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Page 1: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Recurrent neural networksModelling sequential data

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 1

Page 2: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Recurrent Neural Networks 1: Modelling sequential data

Steve Renals

Machine Learning Practical — MLP Lecture 915 November 2017 / 20 November 2017

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 2

Page 3: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Sequential Data

We often wish to model data that is a sequence or trajectory through time, forinstance audio signals, text (sequences of characters/words), currency exchangerates, motion of animalModelling sequential data

Invariances across timeThe current state depends on the pastNeed to share data across time

Convolutional networks model invariances across space – can we do somethingsimilar across time?

Yes - time-delay neural networksCan we use units to act as memories?

Yes - recurrent networksMLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 3

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Recap: Space invariance

Input 28x28 3x24x24 Feature Maps

3x12x12 Pooling Layers

6x8x8Feature Maps

6x4x4 Pooling Layers

Local connectivity

Weight sharing

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 4

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Modelling sequences

t=0

t=1

t=2

t=3

. . . . . .

x1 x2 x3

Imagine modelling a timesequence of 3D vectors

Can model fixed contextwith a feed-forwardnetwork with previoustime input vectors addedto the network input

Model using 1-dimensionconvolutions in time -time-delay neuralnetwork (TDNN)

Network takes intoaccount a finite context

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 5

Page 6: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Modelling sequences

t-2

x1 x2 x3 x1 x2 x3

t-1

x1 x2 x3

t

output

hidden

input

2 frames of context

Imagine modelling a timesequence of 3D vectors

Can model fixed contextwith a feed-forwardnetwork with previoustime input vectors addedto the network input

Model using 1-dimensionconvolutions in time -time-delay neuralnetwork (TDNN)

Network takes intoaccount a finite context

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 5

Page 7: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Modelling sequences

t-2

x1

x2

x3

t-1 t

output

1D convlayer

inputt-3

fully-connectedlayer

. . .

. . .

t-T

T frames of context

Imagine modelling a timesequence of 3D vectors

Can model fixed contextwith a feed-forwardnetwork with previoustime input vectors addedto the network input

Model using 1-dimensionconvolutions in time -time-delay neuralnetwork (TDNN)

Network takes intoaccount a finite context

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 5

Page 8: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

Modelling sequences

t-2

x1

x2

x3

t-1 t

output

1D convlayer

inputt-3

fully-connectedlayer

. . .

. . .

t-T

T frames of context

Imagine modelling a timesequence of 3D vectors

Can model fixed contextwith a feed-forwardnetwork with previoustime input vectors addedto the network input

Model using 1-dimensionconvolutions in time -time-delay neuralnetwork (TDNN)

Network takes intoaccount a finite context

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 5

Page 9: Recurrent Neural Networks 1: Modelling sequential data · MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data5. TDNNs in action tackle late reverberations, DNNs should

TDNNs in action

tackle late reverberations, DNNs should be able to model tem-poral relationships across wide acoustic contexts.

TDNNs [5], which are feed-forward neural networks, withthe ability to model long-term temporal relationships, were usedhere. We used the sub-sampling technique proposed in [6] toachieve an acceptable training time.

In Section 3 we describe the time delay neural network ar-chitecture in greater detail.

3. Neural network architectureIn a TDNN architecture the initial transforms are learnt on nar-row contexts and the deeper layers process the hidden activa-tions from increasingly wider contexts. Hence the higher layershave the ability to learn longer temporal relationships. Howeverthe training time of a TDNN is substantially larger than that ofa DNN, when modeling long temporal contexts, despite the useof speed-up techniques such as [19].

In [6] a sub-sampling technique was proposed to reduce thenumber of hidden activations computed in the TDNN, while en-suring that the information from all time steps in the input con-text was used. Figure 1 shows time steps at which activationsare computed, at each layer, and the dependencies between ac-tivations across layers, both in a conventional TDNN (blue+rededges) and a sub-sampled TDNN (red edges), in order to com-pute the network output at time t. The use of sub-samplingspeeds up the training by ⇠ 5x in the baseline TDNN architec-ture shown in Figure 1.

t-4

-1 +2

t

t-7 t+2

t-10 t-1 t+5

t-11 t+7

t-13 t+9

-7 +2

-1 +2

-2 +2

-1 +2 -1 +2

-3 +3 -3 +3

t+1 t+4 t-2 t-5 t-8

Layer 4

Layer 3

Layer 2

Layer 1

Figure 1: Computation in TDNN with sub-sampling (red) andwithout sub-sampling (blue+red)

The hyper-parameters which define the sub-sampled TDNNnetwork structure are the set of frame offsets that we requireas an input to each layer. In the case pictured, these are{�2,�1, 0, 1, 2}, {�1, 2}, {�3, 3} and {�7, 2}. In a conven-tional TDNN, these input frame offsets would always be con-tiguous. However, in our work we sub-sample these; in ournormal configuration, the frame splicing at the hidden layerssplices together just two frames, separated by a delay that in-creases as we go to higher layers of the network [6].

In this paper we were able to operate on input contexts of upto 280 ms without detriment in performance, using the TDNN.Thus the TDNN has the capability to tackle corruptions due tolate reverberations.

Our TDNN uses the p-norm non-linearity [20]. We use agroup size of of 10, and the 2-norm.

3.1. Input Features

Mel-frequency cepstral coefficients (MFCCs) [21], withoutcepstral truncation, were used as input to the neural network.40 MFCCs were computed at each time index. MFCCs over awide asymmetric temporal context were provided to the neuralnetwork. Different contexts were explored in this paper. 100dimensional iVectors were also provided as an input to the net-work, every time frame. Section 4 describes the iVector extrac-tion process during training and decoding in greater detail.

3.2. Training recipe

The paper follows the training recipe detailed in [20]. It usesgreedy layer-wise supervised training, preconditioned stochas-tic gradient descent (SGD) updates, an exponentially decreas-ing learning rate schedule and mixing-up. Parallel training ofthe DNNs using up to 18 GPUs was done using the model aver-aging technique in [13].

3.2.1. Modified sMBR sequence training

Sequence training was done on the DNN, based on a state-levelvariant of the Minimum Phone Error (MPE) criterion, calledsMBR [22] . The training recipe mostly follows [23], althoughit has been modified for the parallel-training method. Trainingis run in parallel using 12 GPUs, while periodically averagingthe parameters, just as in the cross-entropy training phase.

Our previous sMBR-based training recipe degraded resultson the ASpIRE setup, so we introduced a modification to therecipe which we have since found to be useful more generally,in other LVCSR tasks.

In the sMBR objective function, as for MPE, insertion er-rors are not penalized. This can lead to larger number of inser-tion errors when decoding with sMBR trained acoustic models.Correcting this asymmetry in the sMBR objective function, bypenalizing insertions, was shown to improve the WER perfor-mance of sMBR models by 10% relative. In standard sMBRtraining [22, 24], the frame error is always set to zero if thereference is silence, which means that insertions into silenceregions are not penalized. In other words, frames where thereference alignment is silence are treated specially. (Note thatin our implementation several phones, including silence, vo-calized noise and non-spoken noise, are treated as silence forthese purposes.) In our modified sMBR training method, wetreat silence as any other phone, except that all pdfs of silencephones are collapsed into a single class for the frame-error com-putation. This means that replacing one silence phone with an-other silence phone is not penalized (e.g. replacing silence withvocalized-noise is not penalized), but insertion of a non-silencephone into a silence region is penalized. This is closer to theWER metric that we actually care about, since WER is gener-ally computed after filtering out noises, but does penalize in-sertions. We call our modified criterion the “one-silence-class”modification of sMBR.

4. iVector ExtractionIn this section we describe the iVector estimation processadopted during training and decoding. We discuss issues in es-timating iVectors from noisy unsegmented speech recordings,and in using these noisy estimates of iVectors as input to neuralnetworks.

On each frame we append a 100-dimensional iVector [25]to the 40-dimensional MFCC input. The MFCC input is not

TDNN operating on 23frames of context

Without sub-sampling(blue+red)

With sub-sampling (red)

Peddinti et al, “ Reverberation robust acoustic modeling using i-vectors with time delay neural

networks”, Interspeech-2015, http://www.danielpovey.com/files/2015_interspeech_aspire.pdf

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Wavenet

van den Oord et al (2016), “WaveNet: A Generative Model for Raw Audio”,https://arxiv.org/abs/1609.03499

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Networks with state

Feed-forward = finite context: feed-forward networks (even fancy ones likeWavenet) compute the output based on a finite input history. Sometimes therequired context is known, but often it is not

State units: we would like a network with state across time – if an event happens,we can potentially know about that event many time steps in the future

State units as memory – remember things for (potentially) an infinite timeState units as information compression – compress a sequence into a staterepresentation

Recurrent networks with state units

delayh

x

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 8

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Recurrent networks

x1 x2 x3

t

output

recurrenthidden

input

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 9

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Graphical model of a recurrent network

delayh

x

y

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 10

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Graphical model of a recurrent network

delayh

x

y

ht�1

xt�1

yt�1

ht ht+1

xt+1xt

yt yt+1

Unfold a recurrent network in time

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 10

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Simple recurrent network

yk(t) = softmax

(H∑

r=0

w(2)kr hr (t) + bk

)

hj(t) = sigmoid

d∑

s=0

w(1)js xs(t) +

H∑r=0

w(R)jr hr (t − 1)︸ ︷︷ ︸

Recurrent part

+bj

Output (t)

Hidden (t)

Input (t) Hidden (t-1)

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 11

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Recurrent network unfolded in time

Hidden (t)

Output (t)

Input (t)

Hidden (t-1)

w(1)

w(2)

w(R)

Hidden (t+1)

Input (t-1)

Output (t-1)

Input (t+1)

Output (t+1)

w(2)w(2)

w(1)w(1)

w(R)w(R) w(R)

View an RNN for a sequence of T inputs as a T -layer network with shared weights

Train an RNN by doing backprop through this unfolded networkWeight sharing

if two weights are constrained to be equal (w1 = w2) then they will stay equal if theweight changes are equal (∂E/∂w1 = ∂E/∂w2)achieve this by updating with (∂E/∂w1 + ∂E/∂w2) (cf Conv Nets)

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 12

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Recurrent network unfolded in time

Hidden (t)

Output (t)

Input (t)

Hidden (t-1)

w(1)

w(2)

w(R)

Hidden (t+1)

Input (t-1)

Output (t-1)

Input (t+1)

Output (t+1)

w(2)w(2)

w(1)w(1)

w(R)w(R) w(R)

View an RNN for a sequence of T inputs as a T -layer network with shared weights

Train an RNN by doing backprop through this unfolded network

Weight sharing

if two weights are constrained to be equal (w1 = w2) then they will stay equal if theweight changes are equal (∂E/∂w1 = ∂E/∂w2)achieve this by updating with (∂E/∂w1 + ∂E/∂w2) (cf Conv Nets)

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 12

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Recurrent network unfolded in time

Hidden (t)

Output (t)

Input (t)

Hidden (t-1)

w(1)

w(2)

w(R)

Hidden (t+1)

Input (t-1)

Output (t-1)

Input (t+1)

Output (t+1)

w(2)w(2)

w(1)w(1)

w(R)w(R) w(R)

View an RNN for a sequence of T inputs as a T -layer network with shared weights

Train an RNN by doing backprop through this unfolded network

Weight sharing

if two weights are constrained to be equal (w1 = w2) then they will stay equal if theweight changes are equal (∂E/∂w1 = ∂E/∂w2)achieve this by updating with (∂E/∂w1 + ∂E/∂w2) (cf Conv Nets)

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 12

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Bidirectional RNN

FHid (t)

Output (t)

Input (t)

FHid (t-1) FHid (t+1)

Input (t-1)

Output (t-1)

Input (t+1)

Output (t+1)

RHid (t)RHid (t-1) RHid (t+1)

Output a prediction that depends on the whole input sequence

Bidirectional RNN – combine an RNN moving forward in time, with one movingbackwards in time

State units provide a combined representation that depends on both the past andthe future

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Back-propagation through time (BPTT)

We can train a network by unfolding and back-propagating through time,summing the derivatives for each weight as we go through the sequence

More efficiently, run as a recurrent network

cache the unit outputs at each timestepcache the output errors at each timestepthen backprop from the final timestep to zero, computing the derivatives at each stepcompute the weight updates by summing the derivatives across time

Expensive – backprop for a 1,000 item sequence equivalent to a 1,000-layerfeed-forward network

Truncated BPTT – backprop through just a few time steps (e.g. 20)

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Example 1: speech recognition with recurrent networks

time (ms)

freq (

Hz)

0 200 400 600 800 1000 1200 14000

2000

4000

6000

8000

RecurrentNeuralNetwork

SpeechAcoustics

Phoneme Probabilities

T Robinson et al (1996).“The use of recurrent networks incontinuous speech recognition”,in Automatic Speech and SpeakerRecognition Advanced Topics(Lee et al (eds)), Kluwer, 233–258.http://www.cstr.ed.ac.uk/

downloads/publications/1996/

rnn4csr96.pdf

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Example 2: recurrent network language models

T Mikolov et al (2010).“Recurrent Neural Network BasedLanguage Model”,Interspeechhttp://www.fit.vutbr.cz/research/

groups/speech/publi/2010/mikolov_

interspeech2010_IS100722.pdf

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Summary

Model sequences using finite context using feed-forward networks withconvolutions in time (TDNNs, Wavenet)

Model sequences using infinite context using recurrent neural networks (RNNs)

Unfolding an RNN gives a deep feed-forward network with shared weights

Train using back-propagation through time

Back-propagation through time

(Historical) examples on speech recognition and language modelling

Reading: Goodfellow et al, chapter 10 (sections 10.1, 10.2, 10.3)http://www.deeplearningbook.org/contents/rnn.html

Next lecture: LSTM, sequence-sequence models

MLP Lecture 9 Recurrent Neural Networks 1: Modelling sequential data 17