report required by the ethics jo in government act of rev ... · on the basis of inormation...
TRANSCRIPT
POSITION NAME OF ORGANIZATION/ENTITY
PARTIES
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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§IOI-III)
1. Person Reporting (last name, first, middle initial)
Norton, David C
2. Court or Organization
U.S. District Court
3. Date of Report
08/06/2008
4. Title (Article IIIjudges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. District Court Judge
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial 0 Annual
Sb. D Amended Report
D Final
6, Reporting Period
01/01/2007
to
12/3!/2007
1. Chambers or Office Address
P.O. Box 835 Charleston, SC 29402
8. On the basis of the Information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.
I, POSITIONS, (Reporting Individual only; see pp. 9-13 of filing Instructions.)
D NONE (No reportable positions.)
I. Co-Trustee Trust (Trust #1)
2. Trustee Article 5 Trust
Trustee Article 6 Trust
4. ,__,
5. '""!! ::..;;----
['':'l .,.. ·_,, co
('"'"":• r .. <.::
. . ·u
II, AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing Instructions.)
rn ! y l..J
i-·-;··1' . ,[{] NONE (No reportable agreements.) VJ
AND TERMS
I.
2.
SOURCE
SOURCE AND TYPE
INCOME
SOURCE DATES LOCATION PURPOSE ITEMS OR PROVIDED
4.
3.
4.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Norton, David C Page 2of14 08/06/2008
III NON-INVESTMENT INCO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
AND TYPE (yours, not spouse's)
!. 2007 Charleston School of Law $ 24,780
2.
3.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
I. 2007 Professor of Pathology at Medical University of South Carolina - Salary
2. 2007 Self-employed Forensic Consultant
4.
JV. REIMBURSEMENTS - transportation, lodging, food, entertalnmenL
(Includes those to spouse and dependent children; see pp. 25-27 of.filing instructions.)
D NONE (No reportable reimbursements.)
PAID
I. Federal Judges Association
05/05/07-05/07/07.Vashington DC Activity of prof. assoc.
Expenses for travel, lodging & food.
2.
3.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
VAWE
YALUECODE
4.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3of14 Norton, David C 08/06/2008
V, GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of fding instructions.)
[Z] NONE (No reportable gifts.)
I.
2.
3.
5.
VI, LIABILITIES, (Includes those of spouse and dependent children; see pp. 32-33 off/ling instructions.)
[Z] NONE (No reportable liabilities.)
I.
2.
3.
4.
5.
of JWng
c. Gti
Coqe
M•ibria Code; K i;?f µ$i Q.2)
Cl)
(<\l·\V)
(I)
D.
(2) (3) (4)
co�_el tH') (A4if)
($,) l\rnQU))t
l
. .
p3. zs;ooo,001 - sso;ooo,ooo
(2)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 4of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 Instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of As.sets (inclildin,g tiust !!S$ets)
B. Income during reporting period
.ss valo.e at end of reporting P.eriod
Transactions during repo.rting pe:riod
(l} (2)'fype(e;g,,Pia® ''.(:X)" after each asset Value Valu.e Type(e.g., ·Pate Value Gain ldei1t\iy of
Method buy, sell, Mmith- Coc!e2 • buyer/sellerCo<le2·exempt lfoni prfonUsckisure .i)iv., rent, (A-H) Code3 l)ay(J,P) redemption)· qrillt) (if private
li,liµi;Jiqticiµ)
l. AES Corp
2. AFLAC Inc
3. Agere Sys Inc
4. Alcatel-Lucent ADR
5. Alcoa Inc
6. Allianz Life Franklin Valuemark
7. Altria Group
8. American Express Co
9. American Intl Group Inc
IO. American Intl Group Inc
11. Ameriprise Financial Inc
12. Amgen Inc
13. AT&T Inc
14. AT&T Inc
15. AT&T Inc
16. Avaya
17. Bank of America
A
A
A
A
A
A
A
A
A
A
A
B
None
None
None
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
None
Dividend
Dividend
Dividend
None
Dividend
J
L
J
J
L
J
J
K
J
J
J
J
J
K
K
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
merger
sell
04/07 J
10/26 J A
I .Jncome;Oiiln C::.,dei: A·=Sl ,OOO·or less -B-41,00l-$2,500 c "12,501 -S5,000 b =$5,001 - $15,000
<SC.C(\iQni1w11i M<ID4l .f -sso,001 - s1-00,ooo o-1roo,001-s1,ooo;ooo H l =S 1,000,001 - $5;000;000 H2 =More thllll $5,()00,000
J=$15;000 odess K,.;$15;00!. • $50,000 L =$50,001 • Sl00,000 M =$100,001 • $250,000 ·
�' \f!l1qeQ\<!O. . . . ···t {:!O):�:Cilll)l)J)JJ .N• $25Q,OOI -$500,000
E SIS,001-$50,000
boo$SOO;OOl -$t,ooo,OQO ·n..sr.oOO;OOl • ,OC)();OOO r2 ss,000,001 • s2s,ooo,ooo P4 •More than·$50,000;00i> 5 ;;ASseillllleiit T =Cash Marl:et J. . · R =Cosf(Real Estate Only) W* tllnl!te
Q=App�i at v·�11001>.V•.tu• V ,.()tber
A. ri tlori
exllWpt fuitJ\
1. J k l)4j
(l)
(A H)
C:
m m
·;( l qsq8 9p;i)
b.
(2) (3) (4)
(A7H) triin$.a¢(fon) .·
(2)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 5of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing Instructions.)
D NONE (No reportable income, assets, or transactions.)
B. · ofAssets Gross val(\e:at ettdJJf Transactions during reporting riod lllcome ciwing
reportlng.reriod reporting period •·(inellJding tnJst liS, ts)
(l) ($) ValueAmo.uni Tyµe (e.g., Valu.e Type(e,g., Date Value OainPll!Cl' "(XY' atl:ereach asset . ld ntl&of
prfor discfosure .COd� r div..• rent, Method buy, sell; Month - Code2 Code I Coqe2 bl!yer(s 4er. or int.) redemptiiJn)Code3(J-P) (ifpjivaDay (J-P)
(QWJ
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28,
29.
30.
31 .
32.
33.
34.
Bank of America
Bank of New York Mellon Corp
Berkshire Hathaway Inc Cl B
BP PLC Spons ADR
Bristol Myers Squibb
Capital World Growth and Income Fd CL A
Capital World Growth and Income Fd CL A
Capital World Growth and Income Fd CL A
Chevron Corp
Chevron Corp
Chevron Corp
Cisco Sys Inc
Citadel Broadcasting Corp
Citadel Broadcasting Corp
Citibank Deposit Program
Citibank Deposit Program
Citibank Deposit Program
A Dividend
A Dividend
None
B Dividend
A Dividend
B Dividend
B Dividend
B Dividend
B Dividend
A Dividend
A Dividend
None
None
None
A Interest
A Interest
A Interest
J
J
J
L
J
K
K
K
K
K
K
J
J
J
J
K
K
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
buy
buy
buy
spinoff
spinoff
08/21 K
08/21 K
08/21 K
A·'"S .ooo orles.s ii t,llOJ ,si;500 C "'1¢,5rJl '$5,liOO D =$5,001- SH,000 ·.
. MlalifO; I' •S P,Q<H, SlQ0,000 J'"$ ts•,OO(for Jess
0�$r,QQ,QOI -l(QOQiOOO K"'$15;00I- 5li,OOD
HJ. �SI ;OOQ;¢1 - S ,OOQ,000 L =S50,QOI • $100,000
H2 -More thllil ss;ooo,ooo M "'$100;001 · $250,000
N..S2so.001 . ss()(j,ooo o:..;ssO!l.001 . s1,oo6;000 Pl "'$1.000;00i ··S5;000,0fl(I P2 =$5,oo0,001 - $25,000,000 H"'S2s,ooo,001- sso;ooo,ooo P4 •More than sso,ooo;ooo
3,.VaJudiltt)>o&Codcs . Q•A11praisal R ooCost'(Real llitate Only) s -Assessment T -Cash Market
·. <SCc.:!Ji>�lwm@ 1.r-aook Value V--0\h r W;..Eatimatci!
lli tilalll 6idea: < .c<>1 a1.);llo.4)
xsk t;o\iiln!is.cril!ilPJl
B. c.
A
(Q-W)
=>;ppraisal :u.;.;13 Va1ue
D.
(2) (3) (4)
Month-Day (A-F{j
( ) (l} (2)
Method
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TRUSTS - Income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing Instructions.)
D NONE (No reportable income, assets, or transactions.)
A, In ome.duringOe5,cl1ption ofAssets Gross valu.e ate.end of Transactions during reportirtg rioll
(includ.hrg trust assets) reporting period reporting·period
(I) {2) (I) • l'lacl: ·· affo;eaclJ ass:et Value
di"'.· rent, Co<:leZ Amount Type\7;g;, 'fype ( .g.. Date Value o•iriVal\le M niltr f <::Ode. r .. ; x m11t6'-0mpridrdisclosure buy, sell; Codd Cbdi:)· (A;H) or int.} rei\emption) {J-P)(J-P) Codd
35.
36.
37.
38.
Citigroup Inc
Coca-Cola Co
Comcast Corp
Comcast Corp
D Dividend
Dividend
None
None
L
J
J
J
T
T
T
T
partial sale 03105 J A
39. CSX Corp A Dividend K T
40. Dell Inc None J T
41. Walt Disney Co A Dividend J T
42. Walt Disney Co A Dividend J T
43. Walt Disney Co A Dividend J T
44. Dover A Dividend J T
45. Dow Chemical A Dividend J T
46. Dow Chemical A Dividend J T
47. EI DopontCo A Dividend J T
48. Eaton Vance Tax Free Fund CL A A Dividend M T
49.
50.
Eaton Vance Tax Free Fund CL B
Electronic Data Systems Corp New
A
A
Dividend
Dividend
L
J
T
T
51. Eli Lilly &Co B Dividend K T
1, A. $1;000 or less 8 cSl;OO!: $2,500 c ..S2,501 • $5,000 il =$.i,001- $15,000
F •sso.001 . s 100.000 o-n\l0.001 - s1,ooo;ooo HI -si;ooo;ool. SS,000,000 H2 -More than ss,ooo;ooo · 2: Villue&de. J e$! S,OlllJor less K "SI:S,001 • $50,000 L=S50;001 ..swo,ooo M =$100,001 • $250 :000
N,"$250,()()1 • $500,000 O-SS00,{!01-Sl,obd;OOo P1 .;s1.ooo,001 -s .00o.ooo r2 -ss,oo0,001 '125,000,000 P3 ..S2s;ooo,om , sso;ooo;ooo P4 =MoreJh:an sso:.ooo;ooo Q R.=<;ost(Rcal EStatc Only) S "AS.essmeiit T =CtlshMarlcet
v;;oi&er w"'ES.thnateci
A.
m{)" exe)inp ir<im
B. c.
reporii perl (:1) (4) {l)
'fyp
CH) iii!,) CQ•W)
'4oibroii.fci
D.
(2) (3) (4)
J)ay {H) (A-ffi
(S)
<ifllokare bw ii)
(I)
,, ·. .. ' . ' .,,,
Name orPerson Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TR US TS - income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
J:>escl'iptlon <>f Ass�ts Gross valu.e at end of Income.dtiring Transactions during reporting pe,riod finc!11i(ing irn t as ts) reportmg:period
< ,' :. , >'. :
Amount ( ,g,, Value Vafu'e Date Vallie G. inPlace a!Wr each. asset Type (e.g., Ic! ntity9f,CO<le t . div.,r t; Cooe2 M od buy, s I, . prior discfosu\.e Month- Code2 Co.de l · bliYer/� ller(A-fl) Coddor redempti<w)
{Z).
52. Eli Lilly & Co A Dividend J T
53. Emerson Electric A Dividend K T
54. Expedia Inc None J T
55. Exxon Mobil Corp A Dividend J T
56. Exxon Mobil Corp A Dividend L T
57. Federal Home Ln Mtg Corp A Dividend J T
58. Federal National Mortgage Assn A Dividend J T
59. First Federal of Charleston c Interest 0 T
60. First Financial Holdings Inc D Dividend N T
61. First Financial Holdings Inc c Dividend L T
62. Genetech Inc None K T
63. General Electric Co B Dividend L T
64. General Electric Co A Dividend K T
65. General Electric Co c Dividend L T
66.
67.
68.
General Motors Corp
Goldman Sachs Group Inc
Growth Fund of America CL A
A
A
B
Dividend
Dividend
Dividend
J
J
K
T
T
T
A Sl',{){)()codess ll ""Si;Ml -S?,500 C "'$2,SM • $5;000 0"$5;001-SIS,000 F $50,!JO.l -Sl1J-O,Q(l() <i-s100,0!Jl -Sl,000,000 HI "'Sl,000,001 - $5,000,000 H2•nMore,thM S5iOOO;OOO J,,SI:5;000 or less K SJ 5;001 - 150,000 L=SS0,-001-'$100;000 M"'SlOO,OOI • $250,000 N «S2SQ;oof. $5\lj),@O b'1 0!).001 :. S!,()()(),000 l'l 41,000;00 I - $5;000,000 r2 "'ss,000,001 • s:is;ooo,ooo PJ .,m;o.oo;om • sso;ooo,ooo 1'4"'More.iban.$50,000;ooo .Q',.;:Appiaisal · R 7C<ist:(Real.Estatc Only) ·s -Ass.S.111ent T ..Cash'Marlcct lv 1ue
(S ceol)l;n'n C2) < .. Li·='B09k Vat e V·-dther · Wal!,<ltjlnOt d
I\
c.
(I}
o
i Pl)
D.
(2) (3) (4)
Day (Ml}' $llpUO)iJ
69.
73.
74.
77.
78.
79.
FINANCIAL DISCLOSURE REPORT
Page 8of14
Name of Person Reporting
Norton, David C
Date of Report
08/06/2008
VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A Descl'iption -0fAssets :(in lildJng 1rnst assets)
:pJac "(X)'' after each asset
.. :CJ\t!lnPtft:oiµ;ptioniisclosure
R Income during
repoiting petioo
Amount Cotje l (t\-H)
(2) 'l'ype{e,g., qiv., ren
or int:)
Gross value at .end of reportinl! period
(I) Value
Co;!e2 (J-P)
(2) Value
Methocj Code3 (Q"W)
(l) 'rype(e,g., buy, sell,
redemption)
Transactions duringrep<irtin��riod
(5)Date Value Gi!in Identi!Yqf
M-0nth- Code2 Code 1 buyerheller (JcP) (if private
Growth Fund of America CL A B Dividend K T
70. Hartford Financial Services Grp
71. Hartford Capital Appreciation Fund (IRA)
72. Hewlett Packard Co
A Dividend
A Dividend
A Dividend
J
M
J
T
T
T
Home Depot Inc A Dividend TJ
Honeywell Intl Inc A Dividend J T
L75. IBM A Dividend T
76. Idearc Inc A Dividend J T
Idearc Inc A Dividend
Intel (IRA) A Dividend
Intel A Dividend
J
K
J
T
T
T
80. !AC Interactive Corp None
81. Johnson & Johnson A Dividend
82. Kimberly Clark A Dividend
83. Kraft Foods Inc CL A A Dividend
84.
85.
Legg Mason Partners Aggressive Growth FDCLC
Legg Mason Value Trust Inc A
None
Dividend
J
J
J
J
J
L
A �$l,OOCfor less ii..St,®l-$2;500 F .,s:so.oo1 - f!OO,OW G·•S!W,001 ··S l,Q00,000
i:.:sb.ooo;orio&s K =.si:s;OOl -c$50,o® N '1ifo,001 - SSOO,(J()Q .:Ssoil.()Oi ·-$J.llO<i;ooo PJ =$il5;000.001 - sso,o6o,QOO
· · valrie, ethOdCooca · ·Q =Appraisal R =Oisr(Real EStatc Only)
T
T
T
T
T
T
spinoff
c ..S2,sot -ss;ooo HI •$!;000,001 • $5,00QiOOO L =$5Q,00l ; $1.0Q;OOO 1>1 .;.$f,ooo;ooi, $s;(){)i),ooo p.j •More than SSQ,O<Xl;OCfO S =Assessment
D =$5;001- $15,000 H2 =Mort•tMn $5\000;QOO M "'Sf00,-001 • $250;000 :P2 =ss;ooo;ooi - s2s;OOO;ooo
T ash Marl:et
(Spc'C!>liiffin U*!ll)<:>kValue V=f>.ther W•Eitfrt\llte
A
P!'riod
(l} .(i)
! t; cA: m
c.
(I)
(J-P)
Vil!\!
2.V81#5<tiides ·.( c iinlnscJ'ol!lii>J)
3. u
D. Pl'rii>ll
(2) (3) (4)
Day (J-P) (A�HJ
R "CO.t(Rehl Estate O ly}
FINANCIAL DISCLOSURE REPORT
Page 9of14
Name of Person Reporting
Norton, David C
Date of Report
0810612008
VII. INVESTMENTS and TRUSTS - Income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
i:lescrJpliim of Assets
in<>lHdfull ln!st llSS,ets)
·Piaco ''(X)" after e.aclr asset
· exiim\,tll'om prJiir disclosure
ll lMQtM during
rcportin� Gr.oss v lue,at .end of
rep-Orting period Transactions during reporting
Amouni. . Type k .. C!o:ilc div.,
or iµt;)
{2) Valu.e
Co<lo;::2 . Met!tod C9de3. .(Q-W)
(l) Type (11.g.,
. bµy, sell,
redemption)
Date Value G, h1 Month- Code2 Code.)
($) ldcniityof buycr/se\Jer .(ifpriva\ii trim ction)
86.
87.
88.
89.
90.
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
101.
102.
Lincoln National Corp
Linciln National Life Annuity (IRA)
LSI Logic Corp
MFS South Carolina Muni Bond CL A
MFS South Carolina Muni Bond CL B
Mass Mutual Life Ins
McDonalds Corp
Merrill Lynch & Co Inc
Metlife Ins Co of Connecticut Vintage
Metlife Life & Ann Co of Conn TLAC Port Arch
Metlife Life & Ann Co of Conn TLAC Marquis Portfolio
Microsoft Corp
JP Morgan Chase & Co
Motorola
3M Company A
NCR Corp New
Neenah Paper Inc
A Dividend
A Dividend
None
B Interest
B Interest
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
A Dividend
J
N
J
K
K
J
J
J
M
M
N
J
J
J
K
J
J
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
spin off
1.Jn.eo «:J!'lµ ; A ,,;st,000 or less B =Sl,001 • $2,500 D =$5,001 • $15,000 E =SiS.001 • $50,000 {$«·Col.l!il)M Bl·•P\l 04) f •$50.;001. $1()(),000 G •$JOO,Wl • s1,ooo,ooo H!•Sl,OOO;oo1 ·$5,000,000 H2 =More than SS,000.000
!·=$1.5;000. or foss K "'$15;001 'SS0.000 L =SS0,00! ··Sl00,000 M-'SI00,001 • $250,000
N =S2SO;OOI • $S00,000' b,,;s ,00;001.s1,ooo;ooo Pl 41,000;00! · $5,()()0.QOO P2 •$5;000,001 • $25;000,000
P3 -;$2s;ooo,001- sso,000,000 P4 •More thftn sso,ooo;ooo
C =S2,SM • $5,-000
Q•-'Apprairal S =Assi:ssmeµt T .,Cssh'Maiket
• i:J tiiXlk v lµe :V=Oi)i" w Esd!t\llt . .
o criptionolAssets <!nqtucill\g
u
oo;, it1'ltl)li
... -1l!XMXX>·
(;l)
cixlc. ( ¢lijmbn }
ss00..0-00
=C6St
Q,
(2) (3) (4)
Day {A-H) ti:anW:tf o )
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 10of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) • '· .A
tmst asiiets)
• S. Inqoi'!le during rep-0itl11�period
c. Gross val e at end of
reporting period Transactions during repo:rii11g.peiloo
·Pl atwr each ass.et • fromprlordisc!Osure
Ai111>Unt Code! (A-H)
(2) Typ (q .• iUv,,.rem,
or hit;)
(l)Valu.eCode2(J-P)
{?)Vidue
M.et!iod :Code 3 (Q,W)
(l) '.f}'JJe(e.g., buy, sell,
redemption)
Date Value Gain Month- Coi:!e2 Code.I
(J-P)
(S)lclentityQfb)lyei/&eller(ifpriva�
103. Nokia Corp
104. Norfolok Southern
105. North Carolina Rental Property 100%
106. Paragon Life Fiited Fund
107, Pepsico Inc
108. Pfizer Inc
109. Pfizerinc
110.
111.
112.
113.
114.
115.
116.
117.
118.
119.
Proctor & Gamble
Proctor & Gamble
Progress Energy
Putnam Tait Smart FDS Equity FD Cl B
Safeway Inc New
SCANA Corp
SCBT
Scherling Plough Corp
Smucker Co New
South Carolina State Deferred Comp Plan
A
B
c
A
A
A
A
A
A
A
A
B
A
A
A
A
Dividend
Dividend
Rent
None
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
J
L
0
J
J
J
J
K
K
J
M
J
K
K
J
J
L
T
T
Q
T
T
T
T
T
T
T
T
T
T
T
T
T
T
buy 05104 0
<6>"$i. (>99r! !J""SI,QOI -$2,500 C 2,5&1 • S!i;OOO b =$5;001-S'l 5,000
F '*S,50,0()1 ·O:°"llOO�oo1 :,$f;ooo,0-00 HI si;@;®! - MOQ,WO m•i.'.Weti>an.$5;00,0,0-00
J•$L ;oiJO qr J�s K =$15;00! ··$50,000 i..=sso;-001 · .SHJ0,-000 M =$100,-001 • $250,-000 N ,.S so jiai - o =!S®:il01 ' $1 ;<)bo;OOO Pl $1.@;061. ss,000,0-00 P2 =S5;000;001 - S25;000;000 ' " ' ... ' ' ' ri-'Si5;o00,001 - sso;OOO,ooo P4 bMrirc:than sso,ooo;ooo
·3;·y.i�eM lhiil! Q •.Apjiiaisiil R {Real EStatc Only) S =Assessf!1ent T -'Cash Market
0•"8ii<ik Vtilue v ..ciiber w "'il'.Stltnat.
A.
lhini
t.
Cl} ' CZ) ( ·lfo
<lill\inJ;,..ci
J'Wr6 ili!rricf ..
D:
(2) (3) (4)
Day (MJ) ti\rycif /seller
Q\Jl!(,)
Wrne
{Q"W)
·:
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 11of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TR us TS - Income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing Instructions.)
D NONE (No reportable income, assets, or transactions.)
B. Dei;cr,iption ofAssets !nc0,rne during Gross valU,e at end ·of Tmnsactiqnsduri!lg riin$operiod (incliiding !nlst assets) r¢1'0,rting period r pQrtilJg .peri\ld
(1)Valile
{2) (l) (S)baie Value Gain J<l iiiyofl'lilce ''OO .after each asset Atiioiil)t
·corl 1· Type(e.g.,. . ·
··.exempt prior disclosure ,Cqde'.2 Method buY sell,Cli\i:; Month- Code2 Code I · {A:fl) {jfprivafi;(J-P) Cod.e 3 redernption) (FP)
. l.r!l!lllal:ifon)
120. South Carolina State Retirement Plan B Dividend M T
121. Solectron Corp None sell 10/J 1 J A
122. St Paul Companies Inc merger
123. South Carolina St Ser MB UT A Interest J T
124. South Financial Group (IRA) c Dividend L T
125. Spectrex (IRA) None J T
126. Sun trust Banks Inc D Dividend M T
127.
128.
129.
130.
131.
132.
133.
134.
135.
136.
Synovus Financial Corp
Teradata Corp
Texas Instruments Inc
Time Warner Inc
Travelers Companies Inc
Trust #1 - Lain Farm
UTS Strategic Ten Dow 07-D Portfolio(IRA)
UTS Strategic Ten Dow 07-A Portfolio (IRA)
Verizon
Verizon
A
A
A
A
A
c
A
A
Dividend
None
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
K
J
J
J
J
P l
K
M
J
J
T
T
T
T
T
Q
T
T
T
T
spin off
merger
partial sale 01103 M G
l. ijii;9Y,ceiiU COdea: A :;:i$1'.l.OOO:or.less a....sr,001, i;soo C -$2,501. • SS,-000 D =S5;001'-Sl5;000
: <SeO:ct.i lll!U Bl:aAd·D-0 F ,,,$50,0CU - $11)0,000 G•Si-O!J,Q(),I -$1,00Q;OOO HI "SJiOQO,OOI :- $$,000,000 H:? "'More iMrt ss;ooo,ooo 2.va1ue J "$1.S;OOO or less K"U ;()l>l · SS0,{)00 L=SS0,001 •S'!00,-000 M=Sl00,001 • SZSU;()()O
· V,,J N·o.Sis .001 · SS1)(),000 o s1)0;(1b1-$1,ooo;ooo Pl •$f,qiio;iX>1 : ss,ooo;ooo 1'2 -is;ooo,ooi - szs,'i)()o,ooo . . . P3 "'$ ;000,001 • sso,oot>.ooo P4 •M.ore;thjp\ sso,600;o0o
Q"'.�P.raisBl R -COSt:(Real Eiltafe Qiily) ·S :l\sScS.!ment U .;B@kValµe v--Ot.h.,;. , · · w.:�ti!\l!lted
B.. c.
(0 Cl)
K. 0"!$Soo;&li
..qj.t(Rcat: iJ tii;
(Q<W)
D.
(2) {4)
Cllil'cf:
m
b\!y F/#ll¢r
14!J on)
; « ) (3) V&lµe
.C<Jde2 (Jcp)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 12of14 Norton, David C 08/06/2008
VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see p;. 34-60 of filing Instructions.)
D NONE (No reportable income, assets, or transactions.)
.A Pesctjption <>fAssets Income.duiiitg Gniss value a.t end of Transactfons· during reporting period
. (f�l1iUdinj!!mStllS t$) nipdrting perfod rqiPriillg tieriod
(I) {Z) (I) pjii,eC'f(X}" ahkr eaC!\ asset Amount Type'(e.g.,�i�trrompiio;·dJsd(osure
Value Vii foe Type(e.g., :D.Me l�fe!ilfiyof
(l(P,iivatii
Gain .. COife l Coqe2 Method M�n\hdiv:; rel\!, buy, sell, (A-fl) oriiiL) · Coqej re<l•r1mtion) D yfJ-P) ()1.-ffl'
..
137. Wachovia c Dividend L T
138. Wachovia (IRA) c Dividend L T
139. Washington Mutual Inc A Dividend J T
140. Washington Mutual Investors Fund Cl A c Dividend L T
141. Washington Mutual Investors Fund Cl A A Dividend J T
142. Washington Mutual Investors A Dividend J T
143. Wells Fargo & Co New A Dividend J T
144. Wyeth A Dividend J T
145. Wyeth A Dividend J T
146. Zimmer Holdings Inc None J T
.>,•c-Sh-090 odi.ss B -11;60;� < $2,500 c 2; 01 -$5;000 D =$5;001 • SIS,000 'f. •$50,001.: $10p;QQQ ·G•.,1l:11Q,ilo1 $1,00Q,OQO tt I -$I ;OQ<>,00'1 S$,POQ;-OQO •Mot. tb1µ1 $5;00!>,000 ·
· · J."'$!5;ooo or10..· �$1s;ori1 , sso.0® E ..sso.001 -:s1oo;ooo M"'SI00,001 ·'S2S0,000 .N:..s:i b.0ot -l�OO;Ooo '$i,\iop;opo ' i>l "<$1,oOoiOOl· -$S,000,000 1>2 =ss;-090,001 - si5,9Q0,00li
P4:..,M<ite;t11An·ssil,doo:ooo Q '"Appriiisitl R &tall: Ollly} . s SSl!lent :l) "'B.oo :Vi)ue W•listi!llllted
Lyons
Heart
"Trust A
12/31/03
Ian d Bank
Hilliard
Account
• Eli Lilly & Co.
- Pfizer Inc.
Checking)Money Market
Lain Farm Ragsdale . ' Farm Tipton Farm .
;·
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 13of14 Norton, David C 08/06/2008
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale partofReport.)
Explanations for Part VII. Investments and Trusts
1. Line #19 Bank of New York Mellon Corp changed from Bank of New York.
2. Line #30-#31 Citadel Broadcasting Corp was a spinoffWalt Disney Co.
3. Line #48 Eaton Vance Tax Free Fund CL A previously known as Eaton Vance Tax Free Fund.
4. Line #49 Eaton Vance Tax Free Fund CL B erroneously omitted from 2006 report.
5. Line #77 Idearc Inc erroneously omitted from 2006 report.
6. Line #83 Kraft Foods Inc CL A formed from spinoff.
7. Line #88 LSI Logic Corp formed from merger with Agere Sys Inc.
8. Line #90 MFS South Carolina Muni Bond CL B erroneously omitted from 2006 report.
9. Line # 105 North Carolina Rental Property other 1/3 purchased now ownership 100%.
10. Line #128 Teradata Corp formed from spinofffrom NCR Corp New.
11. Line #131 Travelers Companies Inc formed through merger with St. Paul Companies Inc.
12. Line #132 Trust #I Lain Farm parial sale of-
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory - -- - · - - - - · ---- - -
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 14of14 Norton, David C 08/06/2008
IX. CERTIFICATION.
I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and t compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judi
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544