policy on local government transformaton and modernisation

Upload: localgovernmenttt

Post on 03-Apr-2018

217 views

Category:

Documents


0 download

TRANSCRIPT

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    1/33

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    2/33

    Contents

    ACRONYMS & ABBREVIATIONS

    A MESSAGE FROM THE PRIME MINISTER

    FOREWORD

    EXECUTIVE SUMMARY

    CHAPTER 1: BACKGROUND AND OVERVIEW

    CHAPTER 2: EVALUATION OF THE CURRENT SYSTEM

    CHAPTER 3: THE EXPECTATIONS OF THE CURRENT ADMINISTRATION

    CHAPTER 4: BRIDGING THE GAP

    CHAPTER 5: THE KEY TRANSFORMATION AND MODERNISATION PROGRAMMES

    CHAPTER 6: POLICY IMPLEMENTATION AND PROGRAMME EVALUATION AND MONITORING

    CHAPTER 7: THE NEW LOCAL GOVERNMENT PARADIGM

    CHAPTER 8: CONCLUSION

    APPENDIX I: LIST OF PROPOSED AMENDMENTS TO THE MUNICIPAL CORPORATIONS ACT(MCA), 1990, AS AMENDED

    APPENDIX II: LIST OF AREAS FOR CONSTITUTIONAL AMENDMENTS AND/OR NEW OR

    REVISED LOCAL GOVERNMENT LEGISLATION

    APPENDIX III: IMPLEMENTATION SCHEDULE FOR LOCAL GOVERNMENT TRANSFORMATIONAND MODERNISATION ACTIVITIES TO BE IMPLEMENTED IN THE SHORT TERM(WITHIN ONE YEAR)

    APPENDIX IV: PMS ADDRESS TO COMMONWEALTH LOCAL GOVERNMENT CONFERENCE

    IMAGE GALLERY

    MAP & DIRECTORY OF MUNICIPAL CORPORATIONS

    i

    iii

    iv

    1

    4

    12

    16

    20

    22

    24

    26

    27

    34

    37

    46

    50

    52

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    October 2012

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    3/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    I feel deeply honoured and privileged as thePrime Minister of The Republic of Trinidad

    and Tobago, to bring you a special message

    on this occasion to mark the publicationof our Policy on Local Government

    Transformation and Modernisation for

    public comment.

    The swirl of changes in the global lan dscapetowards decentralised governance geared

    to providing better services, creating

    vibrant communities, strengtheningparticipatory democracy and building

    strong councils, challenge us to review our

    Local Government structures and systems.While decentralisation is the general trend,

    devolution, the granting of substantialpolitical and administrative authority to localauthorities to operate relatively unfettered,

    is gaining popularity.

    From the outset therefore, let me state

    categorically that my administration iscommitted to devolving greater authority,

    power and responsibilities to Local

    Government bodies, as we seek to buildstrong, prosperous and participatory

    communities as integral elements of good

    local governance and democracy.

    We believe our nation can become

    more prosperous, democratic, stableand self-assured, if all individuals,

    citizens, communities, groups andorganisations are able to participate

    and contribute to the governance

    of the country. Local Governmentcan indeed fulfil such ideals. That

    is why we pledge to enshrine Local

    Government in the Constitution ofour Republic, as a salient component

    of our Constitution reform agenda,

    so that it can become a permanentfeature of our governance structure.

    We deliberately chose the devolution

    model of local governance, because

    Local Government works best whencommunities are given the authority

    to determine their development priorities,

    and are actively involved in programmedevelopment and execution. In this

    regard, central Government must eschew

    the tendency to exercise control from thecentre, and allow Councils the freedom

    to carry out the responsibilities they wereelected to perform within the framework

    of the law, the Constitution, and national

    guidelines. In other words, we are stronglyadvocating the new Local Government

    paradigm, which views Local Government

    as an active partner in the governanceprocess, rather than a subordinate agent of

    central Government.

    Broadly speaking, within the framework ofour seven pillars for national sustainabledevelopment, Local Government fits

    snugly under the pillars of People-Centred

    Development, Good Governance and aMore Diversified Economy.

    Focusing our attention on people-centred development, we believe that

    only through Local Government can the

    specific development needs of eachcommunity be satisfied, not only in terms of

    infrastructure, but also in terms o

    human development needs. Th

    in hand with the devolution ofto Local Government Authorit

    be the empowering of communeighbourhoods to shape the

    and participate in the manageme

    affairs. In this regard, our intenallow Local Government bodies

    more meaningful role in deliver

    services to communities and soproblems.

    Under the pillar of Good Governafrom the promotion of the core

    accountability, transparency, eqfor money expended, social coh

    local democratic leadership, a

    governance structures and sysbe put in place to increase the s

    efficiency with which decisions

    and likewise, their execution. Fuappropriate amendments

    undertaken to the Municipal Co

    Act (1990) as amended, as welaws and regulations to bring

    line with modern requirementsimportant is the representationa

    and therefore, it is suggested

    Government representatives full time, so that they can prov

    effective representation. More im

    we intend to address gender inerepresentational imbalance by h

    representative for youth male, on

    female and one for women and c

    With respect to the pillar ofdiversified economy, our view

    sectors of our economy and all co

    can contribute to economic deand more so, to the diversificat

    economy. Therefore, locally-led

    development is one of our avowWe are enlisting Local Gove

    promoting development in ar

    as tourism, agriculture, manarts, craft, entertainment and I

    E 11 Accounting Executive 11

    R Board of Inland Revenue

    ALGA Caribbean Associatio n of Local

    Government Authorities

    ARILED Caribbean Local Economic Development

    BC Chaguanas Borough Corporation

    EO(s) Chief Executive Officer(s)

    ERT Community Emergency Response Team

    FLGM Caribbean Forum of Local Government Ministers

    DA Canadian International Development Agency

    HOGM Commonwealth Heads of Government Meeting

    LGF Commonwealth Local Government ForumPO Chief Personnel Officer

    SBs Civil Society Boards

    C Decentralisation Coordinator

    PS Deputy Permanent Secretary

    MCR Director Municipal Corporations Relations

    DB Economic Development Board

    CM Federation of Canadian Municipalities

    ORTT Government of the Republic of Trinidad and

    Tobago

    M Honourable Minister

    R Human Resource

    T Information Communication Technology

    LA International Union of Local Government

    Authorities

    D Legislative Draftsman

    an. Manager

    Cs Municipal Corporations

    CA Municipal Corporations Act

    EOC Municipal Emergency Operations CentreLG Ministry of Local Government

    ORI Market Opinion Research International

    NAR National Alliance for Reconstruction

    NGO Non-Governmental Organisation

    NPPC National Physical Planning Commission

    PIRD Personnel and Industrial Relations

    Department

    PIRO Personnel and Industrial Relations Officer

    PM Prime Minister

    PMCD Public Management Consulting Division

    PNM Peoples National Movement

    PDLB Planning and Development of Land Bill

    PFDB Planning and Facilitation of Development Bill

    PP Peoples PartnershipPSA Public Services Association

    PSC Public Service Commission

    PS Permanent Secretary

    QMS Quality Management System

    RBMS ResultsBased Management System

    RCs Regional Corporations

    RCC Regional Coordinating Committee

    SACs Stakeholders Advisory Councils

    SASC Statutory Authorities Service Commissions

    T&T Trinidad and Tobago

    TTALGA Trinidad and Tobago Association of Local

    Government Authorities

    TTDF Trinidad and Tobago Defence Force

    TTFS Trinidad and Tobago Fire service

    TTPS Trinidad and Tobago Police Service

    TEMA Tobago Emergency Management Agency

    THA Tobago House of Assembly

    UNC United National Congress

    USA United States of AmericaUNDP United Nations Development Programme

    WASA Water and Sewerage Authority

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    ACronyms & AbbreviAtionsUsed in this doCUment

    A messAGe Fromthe Prime minister

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    4/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    The publication of this policy document

    on Local Government Transformationand Modernisation for public comment

    is yet another testimony of the PeoplesPartnership administrations commitment

    to people-centred development and the

    advancement of local democracy and goodgovernance. The Governments vision is to

    build strong local communities and promote

    locally-led economic development so thateveryone can participate, contribute, and

    shape their own destiny, thereby attaining

    a level of prosperity and standard of livingthat they set for themselves.

    The Governments pillars for nationalsustainable development which are

    grounded in people-centred development,poverty eradication and social justice,

    and a diversified and knowledge-intensive

    economy, informed our five subsidiary pillarsfor Local Government reform, with people-

    centred development, good governance

    and accountability being the focal areas.

    In developing our policy prescriptions

    for advancing the Local GovernmentTransformation and Modernisation process,

    we took cognisance of global trends indecentralised governance. The salient

    common themes were:

    Promoting democratic localgovernance

    Strengthening local government

    capacity Promoting local economic development

    Promoting sustainable cities

    Sound Infrastructure and environment

    The key elements of these themes wereanalysed within the framework of the current

    Local Government environment. Based on

    this analysis of our framework, the criticalissues to be addressed to transform and

    modernise our Local Government system

    are: The legislative and regulatory/

    governance framework

    Roles and responsibilities

    Structure and organisation Human resource and productivity

    Infrastructure and service delivery Management systems and business

    processes

    Community involvement andparticipation

    Regional planning and development

    Local Government boundary review Public health and environment

    Information Communication

    Technology (ICT) Municipal policing

    Disaster preparedness and

    management The role of the Trinidad and Tobago

    Association of Local GovernmentAuthorities (TTALGA).

    As the Minister with responsibility for LocalGovernment, my primary concern is the need

    to address these issues to impact positively

    on the lives of citizens and burgesses.Moreover, it is about the lasting legacies

    and tangible improvement in the quality of

    life and standard of living. Therefore, thenew Local Government paradigm that we

    are seeking to develop and establish mustexhibit the ensuing core features. It must be

    people centric, that is, fulfilling the needs

    and aspirations of people in communities,as well as guaranteeing their involvement

    in policy development, decision making

    and operations of Local Governmentbodies. Good Governance systems and

    structures need to be established to

    promote accountability, transparency,responsiveness, equity and value for money

    expended. A high premium should also beplaced on embracing the use of Information

    Communication Technology so that citizens

    can access information and services online.Participatory planning and development

    must be institutionalised in order to pursue

    development in accordance with the views,aspirations and support of communities. It

    must be emphasised that Municipal Policing

    will significantly enhance pub

    security and the development of c

    capacity for peace, social cohcivil existence. Finally, these

    complemented by modern org

    structures, systems, mechanibusiness processes to improve m

    efficiency and effectiveness.

    We are committed to c

    governance through consensuand dialogue with you, the pe

    most valued stakeholder. There

    views, comments, suggestions are crucial and will be consider

    will be solicited through a proces

    consultation to shape and influfinal policy output on this signifi

    of Local Government Transform

    Modernisation.

    I take this opportunity to t

    predecessor, the Honourable CSharma, who laid the found

    the development of a policy fdocument. I also wish to con

    sincere gratitude to the P

    Secretary and his team for their iproduction of this document.

    DR. THE HONOURABLESURUjRATTAN RAMBACHAN

    Minister of Local Governmen t

    iii

    ForeWordchnology. This will be complementedgreater responsibilities and authority in

    velopment planning and control, so thatcal government can promote balanced

    velopment in accordance with nationald international standards but also in

    cordance with the wishes, views and

    pirations of local communities.

    we attempt to build a just and moral

    ciety, Local Government must be integralthis process. Consequently, citizens

    d community-based organisations must

    enlisted in rooting out lawlessness,rrupt activities and malfeasance. This

    critical to creating an environment ofutual trust and a sense of human security

    d establishing a robust regime of peace,nquillity, security and prosperity. The rolethe Municipal Police will be expanded to

    cilitate this transformation goal.

    gnificantly, as a government that is

    mmitted to consultative governance, we

    ant to solicit your views and ideas on they areas outlined in this policy document,

    shape and inform the White Paper that will

    developed to be laid before Parliament.ese key areas include:

    Legislative Framework andGovernance

    Financing and Economic Development

    Participatory Governance and DirectCitizen Participation

    Municipal/Regional Planning and

    Development Infrastructure and Services

    Municipal Management

    Public Health and Environment Community Safety and Security

    Building Resilient Communities

    ant to take the opportunity to congratulate

    . The Honourable Surujrattanambachan, the current Minister of

    cal Government, as well as the former

    nister, the Honourable Chandresharma, for their leadership in producing

    s Policy Document on Local Government

    ansformation and Modernisation.

    I also recognise the contributions and

    support of the Permanent Secretary,

    technocrats and staff of the Ministry ofLocal Government in the production of the

    document.

    We value you, our esteemed public, for your

    input, ideas, suggestions and comments on

    this policy document, so that we can shape

    Local Government Transformation andModernisation Policy in accordance withyour aspirations. Let your voices be heard,

    but in an atmosphere of respect, tolerance,

    and decency.May God Bless us all.

    THE HONOURABLE KAMLA PERSAD-BISSESSAR S.C.

    Prime Minister

    Republic of Trinid ad and Tobago

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    5/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    v

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    v

    is policy document on Local Government

    ansformation and Modernisation preparedthe Ministry of Local Government outlines

    overnments policy proposals on theorm of the Local Government system. It

    as developed within the framework of the

    ven pillars for sustainable developmentounded in people-centred development,

    well as the five subsidiary pillars

    Local Government reform centredGood Governance. A key

    jective of Local Government

    orm is to devolve authority tocal Government to facilitate

    ore effective and responsive

    vernance as well as positioningcal Government as an institution

    bring it closer to the people.

    e document is divided into eight

    chapters or sections, namely: Background and Overview; (2)

    aluation of the Current System;

    The Expectations of the Currentministration; (4) Bridging the

    ap; (5) The Key Transformation

    d Modernisation Programmes; Policy Implementation and Programme

    aluation and Monitoring; (7) The Newcal Government Paradigm; and (8)

    onclusion.

    HAPTER 1 provides a backdrop to the new

    ave of reform and the main objecti ves. This

    followed by an analysis of reform effortsm Independence to the present day,

    hich highlights the policy prescriptions of

    90 that were converted into legislation. Itncludes that the opportunity is now being

    eated for meaningful transformationd modernisation of the system through

    sh policy perspectives from this

    ministration.

    HAPTER 2 undertakes an evaluation of

    e current system. It commences with anerview of global trends in decentralised

    vernance within the context of

    obalisation. The main observations

    are the common themes pertaining to

    Local Government Transformation andModernisation, which are: Promoting

    democratic local governance; Strengtheninglocal government capacity; Promoting

    local economic development; Promoting

    sustainable cities; and Sound infrastructureand environment. Subsequently, a number

    of surveys and reports on the current

    Local Government system in Trinidad and

    Tobago were explored and examined. In

    this regard, the MORI poll findings on theperformance of the Local Government

    system (Wave 19, dated August 15, 2011)

    noted that more people were dissatisfied(41%) than satisfied (33%) with Local

    Government performance, although there

    was a positive improvement in satisfactionwhich stood at 20% in 2010. Based on an

    examination of these reports, a number

    of issues and challenges in critical areaswere highlighted. These were Legislative

    Framework, Roles and Responsibilities,Structure and Organisation, Human

    Resource and Productivity, Infrastructure

    and Service Delivery, Financing Modality,Public Health and Environment, Community

    Involvement and Participation, Regional

    Planning and Development, MunicipalPolicing, Information Communication

    Technology, and Disaster Preparedness

    and Management, among others.

    CHAPTER 3 explores the expectations

    of the current administration includingvision, mission, core values and the policy

    context inclusive of central philosophy,policy directives and objectives. Quoting

    from the feature address of the Honourable

    Prime Minister, Kamla Persad Bissessar,at the Commonwealth Local Government

    Forum (CLGF) conference in Cardiff,

    Wales in March 2011, the vision formulatedfor this policy document is a

    transformed and modernised local

    Government system charged withlocal development, continuously

    improving the quality of life of all

    citizens in an equitable, transparent,accountable, democratic and

    sustainable manner. The missionstatement of the policy document

    also draws heavily on ideas from

    the Prime Ministers speech.This mission statement is to

    promote good local governance

    and democracy by providing thelegislative, institutional, and other

    support systems and resources

    so that all citizens could contributeand participate in shaping their destiny

    and enjoy the best possible quality oflife. The core values identified include;

    effective representation, accountability,

    transparency, participation, equity, socialcohesion and value for money expended.

    The policy context focuses on the five

    subsidiary pillars for Local Governmentwithin the framework of the seven pillars

    for national sustainable development. It

    then details the policy directives withinthe overarching directive of devolution of

    authority and resources, within nationalpolicy guidelines from central government

    ministries such as Community Development,

    Housing, Social Welfare, Sports, Planningand Environment etc. The main objectives

    of the key Local Government areas of focus

    are then identified.

    CHAPTER 4, Bridging the Gap, focuses

    on the main strategies for transforming and

    eXeCUtive sUmmAry

    Dr. The Hon. Surujrattan Rambachan, Minister of Local

    Government with Mr. Amroodeen Ali, Permanent Secretary.

    modernising the Local Government system

    in relation to the main objectives to be

    addressed in the focal areas. These include:legislative framework and governance;

    financing and economic development;participatory governance and direct citizen

    participation; municipal/regional planning

    and development; infrastructure andservices; municipal management; public

    health and environmental management;

    community security and safety and buildingresilient communities.

    CHAPTER 5 essentially summarises thekey transformation and modernisation

    programmes consistent with the core areasor the broad areas of focus. It also outlines

    some of the main benefits and outcomes.

    CHAPTER 6 outlines how the programme is

    to be implemented, inclusive of transitional

    arrangements, change-management issuesand monitoring and evaluation mechanisms.

    The policy document estimates that

    the Local Government Transformationand Modernisation programme will take

    approximately two-and-one-half to three

    years to be fully implemented and threedistinct phases are identified. The first phase

    (six months) entails public consultationon the policy document, the development

    of a White Paper and its laying before

    Parliament. The second phase (one year)will entail legislative development and

    the approval of new Local Government

    legislation and or amendments to the MCA,1990, as amended, as well as a programme

    to implement those parts of the MCA which

    do not require amendments. The third andfinal phase (approximately one year and a

    half) essentially involves the developmentof a comprehensive implementation plan

    with the new/revised legislation and the

    projects associated therewith.

    CHAPTER 7 discusses the main elements

    of the transformed and modernised LocalGovernment system. The main features

    are:

    People centric fulfilling the needs andaspirations of people in communities

    with a robust representative system

    Good governance systems

    and structures with

    transparency, accountability,responsiveness, equity and

    social cohesion being corevalues

    Embracing of ICT in accessing

    information and core services Participatory planning and

    development buttressed

    by locally-led economicdevelopment

    Focus on public safety and

    security.

    CHAPTER 8 the conclusion,posits that the policy prescriptions

    and programmes for LocalGovernment Transformation andModernisation will redound to the

    benefit of all in terms of greater

    responsiveness and demonstrationof care, enhanced quality service

    delivery and coverage, balanced

    sustainable development, greatersocial cohesion and a greater

    sense of community self-worth and

    identity.

    Team building exercise withMinister Rambachan and seniorstaff of Municipal Corporations,

    July 17th 2012.

    A meeting of Disaster Management Co-ordin

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    6/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    v

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    1.1 INTRODUCTION

    ___________________________

    The ultimate objective of this policy document

    on reform is to develop a sustainable LocalGovernment system. This system should

    adequately service the delivery needs and

    aspirations and secure the democraticideals of local communities. Further, it

    should empower people to adapt and cope

    with changing trends in order to improvetheir quality of life. In introducing this new

    wave of Local Government Transformation

    and Modernisation policy proposals, it isopportune to revisit a thought-provoking

    statement on Local Government Reformoutlined in the 2006 Local Government

    Draft White Paper, and given currency

    in a recent United Nations DevelopmentProgramme (2011) evaluation report on

    Local Government reform. It articulates

    that:

    Reform of the Local Government

    system is a pathway t owards fulfillmentof a covenant between government and

    the people to mutually work towardsthe improvement of the quality of life

    of the citizen through the de livery of

    public services an d amenities, whichare compatible with local needs and

    expectations.

    Accordingly, a new covenant was forged

    with the people with the ascension of the

    Peoples Partnership

    Government on May 24,

    2010. This mandate wasreinforced at the Local

    Government polls of July26, 2010. Hence, there

    was need to chart a new

    pathway with respectto Local Government

    transformation and

    modernisation. In thiscontext, the broad ideals,

    philosophy, principles,

    perspectives and main strategies forthe reform of the system were outlined

    in the Governments Local GovernmentManifesto, 2010.

    In an attempt to commit to the Governmentspledge to reform the system and prepare for

    the task ahead, a Draft Policy Framework

    Document was developed by the Ministryof Local Government in April 2011, which

    Cabinet accepted in principle. Moreover,

    Cabinet mandated that this Draft policy

    document be developed further into apolicy document for its approval andsubsequent publication for public comment.

    The consensual comments arising will then

    subsequently shape the GovernmentsWhite Paper on Local Government

    Reform.

    Significantly, the Draft Policy Framework

    document drawing from the policy

    prescriptions of the Governments 2010Local Government Manifesto pointed to a

    manifestly fundamental paradig

    policy from the previous admThis shift is from general dece

    to devolution (more meaningf

    authority and autonomy foGovernment bodies). This will be

    later under the section, Policy Cshould be noted, however, that

    greater autonomy in significant are

    development and service deliveemphasis was also placed o

    centered development, local

    in development planning and

    broadening the local representatand more effective represent

    people participation in Local Gaffairs, all geared to serving t

    dutifully.

    It is against this background that

    document has been formulatedto articulate the Governments p

    vision, principles, core strateg

    and programmes for Local Gtransformation and modernis

    Trinidad in particular.

    1.2 OBjECTIVES_____________________

    This policy document seeks to pfollowing policy proposals and are

    of the Governments Local G

    Transformation and Modernisatiofor public scrutiny, feedback an

    consensus on the way forward. It

    A cursory historical overview Government Reform from 196

    An analysis of the situation wLocal Government system inc

    key features of global trends a

    main developments and challthe current system

    The expectations of the curre

    Administration including visionand core values

    bACkGroUnd & overvieW

    ChAPter 1

    More images from the MLG team

    building exercise with senior staff ofMunicipal Corporations, July 17th2012.

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    7/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    An explanation of the policy context,

    inclusive of philosophy, policy directive

    and objectives Strategies for addressing the

    deficiencies and developmentchallenges, required for transforming

    and modernising the Local Government

    system Key transformation and modernisation

    programmes

    Some of the main benefits andexpected outcomes

    The salient transitional arrangements

    and requirements for programmeimplementation, monitoring and

    evaluation An outlook of the Local Government

    paradigm.

    e overarching objective is to redefine

    stitutional roles and responsibilities

    d redesign organisational structures toake the system more effective, efficient,

    rticipatory and responsive to the needs

    local communities and promote Goodcal Governance and Democracy. This is

    iculated in the Peoples Partnership Local

    overnment Manifesto, 2010 as follows:

    The objective of the reform willto reinforce the commitment

    the Peoples Partnersh ip to the

    centralisation of a uthority in order tocilitate more effective a nd responsive

    vernance. This will also mean

    e qualitative broadening of Localovernment as an institution to bring it

    oser to the people.

    3 HISTORICAL OVERVIEW

    OF LOCAL GOVERNMENTREFORM EFFORTS1962-2010

    __________________________

    is historical overview presents us with

    opportunity to assess where we were,

    here we are today and where we shouldheading.

    The first attempt at Local Government

    reform in the post-independent (1962) era

    was assigned to the Sinanan Committeein 1965, by the PNM administration, led by

    the Honourable Dr. Eric Williams, the thenPrime Minister. Its main recommendations

    were the need for a greater role and

    prominence of Local Government in thedemocratic and development process, the

    decentralisation of key functions to Local

    Government bodies and empoweringcommunities to play more meaningful roles

    in the management of community assets.

    Predictably, given the emphasis on national

    economic development driven by centralGovernment, most of the recommendations

    of the Sinanan Committee were ignored.Consequently, certain functions andresponsibilities under the control of

    municipalities were centralised. For

    example, the Water and Sewerage Act,1965, established the Water and Sewerage

    Authority (WASA) which was responsible for

    water sourcing and distribution, as well asthe Statutory Authorities Act, 1966 and the

    Civil Service Act, 1966, which both became

    responsible for the human-resource-management function of staff appointment,

    transfer and discipline.

    One of the notable changes that took place

    emanating from the Sinanan Committeesrecommendations was the enactment of

    the County Councils Act, 1967. This Act

    redefined the roles/functions as well asconsolidated the executive positions of the

    seven County Councils: St. Patrick, Victoria,

    Nariva/Mayaro, St. George, St. Andrew / St.David, Caroni and Tobago.

    The second attempt at reform commenced

    in 1974 with the appointment of the Hugh

    Wooding Constitution Commission toaddress the issue of Constitutional Reform,

    both at the Central and Local Government

    levels. This committee recommended thedevolution of significant powers and

    authority to Local Government Authorities.

    These included responsibility formaintenance of schools, specified public

    buildings, cleaning of beaches, providing

    facilities for fisheries and greater autonomy

    over the control funds appropriated by

    Parliament. These major recommendationswere ignored by the central Government

    except, as far as could be ascertained,a recommendation to extend Local

    Government boundaries, which resulted in

    the division of County St. George into Eastand West in 1980.

    In 1980, a third attempt at reform of theLocal Government system was undertaken

    with the enactment of the Tobago

    House of Assembly Act and subsequentoperationalisation of the Assembly in

    1982. However, this was due largely to therepresentations made by the Honourable

    A.N.R. Robinson, the then Tobago EastParliamentary Representative, for internalself-government of the island. Nevertheless,

    the Tobago House of Assembly (THA) was

    in essence a County Council with expandedfunctions and powers.

    In 1983, there was a fourth attempt bythe then PNM administration, under the

    Honourable George Chambers, which

    published for public comment, aDraft PolicyPaper on Community Development and

    Local Government Reform. It articulatedthat Local Government Authorities would

    be a partner in the national development

    process, through enhanced participationin national policy making, community

    development and development planning.

    It also proposed a National and an AreaAdvisory Committee to accomplish these

    objectives. However, there were virtually no

    meaningful mechanisms to promote greaterautonomy of Local Government Authorities

    in the management of their affairs. Inaddition, there was no meaningful public

    discussion on this document up to the time

    when the Chambers Government wasvoted out of office in 1986.

    With the ascension to power of the NationalAlliance for Reconstruction (NAR), led

    by the Honourable A.N.R. Robinson, in

    1986, and its capturing of the majority ofLocal Government Bodies in the 1987

    Local Government Elections, there was

    the intention to undertake sweeping

    Local Government Reform. Two years

    later, it produced a policy document- The Decentralisation Process,

    Regional Administration and RegionalDevelopment Proposals for Reform

    1989-1990. The document outlined

    fundamental changes in the institutional,structural, organisational, functional

    and operational framework of Local

    Government as well as its role in regionaldevelopment and promised enhanced

    local financial autonomy or revenue base.

    Indeed its philosophical underpinningswere devolution of power, authority and

    responsibility. After public discussionsthereon, a Bill was drafted, debated

    and passed in Parliament in 1990 (TheMunicipal Corporations Act, (MCA) 1990)and proclaimed in 1991.

    The MCA, 1990, consolidated all theavailable pieces of Local Government

    Legislation, created two (2) cities, three

    (3) boroughs (with Chaguanas being anew Borough) and thirteen regions. It

    also introduced the concept of corporate

    governance in Local Government, andsignificantly expanded Local Governments

    functional base, including revenueraising and an enhanced role in regional

    coordination of public service delivery.

    This attempt was the only one that wastaken to its logical conclusion in the form of

    Legislation to give effect to policy.

    The PNM had signaled that it would

    undertake amendments to the MCA, 1990,

    if it was returned to Office. Consequently,upon its return to office in 1991 and its

    success at the 1992 Local Governmentelections, the MCA was amended by Act

    No. 8 of 1992, which reduced the number

    of regions to nine (9) and excised somesignificant functions.

    In 1995, the United National Congressled by the Honourable Basdeo Panday,

    in a coalition arrangement with the NAR,

    led by the Honourable A.N.R. Robinson,ousted the PNM from Office. However, no

    official policy document was ever published

    during the reign of the coalition up to

    2001. The policy seemed to have been

    the implementation of the provisions of theMCA, 1990, as amended. Significantly,

    however, the Tobago House of AssemblyAct, 1996, accompanied by a Constitutional

    Amendment Act, was passed by Parliament

    which guaranteed the THA constitutionalprotection, which could only be altered by

    special majority.

    The next major attempt was under the

    PNM, led by the Honourable Patrick

    Manning, 2004-2010. During this periodseveral policy documents were developed,

    accompanied by extensive consultations.These included a Green Paper (2004), a

    Draft White Paper (2006), a Green Paperon Roles and Responsibilities (2008), and aDraft White Paper (2009). There were also

    Draft Bills, the latest version being the Local

    Government Bill, 2010. Interestingly, thereappeared to be a degree of ambivalence

    if not vacillation, in policy position as

    exemplified by the variance between the2006 and 2009 White Papers. The former

    promised the decentralisation of significant

    functions from Central GovernmentMinistries, extension of property tax

    collection to Municipal Corporations, and theintroduction of an Executive Council system.

    The latter though retaining the Executive

    Council system, excised functions such asprovision and maintenance of Secondary/

    Local roads, bridges, drains, Homes for the

    Aged and Child Care centres as well as theHouse Rate (property tax) administration

    and collection. In this regard, it can be

    suggested that the devolution model wasnot being pursued.

    Nevertheless, significant developments

    occurred during this period. These included

    the employment of Chief Officers (exceptCEOs) on contract, the establishment of

    a Local Area and Regional Planning and

    Development Unit at the Ministry of LocalGovernment to facilitate the development

    of Municipal development plans, and the

    establishment of Disaster ManagementUnits at Municipal Corporations with a

    coordinating Unit at the Centre. Alarmingly,

    however, during this period, local d

    and peoples participation were u

    since Local Government Electio2006 were postponed in the nam

    reform which never transpired, not held for seven years until July

    after the change in administratio

    24, 2010.

    1.4 SUMMARY OF LOCAGOVERNMENT REFOEFFORTS 1962-2010

    _____________________

    The post-independence era

    characterised by successive Go

    signaling intent to reform thecommitting resources thro

    establishment of committees publication of policy documents.

    up to 1990, the changes had been

    and cosmetic. It may be fair tothe main concern of central G

    was central control and supe

    Local Government rather than meaningful responsibilities and

    with an appreciable freedom to a

    In 1990, the introduction of the M

    seemed to have created the pthe return of strong Local G

    with empowered communities,

    meaningful public services aengagement in development

    and control of development at th

    However, this was short-lived 1992, there was by and large, a

    to the familiar pattern of contro

    Centre and slow and piecemeal c

    the system.

    Under the new Peoples P

    Administration, an opportunity

    for meaningful transformatmodernisation of the system, w

    fresh policy proposals as will be

    after an analysis of the curreninclusive of global trends.

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    8/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    1 GLOBAL TRENDS__________________________

    e phenomenon of globalisation has

    sulted in the realisation that all systems,litical/governmental, economic, social

    d technological are subsets, yet integralements, of a wider global system.

    oreover, the widespread development,

    owth and use of Informationommunication Technology (ICT) has

    eated the Global Village as it were,

    nging real-time events, developments,

    ormation and changes to the comfortour homes with accompanying joy or

    ssonance. In addition, there has been theawning of International governmental,

    onomic and social organisations thatomote effective partnerships, cooperation

    d coordination of efforts to promote best/

    od practices, sharing of information andrnessing of resources in order to promote

    stainable development in all spheres of

    man endeavour.

    cal Government or Sub-national

    overnment has not been left out of thisenomenon. Consequently, International

    d Regional Local Governmentsociations/Organisations such as

    e Commonwealth Local Government

    rum (CLGF), the International Union ofcal Government Authorities (IULA),the

    aribbean Forum of Local Government

    nisters (CFLGM), the Canadianernational Development Agency (CIDA),

    e Federation of Canadian MunicipalitiesCM) and the Caribbean Association ofcal Government Authorities (CALGA)

    ve all been suggesting effective

    meworks for cross-national good localvernance and democracy. In this context,

    ere are certain common threads or themesat have characterised Local Government

    orm or transformation and modernisation

    orts worldwide. These are:

    1. Promoting Democratic LocalGovernance

    2. Strengthening Local Government

    Capacity3. Promoting Local Economic

    Development

    4. Promoting Sustainable Cities5. Sound Infrastructure and Environment

    1. PROMOTING DEMOCRATIC LOCAL

    GOVERNANCE

    There is a strong support and widespreadconcurrence that the protection and

    preservation of peoples rights andfreedom can be guaranteed by promotingdecentralised governance. However,

    this must be buttressed by adhering to

    good governance principles and practicessuch as transparency, accountability,

    participation, local democratic leadership,social cohesion, equity, and value for

    money expended. Greater emphasis is

    also now placed on promoting genderequity, holding regular Local Government

    elections, and constitutional protection for

    Local Government.

    2. STRENGTHENING LOCAL

    GOVERNMENT CAPACITYThe need to strengthen Local Government

    capacity is critical to ensuring the efficientand effective management of its resources,

    the delivery of quality services and coping

    with development and other environmentalchallenges. Consequently, a great deal

    of attention is devoted to developing

    the skills, competencies and knowledge

    through training and research in areas such

    as municipal management, leadership,

    project management, strategic planning,advocacy, development planning, etc.

    This is supported through an international

    network of knowledge and informationsharing, skills imparting and access to a

    database of expertise.

    3. PROMOTING LOCAL ECONOMIC

    DEVELOPMENT

    This renewed emphasis on local economicdevelopment is based on a widely-

    held view that strong and vibrant local

    economies are essential to promotingnational economic growth, welfare and

    development. It is therefore suggestedthat utilising and mobilising local

    resources, knowledge and creativity can

    be used to develop sustainable and viablebusinesses, creating employment and

    generating income in key local sectors, be

    they agriculture, manufacturing, services,

    tourism, culture, entertainment, etc.Moreover, these can be more effectively

    achieved through building partnershipsand pooling and sharing of resources.

    The 23.2-million-dollar (Canadian) 2012

    Caribbean Local Economic DevelopmentProgramme (CARILED), endorsed by the

    GORTT, sponsored by CIDA and managedby FCM in collaboration with CFLGM,

    CALGA and CLGF is a good example of

    such partnership interventions.

    evALUAtion oF the CUrrent system

    hAPter 24. PROMOTING SUSTAINABLE CITIES

    There is worldwide recognition that cities

    are integral and significant components ofthe Local Government landscape, and of

    their importance in promoting sustainable

    development. The tenets for promoting thisconcept were elaborated in the Melbourne

    Principles for Sustainable Cities adopted atthe Local Government Session of the Earth

    Summit 2002, in Johannesburg, South

    Africa. The focus is on the requirements forthe long-term economic, social and political

    viability of cities often challenged by slums,

    vagrancy, indiscriminate vending, crime,youth violence, high unemployment and

    inadequate parking space. The solutions

    can be found in ensuring the provision

    of access to the most basic universally-recognised entitlements of the individual,exemplified by the right to potable water,

    clean air, food security, shelter, sanitation,

    and healthy habitat, and incorporating asfar as is humanly and fiscally possible,

    strategies for promoting economic growth

    while conserving and renewing human,financial and natural resources, such as the

    use of renewable energy, appropriate built

    environment, developing viable businessincubators and improvements through

    innovative strategies, programmes andtechnologies.

    5. SOUND INFRASTRUCTURE ANDENVIRONMENT

    It is clear that Local Government plays a

    pivotal role in the development, maintenanceand preservation of the physical and

    social infrastructure and the promotion

    of sustainable and green environments.The quantity, quality and availability of

    secondary and local roads, bridges, drains,recreational facilities and markets, as

    well as development planning and control

    and conservation of the environment,present formidable challenges to Local

    Government. Indeed, UNDP studies have

    shown that developing countries such asTrinidad and Tobago have failed to maintain

    and renew local infrastructure. In some

    cases, there is a 70% deterioration rate.Naturally, the maintenance and renewal

    of sound infrastructure and environment

    are key elements in determining the quality

    of life and standard of living. Although theallocation of adequate financial and other

    resources are required to overcome these

    challenges, new and innovative approachesare necessary, such as balanced urban

    and rural planning and development, andintegrated solid waste management that

    embraces the modalities of reduce, reuse

    and recycle.

    2.2 FINDINGS ON THECURRENT LOCALGOVERNMENTSYSTEM

    _____________________

    In undertaking a critical evaluation

    of our Local Government system,

    a good point of reference is thefindings of Market Opinion Research

    International (MORI) Caribbean Ltd. on theperformance of Local Government. This

    institution has been conducting opinion

    surveys for the Government since 2003.The latest MORI poll on Local Government

    performance (Wave 19, dated August, 5 -

    15, 2011) indicated that more people aredissatisfied (41%) than satisfied (33%)

    with Local Government. However, therewas an improvement in satisfaction, which

    stood at 20% in 2010. Moreo

    26% felt that the Government w

    a good job on Local Governmenotwithstanding an improvement

    in 2010. Nevertheless, there wwide gap between the desirabilit

    Government reform, which wa

    and the perception of realisatiowhich was negative. This sugg

    lack of implementation of reform

    increased public cynicism orconfidence in the realisation

    objectives.

    At the national level, crime, law

    vandalism, inflation, high foounemployment/jobs, health/hos

    roads, were viewed as the mostissues facing the country. Howeasked what improvements to fac

    services that were most neede

    neighbourhoods, the top five arroads (38%), drainage (34%)

    for young people (23%), polic

    and water supply (17%). This that quality community infr

    recreational facilities and commu

    and security are priority areasGovernment to address.

    Interestingly, 44% of those who hacontacted their Local Governme

    were satisfied with the treatment,

    improved by 18 percentage po2010. In this regard, there appe

    improvement in representation a

    of service delivery, although therfor further improvement. The pr

    offices for Councillors within thei

    Prime Minister the Honourable KamlaPersad Bissessar S.C. M.P., MinisterChandresh Sharma and Local Govt officialsat the launch of CARILED in Belize on May16th, 2012.

    20

    30

    40

    26

    44

    50

    Those satisfied with

    Local Govt service

    (2010)

    Those satisf

    Local Govt

    (201

    MORI Poll on Local Government Performa

    Percent

    (%)

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    9/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    stricts should facilitate more effective

    presentation as it will allow greater access

    Local Government Representatives soat people can air their concerns and seek

    medies to their greviances.

    3 CRITICAL ISSUES TO BEADDRESSED

    __________________________

    e MORI poll findings apart, there arenumber of critical issues which need to

    addressed in any transformation and

    odernisation agenda. These include: The Legislative and Regulatory/

    Governance Framework

    Roles and Responsibilities Structure and Organisation

    Human Resource and Productivity Infrastructure and Service Delivery

    Financing Modality

    Management Systems and BusinessProcesses

    Community Involvement and

    Participation Regional Planning and Development

    Local Government Boundaries

    Public Health and Environment Information Communication

    Technology (ICT) Municipal Policing

    Disaster Preparedness and

    Management Roles of the Association of Local

    Government Authorities

    3.1 THE LEGISLATIVE AND

    REGULATORY FRAMEWORK

    e Local Government Legal andegulatory Framework establishes theechanisms for good governance, as

    defines roles and responsibilities, as

    ell as shapes the enabling structured organisation of the system. It

    ust eliminate ambiguity, avoid dual

    sponsibilities and be devoid of too manytails. In addition, it ought to create a

    lance between prescriptive and enabling

    gislation indicative of provisions that areid and unambiguous and those that are

    flexible enough and adaptable to changing

    conditions and new developments.

    The current MCA, 1990, as amended,

    though being a frame-breaking localgovernment legislation is more than twenty

    years old. It does not clearly identify the

    roles of institutional stakeholders withinthe Local Government system. Further, it

    promotes duality of agency responsibility

    for certain Human Resource Managementfunctions as is the case with the PSC for

    Regional Corporations and the Borough of

    Chaguanas and SASC for City and BoroughCorporations. In addition, there are some

    detailed provisions in the Act such asthose for Markets and Slaughterhouses,

    which are better suited to regulations. Itshould be noted that the existing byelaws in many instances, run counter

    to the provisions of the MCA. As such,

    amendments need to be undertaken to thelegislative and regulatory framework and

    even new legislative provisions be made in

    accordance with modern requirements. Alist of these amendments is outlined in the

    section on strategies for transformation and

    modernisation.

    Crucially, in accordance with world trends,Local Government should be afforded

    Constitutional protection to ensure greater

    stability in local governance, as well asguaranteed grassroots participation in the

    governance of the country. Moreover, the

    representational base of Local Governmentought to be broadened to promote gender

    equity, especially for women, whilst also

    ensuring adequate representation for theyouth and children.

    2.3.2 ROLES AND RESPONSIBILITIES

    The assigned roles and responsibilities

    should be compatible with local capability,

    needs and conditions, and these roles andresponsibilities must be clear, unambiguous

    and eliminate room for duplication. TheMCA as amended, took away from Local

    Government certain responsibilities

    previously assigned to it and does not

    spell out the role of the Central Agency

    responsible for Local Government, which

    creates avenues for central decision makingthat may not always be in the best interest

    of local communities.

    Consequently, apart from clarity of

    institutional roles, new and emerging rolesand responsibilities need to be assigned in

    legislation such as Disaster Preparedness

    and Management, and Municipal Planningand Development Control.

    2.3.3 STRUCTURE AND ORGANISATION

    The structure and organisation of Local

    Government should reflect clear functional

    divisions that promote effective coordination,devoid of procedural ambiguities, as well

    as show clear authority and reportingrelationships. It must also be in line with

    modern Local Government organisational

    designs such as the Executive Councilsystem, which separates the role of the

    Local Assembly from that of the politicalexecutive. In this context, a consultancy

    report (Aegis, June 2010) on the readiness

    of Local Government for delivery ofexceptional services lamented that the

    structure and organisation were not fit for

    the purpose of delivering its mandate.

    The Regional Corporations and the

    Borough of Chaguanas, in particular, didnot have adequate functional departments

    in conformance with the Provisions of the

    MCA, 1990, as amended. For example,there were inadequacies in Engineering,

    Building Inspectorate, Planning, Municipal

    Policing, Public Health and Internal

    Auditing in particular. The modernisation of

    the structure and organisation is thereforeof paramount importance to the delivery of

    quality services on a timely basis.

    2.3.4 HUMAN RESOURCE AND

    PRODUCTIVITY

    The inadequacy of the human resource

    base and the accompanying issue of lowproductivity have been two of the most

    burning concerns in Local Government.

    In the case of the latter, the level ofproductivity has often been measured as

    lower than that of the Unemployment ReliefProgramme (URP) and the Community

    (Based) Enhancement, Protection andEnvironmental Programme (CEPEP).However, lack of appropriate tools, gears,

    training and supervision have been cited

    as some of the contributory factors.Nevertheless, the implementation of

    performance-management mechanisms

    and systems with set standards and targetsto be achieved, within specified timeframes,

    is critical to boosting productivity. This

    must be complemented by productivityincentive schemes, as well as accounting

    for non-performance along with appropriatepenalties.

    With respect to the former, there hasbeen a dearth of skills and competences

    in Management, Accounting, Engineering,

    Project Management, Customer Serviceand ICT. Although efforts have been made

    to strengthen the human-resource capacity

    through contract employment; an approvedstaff establishment, reclassified, to attract

    the right calibre of personnel and cadreof skilled workers is urgently required.

    This ought to provide support, enlightened

    leadership and professional guidance toimplement the programmes approved by

    the political directorate.

    2.3.5 INFRASTRUCTURE AND SERVICE

    DELIVERY

    High-quality and community-wide physical

    and social infrastructure and access

    to services are at the heart of Local

    Government existence and justification. The

    results of the various MORI polls conductedover the past decade have attested to this

    view. The general consensus is that thelocal/community infrastructure (whether

    roads, bridges, drainage or recreational

    facilities) and the quality of service deliveryhave been poor and unsatisfactory. In fact,

    a United Nations Report in 2008 lamented

    the lack of adequate maintenance of thelocal physical infrastructure, especially in

    the rural communities. In addition, there are

    no documented service-delivery standardsthat incorporate minimum acceptable

    quality, response time, regularity, fairnessand equality of treatment, etc.

    It is clear that high-quality and adequate

    infrastructure and access to services, are

    critical to realising the objectives of theGovernments sustainable development

    pillars of people-centred development,

    poverty eradication and social justice, andto promote business competitiveness in

    a globalised environment. However, the

    allocation of adequate financial resourcesto Local Government bodies is a key

    requirement to addressing this

    focus.

    2.3.6. FINANCING MODALITY

    The issues of methods of financ

    Government and the adequacy

    methods have been the most cmatters in Local Government in

    its viability as an autonomous, d

    governmental entity. One of thissues is the absence of an obj

    and transparent formula or m

    to ensure the equitable distrnationally-earned revenue betwe

    and local Government. One tinto consideration, inter alia,

    size and density, social and infrneeds, service delivery respand development planning req

    Such a formula would curtail if no

    the recurring claim of partisadiscrimination in funding, oste

    the Local Government bodies

    controlled by a political party that differ from that or those at t

    Nevertheless, the fact is that the

    Local Government annual bless than 4% of the national bu

    the development programme 1%, notwithstanding the resp

    assigned to Local Government

    the MCA, 1990, as amended.

    An equally important and rela

    is that the existing Local Grevenue base, (apart from the h

    before it was unceremoniously

    from Local Government by ProAct of 2009), contributes less th

    total revenue. The current stateis that Local Government bo

    virtually dependent on Central G

    subvention for almost all of thfunding, which severely limits t

    to plan meaningfully and resp

    alacrity to local service deliveand development imperatives

    what is needed is a predictabl

    and identifiable source of fundibroadened local revenue base. T

    administration is committed to a

    Riverside road paving in progress.

    Completed Cedar Grove Road bridge.

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    10/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    s age-old funding issue, which will

    explored and elaborated under policy

    ntext and strategies for transformationd modernisation.

    3.7 MANAGEMENT SYSTEMS AND

    BUSINESS PROCESSES

    modern organisation cannot survive and

    liver on its mandate if it does not have a

    ion, mission and core values. Moreover,must be grounded in sound business

    nciples, practices and procedures as well

    appropriate systems and techniques thate adaptable to changing environmental

    nditions. The current reality is thathough all the municipalities have a

    ategic plan that outlines a mission,ion, core values and strategies, theree no sustained efforts to implement these

    ategic plans. A similar observation can be

    ade with respect to the central ministry.

    me of the deficiencies are: Lack of proper human-resource

    planning and non compliance

    with human-resource policies andprocedures

    Lack of proper and modern accountingand auditing systems

    Weak and outdated project-

    management systems Non adherence to preventative and

    fleet management systems

    The absence of an Asset ManagementSystem

    Poor inventory and stores

    maintenance practices Poor accountability and reporting

    systems.

    Consequently, strategies need to be

    developed to establish and maintain

    modern business systems and practices toimprove management efficiency and quality

    service delivery.

    2.3.8 COMMUNITY INVOLVEMENT AND

    PARTICIPATION

    Building closer bonds with people and

    communities within the Local Governmentsystem and encouraging participation,

    involvement and engagement in local

    government affairs are essential topromoting healthy participatory local

    democracy. Voting at Local Governmentelections is not sufficient, which in any

    case hardly crosses 40% of the eligibleelectorate. People must be provided withavenues to participate in and provide

    feedback as well as suggestions in major

    decisions on budget formulation, policyformulation, development planning, project

    implementation and the management of

    community assets.

    The MCA as amended, contains provisions

    to facilitate citizens participation in thedecision-making and policy-making

    processes, such as the establishmentof Advisory Councils at section 68 (7).

    Nevertheless, there has not been the

    widespread, constant and effectiveutilisation of this section. However, the

    sporadic use of town meetings has been a

    feature, as well as the widespread use ofstakeholder consultations in developing the

    municipal plans of Municipal Corporations.

    All community stakeholder groups andcivil society organisations ought to be

    more engaged in the Local Governmentdevelopment process, not only from the point

    of view of fostering community ownership,

    but also promoting social cohesion andmore accountability to the people.

    2.3.9 REGIONAL PLANNING ANDDEVELOPMENT

    Although the MCA as amended, hadassigned to Local Government bodies

    a role in development planning and

    control in collaboration with the Ministerresponsible for planning, they performed

    no meaningful role, this especially of theRegional Corporations and the Borough

    of Chaguanas. Constrained by lack of

    institutional and human resource capacity,they were powerless to confront the

    development planning challenges such

    as the large size and diversity of regions,population increases, the proliferation

    of illegal structures and unplanned

    development. Consequently, very littlecould be done to curb flooding, landslips

    and potential housing collapse, as existingbuilding codes were not enforced. In 2007,

    a Local Area and Regional Planning and

    Development Unit was established in theMinistry of Local Government. Its mandate

    was to facilitate the physical planning and

    development function at the MunicipalCorporations level, as well as developing

    appropriate systems and the regulatory

    framework. The long-term aim was to installthe capacity at the Municipal Corporations

    level, rationalise and streamline thedevelopment planning, and control

    institutional framework, role, functions

    and systems in the context of central-local

    relationships in the reform process.

    Under the Leadership of the Manager ofRegional Planning and in collaboration

    with Municipal Corporations, with the aid

    of consultants, fourteen Municipal Planshave been developed and approved,

    which are consistent with the NationalPolicy Framework. Intensive training

    was undertaken in relation to these

    plans. In addition, investment plans have

    been developed and are currently being

    implemented.

    Nevertheless, in keeping with the current

    Administrations avowed policy of devolvingmore responsibility to municipalities in the

    planning and development control process,

    a National Planning Task Force (NPTF)has already reviewed the Planning and

    Facilitation of Development (PAFD) Bill. This

    Bill was approved by Cabinet and seeks,among other things, to outline the overarching

    framework for facilitating development

    planning and control, institutionalstakeholder roles and responsibilities, the

    associated organisational structures, aswell as the collaborative and coordinative

    relationships and processes amonginstitutional stakeholders. This will beelaborated under the subtitles, The Policy

    Context and Strategies for Transforming

    and Modernising the Local GovernmentSystem.

    2.3.10 LOCAL GOVERNMENTBOUNDARIES

    With the advent of the MCA 1990, Local

    Government boundaries were redefinedwith 13 regions being at the core of the

    change. These were reduced to 9 in 1992.

    Nevertheless, when the boundaries wereredefined, consideration was given to the

    need to maintain natural communities

    and areas were re-zoned according to

    their demographic characteristics and

    development focus. In addition, activeconsideration was given to the need for

    better administrative coordination betweenLocal and central Government in the

    delivery of services. Hence, the creation of

    Regional Coordinating Committees.

    Today, the reality is that there is

    administrative confusion and misalignmentin the context of service delivery. This is

    due to the use of different administrative

    boundaries by different governmentministries and agencies. Communities are

    therefore geographically zoned, dependingon the boundary demarcation application,

    with most Central Government agenciesapplying the old county or ward demarcation.The obvious outcomes include, lack of

    coordination in service delivery, duplication

    and difficulty in purposeful data sharing.Alarmingly, this has continued even

    though the United National Congress

    administration 1995-2000 mandated thatall government ministries and agenc-ies

    utilise the municipal

    boundaries as theiradministrative boun-

    dary demarcations.The Central Statistical

    Office (CSO) is the

    only agency thatcomplied with this

    Cabinet decision.

    In addition, the

    existing boundary

    demarcations needto be streamlined to

    eliminate the ambiguityof responsibility for

    service delivery in

    cases where a street,drain or watercourse separates two or more

    municipalities.

    2.3.11 PUBLIC HEALTH AND

    ENVIRONMENT

    Public Health and Environmental concerns

    constitute a significant component of Local

    Government remit. They are crit

    quality of life in communities,

    ensuring community wellness, and curbing the spread of dise

    providing a healthy, clean, sansafe environment. The impo

    this area is demonstrated by th

    more than 50% of recurrent expMunicipal Corporations is on pu

    and environmental matters. The

    solid-waste disposal, general cleaning drains, insect vector c

    inspection of premises. Howev

    Government bodies and in Regional Corporations, are bes

    number of challenges in this ainstitutional/organisational and

    management of human resource

    From an institutional pe

    the organisational structure

    corporations is underdeveloped the specialised divisions and

    as well as the accompanying s

    a modern health department. the human-resource capacity is

    inadequate with some RCs and

    having just one or two PubInspectors to execute the myriad

    The institutional and humancapacity in municipal corporation

    be strengthened.

    With the current worldwide

    thinking green and promoting s

    environmental initiatives which reducing, recycling and reusing

    a whole new set of opportun

    creative ways of treating with wemerged. These will be explored

    theme, Strategies for TransformModernisation.

    2.3.12 INFORMATION COMMUNTECHNOLOGY (ICT)

    Revolutionary advances in i

    communication technology haveon the manner in which we conduc

    in the political, economic and sociaMoreover, the pace and regu

    Municipial Corporations of Trinidad

    Whiteland Empowerment Centre afterconstruction.

    Minister Rambachan greets the people of theouva/Tabaquite area.

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    11/33

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    12/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    e purpose of this chapter is to present the currentministrations views on the need for reform, as well as its

    licy prescriptions for transforming and modernising the Localovernment system.

    has already been established that the Current Administrations

    ng-term vision is to establish a devolved system of Local

    overnment, with Local Authorities performing essentialmmunity-based functions. The execution of these functions

    l be driven by local democratic leadership, in a participative

    d consensual manner. This will be buttressed by partnershipsh the Centre, in promoting economic development and

    hancing the quality of life. This perspective was made clear

    The Honourable Kamla Persad Bissesar, Prime Minister ofnidad and Tobago, while addressing the Commonwealth

    cal Government Forum (CLGF) Conference in Cardiff, Wales,March 15, 2011. In her capacity as Chair of CHOGM,

    e articulated:

    I believe that peace and stability

    whether at a community level or

    at the level of nations wil l best bepromoted and served whenever

    people have the opportunity toparticipate in the affairs that relateto the way they are governed. In

    this regard, we must also developa consensus-based approach to

    e use of resources and in the determination of developmental

    ategies. Local Governme nt fulfils this demand

    Energising local economies and creating partnerships for

    osperous communities require therefore a fund amental shiftthe philosophy for governance particularly at the Central

    vel. In this regard, Local Government cannot be regarded

    In this regard, the vision,

    mission and core valueswithin the context of Local

    Government transformation and

    modernisation are as follows:

    3.1 VISION___________________

    A responsive Local Government

    system charged with localised

    development, continuouslyimproving the quality of life

    of all citizens in an equitable,transparent, accountable,

    democratic and sustainable

    manner.

    3.2 MISSION___________________

    To promote good local

    governance and democracy

    by providing the legislative,institutional and other support

    systems and resources so that

    all citizens can contribute andparticipate in shaping their

    destiny and enjoy the best

    possible quality of life.

    3.3 CORE VALUES___________________

    The core values that drive the

    Local Government ReformAgenda include:

    Effective Representation

    Accountability Transparency

    Participation

    Consultation andCollaboration

    Equity

    All-inclusiveness Responsible Government

    Responsiveness Social Cohesion

    Value for Money Expended

    Quality Service Delivery Local Leadership in

    Development

    3.4 THE POLICYCONTEXT

    ___________________

    The policy framework for LocalGovernment transformation and

    modernisation is informed by

    the Governments strategy forsustainable development and

    as a n appendage to the structures for governance. It h as to be

    integral to governance and must be ba sed on mutua l respect andcollaboration

    Local Government representation would therefore mean therepresentation of views a nd interests of all to ensure that there

    is consensus with respect to decision making. It is the will to

    implement such programmes that will make u s a nation that is anexemplar to the world of util ising diversity for our local and nat ional

    advantage.

    The full text of the Honourable Prime Ministers feature address is

    outlined in Appendix IV.

    its seven interconnected pillars, namely:

    People-Centred Development we

    need everyone and all can contribute Poverty Eradication and Social

    justice preference for the poor anddisadvantaged

    National and Personal Security

    human security for pea ce andprosperity

    Information and Communication

    Technologies connecting T&T andbuilding the new economy

    A More Diversified, Knowledge-

    Intensive Economy building on thenative genius of our people

    Good Governance peopleparticipation

    Foreign Policy securing our world.

    These overarching pillars were then sub-contextualised for the institutionalisation of

    meaningful and effective Local Government

    into five subsidiary pillars, namely:1. People-Centred Development: the

    chain is as strong as its weakest link

    2. Good Governance: strengthening LocalGovernment shall be the cornerstone of

    our democracy

    3. Accountability: we are accountable notonly for what we do, but also for what

    we fail to do4. National and Personal Security

    5. A More-Diversified Economy:

    Economic diversification ourcommunities have a role to play.

    Each of these Local Governmenttransformation pillars has targeted focal

    areas. The following provides an explanation

    of these pillars:

    PILLAR 1

    Pillar 1 notes that the Local Government

    structure can provide a strong nexusbetween the national spatial development

    strategy and the specific developmentneeds of each community. This goes

    beyond infrastructure and is geared toward

    comprehensive human development and abetter quality of life for all.

    PILLAR 2Pillar 2 emphasises the need for

    strengthening institutions and establishing

    new ones to advance accountability,transparency, consultation, participation,

    consensus-building and more meaningfulrepresentation.

    PILLAR 3Pillar 3 promotes the central idea of the

    enlistment of Local Government bodies and

    the people within communities, to promotethe Governments mission of accountability,

    transparency, consultation, participation,

    consensus-building and more meaningfulrepresentation in which anti-corruption is a

    sacred value.

    PILLAR 4

    Pillar 4 focuses on creating a fair and justenvironment, involving citizens in rooting

    out lawlessness, thereby creating a sense

    of human security and establishing aregime of peace, security and prosperity on

    a sustained basis.

    PILLAR 5

    Pillar 5 advocates that all sectors of

    the economy and all communities cancontribute to economic development and

    more so the diversification of the economy.The emphasis is on promoting development

    in areas such as agriculture, tourism and

    information technology that could fostersustainable human development.

    It must be articulated that the LocalGovernment transformation and

    modernisation agenda is grounded

    under the pillars of People-CentredDevelopment and Good Governance.

    3.4.1 THE CENTRAL PHILOSOP

    Under these two main pillars, tphilosophy driving the reform

    was elaborated by the Honora

    Minister in Cardiff, Wales (MarShe articulated the following pers

    The belief that people have

    to be masters of their destinie

    organise the affairs of their coso as to experie nce the best qua

    is at the heart of our philosophy

    Government.

    Consequently, devolution, pa

    democracy and subsidiarity

    principles that inform this philosonew principle of subsidiarity that in allocating responsibility fo

    or function, authority should a

    given to the lowest level at whicheffectively performed and/or the le

    to persons impacted by it. This p

    now becoming widely used in inLocal Government best practice.

    3.4.2 POLICY DIRECTIVES

    The Governments Manifestarticulates, genuine democracy

    effective representation, tran

    participation, accountability to clives of people in our communit

    alter their relationship with gov

    As such, the main featuresLocal Government transforma

    modernisation agenda are:

    Devolution of authority and rewithin national policy guidelin

    central Government MinistriesCommunity Development, Ho

    Social Welfare, Sports, Plann

    Environment etc. Equitable financial resources

    (municipalities)

    Adoption of a more decentralmodel for regional developme

    planning

    Collaborative government pro

    the eXPeCtAtions oF the CUrrentAdministrAtion

    hAPter 3

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    13/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    Regional coordination of the delivery of

    water, electricity, telephones and other

    basic services Community-based security and

    rehabilitation arrangements Expanded responsibilities and

    increased compensation for Local

    Government Representatives Establishment of mechanisms

    to ensure high performance and

    accountability.

    4.3 POLICY OBjECTIVES

    ven the policy directives, the following

    licy objectives are categorised in the

    suing sub-headings:

    4.3.1 LEGISLATIVE FRAMEWORK

    AND GOVERNANCE

    Constitutional protection for

    Local Government as part of theGovernments Constitution Reform

    agenda Clarify the roles and responsibilities of

    main institutional stakeholders in the

    Local Government system Fixed date for Local Government

    elections

    Term limits for Local GovernmentOffice (Mayors/Chairmen)

    Broadened representation at the local

    level to include representation for youth(male and female) and women and

    children

    Consider the establishment of anExecutive Council system

    Undertake appropriate amendments tothe Municipal Corporations Act, 1990,

    as amended, and associated bye-lawsand regulations

    Creation of full-time local government

    representatives.

    B.: A list of the amendments to be madethe MCA, as well as constitutional

    anges and the main new legislativeatures of a revised or new Localovernment Legislation are outlined inppendices I and II respectively.

    3.4.3.2 FINANCING AND ECONOMIC

    DEVELOPMENT

    Establish mechanisms that will allow

    greater flexibility in expanding the localrevenue base and promote more-

    realistic programme planning and

    budgeting Establish value-for-money and

    performance-budgeting mechanisms

    Establish an independent EconomicDevelopment Board (EDB) tointer

    alia, make recommendations for a fair

    and equitable distribution of nationalrevenue among central Government,

    Tobago and Local Government bodies Establish mechanisms to prioritise

    and optimise capital and developmentprogramme expenditure Promote vibrant local economies and

    locally-led economic development

    Establish mechanisms to ensuregreater financial accountability and due

    diligence.

    3.4.3.3 PARTICIPATORY GOVERNANCE

    AND DIRECT CITIzEN

    PARTICIPATION

    Establish Civil Society Board voted bydelegates of Civil Society Organisations

    at the local level

    Establish Stakeholder AdvisoryCouncils (SAC) on specific sectors, as

    required The SACs to provide a vehicle for

    sector expertise to make a meaningful

    contribution to economic developmentand to foster commitment to

    implementation of specific strategies for

    development as well as be consultedby the Economic Development Board

    on matters related to relevant sectors

    Establish an internet portal, E-View,for people to express their views on

    development Establish Internet cafs in communities

    throughout the country and ensure that

    broadband service is available countrywide

    Communities to determine priorities

    with respect to projects, services and

    facilities and propose consensual

    solutions to eliminate challenges

    and participate in the implementationprocess.

    3.4.3.4 MUNICIPAL/REGIONAL

    PLANNING AND DEVELOPMENT

    Assign to Local Government bodiesgreater power and authority to regulate,

    facilitate and control development

    planning and the built environmentwithin municipalities

    Harmonise, standardise and update

    the small building codes to ensureuniformity of standards and more

    control of development

    Clarify and clearly demarcatethe roles and responsibilities of

    Local Government bodies andother Institutional stakeholders in

    development planning and control of

    the development process Proactively pursue the Planning and

    Facilitation of Development Bill to

    eliminate ad hoc planning Realign Local Government boundaries

    so as to promote effective Municipal/

    Regional Planning and service-deliverycoordination.

    3.4.3.5 INFRASTRUCTURE AND

    SERVICES

    Ensure that adequate quality

    infrastructure is provided and

    maintained within communities Give priority to the provision of

    community infrastructure to neglected

    rural communities and inner cities toensure balanced development, fair

    treatment and equitable distribution ofresources

    Broaden the coverage of servicedelivery within communities

    Establish service delivery standards

    that meet national and internationalbenchmarks

    Increase responsiveness to community

    infrastructural and service deliveryneeds and demands.

    3.4.3.6 MUNICIPAL MANAGEMENT

    Provide adequate administrative and

    management support services andsystems to ensure effective functioning

    of Municipal Corporations

    Establish mechanisms that willfacilitate effective coordination of

    departmental activities

    Implement performance-management

    systems and standards

    Promote capacity-building initiativesto improve professional competencies,

    skills and quality service delivery Develop a robust ICT infrastructure

    and software systems that will

    improve communication, informationdissemination, feedback, customer-

    friendly relations, quality service

    delivery and monitoring and evaluationof operations.

    3.4.3.7 PUBLIC HEALTH ANDENVIRONMENTAL

    MANAGEMENT

    Promote and sustain a healthy, clean,sanitary, safe, serene and eco-friendlyenvironment

    Encourage healthy lifestyles within

    communities Provide support structures and

    systems for the effective and efficient

    discharge of the Public Healthresponsibilities assigned to Local

    Government bodies

    Encourage and support innovative,creative and environmentally-

    friendly approaches to solid-wastemanagement

    Develop policies and programmes

    for effective public health andenvironmental management.

    3.4.3.8 COMMUNITY SECURITY

    AND SAFETY

    Enhance the role of Local Go

    in community safety and secu Expand the role of the Munici

    in community crime-fighting in

    Enlist the support of NGOs aother civil society organisation

    fostering community security

    cohesion Bring the Municipal Police un

    the purview of the Police Serv

    Commission.

    3.4.3.9 BUILDING RESILIENTCOMMUNITIES

    Expand and upgrade the DisaManagement capacity and ca

    in Municipal Corporations

    Establish a National Disaster to support disaster managem

    challenges at the local level

    Promote the development of and creative ways and mecha

    local communities to cope and

    to extreme events and sustaidevelopment challenges.

    Parforce Box Drain after construction.

    Disaster Unit at work. Road paving work underway.

  • 7/29/2019 Policy on Local Government Transformaton and Modernisation

    14/33

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    POLICY ON LOCAL GOVERNMENT TRANSFORMATION AND MODERNISATION

    the previous chapters, the issues andallenges within the Local Government

    stem have been identified and explored.

    ere has also been an analysis of theain strengths and weaknesses, which has

    cilitated the determination of the policy

    jectives for transforming and modernisinge Local Government system. In this

    gard, the following key transformationalategies are proposed:

    1 STRATEGIES FORTRANSFORMING ANDMODERNISING THE LOCALGOVERNMENT SYSTEM

    __________________________

    e following principal strategies under the

    y focal areas are outlined in the ensuingb-headings:

    1.1 LEGISLATIVE FRAMEWORK AND

    GOVERNANCE

    Outline the basic structure of Local

    Government and its overarching role in

    the governance of parts of the country

    in the policy document for constitutionreform for public comment

    Make provisions in the emergingConstitution Reform Bill for the basic

    structure and overarching role of Local

    Government Identify simple amendments that

    could be made to the MCA, 1990, as

    amended, and submit same to Cabinetfor consideration for Parliamentary

    approval

    Identify measures to strengthenthe Local Government governance

    framework and incorporate revised

    or new legislation for consideration ofCabinet and Parliament

    Identify revisions and changes to the

    existing bye-laws and regulations andinitiate the approval process after

    adoption by MCs Establish a citizens charter that

    defines the obligations and reporting

    relationship between the LocalGovernment representatives, the

    people and civil society in respect of all

    services and responsibilities of LocalGovernment

    Redefine the role of Local Government

    representatives by making them full-time, principal community advisors

    attending to all the communitys basicneeds, finding remedies to peoples

    immediate needs and concerns, and

    channelling and championing theirgrievances to the appropriate agencies

    Provide councillors with office

    accommodation and secretarial supportwithin their districts to enhance the

    quality of representation and citizen

    access to community services Redefine the role of the ministry with

    responsibility for Local Government to

    focus more on policy development, thesetting of standards and monitoring,

    evaluation and review of MCs

    operations Identify the basic requirements for

    the full implementation of the MCA,1990, as amende d, and develop an

    implementation plan

    Establish a consultative mechanismamong the relevant central agencies

    and TTALGA, with a view to review the

    terms and conditions for full-time localgovernment representatives.

    bridGinG the GAP

    ChAPter 44.1.2 FINANCING AND ECONOMIC

    DEVELOPMENT

    Develop in consultation with the

    Ministries of Finance and Economy andPlanning, a formula for funding Local

    Government that incorporates indices

    of population size and density, socialand infrastructural service delivery

    requirements, development planning

    prioritie