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Utah Labor Commission Restorative Services Authorization/Denial RSA Forms Revisited 9 th Annual Utah Labor Commission Worker’s Compensation Educational Conference Sept. 29, 2011

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Page 1: Rsa forms revisited felix1

Utah Labor CommissionRestorative Services Authorization/Denial

RSA Forms Revisited

9th Annual Utah Labor Commission Worker’s Compensation Educational Conference

Sept. 29, 2011

Page 2: Rsa forms revisited felix1

Traditional Standard of Care

• Restorative Services – Medical Physician– Chiropractor– Physical Therapist– Occupational Therapist

• Focus of treatment– Reduce pain– Increase Range of Motion– Improve strength– Function (Activities of daily living, sports, work…)

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 3: Rsa forms revisited felix1

RSA HistoryRestorative Services Authorization/Denial

FORM 221 • Started in 1996 by the Utah Labor Commission• Established to focus restorative services

towards a return to function• Given as a guide to control WC abuse• Provided for communication between

provider, employer, and payor

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 4: Rsa forms revisited felix1

Proposal to Update Current RSA forms

• Easier to follow• More room for notes/comments• More functional information• More specific– Spinal– Upper Extremity– Lower Extremity

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 5: Rsa forms revisited felix1

FORM 221 RSA

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Restorative Services Authorization/Denial Patient’s Last Name:

First:

Middle:

Referring Physician: Date of Injury:

Social Security Number: Date of Birth: Height: Weight:

Employer:

Employer Address:

Phone: FAX:

Insurance Carrier:

Provider: Address:

Address: Adjuster Name:

Provider Discipline MD DO DC PT OT

Tax ID Number:

Phone: FAX:

Phone: FAX: Other Conditions or Complicating Factors that May Affect Recovery:

Diagnosis Specific to Industrial Claim:

Page 6: Rsa forms revisited felix1

Form 221 requires that the provider has an understanding about the

injured worker’s job.

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

List from the patient’s essential job functions, measurable objective requirements needed to return to work without restrictions (i.e.: lifting, carrying, grip, pinch, reaching overhead, standing or sitting duration, etc.):*

Floor-Waist Max _______ lb. Freq. _______lb.Waist-Shoulder Max _______ lb. Freq. _______ lb. Overhead Max _______ lb. Freq. _______lb. Carrying Max _______ lb. Freq. __________lb. Push/Pull Horizontal force ________lb.

Functional ROM O=overhead, S=shoulder, H=horizontal, K=knee, F=floor

Page 7: Rsa forms revisited felix1

Obtain Job Description

• Interview injured worker• Call employer• Request written job description• Dictionary of Occupational Titles• On-site visit

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 8: Rsa forms revisited felix1

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 9: Rsa forms revisited felix1

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 10: Rsa forms revisited felix1

Identify the Injured Workers Current Functional Abilities

• Functional range of motion – Overhead, shoulder, horizontal, knee, floor

• Work place tolerances– Sitting, standing, walking, reaching, stoop, kneel,

climbing, etc.• Lifting / carrying / push/pull strength• Manual dexterity• Hours required to work per day

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 11: Rsa forms revisited felix1

Measure Functional Abilities

• Lifting, carrying, push/pull• Sitting, standing, stooping, squatting, kneeling• Walking, climbing stairs or ladder• Grip and Pinch strength• Manual dexterity• Balance• Etc.

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 12: Rsa forms revisited felix1

Report Measured Functional AbilitiesRSA SPINE

List from the patient’s essential job functions, measurable objective requirements needed to return to work without restrictions (i.e.: lifting, carrying, reaching overhead, standing or sitting duration, bending, etc.):*

Capabilities Recorded on First Visit

 Date:

Capabilities on 8th Visit 

Date:

Capabilities on 14th Visit

 Date:

Capabilities on 20th Visit

 Date:

Floor-Waist Max lb.________ Freq. _______Waist-Shoulder Max lb. _______ Freq. _______

Overhead Max lb. _______ Freq. _______ Carrying Max lb. _______ Freq. _________

Push/Pull Horizontal force _____ lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.

Max. ____ lb.____ ft.________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.

Max. ____ lb.____ ft.________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.

Max. ____ lb.____ ft.________lb.

Functional ROM O=overhead, S=shoulder, H=horizontal, K=knee, F=floor O S H K F O S H K F O S H K F O S H K F

Sitting tolerance _______ Min.Standing tolerance _______ Min.Squat/stoop/bending Constant/ Frequent/Occasional

_________Min._________Min.

Constant / Freq. / Occ.

_________Min._________Min.

Constant / Freq. / Occ.

_________Min._________Min.

Constant / Freq. / Occ.

_________Min._________Min.

Constant / Freq. / Occ.

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 13: Rsa forms revisited felix1

Report Measured Functional AbilitiesRSA UPPER EXTREMITY

List from the patient’s essential job functions, measurable objective requirements needed to return to work without restrictions (i.e.: lifting, carrying, grip, pinch, reaching overhead, standing or sitting duration, etc.):*

Capabilities Recorded on First Visit

 Date:

Capabilities on 8th Visit 

Date:

Capabilities on 14th Visit

 Date:

Capabilities on 20th Visit

 Date:

Floor-Waist Max _______ lb. Freq. _______lb.Waist-Shoulder Max _______ lb. Freq. _______ lb. Overhead Max _______ lb. Freq. _______lb. Carrying Max _______ lb. Freq. __________lb. Push/Pull Horizontal force ________lb.

Max.________ lb.Max.________ lb.Max.________ lb.Max. ___ lb. ____ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.________lb.

Functional ROM O=overhead, S=shoulder, H=horizontal, K=knee, F=floor O S H K F O S H K F O S H K F O S H K F

Grip Strength 2nd grip spanRapid Exchange Grip (REG)Pinch Strength 

Max. R_____ L_____ REG R_____ L _____Key R_____ L _____Palmar R_____L_____Tip R______ L ______

Max. R_____ L_____ REG R_____ L _____Key R_____ L _____Palmar R____L_____Tip R_____ L ______

Max. R_____ L_____ REG R_____ L _____Key R_____ L _____Palmar R____L_____Tip R_____ L ______

Max. R_____ L_____ REG R_____ L _____Key R_____ L _____Palmar R____L_____Tip R_____ L ______

Dexterity Test (Purdue, Minnesota, Bennett, VALPAR__) Score R _____ L_____ Score R _____L_____ Score R _____L_____ Score R ____ L_____

  

       

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 14: Rsa forms revisited felix1

Report Measured Functional AbilitiesRSA LOWER EXTREMITY

List from the patient’s essential job functions, measurable objective requirements needed to return to work without restrictions (i.e.: lifting, carrying, walking, climbing, squatting, standing or sitting duration, balance, etc.):*

Capabilities Recorded on First Visit

 Date:

Capabilities on 8th Visit 

Date:

Capabilities on 14th Visit

 Date:

Capabilities on 20th Visit

 Date:

Floor-Waist Max _______ lb. Freq. _______ lb. Waist-Shoulder Max _______ lb. Freq. _______ lb. Overhead Max _______ lb. Freq. _______ lb. Carrying Max _______ lb. Freq. _______ lb. Push/Pull Horizontal force ______ lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Max. ________ lb.Max. ________ lb.Max. ________ lb.Max. ____ lb.____ ft.

________lb.

Functional ROM O=overhead, S=shoulder, H=horizontal, K=knee, F=floor O S H K F O S H K F O S H K F O S H K F

Stairs50 ft. speed walk6 min. walk test

Stairs____________50 ft. ______sec.6 min. ______ ft.

Stairs____________50 ft. ______sec.6 min. ______ ft.

Stairs____________50 ft. ______sec.6 min. ______ ft.

Stairs____________50 ft. ______sec.6 min. ______ ft.

Balance Test        

 

        

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 15: Rsa forms revisited felix1

Obtain the Injured Worker’s Perceived Functional Abilities

• Functional Ability Questionnaires– Modified Oswestry Disability Questionnaire– Neck Disability Questionnaire– Disabilities of the Arm, Shoulder and Hand (DASH)– Hand Function Sort– Lower Extremity Functional Scale (LEFS)– Knee Outcome– Etc.

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 16: Rsa forms revisited felix1

Functional OutcomesModified Oswestry Disability QuestionnaireNeck Disability IndexQuad Visual Analog Scale

Score____________Score____________Score____________

Score___________Score___________Score___________

Score___________Score___________Score___________

Score___________Score___________Score___________

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Disability of the Arm, Shoulder and Hand (DASH)Hand Function Sort Score __________

Score __________Score__________Score __________

Score__________Score __________

Score__________Score __________

Patient’s Reported Average Pain Intensity (0 to 10 Scale) /10 /10 /10 /10

Patient’s Reported Average Pain Frequency (% of the Day: 0-10-20-30-40-50-60-70-80-90-100%) % % % %

Lower Extremity Functional Scale (LEFS)Knee Outcome

Score _______Score _______

Score________Score ________

Score________Score ________

Score________Score ________

Patient’s Reported Average Pain Intensity (0 to 10 Scale) /10 /10 /10 /10

Patient’s Reported Average Pain Frequency (% of the Day: 0-10-20-30-40-50-60-70-80-90-100%)

% % % %

Page 17: Rsa forms revisited felix1

Acknowledge the Injured Worker’s PAIN

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Page 18: Rsa forms revisited felix1

Provide a treatment plan

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Treatment Plan: (Visits 1-8, include frequency) ٱ Manual Therapy ٱ Manipulation ٱ Therapeutic Exercise ٱ Ultrasound ٱ Electrical Stim ٱ FCE Testing ٱ ADL Instruction ٱ Neuromuscular re-education ٱ Others List:

Visits 1-8 Visits 9-14 Visits 15-20

                                    

Expected number of visits to reach stated functional goals: 

     

Page 19: Rsa forms revisited felix1

Communicate with Payor

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Attended / Prescribed Visits (Prescribed visits are those that should have been scheduled as per the plan of care)

/ / /

Provider Comments:        

                           

Provider signature Date:

       

Page 20: Rsa forms revisited felix1

Payor Communicates with Provider

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011

Payor: Approval for Future Visits (Yes – No)  Y /N for visits

9-14Y / N for visits

15-20Y / N for visits

21-26Payor: Signature 

Date:

       

Payor Comments 

       

Page 21: Rsa forms revisited felix1

9th Annual Utah Labor Commission Worker’s Compensation Educational

Conference Sept. 29, 2011