primary research question and definition of endpoints india 2007

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    Primary Research QuestionPrimary Research Questionand Definition of Endpointsand Definition of Endpoints

    Mario ChenThe Fundamentals of Biostatistics in

    Clinical Research Workshop

    India, March 2007

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    Research QuestionsResearch Questions

    Uncertainty that the investigator wants toresolve.

    Interesting, Novel, and Relevant:

    Literature

    Colleagues

    Stakeholders

    Feasible: Concrete, researchable issue

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    Common error Sinking ship: Avoid overloadingthe study with too many objectives and too muchdata collection

    A single primary question around which to focusthe development of the protocol and sample sizeestimates

    Secondary research questions: can be related tothe primary question or to other hypotheses

    Primary and SecondaryPrimary and SecondaryQuestions/ObjectivesQuestions/Objectives

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    Main study variablesMain study variables

    Longitudinal Studies (cohort, RCT): Endpoint

    Outcome Measure

    Response Variable

    Case-Control Study:

    Exposure Variable

    Case Definitions

    Other Study Designs:

    Main Analysis Variables

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    ExampleExample

    Primary Objective: To assess theeffectiveness of a new malaria vaccine

    Possible endpoints:

    Occurrence of a malaria episode

    Mortality

    Occurrence of malaria related anemia

    Secondary objectives and endpoints

    Acceptability

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    FrameworkFramework

    ObjectiveObjective

    EndpointEndpoint

    Summary measure*Summary measure*

    ParameterParameter

    PopulationPopulation

    IndividualIndividual

    SampleSample

    PopulationPopulation

    * Depends of primary analysis method

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    ExampleExample

    ObjectiveObjective

    EndpointEndpoint

    Summary measureSummary measure

    ParameterParameter

    Vaccine effectivenessVaccine effectiveness

    Occurrence of diseaseOccurrence of disease

    VE=1-RR (Preventable Risk)VE=1-RR (Preventable Risk)

    95% CI for VE95% CI for VE

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Clinical relevance (clearly reflects researchquestion, mechanism of action, impact on

    well-being of individuals).

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Single primary endpoint: If more than one primary endpoint is used, the

    probability of getting a nominally significant

    result by chance alone is increased (Type IError).

    If the analysis, based on several endpoints,

    gives conflicting results, interpretation becomesdifficult.

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Consistency. Primary endpoint must becapable of being assessed in all subjects

    consistently:

    Avoid having different endpoints for different

    subjects for the same primary objective.

    Avoid having different instruments or

    techniques applied for the measurement of the

    endpoint.

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Validity of the comparisons. Unbiasedascertainment of endpoints across

    comparison groups:

    The issue of blinding. Objective endpoints

    The Misclassification problem:

    Non-differential.

    Differential.

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    Misclassification (Example)Misclassification (Example)

    Scenario: P.falciparum malaria in children

    living in holo-endemic area (EIR>100)

    ~60% infected asymptomatically

    MOI ~ 5 strains/child on average

    Clinical malaria diagnosis?

    Specificity scaleSpecificity scalelow high

    FeverFever fever+fever+

    parasitaemiaparasitaemia

    fever+fever+

    highhigh

    parasitaemiaparasitaemiaCerebralCerebral

    MalariaMalaria

    SevereSevere

    anaemiaanaemia

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    MisclassificationMisclassification(Non Differential)(Non Differential)

    Issue: Low specificity (NonIssue: Low specificity (Non--differential) indifferential) in

    clinical outcomesclinical outcomes

    ==

    grossgross underestimationunderestimationof true efficacy ofof true efficacy of

    interventionintervention

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    MisclassificationMisclassification(Differential)(Differential)

    Issue:Issue: Low specificity (Differential) inLow specificity (Differential) in

    clinical outcomesclinical outcomes==

    underestimationunderestimationororoverestimationoverestimation

    of true efficacy of interventionof true efficacy of intervention

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    MisclassificationMisclassification

    RCT: Misclassification can occur both before and

    after intervention. Usually non-differential due

    to randomization and blinding Cohort:

    Misclassification can occur in the classification

    of exposure or disease Case-Control:

    Misclassification can occur in the classification

    of disease or exposure

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Reliability. The extent to whichmeasurement obtained is reproducible in

    repeated administrations. Lack of random

    measurement error

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Completeness. Ascertainment of endpointsshould be as complete as possible:

    Consequences of Missing Data:

    Sample size Loss of power

    Bias Loss of validity

    Data collection procedures and instruments

    Follow up procedures. Participant retention

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    Desired (Required)Desired (Required)CharacteristicsCharacteristics

    Statistical Significance. Selected endpointshould be such that it has the potential to

    show clinical significance statistically:

    Clinical meaningful difference worth detecting

    (Effect size)

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    ExampleExample

    RCT to study the efficacy of prophylacticdoxycycline at IUD insertion1

    Primary Endpoint: Pelvic Inflammatory

    Disease (PID)

    Secondary Endpoint: Unscheduled Visit for

    an IUD-related Problem, e.g., bleeding,pain, or discharge

    1. Sinei SKA, Schulz KF, Lamptey PR, et al. Preventing IUCD-related pelvic infection:

    the efficacy of prophylactic doxycycline at insertion.Br J Obstet Gynaecol 1990;97(5):412-19.

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    Estimating the Incidence of PIDEstimating the Incidence of PIDfor Sample Size Calculationsfor Sample Size Calculations

    Government officials estimated 40% Ob/GYN from Med School estimated 12%

    We conservatively set initially at 6%

    Readjusted to 4% based on pilot trial

    And after all that, found 1.9% in placebo

    group

    Effect on power?

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    ResultsResults

    .004.52-.910.6913.0%8.9%Unsch

    Visit

    0.17.32-1.50.691.9%1.3%PID

    P-value95%CIRRPlaceboDoxyOut-

    come

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    Alternative EndpointAlternative EndpointDefinitionsDefinitions

    Surrogate Endpoints:

    Indicator of effect in lieu of the one ofsubstantive interest,

    e.g CD4 counts for AIDS mortality

    Rationale: Measuring effect sooner and/or forless cost

    Highly correlated to the clinical outcome of

    interest: Biological plausibility

    Trial measuring both true and surrogate endpointand studying their correlation

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    Alternative EndpointAlternative EndpointDefinitionsDefinitions

    Surrogate Endpoints (Example) Cardiac Arrhythmia Suppression Trial (CAST)

    compared encainide and flecainide to placebo

    Trial established that the drugs were extremelybeneficial in suppressing arrhythmia

    Surprisingly to cardiologists, CAST showed that

    the drugs tripled the death rate [Senn S. Statistical

    Issues in Drug Development. John Wiley, 1997.]

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    Alternative EndpointAlternative EndpointDefinitionsDefinitions

    Composite endpoints: Combines multiple measurements into a single

    composite endpoint using a pre-specifiedalgorithm

    Any one event occurs too infrequently

    Sample size

    Length of follow-up

    Meaningful interpretation

    Possibility of conflicting results

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    Alternative EndpointAlternative EndpointDefinitionsDefinitions

    Composite endpoints (example): Primary endpoint. Occurrence of one or more

    of the following critical events associated with

    severe disease: Death

    Cardiac index less than or equal to 2.2

    Ventricular tachycardia or fibrillation Pulseless electrical activity

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    Final RemarksFinal Remarks

    Choose your study endpoints (especially theprimary endpoint) carefully by considering the

    desired characteristics discussed. Involve

    colleagues and recent research Define endpoints in the protocol. Rationale and

    measurement procedures should be specified a

    priori. Redefinition of primary endpoints after unblinding

    will almost always be unacceptable, ICH 9