pyrolysis of mixed plastics and paper to produce fuels and
TRANSCRIPT
Pyrolysis of mixed plastics and paper to
produce fuels and other chemicals
Nanta Sophonrat
Doctoral Dissertation
2019
KTH Royal Institute of Technology
School of Industrial Engineering and Management Department of Materials Science and Engineering
Unit of Processes
SE-100 44 Stockholm, Sweden
__________________________________________________________________
Akademisk avhandling som med tillstånd av Kungliga Tekniska Högskolan i
Stockholm framlägges för offentlig granskning för avläggande av teknologie
doktorsexamen, Torsdag den 9 Maj 2019, kl. 10:00 i Kollegiesalen, Brinellvägen 8,
Kungliga Tekniska Högskolan, Stockholm.
ISBN 978-91-7873-148-0
Nanta Sophonrat. Pyrolysis of mixed plastics and paper to produce fuels and other chemicals
KTH Royal Institute of Technology
School of Industrial Engineering and Management Department of Materials Science and Engineering
Unit of Processes SE-100 44 Stockholm, Sweden
ISBN 978-91-7873-148-0 TRITA -ITM-AVL 2019:10
Copyright © Nanta Sophonrat
“We should try to leave the world a better place than when we entered it.
As individuals, we can make a difference, whether it is to probe the secrets of Nature,
to clean up the environment and work for peace and social justice,
or to nurture the inquisitive, vibrant spirit of the young by being a mentor and a guide.”
– Michio Kaku
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Abstract
As the world population and economy grow, higher consumption results in higher
waste packaging, plastics and paper residues. Pyrolysis offers a way to recover fuels
and other chemicals from this waste fraction. By applying heat to these materials in
the absence of oxygen, pyrolysis process can convert these feedstocks into more
valuable products in the forms of gas, liquid and char.
One important issue in the pyrolysis process which requires an investigation is the
interactions between the feedstocks which consist of cellulose as the main
component of paper and different types of plastics. Regarding this topic, 3
subtopics were investigated which are: the effect of mixing methods on the co-
pyrolysis products, the interactions between the plastics and cellulose, and the
formation of H, OH and water during cellulose pyrolysis. All these experimental
investigations were based on microscale pyrolysis experiments using Py-GC/MS
technique.
In the first work, polyethylene and cellulose were mixed by melting and by putting
side-by-side. It was found that some interactions occurred during co-pyrolysis of
these materials which slightly altered the yields of some anhydrosugars, aldehydes
and ketones when the two feedstocks were mixed together by melting. Nevertheless,
the main pyrolysis products from each feedstock were not affected.
In the second study, the investigation continues on the interactions between
different types of plastics (PE, PP, PS, PET) and cellulose. By using Py-
GC×GC/MS, a good separation of the mixed pyrolysis products could be achieved,
thus assisting the analysis. It was found that although the main pyrolysis produc ts
from each feedstock were not affected by the co-pyrolysis, small interactions
occurred such that the interactions between different plastics were more
pronounced than the interactions between plastics and cellulose. Nevertheless,
some hydrogen transfer reactions occurred when PS was co-pyrolyzed with
cellulose. However, the source of hydrogen was not clear.
Therefore, the investigation on the formation of H and OH radicals during
cellulose pyrolysis was performed. This work combined first -principle calculations
with experimental investigations. The author of the thesis was responsible for the
experimental part. It was found from the first-principle calculations that it is
energetically more favorable for the generation of a pair of H and OH radicals with
subsequence formation of water than to generate a single radical because the
formation of a double bond on the resulting cellulose helps stabilize the structure.
ii
With Gibbs free energy calculations, it was predicted that the water would be
released at 280 °C. This agree well with the experimental findings from multistep
pyrolysis of cellulose in Py-GC/MS which showed that water was generated at two
different temperature ranges with the first peak around 280 °C.
As the interactions between the feedstocks during co-pyrolysis do not much
improve the liquid products’ properties, and the nature of the products produced
from plastics and paper pyrolysis are significantly different; it might be more
beneficial to separate the pyrolysis products from the two feedstocks. Moreover,
the hydrocarbons produced from plastics pyrolysis and the oxygenated products
from paper pyrolysis require different upgradation methods. Stepwise pyrolysis was
then proposed to produce and collect these two products separately. With
simulated feedstock mixtures (PE, PS, cellulose) and real waste fractions which are
paper rejects, it was successfully demonstrated that the stepwise pyrolysis with a
temperature of the first step of 300-350 °C and a temperature of the second step
of 500 °C could be used to produce two products streams as previously described.
However, an optimization of the process and further investigations on product
properties and upgradation are still required.
As a continuation on the investigation of the stepwise pyrolysis, an upgradation of
the products from the first pyrolysis step was studied. When PVC plastic is present
in the feedstock, dehydrochlorination of PVC occurs in the temperature range of
the first pyrolysis step together with the pyrolysis of cellulose. Calcium oxide (CaO)
was then tested for the simultaneous adsorption of HCl and reforming of cellulose
pyrolysis products. The experiments were performed in a two-stage reactor system
which was a pyrolysis reactor connected in series to a catalytic reactor con taining
CaO. It was found that the catalytic temperature should be between 300-350 °C
because the desorption of HCl occurred when the temperature was higher than
400 °C. This was partly due to a reaction between water and CaCl2 which caused
the desorption of HCl.
From all the studies, stepwise pyrolysis has a great potential to produce fuels and
other chemicals from mixed plastics and paper. Further investigations are needed
to develop, evaluate and realize this promising process.
Keywords: Pyrolysis; Mixed plastics and biomass; Cellulose; Refuse derived fuels
(RDF); Paper rejects; Interactions; Stepwise pyrolysis; Calcium oxide (CaO)
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Sammanfattning
I takt med en växande världsbefolkning och global ekonomi leder den ökande
konsumptionen till växande avfallsströmmar av bland annat förpacknings-material,
plast och papper. Pyrolys erbjuder en möjlighet att använda dessa strömmar som
råvara för att framställa bränsle och kemikalier. Genom att värma upp dessa
material i frånvaro av syre kan pyrolysprocessen omvandla dessa avfallsströmmar
till högvärdiga produkter i form av gas, vätska och fast kolbaserad material.
En viktig faktor som behöver undersökas i pyrolysprocessen är interaktionen
mellan de blandade materialen som huvudsakligen består av cellulosa från papper
samt olika typer av plast. Inom detta område har vi utfört tre individuella
experimentella undersökningar: påverkan på pyrolysprodukterna utifrån hur
materialen är blandade, interaktionen mellan plaster och cellulosa, samt studerat
produktion av H, OH och vatten under pyrolys av cellulosa. Dessa undersökningar
baserades på pyrolysexperiment i mikroskala genom användning av Py-GC/MS
teknik.
I det första arbetet undersöktes skillnaden mellan sampyrolys av ihopsmält polyeten
och cellulosa jämfört med sampyrolys av polyeten och cellulosa separerade från
varandra. Resultaten visar på att interaktionen mellan materialen under pyrolys
skiljer sig åt mellan de två fallen med variation i utbytet av anhydrosocker, aldehyder
och ketoner. De huvudsakliga pyrolysprodukterna visade ingen signifikant
påverkan i de olika fallena av sampyrolys.
I den andra studien undersöktes interaktionen mellan olika slags plast (PE, PP, PS,
och PET) och cellulosa. Genom användning av Py-GCxGC/MS kunde en god
separation av pyrolysprodukterna genomföras för en djupdykande analys.
Resultaten visar att trots att de huvudsakliga pyrolysprodukterna från respektive
material inte påverkades av sampyrolysen så förekom markanta interaktioner
mellan de olika plastmaterialen jämfört med interaktionerna mellan plast och
cellulosa. Väteöverföringsreaktioner förekom vid sampyrolys av PS och cellulosa
utan att man lyckades identifiera en tydlig vätedonator.
Nästföljande arbete fokuserade på uppkomsten av H- och OH-radikaler under
pyrolys av cellulosa. I detta arbete kombinerades first-principle beräkningar
medexperimentella försök. Författaren till denna avhandling ansvarade för den
experimentella utvärderingen. First-principle beräkningarna visade att bildningen av
ett par H- och OH-radikaler med efterföljande bildning av vatten är energimässigt
fördelaktigt jämfört med att framställa en enstaka radikal eftersom bildandet av en
iv
dubbelbindning i cellulosastrukturen är stabiliserande. Genom beräkningar av
Gibbs fria energi uppskattades att vatten skulle bildas vid pyrolys vid 280 °C. Detta
stämde väl överens med experimentella resultat från flerstegspyrolys av cellulosa i
Py-GC/MS som visar att vatten produceras vid två olika temperaturområden varav
en kromatograftopp uppstod vid pyrolys vid 280 °C.
Eftersom interaktionen mellan de olika materialen under sampyrolys inte påverkar
produkternas kvalitet, samt att sammansättningen av pyrolysprodukter från pyrolys
av plast och papper signifikant skiljer sig åt materialen sinsemellan, kan det vara
fördelaktivt att separera pyrolysprodukterna från respektive material. Dessutom
krävs olika uppgraderingsmetoder för kolvätena från pyrolys av plast respektive de
oxygenerade produkterna från pyrolys av papper. Stegvis pyrolys föreslogs för att
kunna producera pyrolysprodukter från respektive material utifrån en blandning av
materielen. Genom modellerade blandningar av material (PE, PS, cellulosa) och
verkliga avfallsströmmar från pappersåtervinning lyckades man visa att stegvis
pyrolys först i temperatursområdet 300-350 °C följt av pyrolys vid 500 °C kan
användas för att producera två produktströmmar enligt ovanstående beskrivning.
Metoden kräver dock ytterligare processoptimering och undersökning av
produkternas egenskaper och uppgraderingsmöjligheter.
Som fortsättning på arbetet kring stegvis pyrolys studerades uppgradering av
produkter från det första pyrolyssteget. När PVC-plast används som råvara
uppkommer dehydroklorering av PVC i samma temperatursområde som pyrolys
av cellulosa förekommer. Kalciumoxid (CaO) undersöktes baserat på dess
egenskap att adsorbera HCl samt att kunna uppgradera produkter från pyrolys av
cellulosa. Experimenten utfördes i ett system av två seriekopplade reaktorer
bestående av en pyrolysör följt av en katalytisk reaktor innehållande CaO.
Resultaten från den experimentella undersökningen visade att temperaturen i den
katalytiska reaktorn bör vara inom intervallet 300-350 °C då desorption av HCl
förekommer vid temperaturer högre än 400 °C. Detta förklaras delvis genom en
reaktion mellan vatten och CaCl2 som orsakar desorptionen av HCl.
Baserat på utförda forskningsstudier visar stegvis pyrolys på mycket god potential
för att kunna framställa bränslen och andra kemikalier från blandning av plast och
papper. Ytterligare studier krävs för att kunna utveckla, utvärdera och förverkliga
denna lovande process.
Nyckelord: Pyrolys; Blandade plaster och biomassa; Cellulosa; RDF; Pappersavfall;
Interaktioner; Stegvis pyrolys; Kalciumoxid (CaO)
v
บทคดยอ
ในขณะโลกทมประชากรและการเตบโตทางเศรษฐกจมากขน การบรโภคทมากขนกสงผลใหปรมาณขยะบรรจภณฑพลาสตกและกระดาษเพมมากขน ไพโรไลซส เปนวธการหนงทสามารถใชผลตเชอเพลง และสารเคมอนๆจากวสด
เหลอใชเหลาน ดวยการใหความรอนในระบบทไมมออกซเจน กระบวนการไพโรไลซสสามารถเปลยนวตถดบ
เหลาน ใหกลายเปนผลตภณฑทมมลคาเพมได ในรปแบบของ แกส ของเหลว และกากของแขง
ปญหาหนงของกระบวนการไพโรไลซสทตองท าการศกษาเพมเตม คอ ปฏกรยาทเกดขนระหวางวตถดบ ซงไดแก
เซลลโลส ซงแปนสวนประกอบหลกของกระดาษ และพลาสตกประเภทตาง ๆ ส าหรบหวขอน เราไดท าการศกษา 3
หวขอยอย คอ ผลของวธการผสมวสด, ปฏกรยาระหวางพลาสตกและเซลลโลส และการเกดอนม H, OH และน า
ระหวางการไพโรไลซสของเซลลโลส การศกษาเชงทดลองทงสามงานน ไดใชเทคนคไพโรไลซสระดบไมโคร Py-
GC/MS เปนหลก
ในงานแรก พลาสตกโพลเอทลนและเซลลโลส ไดถกผสมโดยการหลอมละลาย และโดยการวางไวขางกน ผลการทดลองพบวา ในการผสมโดยการหลอมละลาย ท าใหเกดปฎกรยาทสงผลใหปรมาณ แอนไฮโดรช แอลดไฮดและค
โตน เพมขนเลกนอย แตผลผลตหลกนนไมไดรบผลกระทบ
ในงานทสอง ไดท าการศกษาตอในเรองปฏกรยาระหวางพลาสตก (PE, PP, PS, PET) และเซลลโลส โดยการใช
เทคนค Py-GC×GC/MS การวเคราะหสารเคมทไดจากการไพโรไลซสของวสดผสมนนสามารถแยกแยะไดงายขนกวา
เทคนคอน ผลการทดลองพบวา ปฏกรยาระหวางพลาสตกดวยกนนนมมากกวาปฏกรยาระหวางพลาสตกและเซลลโลส อยางไรกตาม ในการไพโรไลซสระหวาง PS และเซลลโลส มปฏกรยาการถายโอนไฮโดรเจนเกดขน โดย
แหลงทมาของไฮโดรเจนนนไมสามารถสรปไดชดเจน
ดงนน ในงานตอมา จงไดท าการศกษาการเกดอนพนธ H, OH และน า ระหวางกระบวนการไพโรไลซสของเซลลโลส
งานนเปนการศกษาเชงค านวณรวมกบการทดลอง โดยผจดท าวทยานพนธ เปนผรบผดชอบในสวนของการทดลอง
ผลการค านวณพบวา การเกดค อนมล H และ OH ซงรวมกนในภายหลงเปนโมเลกลของน านน มความนาจะเปนมากกวาการเกด อนมลเดยว เนองจากการเกดค อนพนธสงผลใหโครงสรางของเซลลโลสทเหลอ มความเสถยร
มากกวาโดยการสรางพนธะค จากการค านวณพลงงานของ Gibbs คาดวา น าจะถกปลดปลอยจากโครงสรางท
อณหภมประมาณ 280 °C การทดลองโดยการไพโรไลซสเซลลโลสทหลายอณหภม พบวา มความสอดคลองกบผลการค านวณโดย พบวามการเกดของน าในสองชวงอณหภม และชวงอณหภมแรกมจดสงสดใกล 280 °C
เนองจากปฏกรยาระหวางวสดตางๆในระหวางกระบวนการไพโรไลซสไมไดชวยใหค ณภาพของผลตภณฑดขนนก และของเหลวทไดจากไพโรไลซสของพลาสตกและกระดาษนน มคณสมบตทแตกตางกน การแยกผลตภณฑทงสอง
ออกจากกนนนจงอาจจะเปนทางเลอกทดกวา นอกจากน ไฮโดรคารบอนทไดจากกระบวนการไพโรไลซสของ
vi
พลาสตก และของเหลวทมปรมาณออกซเจนสงทไดจากกระบวนการไพโรไลซสของกระดาษนน ตองใชวธการ
ปรบปรงคณภาพทแตกตางกน เราจงไดเสนอกระบวนการไพโรไลซสแบบขน เพอผลตและเกบเก ยวผลตภณฑทง
สองโดยแยกจากกน โดยการใชวตถดบจ าลอง (PE, PS, เซลลโลส) และกากพลาสตกผสมกระดาษทเหลอจาก
กระบวนการรไซเคลกระดาษ กระบวนการไพโรไลซสแบบขนทอณหภม 300-350 °C ในขนทหนง และ 500 °C ในขนทสอง สามารถผลตผลตภณฑทงสองอยางทไดกลาวไปขางตนได อยางไรกตาม ยงคงตองมการศกษาเพมเตมใน
การหาคาทเหมาะสมของตวแปรในกระบวนการ การตรวจสอบคณสมบตของผลตภณฑ และวธการปรบปรงคณภาพ
ผลตภณฑ
ตอเนองจากการศกษากระบวนการไพโรไลซสแบบขน เราไดศกษาการปรบปรงคณภาพของผลตภณฑของเหลวทได
จากขนทหนงของกระบวนการไพโรไลซสแบบขน เมอมพลาสตก PVC ผสมอยในวตถดบ กระบวนการ ดไฮโดรคลอรเนชนของ PVC จะเกดขนในชวงอณหภมของขนทหนง ซงเปนชวงอณหภมเดยวกบการไพโรไลซสของ
เซลลโลส เราไดทดสอบการใชแคลเซยมออกไซด (CaO) ในการดดซบ HCl และปรบปรงคณภาพของผลตภณฑท
ไดจากการไพโรไลซสของเซลลโลส ผลการทดลองพบวา อณหภมทใชส าหรบ CaO ควรอยในชวง 300-350 °C เพราะจะเกดการคาย HCl ทอณหภมมากกวา 400 °C ซงสวนหนงเกดขนเนองจากน าทมาจากการไพโรไลซสของ
เซลลโลสท าปฏกรยากบ CaCl2 และปลอย HCl ออกมา
การการศกษาทไดกลาวมา กระบวนการไพโรไลซสแบบขน มศกยภาพในการผลตเชอเพลงและสารเคมอน ๆ จาก
พลาสตกผสมกบกระดาษ ยงคงตองมการศกษาเพมเตมเพอพฒนา ประเมน และ ท าใหกระบวนการนใชงานไดจรง
ค ำส ำคญ: ไพโรไลซส; พลาสตกและกระดาษ; เซลลโลส; เชอเพลงขยะ (RDF); กากพลาสตกผสมกระดาษทเหลอจาก
กระบวนการรไซเคลกระดาษ; ปฏกรยา; กระบวนการไพโรไลซสแบบขน; แคลเซยมออกไซด (CaO)
vii
Acknowledgements
I would like to express my gratitude toward my supervisor, Weihong Yang, for
giving me the opportunity to join the research group and giving all the supports
during my study. I would also like to express my gratitude toward my second
supervisor, Linda Sandström, for her supervision and helpful guidance on
experiments and preparation of the manuscripts.
I would like to thank all my co-authors for their helps and guidance on the works
and all the comments for the manuscript: Ann-Christine Johansson, Cláudio M.
Lousada, Ilman Nuran Zaini, Rikard Svanberg, Tong Han, Panagiotis
Evangelopoulos, Sergey Dvinskikh, Ayumu Tagami, Olena Sevastyanova and Pelle
Mellin. And I would also like to thank the anonymous reviewers and the journal
editors for their constructive comments.
I would like to thank my colleagues in energy and furnace technology group for
sharing all the good and bad times with me, Efthymios and Panos for helping me
passing through the tough time during my first and second year, Duleeka,
Chunguang, Pelle, Henry, Tong, Ilman, Devy, Rikard, Shule and Katarzyna for the
fun times we have shared in the office and labs. I feel thankful for your company.
You have made my work life more enjoyable. I am also grateful to have met and
known PhD students in our department, Carrie, Silvia and those not mentioned
here. Thank you for all the funs we have shared and thank you for your supports.
I would like to thank Thai student community in Stockholm for their company, for
sharing foods, and for discussion on both life and works. Also, I am grateful to
have met and known Thai student in the other cities of Sweden through the
TSAC2015 communities.
I would also like to thank all the friends I have met in KTH and in Stockholm, my
landladies – Lotta and Britt, my apartment mates, for sharing good times and
Swedish cultures.
I would like to thank Thai DPST scholarship for the financial support during 4
years for my study and I would like to thank Jernkontoret for the 6 months
scholarship during the preparation of my thesis.
I would like to thank all the supporting system from the department and the ITM
school. Many things have become easier with your helps. Thank you.
I would like to thank all my teachers and friends from my early schools and
universities for their contributions to my education and learning.
viii
Lastly, I would like to thank my family for their understanding and support. You
are the source of power and inspiration for me. I would like to thank my love, P’Eig,
for always being by my side on the good and bad times. I am so grateful that we
are together. I Love you.
Nanta Sophonrat
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List of Papers included in the Thesis
I. Sophonrat, N., & Yang, W. (2017). Effect of mixing methods of
polyethylene and cellulose on volatile products from its co-pyrolysis. Energy
Procedia, 142, 315-320.
II. Sophonrat, N., Sandstro m, L., Johansson, A.-C., & Yang, W. (2017). Co-
pyrolysis of Mixed Plastics and Cellulose: An Interaction Study by Py-
GCxGC/MS. Energy&Fuels, 31(10), 11078-11090.
III. Lousada, C. M., Sophonrat, N., & Yang, W. (2018). Mechanisms of
Formation of H, HO, and Water and of Water Desorption in the Early
Stages of Cellulose Pyrolysis. Journal of Physical Chemistry C, 122(23), 12168–
12176.
IV. Sophonrat, N., Sandström, L., Zaini, I. N., & Yang, W. (2018). Stepwise
pyrolysis of mixed plastics and paper for separation of oxygenated and
hydrocarbon condensates. Applied Energy, 229, 314-325.
V. Sophonrat, N., Sandström, L., Svanberg, R., Han, T., Dvinskikh, S.,
Lousada, C. M., & Yang, W. Ex-situ catalytic pyrolysis of mixture of polyvinyl chloride and cellulose using calcium oxide for HCl adsorption
and catalytic reforming of the pyrolysis products. To be submitted to Ind Eng
Chem Res.
Contribution Statement:
Papers I, II, IV, V: Performed experiments, analyzed data, prepared the manuscript
and responded to the reviewers’ comments.
Paper III: Proposed research statement, responsible for the experimental part and
prepared the manuscript on the experimental section and parts of the introduction
section.
x
List of Papers not included in the Thesis
1. Han, T., Sophonrat, N., Evangelopoulos, P., Persson, H., Yang, W., &
Jönsson, P. (2018). Evolution of sulfur during fast pyrolysis of sulfonated
Kraft lignin. J. Anal. Appl. Pyrolysis, 133, 162-168.
2. Evangelopoulos, P., Sophonrat, N., Jilvero, H., & Yang, W. (2018).
Investigation on the low-temperature pyrolysis of automotive shredder residue (ASR) for energy recovery and metal recycling. Waste Management,
76, 507-515.
3. Han, T., Sophonrat, N., Tagami, A., Sevastyanova, O., Mellin, P., & Yang, W. (2019). Characterization of lignin at pre-pyrolysis temperature to
investigate its melting problem. Fuel, 235, 1061-1069.
xi
Contents 1 Introduction 1
1.1 Introduction............................................................................................................ 1 1.2 Objectives................................................................................................................ 5 1.3 Structure of the dissertation................................................................................ 5 1.4 Sustainability aspects of the thesis..................................................................... 6
2 Background 9 2.1 Pyrolysis ................................................................................................................... 9 2.2 Thermal decomposition of plastics ................................................................. 13 2.3 Thermal decomposition of cellulose ............................................................... 15 2.4 Pyrolysis of mixed plastics and paper ............................................................. 16 2.5 Notes on feedstocks recycling .......................................................................... 17
3 Methodology 19 3.1 Feedstock materials ............................................................................................. 19 3.2 Experimental facilities ........................................................................................ 20
3.2.1 Py-GC/MS and Py-GCxGC/MS....................................................... 20 3.2.2 Bench-scale fixed bed reactor ............................................................. 21
3.3 Products analysis.................................................................................................. 22 3.3.1 Liquid analysis techniques.................................................................... 23 3.3.2 Gas analysis techniques ........................................................................ 23 3.3.3 Solid analysis techniques ...................................................................... 23
4 Investigation of interactions between plastics and cellulose using PY-
GC/MS 25 4.1 Introduction.......................................................................................................... 25 4.2 Paper I: Effect of mixing methods.................................................................. 26
4.2.1 Results and discussion .......................................................................... 27 4.3 Paper II: Interactions between plastics and cellulose ................................. 30
4.3.1 Results and discussion .......................................................................... 30 4.4 Paper III: H, OH and H2O formation during the early stages of
cellulose pyrolysis ................................................................................................ 37 4.4.1 Results and discussion .......................................................................... 38
5 Stepwise pyrolysis of mixed plastics and paper 41 5.1 Introduction.......................................................................................................... 41 5.2 Paper IV: Stepwise pyrolysis of mixed plastics and cellulose ................... 42
5.2.1 Results and discussion .......................................................................... 43 5.3 Paper V: Upgradation of products from the first step of stepwise
pyrolysis ................................................................................................................. 48 5.3.1 Results and discussion .......................................................................... 48
xii
6 Conclusions and future work 55 6.1 Conclusions........................................................................................................... 55 6.2 Future work .......................................................................................................... 56
7 References 58
1
Chapter 1
1 Introduction
1.1 Introduction
It is undeniable that plastic materials are essential to our daily lives due to their
properties that can hardly be replaced by other materials combined with their
affordable prices. However, due to the improper management of post-consumer
plastics, plastic waste is a huge environmental problem today causing pollution in
the oceans, rivers, and lands. An estimation of approximately 8 million tons of
plastics entered the ocean in 2010 [1] – equivalent to dumping one garbage truck
into the ocean every minute [2]. This affects not only the marine lives but inevitably
also our lives as microplastics have entered our food chain. It is critical to find
solutions to this problem. Following the circular economy concept, it is encouraged
that the materials are reused, remanufactured and recycled.
The different recycling techniques for plastics are classified as primary (closed-
loop), secondary (mechanical), tertiary (chemical) and energy recovery
(incineration) [3, 4].
• Primary recycling is a mechanical process that recovers materials that can
be used for the same purpose as the original materials. This is usually
possible for pre-consumer plastic residues from industries or well sorted
and cleaned materials, e.g., HDPE milk bottles [5].
• Secondary recycling or downgrading or cascaded recycling recovers plastics
with lower grade than the original plastics. Both primary and secondary
recycling usually involve sorting, grinding, cleaning, melting and remolding.
In general terminology, when refer to recycling, it usually means primary
and secondary recycling.
• Tertiary recycling or chemical recycling produces chemicals which can be
used as monomers for re-manufacturing plastics. Some examples of this
technique are pyrolysis and chemolysis/solvolysis which require sorting
and cleaning of plastics before processing [6, 7]. Although mechanical
recycling is simpler than tertiary recycling, the properties of the plastics
2
degrade after multiple cycles of mechanical recycling. For instance,
injection molding of polyethylene terephthalate (PET) reduces the
molecular weight (Mw) of the polymer by almost 70% after 3 processing
cycles which results in lower ductility of the plastic [8], and structural
changes and deterioration of mechanical properties of high-density
polyethylene (HDPE) have been observed after 30 extrusion cycles [9].
This makes tertiary recycling more attractive to recover monomers from
the degraded plastics, although the efficiencies and the economics of many
processes still need to be improved.
It should be noted that the production of fuels and industrial chemicals
[10] can also be the focus of tertiary recycling as it is not always possible to
recover monomers. It is, however, debatable whether the production of
fuels and other chemicals can be called recycled [11]. Nevertheless, the
production of both help reducing fossil fuel consumption as most of the
industrial chemicals used today are derived from petroleum products.
• Energy recovery by incineration is usually applied to plastics remained after
sorting or for the fraction that is difficult to sort. Although it is not
sustainable in the way that its products cannot be used to make new
materials [11], energy recovery helps reduce fossil fuel consumption.
According to the global flows of plastic packaging materials from the Ellen
MacArthur foundation’s report [2], only 2% of the plastics is recovered by closed-
loop recycling, 8% by cascaded recycling and 14% by energy recovery
(incineration). The rest of 40% is sent to landfill and 32% leaks to the environment.
There is a huge room for improvement regarding collection, sorting and developing
new recycling technology.
The difficult-to-sort plastics are usually mixed with other materials. The mixture is
called the rejected fraction as all the recyclables have been removed. Analyses of
the compositions of the rejected fraction are shown in Table 1 where the main
shares are food waste, paper, plastics and textiles. Table 2 shows the main types of
plastics found in the rejected fraction which are polyethylene (PE), polypropylene
(PP), polyethylene terephthalate (PET), polyvinyl chloride (PVC) and polystyrene
(PS). Although better sorting can reduce the contamination of other fractions in
plastics mixture, some composite materials are difficult to separate, e.g., paper cups
coated with plastic films, plastic-paper-aluminum composite packaging. These
composite materials also contaminate the paper fraction sent for recycling. As the
cellulose fibers are recovered by the paper recycling process, the contaminating
plastics are removed as a rejected fraction. This rejected fraction contains both
3
plastics and paper fiber [12]. Therefore, the future recycling process must be able
to handle mixed materials.
Table 1 Composition (wt%) of the rejected fraction or the non-recyclable fraction
of municipal solid waste from different areas.
Stockholm
Sweden [13]
Goteborg
Sweden
[13]
Onda
Spain
[14]
Castilla y
León,
Spain
[15]
A municipal
in Tondela,
Portugal a
[16]
Bangkok
Thailand
[17]
A university
in Surin,
Thailand
[18]
Food and garden waste
14.6 24.8 16.8 23.9 2.53 9.48 18
Paper 37.6 20.8 32.2 27.9 34.9 9.6 14
Plastics 25.7 15.8 22.2 24.5 34.4 41.1 45
Textiles 4.5 3.6 7.91 8.7 18.4 4.2 19
Wood 1.6 17.3 3.3 2.2 0.6 27.5 c
Absorbent hygiene products
6.7 1.6 4.2 5.8
Composite packaging
2.0 2.2
Other organic matter b
2.0 0.03 10.0 d 0.4 3 d
Metal 3.1 3.8 4.39 3.7 4.8 1.0
Glass 3.4 1.8 1.1 0.5 5.1
0.7 1
Other inorganic 0.4 3.0 1.42 0.48 6.3
Hazardous waste and WEEE
0.2 0.7 2.44 0.34 N/A ND N/A
a from fraction with low food waste. b other organic waste includes rubber, leather, footwear. c wood and leave d did not specify the composition
The previously described tertiary recycling techniques are usually applied to well-
sorted plastics. For mixed plastics, the method of interest is pyrolysis as it does not
require sorting, and the mixed liquid product has a potential to be further upgraded
to fuels and chemicals [19, 20]. Pyrolysis of mixed plastics with other materials as
in municipal solid waste also has a potential to produce fuels and chemicals [21],
but the concerns regarding high water content and complex chemical compositions
should be further investigated [22].
4
It is important to understand the interactions between the feedstock components
during pyrolysis and their effects on the products compositions. The main types of
plastics are PE, PP, PS, PET, PVC as shown earlier in Table 1. For paper, the main
composition is cellulose. In this work, the interactions between cellulose and the
main types of plastics found in the rejected fraction were investigated. Based on the
findings and literature reviews, a pyrolysis process was then proposed to recover
fuels and other chemicals from this waste stream.
Table 2 Plastic wastes compositions from different area in percentage of total
plastic waste (wt%).
Sources
PE
(HDPE,
LDPE)
PP PET PVC PS Other
plastics
Residual a
Mixed plastic
packaging, UK [23] 38.4 22.2 15.3 3.5 4 16.5
Plastic waste fraction
fed to waste-to-energy
plants, Austria [24]
60±17 6±4 8±6 10±7 ~10
Plastic waste in reject
fraction after
mechanical sorting in
Spain [14]
62 5 15 N/A 5 13
Plastic waste in RDF,
Spain [15] 48.4 N/A 7.6 0.3 N/A 43.4 b
Plastic waste left after
source separated in
MSW, Bangkok (SNK
community) [25]
67±6 16±4 5±2 1±1 9±2 3±1
a Include non-packaging plastics and other non-plastic contamination e.g. milk carton b Include all other plastics except, PE, PET, PVC.
5
1.2 Objectives
• To investigate co-pyrolysis of plastics and paper for the production of fuels
and other chemicals.
o To study the effect of mixing methods on co-pyrolysis of PE and
cellulose (Paper I).
o To investigate the interactions between mixed plastics and
cellulose during their co-pyrolysis (Paper II).
o To investigate the mechanism of H and OH radicals’ formation
during cellulose pyrolysis (Paper III).
• To propose a process to recover fuels and other chemicals from the mixed
plastics and paper.
o To investigate the possibility of stepwise pyrolysis of mixed
plastics and paper (Paper IV).
o To investigate the first step of stepwise pyrolysis of PVC and
cellulose mixture by using CaO for the adsorption of HCl and
biooil upgradation (Paper V).
1.3 Structure of the dissertation
This thesis is a compendium of 5 publications prepared during the PhD study as
listed on page x. The papers can be put into two groups based on the objectives of
the work as shown in Figure 1:
• Fundamental investigations: paper I, II, III
• Process development in lab-scale facilities: paper IV, V
The thesis is then organized into 7 chapters. Chapter 2 provides the background
for the thesis. The more specific literature reviews are presented in the introduction
sections of chapter 4 and 5. Chapter 3 presents the methods used in this st udy
which are mainly experimental techniques.
Chapter 4 is based on paper I, II and III where interactions between mixed plastics
and cellulose were investigated using Py-GC/MS techniques. The first paper
discusses the effect of mixing method on pyrolysis products from PE and cellulose
co-pyrolysis. The second paper investigates the interaction between mixed plastics
and paper. It was difficult to explain some of the results on interactions regarding
hydrogen transfer. Therefore, the third paper attempts to explain these results by
investigating the possibility of H and OH radicals’ generation during cellulose
pyrolysis.
6
Chapter 5 is based on papers IV and V. As some understandings were gathered, a
stepwise pyrolysis process of mixed plastics and paper has been proposed and
tested in lab-scale experiments (paper IV). Paper V continues the investigation on
the first-step of the stepwise pyrolysis when PVC is present in the feedstock. The
performance of calcium oxide employed to adsorb HCl and reform biooil was
investigated.
Chapters 6 presents the conclusions and suggestions for future works.
Figure 1 Overview of the thesis work.
1.4 Sustainability aspects of the thesis
One of the objectives of this thesis is to propose a pyrolysis process to recover
fuels and other chemicals from the difficult-to-sort fraction of municipal solid
waste, e.g., plastics and paper composite packaging, and rejected fraction from
paper recycling. If the recovered chemicals can be used to produce new plastics,
then the process can help increase the recycling rate and enhance the sustainable
consumption and production patterns according to the UN sustainable
development goal 12 (SDG 12) [26]. If the recovered chemicals are used as fuels,
then it would help reduce fossil fuels consumption and could be considered as a
part of SDG 7 which is to ensure the access to affordable, reliable, sustainable and
7
modern energy for all. This, however, required further investigation on the
economics of the process.
Moreover, pyrolysis as a chemical recycling process has a potential to help combat
climate change according to SDG 13 by reducing CO2 emission as the carbons in
the original materials are maintained in the liquid chemicals and solid char.
Nevertheless, the process should be self-sustained and/or used renewable energy
sources.
A better recycling technology in general will encourage a better waste management
system. This will result in the cities becoming more sustainable (SDG 11) and the
oceans and lands becoming less polluted (SDG 14 and 15).
8
9
Chapter 2
2 Background
In this chapter, the backgrounds on pyrolysis and thermal decompositions of
cellulose, the main composition of paper, and plastics and are presented, followed
by a literature review on pyrolysis of mixed plastics and paper. The chapter is ended
with a note on feedstock recycling from plastics.
2.1 Pyrolysis
Pyrolysis is a thermal process in which the feedstock materials are thermally
decomposed in a non-oxidizing atmosphere. Depending on the material properties
and heating conditions, when the material is heated, it can undergo physical change
(e.g., deformation, melting) and chemical changes, i.e., breaking of chemical bonds.
The broken bonds generate radicals which can propagate in the chemical structure
and recombine with other radicals. As more heat is applied, more bonds are broken,
and as soon as the products are small enough, they evaporate and leave the bulk
material behind as a solid residue. The volatilized products can further decompose
due to heat or react with other products, resulting in the formation of a wide range
of compounds. Some of these compounds can be condensed into liquid products
and some are permanent gases. The final products are then the solid resid ue or
char, liquids and gases.
Feedstock ℎ𝑒𝑎𝑡→ Gas + Liquid + Solid residue (char)
The pyrolysis process is governed by chemical kinetics and transport phenomena.
It is a complicate process as many reactions occur concurrently and different
reactions respond differently to the heating condit ion applied. Heat and mass
transfer are needed to be considered, e.g., how fast the material is heated, or how
fast the products are swept away from the reaction or heating zone. This makes it
difficult to model pyrolysis reactions and to simulate pyrolysis process.
Experimental investigation is then necessary in many cases.
10
In other words, the quantities and compositions of the pyrolysis products depend
on the properties of the feedstocks and the process conditions. Figure 2 shows how
the feedstocks and process conditions affect the final pyrolysis products. As
previously described, the chemical kinetics and transport phenomena influence the
pyrolysis process in a complex way. Considering the phenomena associated with
thermal decomposition of solid, namely, chemical kinetics, internal and external
heat transfer, the decomposition process can be dominated by one of these
phenomena if the characteristic time of one phenomenon is considerably longer
than the others. This can be classified using a set of dimensionless numbers,
namely, Biot number (Bi), Damkohler number (Da), and Thiele number (Th) [27,
28]. Table 3 shows the process regimes and the calculations of these numbers. As
a rough guide of the phenomena controlling the process, it is important to know if
the process fall into any regime or not for the sake of describing and comparing
the results from different pyrolysis system, e.g., fixed bed, fluidized bed, micro-
pyrolyzer. If the process is in the “external heat transfer controls” or “internal heat
transfer controls” regime, then the reaction(s) (in this case thermal decomposition
reactions) occur at different temperature throughout the bulk of the material
resulting in a mixture of products from different temperature. In determining
kinetic parameters of thermal decomposition reaction of a feedstock, the process
should then be in the “chemical reaction controls” regime.
Although it is useful to know the process regime of the system of interest, it is not
commonly reported in most experimental works. This is due to 1) it is not always
the case that a process would fall into one of the regimes [27], 2) some process
parameters are difficult to evaluate, e.g., kinetic parameters of different feedstocks
[29], heat transfer coefficient in the reactor, h, which is estimated from empirical
and semi-empirical formula [30, 31], 3) the extent of the secondary reactions adds
to the complexity to the final products (refer back to Figure 2). Therefore, it is more
convenient to describe the pyrolysis process with other process parameters.
11
Figure 2 Parameters and phenomena affecting the final pyrolysis products
Table 3 Process regimes of the thermal decomposition of solid [28, 32].
Bi =
ℎ𝐿
𝑘≪ 1
Thin particle: homogeneous
temperature inside particle
Bi =ℎ𝐿
𝑘≫ 1
Thick particle: temperature
gradient inside particle
Da =𝑡𝑟ℎ
𝜌𝑐𝑝𝐿≪ 1 Da =
𝑡𝑟ℎ
𝜌𝑐𝑝𝐿≫ 1 Th =
𝜌𝑐𝑝𝐿2
𝑡𝑟𝑘≪ 1 Th =
𝜌𝑐𝑝𝐿2
𝑡𝑟𝑘≫ 1
𝑡𝑖𝑛 ≪ 𝑡𝑒𝑥,
tr≪ 𝑡𝑒𝑥 𝑡𝑖𝑛≪ 𝑡𝑒𝑥 ≪ 𝑡𝑟 𝑡𝑒𝑥 ≪ 𝑡𝑖𝑛 ≪ 𝑡𝑟
𝑡𝑒𝑥≪ 𝑡𝑖𝑛,
𝑡𝑟 ≪ 𝑡𝑖𝑛
Decomposition
regime
External heat
transfer
controls
Chemical
reaction
controls
Chemical
reaction
controls
Internal heat
transfer
controls
where
𝑐𝑝 is specific heat capacity (J/gK)
ℎ is heat transfer coefficient in reactor (W/Km2)
𝑘 is thermal conductivity of material (W/Km)
𝐿 is characteristic length of particle, e.g., for sphere L = diameter/6
𝑡𝑖𝑛 is internal heat transfer characteristic time, 𝑡𝑖𝑛 = 𝜌𝑐𝑝𝐿2/𝑘
𝑡𝑒𝑥 is external heat transfer characteristic time, 𝑡𝑒𝑥 = 𝜌𝑐𝑝𝐿/ℎ
𝑡𝑟 is reaction time for a specific ratio of conversion e.g. 50% or 90%
conversion
𝛼 is conversion ratio of solid in thermal decomposition
𝜌 is density of material (g/cm3)
12
The process parameters commonly reported are temperature, heating rate and
vapor residence time. Example of other process parameters reported are reactor
dimensions, carrier gas flow rate, types of heating. In many cases, inert gases such
as nitrogen can be used as carrier gases in the pyrolysis process, or the produced
gases can be recycled and used as a carrier gas. Some operating parameters can be
related to vapor residence time as shown in Figure 3. The temperature of the
pyrolysis process is usually in the range of 300-600 °C. The heating rate of the
system, which can be different than that of the particle [33], can vary from slow to
very fast (1-10000 K/min). The vapor residence time can also vary in a wide range:
seconds – days. These three parameters can be used to roughly classify the pyrolysis
process into [34, 35, 36]:
• Slow pyrolysis or carbonization: temperature <400 °C, slow heating rate in
the order of <10 K/min, long vapor residence time (hours to days), high
yield of char, example: charcoal production
• Fast pyrolysis: temperature usually >400 °C, fast heating rate (~1000 K/s),
short vapor residence time (up to 2 s.), high yield of liquid products,
example: fluidized bed reactor.
• Intermediate pyrolysis or conventional pyrolysis: temperature usually >400
°C, moderate heating rate (~10-100 K/min), vapor residence time 10s-
30m, moderate yields of liquid and gas.
In today’s research, one of the main aims of using pyrolysis processes is to produce
liquid products. For biomass pyrolysis, high yield of liquid can be achieved by fast
pyrolysis. While for plastics, the production of liquid and/or wax can be achieved
by both fast and intermediate pyrolysis. The liquid products from pyrolysis of both
biomass and plastics can be upgraded into fuels and other chemicals [19, 35].
Next sections present some backgrounds on thermal decomposition of plastics and
cellulose.
13
Figure 3 Operating parameters affecting the residence time of volatiles
2.2 Thermal decomposition of plastics
As previously described in Chapter 1, the common plastics found in the rejected
fraction are PE, PP, PS, PET, and PVC, which fall into the category of
thermoplastics. Table 4 shows the monomers of each plastics.
The pyrolysis products of these plastics are rather different. Low yields of solid
residue for all the plastics can be seen from thermogravimetric analysis. Pyrolysis
of PE, PP and PS produces almost no solid residue [37]. On the other hand,
pyrolysis of PET and PVC leaves small amount of solid residue (<10%) [37, 38].
The volatile products from PE and PP pyrolysis can be condensed and are mainly
in the form of wax and liquid, while that from PS are mainly in the liquid form.
Some parts of the volatile products from PET pyrolysis can be in the form of solid
due to the nature of the compounds such as benzoic acid and terephthalic acid [39].
For PVC, hydrogen chloride can be emitted at temperatures >300 °C. The main
liquid products from PVC pyrolysis are aromatic hydrocarbons, e.g., benzene, and
PAHs [40, 41].
Although, the investigated plastics usually contain additives which affect the
thermal decomposition of these plastics [19, 42, 40], these components are outside
the scope of this thesis and will be left for future study.
14
Table 4 Plastics and their monomers
Plastics Monomers
Polyethylene (PE) C2H4
Polypropylene (PP) C3H6
Polystyrene (PS) C8H8
Polyethylene
terephthalate (PET)
C10H8O4
Polyvinyl chloride
(PVC) C2H3Cl
The thermal cracking or thermal decomposition mechanisms of plastics involves
chain reactions which can be broadly classified into radical forming, radical
interconverting and radical consuming [29]. For PE and PP, some reactions are
shown as follows [19, 29] where µ is a hydrocarbon radical, β is a radical smaller
than µ, and H is hydrogen.
Chain fission/Recombination µ-H ⇌ β + β'
H-transfer or H-abstraction (both ways) µ-H + β ⇌ µ + β-H
µ-H + µ' ⇌ µ + µ'-H
Decomposition or β-scission/Addition µ ⇌ β + olefin
Isomerization (both ways) µ ⇌ µ'
µ + µ-H ⇌ µ' + µ-H
Disproportionation β + β' → paraffin + olefin
Termination β + µ → products
For PE and PP, the main products from thermal cracking are therefore a mixture
of olefins and paraffins with wide range of carbon number (C1-C>40) [43, 44].
15
The thermal decomposition mechanism of PS is similar to that of PE and PP as
the C-C bond in the main carbon chain is easier to break than the C-C bond
connecting C in the main chain to the phenyl group [45]. The main products from
PS composition is then styrene and styrene oligomers [46].
Thermal decomposition mechanism of PET starts from random scissions of ester
bonds via the transfer of β hydrogen forming a carboxylic acid and olefinic end
groups [47, 48] as shown in Figure 4. The products then further decompose via
ester scission reactions, decarboxylation and decarbonylation. The main volatile
products from PET pyrolysis are CO2, acetaldehyde, 4-(vinyloxycarbonyl) benzoic
acid, benzoic acid, vinyl benzoate and divinyl terephthalate [42, 47].
The thermal decomposition mechanism of PVC has been proposed by many works
as reviewed by Yu et al. [40]. An example of the proposed mechanism is a 4-stage
mechanism [49]: 1) dechlorination with inner cyclization, 2) aromatic chain scission,
3) cyclization/aromatization and 4) degradation from coke formation. This results
in HCl and aromatic hydrocarbons being the main products of PVC pyrolysis.
Figure 4 Decomposition mechanism of PET.
2.3 Thermal decomposition of cellulose
Cellulose is one of the main components of plant cell walls which is used for paper
production. It is a linear polysaccharide consisting of D-glucose units linked by
β(1,4)-glycosidic bonds as shown in Figure 5. The hydrogen bonds between
cellulose chains form a layered structure of cellulose. The different layers then hold
together via Van der Waals forces [50]. The natural crystal structure of cellulose is
Iα and Iβ, the latter being found much in higher plants.
Thermal decomposition of cellulose gives rise to various products such as
levoglucosan, levoglucosenone, hydroxymethyl furfural, furfural,
hydroxyacetaldehyde and acetic acid. Pyrolysis of cellulose mainly generates the
16
same products but with varied yields based on the pyrolysis conditions and the
properties of the cellulose, e.g., degree of polymerization and crystallinity [50].
There are many on-going studies and proposed decomposition mechanisms of
cellulose and the formation of different products [51, 50]. Some proposed reactions
involve breaking of glycosidic bonds by a concerted pathway to produce
levoglucosan, followed by several steps of dehydration and decarboxylation of the
formed products [50].
Figure 5 Basic unit of cellulose polymer.
The liquid products produced by biomass pyrolysis is called biooil. Biooil form
cellulose pyrolysis consists of many oxygenated compounds as suggested above.
Due to the high oxygen content of this liquid, its heating value is lower than that
of hydrocarbon fuels. Attempts to use biooil as fuel requires testing and standards
[52]. Upgradation to obtain better fuel quality is also a topic of current interest [35].
In most of the laboratory works, a trade-off between the high yield and a better
fuel quality is still an issue [35]. Nevertheless, some interesting technologies are
emerging, e.g., the IH2 process [53]. Since cellulose derived from biomass is a
renewable source, the production of fuels or other chemicals from it is considered
sustainable and environmentally friendly.
2.4 Pyrolysis of mixed plastics and paper
As discussed in the introduction section about the rejected fraction consisting of
mixed plastics and paper, the co-pyrolysis of mixed materials has been investigated
with different goals in mind. One is the production of fuel from the already mixed
materials. Another one proposes that the higher H/C ratios in plastics might help
improve the product quality of the biooil from biomass pyrolysis, thus intentionally
mixing plastics with biomass. Some recent literature reviews on co-pyrolysis of
biomass and plastics are presented based on the criteria of heating rate and the
presence of catalyst [54]. In this work, the emphasis is given on the non-catalytic
co-pyrolysis and some reviews have already been presented in the introduction
section of Paper II.
17
2.5 Notes on feedstocks recycling
Recovering monomers from plastics is an idealistic goal of feedstock recycling.
Table 5 shows the chemical building blocks of different plastics. Fundamentally,
the monomers are derived from basic petrochemicals such as hydrocarbon gases
(ethylene, propylene) and aromatic hydrocarbons (benzene, xylene). These
products are derived from petrochemical refineries where different products are
produced from crude oil, e.g., light gas oil, heavy gas oil, liquid petroleum gas. These
products require multiple steps of purification, separation and upgrading to become
final products. This implies the multiple steps required to produce plastic
feedstocks.
On the other hand, liquid fuel as a mixture of hydrocarbons is also an interesting
product to be recovered from pyrolysis of plastics or plastics mixed with biomass.
As the initial products from pyrolysis are mixture of compounds, the most
convenient use is as a liquid fuel for transportation, since less upgradation and
separation processes are required. The properties of the fuel should be comparable
to the petroleum fuel standard [55, 56] or the standard for pyrolysis liquid biofuels
[52].
18
Table 5 Chemical building blocks of some common plastics [57].
Plastics Feedstocks Notes
Polyethylene (PE) C2H4, H2 Some comonomers are 1-
butene, 1-hexene, 1-octene
Polypropylene (PP) C3H6, C2H4, H2 Similar comonomers as PE
Polystyrene (PS) Styrene Styrene is produced from
ethylbenzene which is made by
catalytic alkylation of benzene
and ethylene
Polyethylene
terephthalate (PET)
Monoethylene glycol
(MEG) and purified
terephthalic acid (PTA) or
dimethyl terephthalate
(DMT)
Ethylene glycol (or 1,2-
ethanediol) is derived from
Ethylene oxide + H2O →
ethylene glycol
where ethylene oxide is
produced from direct
oxidation of ethylene by
oxygen.
PTA is produced from xylene
oxidation in air
DMT is produced from p-
xylene and methanol
Polyvinyl chloride
(PVC)
Vinyl chloride (C2H3Cl) Vinyl chloride production
steps are:
1) chlorination reaction
C2H4 + Cl2 → C2H4Cl2
and oxychlorination reaction
C2H4+O2+HCl → C2H4Cl2
2) heat treatment to convert
C2H4Cl2 to vinyl chloride with
HCl removal
19
Chapter 3
3 Methodology
3.1 Feedstock materials
The feedstock used were both neat and mixed materials. Table 6 gives ultimate and
proximate analysis of the materials. The cellulose used in this work is
microcrystalline cellulose purchased from Sigma-Aldridge. It is an alpha cellulose
(type Iβ) with a typical degree of polymerization of less than 400 [58, 59]. The
plastics powder and film were purchased from Good fellow company, except for
the PVC which was acquired from INEOS Chlor Vinyls by a previous lab member
[60].
The pelletized and non-pelletized paper reject was kindly provided by Smurfit
Kappa Roermond paper mill in corporation with RISE Energy Technology Center
(Piteå). It is the rejected fraction from the paper recycling process and mainly
contain plastics and some paper fibers attached to the plastics.
Table 6 Ultimate and proximate analyses of the feedstocks (wt%).
Materials Forms Elemental analysis Proximate analysis
C H N O* Cl S Volatile Ash Moisture
Cellulose Powder, 50 µm
44.1 6.3 < 0.1† 49.5 88.9 <0.3†
Polyethylene (PE, Low density)
Film, 50 µm thick
84.8 13.7 < 0.1 1.5 100 <0.3
Polyethylene (PE) mixed with polyethylene terephthalate (PET)
Powder, <63 µm
69.4 7.5 <0.1 23.1 92.0 <0.3
Polystyrene (PS)
Powder, <63 µm
90.9 7.7 <0.1 1.4 100 <0.3
20
Table 6 Cont.
Materials Forms Elemental analysis Proximate analysis
C H N O* Cl S Volatile Ash Moisture
Polypropylene (PP)
Powder, <63 µm
85.4 13.9 <0.1 0.7 100 <0.3
Polyethylene (PE) mixed with polyethylene terephthalate (PET)
Powder, 300 µm
80.7 12.2 <0.1 7.1 100 <0.3
Polystyrene (PS)
Powder, 250 µm
90.9 7.7 <0.1 1.4 100 <0.3
Polyvinylchloride (PVC)
Powder, 250 µm
38.4 5.0 <0.1† 4.2 52.0 0.04 93.0 0.3
Pelletized paper reject
Pellets 54.5 7.5 0.27 29.3 1.00 0.100 85.3 7.4 2.3
Non-pelletized paper reject
Shredded form
52.9 7.5 0.49 16.6 1.34 0.138 76.5 21 1
* Calculated from 100% difference, † lower limit of detection
3.2 Experimental facilities
3.2.1 Py-GC/MS and Py-GCxGC/MS
Two setups for pyrolysis-gas chromatography connected to mass spectroscopy (Py-
GC/MS) were used in this study. The details for each setup are as follow:
1. Pyrola 2000 connected to GC/MS Agilent 7890A GC and Agilent 5975C MS.
This setup (shown in Figure 6) is at the department of materials science and
engineering, KTH, Stockholm. The Pyrola 2000 [61] is a micro-pyrolyzer capable
of pyrolyzing small amount of samples in the range of ~ 0.1-1 mg. The pyrolyzer
is a platinum filament which is electrically heated. The initial heat-up time is 8 ms,
thereafter the time to reach the set temperature/the pyrolysis time can be adjusted,
e.g., 2-10 s. The temperature is measured by a resistance temperature detector at
the temperature <500 °C and an optical temperature sensor at temperatures of 500-
1100 °C. The calibration of the resistance temperature detector is done by using
the optical temperature sensor at temperatures >500 °C.
The GC can be equipped with many types of column such as HP-5ms (30 m or 60
m × 0.25 mm × 0.25 µm, Agilent), VF-1701 (60 m × 0.25 mm × 0.25 µm, Agilent),
21
DB-1701 (30 m × 0.25 mm × 0.25 µm, Agilent). The methods for each column are
different as shown in paper I-V.
The mass spectrometer scanning range can be adjusted, e.g., between m/z 15 - 550.
NIST-11 library was employed for peaks identification.
Figure 6 Pyrola 2000 - GC/MS
2. Frontier lab PY-3030S single shot pyrolyzer connected to GC×GC/MS
Shimadzu QP 2010 Ultra EI system with liquid nitrogen modulator Zoex ZX1.
This setup is RISE Energy Technology Center in Piteå. The Frontier lab pyrolyzer,
PY-3030S [62], is a micro-pyrolyzer for small amount of sample in the range of
~0.1-1 mg. A small deactivated stainless-steel cup is employed as a sample holder.
To start the pyrolysis, this cup is dropped into the furnace hold at a set temperature.
The pyrolyzer is connected to a GC equipped with 2 columns connected in series
which were, in this work, DB-5 (60 m × 0.25 mm × 0.15 µm, Agilent) and DB-17
(1 m × 0.18 mm × 0.18 µm, Agilent). The modulator, Zoex ZX1, connecting the
two columns uses liquid nitrogen to refocus the compounds emitted from the first
column into the second column [63]. The compounds separated by the first column
is further separated in the second column.
The mass spectrometer scanning range was set to m/z 28.5-320 to avoid the signal
from nitrogen gas. NIST-14 library was employed for peaks identification.
3.2.2 Bench-scale fixed bed reactor
The small bench-scale fixed bed reactor is an in-house facility at KTH, which is
capable of pyrolyzing samples of ~1-15 g. As shown in Figure 7, two setups have
been constructed and used in this thesis: a single-stage reactor and a two-stage
reactor. The schemes of each reactor are shown in paper IV and V. The pyrolysis
reactors are made of 316L stainless-steel tubes. The electric heaters can reach a
temperature of 1000 °C. For the two-stage reactor, a transfer tube connecting the
first and the second stage reactors is heated using heating tape which can reach a
22
maximum temperature of 450 °C. The sample basket is connected to a
thermocouple which can be moved from the water-cooling zone down to the pre-
heated reactor. Nitrogen gas was supplied from the top of the system using either
digital or analog flow meters. A cooling bath was used to condense the pyrolysis
vapors. The non-condensable gas was analyzed using Micro-gas chromatography.
The volume of the gas was read from a volumetric flow meter.
Figure 7 Left: one stage fixed bed reactor with electric heater and water-cooling jacket on the top. Right: two stage reactors (a vertical reactor connected to a
horizontal reactor) with electric heaters and water-cooling jacket on the top part of
the reactor.
3.3 Products analysis
When experiments were performed in the bench-scale fixed bed reactor, the
products were collected and analyzed separately. To obtain mass balances, different
parts of the of the experimental setup were weighed before and after each
experiment including the sample basket, the condensers, and the catalyst reactor.
The liquid, gas, solid residue and catalyst were analyzed according to the following
methods:
23
3.3.1 Liquid analysis techniques
• Liquid composition was analyzed by GC/MS. The liquid sample was
dissolved in a solvent, e.g., methanol, methanol and dichloromethane
mixture. The solution was then analyzed on gas chromatography – mass
spectrometry (GC/MS, Agilent 7890A GC and Agilent 5975C MS)
equipped with automatic liquid sampler. The column used were either HP-
5ms or DB-1701 column. NIST-11 library was used to identify the peaks.
• Water content was analyzed by Karl fisher titration using Mettler Toledo
Excellent titrator T5. A know amount of liquid sample was introduced into
Hydranal – Ketosolver and was titrated with Hydranal composite 5 K.
• Total acid number (TAN) titration was performed using Mettler Toledo
Excellent titrator T5. A known amount of liquid sample was dissolved in
either methanol (for oil) or 1:1 mixture of toluene and 2-propanol (for wax
sample). The solution was then titrated with 0.1 M KOH in EtOH
according to the ASTM D664 method.
• Chlorine content in the liquid was analyzed using Cl35 NMR which is only
sensitive for Cl ion as derived from HCl in aqueous solution.
3.3.2 Gas analysis techniques
• Gas composition was analyzed by a micro gas chromatography - thermal
conductivity detector (Micro GC-TCD, Agilent 490) consisting of 4
columns calibrated for the volumetric percentage of different gases. The
first column, MS5A (Agilent), is for H2, O2, N2, and CO analysis. The
second column, PPU (Agilent), is for CO2, C2H4, C2H6, C2H2 analysis. The
third column, Al2O3/KCl (Agilent), is for C3H8, C3H6 (cyclopropane and
propene), and C4 gases. The fourth column, CP-Sil 5CB (Agilent), is for
higher hydrocarbon gases but was not in used.
• Volume of gas was measured by drum-type gas meter (Ritter TG 1).
3.3.3 Solid analysis techniques
• Elemental analysis was performed by external laboratories (BELAB AB,
Eurofins) using a combustion method following the standard SS-EN ISO
16948:2015 or SS-EN 15407:2011.
• X-ray diffraction (XRD) analysis of catalysts was performed using Bruker
D8 Discover using Co radiation source with Kα1 of 1.79026 Å.
• X-ray fluorescence spectroscopy (XRF) of the catalyst was performed by
an external laboratory (Degerfors Lab).
24
25
Chapter 4
4 Investigation of interactions between plastics and cellulose using Py-GC/MS
4.1 Introduction
This chapter is a compilation of the results from three papers, paper I-III. The main
technique employed was Py-GC/MS which is a comparatively fast technique as
compared to bench-scale or pilot scale experiments and requires small amount of
sample. Therefore, a larger number of investigation cases can be performed.
However, a limitation of this technique is that only a range of volatile pyrolysis
products can be studied. The interpretations of the results are then bound to this
condition.
Mixed feedstocks can be in the form of composite materials where plastics and
paper are attached together tightly. The first paper then investigates if the mixing
methods have any effect on the interactions between polyethylene and cellulose
during co-pyrolysis.
It has been suggested that plastics with higher hydrogen to carbon ratio than
cellulose, when co-pyrolyzed together, would act as hydrogen source and improve
the oil quality [64, 65]. The interaction between plastics and cellulose should be
clarified. Many works have investigated the interactions between different plastics
and cellulose [66]. Nevertheless, when more than one types of plastics are presented
in the mixture, it can be difficult to analyze the products mixture. Therefore, in the
second paper, we investigated the interactions between mixed plastics and cellulose
using Py-GCxGC/MS. With the GCxGC, the separation of pyrolysis products is
better, thus assisting the analysis.
From the second paper, some hydrogen transfer reaction occurred when co-
pyrolyzed plastics and cellulose, e.g., between PS and cellulose. However, it was
difficult to pinpoint the source of hydrogen. We then set out to investigate the
26
formation of hydrogen and hydroxyl radicals during cellulose pyrolysis as presented
in paper III. This paper is a combination of computational (first -principles
calculations) and experimental investigation. As the thesis author was responsible
for the experimental part, details of the experimental section and the overview of
the results and conclusion will be presented.
4.2 Paper I: Effect of mixing methods
The mixing methods tested were 1) mixing by melt ing and 2) not mixing. For
mixing by melting, the cellulose powder was spread equally on top of PE film. The
film and the powder were put between two aluminum foils and clamped between
two ceramic plates. The plates were put into the oven at 105 °C overnight as the
cellulose powder did not attach to the PE film when heating duration in the oven
was too short (2-3 hours). Figure 8 shows the preparation of the melted sample.
The sample was cut into small circular pieces using a cutting mold. For the non-
mixing case, the two feedstocks were put side-by-side on the sample holder. The
sample size was 0.07-0.18 mg. The experiments were performed on Py-GC/MS
using Pyrola 2000 system.
The total ion chromatogram (TIC) area percent are reported for the two cases
together with the calculated values derived from neat materials as shown in Figure
10. The calculated value is equal to the weighted average of the area percent of neat
materials. The weighing factor (W𝑖) is calculated as follows with the assumption
that half of the unknown derived from each material:
W𝑖=Total area of products derived from feedstock 𝑖+ 0.5*(total area of unknown products)
Total area of the whole chromatogram
where 𝑖 is either PE or cellulose. The TIC area instead of area percent could also
be used to report the result; however, due to the uncertainty of the instrument used
for weight measurements, it is more suitable to use area percent.
Figure 8 Preparation of cellulose and PE mixture by melting. Left: sample before
being put into the oven. Right: After taking out of the oven
27
4.2.1 Results and discussion
Figure 9 shows the total ion chromatogram of the neat and mixed materials. The
chromatograms of mixed materials are nearly the same as a direct addition of
chromatogram of neat materials. This shows that the main products derived from
pyrolysis of each material were not affected by co-pyrolysis.
From Figure 10, small changes could be observed in the mixing case, i.e., a decrease
in the formation of aldehydes and increases in the formation of ketones, pyran, and
acetic acid. Similar finding was observed by Xue et al. [67], no explanation was
given on this result. It is obvious that the changes are more pronounce in the case
of close contact mixing as compared to not-mixing case. The main products such
as hydrocarbons and anhydrosugars (mainly levoglucosan) were not affected.
Figure 11 shows the ratios of area percent of the experimental cases to the
calculated values for specific compounds. For the not-mixing case, the ratios were
close to 1, while for the melting case the deviations from the ratio of 1 were more
significant. Higher yields of anhydrosugars and lower yields of small aldehydes
indicate that further decomposition of cellulose pyrolysis products was inhibited
when the cellulose was melted together with PE. Furthermore, the increase of
ketones in the melting case (Figure 10) was attributed to the formation of aliphatic
ketones, e.g., 2-hexanone, 2-oxanone, 2-nonanone, and 2-dodecanone. This might
indicate interaction between the small oxygenates from cellulose pyrolysis products
with unsaturated aliphatics from PE pyrolysis, e.g., acetaldehyde with aliphatic
alkenes.
Overall, the main products are not affected by co-pyrolysis whether the feedstock
were mixed or not. Small changes were observed in the formation of oxygenated
compounds. These changes were more notable in the case of mixing by melting
than in the non-mixing case.
28
Figure 9 Total ion chromatogram from pyrolysis of (a) PE, (b) cellulose, (c)
PE/cellulose not mixed and (d) PE/cellulose mixed by long melting
29
Figure 10 TIC Area percent of different group of compounds from co-pyrolysis of
PE and cellulose when different mixing conditions were applied: long melting, not
mixing and calculated value from individual pyrolysis
Figure 11 TIC area percent and ratio of TIC Area percent between experimental
and calculated value for products derived from cellulose in co-pyrolysis of PE and
cellulose.
0.00
0.00
0.01
0.10
1.00
10.00
100.00
0
1
2
3
4
TIC
Are
a %
Ratio o
f T
IC A
rea p
erc
ent
(Exp./
Calc
.)
PE/Cellulose Long Melting
PE/Cellulose Not Mixed
30
4.3 Paper II: Interactions between plastics and cellulose
Interaction between different plastics (PS, PP and PE/PET) and cellulose were
studied using Py-GC×GC/MS. The pyrolysis temperature was set to 600 °C to
ensure the pyrolysis of all feedstocks. As some previous works have already
revealed interactions between PE [68] or PP [69] with cellulose, the scenarios to be
investigated are mixture of 1) PS and cellulose, 2) PP, PS and cellulose, and 3)
PE/PET, PP, PS and cellulose. The samples were in a powder form with particle
size smaller than 63 µm. The feedstocks for different scenarios were pre-mixed at
different ratios, e.g., PS to cellulose ratios were 70:30, 50:50, 30:70. The sample
amount used was 0.3 ±0.005 mg.
The reported weight-normalized TIC area is the TIC area divided by sample weight.
The theoretical or the calculated value is the weighted average of the weight-
normalized TIC area according to the mixing ratios of the feedstock.
The limitation of Py-GC/MS experiments is that only a specific range of products
could be observed, i.e., compounds within the range of ~C5-C24.
4.3.1 Results and discussion
4.3.1.1 Co-pyrolysis of PS and cellulose
The main products of PS pyrolysis are styrene and styrene oligomers, while that of
cellulose pyrolysis are anhydrosugars (mainly levoglucosan), furans and other
oxygenated compounds. When PS and cellulose were co-pyrolyzed, the main
products from both feedstocks could still be observed. However, the quantities
were different. Figure 12 and Figure 13 show the ratios of experimental values to
the calculated values of some products from co-pyrolysis of PS and cellulose. The
yields of single-ring aromatics increased with a large increase of ethylbenzene, while
the products from cellulose pyrolysis did not change much except for an unknown
sugars compound. The higher yields of benzene, toluene, ethylbenzene,
methylstyrene as seen in Figure 12 could be explained by a promotion of hydrogen
transfer between pyrolysis products. Jakab et al. [70] investigated the pyrolysis of
PS and charcoal mixture in thermogravimetric-mass spectroscopy system (TG/MS)
and Py-GC/MS. They suggested that styrene monomers might be hydrogenated by
the charcoal which contained ~1% hydrogen. Investigation of char properties
should be performed in the future to clarify this suggestion.
31
Figure 12 Ratios of the experimental to the calculated weight-normalized TIC areas of some aromatic compounds from PS and cellulose co-pyrolysis at 600°C (Figure
4 in Paper II).
Figure 13 Ratios of the experimental to the calculated weight-normalized TIC areas
of some anhydrosugars, furans, pyrans, aldehydes and ketones from PS and
cellulose co-pyrolysis at 600°C (Figure S4 in Paper II).
32
4.3.1.1 Co-pyrolysis of PP, PS and cellulose
When PP, PS and cellulose were co-pyrolyzed, the formation of new products were
observed as shown in Figure 14. The new alkylated benzenes are likely formed from
the recombination of hydrocarbon radicals generated from PS and PP pyrolysis.
The formation of (3-methyl-3-butenyl)benzene during mixed plastics pyrolysis has
been reported before in [71]. Moreover, interactions between plastics, e.g., PP and
PS, were previously reported to be due to intermolecular hydrogen abstraction [72].
The comparison between the experimental and the calculated weight -normalized
TIC area of groups of compounds are shown in Figure 15. The yields of single ring
aromatic hydrocarbons largely increase in the co-pyrolysis cases. This increase in
yield affects most of the single ring aromatic components as shown in Figure 16. A
comparison between the PP/PS/Cellulose ratios of 60:10:30 and 40:10:50 shows
that when higher amounts of cellulose was present in the mixture, more
ethylbenzene was formed. This implies that the promotion of ethylbenzene is due
to interaction between PS and cellulose. For other single ring aromatic products,
the trends of the area ratios are not as clear as ethylbenzene, this implies that not
only cellulose but also PP contributes to the formation of these products. It is likely
that these products are formed through radical interactions, e.g., hydrogen transfer,
disproportionation and termination by the mixed radicals generated during
pyrolysis. The main pyrolysis products from cellulose pyrolysis, anhydrosugars,
were not affected by co-pyrolysis. As furans, e.g., furfural and hydroxymethyl
furfural are proposed to form via dehydration of 3-deoxy-glucose intermediate [50],
the small decrease of furans observed implies a suppression of this formation
pathway. Small decreases in the yield of hydrocarbons (alkanes, alkenes, dialkenes)
derived from PP pyrolysis were observed. This can be partly due to the interaction
with PS pyrolysis products to form new alkylated products discussed earlier. The
formation of aliphatic alcohols as observed by Ojha et al. [69] in the co-pyrolysis
of PP and cellulose was not observed in our results which could be due to the
difference in pyrolysis system.
33
Figure 14 2D-Pyrograms showing new compounds formed in the co-pyrolysis of
PP, PS and cellulose (Figure 5 in Paper II).
Figure 15 Weight-normalized TIC area of different groups of compounds emitted from co-pyrolysis of PP, PS and cellulose at three different mixing ratios (60:10:30,
40:10:50 and 20:10:70) at 600°C, along with calculated values based on single
component pyrolysis (Figure 6 in Paper II).
34
Figure 16 Ratios of the experimental to the calculated weight-normalized TIC areas
of some aromatic compounds from PP, PS and cellulose co-pyrolysis at 600°C
(Figure 7 in Paper II).
4.3.1.2 Co-pyrolysis of PE/PET, PP, PS and cellulose
The PE used in this work was contaminated with PET from the beginning. The
amount of PET was estimated to be ~70 wt%. Figure 17 shows the weight-
normalized TIC area of different compound groups. An increase in the yield of
single ring aromatic can still be observed like in the previous cases. The addition of
PE/PET suppressed the formation of ethylbenzene as shown in Figure 18. It is
likely that the interaction was due to PET and not PE because PE was found to
promote ethylbenzene formation by hydrogen donation to PS pyrolysis products
[73]. Figure 19 shows the ratios of the experimental to the calculated TIC areas of
compounds originally derived from PE/PET pyrolysis. It was observed that the
yields of unsaturated products were lower, while the yield of saturated products
were higher as shown in Table 7. This indicates that PET pyrolysis products are
more competitive in hydrogen abstraction from the pyrolysis products of other
feedstocks.
No new compound was observed except for the new alkylated benzenes already
observed in the PP/PS/Cellulose co-pyrolysis case. No significant change was
observed in the yields of anhydrosugars. Moreover, only small changes were
observed in the yields of aliphatic hydrocarbons (alkanes, alkenes, dialkenes) which
1E+0
1E+1
1E+2
1E+3
1E+4
1E+5
1E+6
1E+7
1E+8
1E+9
1E+10
0.0
1.0
2.0
3.0
4.0
5.0
6.0
7.0
8.0
9.0
10.0
Weig
ht-
norm
ali
zed
TIC
A
rea
Rati
o o
f W
eig
ht-
norm
ali
zed
TIC
A
rea E
xp./
Calc
.
PP/PS/C (60:10:30)
PP/PS/C (40:10:50)
PP/PS/C (20:10:70)
PP/PS/C (40:10:50) Area Exp.
PP/PS/C (40:10:50) Area Calc.
35
are likely due to interaction with PS pyrolysis products. From all these observations,
no indication was found that supported the hypothesis that the plastics donate
hydrogen to cellulose pyrolysis products to a significant extent during co-pyrolysis.
However, with different pyrolysis conditions, e.g., slow heating rate [74], different
phenomena can occur.
Figure 17 Weight-normalized TIC area of different groups of compounds emitted
from co-pyrolysis of PE/PET, PP, PS and cellulose different mixing ratio
(30:30:10:30, 30:10:10:50 and 8:8:8:76) at 600°C (Figure 10 in Paper II).
36
Figure 18 Ratios of the experimental to the calculated weight-normalized TIC areas
of some aromatic compounds from PE/PET, PP, PS and cellulose co-pyrolysis at
600°C (Figure 11 in Paper II).
Figure 19 Ratios of the experimental to the calculated weight-normalized TIC areas
of some oxygenated compounds from PE/PET, PP, PS and cellulose co-pyrolysis
at 600°C (Figure 12 in Paper II).
1E+0
1E+1
1E+2
1E+3
1E+4
1E+5
1E+6
1E+7
1E+8
1E+9
1E+10
0
1
2
3
4
5
6
7
8
9
10
Weig
ht-
norm
ali
zed
TIC
A
rea
Rati
o o
f W
eig
ht-
norm
ali
zed
TIC
A
rea
Exp./
Calc
. PE/PP/PS/C (30:30:10:30)
PE/PP/PS/C (30:10:10:50)
PE/PP/PS/C (8:8:8:76)
PE/PP/PS/C (30:10:10:50) Area Exp.
PE/PP/PS/C (30:10:10:50) Area Calc.
1E+0
1E+1
1E+2
1E+3
1E+4
1E+5
1E+6
1E+7
1E+8
1E+9
1E+10
0
1
2
3
4
5
6
7
8
9
10
Weig
ht-
norm
ali
zed
TIC
A
rea
Rati
o o
f W
eig
ht-
norm
ali
zed
TIC
A
rea
PE/PP/PS/C (30:30:10:30)
PE/PP/PS/C (30:10:10:50)
PE/PP/PS/C (8:8:8:76)
PE/PP/PS/C (30:10:10:50) Area Exp.
PE/PP/PS/C (30:10:10:50) Area Calc.
37
Table 7 Changes in the products derived from PET pyrolysis due to the co-pyrolysis
with other feedstocks. (To be considered together with Figure 19)
Products with decreased yield Products with increased yield
4-(Vinyloxycarbonyl) benzoic acid
terephthalic acid
vinyl benzoate
ethyl benzoate
(benzoic acid, ethyl ester)
benzoic acid
1,2-Ethanediol, dibenzoate
1,2-Ethanediol, monobenzoate
4.4 Paper III: H, OH and H2O formation during the early stages of cellulose pyrolysis
From the co-pyrolysis studies of PS and cellulose in paper II, larger yields of
products from hydrogen transfer reactions, e.g., ethylbenzene, toluene, were
observed. Moreover, in the study of co-pyrolysis of PP and cellulose [69], the
formation of aliphatic alcohols was observed which was likely involve the transfer
of OH radicals. It is questionable whether cellulose can act as the source of H and
OH radicals during pyrolysis or whether these products are the result of
hydrogenation by cellulose char [70] or whether it was due to the interaction
between radicals from plastics pyrolysis and water [75]. In this work, first-principle
calculations and Py-GC/MS experiments were performed to investigate the
formation of H, OH and H2O during the thermal decomposition of cellulose.
38
As the author of the thesis was responsible for the experimental section, the results
from the experiments are presented here in detail. The connection to the results
from the calculation and the overall conclusion will also be presented.
Microcrystalline cellulose powder was pyrolyzed in a platinum filament pyrolyzer,
Pyrola2000, which was connected to a GC/MS. The multiple-temperature-step
pyrolysis was performed on the same sample to investigate the evolution of
products, especially water formation.
4.4.1 Results and discussion
Figure 21 shows the total ion chromatogram of the cellulose pyrolysis at different
temperature. The main products from cellulose pyrolysis started to appear at the
temperature of 350 °C. Before that temperature, only the peak at 1.7 min could be
observed. This peak is a mixture of gases and light compounds, e.g., CO, CO2,
water. The identification of each compound in this peak is done by selected mass
spectrum. The abundance of water, CO, CO2 in this peak is shown in Figure 22 as
a function of temperature. Water did not appear before 210 °C. This indicates that
it does not have an origin from the moisture in the sample. The abundance of water
was high at 280 °C, became slightly lower at 320 °C, and increased again after 350
°C. This suggests that the water formation reaction at 280 °C is different from that
at 350 °C.
From the DFT calculations of bond dissociation energies of H and OH radicals at
different positions in the cellulose structure, it was found that the formation of
single radicals (H•, HO•) from any available positions required higher reaction
energy as compared to the generation of two radicals with subsequent formation
of molecular products. The most favorable one being the generation of H from C2
position and OH from C3 position to form a water molecule (see Figure 20 for the
numbering position of carbon atoms). This is due to the formation of a double
bond between C2 and C3 that stabilizes the cellulose product. Furthermore, from
the calculation of Gibbs free energy of this reaction, the temperature at which this
reaction become spontaneous was calculated to be 282 °C, while the temperature
for water desorption from cellulose was estimated to be -153 °C for cellulose with
diradicals at C2 and C3. The generated water at 282 °C is then likely desorbed
spontaneously. This agrees well with the experimental result where the large
amount of water was first released at 280 °C.
As a conclusion, it is not likely that H and OH radicals are formed individually
during cellulose pyrolysis, but they are rather formed together and recombine to
form water. This supports the study that suggested that the interaction between
39
plastics and cellulose was caused by the reaction between radicals from plastics and
water [75]. More investigation should be done in the future where both plastics and
cellulose are present in the calculation.
Figure 20 The structure and carbon numbering of two unit cells of cellulose IβA used in the calculations.
Figure 21 Total Ion Chromatogram of products from cellulose pyrolysis at different
temperature steps.
0 2 4 6 8 10 12 14 16 18 20 22 24
Abundan
ce (ar
bitar
y u
nits)
Retention time (min)
210°C
280°C
320°C
350°C
400°C
170°C
m/z scanningrange:
15 - 250
m/z scanning range: 33 - 550
250°C
40
Figure 22 Abundances of water (m/z 18), CO2 (m/z 44) and CO (m/z 28) in the
first GC peak (RT 1.7 min) at different temperatures. Two tests were performed and denoted as sample A and B. It should be noted that m/z = 28 can have origin
in other species besides CO because small hydrocarbons with m/z of 29-30 were
detected at 350 and 400 °C.
0
1
2
3
4
5
6
7
8
9
150 250 350
Abundan
ce (
×1
07/m
g)
Pyrolysis temperature (°C)
H₂O Sample A
H₂O Sample B
CO₂ Sample A
CO₂ Sample B
CO Sample A
CO Sample B
41
Chapter 5
5 Stepwise pyrolysis of mixed plastics and paper
5.1 Introduction
In the previous chapter, we have investigated the fundamental aspects of plastics
(PE, PP, PS, PET) and paper co-pyrolysis. The microscale pyrolysis has shown that
co-pyrolysis does not affect the main volatile pyrolysis products form each
feedstock. The interactions between plastics and cellulose was small and there was
no indication of hydrogen transfer from plastics to cellulose pyrolysis products.
Further literature reviews on lab-scale [64, 76, 77] and pilot scale [78] showed
similar findings, i.e., small interactions occur but the main products from pyrolysis
of each feedstock are not much affected. Catalytic co-pyrolysis was found to
increase the yield of aromatic hydrocarbons, but not all types of plastics results in
this synergistic effect [67, 79, 80].
The products from biomass and plastics pyrolysis are significantly different.
Pyrolysis of mixed plastics waste usually produces high hydrocarbon content [19]
and can be upgraded to selected products [19, 81]. On the other hand,
biomass/paper pyrolysis produces highly oxygenated liquid . The research on
upgradation of this liquid is on-going with the consistent tradeoff between the yield
and the quality of the products [35]. Since the co-pyrolysis does not provide the
desired significant synergistic effect, it might be more beneficial to separate the two
products from each other, thus allowing different treatment and upgradation
process for pyrolysis products of each feedstock.
Some options for separating products could be to add pre- or post- processes
and/or to modify the pyrolysis process. For the pre-pyrolysis process, we have
already discussed the sorting processes that some materials are difficult to be sorted.
For the post-pyrolysis process, some options are fractional condensation,
distillation, and solvent extraction, e.g., washing the products with water. For
fractional condensation and distillation, some oxygenated and hydrocarbon
42
products have similar boiling points, e.g., levoglucosan (384 °C) and eicosane (wax,
343 °C); therefore, they can be difficult to separate. For solvent extraction, the
products are diluted in solvents and a drying process is required to recover the
products and solvents. Nevertheless, according to the author’s knowledge, not
many works have investigated this option for pyrolysis oil from mixed feedstocks
and it can be interesting to investigate further. For the modification of pyrolysis
process, stepwise pyrolysis is an interesting option to produce different products at
different pyrolysis temperature. This can be beneficial as less post-processing is
required and the upgradation of the products can be performed at the same time if
catalyst is applied. However, the possibility of applying stepwise pyrolysis process
depends very much on the feedstock properties.
Stepwise pyrolysis of mixed plastics has been applied in the past for the
dechlorination of PVC and for producing different products at different
temperature [73]. This is possible due to the different pyrolysis temperature of
different plastics. For cellulose, it is observed that its pyrolysis temperature is lower
than that of most plastics [82] and only few works have investigated stepwise
pyrolysis of mixed plastics and paper [83, 84] (many works on single step pyrolysis,
e.g., [85, 86, 87]). Therefore, we investigate this issue in Paper IV. Initially, as a
proof of concept, mixtures of neat PS, PE and cellulose were used as feedstocks.
Later, real waste samples, the paper rejects, were subjected to stepwise pyrolysis.
In paper V, we continue the investigation on the stepwise pyrolysis when PVC is
presented in the feedstock. The focus was given to the first temperature step as the
products from cellulose pyrolysis would appear together with HCl from PVC
dechlorination. Calcium oxide was proposed to be used for simultaneous HCl
adsorption [88, 89] and upgradation of biooil from cellulose pyrolysis [90]. The
performance of CaO on these duties was investigated.
5.2 Paper IV: Stepwise pyrolysis of mixed plastics and cellulose
The feedstocks were pyrolyzed in a one-stage fixed bed reactor. The reactor was
heated to a fixed temperature before the sample basket was introduced. After
pyrolysis at the first temperature, the basket was restored to a cooling zone. The
basket was weighed, and the condensable products were collected for analysis.
Pyrolysis at a second temperature was performed on the solid residue from the first
pyrolysis step following the same pyrolysis procedure.
43
5.2.1 Results and discussion
Since the thermal decomposition temperature of PS is closed to that of cellulose,
mixtures of PS and cellulose were used in the investigation of the first step
temperature. To pyrolyze PS and cellulose separately, the temperature chosen for
the first step should not be higher than the thermal decomposition of PS which is
350-450 °C [82, 91]. The thermal decomposition temperature of cellulose is 300-
400 °C [82, 91]. Therefore, the temperatures chosen for the investigation are 300
and 350 °C. The temperature of the second step was fixed to 500 °C which is high
enough to pyrolyze most plastics [82]. Figure 23a shows the mass balance of single
step and stepwise pyrolysis of PS and cellulose mixture. Stepwise pyrolysis
produced slightly more char than single step pyrolysis. This is due partly to the
heating rate. When cellulose is subject to higher heating rate at 500 °C as compared
to that at 300 or 350 °C, less char is produced [50]. The first step temperature of
300 °C results in incomplete pyrolysis in a given time (32 min). This can be
observed from the water produced in the second pyrolysis step (also presented in
Table 8) and from the higher amount of cellulose pyrolysis products in the second
pyrolysis step as compared to when the temperature of the first step was 350 °C (as
shown in Figure 24a). Also shown in Figure 24a, when the temperature of the first
step was 350 °C, some amount of multiple-ring aromatic hydrocarbons from PS
pyrolysis was also produced in the first step. This indicate that the temperature of
the first step should not be increased further as more pyrolysis products from PS
will be produced in the first step. The results also indicate that the temperature and
pyrolysis time of the first step is not yet optimized. Nevertheless, the results showed
that the main fraction of pyrolysis products from cellulose and PS can be well
separated into the first and the second pyrolysis step. Table 8 shows the total acid
number (TAN) and water content of the condensable products. The TANs and
water contents of the products from the first pyrolysis step are significantly higher
than those from the second pyrolysis step, supporting the previous discussion.
The first step temperature of 350 °C was chosen for further investigation since
better separation was achieved as compared to that at 300 °C. The main pyrolysis
products from PE is wax or heavy hydrocarbons which cannot be used directly and
should be upgraded into lighter hydrocarbons. One process parameter affecting the
extent of cracking of hydrocarbon chains is the vapor residence time in the heating
zone [92, 93]. The longer the vapor residence time, the lighter the hydrocarbon
products. By adding PE to the feedstock, we investigate the vapor residence time
of the second pyrolysis step by lowering the flowrate of the carrier gas. This resulted
in a longer vapor residence time being approximately 42 s as compare to the regular
case of approximately 5 s. The long vapor residence time case is denoted as long. As
44
shown in Figure 23b, less wax was produced in the long case. However, the liquid
yield was also reduced.
The stepwise pyrolysis with the temperature steps of 350/500 °C and long vapor
residence time was applied to the real waste samples. The mass balances are shown
in Figure 23c. Non-pelletized paper reject contained more ash/metal content thus
producing more char/solid residue as compared to pelletized paper reject. The
compositions of the condensable products are shown in Figure 24c. The
condensable products from the first pyrolysis step consist of large oxygenated
products, while the products from the second pyrolysis step consist of large fraction
of hydrocarbons. Moreover, the total acid number shown of the condensable
products from the first step was much higher than that from the second step as
shown in Figure 24c.
From the all the results, it is shown that stepwise pyrolysis of mixed plastics and
paper can products two separated condensable products streams: one from the first
pyrolysis step containing high acidic and oxygenated compounds, and another one
from the second pyrolysis step containing mainly hydrocarbons. The temperature
of the first step is not yet optimized but should be between 300-350 °C. Further
investigation is needed on the upgradation of the products from both steps and on
the possibility of scaling up the process.
45
Figure 23 Mass balance of single step and stepwise pyrolysis of a) cellulose and PS
mixture (1:1), b) cellulose, PS and PE mixture (1:1:1), c) paper reject samples. The label “long” indicates long vapor residence time in the second pyrolysis step. Diff
indicates the mass fraction which is not accounted for, mainly undetected C4–C7
compounds.
11% 17% 16%10%
8% 8%
60%
7% 13%
1.9%
0.1%
46% 41%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Cell:PS
Single step
500°C
Cell:PS
300/500°C
Cell:PS
350/500°C
Wt
%
a) Cellulose:PS Diff Step 2
Diff Step 1
Gas Step 2
Gas Step 1
Wax Step 2
Liquid Step 2
Water Step 2
Liquid Step 1
Water Step 1
Final Char
4% 9% 11%
57%
10% 12%
21%
39% 27%
18%
13%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Cell:PS:PE
Single step
500 °C
Cell:PS:PE
350/500 °C
Cell:PS:PE
350/500 °C
long
Wt
%
b) Cellulose:PS:PE Diff Step 2
Diff Step 1
Gas Step 2
Gas Step 1
Wax Step 2
Liquid Step 2
Wax Step 1
Liquid Step 1
Water Step 1
Final Char
27%42%
7%
15%12%
6%13%
19%15%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Pellets
350/500°C long
Non-pellet
350/500°C long
Wt
%
c) Real waste samples Diff Step 2
Diff Step 1
Gas Step 2
Gas Step 1
Wax Step 2
Liquid Step 2
Wax Step 1
Liquid Step 1
Water Step 1
Final Char
46
Figure 24 Compositions of liquid products from single step and stepwise pyrolysis analyzed by GC/MS of a) mixture of cellulose and PS, b) mixture of cellulose, PS
and PE, c) paper reject samples.
30.0 21.2 21.7
23.1
1.8
21.7
5.6
16.5
2.2
1.3 1.3
2.0
2.1
0.3
4.4
0.1
2.3
1.2
1.6
1.6
1.1
0
10
20
30
40
50
60
Cell:PS
Single step
500°C
Cell:PS
300/500 °C
Step 1
Cell:PS
300/500 °C
Step 2
Cell:PS
350/500 °C
Step 1
Cell:PS
350/500 °C
Step 2
Weig
hte
d A
rea P
erc
ent (a
rbitary
unit)
Unknown
Other oxygenated compounds
Furan & Pyrans
Anhydrosugars
PAHs
Multiple-ring Aromatic hydrocarbons
Single-ring Aromatic hydrocarbons
a)
5.9 4.9 4.7
21.6 17.6
12.7
15.9
3.5
12.8
6.6
3.1
3.0
0.7
1.4
6.8
1.8
1.6
1.2
0
10
20
30
40
50
60
Cell:PS:PE
Single step
Cell:PS:PE
350/500 °C
Step 1
Cell:PS:PE
350/500 °C
short
Step 2
Cell:PS:PE
350/500 °C
long
Step 2
Weig
hte
d A
rea P
erc
ent (a
rbitary
unit)
Unknown
Other oxygenated compounds
Furan&Pyrans
Anhydrosugars
PAHs
Multiple-ring Aromatic hydrocarbons
Single-ring Aromatic hydrocarbons
Aliphatic hydrocarbons
b)
-2.0
7.8
0.7
0.12
0.4
1.1
1.85 0.61
4.88 1.0
3.89
0.8 6.19
1.4
6.67
2.7
1.53
0
2
4
6
8
10
12
14
16
18
Pellets
350/500 °C
Step 1
Pellets
350/500 °C
long
Step 2
Non-pellet
350/500 °C
Step 1
Non-pellet
350/500 °C
long
Step 2
Weig
hte
d A
rea P
erc
ent (a
rbitary
unit)
Phthalates
Unknown
Other oxygenated compounds
Furan&Pyrans
Anhydrosugars
PAHs
Multiple-ring Aromatic hydrocarbons
Single-ring Aromatic hydrocarbons
Aliphatic hydrocarbons
c)
47
Table 8 Total acid number (TAN, mg KOH/g) and water content (wt%) of
condensable products
Feedstocks Single step
pyrolysis
500 °C
Stepwise pyrolysis
1st step 2nd step
Cellulose:PS
(1:1)
TAN
Water content
18.7
17.4
300 °C 350 °C
36.5 ± 0.0 43.2 ± 0.2
66.7 ± 4.7 50.1 ± 1.5
300/500 °C 350/500 °C
3.0 ± 0.6 3.3 ± 0.5
5.0 ± 1.1 0.15 ± 0.06
Cellulose:PS:PE
(1:1:1)
TAN
Water content
32.0
18.7
350 °C 350 °C
43.5 ± 2.7 49.6
46.8 ± 0.8 45.5
short long
vapor residence time
19.5 ± 3.3 19.6
<0.05 0.3
Paper reject
samples
TAN
Water content
Pelletized Non-pelletized
215.9 NA
58.0 NA
Pelletized Non-pelletized
29.6 10.8
1.7 0.05
48
5.3 Paper V: Upgradation of products from the first step of stepwise pyrolysis
In this study, a mixture of cellulose and 5 wt% PVC was used as feedstock to
investigate the upgradation of the products from the first pyrolysis step. The
temperature used from stepwise pyrolysis are 350 °C for the first step and 500 °C
for the second step. As PVC undergoes dehydrochlorination at the same
temperature with cellulose pyrolysis in the first pyrolysis step, liquid products then
become a mixture of HCl and bio-oil. Calcium oxide (CaO) was then chosen as a
sorbent/catalyst based on its ability to adsorb HCl from PVC dechlorination [88,
89] and to upgrade bio-oil [90].
The feedstocks were pyrolyzed in a two-stage fixed bed reactor. Calcium oxide was
placed in the second reactor. The different ratios of feedstock to CaO (R) used
were 1:0.2, 1:0.4 and 1:1. The different temperature applied on the CaO reactor
were 300, 350, 400 and 600 °C.
5.3.1 Results and discussion
Figure 25 shows the yields of char, liquid, gases, and weight increase on CaO (ΔW)
at different CaO temperature and R. As R increases, ΔW increase and the liquid
yields decrease. This implies the higher formation of coke on the spent CaO and
higher catalytic activity on the products. At a given R, the liquid yields were highest
at 400 °C at the same temperature as when ΔW were lowest.
The yields of water, organic liquids and chloride ion are shown in Figure 26. The
yield of organic liquids was calculated from the total liquid yield subtracted by the
yields of water and chlorine. From the figure, high water and chlorine yields were
observed at 400 °C. The R of 1:1 was able to adsorb all Cl at 300 and 350 °C. At
600 °C, some amount of Cl is also observed in the liquid. The yields of organic
liquids were quite low in all cases (~10%). This is due to the catalytic activity of
CaO which results in the formation of coke and water.
XRD analyses of the spent CaO are shown in Figure 27. XRD pattern of calcium
chloride was not observed even when the feedstock used was neat PVC. This
indicates that the products of CaO and HCl reaction might not be CaCl2 or that
the amount of too small to be observed. When mixed feedstock was employed,
CO2 adsorption by CaO was observed in all cases. Water also react with CaO to
form Ca(OH)2. However, the pattern of Ca(OH)2 disappeared at 400 and 600 °C
due to the decomposition of Ca(OH)2. The correspondence of Ca(OH)2
decomposition and the release of HCl form the CaO at 400 °C implies that the two
49
reactions are related. Further literature reviews show that the presence of water
vapor can cause the reemission of HCl according to reaction (1) which occur at
around 400 °C [94]. Another explanation is the thermal decomposition of Ca(OH)2
which start at 400 °C [95].
CaCl2 (s) + H2O (g) → Ca(OH)Cl (s) + HCl (g) at 410-740 °C (1)
Ca(OH)Cl (s) → CaO (s) + HCl (g) at 640-740 °C (2)
Ca(OH)2 (s) → CaO (s) + H2O (g) start at 400 °C (3)
For the catalytic effect of CaO on the liquid products, Figure 28 shows some of the
main compounds found in the liquid. The weighted area percent was calculated
from the area percent multiplied by the yield of organic compounds. The main
products from non-catalytic pyrolysis of cellulose was levoglucosan (β-D-
Glucopyranose, 1,6-anhydro-) which had the weighted area percent of 4.0 (not
shown in any figures). However, when CaO was applied at different temperature,
the main products shift toward cyclopentenone as shown in Figure 28d-e. The yield
of 2-cyclopenten-1-one was highest at 350 °C indicating higher catalytic activity as
compared to other temperatures. On the other hand, when the temperature
increases to higher than 400 °C, the productions of polycyclic aromatic
hydrocarbons (PAHs) and phenol become dominant.
Another important compound is the acetic acid shown in Figure 28i. When R =
1:1, a complete adsorption of acetic acid was achieved at 300 and 350 °C, while the
yield of acetic acid was high at 400 °C. The adsorption of acetic acid helps reduce
the acidity of the liquid products which is desirable for fuel application.
Overall, the suitable CaO temperature for Cl adsorption and bio-oil reforming is
below 350 °C. The feedstock to CaO ratio of 1:1 have shown to be able to adsorb
all HCl and acetic acid. Nevertheless, it should be further optimized. The CaO
temperature of higher than 400 °C was found to cause the desorption of HCl which
can be observed from the higher Cl ion in the liquid product. This was explained
by the reaction of CaCl2 with water at such temperature.
50
Figure 25 Yield of char, liquid, gases, and weight increase on CaO (ΔW) from the
ex-situ catalytic pyrolysis of mixture of cellulose and 5 wt% PVC at 350 °C at
different catalyst (CaO) temperature and feedstock to catalyst ratio (R) .
Figure 26 Yield of water, organic liquid, and chloride ion found in the liquid
products from the ex-situ catalytic pyrolysis of mixture of cellulose and 5 wt% PVC
at 350 °C.
0%
10%
20%
30%
40%
50%
250 450 650
wt%
CaO temperature (°C)
Char
1:0.2
1:0.4
1:10%
10%
20%
30%
40%
50%
250 450 650
wt%
CaO temperature (°C)
ΔW
1:0.2
1:0.4
1:1
0%
10%
20%
30%
40%
50%
250 450 650
wt%
CaO temperature (°C)
Liquid
1:0.2
1:0.4
1:10%
5%
10%
15%
250 450 650
wt%
CaO temperature (°C)
Gases
1:0.2
1:0.4
1:1
0.0%
0.5%
1.0%
1.5%
2.0%
0%
10%
20%
30%
200 300 400 500 600 700
wt%
Temperature (°C)
1:0.4 Water
1:1 Water
1:0.4 Organic liquid
1:1 Organic liquid
1:0.4 Cl ion
1:1 Cl ion
51
Figure 27 XRD spectra for fresh and spent CaO. Each case is denoted by
feedstock, R, and CaO temperature.
52
Figure 28 Trends for some organic compounds in the liquid products from ex-situ
catalytic pyrolysis of mixture of cellulose and 5 wt% PVC at 350 °C. The CaO
temperature and R were varied.
0.00
0.10
0.20
0.30
0.40
0.50
0.60
0.70
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
1H-Inden-1-one, 2,3-dihydro-
1:0.4
1:1
a)
0.00
0.05
0.10
0.15
0.20
0.25
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
Naphthalene
1:0.4
1:1
b)
0.00
0.02
0.04
0.06
0.08
0.10
0.12
0.14
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
Naphthalene, 2-methyl-
1:0.4
1:1
c)
0.00
0.10
0.20
0.30
0.40
0.50
0.60
0.70
250 350 450 550 650
Wei
ghte
d a
rea
per
cen
t (a
rbit
ary
un
it)
CaO temperature (°C)
2-Cyclopenten-1-one
1:0.4
1:1
d)
0.00
0.05
0.10
0.15
0.20
0.25
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
2-Cyclopenten-1-one, 3-methyl-
1:0.4
1:1
e)
0.00
0.20
0.40
0.60
0.80
1.00
250 350 450 550 650
Wei
ghte
d a
rea
per
cen
t (a
rbit
ary
unit
)
CaO temperature (°C)
Phenol
1:0.4
1:1
f)
0.00
0.10
0.20
0.30
0.40
0.50
0.60
0.70
250 350 450 550 650
Wei
ghte
d a
rea
per
cen
t (a
rbit
ary
un
it)
CaO temperature (°C)
1,4:3,6-Dianhydro-α-d-glucopyranose
1:0.4
1:1
m)
0.00
0.02
0.04
0.06
0.08
0.10
0.12
0.14
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
Acetic acid
1:0.4
1:1
i)
53
Figure 28 Cont.
0.00
0.20
0.40
0.60
0.80
1.00
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
Furfural
1:0.4
1:1
g)
0.00
0.05
0.10
0.15
0.20
0.25
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
5-Hydroxymethylfurfural
1:0.4
1:1
h)
0.00
0.20
0.40
0.60
0.80
1.00
250 350 450 550 650
Wei
ghte
d a
rea
per
cen
t (a
rbit
ary
un
it)
CaO temperature (°C)
Levoglucosenone
1:0.4
1:1
j)
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
250 350 450 550 650
Wei
ghte
d a
rea
per
cent
(arb
itar
y u
nit
)
CaO temperature (°C)
β-D-Glucopyranose, 1,6-anhydro-
1:0.4
1:1
k)
54
55
Chapter 6
6 Conclusions and future work
6.1 Conclusions
This thesis investigated how to produce fuels or other chemicals from mixed
plastics and paper by pyrolysis. Both fundamental investigations on interactions
between the mixed feedstocks and the development of pyrolysis process were
performed.
For the fundamental investigation, three works have been conducted to investigate
the effect of mixing methods, the interactions between mixed feedstocks and the
formation of H, OH radicals from cellulose pyrolysis. The conclusions are as
follow:
• The mixing method has only a slight effect on the main volatile products
from co-pyrolysis of PE and cellulose.
• The interactions between mixed plastics (PE, PP, PS, PET) and cellulose
was found to not affect the main volatile products from each feedstock.
Small interactions occur causing hydrogenation of PS and PET pyrolysis
products which can be observed from increased yields of compounds with
less unsaturated bonds, e.g., ethylbenzene.
• A further study then investigated the possibility of H, OH radicals’
formation during cellulose pyrolysis. It was found that these radicals could
form during the early stage of cellulose pyrolysis. However, they are likely
formed together and recombine to form water. The calculations suggest
the formation of water at around 280 °C which agrees with experimental
findings.
As the main products of each feedstock were not affected by co-pyrolysis, it might
be more beneficial to separate the products from pyrolysis of plastics and paper
because the hydrocarbons from plastics pyrolysis and oxygenated products from
paper pyrolysis are different in nature and require different upgradation methods.
56
Stepwise pyrolysis process was proposed and tested with simulated mixtures (PE,
PS, cellulose) and real plastics and paper mixtures.
• It was found that the temperature of the first pyrolysis step of 300-350 °C
and the temperature of the second step of 500 °C can be used to produce
two distinct products streams: one with high acidity and high content of
oxygenated compounds, and one with low acidity and high content of
hydrocarbons.
Further investigation was focused on the first pyrolysis step when PVC was present
in the feedstocks. Calcium oxide was proposed to be used as sorbent/catalyst to
adsorb HCl and to reform the products from cellulose pyrolysis.
• It was found that the suitable temperature for HCl adsorption and
reforming of pyrolysis products was below 350 °C. As when the
temperature was higher than 400 °C, the presence of water in the products
stream cause the reemission of HCl from the reacting CaO. The ratio of
feedstock to CaO was also important and required further optimization.
The ratio of 1:1 was found to be able to adsorb all the HCl from PVC
dehydrochlorination and the acetic acid from cellulose pyrolysis.
Overall, this work has built up a ground for future investigations and developments
of pyrolysis process to recover fuels and other chemicals from mixed plastics and
paper.
6.2 Future work
Some recommendations for future works are as follow:
1) On the experimental investigations of interactions between feedstocks.
Base on paper I and II, more investigation on the interactions between
feedstocks could be conducted in bench-scale reactors where mass
balances can be obtained and the characterizations of gas, liquid, and char
can be performed. Effects of heating rate or interactions between the
different phases, e.g. the melt plastics and cellulose as in [96], should be
further investigated. The feedstock interactions during catalytic co-
pyrolysis is also under current research interests [79].
2) On first-principle investigation of decomposition mechanisms and
interactions between feedstocks during pyrolysis. Based on paper III, more
first-principle investigation on mixed plastics and cellulose could be
57
performed by incorporating more feedstocks in the simulations. It is
important to develop a method for simulating multi-component systems as
this would help guiding and accelerating the experimental design and
process development which is currently done mainly by trial-and-error. An
incorporation of the effect of heating rate and pyrolysis temperature in the
study/calculation is also important.
3) On the process developments for pyrolysis of mixed feedstocks. Based on
paper IV and V, more works could be done in the future to understand and
further develop the stepwise pyrolysis of mixed plastics and paper, for
example, the characterization of wax and char, the application of different
catalysts to produce specific products, the effect of heteroatoms, e.g., S, N,
Cl, the fate of inorganics and its effect on the products and/or the methods
to recover them, and the recovery of metals from the pyrolysis char.
Reactor design is also important to find an efficient way to heat and
pyrolyze the feedstocks. Techno-economic assessment of the process and
life cycle analysis of the materials are also interesting topics to be further
performed.
From the circular economy aspect, more and more work should steer towards the
production of products that can be used to generate new plastics and/or chemicals.
Therefore, the higher purity and selectivity of the products are preferred. This can
be achieved by developing a refinery process capable of handling products from
pyrolysis of rejected fractions.
58
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