0

D

ORGANIZATION/ENTITY

CJ rry

r ;

(}'J

I.

a::. PARTIES AND TERMS

Blue Cross/Blue Shield fully paid as part ofState Retirement

(_· J (")

r · · (=> r_.r.. :.. r-- ... c-�--;;.-r-r; '

.. -···;t- ...

,......,<.::> 0 -....... '"""' ::i":' rr;.:;:.......

-.;: C)

N "•'T

)> :"'--.... 1'11

-;9 0

Report Required by the EthicsFINANCIAL DISCLOSURE REPORT •!O IO in Governmenr Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-111)

I. PerliOD Reporting (last name, first, middle initial)

Kosik, Edwin M.

2. Court or Organization

U.S. District Cowt/M.D. Pa.

Sa. Report Type (check appropriate type)

D Nomination Date

D Initial Annual

Sb. Amended Report

D Final

3. Date of Report

05/0512010

6. Reporting Period

01/01/2009

to

12/3112009

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate ful I- or part-time)

Senior U.S. District Judge

7. Chambers or Office Address

William J. Nealon Federal Bldg. & U.S. Courthouse North Washington and Linden Streets P.O. Box 856 Scranton. PA 1850 I

8. On the basis ofthe information contained In this Report and any modifications pertaining thereto, it is, in my opinion1 in compliance with applicable laws and regulations.

Re>iewing Officer Date

IMPORTANT NOTES: The instructw11s accompanying this form must be followed. Complete all parts, checking the NONE bo:xfor each part where you have 110 reportable i11formation. Sig11 on last page.

I. POSITIONS. (Reporting indMdual only; see pp. 9-13 of filing ins/ructions.)

[ZJ NONE (No reportable positions.)

POSITION NAME OF

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

D NONE (No reportable agreements.)

I. 7/l6/1986

··7

<fl 2.

3.

Kosik, Edwin M.

SOURCE AND IYPE

DATES

INCOME

ITEMS PAID OR PROVIDED

, FINArNCIAL DISCLOSURE REPORT

Page 2of9

Name of Penon Reporting

Kosik, Edwin M.

III. N 0 N-INVEST MENT IN co ME. (Reporting im!Mdtcal and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (11/o reportable non-investment income.)

I. 01-12/09 Commonwealth of Pennsylvania Retirement

Date of Report

05/05/2010

(yours, not spouse's)

$53,300.00

2.

3.

4.

B. Spouse's N on-lnvestm ent Income - Ifyou were married during any porti011 of the reporting year, complete this section.

(Dollar amoun1 not required except fOr honoraria.j

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

l.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE LOCATION

I.

PURPOSE

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VALUE CODE

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of9 Kosik, Edwin M. 05/0512010

V, GIFTS. (Includes those to spouse and dependent children; seepp. 18-31 of filing instructions.)

[ZJ NONE (No reportable gifts.)

VALUE

l.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of>pouse and dependent children; see pp. 32-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

of filing

div Method Code

! . :rst : :lrung (Q· W)

Premiurr I i

I I

_i __

t

l

I

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4 of9 Kosik, Edwin M. 05/05/2010

A. D.c.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure i Code I , rent, Code 2 p:��:-.: (I)

Type (e.g., buy, sell,

(2) --,--(3)--!-(4) ! -Date I Value Gain . 1mmldd/yy i Code 2 i Code I

(5) Identi y of

buyer/seller (A-H) or mt) (J-P) 3 redemption) I (J-P) (A-H) (if private

_l_ --- -

transaction)

VII. INVESTMENTS and TRUSTS - income, l'Olue, transtU:tions (lnc/uJ/e.< those ofspouse and dependent children; see PP• 54-60 instructions.)

D NONE (No reportable income, assets, or transactions.)

\I. Pennstar Bank, Carbondale, PA (Savings)

2. Penn Security Bank, Moscow, PA (Savings)

B

A

interest

Interest

L

K

T

T

! 3. Mutual of New York (1987) Single Policy

4. First Credit Union, Scranton, PA (Savings)

B

B

Dividend

Interest

K

M

T

T

5. PNC Bank, Scranton. PA (Checking) A Interest 1 T

6. Pennstar Bank, Carbondale. PA (Cert. Dep.) B

A

Interest

Dividend

L

J

T

T7. PNC. Pittsburgh, f>A

I 8. Prudential Equity Fund, Class B

9. Prudential World Fund, Global Series B

IO. Cisco Systems. Inc.

A

A

Dividend

Dividend

None

J

J

K

T

T

T

11. Coca Cola Co. Delaware A Dividend K T

12. General Electric Co. A Dividend J T Buy 3i25/09 K

13. Hershey Foods Corp.

14. Intel Corp.

15. Lucent Technologies, Inc.

A

A

Dividend

Dividend

None

K

J

T

T

Sold 3125109 K D

16. Merck&Co. A Dividend K T

17. MicrosoftCorp. Washington None L T

I. income Gain Codes: A =$1,000 or less B -$1,001 • $2,500 C =$2,SOI • SS,000 D =$5,001 - Sl5,000 E =$15,001 -$50,000 (Sec c,,1umns Bl Md 04} F =$50,001 - $100,000 G -$100,001 -$1,000,000 HI =$1,000,001. $5,000,000 H2 =More Lhan $5,000,000

2. Value Codes J =$15,000 or less K=$15,001-$50,0DO L =$50,001. SI00,000 M =$100,001 -$250,000 (See Columns Cl and 03) N =$250,00 I • $500.000 0 =$500.001 -$1,000,000 Pl =$1,000.001 -$5,000,000 P2 =$5,000,00! • $25.000,000

P3 =·$25,000,00 I - S50,000,000 P4 =More than $50,000,000 3. Value Method Codos Q=Apprnisal R =Cost (Real Estate Only) S =Asses:i.111ent T =Cash M>trket

(Sec Column C2) U =Book Value V -Other W =Estimated

(I) l{i) --, -·-·m · ·-r- (2J (3)1' (4-) -1· !

_<_o_-w l

I

I

'

I

;

I I

> ( ) .. . (Zl--reporting period

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 5 of9 Kosik, Edwin M. 05/0512010

VII. INVESTMENTS and TRUSTS - income. vaf11e, transactions (Includes those of spollSe and dependent children; see PP· 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D --c.-·· -- ----- ---A. B. D.

Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

. of reporting period

(5)Value Value Type(e.g., Date .1 Value Gain ! Identity of· '!Arnount Type (e.g ..

I MethodCode 2 Code 2 Code ICode I div., rent, buy, sell, rnmldd/yy · buyer/sellerIredemption) (ifprivate transaction)

---·. .. __J___ ___.. ___ _L_ _l _ _j _ _J....

(A-H) Code 3 (J-P) (A-H)i •or int.) (J-P)

18. Pepsico, lnc. A Dividend K T

119. Praxair, Inc. A D ividend K T

20. Schering Plough Corp.

21. Tricon Global Restaurants, Inc. I

22. Union Carbide Corp.

23. Prudential World Fund, Inc. Global Series

I Class A

24. Command Money Fund

25. Prudential Special Money Market Fund Inc .

26. Alliance Quasar fund Class B

27. Target, Large Cap fund

28. Southern Union Co.

29. PA Intergovernmental Corpomtion

30. Strategic Partners New ERA Growth Fund, Class B

31. Philadelphia General Obligation

32. Prudential Financial Inc.

! 33. Wachovia Corp.

34. N BT Bank Corp.

A

A

c

A

A

A

B

B

A

Dividend K

None J

Dividend K

None K

Interest L

Interest J

None K

None K

Dividend M

Interest

None J

Interest K

None J

Dividend K

Dividend K

T

T

T

T

T

T

T

T

T

Sold

T

T

T

T

T

6115109 J

!;

I

I. Income Grun Codes: A =$ 1.000 or less B =$1,00 I • $2.500 C =$2.511I - $5,000 0=$5,001-$15,000 E =$15,001 -$50,000 (Sec C-0\umns Bl and D4) F -sso.001 - s100,ooo G =S I00,00 I - S l .000,000 HI =Sl,000,001 -$5,000,000 H2 =More th'1Jl SS,000,000

2. V:aluc Codes J =$15,000 orlc5' K =$15,001 -$50,000 L =S50.001 - s100,ooo M =-.$ !00,00 I - $250,000

(Soc Cohunn• CI and 03) N =S250,00I - $500,000 0 500,00 I - $1,000,000 Pl =$1,000,001. $5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25,000,00 I • S50.000,000 P4 =More than $50,000,000

3. Value Mctllod Codes Q=Apprai.<al R =Cost (Real Esll1tc Only) S =Assessment

(See Column C2) U =Book Value V=Othcr W=Estimatcd

G(2) ·-,-(!)

!

I

I I

FINANCIAL DISCLOSURE REPORT Page 6 of9

Name of Person Reporting

Kosik, Edl'lin M.

Date of Report

05/05/2010

VIL INVESTMENTS and TR US TS - income, vatue, transactions <Tndudes those of spouse and dependent children; seePP· 34-60 ofJUing instructions.)

D NONE (No reportable income, assets, or transactions.) A. ,---

B. c. ··--;--0.

Description of Assets (including trust assets)

Income during

reporting period

Gross value at end

of reporting period Transactions during reporting period

,--m· (2)

Type (e.g., div.J rent.

or int.)

(I) --. '(2) (3) (4)

35.

36.

37.

38.

Place "(X)" after each asset

exempt from prior disclosure

M&T Bank Corp.

Alger Midcap Growth Fund

Alliance Bernstein Growth Fund

BadgerTOB Asset Scrutinization

i 39. !DEX Mutual Fund

40. Pimco Small Cap Fund

141. Strategic Partners Large Cap

42. Lord Abbett Midcap

43. YUM Brands

44. Cohen & Steers REIT Utility Fund

45. John Hancock Tax-Adv Dividend Fund

46. Ta ldex Asset Allocation (!MOX)

47. Evergreen International (EB!)

48. NFJ Dividend Interest Premium Strategy Fund

49. Allianz NFJ Small Cap

50. Colgate Palmolive

51. Seligman Target Fund

I. Income Gain Codes: A =$1,000 or less

(Seo Columns BI und 04)

2. Value Codes

(Sec Columns Cl and 03)

F =$50,00 I - SI 00,000

J =SJ 5,000 or loss

N =$250,001 - $500,000

.1.Amount Code I

. (A-H)

I_

c

A

c

c

A

A

A

B

B

c

A

B

A

3. Vuluc Method Codes (Sc<: Column C2)

P3 =s2s,ooo.001 • sso,000.000

Q =Appraisal U =Book Vafue

Dividend

None

Dividend

!nterest

Dividend

Dividend

None

Dividend

Dividend

Tnterest

Dividend

Dividend

Interest

[nterest

None

Dividend

None

Value Value I Type (e.g.. Date Value Gain Code 2 Method buy, sell, 'Imm/dd/yy Code 2 i Code I

(J-P) Code 3 ; redemption) (J-P) ' (A·H)

-'----Q-W)

- __j_ -- - _I__ _

L T

K T

K T

L T

L T

J T

K T

J T

J T

K T

K T

K T

L T

K T

K T

J T

L T

B =$1,001 • $2,500 C=$2,501 • SS.000 D =$5,00J - SIS,000

G =$100,001 • $1,000,000

K=$15,001-$50,000

0 =$500,001 -$1,000,000

R =Cost (Real Esta!c Only)

V =Other

HI =$1,000,001 -$5,000.000

L =$50,001 - S!00,000

Pl =$1,000,001 • $5,000.000

P4 =Moro than $50,000,000

S =Assessment

W =Estimated

H2 =More lhan SS,000,000

M=$l00,001- 250,000

P2 =SS.000,00 I • $25,000,000

T =Cash Mari<ct

(5) Identity of

buyer/seller (if private

transaction) [ __, ·--·-

E=$15,00l -S50,000

II

___ __ _ __ _______

! I

I

!

A K

T

T K

i (1J_[. c2>· -- ·-c1)-1 (i)T--rn-' a>-'(3)-1(4)1

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Page 7 of9 Kosik, Edwin M. 05/05/2010

VII. INVESTMENTS and TRUSTS - income, va1ue, 1ransact1ons <1ncfodes those of.'JJouse and dependent children; see PP· J4-6o of filing instructions.)

0 NONE (,Vo reportable income, assets, or transactions.)

A. C. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets)

Plare "(X)" after each asset exempt from prior disclosure

of reporting period i

i Value Value I Type (e.g., I Date Value I Gain Code 2 Method buy, sell, I mm/dd/yy Code 2 Code I

. , (J-P) Code 3 1 redemption) (J-P) I {A-H) I

(Q-W) I ' J__ l

I I

reporting period

Amount Type (e.g., Code I div., renr, {A-H) or int.)

·'---··

I

(5.) Identity of

buyer/seller (if private

transaction)__; _______ L_ __;_

I I:!

,-· -·-·

s2. Medco Health Solutions

53. Goldman Sachs TR High Yield Municipal B

None

Interest

J

K

T

54. Eaton Vance Insured Municipal Bond Fund

55. Pfizer Inc.

c Dividend

Dividend

K T

·Buy 03/25/09

56.

57.

I. Income Gain Codes: [Sec Colunm' Bl ond 04)

Z. Value Codes (Sec Columns Cl and 03)

J. Vllluc Method Codes (Sc Colunm C2)

A =$1,000 or less F =$50.001 - $100,000

J =$15,000 or less N =$250,001 -$500,000

Pl =$25,000,00 I - $50,000,000

Q=Appraisal

U =Book Value

B =$1.001 -$2,500

0 =$I 00,00I - $1,000,000

K =$15,001 • $50,000

0 =$500,001 -$1.000,000

R =Cost (Real Estate Only)V=Olho:?r

C =$2,501 - SS,000

HI =$1,000,001 -$5,000.000

L =$50,001 • $100.000

l'I =$1,000,001 -$5,000,000

P4 =More than SS0,000,000

S =Assessment

W ::::E:;t.imatcd

D =$5,001 -$15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 -$25,000,000

T =Ca>h Markel

E =$15,001 -$50,000

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8 of9 Kosik, Edwin M. 05/05/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (TndicatepartofReport.)

All stocks reported are common stocks.

No. 21 Increase purchase of General Electric.

. ..

Name of Person Reporting Date of Report, F.INANCIAL DISCLOSURE REPORT

Kosik, Edwin M. 0510512010Page 9 of9

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory p rovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY L DIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL . AND CRIMINAL S.Ai'l"CTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544