2

mon

ths.

100%

100%

100%

100%

gF

orw

ard

all i

nves

tigat

ive

findi

ngs

and

com

plet

ed

appe

als

of B

AR

T P

D f

indi

ngs

to t

he C

hief

of

Pol

ice

with

in 5

bus

ines

s da

ys o

f a

vote

on

OIP

A's

con

clus

ions

by

the

Citi

zen

Rev

iew

Boa

rd.

100%

100%

100%

100%

2M

edia

tion

Pro

gram

2a

Dev

elop

a v

olun

tary

alte

rnat

ive

disp

ute

reso

lutio

n pr

oces

s.M

anag

e pr

oces

s as

re

quire

d

Com

plet

eM

anag

e pr

oces

s as

re

quire

d

Man

age

proc

ess

as

requ

ired

3O

n-D

uty

Off

icer

Inv

olve

d S

hoot

ing

Inci

dent

s3

aR

espo

nd t

o th

e sc

ene

of a

ll in

cide

nts

resu

lting

in d

eath

or

ser

ious

bod

ily in

jury

.A

s re

quire

dA

s re

quire

dA

s re

quire

dA

s re

quire

d

bM

onito

r B

AR

T P

D in

vest

igat

ion

into

inci

dent

.A

s re

quire

dA

s re

quire

dA

s re

quire

dA

s re

quire

d

4R

ecom

men

datio

ns o

n P

roce

dure

s, P

ract

ices

, an

d T

rain

ing

4a

Rev

iew

at

leas

t 1

polic

y pe

r qu

arte

r an

d is

sue

reco

mm

enda

tions

for

cha

nge

whe

n ap

prop

riate

. In

FY

16, i

t is

antic

ipat

ed th

at "p

er q

uarte

r" w

ill be

m

odifi

ed to

"per

yea

r" fo

r thi

s ob

ject

ive.

100%

100%

Mee

t re

quire

men

t10

0%

5B

AR

T P

olic

e A

ssoc

iatio

ns5

aC

onta

ct t

he B

AR

T P

olic

e O

ffic

ers

Ass

ocia

tion

and

the

BA

RT

Pol

ice

Man

ager

s A

ssoc

iatio

n at

leas

t 1

time

per

quar

ter

to a

rran

ge a

mee

ting.

100%

100%

100%

100%

6C

omm

unity

Out

reac

h6

aO

rgan

ize

at le

ast

1 ou

trea

ch e

vent

per

qua

rter

.10

0%10

0%10

0%10

0%

Per

form

ance

Mea

sure

s

155

Page 163: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- O

ffic

e o

f th

e I

nd

ep

en

de

nt

Po

lic

e A

ud

ito

r (O

IPA

)

Pro

ject

s/P

rog

ram

s/G

oal

sD

esir

ed O

utc

om

es/O

bje

ctiv

esF

Y15

Ob

jF

Y15

Act

ual

sF

Y16

Ob

jF

Y17

Ob

j

Per

form

ance

Mea

sure

s

7R

epor

ting

7a

Sub

mit

mon

thly

rep

ort

of c

ompl

aint

act

ivity

to

the

Citi

zen

Rev

iew

Boa

rd a

t its

reg

ular

mon

thly

mee

ting.

100%

100%

100%

100%

bS

ubm

it dr

aft

of a

nnua

l rep

ort

to t

he C

itize

n R

evie

w

Boa

rd f

or it

s re

view

with

in 3

mon

ths

of t

he e

nd o

f th

e fis

cal y

ear.

100%

100%

Mee

t de

adlin

e10

0%

8R

elat

ions

hip

with

Citi

zen

Rev

iew

B

oard

8a

Sub

mit

draf

t m

inut

es o

f ea

ch C

itize

n R

evie

w B

oard

re

gula

r m

onth

ly m

eetin

g at

sub

sequ

ent

mee

ting.

100%

100%

100%

100%

bP

ost

Citi

zen

Rev

iew

Boa

rd m

inut

es o

nlin

e w

ithin

3

busi

ness

day

s of

app

rova

l.10

0%10

0%10

0%10

0%

cF

acili

tate

at

leas

t 1

trai

ning

exe

rcis

e fo

r th

e C

itize

n R

evie

w B

oard

per

qua

rter

. In

FY

16 a

nd in

to F

Y17

, it i

s an

ticip

ated

that

OIP

A w

ill fa

cilit

ate

one

train

ing

sess

ion

ever

y ot

her m

onth

for t

his

obje

ctiv

e.

100%

100%

Mee

t re

quire

men

t10

0%

dP

rom

ptly

not

ify t

he C

hairp

erso

n of

the

Citi

zen

Rev

iew

B

oard

of

on-d

uty

offic

er in

volv

ed in

cide

nt r

esul

ting

in

deat

h or

ser

ious

bod

ily in

jury

with

in 1

hou

r of

rec

eivi

ng

info

rmat

ion.

As

requ

ired

As

requ

ired

As

requ

ired

As

requ

ired

156

Page 164: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Ass

ista

nt G

ener

al M

anag

erV

acan

t

Em

ploy

ee S

ervi

ces

Att

enda

nce

Man

agem

ent

Em

ploy

men

t & C

lass

ific

atio

n

Com

pens

atio

n &

Ana

lyti

cs

TOTA

L H

EAD

CO

UNT

Ope

ratin

g45

.6

Cap

ital

-

REI

1.0

Staf

f46

.6

Lab

or

Hum

an R

esou

rces

Car

ter

Mau

(In

teri

m)

Lab

or R

elat

ions

Car

ol I

sen

Wor

kfor

ce D

evel

opm

ent

157

Page 165: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Hum

an R

esou

rces

Ass

ista

nt C

hief

, Em

ploy

ee R

elat

ions

Car

ter

Mau

(In

teri

m) E

mpl

oyee

Ser

vice

sW

orkf

orce

Dev

elop

men

t

Ran

dom

Dru

g T

esti

ng

Em

ploy

ee A

ssis

tanc

e P

rogr

am

Sub

stan

ce A

buse

Vio

lenc

e in

the

Wor

kpla

ce

Suc

cess

ion

Pla

n

Str

ateg

ic W

orkf

orce

Pla

n

Per

form

ance

Man

agem

ent

App

rent

ices

hips

/Int

erns

hips

Em

ploy

men

t & C

lass

ifica

tion

Em

ploy

men

t Rec

ruit

men

t

Cla

ssif

icat

ion

Tes

ting

& S

elec

tion

Sur

veys

Rec

ruit

men

t Doc

umen

tatio

n

App

licat

ion

Tra

ckin

g

HR

Pro

gram

sP

atri

ce M

cElr

oyH

R P

rogr

ams

Dav

id W

ong Att

enda

nce

Man

agem

ent

Wor

ker’

s C

ompe

nsat

ion

Lea

ve/M

edic

al C

ase

Man

agem

ent

Acc

iden

t Pre

vent

ion

Pro

gram

Shor

t & L

ong

Ter

m D

isab

ility

Pro

gram

s

TOTA

L H

EAD

CO

UNT

Ope

ratin

g26

.6

Cap

ital

-

REI

-

Staf

f26

.6

Tra

uma

Res

pons

e

Lea

ve P

rogr

ams

Rec

epti

on

Em

ploy

ee E

ngag

emen

t

158

Page 166: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- H

um

an R

eso

urc

es D

epar

tmen

t

FY

15

Ob

jF

Y1

5 A

ctu

al

FY

16

Ob

jF

Y1

7 O

bj

1Im

prov

e hi

ring

pro

cess

to e

nsur

e tim

ely

recr

uitm

ent o

f qu

alifi

ed

cand

idat

es w

ho m

eet t

he

Dis

tric

t's b

usin

ess

need

s an

d E

qual

Em

ploy

men

t Opp

ortu

nity

(E

EO

) ob

ject

ives

1a

Rev

iew

test

ing

met

hods

to e

nsur

e ne

xus

with

the

job

requ

irem

ents

and

suc

cess

ful p

erfo

rman

ce o

f du

ties;

id

entif

y op

port

uniti

es f

or e

xped

ited

appr

oval

pr

oces

ses.

Re

du

ce th

e

nu

mb

er

of

da

ys

to f

ill a

po

sitio

n

by

10

% a

cro

ss

all

recr

uitm

en

ts

Re

vie

w a

nd

e

nh

an

ce te

stin

g

pro

ced

ure

s fo

r cr

itica

l po

sitio

ns

bP

artn

er w

ith O

CR

sta

ff to

exp

and

outr

each

eff

orts

to

attr

act d

iver

se a

pplic

ant p

ool.

Incr

ea

se

div

ers

ity o

f a

pp

lica

nt p

oo

l by

5%

Incr

ea

se

div

ers

ity o

f a

pp

lica

nt p

oo

l by

5%

cU

se u

tiliz

atio

n st

atis

tics

to s

uppo

rt r

ecru

iting

dec

isio

ns

in 1

00%

of

recr

uitm

ents

.U

se u

tiliz

atio

n st

atis

tics

to

supp

ort

recr

uitin

g de

cisi

ons

in

100%

of

recr

uitm

ents

Co

mp

lete

.U

se u

tiliz

atio

n

sta

tistic

s in

the

re

cru

itme

nt

pro

cess

10

0%

of

the

tim

e.

Use

util

iza

tion

st

atis

tics

in th

e

recr

uitm

en

t p

roce

ss 1

00

% o

f th

e ti

me

.

dE

xpan

d an

d m

aint

ain

scop

e of

rec

ruiti

ng to

incl

ude

vari

ed c

omm

uniti

es.

Wor

k w

ith

OC

R to

in

crea

se

pres

ence

in

Dis

tric

t co

mm

uniti

es.

Co

mp

lete

. A

tten

de

d o

ver

30

ext

ern

al j

ob

fa

irs.

Atte

nd

at l

ea

st

two

ca

ree

r/jo

b o

r co

mm

un

ity f

air

s p

er

qu

art

er.

Atte

nd

at l

ea

st

two

ca

ree

r/jo

b o

r co

mm

un

ity f

air

s p

er

qu

art

er.

eA

chie

ve a

nnua

l im

prov

emen

t in

stat

istic

s on

util

izat

ion

in a

ll m

ajor

EE

O c

lass

ifica

tions

in a

reas

whe

re B

AR

T

is c

urre

ntly

und

erre

pres

ente

d by

201

0.

Iden

tify

two

cl

ass

ifica

tion

s fo

r im

prov

eme

nt

Co

mp

lete

.R

evi

se o

r d

eve

lop

on

e

stra

teg

y to

he

lp

imp

rove

u

tiliz

atio

n in

are

a

wh

ere

BA

RT

is

curr

en

tly u

nd

er-

rep

rese

nte

d.

Re

vise

or

de

velo

p o

ne

st

rate

gy

to h

elp

im

pro

ve

util

iza

tion

in a

rea

w

he

re B

AR

T is

cu

rre

ntly

un

de

r-re

pre

sen

ted

.

fC

ompl

ete

basi

c D

iver

sity

Aw

aren

ess

Wor

ksho

ps f

or

100%

of

Dis

tric

t em

ploy

ees.

Ong

oing

tr

aini

ng

prov

ided

to a

ll ne

w h

ires

.

Co

mp

lete

.O

ng

oin

g tr

ain

ing

p

rovi

de

d to

all

ne

w h

ire

s.

On

go

ing

tra

inin

g

pro

vid

ed

to a

ll n

ew

hir

es.

2A

dm

inis

ter

the

Dis

tric

t's

subs

tanc

e ab

use

prog

ram

in

acco

rdan

ce w

ith th

e fe

dera

l dru

g te

stin

g m

anda

tes

2a

Con

duct

Ra

ndom

Tes

ting

on 2

.1%

of

safe

ty-s

ensi

tive

empl

oyee

s.2.

1% o

f S

afet

y S

ensi

tive

EIE

's

2.1

%M

ee

t De

pa

rtm

en

t o

f T

ran

spo

rta

tion

re

qu

ire

me

nt.

Me

et D

ep

art

me

nt

of

Tra

nsp

ort

atio

n

req

uir

em

en

t.

Pe

rfo

rma

nc

e M

ea

su

res

Pro

jec

ts/P

rog

ram

s/G

oa

lsD

esir

ed O

utc

om

es/O

bje

ctiv

es

159

Page 167: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- H

um

an R

eso

urc

es D

epar

tmen

t

FY

15

Ob

jF

Y1

5 A

ctu

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ollo

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00

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ease

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ieve

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F

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ce

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.

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terv

entio

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ify b

ased

on

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mp

lete

.M

on

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an

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ify

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sed

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.

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gT

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sues

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opri

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erv

iso

rs.

160

Page 168: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- H

um

an R

eso

urc

es D

epar

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15

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pr

ogra

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161

Page 169: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- H

um

an R

eso

urc

es D

epar

tmen

t

FY

15

Ob

jF

Y1

5 A

ctu

al

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16

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AR

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ualif

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m a

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ess

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lete

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atio

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pand

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atio

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loye

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d

fully

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mob

ility

opt

ions

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cre

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and

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man

ager

s. In

crea

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al p

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otio

ns b

y 5

%.

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ease

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y 5

%.

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vise

or

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rate

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to h

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im

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are

er

mo

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ty.

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vise

or

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p o

ne

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rate

gy

to h

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im

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are

er

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rman

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anag

emen

t5

aE

stab

lish

adm

inis

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ive

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nd s

kill

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impl

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t acc

ordi

ngly

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urce

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rs

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rovi

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ect

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na

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nt.

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ntin

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nce

tr

ain

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ge

rs

in p

rovi

din

g

eff

ect

ive

p

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orm

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ma

na

ge

me

nt.

162

Page 170: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17 G

oal

s &

Ob

ject

ives

- H

um

an R

eso

urc

es D

epar

tmen

t

FY

15

Ob

jF

Y1

5 A

ctu

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FY

16

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7 O

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rfo

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itiat

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eps

to s

uppo

rt a

pro

cess

whe

reby

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ings

for

in

divi

dual

s ar

e co

rrel

ated

with

the

over

all p

erfo

rman

ce

of th

e w

ork

grou

p of

whi

ch th

ey a

re a

par

t.

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tinue

the

deve

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ent

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e pr

ogra

m.

Co

mp

lete

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ha

nce

the

p

rog

ram

an

d

off

er

tra

inin

g to

m

an

ag

ers

an

d

sup

erv

iso

rs.

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ha

nce

the

p

rog

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d

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er

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inin

g to

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rs.

6E

mpl

oyee

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ogni

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Initi

ate

empl

oyee

app

reci

atio

n pr

ogra

m.

Eva

lua

te a

nd

re

vie

w s

erv

ice

a

wa

rd p

rog

ram

a

nd

ma

ke

ad

just

me

nts

as

ne

cess

ary

.

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lua

te a

nd

re

vie

w s

erv

ice

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rd p

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ke

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just

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nts

as

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cess

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.

7P

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ies

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roce

dure

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AR

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ill

have

wel

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arly

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ders

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akin

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nted

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andb

ook.

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da

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ne

2

01

6.

bIn

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ms

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ects

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ect t

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ms

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ork

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rk w

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rve

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01

6.

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t Ap

plic

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le

163

Page 171: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

Chi

ef L

abor

Off

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Car

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sen

Lab

or C

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Com

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164

Page 172: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

FY

17

Go

als

& O

bje

cti

ves

- L

ab

or

Re

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Pro

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bor

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rovi

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and

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AR

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e op

erat

iona

l.

Lead

any

mee

t an

d co

nfer

s re

ques

ted

by

the

Uni

ons

as

the

OA

C

beco

mes

op

erat

iona

l.

Com

plet

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Pro

cess

on

goin

g-E

BA

RT

Lead

the

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rgai

ning

for

eB

AR

T a

nd

part

ner

with

H

R t

o he

lp

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blis

h ap

prop

riate

cl

assi

ficat

ions

fo

r th

e ne

w

syst

em.

Pre

pare

for

an

d in

itiat

e ne

gotia

tions

.

cS

uppo

rt D

istr

ict

Man

agem

ent

with

Lab

or R

elat

ions

is

sues

as

new

pha

ses

of P

eopl

e S

oft

(PS

) ar

e ro

lled

out.

Str

ateg

ize

and

plan

with

D

istr

ict

man

agem

ent

to s

uppo

rt

them

as

they

ro

ll ou

t ne

w

phas

es o

f P

S.

Ava

ilabl

e as

ne

eded

dS

uppo

rt B

oard

of

Dire

ctor

s an

d G

ener

al M

anag

er in

im

plem

enta

tion

of C

olle

ctiv

e B

arga

inin

g R

epor

t.P

repa

re f

or

and

initi

ate

nego

tiatio

ns.

Com

plet

e im

plem

enta

tion

of s

hort

and

m

ediu

m r

ange

ob

ject

ives

id

entif

ied

in

resp

onsi

bilit

y m

atrix

.

Con

duct

ne

gotia

tions

as

dire

cted

by

GM

and

Boa

rd

of D

irect

ors.

Per

form

ance

Mea

sure

sP

roje

cts/

Pro

gra

ms/

Go

als

Des

ired

Ou

tco

mes

/Ob

ject

ives

165

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0

OperationsHistorical Performance Trends

FY14 – FY17

1

350,000

360,000

370,000

380,000

390,000

400,000

410,000

420,000

430,000

440,000

450,000

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Average Weekday Customer RidershipHistorical Performance

Num

ber

of P

asse

nger

Tri

ps

166

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2

60%

70%

80%

90%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

On -Time ServiceHistorical Performance

On-

Tim

e S

ervi

ce

3

0

1

2

3

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Wayside Train Control SystemHistorical Performance

On-

Tim

e S

ervi

ce:

Del

ays

Per

100

Tra

in R

uns

* Includes False Occupancy & Routing

167

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4

0.0

0.1

0.2

0.3

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Computer Control SystemHistorical Performance

On-

Tim

e S

ervi

ce:

Del

ays

Per

100

Tra

in R

uns

* Includes ICS computer & SORS

5

0.0

0.1

0.2

0.3

0.4

0.5

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Traction PowerHistorical Performance

On-

Tim

e S

ervi

ce:

Del

ays

Per

100

Tra

in R

uns

* Includes Coverboards, Insulators, Third Rail Trips, Substations

168

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6

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

TransportationHistorical Performance

On-

Tim

e S

ervi

ce:

Del

ays

Per

100

Tra

in R

uns

* Includes Late Dispatches, Controller-Train Operator-Tower Procedures and Other Operational Delays

7

2000

2200

2400

2600

2800

3000

3200

3400

3600

3800

4000

4200

4400

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Car Equipment - ReliabilityHistorical Performance

Num

ber

of H

ours

169

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8

400

425

450

475

500

525

550

575

600

625

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Car EquipmentAvailability at 0400 Hours

Historical Performance

Num

ber

of C

ars

9

80%

85%

90%

95%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Elevator Availability - StationsHistorical Performance

170

Page 178: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

10

80%

85%

90%

95%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Elevator Availability - GaragesHistorical Performance

11

60%

70%

80%

90%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Escalator Availability - StreetHistorical Performance

171

Page 179: San Francisco Bay Area Rapid Transit District · 2016-04-19 · SAN FRANCISCO BAY AREA RAPID TRANSIT DISTRICT MEMORANDUM TO: Board of Directors DATE: March 31, 2016 FROM: General

12

60%

70%

80%

90%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Escalator Availability - PlatformHistorical Performance

13

60%

70%

80%

90%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

AFC Gate AvailabilityHistorical Performance

172

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14

60%

70%

80%

90%

100%

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

AFC Vendor AvailabilityHistorical Performance

15

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Environment - Outside StationsHistorical Performance

* Composite rating of: Walkways & Entry Plaza Cleanliness (50%); BART Parking Lot Cleanliness (25%); Appearance of BART Landscaping (25%)

Excellent

Poor

Only Fair

Good

173

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16

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Environment - Inside StationsHistorical Performance

* Composite rating for Cleanliness of: Station Platforms (60%); Other Station Areas (20%); Restrooms (10%); Elevators (10%)

Excellent

Poor

Only Fair

Good

17

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Station VandalismHistorical Performance

* Station Kept Free of Graffiti

Excellent

Poor

Only Fair

Good

174

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18

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Station ServicesHistorical Performance

* Composite rating of: Station Agent Availability (65%); Brochures Availability (35%)

Excellent

Poor

Only Fair

Good

19

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Train P.A. AnnouncementsHistorical Performance

* Composite rating of: P.A. Arrival Announcements (33%); P.A. Transfer Announcements (33%);P.A. Destination Announcements (33%)

Excellent

Poor

Only Fair

Good

175

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20

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Train Exterior AppearanceHistorical Performance

Excellent

Poor

Only Fair

Good

21

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Train Interior CleanlinessHistorical Performance

* Composite rating of: Train interior cleanliness (60%); Train interior kept free of graffiti (40%)

Excellent

Poor

Only Fair

Good

176

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22

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

Train TemperatureHistorical Performance

* Comfortable Temperature Onboard Train

Excellent

Poor

Only Fair

Good

23

0

1

2

3

4

5

6

7

8

9

10

11

12

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Patron Safety:Station Incidents per Million Patrons

Historical Performance

Sta

tion

Inc

iden

ts/M

illi

on P

atro

ns

177

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24

0

1

2

3

4

5

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Patron Safety:Vehicle Incidents per Million Patrons

Historical Performance

Veh

icle

Inc

iden

ts/M

illi

on P

atro

ns

25

0

2

4

6

8

10

12

14

16

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Employee Safety:Lost Time Injuries/Illnessesper OSHA Incidence Rate

Historical Performance

Los

t Tim

e In

juri

es/I

llne

ss p

er O

SH

A R

ate

178

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26

0

4

8

12

16

20

24

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Employee Safety:OSHA-Recordable Illnesses / Injuries

per OSHA Incidence RateHistorical Performance

OS

HA

Rec

orda

ble

Inju

ries

/Ill

ness

es/O

SH

A R

ate

27

0.000

0.200

0.400

0.600

0.800

1.000

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Operating Safety:Unscheduled Door Openings per Million Car Miles

Historical Performance

Uns

ched

uled

Doo

r O

peni

ngs/

Mil

lion

Car

Mil

es

179

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28

0.00

0.25

0.50

0.75

1.00

1.25

1.50

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Benchmark

Rule Violationsper Million Car Miles

Historical PerformanceR

ule

Vio

lati

on p

er M

illi

on C

ar M

iles

29

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results* Goal

BART Police PresenceHistorical Performance

* Composite Rating of: Stations (33%); Parking Lots and Garages (33%); Trains (33%)

Excellent

Poor

Only Fair

Good

180

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30

0.00

20.00

40.00

60.00

80.00

100.00

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal: N/A

Quality of Life* Historical Performance

Cri

mes

per

mil

lion

tri

ps

*Quality of Life Violations include: Disturbing the Peace, Vagrancy, Public Urination,Fare Evasion, Loud Music/Radios, Smoking, Eating/Drinking and Expectoration. Information retrieved from Computer Aided Dispatch/Records Management System (CAD/RMS).

31

0

1

2

3

4

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Crimes Against Persons(Homicide, Rape, Robbery, and Aggravated Assault)

Historical Performance

Cri

mes

per

mil

lion

trip

s

Information retrieved from Computer Aided Dispatch/Records Management System (CAD/RMS).

181

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32

0

2

4

6

8

10

12

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Auto Theft and BurglaryHistorical Performance

Cri

mes

per

100

0 pa

rkin

g sp

aces

Information retrieved from Computer Aided Dispatch/Records Management System (CAD/RMS).

33

0

2

4

6

8

10

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal

Average Emergency Response TimeHistorical Performance

Min

utes

Information retrieved from Computer Aided Dispatch/Records Management System (CAD/RMS).

182

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34

0.00

50.00

100.00

150.00

200.00

250.00

FY14 FY15 FY16 Qtr 2 - YTD FY17

Results Goal*Bike Theft

Ave

rage

Num

ber

of Q

uart

erly

Bik

e T

heft

s

* A Goal has been introduced for the first time for this category, effective Third Quarter, FY-12

183