robert t dawson financial disclosure report for 2010

8/3/2019 Robert T Dawson Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/robert-t-dawson-financial-disclosure-report-for-2010 1/12

A O 1 0

Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the E thics

in Government Act of 1978(5 U.S.C. app. §§ I01-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l )

Dawson , Robe r t T .

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

magistrate judges indicate fnl l - or part- time)

U.S. District Jud ge

7 . C h a m be r s or O f f i c e Addre s s

P O B o x 1 6 2 4

Fort Smith , A R 7 2 9 0 2 - 1 6 2 4

2 . C o u r t o r O r g a n i z a t io n

U.S. D i s t r ic t C o u r t

3. Date of R e p o r t

04/28/201

5a . Repor t Type (ch eck appropr ia te type )

] N o m i n a t i o n , D a t e

[] Ini t i a l ’l-~’] A nnu a l [] Final

5b. [] A m e n d e d R e p o rt

8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d an ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , I n c o m p l i a n c e

¯ wi th app l i cab le l aws and r egu la t ions .

6. Repor t ing P e r i o d

01 / 01 / 2 01 0to

12/31/2010

Reviewing Officer D a t e

I M P O R T A N T N O T E S : T h e in s tr u c ~ o n s accompanying this form must be follon~tL Complete all parts,

checking the NONE b~v for each part where you have no reportable in formation . S ign on last page.

I . P O S I T I O N S . ~ R e p o r t i n z individual only; seepp. 9-13 of fi l lng instructions.)

~] N O N E (No reportable positions.)

P O S I T I O N N A M E O F O R G A N I Z A T I O N /E N T I T Y

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

P a g e 2 o f 1 2

N a m e of Person Report ing

D a w s o n , R o b e r t T .

Date of Report

0 4 1 2 8 1 2 0 | I

IIl. NON-INVESTMENT I N C O M E . ~ ,~ e p o r tl n g

A. Flier’s N o n - I n v es t m e n t I n c o m e

[~ N O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE INCOME( yo ur s , n o t s po use’ s )

B . S p a u s e r s N o n - I n v e s tm e n t I n c o m e - l f you were marrieddurlng an) ,port lon of the report ing) ,ear, complete this sect ion .

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t fo r h o n o r a r i a . )

[] N O N E ( N o r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . )

D A T E SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -(lnciodes those to spouse anddependent children; see pp. 25-27 of fil ing instructions.)

[~ N ON E (No reportable reimbursements.)

3 .

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED



FINANCIAL DISCLOSURE REPO RT

o f 12

N a m e o f P e r s o n R e p o r t i n g

Dawson , Robe r t T .

D a t e o f R e p o r t

04/28/2011

V . G I F T S . a n a u d e s those to spouse and depe ndent children; see pp. 28-31 of filing instructions.)

N O N E ( N o reportable g~s. )

SOURCE DES CRIPTIO N

!.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a n a u d e s t~ o ~ , o I ~ , o u s e u n d d e p e n d , n , children: see p l x 3 2 - 3 3 of filing instructions.)

N O N E ( N o reportable liabilities.)

C R E D I T O R DESCRIPTION

1.

2.

3.

4.

5.

VALUE CODE



F I N A N C I A L D I SC LO S U R E R EP O R T

P a g e 4 o f 1 2

Nam e of Per son Repor t ing


Date of Report

04/28/2011

V I I. I NV E S T M E N T S a n d T R U S T S -

NONE (No reportable income, assets, or transactions,)

A. B. C. D.

D e s c r i p t i o n o f A s s e t s Income dur ing Gross value at end Transact ions du r ing repor l ing per iod(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (l) (2) (.I) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e . g ., V a l u e Valoe T y p e ( e . g . , D a t e V akte Gain Identi ty of

e x e m p t f r o m p r i o r d i s c lo s u r e C od e 1 d i v . , r e n t , C od e 2 M e t h o d buy, sell , m m / d d / y y C od e 2 C o d e 1 buyer / se l ler( A - H ) o r i n t . ) ( J - P ) C od e 3 red em p tion) ( J - P ) ( A - H ) (i f private

( Q - W ) transaction)

’ 1 . T I A A - C R E F

2. Enterprise Growth Fund CI A 215

3. Stephen s Pro duc t io n Co mpan y (o i l & gas )

4. XTO E n ergy (o i l & gas )

5. C ypre ss P roduc t ion (o i l & ga s )

6. Tel lus Opera t in g (o i l & gas )

7. ACX IO M

8. S imon Prope r ty Group

9. U S A T r u c k

1 0 . A rkan sas S t Co l lege Svgs B

1 1 . A r k a n s a s S t C o l l e g e S v g s A

1 2 . C i s c o S y s l n c .

1 3 . C o c a C o l a

1 4 . W a c h o v i a l W e l ls F a r g o

1 5 . G en era l E lec t r i c

1 6 . Proc t e r & Gamble C o .

1 7 . J oh nson & J oh nson

C Interest

A Dividen d

A Royal ty

A Royal ty

A Royal ty

A Royal ty

A Dividen d

B Dividen d

A Dividen d

B Interest

B Interest

M

J

J

J

J

J

K

K

J

K

T

W

W

W

W

T

T

T

T

S o l d 06!01/10 A

A

A

A

A

A

A

Dividen d

. Div idend

D i v i d e n d

D i v i d e n d

Dividen d

Dividen d

J

J

J

J

K

T

T

T

T

T

S o l d

S o l d(par t )

08t23110

11119/10

J

J

A

A

I . I ncom e Gain Codes : A =$1,000 ur less B =$1,001 - I2,500 C =I2 ,50 1 ¯ I5 .0 0 0 O =55,001 - St 5,000

(See Columns 131 and I)41 F =I50,001 - 5100,000 G =I100,001 - $1,001),000 III =51,000.001 - I5,000.000 H2 =More lhan $5,t)00.000

2 . Va l u e C o d e s J = 115.000 or Iesn K = I 15 ,001 - $ 5 0 ,000 L= I5 0,001 - $ 100,000 M =5 100,001 - $ 25 0 ,000

( S e e C o l u mn s C I a n d D 3 ) N -I2 5 0,0 01 - $ 50 0,00 0 O =$ 5 00 ,00 1 - II ,0 1 ~,0 0~ P I = II,0 0 0 ,0 0 1 - 5 5 ,0 0 0 ,0 0 0 P2 =55.U00,001 - $25,000.000

P3 =$25.000,t~11 . 550.000.000 P4 =More than $50.000.000

3. Value Me~hod Codes Q = Appr a i s al R =Cost (Real Estate Only) S :A s s e s s.me a l T =C a s h M a rke t

( S ¢ ¢ C o l u mn C 2 ) O - B o o k V a l u e V --Other W = E s t im at ed

E ~ II5 ,001 ¯ $5 0 ,000




o f 12

N a m e o f P e r so n R e p o r t i n g

Dawson, Robert T.


04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - I n c o # , e , . o l , ,e , , . a n s . . ; o n s a n a u d ~ s , h o s e o f s ~ ,o ~ e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of fiting instructions.)

N O N E (No reportable income, asse ts , or t ransact ions . )

A. B. C.

Desc rip tion of A ssets Inc om e d u ring Gross value at end

(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(t ) (2 ) 0) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g , , Va l u e V a l u e

e x e m p t f r o m p r i o r d i s c lo s u r e C od e I d i v . , r e n t , Code 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3

( Q - W )

(1 )

T y p e

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

{ 2 ) (3) ( 4 ) ( 5 )

D a t e V a l u e Gain I d e n t i t y o f

m m / d d / y y C od e 2 C o d e 1 buyer/seller

( J - P ) ( A - H ’ ) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . M c D o n a l d s C o r p

1 9 . S o u t h wes t A i r l i n es

20 . C h e v r o n Te x a c o C o r p

2 1. ln te l Co rp

22 . W a l t D i s n e y

23 , S u n M i c r o sy s t em s

24 . A m e r i c a n S m a l l C a p W o r l d

25 . V a n g u a r d 5 0 0 I n d e x F u n d

26 . N A S D A Q 1 0 0 U n i t T r u s t S e r ie s l /P o w e rS h a r e s Q Q Q

27 . V a n g u a r d S O O I n d e x F u n d

28 . M e r c k & C o .

29 . U n iv o f A r kB o n d

30 . C i n e r g y C o r p / D u k e E n e r g y

31 . A m e r e n C o r p

32 . C o n so l i da t ed E d i so n

33 . P r o g r e s s E n e r g y I n c .

3 4 . P u b S v c E a t

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

ADividend

A Dividend

A I n t e r e s t

B Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J

J

J

J

J

J

K

M

K

J

J

J

J

J

J

J

Sold

Sold(pan)

o t / 2 8 / i0 [

07/01/10 K

I . I n c o m e G a i n C o d e s : A = $ l , 0 0 0 o r l e s s B = $ I , 0 0 1 - $ 2 , 5 0 0 C = $ 2 . 5 0 1 - $ 5 , 0 0 0

( S e e C o l u mn s B I a n d D 4 ) F =$5 0,001 ¯ $100 ,000 O =$ 100 ,0~1 - $ 1 ,000,000 Ill =$1,000,001 - $5,000.000

2. V alue Cod~ J =$15,000 or less K =$15.00 t - $ 50 .0~0 L =$50,001 - $ 100,000

( S e n C o l u m n s C I ~ l ~ d D ~ ’ ) N =$ 250 ,001 ¯ $500,000 O =$500,001 - $ 1,000,000 P 1 = $ 1 , 0 0 0 . 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P3 =$ 25.000,0O I - $5 0,000 ,000 P4 = M ore th an $ 5 0 ,000 .000

3. V a lue Meth od Codes Q = A ppr a i s al R =Co st {R~al Es tate Only) S . , ~ A s s e s s r r le n t

tS c e C o l u mn C 2 ) U = Book V a lue V =Othe r W =Es t i ma ted

D =$5 .0 0 1 -S 1 5 .0 0 0

112 =Mo~than $5.000,000

M =$100,001 - $ 2 5 0 , 0 0 0

P 2 = $ 5 , 0 0 0 . 0 0 1 - $ 2 5 . ~ . 0 0 0

T = C a s h M a r k e t

E =$15 .001 - $ 5 0 , 0 0 0




of 12

N a m e o f Person Repor t ing


Date of Report

04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ¢ o ~ . w t ~ e . ~ ,~ , c , io , ~ r ~ n e ~ , a e s t h o s e o y s p o ~ , a n ~ t a O , ~ . a . . t a o i ~ a , e . : ,e , ~ , ~ , . 3 4 - 6 0 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t i o n o f A s s e t s Income dur ing G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (~) (2) (l ) (2) (3) (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e ~ g . , Val ue V a l u e T y p e ( e . g ., D a t e Val ue G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , ~ode 2 M e t h o d b u y , s e l l, m m /d d /y y C o d e 2 C o d e I buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

Lit t le River Cty A R Rev. A Interest

E n t ergy Co r p A Dividen d

Phoenix Rising /Virtus Gro~vth A D i v i d e n d

35 .

36 .

37 .

38 ,

39.

40 .

41 .

42 .

43 .

44 .

45 .

46 .

47 .

48 .

49 .

50 .

5 1.

M ur phy O i l

B a n k o f A m e r ic a

Ar k S t Fed Hwy Gr an t

Blaek roc k Globa l

Winds t ream/Al l t e l

L i t t le Roc k AR N ew Pub

Am er F unds C ap Inc .

Amer F unds Eu ro Pac i f i c

Amer funds Wash ing ton Mutua l

J a n u s W o r l d w i d e F u n d ( I R A )

J

J

T

T

Spectra

G o l d m a n S a c h s C D

Bentonv i l le , AR Sc h

Har t fo rd L i fe Ins . Bond

A D i v i d e n d

A D i v i d e n d

A Interest

A Interest

A Dividen d

A Interest

A Dividen d

A Dividen d

A Dividen d

E Int . /Div.

A D i v i d e n d

A Interest

A Interest

A [nterest

J

J

K

J

J

J

L

J

K

S o l d

T

"i"

T

T

T

T

S o l d

S o l d

S o l d

T

T

T

S o l d

S o l d

04/23/I 0 J A

09!14110

1 2 1 1 5 1 1 0 i

12/15/10

J

J

J

A

A

A

06/01/10 K A

06115/10 K A

I . I ncom e Gain Codes :

2 . V a lue Codes

(See Colu~nns C I a n d D 3 )

3 . V alue Meth od Codes

( S¢C Co lum n

=$1.000 or less

=$50,001 - $100,000

o$ 15 .000 o r l e s s

~$250,001 - $500.000

P J = $ 2 5 , 0 0 0 . 1 Y 3 1 - $ 5 0 . 0 0 0 , 0 ~ 0

~Appraisal

- Book V a lue

G ~$100,001 - $1.000.000

O ~$500,001 - $1.000,000

It =Cosl (Real Estate Only)

=$2.501 - $5.000

1 =$1.000.001 - $5,000,000

=$50,0OI . $100.000

PI =$1,000.001 - $5.000.000

P 4 ~ M o r e t h an $ 5 0 . 0 U ~ L 0 0 0

= As s cs xm en t

W = E s t im at ed

1) ~$5.001- $15,000

t12 =More than $5.000,000

M =$1 0 0 ,0 0 1 - $2 50 ,0 0 0

P2 = $ 5 .000 .001 -$ 25 ,000 ,000

T = C a s h M a r k c !

E =$ 15.001 - $50.000




o f 12

Nam e of Per son Repor t ing

D a w s o n , R o b e r t T.


04/28/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , , o , , a t , e . t , a , ~ a c t io n s a n c ~ , d e s t h o s e of spouse and dependent children; see pp. 34-60 of filing instructions.)

N ON E ( N o reportable income, assets’, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e dur ing Gross value at end(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(l) (2) (t ) (2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alu e V alu eexem p t f iom prior d isc losu re C ode 1 d i v . , r e n t , C o d e 2 M e t h o d

( A - H ) o r i n t . ) ( J - P ) C od e 3

( Q - W )

(0T y p e

buy, se l l ,

redempt ion)

Transact ions du r ing report ing per iod

C2) (3) (4) (5 )D a t e V a l u e Gain Ident i ty of

m m / d d / y y C od e 2 C od e I buyer / se l l e r

( J - P } ( A - H ) (if private

transaction)

52 . C r i t t endenC ounty Bond

53 . C o n w a y A R S c h B o n d

54 . Nuveen Prem Ins .

5 5. K in der M org an

56 . A r k S t H i g h e r E d u c

57 . J P Morgan Chase

58 . Har t fo rd Growth bond

59 . F e d K a u f m a n S m a l l C a p

60 . Jul ius Baer Int ’ l iArt io Int’l

61 . N e u b e r g & B e r m n B o n d

62 . C roc s

63 . H illc re st CD

64 . Buc keye Oh io Bond

65 . New York C i t y Bond

66 . B e n t o n v i l le A R S a l e s

67 . L i t tl e R o c k A R S e w e r

68 . Baron Partners

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

B I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A l n t e r e s l

J

J

J

K

J

J

K

J

J

T

T

T

S o l d

T

S o l d

S o l d

T

S o l d

S o l d

S o l d

Matu red

T

T

T

T

T

08/2311 o J

07/07/ I 0

10/25 /10

J

J

A

A

A

10/25 /10 J A

10/25 /10 J A

02109II 0 J A

09/09/ l 0 L A

I. I ncom e Gain Codes :

( S ~ C o l u m m B I a n d D 4 )

2, V alue Codes

( S e e C o lu m m C I a n d D 3 I

3. Value M~tt ,od Codes

( S e e C o l u mn

=$1 ,0 0 0 o r In s

=SS0.001 - $100,000

=$15,000 or less

=$250,001 -

P 3 -$2 5 .0 0 0 .0 0 1 - $50 .000 ,000

= A p p r a i s a l

~Book Value

-$1.001 - $ 2 , 5 0 0

= $ 100 .00 t - $ 1 .000 ,000

=$15.001 - $50,000

= $ 5 0 0 . 0 0 1 - S I .0 0 0 ,0 0 0

=Cost tReal Extatc Only)

~Other

C =$2 ~0 1 - $5 ,0 0 0

H 1 = $ 1 , 0 0 0 ,0 0 1 - $5,000,000

L =$50.001 - $ I 0 0 , 0 0 0

P 1 = $ 1 , 0 0 0 . 0 0 1 - $ 5

P 4 = M o r e t h a n $ 5 0 , 1 3 O O , 0 0 0

W = E s t im at ed

D = $ 5 ,001 - $15.000

112 =Marc than $5.000.00~

M =$ t 00,001 - $ 2 5 0 , 0 0 0

1’2 =$5.000,001 - $25,000 ,0~)

T =C a s h M a rke t

E =$! 5 , 0 0 1 - $50.000




o f 12


Dawson, Rober t T .


04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l ~ e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t i o n of Assets Inc om e d u r i ng Gross valu e at end T ransac tions d u ring rep o rting p eriod(inc lu d ing tru st assets) rep orting period o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I ) (2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alu e V alu e T y p e ( e . g . , D a t e Va l u e Gaine x e m p t f rom pr ior d i sc losure C o d e I d i v . , r e n t , C od e 2 M e t h o d buy, sell , m m /d d/y y C od e 2 C o d e 1

( A - H ) o r i n t . ) ( J - P ) C od e 3 redempt ion) ( J - P ) ( A - H )

69 . C a m b i a r O p p . A lnt./Div.

70 . Ivy Asset A I n t e r e s t

7 1 . DN Lehman Bro CD A I n t e r e s t

7 2 . G e n er a l E l e ct r ic C a p A I n t e r e s t

73 . V e r i z o n A I n t e r e s t

74. Amer ExpCD B I n t e r e s t

75. S u n A m e r ic a C D A I n t e r e s t

7 6. C it ig r ou p 5. 12 5% C I n t e r e s t

77. Franklin MutuaIGr owth D Dividend

78. Third Ave Value Fund D Dividend

79 . T h o r n b u r g l n t ’l D Dividend

80 . B a xt er Co unt y Bo nd D I n t e r e s t

8 1 . Ark StateUniv Rev D I n t e r e s t

8 2 . Bea v e r W a t e rBond D I n t e r e s t

8 3 . Little Rock Ark Libr D I n t e r e s t

8 4 . WhiteHall Bond D I n t e r e s t

8 5 . Ark Bes t D Dividend

( Q - W )

J T

J T

K T

K T

J T

J T

T

J

J

J

J

J

T

T

T

T

T

T

S o l . d 02/09 /10 L A

S o l d 10/25/10 J A

Sold 10/25/10 J A

S o l d 10/25/10 J A

Bu y !01/ll/10 J

( 5 )I d e n t i t y of

b u y e r / s e l l e r

( i f p r i v a t e

t r ansac t ion )

I . I n c o m e G a i n C o d c s : A = $ I , 0 0 0 o r l e s s B - $ I , 0 0 1 - $ 2 , 5 0 0 C = $ 2 . 5 0 1 - $ 5 , 0 0 0 D = $ 5 . 0 0 1 - $ 1 5 , 0 0 0

(S e e C olu m ns B I and IM ) F = $ 50 ,001 - $ 100 .000 G =$ 100 ,001 - $ 1,000 .000 H I = $ 1,000 ,00 l - $5 ,000 ,1)O 0 H 2 = M ore than $ 5 ,000 ,000

2. V alu e C od es J = $ 15 ,000 o r le ss K = $ 15 .001 - $ 5 0,000 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 O 0 M =$ 100.001 - $250,000

( S e e C o l u mn s C I a n d D 3 ) N =$250,001 - $500,000 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 .~ PI =$1,000,001 . $5,000,000 P2 =$5,000,001 - $25,000.000

P3 =$25,000,001 . $50,000,000 P4 = Mor e t h an $ 5 0 ,000 ,000

3. V a lue Meth 0d Codes Q = A ppr a i s al R =Cos! (Real Estate Only) S = As s es s m en t T = C a s h M a r k e t

(See C o l u m n C 2 ) O - Book V a l a¢ V =Othe r W = E s t im at ed

E = $ 15 ,001 - $ 5 0 ,000




P a g e 9 o f 1 2



Date of R e p o r t

04/28/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o M e , ~ a l u e , t r a n s a c , lo n s a n c t u d e s t h o s e o / s v o ~ e a .d ~ e v e n ~ e ~ t children; s e e p p . 3 4 - 6 0 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Inc om e d u ring G ross valu e at e nd Transact ions dur ing report ing per iod(including trust assets) reporting period of reporting period

(1 ) (2 ) (1) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e Va l u e T y p e (e.g., D a t e V a l u e Gain Identi ty of

e x e m p t f ro m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , C od e 2 M e t h od buy, se l l , m m / d d / y y C od e 2 C od e I buyer / se l l e r( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) (A -H ) (if p rivate

( Q - W ) t r a n s a c t i o n )

86 . T R o w e P r i c e E Div idend

87 . B l a c k R o c k G I o b a l E Div idend

88 . B a n k o f A m e r i c a S .2 5 G Div idend

89 . Pue r to R ic o Bond A Interest

90 . U n i v o f A r k R e v s A Interest

91 . P u e r t o R i c o H o t e l B o n d A Interest

92 . Pue r to R ic o In f ra s t ruc t u re Bond A Interest

93 . R o g e r s A r k S c h l D i s t A Interest

94 . Faye t t evi l l e A rkSch l A lnterest

95 . L i t t le R o c k A R S c h l A Interest

96 . B o o n e v i l l e A r S c h l A Interest

97 . P u e r to R i c o M u m B o n d A Interest

98 . S i l o am S p r i n g s S c h l A Interest

99 . Ben to n vi l l e A rk Sch l A Interest

1 0 0 . M o u n t a i n H o m e S c h l A Interest

1 0 1 . Al t r i a Gr o up A Div idend

1 02 . A p p l e A Div idend

K T Bu y 02/I 8/I 0 K

K T B u y 02/23/10 K

M T Bu y 09 /13 / I 0 M

K T Bu y 08/31/10 K

J T Bu y 09/15 /10 J

J T Bu y 07 /22 / I 0 J

K

K

J

J

K

K

J

K

K

J

J

T Bu y 06/18/10

T Bu y 06/16/10

T B u y 11/27/10

T Bu yI 1 /19/10

T Bu y 08/13/10

T B u y 06/16/10

T Bu y 09/24/10

T Bu y 06/03/I 0

T B u y 07/30/10

T Bu y 04/23/10

T B u y 08/23/10

K

K

J

J

K

K

J

K

K

J

I . I n c o m e G a i n C o d e s : A = $ 1 . 0 0 0 o r l e s s B = $ 1 .0 0 1 - $ 2 .5 0 0 C = $ 2 ,5 0 1 - $ 5 .0 0 0

(See C o l u m a s B I and I.)4) F = $ 5 0 . 0 0 1 - $ I0 0 , 0 0 0 G =$100,001 - $I.000,000 I 1 1 = $ I , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0

2 , V a l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s K - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ ] 0 0 , 0 0 0

(S ee C o lu m ns C I an d D 3 ) N = $2 5 0 ,0 0 1 - $ 5 0 0 .0 0 0 O = $5 0 0 ,0 0 1 - $ 1 .0 0 ~,0 0 0 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0

P 3 = $ 2 5 .0 0 0 .0 ~1 - $ 5 0 .0 0 0 .0 0 0 P 4 ~M o re th a n $ 5 0 .0 0 0 .0 0 0

3 . V a l u e M e t h o d C o d e s Q = A p p r a is a l R =C o s t ( R ea l E s t a t e O n l y ) S = A s s c s s m c n t

( S e e C o l u m n C 2 ) U =Book V a l u e V - - O t h e r W = E s t im a t e d

D = $ 5 ,001 - $ 15 ,000

112 =More than $5.000.000

M =$100,001 - $ 2 5 0 , 0 0 0

P2 = $ 5 ,000 .001 - $ 2 5 , 0 0 0 , 0 0 0

T =Cash M ark e t

E =$15,001 - $50,000




of 12


Dawson, Rober t T .

Date of R e p o r t

04/28/2011

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d iv . , r en t ,( A - H ) or in t . )

103, Goldman Sachs

104. Nuvee n Prem Ins Mu ni

105. Pulaski Cnty AR SPL

106. Energy Transfer

107. I Shares Trust Dow Jones

108. Cullen H igh Dividend

109, Eaton Vance Structure d

110. Oppenheiner Rising

I I I. America n Centru y Small

112.

A Dividend

A Dividend

A I n t e r e s t

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) ( 2 )

V a lu e V a lu e

C o d e 2 M e t h o d

( I - P ) C o d e 3

( Q - W )

J T

J T

J T

J T

J T

J T

J T

J T

J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (9) (3) (4) (5 )T y p e ( e . g . , D a t e V a l u e Gain Identity of

b u y , s e l l mtn/dd/yy C od e 2 C od e I buyer/sel l er

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

Bu y 12/15/10 J

B u y 01/27 / t0 J

B u y 12/15!10 J

Bu y 04/23/10 J

Bu y 04/23 /10 J

Bu y 07 /13 /10 J

B u y 10/25/10 J

Bu y 10/25/I 0 J

Bu y 10/25/10 J

|. Income Gain Codes :

( See Co lum ns BI and I )4}

2. V a l u e C ~ e s

( See Co lum ns C I and D3)

3.Value Method Codes

( S c C C o l u m n C 2 J

A ~$1,000 or less

F =$50,001 - $100.000

J = $ 15 ,000 o r l e s s

N =$250,001 - $500,000

P3 =$25.00~.001 - $ 50.000.000

Q =Ap pr~isM

O~ B~.~k Value

B =$1 ,0 0 | - $2 .50 0

O =SI00,001 - SI,000,000

K =$15,001 - $50.000

0 =$500.001 - $1,000,000

R = C os t ( R ea l E s t a te O n ly )

V , = O t h e r

C = $ 2,5 01 -

H 1 =$1,000,00 [ - $ 5,000.000

L =$50,001 - $100.000

PI = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0

P4 =More than $50.000.000

S = As s es s m en t

W = E s t im at ed

D =$5 .0 0 t -

112 =More than

M -$100.091 - $250.000

P2 =$5.000,001 . $25.000,000

T =Ca~,h Market




P a g e 1 1 o f 1 2

Nam e of Person Report ing


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Date of Report

04/28/20 ! 1




Pa ge 12 o f 12


Dawson, Rohert T .

Date of |report

04/28/201 I

IX. CERTIFICATION.

I certify that all information given above ( including informa tion pertaining to my spouse a nd minor or depe ndent children, if any) Isaccura te , t rue , and comple te to the be s t o f my knowledge and be l i e f , and that any in format ion not r epor ted was w i thhe ld becaus e i t m e t appl i cable s ta tutoryprovisions permitt ing non-disclosure.

I fur ther cer t i fy that earned income from ou ts ide employm ent and honorar ia and the acceptance of g i ft s which have been reported are in

compliance wi th the provi s ions of 5 U . S . C . a p p . § 5 0 1 e t . s e q. , 5 U . S . C . § 7 3 5 3 , and J~ td i c i a l Conf erence r egu l a t i ons .

Signature:

N O T E : A N Y I N D IV I D U A l , W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T il ls R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrat ive Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.Washington, D.C. 20544

robert t dawson financial disclosure report for 2010

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