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Technical Report Series GO-40-2018 Potential use of Blockchain for Livestock Statistics in Vietnam Final report FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS Rome, December 2018

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Technical Report Series GO-40-2018

Potential use of Blockchain for

Livestock Statistics in Vietnam

Final report

FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS

Rome, December 2018

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The designations employed and the presentation of material

in this information product do not imply the expression of any

opinion whatsoever on the part of the Food and Agriculture

Organization of the United Nations (FAO) concerning the legal

or development status of any country, territory, city or area or

of its authorities, or concerning the delimitation of its frontiers

or boundaries. The mention of specific companies or products

of manufacturers, whether or not these have been patented,

does not imply that these have been endorsed or

recommended by FAO in preference to others of a similar

nature that are not mentioned.

FAO encourages the use, reproduction and dissemination of

material in this information product. Except where otherwise

indicated, material may be copied, downloaded and printed

for private study, research and teaching purposes, or for use

in non-commercial products or services, provided that

appropriate acknowledgement of FAO as the source and

copyright holder is given and that FAO’s endorsement of

users’ views, products or services is not implied in any way. All

requests for translation and adaptation rights, and for resale

and other commercial use rights should be made via

www.fao.org/contact-us/licence-request or addressed to

[email protected]. FAO information products are available on

the FAO website (www.fao.org/publications) and can be

purchased through [email protected].

© FAO 2018

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Table of Contents

LIST OF FIGURES ............................................................................................................................................. IV

LIST OF TABLES .............................................................................................................................................. IV

ACRONYMS AND ABBREVIATIONS ............................................................................................................ IV

PREFACE .......................................................................................................................................................... IV

ACKNOWLEDGEMENTS ................................................................................................................................ VII

EXECUTIVE SUMMARY ............................................................................................................................... VIII

1. Introduction ........................................................................................................................................ 1

2. Livestock Statistics of Vietnam......................................................................................................... 4

2.1 Statistical activities of GSO in the livestock sector ..................................................................................................5

2.2 Statistical activities of MARD in the livestock sector ........................................................................................... 11

2.3 Census data collection procedure ............................................................................................................................... 12

2.4 Shortcomings - Identified issues in data quality/accuracy ................................................................................ 15

3. 3 TE-FOOD Technology and Traceability System ........................................................................ 18

3.1 TE-FOOD background ...................................................................................................................................................... 18

3.2 TE-FOOD Traceability system - Ho Chi Minh City Livestock industry ........................................................... 18

3.3 TE-FOOD Livestock Management System ............................................................................................................... 19

4. 4. Recommendations for deployment of blockchain ................................................................. 22

4.1 Identified blockchain solution for traceability in the livestock industry of Vietnam ............................... 22

4.2 Identified issues with the existing system ................................................................................................................ 26

5. 5. Way forward ................................................................................................................................. 28

A. GSO questionnaires for livestock surveys ............................................................................................ 35

B. Farm Registration Form for TE-FOOD registry system ....................................................................... 63

C. Agricultural Census 2016 questionnaire ............................................................................................... 66

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List of Figures

Figure 1 Livestock traceability system with big data storage........................................................................................ 24

Figure 2 Centralised Blockchain system ................................................................................................................................. 26

Figure 3 Fully distributed Blockchain system....................................................................................................................... 26

List of Tables

Table 1 Summary of the livestock survey data collection methodology .....................................................................7

Table 2 Categories of pigs in quarterly questionnaires of livestock survey ...............................................................8

Table 3 Population, sampling frame and sample size for GSO livestock surveys ....................................................9

Table 4 Pig-breeding agricultural holdings and number of pigs bred in 2016 ..................................................... 14

Table 5 Comparison of definitions of registration units ................................................................................................. 20

Table 6 Combining sources for number of livestock ........................................................................................................ 30

Table 7 Combining sources for number of slaughtered animals ................................................................................ 31

Acronyms and Abbreviations

BSF Bovine Spongiform Encephalopathy

CSIRO-Data61 Commonwealth Australian Research Centre

DAFF Department of Agriculture, Forestry and Fishery Statistics

DARD Departments of Agricultural and Rural Development

FAO Food and Agriculture Organization of the United Nations

FMD Foot-and-mouth disease

FMRIC Food Marketing Research and Information Center

GSARS Global Strategy to improve Agricultural and Rural Statistics

GSO General Statistics Office of Vietnam

LMS TE-FOOD livestock registry system for pigs developed for Ministry of Agriculture

MAFF Ministry of Agriculture, Forestry and Fisheries of Japan

MARD Ministry of Agriculture and Rural Development of Vietnam

NSIS National Statistical Indicator System

NSSP National Statistical Survey Programme

RAFC Rural, Agricultural and Fishery Census

UNSD United Nations Statistical Commission

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Preface

At its 41st session, the United Nations Statistical Commission (UNSD) endorsed the Global Strategy to

improve Agricultural and Rural Statistics (GSARS) (FAO, 2010) to address the critical decline in the

availability and quality of agricultural statistics in developing countries. In its Global Action Plan(FAO,

2012), countries identified the improvement of methods for estimating livestock production as a priority

research topic. The objective is to develop cost-effective statistical methods for estimating livestock

production and productivity and to cover the specific issue of nomadic livestock data.

While it is not practical and certainly not economically optimal for countries to obtain complete

information on the livestock sector on a regular basis, many developing countries continue to lack the

capacity to collect and disseminate even the rudimentary set of data required to monitor national trends

or to inform international development discussions. It is therefore increasingly imperative that national

agricultural systems move towards a systematic collection framework to report reliable statistics.

The core livestock indicators to be used in formulating sector policies and for investment purposes are

generated by different data collection systems: censuses of agriculture/livestock, farm sample surveys,

household surveys and administrative records or routine data. Depending on the availability of resources,

countries implement some of these data collection systems. However, a great number of developing

countries mainly rely on the data regularly collected within administrative reporting systems: information

on livestock population, animal movements, production of livestock products, animal diseases and other

animal-health indicators, market prices of main products, etc.

The World Bank and the Food and Agriculture Organization (FAO) state that “applying an appropriate

framework to collect relevant and high priority information while avoiding multiple or non-standardised

collection of data by different government agencies has been recognised as an effective method to assist

in the design and implementation of policies to promote sustainable livestock sectors” (FAO and World

Bank,2014). The same report also mentions the importance of data integration- the use of data originating

from different sources.

A cost-effective approach to enhance the quality and availability of livestock data in developing countries

is to improve the use and quality of administrative or/routine data, which currently draws much criticism

(in terms of quality, timeliness, reporting periods, granularity, use of conversion factors, and lack of

objective measurements). The use of such data to generate official statistics poses a key challenge for

national statisticians. The Global Strategy’s methodological report on the use of administrative data states

that: routine data on livestock and other core data items – such as forestry, fisheries, agricultural inputs,

exports and imports – are often incomplete, obsolete, inconsistent and unreliable due to limited skills in

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data-handling and processing, insufficient resources and other reasons. In a growing number of countries,

ministries of agriculture or departments of agriculture maintain livestock traceability records on central

databases, tracing animals from birth to slaughter and to the final consumer (FAO, 2017).

Blockchain technology is growing fast and has enormous potential. Its applications in the agriculture and

food sector are among the most promising, particularly on the overall issue of traceability which has

gained considerable importance in the food context, following a number of food crises, specifically in the

livestock sector: the Bovine Spongiform Encephalopathy (BSF) epidemic, the presence of dioxin in chicken

feed, foot-and-mouth disease (FMD) outbreaks, the severe diffusion of foodborne illnesses, etc.

Blockchain technology is now starting to be implemented to improve traceability in the livestock value

chain and solve a range of other issues, such as consumer trust, supply-chain transparency, product quality,

environmental impact and fraud,. This new approach may allow producers (farmers), veterinary services,

slaughterhouses, wholesalers, retailers and governments/authorities to be connected to one another

through a distributed ledger that guarantees the transparency and incorruptibility of the data. The

established registers and all the data collected along the supply chain are to be considered from a

statistical perspective as administrative records (data collected for the purpose of carrying out non-

statistical programmes).

Official statisticians in the agricultural sector may be interested in using some of the “administrative

records” produced along the supply chain and recorded into the distributed ledger for several reasons:

to use established registers for survey frames, directly as a frame or to supplement and update

an existing frame;

to replace existing data collection (e.g. use of data from slaughterhouses in lieu of specific

surveys);

for use in editing and imputation, direct tabulation and indirect use in estimation.

However, one must be careful in using administrative records, as there may be some limitations to be

aware of, such as the lack of quality control over the data, the possibility of having missing items of records,

the difference in concepts and definitions, the timeliness of the data, and the costs of using administrative

data.

The present report is therefore the result of a study undertaken by the Global Office hosted by FAO, in

partnership with the company TE-FOOD, the General Statistics Office of Vietnam (GSO), The Ministry of

Agriculture and Rural Development of Vietnam (MARD) and the Commonwealth Australian Research

Centre (CSIRO’s Data61).

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Acknowledgements

This Technical Report was produced by Mariana Toteva (FAO consultant) and Zubair Baig (CSIRO’s Data61)

in close collaboration with Christophe Duhamel, FAO Statistics Division.

The document benefited from contributions by CSIRO’s Data 61 (Mark Staples), the GSO of Vietnam (Lê

Trung Hieu and his team from the Agricultural Statistics Department) and TE-FOOD (Erik Arokszallasi, and

Dao Ha Trung).

We also wish to extend our gratitude to all the national, regional and local authorities in Vietnam who

have contributed to the study through their active participation in various meetings and workshops in

Hanoi and Ho Chi Minh City, in particular to the Deputy Director of GSO, Nguyen Thi Huong and the

Deputy Director of the Department of Livestock Production of MARD, Nguyen Xuan Duong.

A special thanks also to the FAO representation in Hanoi for their support.

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Executive Summary

A study was conducted by the Global Strategy to improve Agricultural Statistics – hosted by FAO - in close

collaboration with the General Statistical Office of Vietnam (GSO), the Ministry of Agriculture and Rural

Development of Vietnam (MARD), TE-FOOD and the Australian Commonwealth Research Centre (CSIRO-

Data 61). The objectives were to:

contribute to a better understanding of the applications of blockchain technology and its

implications for the official statisticians in the livestock sector;

analyse the feasibility and the sustainability of using information available on the blockchain from

an official statistical perspective, on the basis of the systems put in place by TE-FOOD in the pig

sector in Vietnam;

make recommendations, discuss possible improvements and propose a further research agenda

Main findings and recommendations

1. A methodologically sound and efficient statistical system in the livestock sector in Vietnam is

needed

In the field of livestock statistics, GSO applies statistically sound methods to collect data on the number

of animals and animal production. MARD makes its own estimations based on their administrative

reporting system. As in many other countries where two sources of information coexist, the estimates

of the number of animals per district from GSO and MARD sometimes differ significantly.

The data collected by GSO covers main data items related to the number of animals and animal

production. However policies require additional items for the calculation of important livestock

indicators. The large size of the sample makes the statistical process less efficient and the way the sample

design and validation of final results are organised does not allow to calculate the precision of estimates.

The MARD data collection is linked to the administrative functions of the Ministry (e.g. animal health

records and reporting from farmers). The current processes in MARD also leave room for improvement,

in particular it would be valuable to develop strict protocols for data collection and processing,

harmonised with official statistics quality standards and implemented uniformly in all provinces of the

country.

GSO has planned measures to improve the quality of livestock statistics such as i) a new sample design;

ii) the improvement of questionnaires and iii) mechanisms for controlling the non-sampling error. The

collaboration between the GSO and MARD has to focus on the harmonisation of concepts and

definitions used, integration of existing sources, reduction of duplication and increased consistency

between the sources of the two institutions.

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2. TE-FOOD systems are to be considered potential additional sources of data for livestock

statistics in Vietnam

The TE-FOOD traceability system put in place in the pig supply chain was developed following the

request from the Ho Chi Minh City government for a farm-to-table fresh food traceability ecosystem -

now on blockchain - covering all logistics and food quality activities and data management of the supply

chain. The livestock management system (LMS) is a pilot pig registration system which started in 2018

through a contract signed between the MARD and TE-FOOD Vietnam for covering 21 provinces.

The study has demonstrated the potential benefits of the use of these new sources of data for official

livestock statistics. The TE-FOOD traceability system can provide highly rated data, particularly on the

number of animals slaughtered in slaughterhouses. The LMS is at a very early stage of testing, however

it seems fit to replace the current reporting from farms at the MARD and could be used as a reliable

frame for specialised surveys although some key quality aspects will need to be further evaluated. The

new registry system is expected to be more efficient as farmers will be able to report online using their

mobile phones. Both sources however have coverage issues (not covering the entire population of

agricultural holdings breeding pigs) but they can nonetheless be used for the sub-population of farms,

cooperatives and enterprises.

In terms of deployment on the blockchain, TE-FOOD has chosen the option where the livestock

traceability data are produced by the data collectors outside the blockchain and the transaction

data validated and stored on the blockchain. The statistics calculation procedures may then be

executed either off-chain or on-chain. One of the main concern could be the credibility of the data when

it is validated for storage on the blockchain: this is also true for data collected through traditional surveys

or reporting systems. The development of validation mechanisms with GSO and MARD in order to

confirm that the data being reported by farmers is actually valid could be an important domain of

collaboration.

Way forward

Several follow-up activities have been identified:

1. launching a complete assessment of the quality of inputs and outputs of multisource statistics

for the pig sector in Vietnam based on field experiments at regional level (in the 4 provinces where

the TE-FOOD LMS system is in place)

2. undertaking additional studies related to increased coverage for other sub-sectors or commodities

(poultry, cattle, fruit-vegetables for example) in Vietnam;

3. elaborating generic guidelines helping official statisticians in developing/setting up new

approaches combining multi-source information;

4. considering a scaling-up to cover other countries wishing to invest in the possible use of the

exponential availability of data coming from traceability systems on blockchain

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1. Introduction

In the recent years the national statistical authorities worldwide are working in multi-source environment

and are more and more prone to use a part from the conventional statistical surveys, administrative data

sources but also various internet data sources (big data, internet of things etc.). The questions on how to

use and evaluate these sources and the statistical output from them (quality of the estimates) have already

been studied in different contexts. Various quality measures and indicators for multisource statistics have

been analysed at national or even at international level (ESSnet on quality of multisource statistics –

KOMUSO), aiming at providing guidelines to the national statistical authorities using multiple data sources,

primary established for some administrative or private purposes (KOMUSO, 2018).

Administrative sources, such as farm registers, livestock identification systems, etc. established by

different governmental institutions to support their administrative functions have already been largely

used by official statistics for direct tabulation, building and updating statistical registers, or for

combination with statistical surveys. The statistics derived from administrative data have the advantage to

be produced faster and in a cost-efficient way. The use of administrative sources for official statistics also

reduces the respond burden as the respondents would not be asked twice the same information. However,

when using administrative data, there is a serious concern about the quality of the statistical output, in

terms of relevance, reliability, timeliness, accuracy, etc., and the sustainability of the source. A thorough

analysis of the quality of the data from administrative sources, therefore, precedes the decision on their

use for official statistics. Administrative data are usually stored in electronic (and most rarely paper) format

in one central or in more regional locations.

Traceability systems in food supply chains are established with the aim of following the movement of

food through specified stage(s) of production, processing and distribution by documentation of each point

of food handling in order to identify and address food safety risks11. Increasing transparency throughout

the entire supply chain and gaining the consumer trust, the traceability systems are developed by large

number of business operators all over the world. In some cases the traceability systems are required by

law (such as EU Food law, under Regulation (EC) No 178/2002) in others they are initiatives of government

authorities, such as ministries of agriculture, livestock, food safety agencies, etc. or business operators,

such as Walmart (Walmart, 2018), Unilever, Nestle, producer organisations, etc.

Since ensuring traceability of the food supply chains requires connection, trust and transparency between

a large number of actors from all stages of production and often from different locations (including

1 The definition agreed at Codex Alimentarius held in June-July of 2004

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international), the blockchain technology is quickly gaining an important role in keeping track of all

transaction from farm to table.

The blockchain technology applied to a food supply chain means collection and storage of a large

amount of data related to the transactions made in the chain. Different statistics necessary for the

management of the supply chain can be produced annually, monthly or even daily and on more frequent

basis. Some of them are of interest to official statistics and government as they may replace entirely or

partly traditional data collection techniques for farms and food industry. For livestock statistics, for

example such data are the number of livestock breeding farms, number of animals sold to

slaughterhouses, number of slaughtered animals at different geographical level, quantities of milk

delivered to dairies and processed to different milk products, etc.

Using the food supply chain traceability system developed with blockchain technology to produce official

statistics requires an assessment of the data quality within the quality framework for official statistics. Since

the food traceability systems are often developed and implemented by specific business operators,

it can be expected that more than one system is developed even in the same food supply chain. Thus

some actors of the supply chain (producers, processors etc.) may be part of more than one traceability

system while others may remain out of them. Quality frameworks specific for traceability systems need to

be developed with a set of indicators to assess quality of produced statistics in order to decide if they can

be used to replace or complete official statistics produced with statistical surveys. The Food Marketing

Research and Information Center (FMRIC) together with the Ministry of Agriculture, Forestry and Fisheries

(MAFF) of Japan, for example developed a Handbook for Introduction of Food Traceability Systems

(‘Guidelines for Food Traceability’) (FMRIC and MAFF, 2007) as a reference for food operators and their

associations wishing to develop a food traceability system in the country.

In Vietnam, the GSO has had the opportunity to be involved in the testing and establishment of two

initiatives: i) TE-FOOD traceability system for pigs supply chain in Ho Chi Minh City and ii) TE-FOOD

livestock registry system for pigs (LMS) developed for Ministry of Agriculture, to be tested for possible

deployment in 21 provinces; both with a lot of potential to be used for official statistics in the future. Being

involved in the establishment of these two systems from an early phase would allow the GSO to set some

initial requirements to ensure the quality of the data obtained from them. The comparison of the estimates

produced from GSO livestock surveys, from the TE-FOOD systems or from the combination of both and

the evaluation of their quality would help GSO to decide on whether and how to use the two external

sources of data for official statistics.

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The introduction of the traceability system is not currently required in Vietnam but rather the initiative of

local government and different food business operators. The TE-FOOD traceability system in pig supply

chain was developed after the request from Ho Chi Minh City government. It is expected that such

traceability systems are developed in other provinces and for other products as well. Considering the

growing interest in introducing traceability in the supply chains in Vietnam, GSO should be involved in the

development of guidelines for the establishment of traceability systems in the food and feed supply chains

together with the Ministry of Agriculture, Ministry of Health and other interested parties. Such a common

framework would contribute to ensuring certain level of quality in particular coherence of new traceability

systems developed by different business operators and their future use for official statistics.

The TE-FOOD registry system is a joint project between TE-FOOD Vietnam and the Ministry of

Agriculture. It aims at supporting the current reporting system from pig farms operated by the Ministry.

Its’ implementation is in very early stage and the decision on its future implementation and maintenance

depends on the Ministry of Agriculture. However, the integration of the two systems at least the possibility

to match units from the two data sources through common (farm) identifiers has to be investigated.

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2. Livestock Statistics of Vietnam

Producing livestock statistics as part of official statistics in Vietnam is under the competence of the

Department of Agriculture, Forestry and Fishery Statistics (DAFF) of the GSO. The Statistics Law No

89/2015/QH13 endorsed the list of National Statistical Indicator System (NSIS), which in the field of

livestock includes:

Number of cattle, poultry and other domestic animals.

Output of some main livestock products

The National Statistical Survey Programme (NSSP) is decided by the Prime Minister, covering the

surveys to be conducted regularly in order to compute the statistical indicators for the NSIS. Within this

programme the GSO carries out an agricultural census every 5 years and an annual livestock sample survey.

Other surveys that can be used for producing the livestock related indicators are the farm survey carried

out every 2 years2 and the quarterly survey on producer’s price of agricultural, forestry and fishery goods3.

The last Rural, Agriculture and Aquatic Product Census was carried out in 2016.

The Ministry of Agriculture and Rural Development (MARD) is the main user of livestock statistics for

analysis and monitoring of its agricultural policies. The Ministry acts as coordination agency for statistical

surveys from the NSSP, including agricultural census, annual livestock sample survey, farm survey and

survey on producer’s price of agricultural, forestry and fishery goods. MARD through its provincial

Departments of Agricultural and Rural Development (DARD) also collects information for its own purposes.

This information is considered by statistics law either as statistical surveys outside the Statistical Survey

Programme (Art. 30) or as administrative data. Administrative data used for official statistical activities is

considered statistical data (Art. 36). The development of administrative databases that serve both the

management of the relevant institution and the statistical activities of GSO is prioritised by the State (Art.

36 (4)).

TE-FOOD is a company that has recently launched two management systems involving collection,

exchange and storage of information related to pigs supply chain in Vietnam. This information can be

used to produce some pig’s statistics necessary for the purposes of the management of the systems and

to provide feedback to different users. Chapter VIII of the Statistics Law sets the scope and requirements

2 By the national survey program, GSO will not conduct the single farm survey any more, but the farm questionnaire

will be integrated into the agriculture census (every 10 years for next round) and mid-term census agriculture survey

(every 5 years). It means that the information on farms will be available every five years 3 This survey collects information on farm gate’s (or producer) price of agriculture, forestry and fishery goods to

calculate the gross output of livestock.

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of statistical activities outside official statistics and its use. According to Art. 67 (1) it includes activities to

collect, process, aggregate, analyse, forecast statistical information to serve for research, business

production and legitimate needs of organisations and individuals themselves or other organisations and

individuals. However, according to Art. 69 this statistical information is invalid to replace the official

statistical information for any planning, implementation, monitoring and evaluation of national policies

for socio-economic development, management and direction by the governmental institutions.

During the assessment mission carried out within the project, ‘The potential use of blockchain for livestock

statistics, a case study in Vietnam’, several meetings with central and provincial offices of GSO and MARD,

TE-FOOD and farmers were organised. The discussions on the livestock statistics and other existing

information raised some issues and helped to identify fields of improvements. The information collected

from TE-FOOD was also discussed in the perspective to study its’ possible future use for official statistics.

The details of the GSO and MARD data collection systems are discussed here below. The assessment of

the current state, is completed with the information coming from other sources, namely ‘SPARS Vietnam’

and ‘Designing a Livestock Probability Sample Survey for Vietnam’. Since the study aims among others to

conceptualise and develop a pilot case on the pig statistics sector in Vietnam in close partnership with TE-

FOOD, the GSO and MARD of Vietnam, the assessment of the different data sources of GSO and MARD is

done with focus on pigs statistics. TE-FOOD systems have to be analysed as if they were administrative

sources with possibility to be used for official statistics. Their possible integration and expansion to cover

other livestock types depend on the decision of provincial governments or MARD.

2.1 Statistical activities of GSO in the livestock sector

The GSO is responsible for the directing and organising statistical activities in the whole country, while

the centralised Provincial Statistical Offices are responsible for the organisation of activities at local level.

The main indicators produced on an annual basis in the livestock sector are the number of heads of main

livestock types (buffaloes, cattle, horses, sheep, goats, pigs and poultry) on 1 October of the year, and the

quantity of animal products (live weight of live animals, slaughtered animals, milk and eggs) produced in

the previous 12 months. The results are regularly published in the Statistical Yearbook of Vietnam and are

produced at national, provincial and district levels.

Livestock statistics processes, including those for producing pigs statistics are planned and designed at

central level. The methodology of the main data source and the livestock survey, are developed according

to the Decision No. 882 /QĐ-TCTK dated on August 28th 2013 of General Director of General Statistic Office.

According to the purpose set in this document the survey collects basic data about:

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number of head of buffaloes, cattle, pigs, poultry (chickens, ducks, swans, geese...) and others

(horses, goats, sheep, stags...) at the survey time;

main livestock production (live-weight, milk, eggs...) in the survey period.

The statistics estimates cover all livestock breeding units: rural and urban households, sub-farms, farms,

enterprises, cooperatives, etc. The data from the survey are processed and the results are disseminated

within 45 days after the reference date. The statistical indicators produced are used for planning,

developing and implementing sector policies. The survey has annual and quarterly component with

different questionnaires and sample design. The annual component reference date is 1 October. The

October data collection represents all the districts of Vietnam, including the rural districts, district-level

towns, urban districts and provincial cities. The quarterly component also has the following reference

dates: 1 January, 1 April and 1 July. The data collection on 1 April represents also all the districts of Vietnam,

while the other two represent the provinces and central cities. Table 1 summarises the data collection

details of the survey.

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Table 1 Summary of the livestock survey data collection methodology Data collection

reference day

Coverage/

Representativeness

Units of

observation

Reference period Data

collection

period

Type of survey

Comprehensive Sample

01/January/year N Country

Provinces and central

cities

Households, sub-

farms, farm,

enterprises,

cooperatives

01/10 to 31/12/ year N-1 7 days For farms, enterprises,

cooperatives: number of heads

and quarterly production from

pigs/poultry

For rural households/sub-farms:

number of heads and quarterly

production of pigs/poultry

01/April/year N Country

Provinces and central

cities

Districts

Households, sub-

farms, farm,

enterprises,

cooperatives

For households and sub-farms not

surveyed in January: 01/10 to

31/03/ year N

For others: 01/01 to 31/03/ year N

7 days For farms, enterprises,

cooperatives: number of heads

and quarterly production from

pigs/poultry

For rural households/sub-farms:

number of heads and quarterly (or

biannual) production of pigs/

poultry

For urban households: number of

heads of pigs/ poultry

01/July/year N Country

Provinces and central

cities

Households, sub-

farms, farm,

enterprises,

cooperatives

01/04 to 30/06/ year N-1 7 days For farms, enterprises,

cooperatives: number of heads

and quarterly production from

pigs/poultry

For rural households/sub-farms:

number of heads and quarterly

production of pigs/poultry

01/October/year N Country

Provinces and central

cities

Districts

Households, sub-

farms, farm,

enterprises,

cooperatives

Villages

For buffalo/cattle survey in

households and farms: 01/10/ year

N-1 to 30/09/ year N

For households and sub-farms not

surveyed in July: 01/04 to 30/09/

year N

For others: 01/01 to 31/03/ year N

For villages: 01/10/ year N-1 to

30/09/ year N

7 days

15 days

for

establishin

g the

village lists

For farms, enterprises,

cooperatives: number of heads

for all livestock types; pigs and

poultry quarterly production;

other livestock annual

production

For villages: number of heads of

buffaloes, cattle, and other

livestock of households and

farms in the villages

For rural households/sub-farms:

buffaloes and cattle annual

production

For rural households/sub-farms:

number of heads and quarterly or

biannual production of pigs/

poultry

For urban households: number of

heads of pigs and poultry

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Questionnaires and type of data collected

The questionnaires used for different survey components (annual and quarterly) but also for different units

of observation (households, farms, enterprises, etc.) are harmonised in terms of livestock categories and

statistical data collected. It is important to mention that apart from the full name of the household head

and the village where the household lives, there is no other identification data (ID), such as farm ID or

personal ID of the household head that would enable the identification of the agricultural holding and the

linkage to other sources. For enterprises, cooperatives and farms, the name of the unit, the location and

the phone number is collected but there is no identification such as farm or enterprise ID.

Pig statistics indicators are calculated on the basis of quarterly data collection as part of the livestock

survey of GSO. The total number of pigs is estimated every quarter using the same pig categories in for

the questionnaire for enterprises, farms and sub-farms and households. As shown in Table 2 below, the

pig categories would need some clarifications in the methodology.

Table 2 Categories of pigs in quarterly questionnaires of livestock survey

Pigs categories Assessment comments

1. Pigs (exclude suckling pigs ) Suckling pigs should be included in the total number of pigs and can be

distinguished in a separate category.

1.1 Porkers Definition need to be set in the methodology: e.g. Porkers are all pigs for

fattening, excluding suckling pigs.

1.2 Sows Definition need to be set in the methodology: e.g. Sows are all covered

breeding females.

of which Dry sows Definition need to be set in the methodology: e.g. Dry sows are all not covered

breeding females (including or not the young gilts).

1.3 Breeding pig Definition need to be set in the methodology: e.g. Breeding pig are all male

pigs of 50 kg or more used or to be used for breeding (boars and young boars).

The questionnaire used for husbandry households in urban areas collects information on the total number

of pigs, while the questionnaire used to define the list of households and farm raising livestock in the

villages collects information on the number of breeding pigs.

The pig meat production, that is, number and weight of pigs sold for slaughter, is collected for the

following two categories: porkers and slaughtering sows. It can be assumed that the category

“slaughtering sows” includes all sows and young gilts, sold for slaughter. It is however not clear if the

breeding pigs sold for slaughter are included in the porkers category. Therefore, these categories and their

definitions also need some clarifications.

As mentioned before the farm ID collected with the livestock survey questionnaires is very limited and

makes it impossible to match automatically individual records from different sources, even between

different surveys. It was suggested to include farm ID such as business license number, farm or household

heads personal identification number, other registration numbers if available.

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Population and sample design

For the purposes of the sample design the population of pig breeding units (agricultural holdings) is

divided into sub-populations each having a different sample size and design4.

Table 3 Population, sampling frame and sample size for GSO livestock surveys

Legal

status Sub-population Description

Number of

agricultural

holdings

from RAFC

2011

Number of

AH

breeding

livestock

(RAFC 2011)

Number of

AH

breeding

pigs

(RAFC

2011)

Sample

Legal

entities

Enterprises

According to

national

legislation

955 189 126 Full-scale

Cooperatives

According to

national

legislation

6 027 150 130 Full-scale

Physical

persons

Farms Having 100 pigs

or more 20 028 6 348 no data Full scale

Sub-farms Having from 30

to 100 pigs

9 591 696 9 207 185 4 130 000

50 000

Rural

households

Husbandry

households in

rural areas with

less than 30 pigs

140 000

Urban

households

Husbandry

households in

urban areas

All

households

in 500

urban

wards

Source: GSO, Vietnam

4 Methodology Livestock Survey (issued with Decision No. 882 /QĐ-TCTK dated on August 28th 2013 of General Director of

General Statistic Office)

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Large-scale livestock keeping units

A total of around 70.000 villages are surveyed on the number of heads and annual production of

buffaloes, cattle and other livestock (Form No. 07-N/ĐT.CNUOI-Thon) raised by households and farms in

the villages. The list of the large-scale animal raising households for the respective reference period is

established twice a year on 1 April and 1 October

Small-scale livestock keeping units

In addition, to get the total number of small –scale livestock keeping unit, a sample of 7 000 villages (8.6

percent of the villages in the rural areas) is surveyed to generate the total number of households keeping

livestock. This information is used for generate the headcounts and livestock production of small-scale

livestock keeping households The sample of villages is selected by GSO based on Rural, Agricultural and

Fishery Census (RAFC) 2011 list of villages and is sent to the provincial offices. The same sample villages

are used every year. They can change only when the village is merged with others or moved for the

construction of new road, new urban area, etc.

For the reference dates 1 April and 1 October, in each of the 7 000 selected villages, 20 households raising

pigs and/or poultry are selected (rural households). In total 140 000 rural households selected in the

sample are surveyed with respect to the number of heads and quarterly production of pigs and poultry

(Form No. 04-3.6T/ĐT.CNUOI-G.HNT). The list of households raising pigs and poultry are established from

the preceding data collection in the villages on 1 October. The sample households which are not available

in the following survey period because of moving, changing into farm, sub-farm type, that belong to a

comprehensive survey will be replaced.

For the reference dates 1 January and 1 July, the sample size of rural household is about 47 000.

The selected 140 000 rural households are also surveyed on the number of heads and annual production

of buffaloes and cattle for reference day 1 October (Form No. 05-N/ĐT.CNUOI-TT.HNT)

About 500 urban wards are selected in a similar way as villages and rural areas. In the selected wards the

list of urban households raising livestock is established and the number of heads of livestock types is

collected (Form No. 06-6T/ĐT.CNUOI-HTT)

Overall methodology and survey organisation

The methodology and instructions, include for sample design, are prepared by the central GSO, while the

sample design itself and the selection of the sample are done by the provincial statistical offices. The

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sampling errors for the livestock surveys are not calculated and the precision of the estimates cannot be

assessed. The sample is also designed with the aim of also producing data at district level. The possibility

to improve the sample design in order to be able to estimate the precision of the survey estimates needs

to be more thoroughly studied. In particular, the quality of the district estimates need to be examined and

their replacement by administrative data may be considered.

The provincial statistical offices are responsible for the overall organisation and implementation of the

statistical surveys in their territory. This covers selection and training of enumerators, data collection and

monitoring of the field work, data entry, cleaning and editing. Cleaned data is transmitted to central GSO

for further control and aggregation. If errors are detected at central level the information is sent back to

province level for correction or justification of soft errors. The final results are validated after consultations

with MARD district divisions and provincial departments.

2.2 Statistical activities of MARD in the livestock sector

MARD, through its different departments, collects various information in the field of livestock, which are

required to perform its planning, regulation and prevention functions. The data collection consists of an

administrative reporting system and agricultural and rural surveys conducted by MARD.

Within the administrative reporting system, different reporters such as farmers, veterinaries, etc. report

to the district agricultural divisions and provincial Departments of Agricultural and Rural Development

(DARD). Farmers are supposed to report on the number of livestock on their farms. In particular, pig farms

report to the agricultural division of their district the number of animals every month. The district office

reports to the provincial department which reports to the central office of MARD. Thus the information on

livestock numbers is aggregated at national, provincial and district level. It is however not clear what is the

reporting rate9 and how the quality of the reported data is controlled at district level.

The introduction of e-reporting, using the TE-FOOD registry system is currently tested within the MARD

and TE-FOOD Vietnam project. The following categories of pigs are distinguished for the reporting

purposes: sows, boars, gilts, piglets and commercial pigs. The registration form contains as well farm ID

such as name and legal form of the farm, business license number, name, personal ID, mobile phone and

e-mail of the owner, manager or other person providing the information on the farm. More details on the

project are given in the section on TE-FOOD Livestock Management System of the report.

Apart from the number of live animals, provincial departments for livestock and animal health through the

implementation of their functions to prevent and control animal diseases collect information on the

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number of vaccinated animals. There are government programmes to support the purchase of vaccines

for small farms and the estimation on number of vaccinated animals from small farms can be derived from

the purchase records, while big farms have to inform about the number of vaccinated animals. The

veterinaries that carry out the vaccinations on the field report to the Livestock Department their

estimations of number of vaccinated animals at commune level.

The agricultural and rural surveys carried out by the MARD are usually done on a small sample and

conducted every two or three years. These surveys produce detailed data which is not collected with the

regular statistical surveys of GSO, such as breeding structure of main livestock types, slaughter weight, etc.

The indicators produced by these surveys can be considered as complementing the regular annual

livestock statistics and are not in duplication with the existing official statistics data collection activities.

MARD does not have an integrated administrative farm register. However, the livestock farms are

supposed to be registered and get a farm number at Provincial Livestock Department of the MARD. This

registration is done with varying degrees of quality in different provinces and needs further evaluation on

the scope and definition of the units of registration, type of data registered, quality control of the

registered data, update etc. However, the farm number obtained through this registration process is an

important element to be considered for future linkage of individual records from different data sources.

As mentioned before the government gives priority to the development of administrative databases

that serve both the management of the relevant institution and the statistical activities of GSO (statistical

law Art. 36 (4)). In light of this, GSO needs to be involved in any future development of administrative farm

register in order to harmonise the concepts and definitions used, the coverage of farms and variables

collected, the conditions for registration and up-date of the registered data and its control.

2.3 Census data collection procedure

GSO carries out agricultural censuses every five years in years ending at one and six, since 1994. The last

agricultural census named Rural, Agriculture and Fishery Census (RAFC) was carried out in 2016. The

results were disseminated in October 20189. The data from the census are used among others to validate

the annual data on the number of livestock collected with annual sample surveys and to define the

sampling frame for the next survey period.

Additionally, the annual Enterprise Survey produces information on enterprises and cooperatives

engaged in agriculture, fishery and forestry. Combining the two data sources helps to obtain a complete

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picture of the livestock sector. The entire population of livestock and the share of the number of animals

bred in households, enterprises and cooperatives for different livestock types can therefore be analysed.

The RAFC 2016 does not set a definition of agricultural holding, since it collects data from all rural

households, agricultural, forestry and fishery households in urban areas and farms. The scope of the census

covers approximately 16 million rural households and more than 1 million urban households working in

agriculture, forestry, salt production and fishery; and almost 33.5 thousand farms and other surveyed units.

The RAFC definition of agricultural households and farms are given as follows:

Agricultural household: Households with all or most of labourers regularly participating directly or

indirectly into agricultural activities (cultivation, livestock, irrigation services, plough, etc).

Farm: Individuals, households with agriculture, forestry, and aquaculture which gained farming economy

standards must satisfy the following conditions:

For units which have cultivation, aquaculture and general production must be achieved:

- Area above the land area limitation, at a minimum 3.1 ha for the South East and the

Mekong River Delta; and 2.1 ha for the remaining provinces

- The output value of goods reached 700 million VND / year.

For livestock units which have output value of goods from 1 billion VND / year or more;

For forestry production units which have minimum area of 31 hectares and the average output

value of goods reached 500 million VND/year.

According to the RAFC 2016 results there are about 8.5 million households, 21 thousand farms, 1 740

enterprises and 6 646 cooperatives that raise livestock. Currently, there is no threshold applied for

agricultural activities of the rural households and any household in rural area that has at least one head of

livestock would be enumerated in the RAFC. For urban areas, information is collected from households

that have at least one cattle or 30 poultry. This leads to take into account large number of households

with very small number of livestock, whose contribution to the total number of livestock is very small. As

an example, in 2016 there are about 3.4 million households breeding pigs, out of them about 1.5 million

have just 1 or 2 pigs5.

5 Results of the Rural, Agricultural and Fishery Census 2016

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Table 4 Pig-breeding agricultural holdings and number of pigs bred in 2016

Agricultural holdings by legal

status

Pig-breeding agricultural

holdings

Number of pigs Share of

pigs (%)

Total 3.441.385 29.604.500 100

Households 3.441.100 27.812.300 93.9

of which having 1 or 2 pigs 1.479.000 2.242.000 7.6

of which farms 14.900 6.581.800 22.2

Cooperatives 135 166.800 0.6

Enterprises 150 1.625.400 5.5

Source: Results of the Rural, Agricultural and Fishery Census 2016

Within the RAFC the information is collected from households through a face to face interview with

a 9-page questionnaire that collects information on the household and people living in the households,

labour force, area of crops, number of livestock, area of aquaculture, equipment and machinery and living

environment of the households. Similar to the GSO livestock survey, the questionnaire for the census does

not collect ID, such as farm ID or personal ID of the household head. Furthermore, the livestock categories

of the census questionnaire as those from the annual survey questionnaires need refining and

harmonisation. For pigs in particular, the same categories as for livestock surveys are used ensure the

coherence between the two statistical processes. It is however, necessary to discuss the categories with

the key data users and harmonise the categories between different sources (statistical surveys of GSO,

administrative registry systems in MARD, traceability initiatives in the pig supply chain, etc.).

The RAFC needs to be completed with the Enterprise survey in order to obtain full picture of the

agricultural sector of Vietnam. This requires high level of coherence between the two statistical processes

and in particular in terms of:

same reference dates and periods for collected data;

harmonised concepts and definitions, including livestock categories and livestock statistics

indicators such as total number of livestock per type and category, total agricultural output, total

animal production such as milk, eggs, meat, etc.;

aggregated and disaggregated precision requirements and data accuracy control;

same punctuality of data dissemination.

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2.4 Shortcomings - Identified issues in data quality/accuracy

The importance of agricultural statistics in Vietnam is conditioned by the role of the agricultural sector in

country’s economy. In 2017 agriculture, fishery and forestry contributed to 15 percent of the gross

domestic product (GDP) of Vietnam6. Though the RAFC 2016 recorded a trend of transition to non-

agricultural activities in rural areas, still 53.7 percent of the rural households worked in agriculture, forestry

or fishery in 2016 providing work occupation to about 16 million people.

The need for methodologically sound, efficient and sustainable rural and agricultural statistical

system in Vietnam has been recognised in the consultation process with key stakeholders within various

technical assistance activities. The agricultural statistics is acknowledged as a key tool for data intensive

policy design, monitoring and evaluation.

In the field of livestock statistics, GSO applies statistically sound methods to collect data on the number

of animals and animal production. However, some methodological and organisational weaknesses were

identified in the statistical processes.

Relevance, accuracy and reliability

According to MARD the current livestock statistics produced by GSO is insufficient for their planning

needs and sometimes difficult to handle. The data collection covers main data items related to the number

of animals and animal production. However, the data-intensive policy requires collection of additional

items for the calculation of other important livestock indicators.

The sample size of the livestock survey varies between 50.000 and 240.000 units depending on the

reference period. Such a large size of the sample makes the statistical process less efficient. The way the

sample design and validation of final results are organised does not allow the calculation of standard error

in order to estimate the precision of estimates. It can be expected that the sampling error is smaller due

to the large size of the sample. However, the gain in having smaller sampling error is often wiped out by

much larger nonsampling errors which are difficult to handle and often impossible to measure.

Considering the needs of MARD as a main data user, GSO produces livestock statistics at the level of

districts, while MARD makes its own estimations based on their administrative reporting system. As in

many other countries where two sources are held concurrently the estimates of the number of animals

per district from GSO and MARD may differ significantly.

GSO has already started discussions and planning of measures to improve the quality of livestock statistics

such as:

6 Statistical Yearbook of Vietnam 2017

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new sample design, including reducing the sample size, setting provinces as reporting domains

(instead of districts), computation of survey weights and precision of estimates;

improvement of questionnaire, including compilation of official indicators and other policy

relevant data items, such as more detailed livestock categories, animal production and utilisation,

etc.;

provision of mechanisms for controlling the non-sampling errors, including regular training of

enumerators and supervisors, harmonisation of definitions and concepts, use of appropriate

sampling frame and incorporating cross-checks and validation of survey results.

The MARD data collection is primarily a result of the implementation of the ministry administrative

functions (e.g. animal health records) and reporting from farmers. A recent report on “Designing a

Livestock Probability Sample Survey for Vietnam”7 evaluates the administrative reporting of livestock

statistics at MARD as “irregular and held concurrently”. The current processes in MARD also leave room for

improvement, in particular the development of strict protocol for data collection and processing,

harmonised with official statistics quality standards and implemented uniformly in all provinces of the

country. Such protocol should include the scope, definitions, reference dates and periods for reporting,

measures for quality control of reporting and estimates made by the reporters, etc. The collaboration

between the GSO and MARD has to focus on harmonisation of concepts and definitions used, integration

of existing sources, reduction of duplication and increased consistency between the sources of the two

institutions.

Objectivity and independence

The report on “Designing a Livestock Probability Sample Survey for Vietnam” mentions also the subjective

intervention in the final results validation process as an important source of inaccuracy of official statistics.

Such intervention can affect to higher extent the ministry administrative reporting data but also the

indicators estimated with statistical surveys. The validation process may lead to subjective revisions of

estimated indicators. A bias in the official statistics resulting from such revisions may be significant but

very difficult to measure. Professional and scientific independence in the entire process of developing

producing and disseminating livestock statistics need to be strengthened. An integrated agricultural

statistical system using different data sources and establishing trustful links between them shall contribute

to the transparency and objectivity of the official statistics.

7 Results of the Methodological Studies for Agricultural and Rural Statistics

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New data sources

Currently the Statistics Law of Vietnam do not consider new data sources as a part of official statistics.

However, in the light of the Internet of Things networks that progressively cover the physical world,

statistical activities of third parties based on new technologies develop fast. The expected benefits from

using such sources for official livestock statistics in Vietnam include:

increased information produced by official statistics: data items available from external sources

can be used to produce official statistical indicators provided that they satisfy the data quality

requirements;

cost efficiency of producing official statistics: the direct data collection can be replaced by using

data already available in other sources;

reduced respond burden: respondents will be asked only once for the same information;

increased objectivity and independence of statistics: the use of new technologies and established

links between different data sources would reduce the possibility for subjective revision of

statistical output.

Within the project “The potential use of blockchain for livestock statistics: a case study in Vietnam” the

traceability system established in the pig supply chain of Ho Chi Minh City by TE-FOOD was considered

as a possible third source for official statistics. The systems overall performance is discussed in details

in the next chapter.

Additionally, TE-FOOD is implementing a pilot project with MARD for the establishment of livestock

management system for pigs and poultry. This system among others is expected to replace the current

on-office monthly report from farmers to MARD by e-reporting. TE-FOOD livestock management system

is established as a pilot registry system to be tested in 21 provinces. Its’ future for up-date of the sampling

frame or direct tabulation of statistical output should be tested during the pilot phase and relevant

requirements related to its statistical use should be incorporated in the final rules and procedures of the

system.

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3. TE-FOOD Technology and Traceability System

3.1 TE-FOOD background

TE-FOOD 8is the largest whole-chain livestock and fresh food traceability system in Southeast Asia. It has

developed products which are in use by more than 6 000 companies constituting in excess of 400 000

transactions per day and serving 34M people. Software developed by TE-FOOD include identification of

tools for supply chain to facilitate following of produce items throughout the entire supply chain life cycle.

Feedback information generated by these systems help ascertain food safety and provide valuable

feedback to support stakeholder activity in the supply chain.

3.2 TE-FOOD Traceability system - Ho Chi Minh City Livestock industry

As a result of food frauds that are actively committed in various parts of the world, data that is flowing

through a supply chain is not trustworthy. The core need of the livestock supply chain industry is the

objectivity in data representation, non-corruptibility and non-modifiability. The main purpose of a

blockchain system for supporting traceability of livestock in the Vietnamese livestock industry is to ensure

that the integrity of data, that is, provenance, is both maintainable and verifiable.

The TE-FOOD traceability system in pig supply chain was developed after the request from Ho Chi Minh

City government, as a farm-to-table fresh food traceability ecosystem - now on blockchain - covering all

logistics and food quality activities and data management of the supply chain. It provides cost effective

software and identification tools to make livestock and also fresh food supply information transparent.

TE-FOOD is integrating supply chain companies, consumers, and governments/authorities to:

help food supply chains to work in a more transparent way,

comply with the import regulations of foreign countries,

improve brand protection against tampering,

mitigate the effects of outbreaks and food frauds,

improve consumer trust and brand exposure.

Identification tools are applied to livestock, transports, and fresh food packages to follow the items

throughout the whole supply chain. Fresh food products in retail can be traced back to their origins

together with food safety related information.

8 https://tefoodint.com/

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TE-FOOD provides cost effective software and identification tools to facilitate transparent

information flow for livestock and fresh food supply chain industry. The solutions designed and

developed by TE-FOOD take livestock produce from farms to retail all the way to the consumer’s table.

Software process and functions provided by TE-FOOD are customised according to the requirements of

the client, and also comprise a mobile app to allow for livestock data access as it goes through various

stages of the supply chain.

In addition, TE-FOOD provides tools for supply chain participants and consumers; solutions for both

authorities as to improve food safety. The TE-FOOD traceability system is at an early stage of testing. The

traceability system will follow livestock items through the supply chain from farms to slaughterhouses;

cutting to packaging; retail to consumers. All data that flows through the supply chain is stored in big data

repositories for access by the stakeholders. The current traceability volume for TE-FOOD is:

10 000 pigs/day

200 000 chicken/day

2 500 000 eggs/day

3.3 TE-FOOD Livestock Management System

TE-FOOD Livestock Management System, further referred as LMS,is a pilot registration system which

started in 2018 through a contract signed between the MARD and TE-FOOD Vietnam. It shall cover 21

provinces, starting with four provinces (2 two in the North and two in the South of Vietnam). The initial

registration is still ongoing. According to the plan, the households with pigs (agricultural holdings having

less than 100 pigs) will be registered by the end of the year in the four provinces. Currently the most

exhaustive set of data is available for Dong Nai province, where 14 people were involved for the initial

registration of pig farms (agricultural holdings having 100 pigs or more). After the initial registration,

farmers are due to report online, on a fortnightly basis, the status of number of pigs on the farm, using

the TE-FOOD mobile application. The future development of the system will include reporting on

vaccination and epidemic situation, minimum farm management programme, integration with commercial

supply chain and involvement of other key players in the supply chain.

TE-FOOD Livestock Management System is at very early stage of testing. However it seems fit to replace

the current reporting from farms at the MARD. The new registry system is expected to be more efficient

as farmers will be regularly reminded to report and they will be able to do it online using their mobile

phones. In order to assess its’ capability of generating livestock (pig) register that could be used as reliable

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frame for specialised surveys for the purposes of official statistics some key quality aspects need to be

evaluated.

The registration unit in the LMS is the household or farm having pigs. According to the definition the

farm is the household having at least 100 pigs. The same definition is used by GSO for the sampling

purposes of livestock survey. However, different definition is used for the purposes of RAFC 2016. Within

the census farms for livestock units are considered those which have output value of goods from 1 billion

/ year or more. Though the definition is not harmonised between sources, for the purposes of the sample

frame for annual livestock survey the same definition is used by LMS and GSO. The cooperatives and

enterprises are also registered in the LMS. A cross check with other registers, such as business register

need to be done in order assess the coherence of the definitions.

Future directions of data storage and provenance design include cattle, fruits and vegetables, fish and

seafood, animal antibiotics, and incorporation of IoT9 data into the supply chain traceability system.

Table 5 Comparison of definitions of registration units

Registration unit LMS definition Livestock survey

(GSO)

Other definitions

Household Households breeding

less than 100 pigs

Households breeding

less than 100 pigs

Definition for household in

RAFC 2016 differs due to

different definition of farm

Farm Households breeding

at least 100 pigs

Households breeding at

least 100 pigs

Definition for farm in RAFC 2016

differs

Cooperative Cooperative breeding

at least 1 pig

Cooperative breeding at

least 1 pig

Registration is needed to get

business license from Authority

as enterprise or co-operative. Enterprise Enterprise breeding at

least 1 pig

Enterprise breeding at

least 1 pig

The coverage of the LMS is not defined in the pilot project. However, the objective is that the registry

system covers all pig breeding farms and households. The coverage can be tested for the provinces where

the registration is completed by comparing the number of farms and households from LMS with the

statistical estimation (RAFC 2016 or village lists for livestock surveys) and number of cooperatives and

enterprises with business register data with similar reference period.

9 The Internet of Things (IoT) sensors are becoming important components of the food supply chain: for example

smart temperature sensors can be integrated into the shipping and storage process for controlling the cold chain

and prevent pathogens.

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The identification data items of the registered units within LMS are very detailed and allow the

unambiguous identification of each unit. As mentioned in the chapter related to GSO, such characteristics

are missing in the current livestock survey questionnaire. It is necessary to foresee them in order to be

able to link records from LMS and livestock surveys. A generation of unique registration number to be

used by both LMS and livestock surveys should be envisaged.

The statistical data items related to pig categories registered in LMS are harmonised with the needs of

MARD. Considering the recommendation to GSO to refine the pig categories in the livestock survey, the

LMS categories can be used by GSO. This will ensure harmonisation between sources and increase the

relevance of data produced by GSO. LMS collects data also on the number of poultry, which makes the

system scalable for poultry sub-sector.

The control of the quality of reported data is currently not tested. Once the unit is initially registered, it

has to report regularly on the actual number of pigs. Within the pilot project the LMS units have to report

every 15 days which seems to be unnecessary often and may discourage many farmers to report on a

regular basis. Two main quality issues may emerge, units do not report regularly or the reported data is

not correct. A number of measures should be foreseen in order to ensure and control the information

provided by farmers, such as:

provision of rules, obligations and motivation for registration and regular reporting from

registered units;

use intermediaries for reporting such as veterinaries or extension officers for very small units

cross-check of reported data (individual and aggregated) with other sources or registries

on-farm inspections: development of rules and procedures for control of the reported data: who,

how often, what, how is controlled

A part from being used as sampling frame, the LMS may be considered as relevant source for statistics

for direct tabulation of indicators such as number of livestock per category, number of agricultural

holdings breeding livestock, number of farms and pigs per size classes of the pigs herds, etc. The LMS is

currently designed to register pig and poultry breeding units and the actual number of animals. In order

LMS to be used as sampling frame for livestock surveys the coverage and quality of the reported data has

to be compared to the current statistics. If the results of the comparison for at least three consecutive

years are satisfactory, the LMS data can even be used to replace the livestock survey data as well.

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Finally, in order to use the LMS register as sampling frame the access of GSO to the LMS data has to be

ensured. As mentioned before LMS is still in pilot phase, however it is expected that the registry system is

owned by the MARD. The Law on Statistics of Vietnam provides for the use of administrative data for sate

statistics and thus it is expected that there would be no obstacle for GSO to have direct access to all LMS

data, including individual ID.

As mentioned before, the future development of the LMS foresees integration of various aspects of

livestock breeding and management including coverage of other livestock types, development of

management functions of the LMS, integration with existing or developing traceability or other

commercial supply chain systems. It is important also to foresee that the LMS is integrated to the future

farm register to be developed by MARD.

4. Recommendations for deployment of blockchain

4.1 Identified blockchain solution for traceability in the livestock industry of Vietnam

The main use of blockchain in TE-FOOD LMS for livestock is the enabling of data integrity verification for

the collected statistical data. The date once collected at various stages of the supply chain must not be

modifiable or corruptible. By having all transactions placed on blockchain, the integrity of data can be

assured and verified. In addition, through the one-way blockchain update property, it is very hard to

reverse engineer a hash value associated with a blockchain data item, in order to replace it with another

rogue block. Consequently, the verifiability of blockchain data is everlasting. By application of blockchain

for verification of data integrity and its non-modifiability, the overall confidence placed on the system by

the individual stakeholders, namely, suppliers, wholesalers, retailers, slaughterhouses and consumers, is

boosted.

Blockchains in the Vietnamese livestock supply chain traceability system are to comprise two

phases:

Phase 1: the data collection process is executed, wherein, the various stakeholders of the livestock

traceability system may add, update or delete data as stored in the blockchain. The data generation

channels comprise the following stakeholders/applications/platforms:

official Vietnamese livestock website;

official mobile applications;

call centres.

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The data provided by the official website and the official mobile applications includes the following:

livestock population data (animal type/subtype, gender, farming type, farm, gender);

slaughtering data (animal type/subtype, gender, slaughterhouse data, number of pieces from

farm);

transport to other premises data (animal type/subtype, gender, origin premise, destination, date);

transport for export data (animal type/subtype, gender, origin premise, destination country, date);

death of animals data (animal type/subtype, gender, death cause, date, location);

yield report data for female animals (newborns, farm, date, mother ID);

Weekly and monthly control data (animal type/subtype, farming type, gender).

The data generated only by the official mobile application includes the following:

animal identification tag registration data (animal type/subtype, farm, gender);

traceability by animal identification tag data (animal identification tag, animal type/subtype,

source farm, destination, date);

death report by animal identification tag (animal identification tag, animal type/subtype, death

place, death cause, date).

The data thus collected from the sources identified above, is stored in big data repositories of the livestock

traceability system, as given in Figure 1. The livestock system will provide the numbers associated with

farm animals, these numbers, estimation on the weight, etc. how many kg arrive from slaughter house.

Feeding and vaccination information are also collected, important for food safety, they're fed well, and

vaccinations are up to date. Connection of livestock information to local veterinary companies, can also

estimate what type is needed, etc.

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Figure 1 Livestock traceability system with big data storage

For Phase 2 of the project, TE-FOOD is also designing a smart contract extension to the fundamental

blockchain system to be developed in Phase 1 above. The smart contract based system will ensure control

of bilateral relations between the supply chain stakeholders. Presently, the livestock traceability system is

mainly paper-based. Through bilateral agreement on the type of data that is to be rendered to a given

stakeholder, the smart contract-based system can run a report on the collected data, electronically, and

provide processed outcomes for the stakeholders to act on. In addition, the other controls including IoT

sensor data emerging from the various livestock supply chains stakeholders can be included in the

generation of customised reports through application of smart contracts. For example, in the supply chain,

the logistic company delivering product to retailer may do so; but the temperature requirement is meat

should be between 8-12 oC. If the truck has an IoT sensor tool to collect the temperature data until delivery,

every minute, every 5 minutes, whilst sending the IoT data to the blockchain, the smart contract, then the

retail side will be unable to accept this transport, if the truck does not feed the temperature readings into

the blockchain.

The overall effect of the blockchain application would be the following:

reduction in the paper-work associated with maintaining bilateral relations between the various

stakeholders of the blockchain;

accuracy in the data is verifiable through provenance guarantees of the blockchain;

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data processing is carried out through deployment of smart contracts in the blockchain, in order

to provide customised outputs to the various stakeholders;

food security as the assurance given on the quality of the food to the customers is verifiable by

all parties through blockchains;

avoiding food fraud, as the modifiability of data already on the blockchain, is impossible;

health of the nation is improved as the blockchain based solution ascertains that the truth

associated with farm produce is guaranteed, for as long as the farmer and other stakeholders

report valid farm data for storage on the blockchain. For example, if a farm is selling 200 pigs, as

stated to local authorities, after slaughtering, some are gone, but the meat could be 80kg / pig;

sum should equate to 1600 kg. System generates the estimation, based on other information from

the supply chain entries, and verifies the same through comparison between the various data

collection entities;

antibiotics use can be closely followed, and its overall use can be reduced, to improve the quality

of life for the nation.

TE-FOOD has proposed two options for the blockchain livestock traceability system.

Option 1: In this option, as illustrated in Figure2 (see next page), the livestock traceability data as

produced by the data collectors is collected outside the blockchain from the various stakeholders (given

above). The statistics calculation procedure may then be executed on this collected data either off-chain

or on-chain; both options shall be made available. The transaction data is then validated and stored on

the blockchain. The main concern with this approach is the credibility of the data when it is validated for

storage on the blockchain. If the livestock supply chain stakeholder is not trustworthy, the data to be

stored on the blockchain will not be accurate, and consequently all dependencies will use this inaccurate

but validated data, for other supply chain activities.

Option 2: In this option, as illustrated in Figure 3 (see next page), the computing devices of the supply

chain including mobile devices directly update the data on the blockchain. Through the seamless and un-

interfaced connection of all stakeholder devices to the blockchain, the system will be fully decentralized

albeit at the cost of poor computing efficiency. Moreover, such a system will be complex to manage.

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Figure 2 Centralised Blockchain system

Figure 3 Fully distributed blockchain system

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4.2 Identified issues with the existing system

The existing system based on big data backend repositories does not have a mechanism in place to

validate data once it has been stored. The purpose of introducing a blockchain based system is for data

provenance albeit with no guarantees that the actual reporting of data by stakeholders is valid or not. For

instance, a farmer may falsify data for storage in the traceability system, but this data will still be considered

as a transaction on the blockchain and will be stored in the system. This could be also of course true for

data collected through traditional surveys or reporting systems. The development of validation

mechanisms with GSO and MARD in order to confirm that the data being reported by farmers is actually

valid could be an important domain of collaboration.

The existing system cannot be efficiently used for confirmation of bilateral transactions between the

various stakeholders, as the data collection and processing is widely paper-based. In order to both

automate the data collection and processing operations, the blockchain-based supply chain traceability

system is a good solution, albeit without the presence of a data provenance component. Consequently,

TE-FOOD is planning to introduce a blockchain component into the Vietnamese livestock supply chain

systems, so as to facilitate data provenance.

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5. Way forward

Several immediate and medium-term activities have been identified as a direct output of this first

work of investigation in Vietnam:

5. the first action that could help official statisticians in Vietnam to take the appropriate decisions

on the use of these new sources of data would be to launch a complete assessment of the

quality of inputs and outputs of multisource statistics for the pig sector in Vietnam based on

field experiments at regional level (details for this first action are provided below);

6. this could be followed by additional studies related to increased coverage for other sub-sectors

or commodities (poultry, fruit-vegetables for example) in Vietnam;

7. results could be used as an input for elaborating more generic guidelines that would help

official statisticians in developing/setting up new approaches combining multi-source

information;

8. longer-term scaling-up could be envisaged to cover other countries wishing to invest in the

possible use of exponential availability of data coming from traceability systems on blockchain in

the future

Proposed immediate action:

Assessment of quality of inputs and outputs of multisource statistics for the pig sector in Vietnam

In an integrated statistical system, part of the information may come from sources other than statistical

surveys. These sources however have to meet the high quality requirements of official statistics, related to

coherence, reliability, timeliness, accessibility, etc. For example the main statistical indicators on number

of livestock and animal production at national and province level produced with the GSO livestock survey,

can be completed by the district estimates of MARD administrative reporting system. Data on slaughtered

animals can be obtained from specific slaughterhouses reports or surveys or through analysis of the data

from existing traceability systems in the meat supply chains.

Achieving better use of administrative data and other sources requires quality assurance measures to be

set and implemented. GSO being the competent institution for official livestock statistics has to be

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involved in the concept and development of administrative and other sources which may aim among

others to be used for official statistics. In particular MARD reporting system, the pilot LMS and other

sources such as traceability systems need to be in line with the GSO quality standards, which include:

adoption of common farm identifier (from current registration at MARD provincial departments

and in the future from the administrative farm register at MARD);

harmonisation of the definition of agricultural holding, farm, sub-farm etc. between GSO, MARD

and third parties;

harmonisation of the livestock categories and definitions and reference dates and periods for

different livestock indicators between GSO, MARD and third parties;

identification of core livestock indicators and sources that may produce them;

analysis of the existing sources in terms of population coverage (overlapping of units or

undercoverage of units) and quality of produced indicators in terms of relevance, accuracy,

reliability, coherence, comparability, accessibility, timeliness, etc.

The combination of statistical surveys with administrative data and other existing sources in an integrated

statistical system would decrease the costs of producing statistics and the respond burden as some of the

data items or even entire surveys can be discontinued. Some of the currently missing indicators can be

produced from additional sources which will increase the relevance of statistics to the users need. Finally,

the reliability of the statistics is expected to increase as the links established between sources and the use

of new technologies such as blockchain would reduce the possibility to subjective revision of statistical

indicators.

A procedure for the analysis and approval of third sources to be used for official statistics need to be

developed. Within such procedure, the sources that were analysed by the GSO and proved to meet the

official statistics quality standards but are currently not recognised as administrative sources by the

Statistics Law (e.g. traceability systems) shall be proposed to the government to be recognised as other

sources to be used for official statistics.

The elaboration of common quality guidelines for third sources that may cover the entire or part of the

given product supply chain would guarantee the adoption of official statistics quality standards already at

the development stage of each new data source and would enable its’ future use for official statistics.

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With Big data increasingly available the question is not if but how it can be used for official statistics in

order to reduce data collection cost and respond burden, increase relevance and provide reliable data to

different types of data users decision makers, researchers, professionals and the general public.

It is clear that moving to multisource livestock statistics would require new design of the livestock statistical

process and new quality frame work. Within the new statistical process each data source can be placed in

particular phase of the process and assessed according to its purpose. In some cases sources have to be

combined to obtain the estimates for the entire population. The sources to be combined usually have

overlapping or missing units, overlapping or incoherent data items, which raises methodological issues to

be solved in order to achieve high quality of the statistical output.

The LMS and TE-FOOD traceability system were already evaluated as suitable sources to be used in

multisource livestock statistics. While the LMS can be used as a sampling frame for the livestock survey,

the TE-FOOD traceability system can provide highly rated data on number of slaughtered animals in

slaughterhouses. Both sources however have coverage issues, that is, they do not cover the entire

population of agricultural holdings breeding pigs, but they can be used for the sub-population of farms,

cooperatives and enterprises.

When LMS is fully operational, it can be used as a source to update the sampling frame at least for the

enterprises, cooperatives and farms and in midterm for the estimation of the total number of pigs.

Experience from other countries shows, that similar registers need some years of implementation of

specific measures to ensure the quality of the registered data itself. The monitoring of the registry quality

has to be completed by a comparison of data from the GSO livestock statistics and the LMS registry data

for the same reference periods for at least three consecutive years before making a decision to replace

the traditional statistical surveys on number of livestock.

Table 6 Combining sources for number of livestock

Indicators

Number of animals in

enterprises

cooperatives

farms

TE-Food Livestock

Management System

Village l ist (GSO)Number of animals in

households

Sources

Livestock

survey (GSO)

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The strong commitment of the MARD to implement and maintain the LMS is necessary, including rules

and procedures for registration, control and update of the data in the system.

The estimation of the number of slaughtered pigs is currently done within the livestock survey where

the question on number of animals sold for slaughter is collected from agricultural holdings. The

estimation of the number of slaughtered animals per district is not possible as the destination of the

animals sold for slaughter is usually unknown by the farmers. In order to produce this information which

is considered important by the main data users either the data has to be collected with a survey of

slaughterhouses or other emerging sources such as TE-FOOD traceability system can be used.

Table 7 Combining sources for number of slaughtered animals

The use of TE-FOOD traceability system and similar systems that may be developed in other provinces of

Vietnam for official statistics on the number of slaughtered animals has to be completed by other sources.

There is no official obligation that pigs should be slaughtered within a traceability system which means

that the same farm may slaughter part of the animals within the system and part of them outside the

system. Also, the slaughterhouses themselves may slaughter animals in a traceability system but also

outside it. Therefore it is necessary to develop a methodology for combination of the sources considering

the possible undercoverage issues and possible overlapping of sources. Creating rules for establishment

and functioning of traceability systems will contribute to more precise definition of their coverage and will

facilitate their combination with other sources.

IndicatorsSources

Number of

slaughtered animals

in traceabilty systems

Number of

slaughtered animals

out of traceabilty

systems

Livestock

survey (GSO)

TE-Food Traceability

System

Other traceabil ity

systems

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The assessment of quality of input and output of multisource statistics of pigs in Vietnam would

cover the following tasks:

Assessment of the TE-FOOD registry system and TE-FOOD traceability system as inputs for

official pig statistics (test in 4 provinces) covering:

- total number of units and total number of pigs initially registered per type of units:

households, farms, cooperatives, enterprises vs total number of agricultural holdings and

number of pigs from RAFC 2016 or other more recent data (livestock survey 2017 and

2018);

- new units registered after the initial registration (number of units, how they were

identified and registered);

- reporting rate after first registration for every 15-day period (number of actual reports

divided by the number of due reports per type of units);

- number of people involved in the initial registration and the follow-up;

Developing and testing of methodology for combination of statistical surveys and external

sources for production of required estimates for pigs statistics (definition of population frame

and sub-frames, set of indicators to be estimated);

Calculation of the estimates obtained from different sources and combination of them and

evaluation of their quality (coherence, accuracy, timeliness, accessibility, etc.);

Definition of quality measures and indicators for multisource pigs statistics.

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References

European Commission – Eurostat – Komuso Project

https://ec.europa.eu/eurostat/cros/content/essnet-quality-multisource-statistics-komuso_en

FAO and WB. 2010. Global Strategy to Improve Agricultural and Rural Statistics, REPORT NUMBER

56719-GLB, September 2010. http://www.fao.org/docrep/015/am082e/am082e00.pdf

FAO. 2012. Action plan of the global strategy to improve agricultural and rural statistics

FAO and World Bank. 2014. Investing in the livestock sector - why good numbers matter – as

sourcebook for decision makers on how to improve livestock data, 2014

FAO. 2017. Improving the Methodology for Using Administrative Data in an Agricultural Statistics

System, Technical Report Series GO-24-2017, June 2017 http://gsars.org/wp-

content/uploads/2017/06/TR-07.06.2017-Improving-the-methodology-for-using-administrative-data-in-

an-agricultural-statistics-system.pdf

Food Marketing Research& Information Centre, Ministry of Agriculture and Forestry of Japan

2007. Handbook for introduction of traceability systems

http://www.fmric.or.jp/trace/en/

General Statistics Office of Vietnam. 2018.

Results of the Rural, Agricultural and Fishery Census 2016

http://www.gso.gov.vn/default_en.aspx?tabid=515&idmid=5&ItemID=18966

Walmart. 2018. Food Traceability Initiative, Fresh Leafy Greens, 2018

https://corporate.walmart.com/media-library/document/blockchain-supplier-letter-september-

2018/_proxyDocument?id=00000166-088d-dc77-a7ff-4dff689f0001

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Appendices

A. GSO questionnaires for livestock surveys

B. Farm Registration Form for TE-FOOD registry system

C. Agricultural Census 2016 questionnaire

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A. GSO questionnaires for livestock surveys

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with Decision no.

882/QĐ-TCTK dated August 28th 2013 of General Director of

General Statistics Office; used and kept confidential under the

Statistical Law.

YEARLY QUESTIONNAIRE USED FOR ENTERPRISES/COOPERATIVES RAISING BUFFALOES,

CATTLES AND OTHERS

(Applied for annual survey period October 1st)

October 1st year 20…...

I. Information of survey unit

Name of survey unit Statistics Office fill

Address Province

District

Commune

Village

Telephone number Landline Mobile

Type of ownership State Non-state Foreign investment Cooperatives

Form No 01-N/ĐT.CNUOI-DN

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II. Information about buffaloes, cattles and others raising activites of survey unit

Number and the production of livestock for sale and slaughtered in the last 12 months

Species Code

Quantity (head) Production of buffaloes, cattles and others in the last 12 months (include enterprises

directly produce and rent households raising)

Total

In which:

renting

households

raising

Number of buffaloes, cattle and others sold for

slaughtering purpose (unit)

The production of sold heads for

slaughtering purpose (kg)

Total In which: renting households

raising

Total In which: renting

households raising

A B 1 2 3 4 5 6

1. Buffaloes 01

+ In which: under one year old buffaloes 02

2. Cattle (Total) 03

Of

which:

- Cross-bred cows 04

+ In which: under one year old

cows

05

- Milk cows 06

+ Dairy cows 07

3. Horses 08

Species Code

Quantity (head) Production of buffaloes, cattles and others in the last 12 months (include enterprises

directly produce and rent households raising)

Total In which:

renting

Number of buffaloes, cattles and others

sold for slaughtering purpose (unit)

The production of sold heads for slaughtering

purpose (kg)

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households

raising Total

In which: renting

households raising

Total In which: renting

households raising

A B 1 2 3 4 5 6

4. Deer 09

5. Stags 10

6. Goats 11

7. Sheeps 12

8. Rabbits 13

9. Dogs 14

10. Python 15

11. Snakes 16

12. Bees (hives) 17

13. Ostrich 18

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B. Non-slaughtering products in the last 12 months

Code Unit

Quantity

Total In which: renting households

raising

A B 1 2 3

1. Cow milk 19 Liter

2. Honey 20 Liter

4. Silkworm 21 Ton

Enumerator

(Signature, full name)

Day….. month …... year 200..…

Director

(Signature, stamp, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with Decision no.

882/QĐ-TCTK dated August 28th 2013 of General Director of

General Statistics Office; used and kept confidential under the

Statistical Law.

QUARTERLY QUESTIONNAIRE USED FOR ENTERPRISES/COOPERATIVES RAISING PIGS AND

POULTRY

(Applied for survey periods January 1st, April 1st, July 1st and October 1st)

Time …../….. year 20.....

I. Information of survey unit

Name of survey unit Statistics Office fill

Address Province

District

Commune

Village

Telephone number Landline Mobile

Type of ownership State Non-state Foreign investment Cooperatives

II. Information about raising activities of survey unit

The number of pigs, poultry

Cod

e

Quantity

(head)

In which: renting

household raising Code

Quantity

(head)

In which: renting

household raising

A B 1 2 A B 1 2

1. Pigs (exclude sucking pigs ) 01 3. Ducks (Total) 10

1.1 Porkers 02 In which: Ducks for eggs 11

Form No. 02-Q/ĐT.CNUOI-DN

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1.2 Sows 03 4. Swan (Total) 12

Tr. đó: Dry sows 04 In which: Swans for eggs 13

1.3 Breeding pig 05 5. Geese (Total) 14

2. Chickens (Total) 06 In which: Geese for eggs 15

In which: Commercial chickens 07 6. Quails (Total) 16

2.1 Hens 08 In which: Quails for eggs 17

In which: Commercial hens 09 7. Pigeons 18

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B. Production of pigs, poultry in the period :

Cod

e

Production of pigs and poultry

Code

Non-slaughtering products

Number of pigs and

poultry sold for

slaughtering purpose

(head)

The production of sold heads

for slaughtering purpose (kg)

Unit

Quantity

Total

In which: renting

household

raising

Total

In which: renting

household

raising

Total In which: renting

household raising

A B 1 2 3 4 A B 5 6 7

1. Porkers 19 1. Hen eggs 28 Egg

2.Slaughtering Sows 20 In which: Commercial hens 29 Egg

3. Chickens 21 2. Duck eggs 30 Egg

In which: Commercial

chickens 22 3.Swan eggs 31

Egg

4.Ducks 23 4.Goose eggs 32 Egg

5. Swan 24 5. Quail eggs 33 Egg

6. Geese 25

7. Quails 26

8. Pigeons 27

Enumerator

(Signature, full name)

Day….. month …... year 200..…

Director

(Signature, stamp, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with

Decision no. 882/QĐ-TCTK dated August 28th 2013 of

General Director of General Statistics Office; used and

kept confidential under the Statistical Law.

QUARTERLY QUESTIONNAIRE USED FOR FARMS

RAISING PIGS AND POULTRY

(Applied for survey periods January 1st, April 1st, July 1st and

October 1st)

Time …../….. year 20.....

I. Information of farm

Full name of the farm

heads

Statistics Office fill

Address Province

District

Commune

Village

Telephone number Landline Mobile

II. Information about raising activites of the farm

A. Number of pigs, poultry

Code

Quantity

(head)

In which:

renting

household

raising

Code

Quantity

(head)

In which:

renting

household

raising

A B 1 2 A B 1 2

1. Pigs (exclude sucking pigs

) 01 3. Ducks (Total) 10

1.1 Porkers 02 In which: Ducks for eggs 11

1.2 Sows 03 4. Swan (Total) 12

Tr. đó: Dry sows 04 In which: Swans for eggs 13

1.3 Breeding pig 05 5. Geese (Total) 14

2. Chickens (Total) 06 In which: Geese for eggs 15

In which: Commercial

chickens 07 6. Quails (Total) 16

2.1 Hens 08 In which: Quails for eggs 17

In which: Commercial hens 09 7. Pigeons 18

B. Production of pigs, poultry in the period : (Include the directly raising farm and household raising products)

Code Production of pigs and poultry Code Non-slaughtering

products

Form No. 03-Q/ĐT.CNUOI-TT

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Number of

livestock &

poultry sold

for

slaughtering

purpose

(unit)

The

production of

sold heads

for

slaughtering

purpose (kg)

Unit Quantity

A B 1 2 A B C 1

1. Porkers 19 1. Hen eggs 28 Egg

2.Slaughtering Sows 20 In which: Commercial

hens 29

Egg

3. Chickens 21 2. Duck eggs 30 Egg

In which: Commercial

chickens 22 3.Swan eggs 31

Egg

4.Ducks 23 4.Goose eggs 32 Egg

5. Swan 24 5. Quail eggs 33 Egg

6. Geese 25

7. Quails 26

8. Pigeons 27

Enumerator

(Signature, full name)

Day….. month …... year 20..…

The head of farm

(Signature, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with

Decision no. 882/QĐ-TCTK dated August 28th 2013 of

General Director of General Statistics Office; used and

kept confidential under the Statistical Law.

SAMPLE QUESTIONNAIRE USED FOR SUB-

FARMS/HOUSEHOLDS RAISING PIGS AND POULTRY

(Applied for survey periods January 1st, April 1st, July 1st and

October 1st)

Time …../….. year 20.....

I. Information of sub-farm/household

Full name of the head of

sub-farm/household

Statistics Office fill

Address Province

District

Commune

Village

Sector of unit Sub-Farm

Household

Data collecting period 3 months 6 months

II. Information about raising activites of the sub-farm/household

A. Number of pigs, poultry

Code

Quantity

(head)

In which:

renting

household

raising

Code

Quantity

(head)

In which:

renting

household

raising

A B 1 2 A B 1 2

1. Pigs (exclude sucking pigs ) 01 3. Ducks (Total) 10

1.1 Porkers 02 In which: Ducks for eggs 11

1.2 Sows 03 4. Swan (Total) 12

Tr. đó: Dry sows 04 In which: Swans for eggs 13

1.3 Breeding pig 05 5. Geese (Total) 14

2. Chickens (Total) 06 In which: Geese for eggs 15

In which: Commercial

chickens 07 6. Quails (Total) 16

2.1 Hens 08 In which: Quails for eggs 17

In which: Commercial hens 09 7. Pigeons 18

B. Production of pigs, poultry in period (Include the production of sub-farm/household and renting household raising)

Form No. 04-3.6T/ĐT.CNUOI-G.HNT

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Code

Production of pigs and

poultry

Code

Non-slaughtering

products

Number of

livestock &

poultry sold

for

slaughtering

purpose

(unit)

The

production of

sold heads

for

slaughtering

purpose (kg)

Unit Quantity

A B 1 2 A B C 1

1. Porkers 19 1. Hen eggs 28 Egg

2.Slaughtering Sows 20 In which: Commercial

hens 29

Egg

3. Chickens 21 2. Duck eggs 30 Egg

In which: Commercial

chickens 22 3.Swan eggs 31

Egg

4.Ducks 23 4.Goose eggs 32 Egg

5. Swan 24 5. Quail eggs 33 Egg

6. Geese 25

7. Quails 26

8. Pigeons 27

Enumerator

(Signature, full name)

Day….. month …... year 20..…

The sub-farm/household heads

(Signature, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with

Decision no. 882/QĐ-TCTK dated August 28th 2013 of

General Director of General Statistics Office; used and

kept confidential under the Statistical Law.

YEARLY SAMPLE QUESTIONNAIRE USED FOR

PRODUCTION OF BUFFALOES AND CATTLES OF

HOUSEHOLDS/FARMS

(Applied for annual survey period October 1st)

Time October 1st, 20.....

I. Information of household/farm

Full name of

household/farm heads

Statistics Office fill

Address Province

District

Commune

Village

Sector of unit

Household

Farm Telephone

number

Landline Mobile

II. Information about raising activites of the farm/household (Include information of the quantity and the products produced by

farms/households and renting household raising)

Code Quantity

(head)

Production of buffaloes and cattles

in the last 12 months Amount of cow

milk in the last

12 months

(liters)

Number of

buffaloes and

cattles sold for

slaughtering

purpose (unit)

The production

of sold heads for

slaughtering

purpose (kg)

A B 1 2 3 5

1. Buffaloes 01 x

+ In which: under one year old buffaloes 02 x

2. Cattles 03 x

Form No. 05-N/ĐT.CNUOI-TT.HNT

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Of which:

- Cross-bred cow 04 x

+ In which: under one year old

buffaloes

05

x

- Milk cows 06 x

+ Dairy cows 07

Enumerator

(Signature, Full name)

Day... month .... year 200..…

The head of farm/household

(Signature, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with Decision

no. 882/QĐ-TCTK dated August 28th 2013 of General Director

of General Statistics Office; used and kept confidential under

the Statistical Law.

QUESTIONNAIRE USED FOR HUSBANDRY HOUSEHOLDS IN URBAN

(Applied for survey periods April 1st and October 1st)

Time …../….. year 20.....

I. Identification information

Province

District, urban district, town

Commune, ward

Civil group

II. Quantity

Order Full name of householder Quantity10 Householder signature

Buffaloes Cattles Pigs Chickens Ducks Swans Geese Quails

A B 1 2 3 4 6 7 8 9 10

10 Survey period April 1st only collects data about pigs, chickens, ducks, swans, geese, quails

Form No. 06-6T/ĐT.CNUOI-HTT

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Enumerator

(Signature, full name)

Day... month .... year 20..…

Chairman of district/town …………

(Signature, full name)

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GENERAL STATISTICS OFFICE LIVESTOCK SURVEY

Information collected in this survey is complied with

Decision no. 882/QĐ-TCTK dated August 28th 2013 of

General Director of General Statistics Office; used and

kept confidential under the Statistical Law.

QUESTIONNAIRE USED FOR HOUSEHOLDS, FARMS

RAISING BUFFALOES, CATTLES AND OTHERS IN THE

VILLAGE

(Applied for survey period October 1st)

Time …../….. year 20.....

I. Identification information

Province

District

Commune

Village

II. Information about raising activites of village

Code Quantity

(head)

Production of buffaloes, cattles and others in

the last 12 months

Number of

buffaloes and

cattles sold for

slaughtering

purpose (unit)

The production of sold

heads for slaughtering

purpose (kg)

A B 1 2 3

1. Buffaloes 01 x x

+In which: under one year old buffaloes 02 x x

2. Cattles 03 x x

In which:

- Cross-bred cow 04 x x

+ In which: under one year old

cows

05

x x

- Milk cows 06 x x

+ Dairy cows 07 x x

3. Horses 08

4. Deer 09

5. Stags 10

Form No. 07-N/ĐT.CNUOI-Thon

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6. Goats 11

7. Sheep 12

8. Rabbits 13

9. Dogs 14

10. Python 15

11. Snakes 16

12. Bees (hives)11 17 x

13. Ostrich 18

14. Breeding pigs 19

Enumerator

(Signature, full name)

Day... month .... year 200..…

The head of village

(Signature, full name)

11 Specific bees: Quantity is the number of the hives; Production is the amount of honey (liters)

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B. Farm Registration Form for TE-FOOD registry system

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C. Agricultural Census 2016 questionnaire

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EVERYTHING WRITTEN ON THIS FORM SHALL BE KEPT

CONFIDENTIAL

CENTRAL STEERING COMMITTEE ON RURAL, AGRICULTURE AND AQUATIC PRODUCT CENSUS 2016

HOUSEHOLD QUESTIONNAIRE

Form 01/TĐTNN-HO

No. Household:

NO. QUESTIONNAIRE IN QUESTIONNAIRES

Province, city:..............................................................................................

District, urban district, town: ....................................................................

Commune, ward: ..................................................... ..................................

Village: ........................................................................................................

Name of enumeration area: ....................................................................... Number of enumeration area:

Enumeration area is (Team leader mark X in one siutable box) 1 Urban 2 Rural

Fullname of HHs head: ______________________________________________________________ Ethinic group: ________________________________

When household are workers at industrial zones, export processing zones, enterprises; pupils,

students rent house in rural area, fill x in the box 1

PART I: HOUSEHOLD, PEOPLE LIVING IN HOUSEHOLD

(Question 1 and 2 are filled by team leader – Team leader based on the list of poor household to identify)

1. Was the household considered a poor household in 2015 by their commune/ward?

(Mark one x in suitable box)

1 YES >> Ques. 3

2 NO

5. Number of people aged above 15 years live in household? (Born before 2002)

Sample number

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2. Was the household considered a nearest poor household in 2015 by the

commune/ward? (Mark one x in suitable box)

1 YES

2 NO

In which:

5.1. Number of students (over 15 years old)?

3. Number of people in household? (People is living together in household) 5.2. Number of female aged above 55 years that

are not in labor force?

4. Number of people received health insurance?

(Include children under 6 years old)

5.3. Number of male aged above 60 years that are

not in labor force?

PART II. LABOR FORCE, MAIN SOURCE INCOME AND MAJOR ECONOMIC ACTIVITIES OF HOUSEHOLD

I. HOUSEHOLD HEAD II. PEOPLE IN LABOR AGE AND PAST LABOR AGE WHO ARE STILL WORKING (EXCLUDING PUPILS AND

STUDENTS)

Order

Question

MEMBER 1 MEMBER 2 MEMBER 3 MEMBER 4 MEMBER 5 MEMBER 6

6. Name _____________ _____________ _____________ _____________ _____________ _____________

7. Which year [Member] was born?

(WHEN MEMBER UNIDENTFY BORN-YEAR, ASKING QUESTION 7.1)

>>Question 8

>> Question 8

>> Question 8

>> Question 8

>> Question 8

>> Question 8

7.1. How old is [Member]?

8. Sex (Mark one x in suitable box) 1 Male

2 Female

1 Male

2 Female

1 Male

2 Female

1 Male

2 Female

1 Male

2 Female

1 Male

2 Female

9. Professional and technical qualification of [Member]?

(Fill a suitable code in the box)

1=

2=

3=

4=

NO TRAINING

ATTEND A TRAINING COURSE WITHOUT A CERTIFICATE

ATTEND A TRAINING COURSE WITH CERTIFICATE

PRIMARY, TECHNICAL WORKER

6=

7=

8=

9=

VOCATIONAL COLLEGE

COLLEGE

UNIVERSITY

POST-GRADUATE

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5= VOCATIONAL SCHOOL 10= OTHERS (RELIGION...)

10. Level of political theory of [Member]?

1=

2=

NO TRAINING

PRIMARY

3=

4=

SECONDARY

SENIOR

11. Does [Member] do anything to make money in last 12 months? (DURATION IS OVER 30 DAYS)

1 Yes

2 No >>

NEXT MEMBER

1 Yes

2 No >>

NEXT MEMBER

1 Yes

2 No >>

NEXT MEMBER

1 Yes

2 No >>

NEXT MEMBER

1 Yes

2 No >>

NEXT MEMBER

1 Yes

2 No >>

NEXT MEMBER

12. Which is the main activity of work of [Member] in last 12

months? (BRIEF DESCRIPTION OF WORK, EX : CULTIVATION/ HUSBANDARY/ MILLING/ TEACHER..., then choose a suitable

code to fill in the box)

_____________

_____________

_____________

_____________

_____________

_____________

_____________

_____________

_____________

_____________

_____________

_____________

01=

02=

03=

04=

05=

Agriculture

Forestry

Aquaculture

Sea salt production

Industry(excluding sea salt production)

06=

07=

08=

09=

Construction

Trade

Transportation

Other services activities

12.1 by which activities of working mode in last 12 months of

[Member] ? (Fill a suitable code in the box)

1=

2=

Self-employed

Employee

13. Which is the secondary activities of work of [Member] in last

12 months? (BRIEF DESCRIPTION OF WORK, CODE REFERS TO QUESTION 11, IF THEY DON’T HAVE THE SECONDARY

WORK THEN FILL CODE 10 IN THE BOX)

_____________

_____________ _____________ _____________ _____________ _____________

14. Who decided on the economic activities of households? ?

(Person who manage, control and give decision for almost economics activities in your family) Ethinic group: _____________________

NO. HOUSEHOLD

III. INCOME AND TYPE OF HOUSEHOLD (Mark one x in suitable box)

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15. Main source of HHs income

(Excluding costs) in the last 12

months is from

1 AGRICULTURE, FORESTRY AND FISHERY 15.2. . Was the main source of HHs income in the

last 12 months from sea salt production?

1 YES

2 NO 2 INDUSTRY, CONSTRUCTION (>>QUES.15.2)

3 TRADE, TRANSPORTATION, OTHER SERVICE ACTIVITIES (>>QUES. 16)

4 OTHER SOURCES (NOT FROM BUSINESS) (>>QUES. 16)

15.1. Was the main source of HHs

income in the last 12 months from

agriculture, forestry, fishery?

1 AGRICULTURE (>>QUES. 16) 16. TYPE OF HOUSEHOLD?

(Enumerator base on results of

question 11, 12, 13, 15 to

identify)

1 AGRICULTURE

2 FORESTRY

3 FISHERY

4 SEA SALT PRODUCTION

5 INDUSTRY(EXCLUDE SEA SALT PRODUCTION)

6 CONSTRUCTION

7 TRADE

8 TRANSPORTATION

9 OTHER SERVICE ACTIVITIES

10 OTHER SOURCES

2 FORESTRY (>>QUES. 16)

3 FISHERY (>>QUES. 16)

PART III. AREA OF AGRICULTURE LAND, FORESTRY LAND, WATER SURFACE FOR AQUACULTURE AND LAND FOR SEA SALT PRODUCTION

TYPE OF LAND

17 Land area used by household on 1st July 2016?

(Include Land rented, borrowed, contracted by household, exclude land leased out, lent out) 18. Fallow land of household in

last 12 months? 17.1.

Number

of parcels

17.2. Total area (m2)

Of which

17.2.1. Land have assigned to

household (m2)

17.2.2. Land rented, borrowed,

contracted by household (m2)

1. Annual crop land

1.1. In which: Paddy field

2. Perennial crop land

3. Land for livestock

4. Forestry land x

In which:

- Area of standard planted forest

x

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- Area of newly planted forest being

exploitated

x

5. Water surface for aquaculture

6. Land for sea salt production

PART IV. AREA FOR ANIMAL HUSBANDARY, PLANTATION AND FISHERIES

19. Have household ever cultivated any of the following agriculture species, trees in the past 12 month?

I. Annual crop (area counted for each havested season)

II. Perennial crop (on 1st July 2016)

a. Plants b. Planted area (m2) a. Plants b. Concentrating planted area

above 100 m2 (m2)

b1. In which: Productive area

(m2)

c. Scattered trees with

products ( trees)

1. Summer-Autumn paddy

2015

1. Mango

2. Autumn –Winter paddy 2015 2. Pineapple

3. Winter paddy 2015 3. Dragon fruit

4. Winter-Spring paddy 2016 4. Jack-Fruit

5. Maize, corn 5. Orange

6. Sweet potato 6. Grapefruit

7. Casava 7. Longan

8. Sugar cane 8. Coconut

9. Soybeans 9. Cashew

10.Peanut 10. Pepper

11. Vegetables 11. Rubber

12. __________ 12. Coffee

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13. __________ 13. Green tea

14. __________ 14.__________

15. __________ 15. __________

16. Other annual crop 16. Other perrenial crop X

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NO. HOUSEHOLD:

20. Does household raise any animal on 1st July 2016 ?

a. Species b. Quantity (unit) a. Species b. Quantity (unit)

1. Buffalo 6. Chicken

1.1. Buffalos for plowing 6.1. Broiler

2. Cattle In which: 6.1a. Industrial chickens

2.1. Cattle for plowing 6.2. Hen

2.2. Milk cows In which: 6.2a. Industrial chickens

In which: 2.2a. Dairy cows 7. Duck

3. Goat In which: 7a. Ducks for eggs

4. Sheep 8. Geese

5. Pig (Exclude sucking pigs)

(5=5.1+5.2+5.3)

9. Quail

5.1. Sow 10. Bee

In which: 5.1a. Farrowing sow 11. Rabbit

5.2. Breeding pig 12...

5.3. Porker 13...

21. Have household culture any spieces of fishery in last 12 months? (Mark one x in suitable box) 1 YES 2 NO>> Question 24

22. Aquaculture area in the last 12 months (excluding cage, raft aquaculture area) (m2)

culture area (m2)

Of which In which

Salt water Brackish water Fresh water Intensive and semi-intensive

1. Fish

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2. Shrimp

3. Other fishery

4. Breeding

aquaculture

x

23. Cage and raft aquaculture (m3)

a. Total salt water brackish water fresh water

I. Cage

1. Fish

2. Shrimp

3. Others

II. Raft

1. Fish

2. Shrimp

3. Other fishery

4. Breeding aquaculture

PART V. MAJOR EQUIPMENT AND MACHINERY OF THE HOUSEHOLD ( as of 1ST July 2016)

24. Does household has any tractors, ploughs?

1 yes 2 no >> question 25

25. Does household has any motorized boats, ships ? (exclude boats and ships for fishery activities)

1 yes 2 no >> question 26

Capacity (CV) Type of boats, ships Quantity (Unit) Capacity (CV)

1. Tractor, plough 1 Total boats, ships

2. Tractor, plough 2 In which: 1. For agriculture and forestry activities

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26. Does household has any motorized boats and ships for Aquaculture services? 1 yes 2 no >> question 26

a. Capacity (CV)

b. Major catching method

(Fill a suitable code in the box)*

c. Main Fishing territory

(Fill a suitable code in the box)*)**

d. Number of

labor

(person)

* Major catching method code:

1= Double-pulling net;

02=Single-pulling net;

03= suface-turning net;

04 = deep- turning net;

05= Encircling net in sunshire;

06= Encircling net with lamps;

07= Hand line fishing

08= Fishing squid;

09= Demersal and pelagic fishes;

10= Fishing tuna;

11= Câu vàng Tuna;

12= Catching Tuna;

13= Hook;

14= Deep sea fising;

15= Other method

Ship, boat 1

Ship, boat 2

Ship, boat 3 ** Main Fishing territory code:

1= River;

2= Lake;

3= coastal lagoon

4= Coastal

5= Inshore;

6= Offshore;

7= Sea;

8= Foreign Sea

9= Other

Ship, boat 4

Ship, boat 5

3. Tractor, plough 3 2. For fishery

4. Tractor, plough 4 3. For aquaculture logistic

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27. Other equipment and machinery NO. HOUSEHOLD:

Kind of equipment and machinery Quantity (Unit)

Kind of equipment and machinery Quantity (Unit)

1. Car 13. Animal food processing machines (pulverizor, mixer, divider...)

In which: car used for agriculture, forestry and fishery activities 14. Aquaculture food processing machines (pulverizor, mixer,...)

2. Forced generator using electrical engines 15. Equipment to creat pure air, mix water for aquaculture production

3. Forced generator using petrol, diesel engines 16. Areator for aquaculture production

4. Generator 17. Water pumps for agriculture, forestry, aquaculture production

4.1. In which: Generator used for agriculture, forestry and fishery activities 18. Motorized Insecticide sprayers

5. Sowing machine 19. Non-motorized fishing boats

6. Harvesters Combine rice mowing machine

20. Devices

20.1. Seamless plows/ plow

7. Other harvesters 20.2. Seamless harrow/ hoeing

8. Rice mowing machines with engines 20.3. Slitting line

9. Corn peeling machine 20.4. Make seedbeds

10. Peanut shelling machine 21. Icubators

11. Coffee hulling machine 22. Milking machine

12. Agriculture, forestry, aquaculture product dryers, ovens 23. Other machinery (specify.......................................................)

PART VI. LIVING ENVIRONMENT AND MAIN FACILITIES OF HOUSEHOLD (Mark one x in suitable box)

28. Is electricity used by

the household ?

1 Yes

2 No >> Question 30

31. Is a purifying

system or chemical

used to treat cooking

and drinking water ?

1 Yes

2 No

29. What is the electricity

used by the household ?

1 National electricity cable

2 Other source (specify .... )

30. What is the main

source of Fresh water

1 Tap-water in house

2 Public tap-water

7 Protected Spring water 32. What is the main

source of Fresh

water used by

1 Tap-water in house

2 Public tap-water

7 Protected Spring water

8 Un-protected Spring water

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used for cooking and

drinking by household?

3 Purchased water (tank, jar, bottle,…)

4 Drilled well water

5 Protected well water

6 Un-protected well water

8 Un-protected Spring water 9

River, lake, pond water

10 Rain water

11 Other sources

(specify________________)

household? (exclude

for cooking and

drinking) ?

3 Purchased water (tank, jar, bottle,…)

4 Drilled well water

5 Protected well water

6 Un-protected well wate

9 River, lake, pond water

10 Rain water

11 Other sources

(specify________________)

33 What is the main fuel

used for cooking ?

1 Wood

2 Coal

3 Industrial gas

4 BIOGAs

5 electricity

6 Other source specify________)

36. Which type of the main

waste treatment is used of

household ?

1 Collected by staffs

2 Transported to common waste-damp

3 Buried, burned

4 Do not leave

Other (specify________________________)

34. What type of bathroom

is being used?

1 Contructed bathroom

2 Other bathroom

3 No bathroom

37. What is the main sewage

drainage system from house to

outside ?

1 Gutter with cover

2 Gutter without cover

3 Other

4 Not have system >> question 39

35. What type of latrine is

being used?

1 Septic/semi-septic latrines in house

2 Septic/semi-septic latrines outside house

3 Suilabh

4 Ventilated imprived latrine

5 Double vault latrine

6 Other latrine

7 No latrine

38. Does the household’s

sewage drainage system

connect with public sewage

drainage system ?

1 yes

2 no

39. Does household use

internet?

1 yes

2 no

40. Does household has anything of the following as of 1st July 2016?

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Date of intervew: …….. July, 2016

SIGNATURE

Interviewee Enumerator Team leader

Signature

Full name

Phone number xxx

Item Quantity

Item Quantity

Item Quantity

1. Car (not for business) 6. Desk phone 10. Refrigerator, fridge

2. Motorbike 7. Cell phone 11. Water heater tank

3. Electric bicycle and motorbike 7a. Number of people using cell phone 12. Computer

4. TV 8. Wahing machine 12a. In which : Number of computers have internet connecting

5. Radio, cassettes, Audio system 9. . Air conditioner 13. ...