preoperative tests niceguideline
TRANSCRIPT
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N0231 25k 1P Jun 03 (OAK)
Preoperative tests
The use of routine preoperative
tests for elective surgery
Clinical Guideline 3
June 2003
Developed by the National Collaborating
Centre for Acute Care
National Institute forClinical Excellence
MidCity Place
71 High Holborn
London
WC1V 6NA
ww w.nice.org.uk
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National Institute forClinical Excellence
MidCity Place
71 High Holborn
London
WC1V 6NA
www.nice.org.uk
Natio na l Institu te fo r Clinical Excellence, June 2003. All right s reserved . This
material may be f reely reproduced for educat iona l and not-for-prof it purposes
with in the NHS. No reproduction by or for commercial orga nisations is allow ed
with out th e express w ritten permission of the Nat iona l Institute for Clinical
Excellence.
Clinical Guideline 3Preoperative testsThe use of routine preoperative tests for elective surgery
Issue date: June 2003
To order copiesCopies of this guideline can be ordered from the NHS Response Line;
telepho ne 0870 1555 455 and quo te refe rence numb er N0231. A version f orpeople who wa nt to understand w hat NICE has told the NHS, called Routinetests carried out before a planned surgical operation, is also available fromthe Response Line; quote reference number N0232 for an English only
version a nd N0233 for a n English and Welsh version.
This guidance is written in the following context.
This guida nce represents the view o f the Institute, wh ich was arrived at
af ter careful considerat ion of the evidence ava ilable . Health professionals
are expected to t ake it fully into a ccount w hen exercising their clinical
judgment . The guida nce does not, how ever, override the individual
responsibility of health professionals to make decisions appropriate to thecircumstances of the individual pat ient , in consultat ion w ith the pat ient
and /or gua rdian o r carer.
ISBN: 1-84257-309-8
Published by the National Institute for
Clinical Excellence
June 2003
Artw ork by LIMA Gra phics, Frimley, Surrey
Printed by Oaktree Press, London
This documen t has been circulated t o the follow ing:
NHS trust chief executives in Englan d a nd Wales PCTchief executives
Local health board chief executives
Medical and nursing directors in England and Wales
Strategic health authority chief executives in England and Wales
Clinical governance leads in England and Wales
Hospital doctors
Anaesthet is ts and paediat r ic a naesthet ists
Surgical consultant s (all specialties)
Imaging specialists
NHS Director Wales
Chief Executive of t he NHS in Englan d
Special health authority chief executives
Community health councils in England and Wales
Service user advocacy groups
Commission for Health Improvement NHS Clinical Govern an ce Support Tea m
Chief Medical, Nursing and Pharmaceutical Officers in England and Wales
Medical Director &Hea d of NHS Quality Welsh Assembly Go vernment
Representative bodies for health services, professional organisations and
statutory bodies and the Royal Colleges
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1NICE guideline Preopera tive t ests
Contents
1 Guidance 2
Grade 1 surgery 5
Grade 2 surgery 9
Grade 3 surgery 13
Grade 4 surgery 17
Neurosurgery 21
Cardiovascular surgery 22Tests for t he sickle cell gen e in a dults a nd children 23
Pregnancy tes t 24
Pat ient consent 25
2 Notes on the scope of the guidance 26
3 Implementation in the NHS 26
4 Research recommendations 27
5 Full guideline 27
6 Related NICE guidance 28
7 Review 28
Appendix A: The Guideline Developm ent G roup 28
Appendix B: The Guidelines Advisory Committe e 29
This guideline ma kes recommend at ions to help guide the a ppropriate use of routine
preoperative tests for patients before elective surgery for children (ASA grade 1) and
ad ults (ASA grade s 1, 2 and 3). The g uideline is aimed ma inly at seconda ry care, but
may have relevance to some tests carried out or ordered in primary care.
The follow ing guida nce is ba sed upon the be st availab le evidence. All of the
recommendat ions are grad e D recommendat ions , which are b ased upon level IV
evidence*
that is, expert opinion derived from a consensus development process
and the clinical experience of the G uideline Development G roup. The full guideline
(see Section 5) describes the methods used to develop the recommendations. Inaddit ion, the views of NHS clinicians w ere sought on the fo rmat a nd usability of
these recommenda t ions , and informed the development of this booklet .
*For more information, see NICE (2001) Information for National Collaborating Centres
and Guideline Development Groups. Available fro m: ww w.nice.org.uk/Docref.asp?d= 25652
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3NICE guideline Preopera tive t ests2 NICE guideline Preopera tive t ests
Box 2 ASA grades
ASA (American Society o f Anesthesiologists) grades a re a simple scale d escribing f itness
to und ergo a n ana esthetic. The ASA clearly sta tes that it do es not endo rse any
elaborat ion of t hese def init ions . However, ana esthet is ts in the UK of ten q ualify (or
interpret) these grades as relat ing to funct ional capa city that is comorbidity that do es
not (ASA Grad e 2) or tha t do es (ASA Grad e 3) limit a pat ients activity (see Box 3).
ASA G rade 1 N ormal hea l t hy p a t ien t ( t ha t i s wi t hout any c l in ica l ly
important comorbidity and without clinically s ignif icant
past/present m edical h istory)
ASA G rade 2 A p a t ien t wi t h mild syst emic d iseas e
ASA Grade 3 A pat ient with severe systemic disease
ASA Grade 4 A pat ient w ith severe systemic disease that is a constant threa t to l i fe
Box 1 Surgery grades
Example
G ra d e 1 (m in o r) Exc isi on o f le si on o f sk in ; d r a in a g e o f b re a st a b sc ess
Grad e 2 Primary repair of inguina l hernia; excision of varicose vein(s)
(i nt e rm e d ia t e ) o f le g ; t o n si ll ec to m y /a d e n o to n si ll ec to m y ; k ne e a r t hr o sc op y
Grad e 3 Tota l ab dom inal hysterectomy; endo scopic resection of
(ma jo r) prost a te ; lumba r d iscecto my; t hyro id ect omy
Grad e 4 Tota l joint replacement ; lung opera tions; colonic resection;(ma jo r+ ) ra d ica l neck d issect io n
Neurosurg ery
Cardiovascular
surgery
1 Guidance
The recommen da tions are in the form of loo k-up tab les. For the fo llowing t ests the ta bles
are set out by surgery grade (see Box 1) and ASA grade (see Boxes 2 and 3).
Plain chest X-ray (radiograph) Resting electrocardiogram (ECG) Full blood count Haemostasis including prothrombin t ime, act ivated pa rt ial thromboplast in t ime and
internat ional norma lised rat io
Renal function (including t ests for pot assium, sodium, crea tinine a nd/or urea levels) Random blood glucose
Urine analysis (urine d ipstick tests test fo r pH, protein, g lucose, ketones,blood /hae mog lobin)
Blood gases for ASA grades 2 and 3 only Lung function (peak expiratory f low rate , forced vital capacity and forced expiratory
volume) for ASA grad es 2 and 3 only.
There a re also recommend at ions for sickle cell test an d pregn ancy test.
The recommen da tions are colour-coded in a similar wa y to traff ic lights.
For the ta bles set out by surgery grade and ASA grade, ag e catego ries are shown
across the top of each tab le . For a pa t ient with more tha n one comorbidity, follow
the recommendat ions in all relevant t a bles.
Test not recom mend ed
Test to be considered (the value of carrying out a preopera tive test is not know n,
and may depend on specific patient characteristics)
Test recommend ed
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5NICE guideline Preopera tive t ests
Grade 1 surgery (minor)
4 NICE guideline Preopera tive t ests
Grade 1 surgery
Age
Test
Chest X-ra y No No No No No
ECG No No No No No
Full b loo d co unt No No No No No
Ha emost a sis No No No No No
Rena l f unct ion No No No No No
Ra nd om g lucose No No No No No
Urine ana lysis* No No No No No
*Dipstick urine testing in asymptomatic individuals is not
recommended (UK National Screening Committee)
100 mol/litre (creat inine > 200 mol/litre);
an d < 200 mol/litre); some regular dialysis progra mme,
d ieta ry rest rict io ns (perit on ea l o r h aem od ia lysis)
COAD, chronic obstructive airw ays disease; COPD, chronic obstructive pulmona ry
disea se; GTN, glyceryl trinit rat e
Further examples are available in Appendix 2 of the full guideline (see Section 5)
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