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Rolling Stock Crashworthiness in the Modern Age Dr Jademond Kiang Senior Consultant, Specialist Engineering, Australia

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  • Rolling Stock Crashworthiness

    in the Modern Age

    Dr Jademond KiangSenior Consultant, Specialist Engineering, Australia

  • Rolling stock Crashworthiness in the Modern AgeRail

    In the context of passenger rolling stock body shell

    structures, Australian crashworthiness design

    requirements and standards (and standards from

    around the world) provide a good design basis for

    achieving inherently crashworthy designs. However,

    they do not necessarily cover some commonly

    occurring scenarios applicable to the Australian rail

    environment. For the scenarios that they do cover,

    the design criteria do not necessarily reflect the

    severity seen in practice.

    In the Australian rail environment, which has level

    crossings in regional areas along with increasing

    popularity of mixed traffic light rail systems in urban

    areas, the risk of impact by road vehicles onto the

    side of rolling stock is elevating in recent times. This

    raises the question of whether designing rolling stock

    to meet the requirements of crashworthiness

    standards alone can be considered sufficient due

    diligence. Or would further due diligence be

    warranted?

    What is crashworthiness?

    Crashworthiness can be described as how well a

    piece of rolling stock performs in terms of its ability to

    mitigate severity of consequences in a collision in a

    controlled manner, and how well the passengers are

    protected during such an event.

    During a train collision, an enormous amount of

    energy is involved. The forces involved would be in

    the order or mega-Newtons and the energy levels

    involved would be in the order of mega-Joules. Such

    high levels of collision energy and forces need to be

    managed appropriately in order to provide

    Rolling Stock Crashworthiness

    in the Modern Age

    Rollingstock collisions are few and far in between. In the modern age, train protection systems in the rail

    network are deployed to prevent trains from colliding. However, when a train crash does occur, the

    consequences can potentially be catastrophic due to the magnitudes of energy involved, says Dr Jademond

    Kiang, Senior Consultant – Specialist Engineering, SNC-Lavalin Atkins Australia.

    passengers with a better chance of survival should

    a collision is to occur.

    Crashworthiness standards

    There are various local and international standards

    in relation to whole-consist crashworthiness

    requirements. One of the most notable and

    prevalent standard today is the European Standard

    EN15227.

    Examples of other international crashworthiness

    standards from various regions around the world

    are listed in Table 1 below:

    Table 1 –Crashworthiness Standards from various

    regions

    The RISSB standard AS7520.3 applies to the

    Australian rail industry. However, this standard

    references EN15227 for crashworthiness

    requirements for frontal crash requirements.

    One notable requirement of EN15227 is that full

    train-on-train head-on collision is required to be

    assessed, which can involve impact speeds of up

    to 36km/h depending on the type of rolling stock.

    However for light rail vehicles, the impact speed for

    crashworthiness assessment is only 15km/h.

    Country of Origin Standard

    UK, Europe, parts of Asia EN15227 [2]

    Australia AS/RISSB7520.3 [3]

    USA FRA 2010 [5]

    NZ M3000 [4]

  • These standards almost exclusively address

    frontal collision scenarios without regard to other

    collision scenarios such as side-on impacts on

    rolling stock.

    Side impacts are not uncommon in the Australian

    rail environment due to popularity prevalence of

    level crossings in regional areas and mixed traffic

    conditions in urban light rail systems.

    Lateral inward strength of the side of the carbody

    at sole bar and waist rail levels are considered by

    AS7520.3, which are 180kN and 30kN static

    loads respectively. However these loads are

    intended to address rollover rather than side-on

    impact.

    Australian train crash statistics

    A CRC research report [1] has summarised train

    incident statistics over the period 1997-2010

    published by the Australian Transport Safety

    Bureau (ATSB). Some pertinent statistics

    relevant for this discussion are:

    1. On average, head-on collision speeds are

    higher than defined in EN15227;

    2. 62% of incidents involved kinetic energy of

    less than 212MJ;

    3. Majority of incidents were less than 40MJ ;

    4. Kinetic energy of 220MJ was involved (on

    average) for impacts between 0° and 45° on

    the structure.

    Rolling stock Crashworthiness in the Modern AgeRail

    These statistics infer that the majority of incidents

    (or on average) in Australia for the period 1997-

    2010 involve speeds higher than crashworthiness

    design speeds. Statistics for side-on impacts are not

    available for discussion in this paper. However side-

    on impacts are generally expected to be detrimental

    to passenger survivability as the side walls of rail

    vehicles inherently do not have sufficient space to

    house energy-absorbing crumple zones.

    According to these statistics, the majority of rail

    incidents involve less than 40MJ of energy. For a

    typical double decker passenger train, this

    magnitude of energy translates to an incidentce

    speed of approximately 48km/h. For a metro

    train, this translates to 76km/h.

    The maximum head-on impact scenario for

    crashworthiness design in EN15227 is 36km/h.

    With metro systems and light rail networks,

    impact speed for crashworthiness design

    reduces down to 25km/h and 15km/h

    respectively.

    In addition, average non head-on frontal impacts

    (between 0° to 45°) involve a kinetic energy

    magnitude of 220MJ. This translates to over

    100km/h for typical heavy rail passenger vehicle

    in Australia.

    Figure 1 – Waterfall train disaster

  • Rolling stock Crashworthiness in the Modern AgeRail

    As discussed previously, side-on impacts on rolling

    stock are not directly addressed in EN15227 or

    AS7520.3, not even for mixed traffic environments

    such urban light rail vehicles.

    It is up to the individual owners, purchasers or

    operators to exercise voluntary due diligence to

    mitigate risks associated with side-on impacts or

    any other collision scenarios not covered by the

    design standards. This often involves undertaking

    engineering investigation by first-principles involving

    FEA or physical testing.

    Engineering assessment of crash

    scenarios

    Regardless of mandatory or voluntary nature of the

    crashworthiness requirements, they need to be

    assessed by sound engineering methodologies.

    One way to address modern crashworthiness

    requirements is by physical testing of various

    designs and/or modifications in an effort to assess

    or determine the most appropriate design.

    Another way to address crashworthiness

    considerations is by virtual crash testing. In other

    words, crashing trains in a computer by undertaking

    FEA to assess structural performance.

    Method 1 - Physical Crash Testing

    The most direct method of verifying crashworthiness

    performance is physical testing of the car body

    structure or sub-components of the structure. Whilst

    physical testing can theoretically be done, it has a

    lot of undesirable attributes in practice. These

    include:

    • Monetary cost associated with the preparation of

    the full-scale test article;

    • Monetary cost in relation to test facility;

    • Long timeframe between test cycles leading to

    an inefficient design process;

    • Variance between as-built test specimen and

    actual production article leading to test results

    not reflective of actual performance;

    • Safety risks associated with large collision

    energy magnitudes (in the order of mega-

    Joules);

    • OH&S and insurance complications associated

    with full-scale physical testing.

    Method 2 - Virtual Crash Testing

    A lot of the undesirable attributes associated with

    full-scale physical crash tests would no longer be

    applicable if the process is performed virtually:

    • Cost of preparing test articles and facility (FEA

    models) will be significantly reduced;

    • Timeframe between ‘test’ cycles will be

    significantly compressed;

    • No OH&S and insurance complications;

    • And most important of all, there would be no

    safety risks.

    Mathematical Theory of Virtual Crash Testing

    As described earlier, virtual crash testing involves

    the use of FEA technology. This section provides a

    high level summary of the mathematics behind the

    finite element method.

    Crash scenarios are dynamic events. Therefore, the

    effects of mass, stiffness, inertia, acceleration/

    deceleration, velocity and damping all need to be

    taken into consideration.

    In a dynamic system, the system of differential

    equation is as follows:

    [m]{a}+[c]{v}+[k]{x}={F} (1)

    where:

    [m] is the mass matrix;

    {a} is the acceleration vector;

    [c] is the damping matrix;

    {v} is the velocity vector.

    For crashworthiness work, the differential equation

    is solved by re-arranging it into the following format

    and solving for acceleration directly (damping is

    removed for simplicity of discussion):

    {a}=[m]-1({F}-[k]{x}) (2)

    This is often referred to as ‘explicit’ FEA because all

    quantities on the right-hand-side of the equation are

    explicitly known.

  • Rolling stock Crashworthiness in the Modern AgeRail

    Assessing impact scenarios not covered by

    design standards

    As aforementioned, one pertinent crash scenario not

    covered by design standards is side-on impact.

    To demonstrate the consequence of a side-on

    impact, the scenario is simulated for a typical metro

    rail car using explicit FEA software LS-Dyna. The

    model setup is shown in Figure 2.

    The objective of this assessment is to investigate the

    difference in response from the various impact

    masses and speeds that are conceivable in the

    Australian rail environment.

    Structural response of the system (such as velocity,

    acceleration, stress and strain distributions) can

    then be calculated from the acceleration vector at

    each time step.

    The type of effects the explicit scheme can capture

    efficiently include (but not limited to) the following:

    • Large plastic strains and geometry changes;

    • Post-yield and material fracture;

    • Stress wave propagation;

    • Pre and post buckling response;

    • Surface-to-surface contact and associated

    friction.

    Further technical details relating to the finite element

    method can readily be found in FEA literature such

    as [6-10].

    The explicit FEA scheme is a widely accepted

    method of virtually assessing train crash scenarios

    reliably and accurately. This method is widely used

    to design and optimise rolling stock fleets in detail

    before production of the first physical prototype. For

    this reason, this process is sometimes referred to as

    virtual prototyping.

    Assessing impact speeds higher than

    stipulated in design standards

    It may be impractical to mandate head-on crash

    scenarios at higher impacts speeds than currently

    stipulated in the standards.

    Crash energy (kinetic energy) is proportional to the

    square of the impact speed a shown in Equation (3)

    below.

    Kinetic energy (KE) is calculated as follows:

    KE=mv2/2 (3)

    In the rolling stock consulting environment, there are

    occasional requests from clients to assess head-on

    collisions at higher speeds (approximately 30km/h

    compared to 25km/h stipulated in EN15227). The

    impact energy increases by a sizeable 44% from

    the design requirement for a 5km/h increase in

    impact speed (refer to Equation (3)).

    Therefore, designing a structural system to

    accommodate higher impact energies associated

    with small increases in impact speed may render

    the structure uneconomical to manufacture and

    operate.

    Figure 2 – Impact of truck analogue into side

    of a typical metro rail car

    In this assessment, 20t and 40t truck analogues

    impact the side of a typical metro rail car. The truck

    has a frontal footprint of 2.6m by 3.5m.

    ScenarioMass

    (t)

    Impact

    speed

    (km/h)

    Kinetic

    Energy

    (MJ)

    1 (semi) 20 25 0.48

    2 (road train) 40 25 0.96

    3 (road train) 40 50 3.80

    Table 2 – Truck impact speeds and

    associated kinetic energy

    The impact energy is linearly proportional to the

    mass of the truck and proportional to the square of

    the impact speed (refer Equation (3)). Therefore,

    increasing the impacting mass from 20t to 40t

    doubles the kinetic energy of the impact whilst

    increasing the impact speed from 25km/h to 50km/h

    (same mass) results in a four-fold increase in

    energy.

    The results of the various collision scenarios are

    shown in Figure 3 through Figure 5.

  • Rolling stock Crashworthiness in the Modern AgeRail

    Under Scenario 1 (which can be considered as a

    moderately sized truck found in regional areas

    impacting at a moderate speed), where the kinetic

    energy is halved further, the intrusion of occupancy

    space is significantly reduced, albeit not

    insignificant.

    As a comparison, the peak dynamic impact force

    acting on the sidewall in Scenario 1 (obtained from

    FEA) is over 1MN, which is well in excess of the

    static loads stipulated by AS7520.3. The static

    lateral inward loads defined in AS7520.3 are 180kN

    and 30kN for sole bar and waistrail, respectively.

    However, these lateral inward loads are intended for

    rollover strength assessment rather than side-on

    impact (there are no other load cases in AS7520.3

    that address side wall lateral inward loads).

    The dynamic impact forces are greater still for the

    higher impact mass and speeds such as in Scenario

    2 and 3.

    It should be noted that these scenarios are not

    meant to be photorealistic. Trucks, in reality, would

    have their own crumple zones thus some of the

    impact energy would be absorbed by plastic

    deformation at the front of the trucks. The

    simulations presented in this paper serve to

    demonstrate the susceptibility of typical rail cars in a

    conceivable side-on impact in the Australian rail

    environment.

    The simulation results presented also demonstrate

    the discrepancy between the impact forces obtained

    from dynamic simulations compared to the static

    design loads stipulated by AS7520.3. The

    discrepancy between simulation and design

    standard widens further for more onerous impacts

    such as that in Scenario 3.

    Therefore, it may be necessary for rolling stock

    designers to consider the side-on impact scenario

    as an out-of-standard requirement. Indeed, some

    Australian light rail procurement projects in modern

    times include the side-on impact scenario to be

    assessed by dynamic simulation (explicit FEA).

    In these out-of-standard assessments, the

    acceptance criteria are usually set and agreed

    between the supplier and purchaser rather than by

    design standards.

    Figure 3 – deformation from 20t truck

    impacting at 25km/h

    Figure 4 – deformation from 40t truck

    impacting at 25km/h

    The results illustrate that a typical metro rail car

    would be deformed significantly under Scenario 3. It

    is however unreasonable to expect a rail car to

    accommodate the impact of a 40t truck (analogous

    to a road train) travelling at 50km/h without significant

    deformation.

    If the same truck us travelling at half the speed

    (Scenario 2), the kinetic energy is reduced by 75%.

    Under this scenario, there is still significant intrusion

    of occupancy space.

    Figure 5 – deformation from 40t truck

    impacting at 50km/h

  • Rolling stock Crashworthiness in the Modern AgeRail

    Is the Australian rolling stock industry industry

    enhance its awareness aware of to the risks

    associated with rollingstock collisions by simply

    following the design standards? Should these risks

    be mitigated by considering the performance of

    rollingstock in collision scenarios that are outside of

    standard?

    Dr Jademond Kiang is the Senior Consultant – Specialist

    Engineering at SNC-Lavalin’s Atkins business, now one of

    the world’s largest consultancies with more than 55,000

    people employed globally of which 5,000 are specialist rail

    consultants. We offer clients a complete end-to-end

    range of services, unique breadth of capability, and a

    resource base that enables us to deliver all scales of rail

    projects globally. We combine traditional engineering with

    the latest techniques to deliver safe, reliable and

    sustainable outcomes, transforming rail networks and

    shaping the future of transport.

    Conclusions

    The passenger rolling stock crashworthiness design

    standard used in the Australian rail industry

    (AS7520.3) is similar in scope and stringency to

    those from other parts of the world. In fact the

    crashworthiness requirements in AS7520.3

    stipulates the use of European Standard EN15227,

    which is a widely used and accepted international

    standard.

    However, these standards do not necessarily cover

    all conceivable impact scenarios found in the

    Australian rail environment. Some scenarios may be

    indirectly addressed by simplified methods of

    assessment such as static structural analysis.

    As demonstrated in this paper, this simplification

    may not necessarily reflect the realities of a dynamic

    event that is a collision scenario.

    Meeting the requirements of the design standards

    alone do not guarantee a train that is crashworthy in

    all conceivable circumstances.

    However, following and meeting the requirements of

    the standards would likely provide a solid foundation

    and good design practice that will be engineered

    into the rolling stock, thus increasing inherent

    crashworthiness in out-of-standard crash scenarios.