richard t haik financial disclosure report for 2009

8/3/2019 Richard T Haik Financial Disclosure Report for 2009

1/11

I. Person Reporting (last nam e, fi~st, middle initial) 2. Court or Organization 3. Date of Reportllaik, Riclaard T. Wcstcr District of Louisiana 06/I 8,~010

4. Titlt (Article IIl judges indicate active or senior sta~s; 5~ Report Type (check appropriate t~c) 6. Reporting Periodma~gislrate judges indicate full- or pad-time)~ No, ruination, Date 01/0112009

U.S. District Judge- Active ~ Initial ~ Amnual ~ F~nal to12131/20095b. ~ AmendedRepo~

7. Chnmbers or Office Address 8. On the b~sis of the information contzined in this Report ~nd znyInOdificatiolls pertainin~ thereto~ it is, in my opinion~ in compliance800 Lafayette Street ~ith applicable lzws and regul~th~ns.Suite 4200Lafayelte. LA 70501 Re~ iewing O[ficer Date

I M P O R T A N T N O T E S : The instructions accompanying this fonn must be fidlowed. Complete all parts,checking the NONE box for each part where you have no reportable it~ormation. Sign on last page.

I . P O S I T I O N S . m o p o , , i , , g indi~idual only; see pp. 9-13 of filing instructions.)~ N O N E (No reportablepositions.)

POSITION NAM I~ OF ORGAN IZ,\TION/ENTITYI. President Coltmel J. George & S. Sal0om Hannie C~mmunity Homc, Inc.

H . A G R E E M E N T S . (u,e,,,,,,x individual on~v; ~,e pl, . 14-1 6 o/fi#ng i,,structions.)~ NONE ~o reportable agreements.)~ PARTIES AND TERMS

1.2.

3.


2/11

FINANCIAL DISCLOSURE REPORT N . . .. . f r ~ r ~ o , u c p o r , i o .- ~ , , e o r R ~ p , ,r tPage 2 of 1 1 m ~ k . R i c h a r d T . 0 6 / I 8 / 2 0 1 0

III. NON-INVES TMENT INCOME. c~po,,i,,uA. Fliers Non-Investment Income

N O N E (No reportable non-imestment income.)DATE SOURCE AND TYPE INCOME

(yours, not spouses)

1.2.3.4.

B . S p o u s e s Noll-hiveslment Incolll e - if you were .tarried during an)" portion of the reporting year, complete this seaia~(Dol lar ~mount not required except for honoraria. )~ N O N E (No reportable non-investment income.)

DATE SOURCg AND TYPE1.2.3.4.

IV. REIM BURSEM ENTS - ,~. .~o. . ,;o. ,(In,h,des those to spouse and ~Twnd,,nt ehihtren; s~e pp. 25-27 oJf!li,,tg mstruc~ion~ )

~ N O N E (No reportable reimbursements.)SOURCE ~ LOCATION pURPOSE ITEMS PAID O~ PROVIDED

1. Louisiana S tate B ar 6/10/09 Sandestin, FL Seminar Spe& r Travel, Indging, and mealsAssociation2.3.4.5.


3/11

FINANCIAL DISCLOSURE REPORT ,Page 3 o f 1 1 H a i k , R S c h a r d T . 0 5 / 1 8 ] 2 0 1 0

V . G I F T S . a , , ~ 1 . , ,t e s . . . . . t. .~p ......... d dependent children; see pp. 2g-31 ~filing i,,structi,,nsONONE ~o reportable g~s.)

SO[~RCE DtTSCRI~TION V AI,I ~E1.2.3.4.5.

V I. LIAB ILITIES. a, ct.,~,,.,~,,,,,, o/-,, ....... dependent ~ hild .. . . . . . .. Pt. 32-33 o f f i l i n g i n ~ t r u t - t i o n s . )~ N O N E (No reportable l iabi l i*ies .)

CREDITOR 1).gSCRIPTION VA L_Ut~ CODE1. St . Landry Bank and ] rust Comprmy Bank loan to purchase investment in BPLVisions, LLC formerly "IVe MMcGcHee Group, LI,C2. USA A Federal Savings Bank }:lank loan to purchase residential rental property for ] L3.4.5.


4/11

Iame of Person Reporting Date of ReportFINANCIAL DISCLOSURE ]~EPORT !age 4 of I 1 ~ l a i U , R i c h a r d T . 0 6 / 1 8 ; 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S -- i ...... ., value, t . . . . . .. t ion, (Includes those of spouse at td dwe ndent chi ldren; see pp . 34-6 0 o f i l l ing instruction.~.)

NONE (No rep ortable incom e, assets, or transact ions .)~ ~ ~ . c. ........... 5~ ..............................Income during G r o ~ s v a l u e a t e n d T r a n s a c t i o n s d ~ r i n g r e p a y i n g p e r i o de s c r i p t i o n o f A s s e t s ~ reposing period o f r e p o r t i n g p e r i o d

Place "(X)" afi ..... h .... t ~amcunt[ T~e{e.g., Value [ Value W y p e { e . g . Dale :Value Gain 1 Identityofexempt flop prior disclos ..... I C o a ~ H ~ , I ai, ......t C o a ~ 2 ~ M~th,,a luy, ~d,, ]~aa,yy 1~ Cede 2 [ Ccd~ I [ buye,/seller(. " . or int) ( J . P ) C o d e 3 ~ e d e m p f i o n ) I (1 P) [ (A-It) , (ifprivam

1. lbe ria llan k A cc ou nts A Interest K T2. Farmers Merchants B~k & Trust Account A Interest J T

3. Gulf Coast Bank CDs Accouat A lnlcrest L T4. C a p i t a l O n e B a n k , N A C D s A c c o u n t C I n t e r e s t M T5. Regions Bank CDs Account A I n t e r e s t M T6. Home Bank CDs Account B Interest K T

7. Farmers Merchants Bank & "frost CDs A Interest J TAcconnt8. Capital One Bank, NA Accounts C Interest K T

9. blidsouth Bank, NA Accm mts C Interest L T

1 0 . Regions Bank Accounts B Interest K TI I . Brokerage Account #I

1 2 . -- Diamoud Offshorc Drilling. Inc. Common A Dividend J TStock1 3 . --lberiabank Ct}rp Common Stock A l)ividcnd J T! 4 . --Rnwan Cos Inc. Common Stock None J T1 5 . --Edv,ard Jones Money Market Account A Dividend K "1"1 6 . Brokerage Account #2

1 7 . --San Juan Basin Royaltyl~ust A Interest J T

I. Income Gai~ Codes A = $ 1 , 0 0 0 o r l e s s B = $ 1 .0 0 1 - $ 2 . 5 1 1 0 C =$2.501 - $5,000 D = $ 5 . 0 0 1 - $ 1 5 . ,3 0 0 t 7 = $ 1 5 , 0 0 1 - $ 5 1 ~ , 0 0 0(See Columns B 1 a ad D.I) k = $ 5 0 . 0 0 1 - $ I U ~ , 0 ~ G =1100.~lt - $1.000.000 H 1 = $ 1.0~,0~ I - $ 5.000,000 H 2 = M o r e t h a n $ 5 .0 0 0 . 0 0 0

P 3 - $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 ,0 G 0 . B 0 0 P 4 = M o r e th a n ~ 5 0 . 0 0 0 . 0 [ J 0


5/11

IName[Per~un Reporting Dute o f R e p o r lD ~ S C L O S U P ~ ~PORTPage 5 of 1 1 0 6 / ~ a 2 0 ~ 0VIL INVESTMENTS and TRUSTS --

~ N O N E (No rep ortable incom e, assets, or transact ions,)........ ~ ............. u. .......... C.- ....... ~i ...... D e s c r i p t i o n o f A s s e t s l h ~ c o m e d u n n g G ro s s v a l u e a t ~ n d T r a n s a c t i o n s d ~ r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ~ repomng period o f r c p o ~ i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a ~ s e ~ Amount Type (e.g. Cedel : Code2[ Melhud buy, sell, u~/d&")VlCode2 ICodcl b u y c r d s e l l e rx e m p t f r o m p ~ o r d i s c l o su r e ~ ( A - H ) d i v . , r e n t ,c ~ r i n t . ) (J-P) ~ Code 3 [ ,edempfion) } (J-P) j (A-It) ( i f p r i v a t e............................................ i1 8 . --X erox Capital Trust Capital Securities A ln~crest J T1 9 . --Camden County, NJ Pollution Control A Interest J TBonds

2 0 . --Capital Projects Fin Auth FL Bonds A lntcrest J T2 1 . --Charlton County, GA S olid Waste A Interest J TRevenue Bonds2 2 . --DWS Managed Municipal Bond Fund .4 . lnt./Div. J T2 3 . --Highlands Counb, FL Ind Dcv Anth A lntercst Redeemed 09/21/09Bonds2 4 . --ttudson County, NI Solid W aste Revenue A lntcrcst J TBonds2 5 . --Ohio State Solid W aste Disposal Rc;cnue A Interest J TBonds26. --Port of New Orleans, LA Board of A Interest J TCommissioners2 7 . --Putnam Tax Exempt. Income A lntJDiv. J T2 8 . --St. Paul, MN Port A uthority Industrial A lntercst J TRcvenuo Bonds29. --Seligman l,onisiana Municipal Fund A lnt./Div. Merged 7 / 1 0 . , 0 9(with line 77)3 0 . --Allegheny County, PA H ospital Bonds A Interest l T3 1 . --Angola, IND lfcalthcara Foes Rc\,cnuc A Interest d TBonds

3 2 . --Ben H ill County, GA Revenue Bonds B Interest K T

3 3 . --Bibb County, GA Dc,clopmcnt Authority C Interest K TBonds3 4 . --Cambria Cotmty, PA Rt.vcnuc Bonds A Interest J T

Gain2. Value Codes I = 115.000 o~ less K = ~15.001 - S 50.00~1 L :SS 0.0Ol - 1100.000 M = $!00,001 - $ 250.000


6/11

FINANCIAL DISCLOSURE REPORT In ..... tP ..... R o p 0 r t ~ n g D a , e o t R , , p t , .!Page 6 o f 1 1 I t la lk , R i c h a r d T . 0 6 / 1 8 z 2 0 1 0

VII. ~NVESTMENTS and TRUSTS -~ N O N E ~ V o repo rtable income , assets , or transact ions .)

D e s c r i p t io n o f A s s e ts h ~ c o m e d u g n g i Gross value at end T r a n s a c t io n s d u r i n g ~ e p o ~ i ~ g p e n : ~ d( i n c l u d i n g t r u s t a s r e . s ) reposing pc~od o f r : p o r ~ i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value TG~ (g.,C o d e 1 di ...... t, ~ C o d e 2 ] Method b ......1t . ~ . . . . . d d ~ 3. Code 2 [ Code I ~ b u y e r ? s o l ! o r _exempt f ro m p ri or disclosure ( A - t l ) o r i n t ) ( J - I ) ! C o d e 3 ~ c d c m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

........................................ (Q~Q / ~ ~nsacti~n)

3 5 . --Central ArizonaI~igation & Drainiage A Interest J T Pan~al Rcdm 0 6 7 0 1 / 0 9 J ADistrict B onds3 6 . --Connecticut Development Authofily B Interest K TBonds37. --Crawford Cowry, GA Development B Interest J TAuthority B onds38. --Dcnham Springs-Livingston Housing A lutcrcst J TBonds39. --East Carrol Parish, LA Law Enforcement A Interest J TBonds40. --Escambia Counq, FI. Health Facs Bonds A Interest J T41. --Hammond-Tangipahoa Home Mortgage A Interest J TBonds42. --Hancock County, IN Ilcalth Ed Bonds A Interest J T

43. --Illinois llcalth Iacs Auth Revenue Bonds A Interest Redeemed 0 7 / 0 1 1 0 9 J A

44. --Lafayette, LA Public Trust Fin Auth A Interest J- TBonds45. --Langhorne Manor B oro, PA ltigher A Interest J TEducation Bonds46. --Louisiana State Un ivcrsi~, Bonds A Interest J T

47. --Montgomery-Scuthside, AL Revenue B Interest K "1Bonds48. --New J ersey llcalth Care Facilities llonds B Interest K T49. --Peach County, GA Development Authorit3, B Intercst Redeemed 09,15/09 K ARevenue Bonds50. --St. Paul, MN IoI~ Authority Bonds A Interest J T

51. --St. Paul, MN Port Auth llsg & Red A Interest J T


7/11

FINANCIAL DISCLOSURE .REPORT Name of Person Reporting I)al*., of Rep,,rtPage 7 of I 1 m ~ k , P .i c h a r d T . 0 6 . ; 1 8 / 2 0 1 0

VII. INVESTMENTS and TRUSTS -- i . . . . . , , ,,ah, e, t ...... t io n . ~ ( I n c l u d e . ~ t h o s e o f s p . . . .. . .. . d d e p e n d e n t c h i l d r e n ; s c e ; ,p . 3 4 - 6 0 o f f i l i n g i n s tr t , c ti o n s . )~ NONE (No reportable income, assets, or transactions.)................. ~ ................ ~ ..... ~. ~ .................... ~ . .... ~

D e s c r i p t i o n i ~ f . A s c t s ] n o n l e d u r i n g G r o s s v a l u e a ~ e n d j qr~sact~ons during rcpcnmg period0ncluding trust a~ets) r e p o~ in g , pe r i o d o f re p o r t i n g p e r i o d

e x e m p t f r o m p r i o r d i s c lo s u r e [ ~1~ d i ~ . , t c n h C o d e 2 M e f l a o d buy, sell, ~ m n ~ d g ~ v Y I C o d e 2 Code I buycrlsdter

[}2. -St. Tammany Parish, LA ltospital Bonds A Interest J T

5 3 . -..Savannah, GA Economic Devclopmcnt A Intcrest J TAuthority Bonds5 4 , --Shreveport, LA Water & Sewer Revenue A Interest J TBonds5 5 . --Sunmer, IL ttealthcarcFacilities Rcvenue A Interest J TBonds5 6 . --Gila Cnty, AZ IDA Revenue Bonds C Interest Redeemed 12/14!09 J C5 7 . --Tillman County, OK Revenue Bends B Interest J T5 8 . --West Feliciana Parish, LA Bonds A Interest Redeemed 03/17i09 J A

5 9 . --West Frankfort, IL Healthcare Bonds A Interest Redeemed 04i01!09 J A6 0 . --.S ummers Counry, W V S olid W aste None Redeem ed 0~26/09 J ADisposal Bonds6 1 . --Verizon Communications Common Stock A Dividend J T

6 2 . --Tjiwi Kimia Intl Finance Co S enior Notes None J T

6 3 . --Tricom SA Guarar.tccd Note Nonc J T

6 4 . --Cablevision SA Notes A Interest J T Redeemed 1 0 1 0 1 / 0 9 ] A(pan)6 5 . --Williams Communications Group None J T

66 --Money Markct Fund Investment Shares A Dividend M T

6 7 . --Itartford Income Shares Fund, lnc Mutual A Dividend J TFund6 8 . --MFS Multimarkct Income Trust Mutual A Dividend J TFund

(See Columns H1 ana D1) F = $ 5 0 0 0 1 - $ 1 0 0 , 0 0 ( I G ~100,001 - $1,000.000 HI :$ L0(0 001 - gS,00~.00O t l2 = M o r e t t; a n $ 5 , 0 t J 0 , 0 0 0


8/11

FINANCIAL DISCLOSURE REPORT Na,neofr ..... I , e p o r | i n g Date of RcporlPage 8 of 1 1 l laik, Richard T . 0 6 / 1 8 , 2 0 1 0V I I . ~ [N V E S T M E N T S a n d T R U S T S -- it,~lO,.~. ~l.~t , ....... l i O l " a~[llld~" [ .... 4,~ ..........d dependent children; s e e p p . 3 4 - 6 0 of filing instructiot,~)

N O N E (~:0 rt~portable inc~;me, assent, or transactions.)

D e s c r i p t i o n o f A s s e t s Income du~ng [ Gross valu~ a~ end ~ T r a n s a c t m n s d u r i n g r o pe ~ n g p c 4 o ~(including~st assets) ~Cp.~ period _ ] of~po~ing p~rio~ _]~ (1) (2) [ (1) (2) [ (i) (2) {3): (4) ] (51 -P l a c e " ~ X ) " a h h .... t ~ount Type(e.g., [ Value Value I1 T}~c(e.g., Date Value ~ Gain , l a e n t i ~ - ~ , rC o d e 1 div.,rent, ] C o d e 2 M e th o d buy, sell ~ m m / d d / ~ 3 C od e 2 C o d e I :e x e m p t f ro m p ri or buyer!seller( A - I f ) o r i n t . ) ( J - P } C nd e 3 r e d e m pt i o n ) { J - P ) ~ ( A - H ) ( i f p r w a ~ (Q-~ i n a n ~ a c t i o t 0

6 9 . --San Juan B~in Royalb Trust Unit~ A Royalb" J T70. --At ltomc Corp S ubordinated Notes None J T

7 1 . --Capital Income Builder Ftmd A A Dividend K T7 2 . --Rapides Fin Auth LA Revenue Clcco B Interest K T

7 3 . --Regions Financial Corp A Dividend J T7 4 . --Global lnds Ltd Stock None Sokt 09/11/09 K D75. --Apple Bank For Savings CD A Interest Redeemed 01i08/09 K A7 6 . --LA State Gas & Fuels Tax See A Revenue A Interest J T(x)7 7 . Scligm~ National Municipal Fund A lnt~iv. J T See Note in Pan VIII.

7 8 . Individual Retirement Account # 1 D Dividend M T7 9 . ---American Balanced Fund

8 0 . --Amcrican Mutual Fund81. --Bond Fund of America82. --Capi~! Weald Growlh & Income Fund

~ 8 3 . --Europacific Growth Fund8 4 . --Growth Fund of Amcr~ca

8 5 . --Income Fund of America

2. Va~u Codes 1 -115,~0 or less K =S 15.001 - $ 50,000 L ~$ 50,001 - S ilO.000 M -SIO0,00? - $25D,[00


9/11

FINANCIAL DISCLOSURE REPORT r ~ . ~ o f ~ e r , , o , R e p o r , i . : o ~ t e o . ~ e p o r tPage 9 of 11 J a a i k , R i c h a r d T . 0 6 / 1 8 / 2 0 1 0VH. ~NVESTMENTS and TRUSTS - i ......... ~z,e, , ...... ., io,,s (Include.; tl ...... ~f sp ...... d depot,de,,! childrct,; ~,e pp. 34-60 Grilling in.rtructi,

NONE ~o repor tab le income , asxc t s, o r t ransac tions . )Description of Ass~t~ Income dunng [ Gross value at end ~rz~saction~ during rcpo~ling period

(including ~st assets~ rcpoming period of reposing periodPlace "(X)" after each asset [Amouat ~ Type (e.g., Vak~c Value T~e [e.g., Date Valu: Gain Identib ofexempt fiomprior disclosure C~de I d[v.,rent, Cede 2 : Met ~od huv s:ll ~ u W d & ~ y y Cod: 2 C o~ e I buycr/s:ller(A-II) or int.) (J-P) Code 3 rcdemptb:j ~ (J P) (A-H) (if private

................................. ~ (Q-~ I ~ansaction)86. --New Perspective Fund

87 . --Washington Mural Investors Fund

88. Royalty Intercst- Lafayette P~ish, LA (Y) None See Note in Pa~ VIII.

8 9 . Rental Property #2, Lafaycttc, LA (Y) None See Note in Part V III9 0 . Colonel J. George & S . Saloom ltarmie C Distribution M W9 1 . BPLVisions, LLC formerly q 2 , e McGcHee None M WGroup, LLC92. l lomeBancorp, Inc. Stock None J T9 3 . UltraPure TccKnologies, Inc. None J T

--~. ~ncomc Gain Codc~: ..............A -$1,(lt.0 ot Ics~ B -S H OO| - $ 2.500 C -$ 2.501 - $ 5.000 D = ~5,001 - $ 15.000 E = $ 15.001 - $ 50,000I ( St~ C olum ns B ] nn d [)~ ) ~ -~ 50 .0 t)l- $ 1() (I.00 0 G =$100.001 - $1.0OO.000 HI -$1.00{L00] - $5,000.000 H2= More than $5,0O0.0OO2. Va~ue Codes ] -$1S.t~00 or Ic~s K ~ilS.001 - $50.000 [ S~0.001 - $ 100,fl00 M =1100.001 - $250.000(See Columns CJ a~d D3} N ~$250.001 - $500,000 O :5500.001 - $ 1.000.0O0 Pl =$l.00O,00l - $5.000000 P2 ~$ 5,000.001 - ~25 000.(K~tP3 - ~25,~00.001 - $ 50,000.000 P4 -Mo~e than $50.00~.0903 Value Mefilod Code~ Q ,-Appraisal R ~ Cost (Real Estam On,y) S = Assessment T = Cash M~tket(See Column C2) tl Ba,~k Val~c V =O~hcr W ~E~limaled


10/11

FINANCIAL DISCLOSURE REPO RT N.m~ o f P ..... R c p o r t i n = D a t e o f R e p o r tPage 10 of 1 1 Halk , RkhardT. 0 6 , 1 8 t 2 0 1 0

VII!. ADDITIONAL INFORMA TION OR EXPLANATIONS.

[tern#77 - The item resulted from the merger detailed by item #29.item#88 - The item giving rise to this royalty interest was s~ld on 04/04/08.Item#89 - 3"his property was purchased in my ] name in May of 2005, I no longer collect rental income on this property.


11/11

FINANC.I~AL DISCLOSURE REPORT .~am, ofJer~on }~eportiiIg Date or I ;[pt , r tPage i 1 of 11 naik, ltlch~rarr.

IX. CERTH~ICAT1ON.1 certify that all information ,~iven above (including information pertaining to my spouse and m inor or dependent children, if an.,,) isaccurate, true, and complete to the best of m y kno~vledge and beIief, and that any information not reported w as B ithheld because it met applicable statutoryp~ovisions permitting non-disclosure.! further certify that earned income from outside employment and honoraria and the acceptance o f gifts which have been reported arc incompliance w ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and J udicial Conference regulations.

Signature

NOTE: ANY INDIV IDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS IO FILE "f i llS REPORT MAY B E SUB JECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILLING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdminislrative Office of the United S tates ComasS uite 2-301One Colum bus Circle, N.E.Washington, D.C. 20544

richard t haik financial disclosure report for 2009

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