robert n chatigny financial disclosure report for 2009

8/3/2019 Robert N Chatigny Financial Disclosure Report for 2009

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.. : , ~ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th ein Government Act o f 1978FOR CALENDAR YEAR 2009 0 u.s.c, app. I . P e n n o n R e p o r t i n g 0 a ~ t name, f i r s t , middle in i t i a l) 2 . Cou r t o r Organiza t ion 3 . D a ~ e o f R e p o r tCh a t ig n y , R o b e r t N . U.S. Dis t r ic t o f Connec t icu t 0 8 / 1 2 , " 2 0 ! 0

4 . T i t l e ( A r t i c l e I l l ju d g e s i n d i c a t ~ a c t i v e o r s e n i o r s t a t u s : 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) 6. Reporting Periodm a g i s t r a t~ j u d g e s i n d i c a 0 : f u l l - o r p a r t - t im e )[ ] N o m i r , a t i o n , D a ~ c 01 /01 /2009Oi s l r i c t J u dg e(A ef i v e ) [] Initial [] A n n u a l [] Final to1 2 / 3 1 1 2 0 0 95 b . [] A m e n d e d R e p o r t

7 , C h a m b e r ~ o r O f f ic e A d d r e s s 8. On the basis of the information con tained in this Report and anymodifications pertaining thereto, it is, in my opinion, in complianceU . S . D i s t r i c t Co u r t with app l icable laws and regu la t ions .4 5 0 M a in S t r e e tH a r t f o r d , C T 0 6 1 0 3 Reviewing Officer D a t e

IMP OR TA NT NOTE S: The i t t v t r uc t ions accompany ing th is for m must be fo l lowed. Comple te al t par ts,checking the NONE box for each part where you have no reportable informatiot~ Sign on last pag~

1 . r t / O l l lU l~O. (~eporting i.a,~iduat o.ty; see pp. 9-13 of.tiling i n s t r u c t i o n s . )N O N E (No reportable positions.)

P O S I T I O N N A M E O F O P ~ G A N I Z A T I O N Z E N T I T Y

2.

I I. A G R E E M E N T S . (ReportingindivMuatonly;seepp. 14-16offilinginstructions.) = ~ - - . . . . . ~ ~ " i , - ~~ N O N E (No reportable agreements.)DATE PARTIES AND TERMS


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Name of Person Reportiag Date of Repe~tFINANCIAL DISCLOSURE REPORT[ Chatigny, Robert N.

Page 2 of 1 7 o s i l z e o ~ o

I I I . N O N - I N V E S T M E N T I N C O M E . CR epo,n~g i ,a iv id , , t d ,po , ,e ; , ,epp . I7-24 of]~ding instructions.)A. Filers Non-lnvestment Income

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE INCOME(yours , not spouses

I.2.3.4.

B. Spou ses Non-Investment Income - ~ l y o u were marred du~ng~llar amou~ not required ~cept for honor~ ia.)

~ N O N E ~ o reportable non-investmentDATE SOURGEA~

I . 2~ 9 T ~ c h C r2.

4.

I V . R E I M B U R S E M E N T S - t , , ,~,o,,oao~, ~oag~,,~oo~, e,~e,, ,~ . . . .. ~ .(Includes those to spouse and dependent chilcken: see pp. 25-27 o]~ling i~tmctio~.)

~ N O N E ~ o reportable reimbursements.)~ DATE~ LOCATION PURPOSE ITEMS PAID OR p~QVIDED

1 . F e d e ~ ! B ~ C o u n c i l 10/23 /~ - 10/25/09 L e n o x , M A F a l l B e n c h & B a r R e ~ l R~m ~d meals2.

3.4.5.


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" FINANCIAL DISCLOSURE REPORT N a m e o f P e , ~ o . a e p o ~ t i ~ g D a , . o r R ~ , o ~ tI

Page 3 of 17 C h a t i g n y , R o b e r l N . 08/12/2010

[~] NONE ( No reportable gifts.)SOURCE D E S C R I P T I O N VALUE

1 .2.3 .4.

5.

V I . L I A B I L I T I E S . a.d~-~ thos~ o/svo~e o~a ~,p,~a,,, ~i~a,,~; ,,, v~. 32-3 3 off~ng ~ t r u c ~ m . )~ NONE ~o reportable liabilities.)

C~DITOR DESC~PTION VALUE CODEI . A m e r i c ~ E x p r e s s C r ed i t C ar d J2 . A m e f i c ~ E x p r e s s C r ed i t C ar d K3 B a n k Bt~iness ~an L4.

5.


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FINANCIAL DISCLOSURE REPORT ~ . , . , a P e . u , a e p o , ~ n g D a t e o f ~ e ~ o ~Page 4 of 17 Chat~gny, Robert N. 0 8 / 1 2 / 2 0 1 0VI I. I N VESTM EN TS and TRUSTS -/,, .....,.. ~..,~.c,~o,~ a . a , ~ t h o . e o Z , ~ c * . d , U ~ , e . , ~ e . e ~ h ~ . . .; . .. ~ , ~ , . ~ 4 - ~ 0 u f O S ~ , ~ , . ~

N O N E ~ o reportable income, ~sets, or ~a~actio~.)A. ~ B. C. D.D~cription of~ ~ ~ o m ~ d u r i n g G r o s s v a l u e a t e n d o f T~acfions during ~ing ~(including ~st ~) ! r~ing pfi~ r e ~ n g p e r i o d

[ {1) ~ (2) (1) (2) (I) I (2) 13) [ (4) (~P l a c e ~ ( X ) " a ~ r ~ c h ~ ~ ~ o u n t I T ~ ( e . g . . Value Value T ~ (e . g . , ! D a ~ e Value Gain Idenf i~ o fe x e m p t ~ o m p r i o r d is c l ~ u r e Co d e I [ d i v . , r e n t , ~ d e 2 M e ~ M b u y , ~ 1 1 , M o n ~ - Codc 2 [ ~ 1 ~yer/~tle r~A - H ) o r i n L ) ( J - P ) C ~ e 3 ~ m p f i o n ) D a y (J -P ) (A -10 (if pfiva~1 . B~ o f Am e r i c a C h e c k i n g Ac c t . (Y) Non~ S S e c t i o n Vl l l2. U.S .A. , Inc. Shares N o n e K W

4. Va n g u a rd W in d s o r 1 1 Fu n d S E P I R A A D iv id e n d K T5. Va n g u a rd I n t e rn a ti o n a l G ro u p Fu n d S E P 1 A D iv id e n d J T

! 6 . Va n g u a rd W in d s o r I I Fu n d I R A A D iv id e n d K T7_ Va n g u a rd I n t ern a t i o n a l G ro w th Fu n d I R A A D iv id e n d K T8. I R A R o l lo v e r - Ca s h A Interest J T9 [ B e m s t e i n I n t e r m e d i a t e Du r a t i o n P o r t f o l io s D D iv id e n d M T Bu y 9 /1 J(addI)

I 0 . Bu y 9/23 J( a d d q)I I. Bu y 10/16 J(addl)

1 2 . Bu y 12/]7 J(addl)1 3 . Bu y 1 2 / 2 8 J(addl)~4 . S o l d 3/ 6 K A( p a r t )1 5 . Bemstein Internal ional Value Por t fo l io 11 B D iv id e n d M T Bu y 3/ 6 K(addl)1 6 . B a n k o f A m e r ic a Co rp . A D iv id e n d S o l d 3/24 J A1 7 . Bemste in Divers if ie~ Municipa l Portfol io A D iv id e n d S o l d 7/ 7 K B


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FINANCIAL DISCLOSURE REPORT r ~ , m e o f P e r s o n Reporting Date of ReportPage 5 of 17 C h a t ig n y , R o b e r t N . 0 8 / 1 2 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . t.e, transactions (Includes those of sp ..... d dependent children; seepp. 34-60 of fding instruction~.)[--~ N ON E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s r , e ~ I n c o m e d u r i n g : Gross value at end of T r a n s a c t i o n s d t u i n g r e p o r t i n g p e r i o d( i n c l u d i n g t a - a s t a s s e t s ) i r e p o r t i n g p e r i o d : reporting period

- (1 ) (2 ) (l) (2) (1) i (2) (3) (4) (5 )P l a c e " ( D O " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value V a l u e T y p e ( c . 8 ., D a t e Valu e Gain I d e n t i t y o fl C o d e 1 d . l v . , r e n t , C o d e 2 M e t h o d b u y , s e l ! , M o n t h - C od e 2 C od e 1 buyer/sellere x e m p t f r o m p r i o r d i s c l o s u r e (A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a m a c t i o n )

1 8 . B e rn .s t e in Cu s to d i a n C a s h A Interest J T1 9 . l l o r s e - 1 5 % Ow n e rs h ip ( Y ) No n e S e e S e c t i o n V I II

2 0 . B e m s te in S h o r t D u r D VS D M u n ic ip a l P o r t A D iv id e n d S o l d 7/ 7 J Afo l io

2 1 . B e m s te in S h o r t D u r D VS D M u n ic ip a l P o r t "folio (Y )2 2 . W is c o n s in E n e rg y Co rp . A D iv id e n d S o l d 4/29 l A

2 3 . Bank of America Checking Acct N o n e J T2 4 . Stock - Conoco Phil l ips (Y)

25 . B a n k - C h e c k i n g A c c o u n t A Interest J T

2 6 . S to c k -T ra ve le r s Co m p a n ie s A D iv id e n d J T S o l d 6/24 J A( p a r t )2 7 . S to ck - S p r in t N e x !e l C o rp . N o n e J T Bu y 8 /6 J( a d d l )2 8 . S to c k - C i t i g ro u p I n c . A D iv id e n d S o l d 2/ 6 J A

29 . S to c k - K ro g e r A Dividend S o l d 7/20 -1 A

3 0 . Stock - Genera l Electr ic (Y)

3 1 . S to c k - S a n m in a Co rp . N o n e S o l d 3 1 1 1 J A

3 2 . Stock - BP PI .C A D iv id e n d S o l d 2 /3 J A( p a r q3 3 . S o l d 1 0 / 5 J A

3 4 _ S to c k - JP M o rg a n Ch a s e & Co . A D iv id e n d J T Bu y 5/27 J(addl)

In c o m e G a i n C o d e s : A : $ ! . 0 0 0 o ~ l e i s B = $1 ,0 0 1 - $2 ,50 0 C =$2 .50 1 - $5,0 0 0 D ~ $5.0 0 1 - $1 5 .0 0 0 E = $1 5,0 0 1 - $50 ,0 0 0

P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 . 0 ~ P 4 - M o ~ e t h , ~ n $ 5 0 ,0 0 0 , 0 0 0


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FINANCIAL DISCLOSURE R EPORT N a m e o f P e r so n R e p o r t in g D a t e o f R e p o ~Page 6 of 17 C h a t i g n y , R o b e r t N . 0 8 / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~co,,,. ,,,,~,,~. , . . . . .o , , , a . c t .d ~ a , o ~ o . f s ~ , o , , s ~

NO NE ( No reportable income, assets, or transactions.)A. B, i C. [ D.

Description of A s s e ~ ~ I n c o m e d u r i n g IIGross value at end of I T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ~ ) r e p o r t i n g p e r i o d i r e p o r t i n g p e r i o di O) [ (2) O) [ (2)P l a c e " C A ) " a i d e r e a c h ~ s e t A m o u n t I T y p o ( e .g . , Value [ Value , T y p e ( e . g ., D a t e V a l u e Ga i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e ] i d i v . , r e n t , C o d e 2 I M e t h o d b u y , s e l l , M o n t h - ] C o d e 2 C o d e 1 ] buyedselle~( A - H ) [ , o r i n t . ) (JP) i C o d e 3 r e d e m p t i o n ) Day [ (J-P)~ (A-H) (ifprivate

I I ( Q -W )3 5 . S to c k - Ch e v ro n Co rp . ( Y )

3 6 . Stock - Amer Internat ional Group B N o n e S o l d 3/13 J A37 . Stock - I ta rtford Financia l Se rvices A D iv id e n d S o l d 8/12 J A3 8 . Stock - T ime Warner Inc . A D iv id e n d J T

3 9 . S t o c k - E x x o n M o b i l C o r p . A D iv id e n d S o l d 7/10 J A(p~)40 . S o l d 8/19 J A( p a r t )4 1 . S o l d 9/30 J A

4 2 . Stock - Geoworlh Financia l Inc. N o n e S o l d 8 1 1 1 J A

4 3 . S to c k - XL Ca p i t a l A D iv id e n d J T

4 4 . S to c k - G o lc h n a n S a c h s G ro u p A D iv id e n d J T Bu y 8 / 3 1 J(addl)4 5 . Stock - AT&T Inc . A D iv id e n d J T

i46 . S to c k - Ve r i z o n Co m m u n ic a t i o n s A D iv id e n d S o l d 4/30 J A

4 7 . S t o c k . C B S C o r p . A D iv id e n d J T S o l d 1 1 / 1 2 J A(part)4 8 . S t o c k - M e r c k & C o . A D iv id e n d J Y S o l d 1 1 / 1 6 J A

49 . Stock - Pf izer Inc . A D iv id e n d J T

5 0 . S to c k . Ve r i z o n Co m m u n ic a t i o n ( Y )

5 I. S t o c k - B l a c k & De c k e r C o r p . A D iv id e n d S o l d 1 2 1 1 1 J A

I . In co m e G a i n C o d e s : A =$1,0~O o r l es s B =$1 ,0 0 1 - $2 .50 0 C =$2 ,50 1 - $5,0 0 0 D =$5,001 * $15 ,000 E ---$15,001 - $50.0~O(S ~ C o l u r o n s BI a n d D 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 G = $1 00 ,0 01 - $ 1. 00 0,0 00 H I = $1 .0 00 ,0 01 - $ 5, 00 0,0 00 H 2 = M o re t h a n

2 . V a l u e C o d ~ J =$15 ,000 o le ss K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50,001 - $ 100,000 M - $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S ~ e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 . 0 0 0 , 0 0 0 P I = $1 ,0 0 0, 00 1 - $ 5, 00 0 ,0 0 0 P 2 =$ 5. 00 0 ,0 0 1 - $2 5, 00 0 ,0 0 0

P3 ---$25 .000.001 - $50,000.000 P 4 = M o re t h a n $ 5 0 . 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q =Ap p cai sal R = C ~ s l (Real Es~ Only) S = A s s e s s m e n t T = 4 ~ h M a r k e t

( S e e C o l u m n C 2 ) U = B o o k V a l u e V - N~,her W =Est ima ted


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FINANCIAL DISCLOSURE REPO RT [ ~ N a m e o f P e r so n R e p o r t i n g D a t e O f R e p o r tPage 7 of 17 [ Chatigny, Robert N. 0 8 / 1 2 / 2 0 1 1 )

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ c o ~ e , ~ ., t r a n s a c t i o n s (Includ~ those o f s p o u s e and dependent chi ldre n; se e p p . 3 4 - 6 0 of fding instructian~)N ON E ( N O reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g ! G r o s s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o ~ n g p e r i o dr e p o r t i n g p e r i o d i r e p o r t i n g p e r i o di n c l u d i n g ~ u s t a s s e t s )

(1) l (2) i (1) I (2) (1 ) (2) i3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value i Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , M o n t h - C o d e 2 C o d e 1 b u y e r / s a ! l e r( A - H ) o r i n t .) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y ( J - P ) ( A - H ) ( i f p r i v a t eI i ( Q - W ) . t r a n s a c t i o n )

5 ~ 2 . . S t o c k , N o k i a C o r p . ( Y ) . .5 3 . Stock - Alls ta te Corp. A D iv id e n d S o l d 1 2 / 3 J A5 4 . S to c k - D e u t s c h e B a n k A D iv id e n d J T Bu y 5/7 J

(addI t5 5 . Stock - Fide l i ty Nationa l A D iv id e n d S o l d 1 1 1 1 0 J A5 6 . S to c k - M o rg a n S t a n l e y A D iv id e n d J T

5 7 . S to c k - M c K e s so n C o rp . A D iv id e n d S o l d 1 / 2 2 J A5 8 . Stock - Autol iv Inc. A Dividend S o l d 7 / 2 1 J A5 9 . Stock - Ma cys Inc. (Y)

6 0 . Stock - Ca te rpi l la r Inc. A D iv id e n d J T S o l d 10/14 J A( p a r t )6 1 . Stock - Tyco Int! A Dividend S o l d 1 / 2 8 J A6 2 . S to c k - R o y a l D u tc h A D ivid en d S o ld 3/23 J A( p a r t )6 3 . S o l d 7/14 J A6 4 . S to c k - M c K e s s o n Co rp . ( Y )

6 5 . Stock . Macys Inc . A Dividend J " F6 6 . S to c k - S u p e rv a lu I n c . A D ivid e n d J T Bu y 1 0 / 1 5 J

6 7 . S t o c k - BP - P L C ( Y)

6 8 . S to c k - Ch e v ro n Co rp . A D iv id e n d J T S o l d 7/15 J A(P~)

" ~i~om~i~C~l~s:" A -$l,00Oor less B -$1.0OI - $2.500 C :$2.501 - $5.000 D =$5.00~ - $15.000 E ~SlS .0Ol - $50.0OO( S C o l u m p . . s B I ~ m d L M J F ~ $50 ,0 0 1 - $1 0 0.0 00 G ~ $1 0 0,0 O I - $1 ,0 0 0,0 00 i l l = $ t , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 ~ M o r e t h ~ n S S , 0 0 0 , 0 0 02 . V a l u e C o d ~ J -$ 1 ~ , 0 0 0 o r l e ~ K ~$15 , ,001 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = S t 0 0 , 0 0 1 - $ 2 5 0 , 0 ~ 0(S ~ c C olm rm ~ C t a n d 0 3 ) N ~$2 50 ,0 0 1 - $50 0 ,0 0 0 O ~$3 0 0 ,0 0 1 - $t .0 0 0 .0 0 0 PI =$1,000 .001 - $5,000,000 F 2 = $ 5 ,0 0 0 , 0 0 1 - $ 2 3 , 0 0 0 , 0 0 0

P 3 - $ 2 5 , 0 ~ 1 0 , 0 0 ~ - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o re t h a n $ 5 0 , 0 0 0 . 0 0 03 . V a t u e M e t h o d C o d e s Q =Ap p ra is a l R =C o s l (R en l Es ta te O n ly) S = As .~ s s m e n l T =4Sash Marke t( S ~ e C o l u m ~ C 2 ) U = B o o k V a l u e V =(Saber W = E s t i m a t e d


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FINANCIAL DISCLOSURE REPORT ] N a m e o f P e r $ o n Reporting D a t e o f R e p c r lPage 8 of 1 7 [ Chatigny. Robert N. 0 g / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - n , c o ,, ~ . , . ~ , ~ , ~ . o , ~ . ~ , ~ a . c , , ~ t h ~

N O N E ~ o reportable income, ~sets, or tra~actio~.).~. ~ ~. c.

Descfip6on of ~ ~: In.me during Gr~s valoe at end of(including ~t ~) ~, r~o~ing ~6od re~ng

Pla~ "(X)" after ~ch a~e~ A m o u n ~ T~ (e.g.. ~ V a lu e V a tu [ T~ (e.g., Date] Value ~inI ldenti~ ofexempt from prior discl~ur l Code I d iv . , r en ~ . C~2 , Me~ [ buy, sell. Mon$- C~e 2 ~ C~ I ~, ~yer/sller( A- H ) or int,) (LP) . C~3 ~ r~p tion) D a y (J-P ) (A-~ "(if private

6 9 . Sold 8/10 J A

7 0 , St~k - Co n o c o P h i l l i p s A D iv id e n d J T Bu y 9/ 2 J7 1 . B u y 1 1 / 1 2 J

(addl)72. Sold 1/28 ] A~)73. St~k - Exxo~ Mobil (Y)

7 4 . Stock - Travelers (Y)

7 5 . Stock - JP M organ (Y)

7 6 , Berr~te in Divers if ied Municiple Portfol io

7 7 . B e m s l e i n I n t e r m e d i a t e Du r a t i o n P o r t f o l io s7 8 . Stock - Fif th Third Bancorp . A D iv id e n d S o l d 3 1 1 8 J A7 9 . Stock - Ganne tt Co. A I)ividend S o l d 4/ 9 J A8 0 . S to c k - B r i s to l -M y e rs S q u ib b Co . A D iv id e n d S o l d 5/12 J A8 1 . Stock - Sanofi Synthe labo A D iv id e n d S o l d 6 / 1 1 J A8 2 . Stock - Wyeth A D iv id e n d S o l d 41 9 J A

8 3 . S o l d 5/27 J A8 4 . S t o c k - C a r d i n a l H e a l th I n c . A D i v i d e n d S o l d 8/20 J A( p a r t )8 5 . S o l d 9 ~ 1 5 J A


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FINANCIAL DISCLOSURE REPORT N a m e a i r P e r so n R e p o r t i n g D a t e o f R e p o r tPage 9 of 1 7 C h a t i g n y , R o b e r t N . 0 8 / 1 2 / 2 0 1 0

V I I. IN V E S T M E N T S a n d T R U S T S -~ .... a u ~ , t .... Ctions (Includes those of spo .... ~ d,~nde~ chRdren; see pp.~ ~o reportable income, assets, or ~a~actio~.)ONE

A . B. C. ~ D .~ p f i o n o f A s s e ~ ~ c o m e ~ fin g Gr~ va lu e a t ~ d o f ~ T~s~tions d~ng ~ng(incMding ~t ~) r~ng period ~ teeing ~riod(1 ) (2) ..... (1 ) (2 ) (1 ) [ (2) (3) (4) ~ (5 )Pla~ "~" a~ ~ch ~el ~o~t ~ T~ (e.g., Value [ Value T ~ (e . g . , : D a t e V al ~ Gain I d ~ a ~ o fe x e m p t f r o m p r i o r d i sc l o s u ~ I C ~ e I [ d i v . , r e n t , ] C o d e 2 Me~ buy, se ll, M on~ - C~ 2 C ~ e I(A-H) ~ o r in L ) ( J - P )

C ~ e { ~ 3~ption) D a y ( J - P ) ( A - H )

~ o n ) ( i f P f i v a t e

8 6 . S t ~ k - T y ~ n F o o ~ I n c . - C L A A D iv id e n d S o l d 6/25 J A8 7 . S o l d 8/13 J A8 8 . S to c k - A re h e r -D a n ie l s -M id la n d C o . A D iv id e n d J T S o l d 7/30 J A

(part)8 9 . Sto~k - Toyota Motor Corp . A D iv id e n d S o l d 9 1 2 4 J A

9 0 . S to c k - J C P e n n e y Co . I n c . A D iv id e n d J T S o l d 3 1 1 2 J A(part)9 1 . S to c k - S a fe w a y I n c . A D iv id e n d S o l d 5/28 J A(part)9 2 . S o l d 8 /4 J A9 3 . Stock - TJX Companies Inc . A D iv id e n d S o l d 5 1 1 8 J A9 4 . S to c k - Ea s tm a n Ch e m ic a l Co . A D iv id e n d S o l d 9/14 J A9 5 . S lo c k - G e n e ra l E le c t r ic C o . A D iv id e n d Bu y !0/14 J(addl)9 6 . Bu y 1 0 / 1 9 .1(addl)9 7 , Bu y I 1 / 2 0 J(addl)9 8 . S o l d 1 2 / 1 6 J A

9 9 . S to c k - Co m in g I n c . A D iv id e n d J T Bu y 1 / 2 2(addl)l l ) O . Bu y 1 / 2 2(addl)1 0 1 . Bu y 9/29(addl)1 0 2 . S o l d 4/ 9(p~)


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N a m e o f P e r so n R e p o t ti n g D a t e o f R e p o r tFINA~NCIAL DISCLOSURE REPORTI Chatigny, Robert N.a g e 1 0 of 17 o 8 / 1 ~ / ~ o l o

V H . I N V E S T M E N T S a nd T R U S T S - ~ o ~ , ~ , ~ , ~ ,~ , ~ , ~ a ~ e ~ . d ~ ~ o ~ o o f ~ o ~ . ~ d d ~ . ,, ~ , ~ h ~ . ~ ; ~o~ ~,~ ~ 0 of f i l in g instructions.)NO NE ( No reportable income, assets, or transactions.)

A. I B. C. D .D e s c r ip t i o n o f A s s e ~ [ I n c o m e du r i n g G ro ss v a l u e at e n d o f T r a n s a c t i o r t s d u r i n g r e p o r t i n g p e r i o d(including trust ~se~) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o dP l a c e " ( X ~ " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g . , Value : Value T y p e ( e .g . , D a t e V a l u e ] G a i n I d e n t i ty o l

. e x e m p t f r o m p r i o r d i s c lo s u r e ] C o d e 1 div., real C o d e 2 M e t h o d b u y , z ] l , M o n t h - Code 2 [ Code 1 b u y e r / z e l l e r! (A-H)0rinL) ]

( J - P ) C o d e 3 r e d e m p t i o n ) D a y ( J - P )[ (A-H)

( i f p r i v a t e( Q -W ) t r a n . ~ c t ~ o n )

1 0 3 . S o l d 1 2 / 1 1 J A1 0 4 . . S to c k - N o k ia Co rp . A D iv id e n d J T Bu y 2/ 6 J

1 0 5 . S o l d 4/9 J A(part)1 0 6 . S o l d 7 /1 J A(part)1 0 7 . S to c k - Er i c s s o n L M T E L C o . A D iv id e n d S o l d 2/20 J A( p a r t )1 0 8 . S o l d 8/14 J A1 0 9 . Stock - Motoro la Inc . A D iv id e o d J T

1 I 0 . Stock - De ll Inc. No n e S o l d 1 / 3 0 J AI t t . S to c k - W e s l e m D ig i t a l Co rp . No n e J T1 1 2 . S to c k - A p a c h e Co rp . A D iv id e n d S o l d 8/20 J A

1 1 3 . S o l d 1 1 / 3 J A1 1 4 . S t o c k - De v o n E n e r g y C o r p . A D iv id e n d J T

1 1 5 . S t o c k - O c c i d e n t a l P e t r o l e u m C o r p . A D iv id e n d S o l d 1 0 / 2 91 1 6 . Stock - Hartford Financia l Se rvices Group

1 1 7 . Stock - Amgen Inc. No n e S o l d 6/251 1 8 . Stock - Amg en Inc. (Y)

I9. M a s c o Co rp . A D iv id e n d J T Bu y 5/18 J

(~ Col~ C2) U =~k Value V ~ W


11/17

N a m e o f P e r s o n R e p o r t i n g D a t e o f g e p o r tFINANCIAL DISCLOSURE REPORTC h a t i g n y , R o b e r t N .a g e I ! of 17 o 8 n ~ / 2 o I o

VII. INVESTM ENTS and TRUSTS -NO NE ( No reportable income, assets, or transactions.)

A. B. 1 C . D.D e s c r i p t io n o f A s s e t s [ I n c o m e d u r i n g ii G r o s s v a k t e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t n t s t a s s e t s ) [_ repor t ing per iod i r e p o r t i n g p e r i o d(1) ,2 ) i (1) ] (2 ) (1 ) i (2)- ! (3) (4) I (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . , [ V a I n e ~ Value T y p e ( e , g . , [ Date i Value Gain i I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , ] C o d e 2 M e t h o d buy, sell , I M o n t h - ( J P ) 2 , C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y C o ~ . e ! (A-H) ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

1 2 0 . N V R I n c . No n e ,.I T Bu y 6/15 J1 2 1 . P u R e G ro u p in c . No n e J T Bu y 7 / 3 1 J1 2 2 . A c e L T D A D iv id e n d J T Bu y 3/19 J1 2 3 , Ameriprise Financia l Inc. No n e J T Bu y 1 1 / 4 J

1 2 4 . P r in c ip a l F in a n c i a l G ro u p No n e J T Bu y 1 2 / 2 3 J

1 2 5 . B B & T C o r p . A D iv id e n d J T Bu y 9/ 8 J1 2 6 . U S Ba n c o r p A D iv id e n d J T Bu y 5/14 J1 2 7 . S o l d 1 1 1 1 8 J A(part)

1 2 8 . W e l l s Fa rg o & Co . A D iv id e n d J T Bu y 5/8 J1 2 9 , Bu y 1 2 / 1 5 J(add t )1 3 0 . V o d a f o n e G ro u p P L C - S P A D R A D iv id e n d J T Bu y 5/6 J1 3 1 . N is o u re e I n c . A D ivid e n d J. T Bu y 9 1 2 4 J

1 3 2 . RRI Energy Inc. (X) N o n e J T Bu y 7 /7 J(addl)3 3 . T i m e Wa r n e r C a b l e No n e J T Bu y 9/ 2 J

1 3 4 . N e w s C o r p . (X ) A D iv id e n d J T Bu y 1 / 2 9( a d d I )1 3 5 . B u n g e L T D ( X ) A D i v i d e n d J T B u y 3 / 1 9( a d d I )1 3 6 . Bu y 1 1 / 2 0(addl)

I . In c o m e G a i n C o d o : A ~ $ 1 , 0 0 0 o ~ l e s s B =$1 .0 0 1 - $2 .50 0 C =52 .50 1 - $5,0 0 0 O ~ $ 5 , 0 0 1 - $ 1 5 . 0 0 0 E = $ 1 5 , 0 O l - $ 5 0 , 0 0 0(S e e C o l u m r ~ BI a n d I ) 4 ) F =$50,001 - $1~O,000 G = $ 1 0 0 , 0 O l - $ 1 , 1 ~ 0 . 0 0 ~ I l l = $ 1 . 0 0 ) .0 0 1 - $ 5 , 0 0 0 . 0 0 0 H 2 = M o r~ t h a n $ 5 , 0 0 0 . 0 0 0

2 . V a | u ~ C o d ~ ) ~$15 ,000 o t I .ss g -~$15 ,D01 - $50.00~ L =$50 ,0 0 1 - 5 t0 0 ,0 0 0 M =$1 0 0 .0 0 1 - $2 50 ,0 0 0( S e e C o l u m n ~ C I a n d D 3 ) N - $ 2 50 ,0 0 1 - $ 50 0 ,~ 0 O , . ~ 5 ~ 0 , 0 0 1 - $ I . 0 ~ 0 . 0 0 0 P I = $ 1 , 0 ~ 0 , 0 0 ! - $ 5 , 0 ~ d , 0 ~ 0 P 2 = $ 5 ,0 0 ~ . t ) ~ 1 - $ 2 5 , 0 ~ 1 , 0 ~

P 3 ~ $ ~ 5 . 0 0 0 , 0 0 1 - $ 5 0 . 0 0 ~ . 0 0 0 P4 =More than 5503)~0.0003 . V a l u e M e t h o d C o d ~ Q =Appra isa l R ~ . . o s ~ ( R e a l E s t a t e O n l y ) S ~Ass .es .~nen~ T =Cash Marka:~(S e ~ C o l t tr rm C 2 I U =Bo o k V alu e V = O t h e r W =F.s~mated


12/17

FINANCIAL DISCLOSURE REPO RT N .... f P e r s o n R e p o r t i n g D a t e o f R e p e r tPage 1 2 of 17 C h a t ig n y , R o b e r t N . 0 8 1 1 2 / 2 0 1 0

VII. IN VESTM ENTS and TRUSTS - i ~ o , ~ , ~ ,N O N E ~ o reportable income, ~sets, or tra~actions.)

A. B. C. D.~dpron of~ ~ e o m e d u r i n g G r o s s v a l u e a t e n d o f T~sactions d~ng ~ng(melu~ng ~t ~) reining ~ri~ re~aing p~P l a c e " ( ~ " a f a r ~ c h ~ t A m o u n t ~ Ty~ (e .g . , V a l ~ Value Ty~ (e.g. , D a t e Value G a i n ldent i~ ofe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C ~ e 2 Me~ b u y , s e l l , Mon~ - C o d e 2 ~e I ~ buy~/~l le~( A - H ) I o r i n ~ ) ( I - P ) : ~e 3 r ~ e m p ~ i o n ) D a y ( J - P ) (A-~ ( i f p r i v a t e....... ........

1 3 7 , D e a n F o o ~ C o , N o n e J T Bu y 1 0 / 1 3 J1 38 . Smi t h f i e l d Fo ~ s I nc . N o n e J T Bu y 6/24 J1 3 9 . Co n s t e l l a ti o n B ~ n d s I n c . - A No n e J T Bu y 7/29 JI~. F o r d M o t o r C o . No n e J T Bu y 1 ! / 1 1 J

1 4 1 . H o m e D e p o t I n c . A D i vi d e n d J T Bu y IH J1 4 2 . S o l d 5 / 1 2 J A(pan)1 4 3 . L i m i t e d Br a n ~ In c . A D iv id e n d J T Bu y 1 / 1 3 J1~. ~ w e s C o s I n c. A D i vi d e n d J T Bu y 2/ 9 J1 4 5 . O f f i c e D e ~ t In c . N o n e J T Bu y 9/24 J

1 4 6 . A K S t ~ l H o l d i n g C o ~ . A D iv id e n d J T Bu y 8/19 J1 4 7 . S te e l D y n a m ic s I n c . No n e ~ T Bu y 1 1 / 1 6 J

1 4 8 . D u P o n t ( E . 1 .) D e N e m o u ~ A D iv id e n d J T Bu y 4/17 J1 4 9 . H~man CoO, A D iv id e n d J I " Bu y 1 2 / 7 J1 5 0 . I n g e r s o l l -R a n d A D iv id e n d J T Bu y 6 /8 J

1 5 1 . Bu y 1 1 / 1 0 J(addl)1 5 2 . S P X C o ~ . A D iv id e n d J T Bu y 1~ 2 J1 5 3 . N o ~ r o p Gm m m a n C o ~ , A D iv id e n d J T Bu y 4 /2 J


13/17

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i a g D a t e o f R e l ~ o r lPage 13 of 17 Chatigny, R o b e r t N . 08/12/2010

N O N E (No reportable income, assets, or transactions.)A . B, C . D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G ro ss va l u e a t en d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d in g t r u s t a s s e t ~ ) r e po rt i n g p er i o d r e p o r t i n g p er i o d

P l a c e " C . . X ) " a l t e r e a c h a s s e t A m o u n t I T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u n : C o d e I d i v . , r e n t , C o d e 2 ] Method b u y , s e l l , M o n t h - C o d e 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) ] C o d e . 3 r e d e m p t i o n ) D a y ( J - P ) ( A H ) ( i f p r i v a t e( Q -W ) [ t r a n s a c t i o n )1 5 4 . E n s co P L C A D iv id e n d J T Bu y 5/27 J1 5 5 . Dell Inc. No n e J T Bu y 7 1 1 7 J

1 5 6 . Bu y 1 1 / 2 3 J(add t )

1 5 7 . Symantec C ot-p . (X) No n e J T Bu y 3/23 J(addl)1 5 8 . G a rrn in L T D A D iv id e n d J T Bu y 11/9 J

1 5 9 . Tyco Elec tronics L td. A D iv id e n d J T Bu y 4/221 6 0 . Bu y 8 , " 2 1 J(addl)1 6 1 . C i m a r e x E n e r g y C o . A D iv id e n d J T Bu y 7 / 3 1 J1 6 2 . Ne x e n I n c . A D iv id e n d J T Bu y 5/26

1 6 3 . Va le ro E n e rg y Co rp . A D iv id e n d J T Bu y 7/151 6 4 . Bu y 8 ~ /(add t )1 6 5 . Bu y 8/20(addl)1 6 6 . L i n c o l n Na t i o n a l C o r p . A D iv id e n d Bu y 1 / 2 9

1 6 7 . S o l d 1 2 / 1 J A1 6 8 . R e g io n s F in a n c i a l Co rp . A D iv id e n d Bu y 5/20 J

6 9 . S o l d 1 2 / 2 1 J A1 7 0 . Cro w n Ca s t l e [ n i l Co rp . No n e Bu y 7/29 J


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N a m e o f P e r s 0 u R e p o r t in g D a t e o f R e p o r tP ~ g ~ F I N A N C I A L ] ~ o f ] 7 D I S C L O S U R E R E P O R T C h a t i g n y , Ro b e r t N . 08/12/2010

VII. INVESTM ENTS and TR U STS - ~o.,~, ,~.~, ..,~o,~ a.~-~ ,ho~ o~~o .~ ~ ~ ~; .~ ~N O N E ~ o reportable income, ~seis, or tra~aciions.)

~fipfion of~~ Income ~dng[

Gross ~lue a t end o f T~actions during ~ng( h c l u d i n g L ~ s t ~ ) ~ repo~ng ~fi~ re~ng[ Pl~ce"(X)"a~r~ch~l ~oum] V~(e.g., i V. lu e t Value T ~ ( e . g . , Date [Value ~in Ident iwof: b u y , s e l l , - C~ 2 C ~ e Ixempl f rom p r io r d i~l~u~ C~ I ~v., ~nt. C o d e 2 Me~ M o n ~ j( A - H ) o r i n t .) ( J - P ) C o d e 3 r~emption) D a y I : ~ ( J - P ) (A-~ [

buyer/~ll~(ifpfivate(@~ [ . . . . .

1 7 1 . Sold 1 0 / 1 5 J A1 7 2 . Eli Lil ly & Co. A D iv id e n d Bu y 4/ 9 J1 7 3 . S o l d 7 / 1 3 J A

Win)1 7 4 . S o l d 9/ 2 J A1 7 5 . G la x o S m i th K l in e P L C -S p o n A D iv id e n d Bu y 3/19 J1 7 6 . S o l d 11/I6 J A

1 7 7 . S c h e r in g -P lo u g h CP ( X) A D iv id e n d S o l d 1 1 / 4 J A1 7 8 . P ro c to r & G a m b le Co . A D iv id e n d Bu y 4/16

1 7 9 . S o l d 7 /8( p a n )1 8 0 . S o l d 1 1 / 1 8(part)1 8 1 . S o l d 1 2 1 1 5,,t82. Gap Inc. A D iv id e n d Bu y 2 1 2 71 8 3 . S o l d 5/221 8 4 . M ic ro s o t l Co rp . N o n e Bu y I0 /16

1 8 5 . S o l d 1 1 1 1 31 8 6 . E OG R e s o u rc e s I n c . A D iv id e n d Bu y 2/ 2 J

8 7 . S o l d 1 1 / 1 4 J A


15/17

FINANCIAL DISCLOSURE REPO RT ~ , e o f e e l , o n R ~ p o m n g D , t , o f a * W tPage 1 5 of 17 C h a f ig n y , R o b e r t N . 0 S / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ , . . .. . i~ , , . .. . . a o ~ a n e t ~ , h o , e o / , ~ o ~ , o ~ , ~ ~ , , ,. ~ n t , ~ a ~ , ~ ; ~ p ~ ~ o / f~ g ~

N O N E ~ o reportable income, ~sets, or tramactions.)~ D. C. D.~s~ipdon of ~ ~ ~fing Gr~s va~e at ~d of Tr~saction~ d~ng ~ing ~(~clu~ng ~sl ~s~) r ~ o ~ i n g p e r i o d re~ng p~od

0) (2) 0) ~ {2) ~o [ (2) (3) (4) (s )Pla~ "(X)" a~r ~ch ~t A m o u n t ~ T~ (e,g., V a lue V~ue T~ (e.g., J D a te Vah Ga in I~F ofexempt ~om p~or discl~u~ C o d c I div. , ronL ~e 2 Mclh~ b~. sell. Mon~ - C~2 C o d e I b u y e r / ~ l l c r( A- H) o r i n t . ) (J-P) ~3 r~mpSon) Day ] (~-P) (A -H ) (ifpfivate

( S e t C o l u m ~ B I a n d D ~ ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 O = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 ill =$1,000,001 - $5,000,000 H 2 = M o r e t l x an $ 5 . 0 ~ O . 0 0 02. Valu, : Code~ J = $ 1 5 , 0 0 0 ~ - l e s s K =$15.001. $50,0~0 L =$ ~ 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0(Soe Co l u r rm~ CI a n d D 3) N = $ 2 50 .0 01 - $ .~ 00 .0 0 0 O ~ $ 50 0 .0 0 1 - $ 1.0 00 ,0 00 Pl ~$1,000,001 - $5.000,000 P 2 ~ $ 5 , 0 0 0 , 0 O I - 1 2 5 . 0 0 0 , 0 0 0P 3 - $ 2 5 , 0 ( Y 0 . 0 O I - $ 5 0 , ~ O 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 0


16/17

FINANCIAL DISCLOSURE N a m e o f P e r s o n R e p o ~ n g Date of R~o~REPORT] Chatigny, Robert N. 08/1~2010age 16 of 17

~II. ADDITIONAL INFORM ATION OR EXPLANATIONS.Part I . Pos i t ions . U . S . A . , is a S u b ~ h a p t e r S C o r p o r a t io n w h o l l y- o w n e d a n d o p e r a t e d . . .. /~ ; )~!!/~(] .~ : The com pany pu b l ishes and dis t r ibu tes educat ionalpicture c a r d s .Part VII . Investments and Tn~sts .l lem Bank of America Checking Accoun! l i s ted in Par~ Vll , l ine I o f the 2008 repor t was indver tent ly ~ef t on 1he repor t and was in fac t c losed in approx imately2000.I t e m s i ~ i . i ? i ~ ( * ~ : - I~ Horse - 15% Ownership l is ted in Pa rt Vll , l ines 3 and 19 of the 2008 report were inadverten t ly le ft on the report and were in fac~ d is solvedi n 1 9 9 7 .


17/17

FINANCIAL DISCLOSURE REPO RT] Name olPerSOnChatigny, RobertReprtingN.

Date of Report Page 17 of 17IX. CERTIFICATION.

I c e r t if y t h a t a ll i n f o r m a t i o n g i ve n a b o ve ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o w i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .i f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h th e p r o v i s i o n s o f 5 U .S .C . a p p . 5 01 e t . s e q . , 5 U .S .C . 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n a l u r

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F IL I N G IN S T R U C T I O N SM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i tl e e o n I "i n a n c i a l D i sc l o s u r eA d m i n i s tr a t i ve O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i rc l e, N . E.Washington, D.C. 20544 I

robert n chatigny financial disclosure report for 2009

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