richard f cebull financial disclosure report for 2009

8/3/2019 Richard F Cebull Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/richard-f-cebull-financial-disclosure-report-for-2009 1/9

, ~ o J o FINANCIAL DISCLOSURE REPOR T R e p o , , R e q u i r e d b y t J , t E t h i c sin Government Act of 1978

R e v . J / 2 0 ~ 0 FOR CALENDAR YEAR 2009 (J U . S . C . a p p . § § 1 o 1 - 1 1 1 )

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i a i l ia l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r t

Cebu]l , Richard F. Dis t r ict Court -Mo ntana 04 /27 /2010

4 . Ti t le (Art ic le I l l judges indicate ac t ive o r sen io r s ta~ ; 5a . R e po r~ Type (c h e c k a ppro pga te type ) 6. R epo rtin g P e rio dmagist ra t e judge~ ind ica t e fu l l - or pan- t ime)

[] Nomination, D a t e 0 1 / 0 1 / 2 0 0 9

US District Judge- Active [] lnlti~tl [] Annual [] Final to

1 2 1 3 1 / 2 0 0 9

5b. [] Amended Rq~on

7. Chambers or Office Address ! 8. On the bas i s of tbe Informat icm contained in thi s Report and a n ymo di f i e a r l o a s p e r t a i n i n g t he r e t o , I t h , In my o p i n i o n , i n c o mp l i a n c e

Un i t e d S t a t e s D i s t r i c t C o u r t w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

316 No ah 26th StreetB i l l in g s , M T 5 9 1 0 1

Revle , ,~ t ng Off icer D a t e

I M P O R T A N T N O T E S : The Instructions accompanying this form must bc follmveat Complete all parts,

checking the N O N E b o x for each part where you h ave no reportable informati~ Sign on last F ag~

~-] N O N E (N o reportable positions.)

POSITION N A M E O F O R G A N I Za T IO N / EN T IT Y

1.

2.

3.

5.

I I . A G R E E M E N T S . (lieparting individual only; sec rp. 14.16 of filing insttuaions.)

~ N O N E (No reportable agreements.)

D A T E P A R T I E S

2.



F IN A N C I A L D I SC L O S U R E R E P O R T .o ~ 2 7 ~ 2 0 ~ o o f 9

I I l . N O N - I N V E S T M E N T I N C O M E . cRoro,=r i~i~.=l ,.~ ~po,so: see p~ t7-U

A. Flier’s Non-lnv~tment Incom e

N O N E (No reportable non-inv~tment i~ome.)

~ATE SOURCE AND TYPE( y o u~ , n o t sp o use ’ s )

1.

2.

3.

4.

B . S p o u s e ’ s N o n - l n v e s tm e n t I n c o m e - ~f you were married during aay potffon vf the repotting year, ~et¢ th~ s¢c~g

(~llar ~nt not re~lred ~cept for honora~.)

~ N O N E ~o reportable non-inves~ent income.)

~ SO~CE AND TYPE

I.

2,

3.

4.

I V. R EI MB U R SE MEN TS -(Includes those to spouse and d ependent children; see pp. 25-2 7 of flli~g ins’tructionz.)

N O N E (No reportable reimbursements.)

SO~CE D A T E S L O C A T I O N pU R P O SE IT E M S P A ID O R PR O V ID ED

1 .

2.

3 .

4.

5.



FINANCIAL DISCLOSURE REPORT

of 9 C e b u ~ R i c h a r d F , 04 / 27 / 2010

V. GIFTS. a~t~ ~h,~ ~ ~o~ o~ ~ ¢~,: ~ r~

N O N E (No r~ortable g~s.)

~ E S C R I P T ~ O N

1 .

2 .

3 .

4.

5.

VI . LIABILITIES. a,~a~, ,~, o/ ,~ ..... ~ ~, ~,,~; ,,o r~ ~2-~.~ o~7"~

N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N

I.

2 .

3 .

4 .

5.



N a m e o f P e r s o n R e p o r t in ¢I

D a t e o f R e p o r tF I N A N C I A L D I SC L O S U R E R E P O R T

[ I04 7 20,a g e 4 o f 9

V I I . I iN V E S T M E N T S a n d T R U S T S - ~ . ~ o ~ . , . ,~ u , . , . . . . . ~ o ~ a ~ , a , ~ , ~ o , ~ o : . p o x , . , .. a ~ , ~ , . ~ ; ~ . , ~ ~

N O N E (No reportable income, assets, or tra~actions.)

A. B. - .... ~ ..... D.D~6plion of As~ts I n co m e d~g G r o s s v a l u e a l e n d Transact ion~ during ~ing

., ........P la~"~)"a f i e r~’hm~l A m ~ ] T y p e ( e g ., V a lu e Va l~ T ~ (e .g . , D a t e I V a lu e ~ G a i n . l~nt i~of

c~ I div ~, m~d~’. I C ~c 2 I C~ I ~ b u y c r t ~ t t c rx~p t f ~m p f o r d i ~l o~ C ~e 2 M eth~ b u y . s e l l ,( A - H ) o r " i n t . ) ’ ( J - P ) C ode 3 ~ c m p t l o n ) I [ (J-P) I(A-H) ~ (ifpfvate

I. RBC Brokerage Acct I

2. M ’r St Dept Transporta t ion Rev GRANt A I n t e r e s t J T2 0 0 5

3. MT Univ Revs Higher Ed Facs Inapt A I n t e r e s t I T

4, Mt F in Au t h R e v B D s 2006 B B I n t e r e s t K T

5. Forsylh Mt Pollut ion Ct l Rev Bds 2006 B I n t e r e s t K T

6. Mt S t Health Fa c s Au t h R V S i s t er s o f A I n t e r e s t J TChari ty

7. Mt St Brd Hsg Single Family Mtg SER A-2 A I n t e r e s t J T

8. M t St l l igher Ed Student Assis t Corp-Ser B A I n t e r e s t J T

9. Mia na i D ude C n t y F lu O b l ig A I n t e r e s t .1 T Bu y 05/12 /09 J

1 0 . M t Fac Fin Auth R ev Sr Living St Johns A I n t e r e s t J TLutheran A

I 1, Mt St Brd Hsg Single Faro Prog Bds 2008A A I n t e r e s t J T

1 2. Al l ia nz NF .1 D iv Value Fund C la s s C M F A D iv ide nd K T

1 3 . Colum bia Fund s Ser Tr Small Cap VaJue I1 N o n e J TC I C M F

1 4 . Ame r ic a n Funds Grow t h Fund o f Ame r i c a A D iv ide nd K Tl a c MF

1 5 . Hartford Mutual Funds lnc Cap Apprecia . A Divklend J TFund CI (2 MF

1 6 . In td C orp C S A D iv ide nd J T

1 7 . Kayne Aner~on Energy Total Return Fund B Dividend K TM F



of 9 C e b a l l, m e a a r a ~ . 0 4 ~ 2 7 / 2 0 1 o

V I I . IN V E S T M E N T S a n d T R U S T S - i .~ , ~ o , ~ t ~ . ,, .a ~ o . ~ o n s a . c t .a o ~ ~ o , , o/,~ ..... a a ~ . . a ~ m . ,u a ~ ;

N O N E ~ o reportable income, assets, or tramactions.)

a. [ ~ . I c. I " ~o.~ .................~ption of~s~ 1~o ~ dur in g G ~ss va lue a t en d ~ T~s~t[on~ d~g ~ning( i nc l~ng t~ t ~ s e ~ ) ] ~ning ~6~ [ of ~aing ~ [

I ~7-~S~--~ -~~V~(0 ~55 7~i-~ .......~ ........Pt~*’(X)"~er~ch~t ~o~t~ T~(c.g., Value ~ Value I T y p e ( e . g . , ’ Date ~ Value

ex~m ~ordi~l~e C ~e ~ dtv. , r~, C ~ e 2 M e~ o d ~ buy.~ll , m~d~ C~c 2 Code I buycr/~l]~( A - H ) o r r e . ) I (J’P) I C~e3 { r ~ m p t i ~ )

~ ~ (J-P) i(A-tl) ~ (i f~vme

18 . S t M ~ ~ n d & E x p l o ~ t i o n C S A D i v i ~ n d J T

19 . Texas ]ns t~ments Inc CS A Dividen d J T

2 0 . V ~ n K ~ n M i d ~ a p Gr o ~ a h F d C I C N o n e K T

2 1 . Thornburg Investment Trust lnt l Value Fd A Dividen d K T

2 2 . Coun tr3 ,wide Cap V 7’/o GTD C ap Sec A Interest J T

2 3 . Cifigzoup Inc . Ser AA PFD A D iv ide nd Sold 05/06/09 J

2 ~ . Tamarack Invt Funds MM(Y)

2 5 . I R A # 1 C Int./Div. L T

2 6 . -Tamarack InvlFund~ MM (Y)

2 7 . -Seligman Value Fd Set Inc Small Cap Sold 03/30 /09Value CI C

2 8 . - AIM Grow t h S er i e s Mid C a p C ore Equ i t y Bu y 1 2 1 1 0 / 0 9C IC

2 9 . -Al l i an z N O D i v i de n d V a l u e F d C I C M F

3 0 . -Allianz Fds Small Cap Value Fd CI C Bu y 03/30 /09

3 I. -FT Double Play Oct 07 FT Eq q-rust dtd R e d ~ m e d 01/06/091 2 / 3 1 1 0 8

3 2 . - Ame r i ca n Fund Grow th Fund Ame r Inc C I

3 3 . -Goldman Sachs Trust C ore Stxuct rd Large Sold 1 2 / 1 0 / 0 9

Cap V alue F d C

3 4 . -Lo r t Abwo tt Mid C ap V alue F d ln c CI C Sold 1 2 1 1 0 / 0 9



FhNANCIAL DISCLOSURE REPORT ~ ... .t~.~. ~o~ D . t, o t a . p . ,

of 9 Ceb-,. ~ ¢ ~ r d ~. 0 4 / z 7 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - i,,~.,., ~ , , , , . . . . . t ~ , ~ a . c t~ , , h o = o r ~ , ~ , . o . d d o ~ , o .d . .r e ~ ’ la . . ~ ; , . . p ~ ~ 6 0 o f y a ~ g ~ r ~ o ~ )

N O~ (No re~rtable income, assets, or transactions.)

~ B. c. ~ D.~pti~ of As~ Income dung G~ss val~ a t end ~ T ~ a n ~ c ~ i o n s d ~ g ~ i n g ~ r io d

( inc l~ iag ~ t ~ets) r ~ o ~ i n g ~ d ~ of re i n ing ~f i~ .[.

(11 (2) (I) (2) 11) ] (2) (3) 141 1 5 )PI~e " (X)" a~er ~h ~ ~t T~ (e .g., Wl~ V a l u e T~ (e.g. , [ ~te ~ V~Iue ~ Gain Id~d~ of

~pt ~m ~ordi~1~ C~ I di~.,~nt, C ~e 2 M~ buy , ~II, [ m ~d~/~ C ~ e 2 C ~ e I buyeH~ller( A - H ) o r i n t . ) ( J - P ) C~e 3 tcdem~on) I { ~ { J P ) (AJI) ( i f p ~ v a g c

3 5 . - IN G Gr o~ N V 7 .37 5 % ~Hy bh d C a pS e c s P f d ~

3 6 . . ~o~b~ l nve s t m ~t Inc om e Bu i l de r C I C B u y 1 2 / 1 0 ; 0 9 J

3 7 . -CIT Group Inc In leraotes Sold 07/16/09 J

3 8 . -Genera l Elect ricCapita l Corp M ed N tsStep-up

39. DAD avidson Brokerage Acct #2

40 . General Elec t ric CS A D iv ide nd Sold 12/21 /09 J

41 . l ohns on & Johns on C S A D iv ide nd Sold 1 2 / 2 1 / 0 9

4 2. Pfize r In c C S A D iv ide nd Sold 12/21 /09 J

43 . Capita l World Grovah 7 lnc A A D iv ide nd Sold 1 2 / 2 1 / 0 9 ~ J

4 4. Merrill Lynch Pfd Capital Trust III A Interest Sold 1 2 / 2 1 / 0 9 J

45 . I R A # 7 E lnt ./Div. PI T

46 . -He6tage Bank CD Redeem ed 01/26:09 M

4 7 . - Pa rk wa y B an k & Tr us t C D R e de e me d 03/06/09 M

4 8. -GE M o ne y Ba nk CD R e de e me d 12/18/09 M

49 . -Capita l W orld Growth 7 Income Fund C I A Sold 01/22 /09 LM F

50 . .American Funds Bond Fund of America CI Sold 01/22 /09 M EA

5 1 . -American Fds Fundamenta l Investors Fd CI Sold 01/22 /09 K EA



F I N A N C I A L D I SC L O S U R E R E PO R T ~.,,e of Person Reporting [ Date of Report

P a g e 7 o f 9 C e b ~ t l , reard r .

I

0 4 / 2 " / / 2 0 1 0

N O N E ( N o reportable income, assets, or transactions.)

A. B, C. Y D.

Descri l :~ion of Assct~ Income dur ing Gross va tue a t end [ Transactions during re:porting period

( inc luding t rust ~se t s) reporting period of repor t ing

P1a~(X)’aflcreachasset Amount] T ype{e.g.. Val ue | Va l ue T y p e ( e . g . , Dat e Va l ueI

G£ n Idcmityof

exempt~ompriordisclosur~ Codel I div.,rcnt, C o d¢2 ] M*thod b u y , s e l l , mm/dd/y’/ COdc2|Cod¢! b u y e r / ~ l l e r

(A-B) ] o r i n t . )

( J ’ P ) I C o d e 3

r e d e m p t i o n ) I ! (J-PJ| {A-l|) ( i f p r i v a t e

52 . .Anerican Fdslnvestment Co of America Sold 01/22 /09 l, D

~3 . -American Fds US Government Securiti~ Sa M 0 1 / 2 2 / 0 9 M DFdCI A MF

54 . -General Electric Capital Carp M~d TermRedeemed 06115 /09 K

N o t e s

55 . -Ford Motor C~dit Co. Medium Tern Notes ] R c M e e m e d ~ 10128/09 J

56 . - I n t e rn a t i o n a l B a n k F o r R e c o n s t r u c t i o n a n d

D e v e l o p m e n t

57 . - H u n t i n g t o n N a t i o n a l B a n k C D Bu y 0 2 / 1 7 / 0 9 M

58 . - W i l m i n g to n T r u s t C o C D Bu y 0 2 / 1 7 / 0 9 M

59 . - W i l m i n g to n T r u s t C o C DRedeemed 0 6 / 1 8 / 0 9 M

60 . -Nara Bank, LA, CA CD Bo y 0 2 / I 8 / 0 9 M

61 . - l ’4 a r a B a n k , L A , C A C D Redeemed 0 9 / 2 8 / 0 9 M

6 2 1 -Bank of America Charlotte, NC CD B u y 0 3 / 0 6 / 0 9 M

63 . -Cardinal Bank MClean, VACD Bu y 06/15 /09 M

64 . - P i r n c o T o ta l R e t u r n F u n d C I C M F Bu y 1 0 / 3 0 / 0 9 M

65 . - E d w a r d J o n e s P a s s p o r t M o n e y M a r k e t (Y )

66 . -Edward Jones Retirement Motley Market

(x )

67 . F i r s t I n t e r s t a t e Ba n k Ac r e s A I n t e r e s t L T

68. New York Life Ins Policy Cash Value A D i v i d e n d K U



N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r t

P a g e F I N A N C I A L 8 o f 9 D I S C L O S U R E R E P O R T Ceb. I, m c h a r d F . 0 4 / 2 7 / 2 0 1 0

V III , A D D I T IO N A L I N F O R M A T IO N O R E XP LA N A T IO N S .

Part VII, Line 65 and 66 represent a change in descr ipt ion on the Brokerage Statement .



F I N A N C IA L D I S C L O S U R E R E P O R T [ a , , , , t R e 0 o .

of 9 0 4 : 2 7 / 2 0 1 0

IX. CERTIFICATION.

I cer t ify that nU information given above ( including information per tain ing to my spouse and minor or dependent children , I f any) isaccur a t e , t r ue , an d co m ple t e t o t he bes t o f m y kn o wledg t an d b e l ie f , an d t ha t an y in fo r m a t io n n o t r epo sed was wi thhe ld becau se i t m e t app l icab le s t a tu t o r ypr o v is io n s pe r m i t t in g n o n -d i sc lo sur e .

1 fur t he r ce r t i fy tha t ea r n ed I n co m e f r o m o ut s ide em plo ym en t an d ho n o r a r ia an d t he accep t an ce o f g i f t s which have b een r epo r t ed a r e I nco m pl ian ce wi th t he p r o v i s io n s o f 5 U.S.C. app . § 501 eL seq . , 5 U.S.C. § 7353 , an d Judic ia l Co n fe r en ce r egula t io n s .

S l g natm

N O T E: A N Y IN DIVIDU A L W HO KN OW IN GLY A N D W LLFU LLY FA LS IFIES OR FA ILS T O FILE THIS R EPOR T M A Y BE S U BJEC T T O C IVILAND CRI MI NAL SANCTI ONS ( 5 U.S.C. app . § 104)

F I LI N G I N S T R U C T I O N S

M a i l s i g n e d o r i g in a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u reAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour t sS u i t e 2 - 3 0 !O n e C o l u m b u s C i rc l e , N . E .W a s h i n g to n , D . C . 2 0 5 4 4

richard f cebull financial disclosure report for 2009

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