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    Proceedings of

    the Sixth International Workshop

    on Coastal Disaster Prevention

    December 1 - 2, 2009

    Holiday Inn Bangkok, Bangkok, Thailand

    Port and Airport Research Institute, Japan

    Development Institute of Technology, Japan

    Ministry of Land, Infrastructure, Transport and Tourism, Japan

    Department of Civil Engineering, Chulalongkorn University, Thailand

    Climate and Disaster Science and Technology Center, Ministry of Science and Technology, Thailand

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    CONTENTS

    Tsunami Research - Its past, present and near future - ..................................................1

    Nobuo Shuto

    Tsunami Risk Assessment and the Planning and Implementation of Strategic Mitigation

    Measures- Case Study City of Galle..............................................................................25

    Samantha Hettiarachchi, Saman Samarawickrama and Nimal Wijeratne

    Real Time Monitoring for Mega Thrust Earthquakes and Tsunamis around the Nankai

    Trough Southwestern Japan - Towards to understanding mega thrust earthquakes anddisaster mitigation - .......................................................................................................37

    Yoshiyuki Kaneda, Katsuyoshi Kawaguchi, Eiichiro Araki, Hiroyuki Matsumoto,

    Takeshi Nakamura, Shinichiro Kamiya, Keisuke Ariyoshi, Takane Hori, Hide Sakaguchi,

    Maddegedara Lalith and Toshitaka Baba

    Tsunami Warning System in Japan................................................................................47

    Kenji Nakata

    Experimental Study on Tsunami Power ........................................................................51

    Taro Arikawa

    Necessity of Advanced Tsunami Damage Index ...........................................................61

    Koji Fujima

    Detailed and Real-time Estimation Methods of Tsunami..............................................71

    Takashi Tomita, Daisuke Tatsumi and Kazuhiko Honda

    Tsunami Evacuation Simulation in an Urban Area of Japan .........................................89

    Kentaro Kumagai

    Tsunami Disaster Reduction in Japanese Ports and Harbors.........................................93

    Naokazu Takata

    Recent Progress on Tsunami Disaster Mitigation in Indonesia ...................................107

    Subandono Diposaptono and Enggar Sadtopo

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    TSUNAMI RESEARCH ITS PAST, PRESENT AND NEAR FUTURE

    Nobuo SHUTO

    ARISH, Nihon University, Tokyo, Japan, [email protected]

    Abstract

    Each time when a tsunami occurred, research seeds were found and tsunami research made

    progress. After the 1933 tsunami, a small scale experiment began to understand the

    generation mechanism of tsunamis. Before 1960, the mainstream of tsunami research was

    theoretical works. Generation of tsunamis and T-waves was predicted. Need of the

    dispersion term was theoretically recommended in the analysis of far-field tsunamis. In

    1960, large-scale experiments and numerical simulation started. After 1970s, numerical

    simulations with the shallow-water theory have been growing with remarkable speed. The

    Mansinha-Smylie method provided a way to determine the initial profile of homogeneous

    fault model, which is being replaced by heterogeneous fault model. In 1983, a video

    clearly showed soliton fission in the sea that requires the non-linear dispersive equation.

    In 1993, a tsunami trace in a narrow valley urged the introduction of the 2D/3D hybrid

    simulation. In addition to the analysis and simulation of tsunamis, there are many needs

    from a viewpoint of disaster mitigation.

    Keywords: Numerical simulation, initial profile, propagation, run-ups, damage assessment

    1. IntroductionFrom the birth to the coastal effects of tsunamis, each research topics are described in order of time.

    In Section 2, causes of tsunami are summarized. Although sub-marine earthquakes are the major

    subject in the present paper, another cause such as volcanic activity should be paid attention, if we

    consider the Krakatau eruption that claimed over 36,000 lives.

    In Section 3, generation of tsunamis and related problems is discussed. A sub-marine earthquake

    generates not only tsunami but also T-wave. The tsunami itself generates infrasound. Static and

    dynamic generation mechanisms are explained.

    In Section 4, the method to estimate tsunami initial profile is described. Before 1971, the inverse

    propagation diagram was used. With the Mansinha-Smylie method, the fault parameters determined

    from seismic data are used to estimate tsunami initial profile. After several experiences, assumption of

    Proceedings of the 6th International

    Workshop on Coastal Disaster Prevention,

    Bangkok, Thailand, December 1-2, 2009

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    homogeneous fault model is being replaced by heterogeneous fault model.

    In Section 5, tsunamis in the deep sea are discussed. For a near-field tsunami, the liner long wave

    theory is applicable while for a far-field tsunami the linear Boussinesq equation is necessary if the Kajiura

    number pais smaller than 4.Section 6 is for tsunamis in the shallow sea. The fundamental equations are the shallow-water

    theory with bottom friction included. If a tsunami front shows cnoidal bore, dispersion effect should be

    taken into consideration. There is no theory applicable to edge bores, running along the shoreline with

    breaking front.

    Section 7 is for tsunamis on land. Run-up front needs q special assumption of the moving boundary.

    For a special topography, three dimensional equations are required. To deal with this condition, a 2D/3D

    hybrid simulation is introduced. For a judgment whether or not a numerical simulation is carried out

    satisfactorily for practical application, Aida measures Kand are used.

    In Section 8, four topics important from a practical point of view are selected; damage to houses and

    buildings, impact of waves and floating materials, erosion due to tsunami-induced currents, and tsunami

    control forests.

    Section 9 is for research topics to be solved in the near future. Section 10 is concluding remarks.

    2. Causes of Tsunamis

    2.1 The oldest document

    Thucydides, a Greek historian, was the first person who recorded a tsunami and thought that the

    tsunami was generated by an earthquake. In summer of 426 B.C. during the Peloponnesian war, the sea

    receded after an earthquake, and then a huge wave hit the city of Orobiae at the northwestern coast of

    Euboea Island. A part of the city subsided and became the sea. At the island of Atlanta at the other side

    of the strait was also hit by the tsunami. A part of Athenian fortifications was swept away. Thucydides

    considered that the full force of the earthquake drew the seawater from the shore and then the sea

    suddenly swept back again even more violently.

    2.2 Submarine Earthquake

    Most of the causes of tsunamis are submarine earthquakes. Not the ground shaking but the vertical

    displacement of sea-bottom generates a tsunami. The greater an earthquake is, the larger is the verticaldisplacement; hence the larger tsunami is generated. This is a rule for a tsunamigenic earthquake. An

    exception is a tsunami earthquake. Much larger tsunamis than expected from earthquake seismic waves

    can be generated.

    2.3 Landslide

    Landslides can also generate tsunamis. Lituya Bay in Alaska repeatedly experienced huge local

    tsunamis in 1958, 1936, 1899, 1853-1854, and probably in 1900. This bay is about 11 km long, 1 km

    wide and 169 m deep. On July 10, 1958, an earthquake caused 30 million cubic meters of rocks

    weighing 90 million tons to slide from the northern shore from an average height of 600 m with the

    dimensions of 700 m to 900 m and the average thickness of 90 m. The slide forced the water surge up to

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    the height of 520 m on the opposite shore. Then, the water ran down into the bay to form a huge tsunami

    higher than 30 m in the bay (Lander, 1996).

    2.4 Volcanic ActivityAnother mechanism is volcanic actions. In May 1883, the volcanic eruption of Krakatau in the

    Sunda Strait between Java and Sumatra Islands began. On August 27, a giant tsunami was generated.

    Because of thickly falling ashes, no one could see the tsunami offshore. When coastal residents noticed

    the white cap of the tsunami, the tsunami was just in front of them. There was no time for evacuation.

    It claimed more than 36,000 human lives. Its maximum runup was higher than 30 m Simkin and

    Fiske).

    3. Generation of Tsunamis, T-waves and Infrasound

    3.1 Tsunami Earthquake

    The Meiji Sanriku Great Tsunami on June 15, 1896, opened the gate to the tsunami science. It was a

    typical tsunami earthquake. Many coastal residents felt no ground shaking and did not try to evacuate.

    A giant tsunami with the maximum runup height of 38 m hit and claimed 22,000 lives. Since the ground

    shaking was too weak, scholars considered that the cause might be a submarine landslide or an action of a

    submarine volcano. Imamura (1899) checked the wave length on the tide records that reflected the size

    of the tsunami source area, and found that the source area should be wider than several ten kilometers, too

    wide for the possible size of a landslide or an eruption of volcano. He concluded the submarine

    earthquake was the cause.

    To understand the mechanism of a tsunami earthquake, we have to wait until 1977 when Tanioka,

    Ruff and Satake (1997) proposed an assumption of the horst-graven topography.

    3.2 Tsunamigenic Earthquake

    (1) Static Generation

    On March 3, 1933, the Showa Great Sanriku Tsunami hit after a strong ground shaking. The modern

    tsunami science and technology began with this tsunami. Takahashi (1934) began hydraulic

    experiments of tsunami generation efficiency with apparatus

    shown in Fig.1. Speed and stroke of the piston were adjusted.He found that a large stroke with the high speed of the piston

    movement yielded high waves.

    Kajiura (1970) discussed theoretically the generation

    efficiency based upon the long wave approximation. The

    energy transfer from the sea bottom to the water was examined

    in relation to the duration of the bottom movement. If the

    duration is less than several minutes, the deformation may be

    considered to be abrupt as far as the tsunami is concerned.

    This idea leads to the static theory of tsunami generation; that

    is, the final vertical displacement of sea bottom surface is

    Figure 1: Takahashis experimental

    setup

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    equal to the tsunami initial profile.

    (2) Dynamic Generation

    Omachi et al. (1999) carried out a dynamic analysis of tsunami generation and showed that the

    tsunami height could be larger than the static displacement. If the period of the Rayleigh waveapproaches the water wave period that is determined by the water depth, the tsunami is amplified. For a

    tsunami generated in the shallow sea, this mechanism may become non-negligible.

    3.3 T-Wave Generation

    Kajiura (1970) also predicted that if the movement is completed in a few second, the energy transferred

    to the compressional water waves (T-wave) might be larger than the tsunami energy. Iwasaki (1992)

    discussed the relation between the movement of sea bottom surface and characteristics of T-wave. The

    generation of the compressional water waves was proved by a record of the 2004 Indian Ocean Tsunami

    (Okal et al., 2007).

    3.4 Infrasound Generation

    When a tsunami appears on the sea surface, this vertical displacement compresses the air and

    generates the compressional air waves (Iwasaki, 1992; Izumiya and Nagaoka, 1994). This infrasound, not

    perceived by human, propagates with the speed of 340 m/s faster than tsunamis. When the 2004 Indian

    Ocean Tsunami hit Sri Lanka and Thailand, elephants detected this low-frequency sound and evacuated

    from the sea shore. This sound also recorded on a CTBT microphone (Garces, M. et al., 2005).

    4. Tsunami Initial Profile

    4.1 Inverse Propagation Method

    Before 1971, the inverse propagation method was used to estimate the initial profile. Starting from a

    tide gauge station, wave fronts (inverse wave fronts) are drawn, on assuming the propagation velocity of

    linear long waves. The inverse wave front that corresponds to the time between the earthquake and the

    arrival of the tsunami, gives the position from any place of which the tsunami can starts and arrives at the

    tide station. An envelope of the inverse wave fronts from available tide gauge stations is the landward

    boundary of the tsunami source area. From the profile of the first wave, wave length is calculated to

    determine the width of the tsunami source, i.e., seaward boundary of the tsunami source. Horizontaldistribution of rise and fall of the water surface is also estimated, using tide records.

    4.2 Use of Fault Parameters

    Mansinha & Smylie (1971) introduced a way to calculate the sea-bottom displacement based on fault

    parameters. From analysis of the seismic wave record, a fault movement is described by geometrical

    characteristics (location, depth, strike-, dip- and slip-angles of the fault plane), physical characteristics

    (length, width and dislocation of the fault plane) and dynamic characteristics (rupture direction, rupture

    velocity and rise time of the fault movement). With fault parameters (except for dynamic

    characteristics), the static displacement of sea bottom surface can be computed, assuming that a fault

    movement occurred in a semi-infinite elastic, homogeneous body. This assumes a homogeneous

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    movement in a fault plane that leads us to a simple tsunami profile: one crest and one trough in the area of

    the generation. More complete study was carried out by Okada (1985) with correction of misprints in

    Mansinha & Smylie paper.

    If the fault movement is not large, this estimation works well. An example is shown in Figs. 2 and 3.

    Figure 2: The source of the 2004 Kii Hanto-oki Figure 3: Comparison between the measured

    tsunami. and measured.

    The main shock of MJ=7.4 occurred at 23:57 off the Kii Peninsula generated a tsunami (Fig.2). The

    record of a GPS wave gauge, after 150 second moving average, shows the tsunami as in Fig.3. The upper

    line in Fig. 3 is the computed by Koike et al. (2005).

    4.3 Actual Examples

    However, for a big fault motion, the Mansinha-Smylie method does not always give satisfactory

    results. Fig. 4 shows the initial profiles of the 1993 Hokkaido Nansei-Oki tsunami (MW=7.8) proposed

    by different researchers. The left was computed based upon the Harvard CMT solution assuming one

    fault plane. The middle was by Kikuchi who used the seismic records near the epicenter and assumed

    two fault planes. Both used only seismic data. If started with these initial profiles, the tsunami was not

    explained.

    The DCRC of Tohoku University repeated trials 24 times to find DCRC-17a that satisfies earthquake,

    tsunami and topographic change (Takahashi et al. 1995).

    Figure 4: Initial profile proposed by Harvard (left), Figure 5: Measured profile of the

    Kikuchi (middle) and DCRC (right). 1964 tsunami.

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    Only one example of the measured initial tsunami profile is found in the case of the 1964 Great

    Alaska earthquake. Figure 5 is obtained by Plafker (1965). A section along the line A-A is shown in

    the lower figure. There is a gentle wavy deformation 450 km long with one crest and one trough. Its

    wave height is about 6 m. Near the crest, there is a sharp rise about 6 m high and about 30 km wide atits base. We can compute this long deformation with the Mansinha-Smylie method but not the sharp rise,

    a result of a sub-fault developed in the accretionary prism, although this rise makes the tsunami height

    almost double.

    4.4 Heterogeneous Fault Model

    There have been several efforts to obtain more realistic initial

    profile using seismic records (for example, Fukuyama and Irikura,

    1986) or tide records (Satake, 1989). Inversion introduced by

    Satake (1989) is as follows. The fault plane is first divided into

    several subfaults and the deformation on the ocean bottom is

    computed for each subfaults with a unit amount of slip. Using

    this as an initial condition, tsunami waveforms are numerically

    computed on actual bathymetry. The observed tsunami

    waveforms are expressed as a superposition of the computed

    waveforms as follows,

    Aij(t)xj= bi(t) (1)

    Where Aijis the computed waveform, or Greens function, at the

    ith station from the jth subfault; xjis the amount of slip on the jth

    subfault; and biis the observed tsunami waveform at the ith station.

    The slip xjon each subfault can be estimated by a least-squares inversion of the above set of equation.

    Figure 6 is for the 1968 Tokachi-oki tsunami by Satake.

    Recent development of asperity accelerates the need of the heterogeneous fault estimation.

    5. Propagation in the Deep Ocean

    5.1 Assumption of Long Waves

    When generated, a tsunami has a wavelength several tens kilometer long that is much longer than thewater depth. For example, the average depth of the Pacific Ocean is about 4.2 km. This water wave is

    categorized as long waves, for which the hydrostatic water pressure is a good, first-order approximation.

    The initial height of the tsunami is several meters, quite small compared to the water depth and the wave

    length. This water wave belongs to the small amplitude waves and is analyzed with the linear long wave

    theory.

    In the sea shallower than 200 m, a tsunami height becomes of finite magnitude, not infinitesimally

    small compared with the water depth. The shallow-water theory, the first-order non-linear long wave

    equation, is used. If its water surface develops to have a non-negligibly wavy shape, the effect of

    surface curvature that is called as the dispersion effect should be taken into consideration.

    Figure 6: Satakes heterogeneous

    fault model.

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    5.2 Phase Velocity Under the Long Wave Approximation

    Corresponding to this process of development, the phase velocity is expressed as follows.

    (2)

    The first term is for a linear long wave, determined only by the gravitational acceleration gand the water

    depth h. The second term expresses the contribution of the finite amplitude . The higher point

    propagates faster, and the wave front becomes steeper approaching the shore. The third term is the

    effect of the local curvature of the water surface. A wave crest for which the curvature takes a negative

    value propagates slower. Once the second and third terms cancel out each other, a long wave of finite

    amplitude can propagate keeping its profile. Typical example is a solitary wave.

    5.3 Dispersion Effect for Far-field Tsunamis

    For a tsunami in the ocean deeper than 200 m, the effect of the finite amplitude is always negligible

    but the dispersion effect is, sometimes, not negligible. The dispersion effect means that high frequency

    component propagates with lower phase velocity. This difference, although very small, results in

    non-negligible deformation in wave profile, if the travel distance is long as in case of a far-field tsunami.

    A parameter pa proposed by Kajiura (1970) is used to judge whether the dispersion effect should be

    included or not:

    pa= (6h/R)1/3

    (a/h) (3)

    where his the water depth, athe horizontal dimension of the tsunami source and Rthe distance from the

    source. If pais smaller than 4, the dispersion effect should not be neglected and the linear Boussinesq

    equation that includes the first-order effect of the phased dispersion should be used. The Coriolis effects

    are also required. In placed of the Cartesian coordinates, the latitude-longitude coordinate system is

    used.

    5.4 Use of the Imamura Term

    The difference equation of the linear Boussinesq equation becomes complicated because of the

    dispersion term and needs more CPU time for numerical simulation. Imamura et al. (1990) introduced a

    clever way to reduce the computation time but keeping the same accuracy. The linear Boussinesqequation is as follows and the third term is the dispersion term.

    (4)

    When the linear long wave equation is expressed by a difference equation as follows, the first term of

    truncation error takes the similar form to the physical dispersion term.

    (5)

    where Kis the Courant number, the ratio of the physical wave propagation velocity C0to the artificial one

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    (x/t). Select the spatial grids and time steps so as to make the coefficients of the third terms in both

    equations the same, and then the linear long wave difference equation gives the same result as the

    physically correct linear Boussinesq equation.

    5.5 Dispersion due to the Coriolis Force

    The Coriolis force has a dispersion effect (Imamura et al, 1990). The phase velocity of the linear

    long waves is modified to

    C=(gh)1/2[1-(f/)2]1/2 (6)

    where is the wave number and f is the Coriolis coefficient. For a huge tsunami such as the 1960

    Chilean tsunami, the Pacific Ocean behaves like a small pond. Average water depth of the Pacific

    Ocean 4.2 km, gives the tsunami a propagation velocity faster than 730 km/hr. The tsunami traveled

    17,000 km from the source off Chilean coast to Japan within 23 hours. It started toward Japan with the

    crest at its front but arrived at Japan with a big ebb. The first crest became unrecognizably small and the

    following trough began to grow near the Hawaiian Islands. This change was the result of the dispersion

    due to the Coriolis Effect.

    5.6 Topography Effects

    (1) Scattering by Sea Mounts

    Traveling over the ocean, a far-field tsunami is affected much by the bottom topography. When a

    tsunami passes a sea mount, scattered waves are induced according to the scale of the sea mount, and

    propagate as the concentric circles from the mount. Tsuji (1977) discussed the wave scattering over a

    sea mount or rise. In case of the 1960 Chilean tsunami, 40% of the incident tsunami was lost due to

    wave scattering during its travel from the coast of Chile to Japan. Mofjeld et al. (2001) analyzed the

    scattering capability of the topography in the Pacific Ocean, and found a narrow band of strong scattering

    running across the ocean from the northwest (Emperor Seamount Chain) to the southeast (Easter Island

    Fracture Zone). Based upon their results, they recommend that numerical models of trans-Pacific

    tsunamis must resolve the effects of the small-scale topography in order to accurately simulate their wave

    patterns and amplitudes.

    (2) Transmission by Submarine RidgeA submarine ridge acts as a good wave guide. The shallower the water depth is, the slower is the

    wave propagation. Waves change their propagation direction toward the shallower ridge crest. This

    refraction causes concentration and effective transportation of tsunami energy along an ocean ridge. The

    energy of the 1996 Irian Jaya tsunami was transported to Japan although Japan is not located on the major

    direction of initial tsunami energy radiation. A numerical simulation clarified that the South-Honshu

    ridge acted as an effective wave guide (Koshimura et al., 1999).

    (3) Edge Waves on the Continental Shelf

    Tsunamis behave as edge waves on the continental shelf. When a far-field tsunami is incident

    almost parallel to the shoreline, multiple reflected waves are excited and are trapped on the slope. The

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    interference between these reflected waves and incoming incident waves could be a cause of unexpected

    tsunami amplification on the shelf (Koshimura, 2002). In case of a near-field tsunami, edge waves

    through different propagation path determine the tsunami. Radiated from the source of two-dimensional

    extension, the tsunami front enters the slope with locally different incident angle. The first wave at asite is the component that propagates relatively deep area, and then other components of high energy

    arrive later after a slow propagation on the slope along the shore.

    6. Tsunamis in the Shallow Sea

    6.1 Amplification Mechanism

    In the shallow sea where a tsunami becomes of non-negligible wave height compared to the water

    depth, the effect of finite amplitude is taken into consideration. The tsunami heightHvaries according

    to the Green Law that assumes the constant energy transmission rate as the water depthhand the width of

    a channelBchange. The former is the shoaling effect and the latter is the focusing effect.

    (gh)1/2H2B=constant, H~h-1/4B-1/2 (7)

    Another important amplification phenomenon that occurs in relation to topography is resonance in

    bays and harbors. If a bay satisfies the following relation with an incident tsunami, the oscillation at the

    head of bay becomes quite high.

    4l= (gh)1/2T (8)

    where l is the length of the bay and Tis the wave period of the tsunami.

    6.2 Tsunami Front

    The shallow-water equations applicable to this long wave include the first-order non-linear,

    convection terms. The water pressure is still assumed to be hydrostatic. The non-linear effect in the

    phase velocity makes the higher rear part to go forward faster, then tsunami profile becomes step-wise,

    and the tsunami front steepens. This is a bore.

    When the steep bore front continues breaking, it is the breaking bore and is solved with the

    shallow-water theory.

    When the effect of the local water surface curvature prevents the breaking, a train of short-period

    waves appears and develops at the front. This is the soliton fission that was clearly recorded on videos

    (NHK, 1983). Tsunamis in river often take this type of bore. This bore is called as a wavy bore or acnoidal bore, according to cn(x, k) of the Jacobian elliptic function that is a periodic solution of the

    non-linear dispersive long wave equation. As the modulus k of the cn-function tends to 0, a cnoidal

    wave becomes a solitary wave. The water pressure is modified by the centrifugal acceleration from the

    hydrostatic distribution. For a tsunami initial profile that has high frequency components, the dispersion

    terms should be taken into consideration, even if the source area is close to land.

    6.3 Edge Bores

    A breaking bore propagating along the shore is an edge bore. This was also recorded on video

    published by NHK (1983). There is no theory applicable to the edge bore. Uda et al. (1988) carried

    out large scale hydraulic experiments and found several interesting phenomena. An edge bore

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    propagates sometimes following the ordinary refraction law and sometimes neglecting the topography.

    A small difference in the side boundary condition introduces a big difference in wave profile, thus

    suggesting also a big difference in wave force.

    6.4 Non-linear Dispersive Equations

    There are many kinds of non-linear dispersive equations. Different expressions are resulted from the

    different basic parameters for perturbation. The Peregrine (1967) used the section-averaged velocity as

    the fundamental variable. Madsen & Sorensen (1992) selected the depth-integrated variable, i.e. the

    discharge flux. Equations by Iwase et al. (1998) are composed of the same terms as those of the

    Peregrine equations but expressed in terms of the discharge flux. Other perturbations are possible, using

    the bottom velocity (Mei & LeMehaute, 1966) or the surface velocity (Dingemains, 1973). Iwase et al.

    (2002) carried out numerical computation using different 8 equations and compared the results with the

    theoretical prediction and hydraulic experiments. The best agreement was obtained with the Iwase et al.

    equations and the Madsen & Sorensen equation. The former, in other word, the Peregrine equation in

    terms of the discharge flux is more convenient because it is simpler than the latter.

    (9)

    The use of the Iwase et als modified Peregrine equation is recommended for numerical simulation of a

    near-field tsunami from its source in deep sea to the shallow water region.

    7. Tsunami Run-up on Land

    7.1 Theoretical Approach

    Although our most concern is tsunamis in the near-shore zone and on land where human activity is

    intense, it is not easy to simulate the tsunamis and their effects. Before the numerical computation with

    electronic computer was introduced, such simple but basic problem as one-dimensional run-up on a

    sloping beach needed a skilful method of the Carrier-Greenspan transform (1958) for waves of finite

    amplitude. The same problem was solved with the linear long wave theory expressed in the Lagrangian

    description (Shuto, 1967). These kinds of theoretical consideration can not be applied to solve any

    practical problems but only supply data necessary for examination of the numerical scheme.

    7.2 Numerical Simulation with the Shallow-Water Theory

    The shallow-water equations are successfully applied in the numerical simulation of tsunami run-up

    even if tsunamis have a breaking bore front. A careful design of numerical scheme is, of course,

    necessary. In order to ensure a stable computation, the grid lengthx and the time stept should

    satisfy the following CFL condition.

    x/t(2gh)1/2 (10)

    It is not easy to solve the tsunami front that runs up and down the land with the shallow-water

    theory expressed in the Eulerian description. We need a moving boundary assumption. In the

    leap-frog numerical scheme, grid points are alternatively located for velocity and water level. Assume

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    that the water level is already computed at a computation cell. Then, compare the water level with the

    bottom height of the next landward cell. If the water level is higher than the latter, the water may flow

    into the landward cell. Iwasaki and Mano (1979) assume that the line connecting the water level and the

    bottom height gives the surface slope to the first-order approximation. Hibberd and Peregrine (1979)proposed more accurate method that required repeated computation. Aida (1977) and Houston - Butler

    (1979) used weir formula to determine the discharge into the landward dry cell. For the practical

    application, the Iwasaki and Mano assumption is widely used, because of its simplicity.

    When a difference equation is solved, we have to control numerical errors that depend upon the

    scheme used in the computation. Under the condition that the shallow-water equations are discretized

    with the leap-frog scheme, one local tsunami wavelength should be covered by more than 20 grid points.

    Otherwise, the computed tsunami height experiences numerical decay (Shuto et al., 1986). Imamura and

    Goto (1988) discussed more thoroughly the possible numerical errors in relation to local wave length.

    If the Iwasaki-Mano boundary condition is used, the following condition should be satisfied at the

    front.

    x/gT2

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    essentially important. The third is the selection of basic differential equations. If the original equations

    are used without any approximation, the CPU time is too long for practical application. An

    approximation, in which some terms are neglected or simplified, does not express the real phenomena.

    In the difference equations, we have to expect inevitable truncation errors. Accuracy of measured datathat are used to verify the numerical results is not always reliable. Tsunami trace heights sometimes

    reflect the splash that cannot be simulated. Tide records give smaller amplitudes than the actual tsunami

    (Satake et al., 1988).

    Aidas K and are used to judge whether or not a simulation gives satisfactory run-up heights

    (Aida, 1978).

    (12)

    (13)

    The measure K is a geometric mean of Ki, the ratio of the

    measured run-up heightRito the computedHi,. The corresponding standard deviation is. Based upon

    rich experience of simulation in Japan, if Kfalls between 1.2 and 0.8 andis less than 1.4, the simulation

    is judged satisfactorily carried out for practical use.

    8. Mechanism and Damage Assessment

    8.1Damage to Houses and Buildings

    (1) Damage to a Village Inundated

    Hatori (1984) defined the damage percentage of housesRHDin a given village as follows.

    RHD= (a+ 0.5b)/(a+b+c) (14)

    where a is the number of houses washed away and completely destroyed, b is the number of houses

    partially damaged, and c is the number of houses only flooded without structural damage. Degree of

    damage is judged by on-site inspection. Number of data thus obtained is of the order of several tens at

    most. He tried to find a relation betweenRHD and tsunami height. If numerical results are available,

    RHD can be explained in terms of drag forces that is

    proportional to current velocity (for example; Shuto, 1993).

    Koshimura et al. (2009) developed Hatoris damagepercentage to fragility functions that treat tremendous

    number of houses. From a comparison of the pre-and

    post-tsunami IKONOS satellite imageries for Banda Ache

    hit by the 2004 Indian Ocean Tsunami, they counted the

    16,474 destroyed houses, the roofs of which disappeared,

    and the 32,436 survived houses of remaining roofs.

    Combining the damage probability and inundation depth

    (or, current velocity or hydrodynamic force), they obtained Figure 7: Example of fragility function.

    the fragility functions as shown in Fig. 7

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    (2) Damage to Individual Building

    Degree of damage depends upon the structure of houses and the tsunami force. Data in the past are

    given in terms of the inundation depth (Shuto, 1993). Roughly speaking, a Japanese wooden house can

    withstands if the inundation depth is smaller than 1 m and is completely washed away if the inundationdepth is larger than 2 m. All the reinforced concrete buildings in the past example could withstand

    tsunami forces even if the inundation depth was 5 m, except one example, the Scotch Cap Lighthouse that

    was completely washed away by the 1946 Aleutian tsunami of 20 m inundation depth.

    Iizuka and Matsutomi (2000) expressed quantitatively damage conditions in terms of inundation depth,

    current velocity and/or hydrodynamic force. A wooden house will be destroyed if the inundation depth

    is over 2 m, or if current velocity is over 4.9 m/s, or if hydrodynamic force is over 27 kN/m.

    Koshimura et al. (2000) obtained that the structures were significantly vulnerable when the local

    inundation depth exceeds 2 or 3 m, the current velocity exceeds 2.5 m/s or hydrodynamic load on a

    structure exceeds 5 kN/m.

    8.2 Impact of Waves and Floating Materials

    (1) Wave pressure to vertical wall on land

    Asakura et al. (2000) carried out hydraulic

    experiments of tsunami force on buildings due to

    tsunami run-up front without breaking. Two types of

    front, with and without formation of solitons, were

    examined. A run-up front without solitons gives

    hydrostatic wave pressure distribution pH(z) as

    follows, where hc is the maximum inundation depth

    measured on the seaward wall of building. Figure 8: Pressure distribution without and

    with solitons.

    PH(z) /g = (3hcz) (15)

    For a run-up front with solitons, the lower part of the pressure distribution is modified as shown in

    Fig.8 and the total pressure increases by 20 %. Including the two conditions, pressure distribution is

    expressed as follows.

    PH(z)/g= max(5.4hcz, 3hcz) (16)

    Arikawa et al. (2006) carried out large-scale hydraulic experiments and showed that the equation

    above was applicable for Froude number smaller than unity. For Froude number that exceeds unity, a

    tsunami can break just in front of wall to generate larger impact force. The pressure distribution is not

    hydrostatic but has a peak value at the inundation height.

    The total force FDis defined by Iizuka and Matsutomi (2000) as follows,

    FD= 0.61gCDhc2B (17)

    where CD (=1.1~2.0) is the drag coefficient andBis the breadth of building. Large range of variation in

    the value of CDmeans that the shape of tsunami hitting the wall is important factor to generate whether

    impact force or hydrostatic pressure.

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    (2) Force caused by breaking bore

    The first hydraulic experiment of breaking bore in a large scale was carried out by Fukui et al.

    (1962a).

    The propagation velocity of the breaking front, c, was theoretically derived as follows.c = [g(H + h)(H + 2h)/2(H+h H)]

    1/2 (18)

    whereHis the height of breaking bore, his the water depth, is the total water depth and is the resistance

    coefficient.

    The impact total force, Pi, due to breaking bore was expressed in terms of this propagation velocity.

    Pi= Kgc4/g

    2H (19)

    where Kis non-dimensional coefficient that takes 0.51 for vertical wall and tends to 0.33 as the wall slope

    becomes gentle (Fukui et al, 1962b).

    Run-up and force by breaking bores were experimentally studied by Mizutani and Imamura (2000).

    They found three peaks in wave pressure on structures. The first is the dynamic wave pressure (D.W.P)

    caused by impact of an incident bore. The second, the sustained wave pressure (S.W.P.), appears during

    the high rise of water level because of continuous incidence of the bore. The third, the impact standing

    wave pressure (I.S.W.P), is a result of impulsive collision between the incident and reflected bores.

    Takahashi, Fujima and Asakura (2001) succeeded the numerical simulation of this phenomenon with a

    method of numerical wave flume, CADMAS-SURF

    (SUper Roller Flume for Computer Aided Design of

    MAritime Structure) (CDIT, 2001; Fujima, 2002). Figure 9 compares the time series of pressure along

    the bottom surface and Fig. 10 compares the vertical distribution of wave pressure.

    Figure 9: Computed and measured time series Figure 10. Computed and measured wave pressure

    of wave pressure. distribution.

    (3) Impact of floating materials

    Figure 11: Pressure distribution with impact of lumber. Figure 12: Matsutomi diagram for lumber impact.

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    Hydraulic experiments (for example Matsutomi, 1993) showed the increase of force due to floating

    materials.

    Fig. 11 is an example of the vertical distribution of pressure when a lumber hits with the breaking

    bore front. In addition to bore-induced water pressure, impact of a lumber acts locally but strongly.Matsutomi (1999) provided a diagram (Fig.12) in terms of dimensionless impact and dimensionless

    collision velocity to evaluate the impulsive force due to lumbers floated by breaking bores and surging

    fronts. In the figure, Fmis the impact, , D and L are the unit weight, diameter and length of lumber,

    and VA0is the approaching velocity just on collision.

    After the 2004 Indian Ocean tsunami, similar studies but for different materials are being carried out,

    for example, on ships and boats (Ikeya et al, 2006; Fujii et al, 2007), on cars (Anno et al., 2007), and on

    containers (Kumagai et al., 2007) .

    Transport of lumbers was first solved by Goto (1983). Lumbers stored in timber yard on land begin

    to be floated if the tsunami inundation depth exceeds their diameter and those in a timber basin when

    tsunami force on timbers exceeds the strength of mooring wire. Then, lumbers are transported by the

    tsunami-induced current, scattering by diffusion effect.

    8.3 Erosion due to Tsunami-Induced Current

    (1) Damage to Coastal Road Embankment

    Massive structures such as coastal road embankments made of soil are not destroyed by the strong

    impact of tsunami front but are eroded and damaged by the water current induced by tsunamis. The first

    type occurs when the tsunami height is lower than the crest of embankment. Stopped by a long coastal

    embankment, the water concentrates to the openings such as underpass or bridge with increasing velocity.

    Then, the neighborhood of the openings is soured. The second is the case when a tsunami overflows the

    structures and hit the rear slope and rear toe that are usually not protected with solid covers. The

    overflowing tsunami is an unsteady flow that is sub-critical on the crest, super-critical on the rear slope

    and returns to sub-critical after a hydraulic jump. Erosion process under this complicated flow is solved

    by Fujii et al. (2009). They used CADMAS-SURFfor flow computation combining with an erosion law

    they established through hydraulic experiments.

    (2) Toe of Quay Eroded by Backwash Water FallsWhen a tsunami recedes after landing, the water falling from the top of quay wall directly hit the sea

    bottom nearly exposed. The toe is scoured to lead to destruction of quay walls (Shuto, 2009).

    Gotoh et al. (2002) used the moving-particle semi-implicit method (MPS) to solve the nap

    formation of the falling water from the quay and the erosion of sand bottom at the toe.

    Their result qualitatively explained the results of scouring obtained in large-scale hydraulic

    experiments of Noguchi et al. (1997). However, there is no trial to explain some of damage

    examples in the past.

    (3) Tsunami-Induced Current in Narrow Waterways (Shuto, 2009)

    The second case is the tsunami-induced current at narrow waterways in harbors or bays. Strong

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    currents scour the sea bottom just at the toe of structures and destroy them. A good example is found in

    case of the gravity-type quay wall of the Konakano Fish market, Hachinohe Harbor, in Iwate Prefecture,

    Japan.

    The fish market was completed in August, 1959, one year before the 1960 Chilean Tsunami, near theentrance of Hachinohe Industrial Harbor which was built by using the mouth of the Niida River. Near

    the entrance of the water area 200 m wide and 2 km long, the Fish Market was built. The whole

    harbor was very much influenced by the 1960 Chilean Tsunami. At the entrance of the harbor, the

    maximum ebb flow velocity was estimated to be 13 m/s and the maximum flood flow velocity 8 m/s.

    By this current, the Fish Market was affected and damaged. Figure 13 shows a section of the market

    before and after. The maximum amplitude of the 1960 Chilean Tsunami was about 6 m. The toe of the

    quay wall -3m deep was scored to -9 m. In addition, the soil- and residual water- pressures from behind

    during abnormally low water destroyed the basis of caissons and pushed them forward.

    Five of 8 caissons, each of which was 10 m long, were overturned or subsided, as shown in Fig.13.

    A person, who witnessed from the opposite side of harbor 200 m far, told that the quay wall collapsed

    during an ebb tide from 06:31 a.m. to 07:03 a.m.

    Figure 13: A section of the fish market damaged in 1960.

    (4) Current Measurement

    Different from the tsunami height, there are almost no measured data of tsunami-induced current.

    Takahashi et al. (1991) used aero photographs taken for the Kesen-numa Bay in case of the 1960Chilean Tsunami. From the movement of floating materials and the Cameron effect, they determined

    the current velocity distribution and compared with the results of their numerical simulation as in Fig. 15.

    White circles were obtained from the numerical simulation for the sea bottom bathymetry before the

    tsunami and black triangles are for that after the tsunami. There are big differences.

    The computed current velocity are less than half the measured, although their computation simulated very

    well a tide record in the bay.

    Nagai et al. (2004) concluded the generation of edge waves along an arch-shaped coast of Hokkaido

    in case of the 2003 Tokachi-Off Earthquake Tsunami, using the records obtained with super-sonic current

    meters installed by NOWPHAS (Nationwide Ocean Wave Information network for Ports and HAbourS) .

    Use of videos was begun with the 2004 Indian Ocean Tsunami. Fritz et al. (2006) analyzed an

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    eyewitness video record with PIV (planar particle image velocimetry) and obtained time series of flow

    velocity at two locations which were within the range of 2 to 5 m/s.

    Figure 14: Plan of Kesen-numa Bay Figure 15: Computed and measured velocity

    8.4 Tsunami Control Forest

    There are discordant opinions about the effectiveness of a forest along a shoreline on the reduction of

    tsunami energy.

    Affirmative views assert that a forest is effective because; 1) it stops driftwood and other floating

    materials, 2) it reduces water flow velocity and inundation water depth, 3) it provides a life-saving means

    by catching persons carried off by tsunamis, and 4) it collects wind-blown sands and raises dunes, which

    act as a natural barrier against tsunamis. A representative negative opinion is that a forest may be

    ineffective against a huge tsunami, and at worst, trees themselves could become destructive forces to

    houses if cut down by the tsunami. Shuto (1987) collected forty-five examples for five huge tsunamis in

    Japan and gave Fig. 12 in case of pine trees.

    The ordinate is the summed tree

    diameter nd, where nis the average number

    of trees along the direction of water flow in

    a rectangle with a frontage of unit length of

    shoreline and a depth equal to the width offorest, and dis the diameter breast high.

    In region A, no trees are damaged. The

    number of trees is not enough to reduce

    tsunami energy but is sufficient only to stop

    boats and drift-wood. In Region B, trees

    may be damaged. In Sub-region C-1, if there

    is dense undergrowth in the forest, the

    reduction of tsunami energy as well as the

    stoppage of floating materials is expected.

    In Sub-region D-1, the forest is thick enoughFig.16 Shuto diagram for the effect of coastal forest.

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    and a similar effect to Sub-region C-1 is expected, even without undergrowth.

    Harada and Imamura (2003) opened the way for quantitative evaluation of tsunami control forest,

    using the shallow-water equations in which the effect of trees was expressed by Morison formula with

    drag and inertia forces. Experiences in 2004 are attracting many researchers to this topic, for example,Tanaka et al. (2006) and Tanimoto et al. (2007).

    9. Research Topics in the Near Future

    Our knowledge of tsunami, tsunami damage and countermeasures is still limited. Among many

    research topics, the present author would like to put emphasis on the following three subjects.

    The first is related with tsunami-induced currents. Current velocity measured for real tsunamis is too

    poor, in number and in quality. This is a big hindrance for further development of numerical simulation

    and design of countermeasure structures. In addition to increase number of instruments in the field,

    large scale hydraulic experiments are necessary. With these data, such defect as discussed in 8.3.(3) will

    be improved. The simulation technique thus improved will become a powerful tool in the tsunami

    archeology too, with which tsunamis not recorded on documents are found from tsunami deposit.

    The second is the further development of numerical technique such as CADMAS-SURF. We need

    large-scale hydraulic experiments to supply verification data for numerical simulation. An extension of

    CADMAS-SURF to the three-dimensional space may become a powerful means to solve practical

    problems.

    The third is the use of CG animation in public education. The last way to save lives is an early

    evacuation. Human beings, however, are optimistic. Even in an emergency, we are likely to consider,

    Im OK, and do not take necessary action. Due to this normalcy bias, many people have lost their

    lives. In order to break this preconception, CG animation works well. Katada et al (2004) developed a

    kind of dynamic hazard map, and used in public education. Visit his home page

    http://dsel.ce.gunma-u.ac.jp/, you can down load some of his results. Another use of CG technique is

    the virtual realty, in which visitors can have a pseudo-experience of tsunami risk.

    10. Concluding Remarks

    Tsunami research started in Japan, in 1933 when the Showa Great Sanriku Tsunami hit.

    Until 1960, it progress was slow but the theoretical approach was carried out by few pioneers, as thetsunami science. After the 1960 Chilean tsunami, the tsunami engineering appeared to deal with the

    actual risks. At that time, there were two countries where tsunami research was earnestly carried out,

    Japan and USA.

    In 1970s, tsunami researchers in USA, except for forecasting people, moved to other field such as

    ocean engineering. In 1968, a local tsunami hit the Pacific coast of Japan and was nearly perfectly

    prevented by coastal structures built after the Chilean tsunami. Then, it was not easy to continue

    tsunami research in Japan, too. Under these conditions, supported by the electronic high-speed

    computer and the Mansinha-Smylie method to determine the tsunami initial profile, both appeared in

    1970s, tsunami science began a big step of progress with quite a few tsunami researchers.

    In 1983 when a huge tsunami hit the Japan Sea coast and gave tremendous damages, USA people

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    were awoken and number of tsunami researcher in Japan began to increase, in the field of science and

    engineering.

    In September, 1992, the first international tsunami survey team (ITST) was formed to study the

    Nicaraguan tsunami. Then, in December of the same year, another tsunami hit the Flores Island,Indonesia, ITST was also organized. In July, 1993, a huge tsunami occurred in the Japan Sea. This

    frequent occurrence of tsunami disaster worked to increase number of tsunami researchers in the world.

    Knowing a fact that the 1993 tsunami easily overflowed the man-made structures, it was confirmed that

    human action was vitally important in an emergency. This accelerated the participation of the social

    scientists, with an emphasis on public education.

    Each time when a tsunami occurs, tsunami research shows a progress and residents renew their

    awareness. However, with the elapse of time, generation changes and precious experience will be lost.

    Then, a new tsunami may ask new victims again. We, not only coastal residents but also tsunami

    researchers, should resist this tendency, the decay of memory and prevention technique.

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    Tsunami Risk Assessment and the Planning and Implementation of

    Strategic Mitigation Measures- Case Study City of Galle

    Samantha HETTIARACHCHI

    Department of Civil Engineering, University of Moratuwa, Moratuwa, Sri Lanka, [email protected]

    Saman SAMARAWICKRAMA

    Department of Civil Engineering, University of Moratuwa, Moratuwa, Sri Lanka, [email protected]

    Nimal WIJERATNE

    Faculty of Engineering, University of Ruhuna, Galle, Sri Lanka, [email protected]

    1. Risk - Components of Risk and Assessment

    Planning post tsunami rehabilitation and conservation of the Sri Lankan coastline should ideally be

    undertaken within a multi hazard coastal risk assessment framework giving due consideration to all thecoastal hazards. Even when risk assessments are undertaken only for the tsunami hazard it is important to

    conduct such studies on a platform which can accommodate other coastal hazards. For risk assessment against

    the tsunami hazard it is important to assess scientifically and establish the basis and criteria on which such an

    exercise is undertaken. Planning based on observations arising from a single extreme event without

    scientifically analyzing the true character of potential events, their impacts and future threats and risks should

    be avoided.

    Coastal communities all over the world are under severe pressure resulting from population growth in

    coastal areas, human induced vulnerability, increases in frequency and magnitude of coastal hazards and

    impacts of global climate change. These unprecedented changes are placing communities at increasing risk

    from coastal hazards such as severe storms, tsunamis leading to coastal erosion, flooding and environmental

    degradation. In this respect coastal community resilience is identified as the capacity to absorb and withstand

    such impacts of hazards, emerge from disaster events and adapt efficiently to changing conditions.

    The Indian Ocean Tsunami focused attention on globally on the severe impacts of tsunamis. It was also

    recognized that coastal communities are increasingly at risk from a number of hazards which can be broadly

    classified as Episodic and Chronic hazards. These hazards which may arise from natural phenomena or

    human induces events have severe impact on coastal communities and eco-systems.

    Proceedings of the 6th International

    Workshop on Coastal Disaster Prevention,

    Bangkok, Thailand, December 1-2, 2009

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    Episodic hazards include severe storms, earthquakes, tsunamis and oil spills all of which have limited

    predictability and may result in major disasters. The communities should be made aware of these hazards,their vulnerability and risks and should be educated on the importance of preparedness in responding to

    potential disasters which usually require long term post event recovery efforts. Chronic conditions include

    shoreline erosion, flooding, sedimentation, sea level rise and coastal environmental and resource degradation.

    These condition which may result or increase from disasters arising from episodic hazards, relate to processes

    which could be measured and monitored. They require long term planning measures and restoration efforts to

    reduce risks.

    Risk is usually expressed by the notation Risk = Hazard x Vulnerability. In this expression hazard includes

    exposure. Risk represents the probability of harmful consequences or expected losses (in terms of deaths,

    injuries, property, livelihoods, economic activity disrupted or environment affected) arising from interactions

    between natural or human hazards and vulnerable conditions. Vulnerability can be broadly classified into

    several components including, physical, human, socio- economic, functional and environmental vulnerability.

    Hence vulnerability is dependent on several factors belonging to the said components, including population

    density, building density and status, distance from the shoreline, elevation and evacuation time. Prior to the

    Indian Ocean Tsunami (IOT), Sri Lanka had not adopted a planned approach towards preparedness in relation

    to disasters, an aspect which is considered vital in saving lives. Hence the notation, Risk = Hazard x

    Vulnerability x Deficiencies in Preparedness seems more appropriate. The additional term represents certain

    measures and tasks the absence of which could reduce the loss of human lives and property in the specific

    interval of time during which the event is taking place. This term is also commonly identified as the inverse of

    Capacity. Hence there are many literature in which the notation, Risk = (Hazard x Vulnerability)/ Capacity isused.

    For detailed assessment of risk it is necessary to quantify the three main components of risk. However

    quantifying all three terms is a challenging task in view of the wide range of diverse parameters associated

    with the respective components of risk. In particular, there are no standard techniques for such assessment and

    a number of methods have been used by researchers. These include qualitative methods, quantification based

    on qualitative description and quantification based on detailed analysis of respective parameters. It is

    therefore difficult to develop comprehensive risk assessment studies which capture the significance off all the

    three components. However it is important that risk assessment studies are conducted within the framework

    defined by the above formulae. This aspect has to be kept in mind when reviewing the outputs from studies on

    risk assessment. The assessment of risk is an important element of coastal community resilience.

    Communities must be made aware of the hazards, their exposure, vulnerability and be encouraged to address

    issues on awareness, early warning, emergency planning, response and recovery and hazard mitigation.

    Enhanced coastal community resilience enables populations at risk to live with risk with a greater degree of

    confidence.

    2. Increased Exposure of the City of Galle

    Many coastal cities of Sri Lanka were severely affected by the Indian Ocean Tsunami due to the exposure

    to the hazard. One of the principal coastal cities devastated was the historic port city of Galle (Figs. 1 and 2).

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    Incidentally the first recorded Tsunami to have affected Sri Lanka was on 27 thAugust 1883, arising from the

    eruption of the volcanic island of Krakatoa. On this occasion too, unusually high water levels followed by thereceding beach were observed in Galle around 1.30 pm. The water level fluctuations were not severe and

    there was no inundation. The said time corresponds well with the tsunami travel time for tsunami waves

    which would have been generated by the largest eruption of the volcano earlier in the morning. However, on

    26thDecember 2004, Galle received the severe impact of Tsunami waves, their magnitude having increased

    due to near-shore transformations. Galle is one of the many coastal cities around the world, which remains

    heavily exposed to the tsunami hazard. Poorly constructed buildings and inadequate drainage contributes to

    the vulnerability.

    The tsunami waves, which reached the offshore waters of Galle were primarily diffracted waves,

    diffraction taking place around the southern coast of Sri Lanka. In the context of Tsunamis the location of

    Galle is extremely vulnerable. It lies besides a wide bay and a natural headland on which is located the

    historic Galle Fort with very reflective vertical non-porous walls on all sides. Furthermore, there exists the

    Dutch canal west of the headland, conveying water through the city centre. The waves in the vicinity of Galle,

    which were increasing in height due to reduced water depths were further subjected to a series of near-shore

    processes which increased their heights even further. The canal was a facilitator in conveying the massive

    wave and associated flow towards the city centre.

    In the vicinity of the headland on which the Galle Fort is located, the wave energy concentrates due to

    refraction. These waves then reflected from the vertical solid walls of the Fort and moved around the

    headland. Such walls reflect almost all the incident wave energy with very high wave heights at the wall itself.

    There is hardly any dissipation. On the west of the headland the waves moved ferociously into the DutchCanal. On the east it moved along the bay. The wide bay in Galle further contributed to the increase in wave

    height by modifying the shoaling process via reduced wave crest width to accommodate the bay shape. The

    combined effect of this phenomenon and the wave coming around the eastern side of the Fort caused a

    massive wave of destruction along the Marine Drive (see Fig. 3). It is certainly not surprising that many

    survivors referred to a moving large black wall similar to that of the Galle Fort.

    The city of Galle is therefore not only exposed to tsunami waves which will diffract around the southern

    part of Sri Lanka it is even more exposed in the context of near-shore coastal processes which will further

    increase wave heights. This aspect is identified as increased exposure within the risk assessment framework.

    Figs. 1 and 2 give the testified tsunami wave heights and arrival times around Sri Lanka. Project location

    Galle is indicated in Fig. 1.

    3. Investigations for Risk Assessment Case Study

    In order to safeguard lives and protect infrastructure a Risk Assessment Case Study was undertaken for the

    City of Galle. One of the main objectives was to develop a Tsunami Hazard Map and an Evacuation Plan for

    the City of Galle coastal area. Field surveys were carried out to collect data on:

    Inundation height

    Direction of first wave of tsunami

    Possible evacuation paths & locations

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    Figure 1: Testified Tsunami wave heights Figure 2: Testified Tsunamiarrival times

    in meters. (highest wave).

    Figure 3: Galle Bay and Headland.

    79

    515

    345

    5

    58

    610

    712

    11

    79

    511

    49

    410

    45

    23

    12

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    Area under the study was divided into 250m x250m grids and people living within the respective areas were

    interviewed for all grids. The collected data were used to identify the Inundated area

    Inundation contours with wave direction and

    Risk level of the area

    Results of the study were also useful in identifying the

    Safe areas and safe buildings

    Evacuation routes and refuge areas

    Proposed locations for fixing sign boards on evacuation routes

    Fig. 4 gives the data collection points.

    Figure 4: Data collection locations.

    4. Numerical Modeling of Tsunamis

    Numerical modeling of tsunami phenomena was carried out to obtain information on the coastal region of

    Sri Lanka that could be affected by potential tsunamis. General coarse grid modeling was carried out for the

    coastal region in the southern parts of the island and detailed fine grid modelling, including tsunami run-up

    and inundation was carried out for the City of Galle. The results of the modelling was used for the preparation

    of Hazard Map for Vulnerability for the City of Galle.

    Generation and deepwater propagation of the tsunami waves were modeled using the AVI-NAMI model.

    The module for co-seismic tsunami generation of AVI-NAMI uses the method developed by Okada (1985)

    and the module for tsunami propagation solves Nonlinear Shallow Water Equations. ANUGA fluid dynamics

    model based on a finite-volume method for solving Shallow Water Wave Equations was used for the

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    inundation modeling. In the ANUGA model the study area is represented by a mesh of triangular cells having

    the flexibility to change the resolution of the mesh according to the area of importance. A major capability ofthe model is that it can simulate the process of wetting and drying as water enters and leaves an area and

    therefore suitable for simulating water flow onto a beach or dry land and around structures such as buildings.

    High resolution near shore bathymetric data obtained for new Galle Port Development (2007) and high

    resolution Topographic Data obtained after the 2004 Tsunami were used for study. (LIDA Surveys, 2005).

    Broad scale deep water propagation Modeling was carried out for a number of source scenarios selected

    from the Sunda/Java Trench (Table 1). Fault length of 500 km, a width of 150 km, Dip angle of 80, a Slip

    angle of 1100and a displacement of 40 m was used for the study.

    Table 1: Source details and the maximum and minimum wave amplitudes from the propagation modeling

    Longitude Latitude Strike Angle Max. Amplitude

    (m)

    Min.

    Amplitude (m)

    Scenario 1 92.00' E 8.52' N 350' 2.015 -1.501

    Scenario 2 94.26' E 3.09' N 329' 3.477 -2.391

    Scenario 3 97.01' E 2.07' N 329' 1.419 -1.33

    Scenario 4 97.60' E -0.60' N 329' 2.608 -2.081

    Based on the results of the deep water model, inundation modeling was carried out using the ANUGA

    model. Modelling results give valuable information on the coastline of Galle that could be affected by

    potential tsunamis. The model results are very useful for the preparation of Hazard maps. Fig. 5 gives theinundation modeling results for 4 scenarios.

    5. Countermeasures against the Tsunami Hazard - Classification and Planning

    5.1 Classification of countermeasures

    There are many countermeasures that could be adopted in coastal zone management when planning for a

    tsunami and other coastal hazards that accompany high waves and high inundation. These include early

    warning systems, regulatory interventions in the form of extending existing setback defense line and physical

    interventions such as protection structures and utilizing the full potential of coastal ecosystems. These have to

    be supplemented with public awareness on disaster preparedness, efficient evacuation procedures,

    incorporating planned evacuation routes and structures that effectively integrate with the overall planning

    process.

    Countermeasures can therefore be broadly classified into two categories, namely, those which promote

    successful evacuation from tsunamis and those which mitigate the impact of tsunami.

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    (a) Scenario 1 (b) Scenario 2

    (c) Scenario 3 (d) Scenario 4

    All inundation depths are in meters

    Figure 5: Inundation Modelling for Galle- four selected scenarios.

    5.1.1 Countermeasures that promote successful evacuation from tsunami

    Countermeasures that promote successful evacuation from tsunami are listed below

    1. Early Warning Systems

    2. Public Warning Systems

    3. Hazard, Vulnerability and Risk Maps

    4. Set Back defense line

    5. Evacuation Routes and Structures

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    5.1.2 Countermeasures that mitigate the impact of tsunami

    Countermeasures that mitigate the impact of tsunami1. The implementation of artificial measures for protection including tsunami breakwaters, dikes

    and revetments

    2. The effective use of natural coastal ecosystems including Coral Reefs, Sand Dunes and Coastal

    Vegetation (Mangrove Forests)

    3. Tsunami Resistant Buildings and Infrastructure

    5.2 Planning Countermeasures via Policy and Management Options

    It is important that post disaster planning should be undertaken in the context of overall coastal hazards one

    of which remains Tsunamis, however remote the chances of an extreme event such as that of the 26 th

    December taking place. It is recognized that a Coastal Hazard Protection plan for a city which is an integral

    part of an overall Coastal Zone Management Plan has to be based upon Policy and Management Options.

    These options reflect the strategic approach for achieving long term stability in particular for sustaining

    multiple uses of the coastal zone giving due consideration to the threats and risks of hazards.

    Policy and Management options must be formulated on a sound scientific basis preferably to function within

    the prevailing legal and institutional frameworks. However, if the need arises institutional improvements

    should be affected and new laws should be imposed. In this process high priority should be given to

    stakeholder participation. Extreme care has to be exercised when obtaining the active participation of

    stakeholders who have witnessed and suffered heavily in terms of life, property and economic avenues from

    one of the most sever natural disasters to have affected mankind. Most of them are yet to recover completelyfrom their traumatic experiences.

    Policy Options identify possible courses of action on shoreline, as,

    (1) Maintain existing defence line

    (2) Setback defence line

    (3) Retreat

    (4) Advance

    In order to implement the Policy Options various Management Options are considered provided they are

    appropriate for the coastal classification. They are summarized as,

    (1) Do nothing

    (2)

    Reinstate to previous state

    (3) Modify the existing design

    (4) Develop new design

    Once the Risk Assessment study is completed mitigation options will be developed within the framework

    of Policy and Management Options with due consideration given to stakeholder consultations.

    5.3 Classification of Physical Interventions (Artificial and Natural)

    In the light of the discussion in Sections 5.1.2 and 5.2, mitigation by physical interventions is classified into

    three types, depending on their location and function in protecting the coast. These interventions may be

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    achieved not only by artificial methods via Coastal Engineering Design but also by harnessing the full

    potential of natural coastal ecosystems. The types of interventions and typical examples for each category arelisted below.

    (i) Reduce the impacts of tsunami waves prior to reaching the shoreline.

    (eg. Tsunami Breakwaters, Coral Reefs)

    (ii) Protect the coastal zone by preventing the inland movement of tsunami waves.

    (eg. Tsunami Dike, Sand Dunes)

    (iii) Mitigate the severe impacts of tsunami waves on entry to the shoreline.

    (eg. Tsunami Dikes, Revetment, Mangrove Forests)

    On many occasions both methods can be adopted in parallel to develop well-integrated hybrid solutions

    satisfying environmental concerns.

    5.4 Development of Guidelines for tsunami resistant buildings

    The coast is an area of hi