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Physico-biochemical properties of extruded Cape
Horse mackerel (Trachurus capensis)
By
Stephen Carmelo Barrion
A thesis submitted to the University of Surrey in partial fulfilment of the requirements
for the Degree of Doctor of Philosophy in the Faculty of Health and Medical Science
Department of Nutritional Sciences
Faculty of Health and Medical Sciences
University of Surrey
Guildford, Surrey GU2 7XH
September 2018
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Declaration of originality
This thesis and the work to which it refers are the results of my own efforts. Any ideas, data,
images or text resulting from the work of others (whether published or unpublished) are fully
identified as such within the work and attributed to their originator in the text, bibliography
or in footnotes. This thesis has not been submitted in whole or in part for any other academic
degree or professional qualification. I agree that the University has the right to submit my
work to the plagiarism detection service TurnitinUK for originality checks. Whether or not
drafts have been so-assessed, the University reserves the right to require an electronic
version of the final document (as submitted) for assessment as above.
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ABSTRACT
Cape horse mackerel (Trachurus capensis) is an underutilized pelagic fish from Namibia. In
this study, the physico-chemical characteristics, nutritional composition and functionality
(thermal and rheological) properties of horse mackerel and local cereals found in Namibia
were investigated. This knowledge of the physico-chemical composition and functionality of
these ingredients and their behaviour in mixed food model systems was applied to optimize
the extrusion process, used to make snack foods. Proximate, biochemical, amino acid and
fatty acid analyses, and differential scanning calorimetry (DSC), rheology and Raman
spectroscopy studies were conducted on horse mackerel mince, cassava, maize, pearl millet
flour, mixtures of these ingredients, an extruded horse mackerel snack and a commercial
shrimp cracker. Differences in the protein bands identified by Raman spectroscopy provided
detailed information on the protein structure of the raw materials, protein denaturation and
gel formation of the extruded snacks. Products of similar textural properties were developed
despite the varying composition of mixtures. A mixture comprising 20% horse mackerel,
20% maize flour, 30% pearl millet flour and 30% cassava flour showed the optimum starch
and protein interactions as evidenced by thermal and rheological properties; this formulation
was used to develop the horse mackerel extruded snack. Extrusion provided an efficient
method for combining essential protein and lipids from fish and starchy cereal mixtures into a
balanced and nutritious snack food. The horse mackerel extruded snack product had a higher
protein quality compared to the commercial shrimp cracker. The raw material quality used in
the development of an extruded horse mackerel snack significantly influenced its final quality
and total cost. Poor quality fish used in the processing of the extruded horse mackerel snack
resulted in an increase in failure costs and consequently the total quality cost. Failure costs
decreased from 80% to 40% of Total Quality Costs when good raw material was used.
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ACKNOWLEDGEMENTS
I would like to acknowledge and thank the following individuals and institutions for their
assistance and support which made the study possible.
My special thanks and gratitude go to Prof. Nazlin Howell for her expertise, guidance and
productive comments. I am especially grateful to her reading, reviewing the thesis and
providing feedback promptly. Her generous moral support and unceasing encouragement
motivated me to carry on and finish my study. It was a true privilege to work with her, in her
capacity as the Project Leader of the Securefish Project and as the Main Supervisor of this
Doctoral Thesis.
I would like to thank Mr. Chinemba Samundengu and Dr. Komeine Nantanga, my co-
supervisors, for their valuable contribution. Their unfailing feedback, cooperation and
friendship helped me overcome obstacles I experienced during my research.
My appreciation also goes to the following people and institutions:
Dr. Farah Badii, Dr. Marwa Yousr and Dr. Pooimun Leong for their valuable assistance they
gave me at the University of Surrey laboratories.
Prof. Cheow Chong Seng (deceased) the Securefish Work Package leader whose extrusion
work provided inspiration for this research.
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The Securefish Project for their financial support and funding of this research. I acknowledge
Dr. Samuel Mafwila the local Project Co-ordinator of the Securefish Project at the University
of Namibia.
Colleagues and friends at the University of Namibia, especially, Dr Erick Kandiwa for their
interest in my work.
The University of Namibia’s Staff Development Fellowship program for providing some
financial assistance for my PhD studies.
Prof. Timothy Rennie, Mr. Anthony Ishola, Ms. Monde Lusepani, Ms. Valerie Aluteni and
Ms. Muhuulu for the use of the analytical equipment and facilities at the School of Pharmacy
of the University of Namibia.
I am very grateful to my wife Gisela Ymata Barrion, daughter Gien Carmela Barrion, mother,
Estefania Barrion, sisters, Carrie, Irene and brothers-in-law, Wilfred and Ernest and the entire
Barrion, Quitasol, Schmidt, Ymata and Garthoff families for their understanding, love,
support and prayers.
I am very thankful to Uncle Tony Quitasol, Auntie Nida Quitasol and cousin Toni-Louise
Quitasol for their love and hospitality during my visits to the United Kingdom.
I would also like to remember my deceased father, Irineo Barrion, whose inspiration made
me persist to carry on. Above all I am most grateful to God our Almighty Father.
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ABBREVIATIONS
Ai Appraisal costs
AM Actomyosin
AOAC Association of Official Analytical Chemists
BSA Bovine Serum Albumin
C-H Carbon-hydrogen
CH2 Methylene group
CH3 Methyl group
CSC Commercial shrimp cracker
DHA Docosahexaenoic acid
DLO Dienst Landbouwkundig Onderzoek
DSC Differential Scanning Calorimetry
Dwb Dry weight basis
EPA Eicosapentaenoic acid
FHMEES Fried horse mackerel extruded expanded snack
G’ Storage modulus
G” Loss modulus
HCL Hydrochloric acid
HPLC High Performance Liquid Chromatography
I855/I830 Ratio of tyrosine vibrational residues
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KCl Potassium chloride
kDa Kilo Dalton
Mr Relative Molecular mass
MUFA Monounsaturated fatty acids
TMAO Trimethylamine oxide
TQC Total Quality Cost
TQM Total Quality Model
PCB Polychlorinated biphenyls
Pi Prevention costs
PITC Phenyl isothiocyanate
PUFA Polyunsaturated fatty acids
PV Peroxide value
QCM Quality Cost Model
QIM Quality Index Method
SFA Saturated fatty acids
TBA Thiobarbituric acid
TBARS Thiobarbituric acid reactive species
TEA Triethylamine
TVBN Total Volatile Basic Nitrogen
UHME Uncooked horse mackerel extruded snack
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LIST OF TABLES
1.1 Proximate and chemical composition (g /100 g) of pearl millet,
maize and cassava 20
1.2 Amino acid content of processed cassava, pearl millet and maize 24
2.1 Proximate and chemical composition (g /100 g) of horse
mackerel (Trachurus capensis) 41
2.2 Concentration of myofibrillar and sarcoplasmic proteins in horse mackerel 43
2.3 Amino acid composition of horse mackerel 45
2.4 Fatty acid profile of horse mackerel mince 46
2.5 Proximate and chemical composition of pearl millet, maize and cassava flour 47
2.6 Amino acid compositions of Namibian cereal flours 49
3.1 Storage modulus (G’Pa) and loss modulus (G”Pa) of Horse mackerel
mince, pearl millet, maize and cassava flours 58
3.2 Transition temperatures and enthalpy change for pearl millet, maize,
cassava and horse mackerel mince 63
3.3 Relative peak intensity of Raman spectra for regions 3200-700cm-1
for Horse mackerel mince, Pearl millet flour, Maize flour and
Cassava flour 64
4.1 Amino acid compositions of Composite Flour (without fish) and
Composite Flour (with fish) 74
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4.2 Transition temperatures and enthalpy change for Composite Flour
(without fish) and Composite Flour (with fish) 76
4.3 Storage modulus (G’Pa) and loss modulus (G”Pa) of Composite Flour
(without fish)and Composite Flour (with fish) 80
4.4 Relative peak intensity of Raman spectra for regions 3200-700 cm-1 for
Composite Flour (without fish) and Composite Flour (with fish) 81
4.5 Composition of composite flours 83
4.6 Transition temperatures and enthalpy change for composite flours with varying
proportions of horse mackerel mince (10%,20%,30%) and pearl millet flour
(40%, 30%, 20%) 85
4.7 Storage modulus (G’Pa) and loss modulus (G”Pa) of composite flours with
varying proportions of horse mackerel mince (10%,20%,30%) and pearl
millet flour (40%, 30%, 20%) 89
5.1 Die swell and expansion (%) of the three product composite flours (before
and after extrusion) compared to a commercial shrimp cracker 100
5.2 Proximate and chemical composition (g /100 g) of uncooked Horse
mackerel extruded snack and fried commercial shrimp cracker (CSC) 101
5.3 Amino acid composition of uncooked horse mackerel extruded
snack (UHME) and commercial shrimp cracker (CSC) 102
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5.4 Fatty acid profile of the fried horse mackerel extruded expanded snack
(FHMEES) 107
5.5 Fatty acid composition of sunflower oil (Helianthus annuus) 108
5.6 Texture analyses of uncooked Horse mackerel non-expanded extruded
snack made from Composite flour 2, uncooked commercial shrimp cracker,
fried horse mackerel extruded expanded snack made from Composite flour 2
and fried commercial shrimp cracker 112
5.7 Transition temperatures and enthalpy change for the uncooked
horse mackerel extruded snack (UHMES) made from Composite flour 2
and shrimp crackers 114
5.8 Relative peak intensity of Raman spectra for regions 3200-700 cm-1
for uncooked horse mackerel non-expanded extruded snack and
commercial prawn cracker 115
6.1 Quality Index Method scheme (adapted from Larson et al., 1992 ) 123
6.2 Quality, market and production parameters for extruded products 125
6.3 Relationships used to estimate quality costs components for extruded
horse mackerel 126
6.4 Quality, market and production parameters for extruded products 130
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LIST OF FIGURES
1.1 Cape horse mackerel (Trachurus capensis) 3
1.2 Structure of myosin and actin and the actomyosin complex 10
1.3 Muscle contraction and relaxation 11
1.4 Collagen conversion to gelatin 12
1.5 Actomyosin muscle structure and actomysosin 13
1.6 The basic structure of collagen 16
1.7 Starch granule structure of pearl millet 18
1.8 Single screw extruder operation 26
1.9 Diagram of extrudate expansion 27
2.1 Phast gel electrophoresis separation pattern of sarcoplasmic and
myofibrillar protein in horse mackerel 44
3.1 A dynamic temperature sweep (20-90-20°C) of horse mackerel mince
(100% w/w) 56
3.2 A dynamic temperature sweep (20-90-20°C) of pearl millet flour
(50% w/v in distilled water) 57
3.3 A dynamic temperature sweep (20-90-20°C) of maize flour
(50% w/v in distilled water) 59
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3.4 A dynamic temperature sweep (20-90-20°C) of cassava flour
(50% w/v in distilled water) 60
3.5 Typical DSC profiles of cereals pearl millet, maize and cassava
(50% w/v in distilled water) 61
3.6 Typical DSC profile of horse mackerel (100% w/v) 62
4.1 A dynamic temperature sweep (20-90-20°C) of Composite Flour (without fish)
(25:37.5:37.5 maize flour:cassava flour:pearl millet flour) with no
horse mackerel mince 77
4.2 A dynamic temperature sweep (20-90-20°C) of Composite Flour (with fish)
(20:20:30:30 horse mackerel:maize:cassava: pearl millet) with
horse mackerel mince 79
4.3 A dynamic temperature sweep (20-90-20°C) of Composite flour 1
(10:20:30:40 horse mackerel mince:maize:cassava:pearl millet) 86
4.4 A dynamic temperature sweep (20-90-20°C) of Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet) 87
4.5 A dynamic temperature sweep (20-90-20°C) of Composite flour 3
(30:20:30:20 horse mackerel mince:maize:cassava:pearl millet) 88
5.1 Single screw extruder used to process a horse mackerel extruded snack 95
5.2 Flow diagram of the development of a horse mackerel extruded snack 96
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5.3 Uncooked Commercial Shrimp Cracker and uncooked Horse mackerel
non-expanded extruded snacks made from 3 composite flours 104
5.4 Fried Commercial Shrimp Cracker and Fried Horse mackerel non-expanded
extruded snacks made from 3 composite flours 105
5.5 A dynamic temperature sweep (20-90-20°C) of an uncooked Horse
mackerel non-expanded extruded snack made from Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet) 109
5.6 A dynamic temperature sweep (20-90-20°C ) of a commercial
shrimp cracker 111
5.7 Texture profile of an uncooked Horse mackerel non-expanded extruded
snack made from Composite flour 2 and Uncooked commercial shrimp
cracker using the TAX-T2 Texture analyser 113
5.8 Fried Horse mackerel non-expanded extruded snack made from Composite
flour 2 and a fried commercial shrimp cracker using the TAX-T2
Texture analyser 113
6.1 Influence of raw material quality on product quality in extruded Cape
horse mackerel 128
6.2 Variation of filleting yield with raw material quality, dimensionless, for
horse mackerel 129
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6.3. Total quality costs, failure costs and controllable costs as a function of
product quality for the extruded horse mackerel fish snack 132
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TABLE OF CONTENTS
Declaration of originality ........................................................................................................ ii
ABSTRACT ............................................................................................................................ iii
ACKNOWLEDGEMENTS ................................................................................................... iv
ABBREVIATIONS ................................................................................................................. vi
LIST OF TABLES ............................................................................................................... viii
LIST OF FIGURES ................................................................................................................ xi
CHAPTER 1 ............................................................................................................................. 1
1. GENERAL INTRODUCTION ........................................................................................... 1
1.1 Food supplies .................................................................................................................. 1
1.2 The Namibian fishing industry ..................................................................................... 1
1.2.1 Biological characteristics of Cape Horse Mackerel ................................................. 2
1.3 Protein structure and properties .................................................................................. 3
1.3.1 Primary, secondary, tertiary and quaternary structure ......................................... 3
1.3.2 Physical–chemical properties of proteins .................................................................. 5
1.3.3 Covalent and non-covalent bonding .......................................................................... 6
1.3.4 Functional properties of proteins .............................................................................. 6
1.3.4.1 Gelation ..................................................................................................................... 6
1.3.4.2 Foaming and emulsification .................................................................................... 8
1.3.4.3 Raman Spectroscopy ................................................................................................ 8
1.4 Composition and properties of fish protein ................................................................. 9
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1.4.1 Myofibrillar proteins ............................................................................................... 9
1.4.2 Sarcoplasmic Proteins ........................................................................................... 14
1.4.3 Myoglobin and Haemoglobin ............................................................................... 14
1.4.4 Nonprotein Nitrogenous Constituents ................................................................. 15
1.4.5 Connective Tissue Proteins ................................................................................... 15
1.5 Lipids ......................................................................................................................... 17
1.6 Cereals ....................................................................................................................... 18
1.6.1 Nutritional composition of pearl millet ............................................................... 18
1.6.2 Nutritional composition of maize ......................................................................... 21
1.6.3 Nutritional composition of Cassava ..................................................................... 23
1.7 Extrusion ................................................................................................................... 25
1.7.1 Factors affecting the extrusion process ............................................................... 27
1.8 OBJECTIVES OF STUDY ............................................................................................. 28
CHAPTER 2 ........................................................................................................................... 30
2. PROXIMATE AND BIOCHEMICAL COMPOSITION OF THE CAPE HORSE
MACKEREL (TRACHURUS CAPENSIS), PEARL MILLET FLOUR, MAIZE AND
CASSAVA ............................................................................................................................... 31
2.1 Introduction .................................................................................................................. 31
2.2 Materials and Methods ................................................................................................ 31
2.2.1 Materials ................................................................................................................. 31
2.2.2 Methods ...................................................................................................................... 32
2.2.2.1 Moisture content ................................................................................................. 33
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2.2.2.2 Ash content .......................................................................................................... 33
2.2.2.3 Crude fat content ................................................................................................ 34
2.2.2.4 Fatty acid analysis .............................................................................................. 35
2.2.2.5 Protein determination ........................................................................................ 36
2.2.2.6 Determination of amino acids ............................................................................ 37
2.2.2.7 Derivatisation of amino acids with phenylisothiocyanate PITC .................... 37
2.2.2.8 Protein extraction .............................................................................................. 38
2.2.2.9 Bradford Protein assay ...................................................................................... 39
2.2.2.10 Phast gel electrophoresis .................................................................................. 39
2.4 Statistical analyses ........................................................................................................ 40
2.5 Results and discussion .............................................................................................. 41
2.6 Conclusion ..................................................................................................................... 50
CHAPTER 3 ........................................................................................................................... 51
3. RHEOLOGICAL, THERMODYNAMIC (DSC) AND STRUCTURAL (FT- RAMAN
SPECTROSCOPY) STUDIES OF FISH MINCE, PEARL MILLET, MAIZE FLOUR
AND CASSAVA STARCH RAW MATERIALS .............................................................. 52
3.1 Introduction .................................................................................................................. 52
3.2 Materials and Methods ................................................................................................ 53
3.2.1 Small-deformation oscillatory measurements ..................................................... 53
3.2.2 Temperature sweeps .............................................................................................. 54
3.2.3 Differential scanning calorimetry (DSC) Measurements................................... 54
3.2.4 FT-Raman spectroscopy ....................................................................................... 55
xviii
3.3 Results and discussion .................................................................................................. 55
3.3.1 Rheological studies ................................................................................................ 55
3.3.2 DSC Studies ............................................................................................................ 61
3.3.3 FT-Raman spectroscopy ....................................................................................... 64
3.4 Conclusion ..................................................................................................................... 68
CHAPTER 4 ........................................................................................................................... 69
4. PRODUCT DEVELOPMENT AND PRODUCT MIXTURES .................................... 70
4.1 Introduction .................................................................................................................. 70
4.2 Materials and Methods ................................................................................................ 72
4.2.1 Determination of amino acids ............................................................................... 72
4.2.2 Small-deformation oscillatory measurements ..................................................... 72
4.2.3 Temperature sweeps .............................................................................................. 72
4.2.4 Differential scanning calorimetry (DSC) measurements ................................... 72
4.2.5 FT-Raman spectroscopy ....................................................................................... 72
4.3 Statistical analyses ........................................................................................................ 73
4.4 Results and discussion .................................................................................................. 73
4.4.1.1 Amino acid analysis of mixture of flours and fish ........................................... 73
4.4.1.2 Differential scanning calorimetry ..................................................................... 75
4.4.1.3 Small deformation rheology .............................................................................. 76
4.4.1.4 Raman Spectroscopy .......................................................................................... 80
4.4.2 Cereal (maize and cassava) composite flours with varying proportions of horse
mackerel mince and pearl millet flour (Composite flour 1, 2, and 3)............................ 83
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4.4.2.1 Differential Scanning Colorimetry of Composite flour 1,2 and 3 .................. 83
4.4.2.2 Small deformation rheology .............................................................................. 86
4.5 Conclusion ..................................................................................................................... 90
CHAPTER 5 ........................................................................................................................... 91
5. NUTRITIONAL AND BIOCHEMICAL PROPERTIES OF EXTRUDED CAPE
HORSE MACKEREL (TRACHURUS CAPENSIS), PEARL MILLET FLOUR, MAIZE
AND CASSAVA PRODUCTS .............................................................................................. 92
5.1 Introduction .................................................................................................................. 92
5.2 Materials and Methods ................................................................................................ 94
5.2.1 Materials .................................................................................................................... 94
5.2.2 Methods ...................................................................................................................... 94
5.2.2.1 Laboratory-scale single-screw extruder ........................................................... 94
5.2.2.2 Moisture content ................................................................................................. 97
5.2.2.3 Protein determination ............................................................................................ 97
5.2.2.4 Fat content ........................................................................................................... 97
5.2.2.5 Ash content .......................................................................................................... 97
5.3 Biochemical characterization ...................................................................................... 98
5.3.1 Fatty acid analysis ................................................................................................. 98
5.3.2 Amino acid analyses .............................................................................................. 98
5.3.2.1 Determination of amino acids ............................................................................ 98
5.3.2.2 Derivatisation of amino acids with phenylisothiocyanate (PITC).................. 98
5.3.3 Die swell .................................................................................................................. 98
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5.3.4 Expansion Ratio ........................................................................................................ 98
5.3.5 Texture analyses .................................................................................................... 99
5.4 Statistical analyses ........................................................................................................ 99
5.5 Results and discussion .................................................................................................. 99
5.6 Conclusion ................................................................................................................... 118
CHAPTER 6 ......................................................................................................................... 120
6. INFLUENCE OF RAW MATERIAL ON THE QUALITY OF THE EXTRUDED
HORSE MACKEREL SNACK AND A QUALITY COST MODEL ............................. 121
6.1 Introduction .................................................................................................................... 121
6.2 Materials and Methods .............................................................................................. 122
6.2.1 Materials ............................................................................................................... 122
6.2.2 Methods .................................................................................................................... 122
6.2.2.1 Fish sample preparation .................................................................................. 122
6.2.2.2 Yield ................................................................................................................... 123
6.2.2.3 Sensory Evaluation of raw material with Quality Index Method ................ 123
6.2.2.4 Development of the horse mackerel fish-based snack ................................... 124
6.2.2.5 Sensory evaluation of the final fish-based snack developed product ........... 124
6.2.2.6 Model and assumptions .................................................................................... 125
6.2.2.7 Statistical analyses ............................................................................................ 127
6.3 Results and discussion ................................................................................................ 128
6.3.1 Influence of raw material quality ....................................................................... 128
6.3.1.1 Extruded product quality ................................................................................ 128
xxi
6.3.2 Filleting yield and productivity .......................................................................... 129
6.3.3 Quality, market and production parameters .................................................... 130
6.3.4 Quality costs estimation ...................................................................................... 131
6.3.5 Quality cost for extruded fish product .............................................................. 131
6.4 Conclusions ................................................................................................................. 133
CHAPTER 7 ......................................................................................................................... 134
7. GENERAL DISCUSSION .............................................................................................. 135
7.1 Proximate and biochemical composition of Cape horse mackerel (Trachurus
capensis), pearl millet (Pennisetum glaucum L. Br, Maize (Zea mays) and Cassava
(Manihot esculenta) .............................................................................................................. 136
7.2 Rheological, DSC, FT-Raman spectroscopy of horse mackerel fish mince, pearl
millet, maize, cassava flours, product development and mixtures .............................. 138
7.3 Product Development and Mixtures ......................................................................... 139
7.4 Extrusion ..................................................................................................................... 141
7.5 Influence of raw material on the quality of fish products ...................................... 143
7.6 CONCLUSIONS ............................................................................................................ 144
7.7 Further work .............................................................................................................. 147
8. REFERENCES ................................................................................................................. 150
9. APPENDICES .................................................................................................................. 171
1
CHAPTER 1
1. GENERAL INTRODUCTION
1.1 Food supplies
In the next four decades, the demand for food will increase due to an increase in population
and the need to meet their consumptions needs (Godfray et al, 2010). In order to address
these needs, global food production should increase by 70 to 100% to meet the demand for
food by 2050 (Tomlinson, 2013). Land, water, energy and fishery resources are increasingly
being competed for (Godfray et al, 2010). The challenges on the food system can be
addressed by reducing waste and producing more food efficiently (Godfray and Garnett,
2014). The sub-Saharan region currently has a population of 900 million and it is envisaged
that the population in Sub-Sahara will double by 2050 (Josephson, et al., 2014). Food security
is greatest at risk in the Sub-Saharan African region which relies substantially in the
importation of food (van Ittersum et al., 2016). In Namibia, fifty percent of the food that is
consumed domestically is imported (Bruntrup and Herrmann, 2012). Therefore, there is a
need to produce more food within the country or utilise local food resources currently
available including marine and aqua cultured fish.
1.2 The Namibian fishing industry
The Benguela ecosystem includes the entire Namibian coast, west coast of South Africa and
southern Angola (Boyer and Hampton, 2001). The coastal upwelling in the Benguela current
results in the production of plankton which makes these waters rich in pelagic e.g. horse
2
mackerel and demersal fish. The Cape horse mackerel (Trachurus capensis) is a popular fish
species caught in the northern part of the Benguela waters, which is characterized by cool
surface waters and high biological productivity (Sakko, 1998). In Namibia, midwater
trawling is the preferred method for harvesting pelagic fish species, particularly adult size
horse mackerel. Purse seiners, on the other hand, are used to catch juveniles which are mostly
processed into fish feed and oil (Boyer and Hampton, 2001). The average total annual catch
of Horse mackerel over the past four decades was approximately 300 000 tons (Bauleth-
D’Almeida, Krakstad and Kanandjembo, 2001).
According to the Food and Agriculture Organization (FAO), horse mackerel has
approximately 50% edible flesh (FAO, 1989) i.e. a yield of 50%. The edible portion has a
protein composition of 19.7% and a fat content of 3.9%. The inedible portion comprising the
bones have been reported to have a protein content of 538 g/kg and 509 g/kg lipid content
(Toppe et al., 2007).
In Namibia, the unemployment rate is at 34% and high rates of poverty have led to an
estimated 42.3% of the population to be undernourished (WFP, 2017). Thus, horse mackerel
as a good source of protein could partly address this nutritional problem.
1.2.1 Biological characteristics of Cape Horse Mackerel
Cape horse mackerel has an elongate body (Akawa and Nashima, 2014) covered with small
scales. It has a large pointed head, a big mouth with numerous small teeth (Figure 1.1) (FAO,
2013).
3
Figure 1.1. Cape horse mackerel (Trachurus capensis) (Castelnau, 1861) (FAO, 2013)
The lower part of the upper jaw extends to the bottom regions of the eye, while the bottom
jaw protrudes slightly with a well-developed eyelid. Two small nostrils are situated closely
together; the top nostril is ovate in shape and bottom nostril moon shaped. Cape horse
mackerel can grow up to 60 cm in length, but the common length of horse mackerel is 30 cm.
The colour of the top side of the body and upper section of the head is grey-black with an off
blue green colour. The remaining bottom side of the body and head are a pale, white to shiny
colour. Like most Trachurus species, horse mackerel typically feeds on zooplankton and
small fish (Yankova, Raykov and Frateva, 2008).
1.3 Protein structure and properties
1.3.1 Primary, secondary, tertiary and quaternary structure
Proteins consist of polypeptide polymer chains comprising repeating units of amino acids
varying in characteristics (Yüksektepe et al, 2008). Amino acids consist of a carbon atom
(Cα) and an amino group (NH2) (Prošková, 2014). Attached to the carbon atom of the amino
4
acid, is an arrangement of a hydrogen atom (H), a carboxyl group (COOH) and a side chain
(R) that gives the amino acid its characteristic physical-chemical properties. The amino acid
proline has a side chain that is bonded to a nitrogen making it a cyclic imino acid. (Creighton,
1993) The protein characteristics also depend on the sequence of amino acids in the
polypeptide chain. The carboxyl group of one amino acid is linked to the amino group of
another amino acid to form a peptide bond, with the removal of water. There are about 20
amino acids that are commonly present in proteins, making them very complex polymers.
The simplest amino acid is glycine with an H for the side chain. The aliphatic amino acids
comprise Ala, Val, Leu and Ile. Serine and threonine are aliphatic but also polar hydroxyl
groups. Acidic residues consist of aspartic and glutamic acids which also exist as amide
forms asparagine and glutamine. The basic residues are positively charged lysine and
arginine. The imidazole group of histidine is very reactive. The aromatic residues
phenylalanine, tyrosine and tryptophan show ultraviolet and fluorescence absorbance
properties and are important for protein interactions. Methionine and cysteine contain sulphur
groups and are involved in disulphide-sulphydryl interchange processes that affect gelation.
A typical protein molecule consists of 200 to 300 amino acids; however, these can increase
up to 30 000 amino acids on a single chain. In certain proteins, the arrangement of a single
polypeptide chain in its three-dimensional structure determines the final protein created
(Emerson and Amala, 2017).
Proteins comprise four structural levels including primary, secondary, tertiary and quaternary
structures (Han et al., 2018). The linear sequence of amino acids linked by covalent peptide
bonds is known as the primary structure. The linear nature has the possibility of adopting a
three-dimensional regular conformation. The secondary structure refers to the arrangement of
5
a polypeptide into α-helices, β-strands and random coil. The righthanded α-helix is the most
common structure. The carbonyl oxygen of each amino acid hydrogen bonds to the backbone
NH of every fourth residue. The side chains protrude outwards (Creighton, 1993). The
second secondary structure comprises the β-strands which are stable as the β-sheet, a ribbon–
like structure that allows intra- and inter-molecular interactions. The tertiary structure relates
to a folding of the polypeptide chain into a small globular structure like that of serum albumin
and ovalbumin, that is generally water-soluble. Tertiary structures can also be fibrous, for
example the coiled coil structures and triple helix structure of collagen and gelatin. The triple
helices can be arranged next to each other to form microfibrils of collagen. Finally, the
quaternary structure refers to the association of two or more polypeptide chains, for example,
the four globin polypeptide chains surrounding the heme in haemoglobin or myoglobin
(Howell, 1992).
1.3.2 Physical–chemical properties of proteins
Low heating temperatures (36-40°C) for a short time can cause substantial conformational
changes in proteins (Tornberg, 2005). In contrast, high temperatures and longer times are
reported to result in lowered interaction between different proteins. The exposure of the
amino acid reactive groups results from conformational changes leading to protein
denaturation. Protein denaturation is due to the exposure of hydrophobic, sulphydryl and
other reactive groups which can participate in protein interactions (Howell, 2000). A
reversible gel with non-covalent bonds is formed. Thereafter, at temperatures above 80°C. a
covalently bonded non-reversible gel is formed with most food proteins, except gelatin which
is thermoreversible. Intramolecular forces influence these protein structural conformations,
particularly the forces affecting the strength and length of the chemical bond between two
atoms such as a C-C bond (Howell, 1992). The pH sensitivity of protein molecules relate to
its isoelectric point (pI) and the pH of the medium.
6
1.3.3 Covalent and non-covalent bonding
In the primary structure of proteins covalent bonds including the peptide bonds exist. During
protein denaturation the peptide bonds remain intact (Howell, 1992).Thus, only secondary
and tertiary structures are affected. The peptide bonds in protein primary structures are only
broken down through hydrolysis in strong acid or alkali environments or by proteolytic
enzymes (Kristinsson and Rasco, 2000). In the tertiary structure covalent disulphide bonds
which are heat sensitive are present. Therefore, protein denaturation occurs through thermal
application for example during heat gelation or with shear as in foaming.
1.3.4 Functional properties of proteins
Proteins influence the functional properties of food quality and stability (Han et al., 2018).
The nutritional and sensorial quality of manufactured and stored food are due to various
protein-protein interactions (Howell, 2000). The functional properties of proteins are
influenced by the molecular forces involved in protein interactions (Howell, 1992; Howell,
2000). During the processing and storage of food these protein interactions cause biochemical
changes in food (Onwulata and Qi, 2006).
1.3.4.1 Gelation
During heating, changes in the behaviour of proteins relates to aggregation and
intermolecular interaction (Howell, 1992). Fish protein aggregation can result from long term
frozen storage (Howell, 2000). Changes in the protein structure and protein interactions of
smooth and skeletal muscles proteins alter the protein side chains enhancing gelation
properties. Skeletal muscles have better gelling properties than smooth muscle myosin due to
differences in ionizable and hydrophobic residues (Howell, 2000). In smooth muscle myosin,
7
glutamic acid disrupts the water structure near the hydrophobic groups resulting in weak
gelation (Badii and Howell, 2006).
Rheology provides quantitative measurements regarding protein behaviour. Protein size and
shape affects viscosity. Protein-protein interactions are observed through the measurement of
resistance to flow or viscosity prior to gel formation. Heating of globular proteins at high
temperatures causes conformational changes which can be measured through changes in
viscosity and through differential scanning calorimetry (Tornberg, 2005).
Protein gels comprise three-dimensional networks with water bound tightly to polar groups of
polypeptide chains or less to network interstitial spaces (Howell, 1992). Protein gelation
reactions depend on protein concentration and the careful application of heating temperature
over a specific time. At low temperatures, globular proteins are partially unfolded and at high
temperatures or at the isoelectric point or pI, aggregates are formed. Gel strength relates to
the cohesiveness of protein interactions. Moreover, gel strength depends on synergistic
interactions between proteins and other proteins or polysaccharides that influence viscosity
and gelation (Howell, 2000). Hydrophobic interactions and the functionality of proteins affect
the heat gelation of proteins and gel strength of heated gels on cooling. Protein interactions
depend on the species, type of protein, heating time and temperature and affect the partial
unfolding of the protein molecules to end in a ‘molten state’ (Howell, 2000). Differences in
the N-terminal and C-terminal of amino acids and conformational changes in the primary
structure may also affect gelation (Howell,1992). Gelation is dependent on protein
compatibility with other components during heating (Baeza et al. 2002).
8
1.3.4.2 Foaming and emulsification
The application of chromatographic characterization of protein, differential scanning
calorimetry and conformational changes is applicable to the foaming and emulsification
properties of food as it involves dilute protein solutions. These methods are not applicable to
gelation involving large concentration of proteins and rheometers or texture analysers are
used for characterisation. Chemical modifications of proteins that block the exposed reactive
groups allows for the determination of the chemical bonds involved e.g. the reduction of
disulphide bonds by cysteine hydrochloride (Howell, 1992). The shortcoming is the inability
to relate disulphide groups of individual proteins that affect gelation, particularly in mixtures.
1.3.4.3 Raman Spectroscopy
Raman spectroscopy has been applied to study protein and hydrophobic interactions (Howell,
2000). In gels, pastes and solids, Raman spectroscopy was used to determine the presence of
electrostatic interactions. At 450-1900 cm-1 regions both electrostatic and hydrophobic
interactions were observed. These relate to changes in hydrophobic groups, amino acids,
peptides and proteins. Spectral bands CH (1336 cm-1), CH2 (1456 cm-1) and C-H stretching
bands in the 2800-3100cm-1 relate to bending vibrations in hydrophobic interactions. A
decrease in intensity of spectral bands of Trp residues (759 and 1336 cm-1) occur in a non-
polar environment (Howell, 2000). During heating at 90°C, individual proteins can form gels
as indicated by changes in the aromatic and aliphatic CH groups, typical of changes in
hydrophobic interactions, as well as disulphide bonds. The main protein band near 2940cm-1
relates to aromatic, aliphatic and charged amino acids. Bands near 3065 cm-1 are assigned to
aromatic residues whereas aliphatic amino acids are assigned to bands near 2880 and 2900
cm-1.
9
Disadvantages of Raman spectroscopy relates to the interpretation of the C-H stretching
region as the spectrum is very broad. Vibrations of the methylene (CH2) and methyl (CH3)
groups of saturated alkyl groups should correlate with vibrational frequencies and -CH
groups of unsaturated aromatic groups. The hydrophobic interactions of aliphatic and
aromatic residues of proteins relates to the C-H stretching region. The various CH, CH2 and
CH3 groups on the side chains, ionization state and the microenvironment highlights the
complexity of the Raman spectra of amino acids.
1.4 Composition and properties of fish protein
1.4.1 Myofibrillar proteins
Fish are important sources of protein (Steiner-Asiedu, Lied, Lie, Nilsen and Julshamn, 1993).
The structural proteins in fish such as actin and myosin (Figure 1.2) are responsible for
muscle movement (Yildiz, 2009), whereas the myofibrillar proteins with a regulatory
function include tropomyosin, troponin, and actinin (Venugopal and Shahidi, 1996).
10
Figure 1.2. Structure of myosin and actin and the actomyosin complex (Guo and
Greaser, 2017)
Myosin is the major constituent of myofibrils and is soluble in 0.45 M KCl or NaCl solution
(Martone, Busconi, Folco, Traco and Sanchez, 1986). These proteins affect the ability of fish
muscle to form gels at low temperature temperatures (Chan, Gill and Paulson, 1992). The
myosin molecule in horse mackerel consists of two heavy chains (200 kDa) and two light
chains (16 to 20 kDa) (Silva, Mendes, Nunes and Empis, 2006). The myosin head is involved
with ATPase activity (Figure 1.3), which is regulated by calcium and magnesium ions
11
(Venugopal, 2008). G-actin comprises fine elastic ‘S-filaments’ with the function of holding
the actin filaments intact (Eskin, Aliani and Shahidi, 2013).
Figure 1.3. Muscle contraction and relaxation (Guo and Greaser, 2017)
Myosin and actin exist as an actomyosin complex in post-mortem muscles (Li, Xu and Zhou,
2012). Actomyosin (AM) is the primary component of salt-soluble protein in muscles of
animal origin and performs a key function in the texture and manufacturing properties of
meat and the products derived from it (Liu, Zhao, Xiong, Qi and Xie, 2007) which ultimately
contributes to its rheological nature.
12
The primary function of myosin and actomyosin, in fish products is gelation (Gill, Chan,
Phonchareon and Paulson, 1992). Myosin is the main portion (60 to 80%) and has a major
role in the characteristics of gel (Figure 1.4) particularly its heavy chain portion (Ramírez,
Martín-Polo, and Bandman, 2000).
Figure 1.4. Collagen conversion to gelatin (Rolf Kohl, Ludwig Maximilian University of
Munich)
The solubilisation of myofibrils to F-actin and myosin (Figure 1.5), and subsequent
polymerisation to actomyosin results in the formation of gels and increased water holding
capacity (Sun and Holley, 2010). A hydrogel system is created when the myofibrillar protein
gel surrounds water molecules and forms a continuous protein–water cross-linked matrix
(Hwang and Damodaran, 1997).
13
Figure 1.5. Actomyosin muscle structure and actomyosin (Xiong, 2018)
In invertebrates, paramyosin is a major protein found in striated and smooth muscles (Sen,
2005) and is involved in catch contraction of bivalves. Under controlled conditions proteins
can be subjected to an intentional denaturation process in order to exploit their characteristics
and technological functionalities (Yildiz, 2009). In surimi production, the gel-forming ability
of the myofibrillar proteins is exploited. A very strong gel is formed when fish mince is
washed with sodium chloride, which solubilises the salt-soluble myofibrillar proteins
followed by controlled heating and cooling treatments (Tan et al., 2019).
14
1.4.2 Sarcoplasmic Proteins
In fish, myogens and enzymes are part of a large group of proteins, which are soluble in
water or low ionic strength solution that are known as sarcoplasmic proteins (Hemung and
Chin, 2013). Sarcoplasmic proteins constitute between 25 to 30% of fish muscle (Viera et al.,
2018). The majority are found in the cell cytosol and are present in the sarcoplasm (Gaonkar
and McPherson, 2005). Low molecular weight compounds known as albumins are mainly
found in the sarcoplasmic proteins (Shahidi, 1994). These comprise approximately 30% of
the total proteins found in fish muscle (Fauconneau, Grayt and Houlihant, 1995). Generally,
demersal fish have a lower sarcoplasmic protein content than pelagic fish (Sikorski, 2012).
The breakdown of nitrogenous compounds in fish is mainly due to several catalytic enzymes
present in the sarcoplasmic fraction (Shahidi and Botta, 2012).
1.4.3 Myoglobin and Haemoglobin
In fish, myoglobin and haemoglobin are present in high amounts and give muscles its
characteristic red colour due to iron (Pérez-Alvarez and Fernández-López, 2007). These
proteins have a key role in forming complexes such as a heme complex, with approximately
40% available iron (Schönfeldt and Hall, 2011). The proteins comprise one heme per
polypeptide chain (globin), which includes 140 to 160 amino acid residues (Simpson, 2012).
Myoglobin contains one type of polypeptide chain (de Souza and Bonilla-Rodriguez, 2007),
whereas haemoglobins comprise four chains of two different types of polypeptides.
Myoglobin saturated with oxygen is red in colour, oxymyoglobin. During deoxygenation the
colour is reduced to purple-colour (Simpson, 2012).
15
1.4.4 Nonprotein Nitrogenous Constituents
Fish muscle normally has a non-protein nitrogen content higher than that of land animals.
Contents ranging from 10% to 40% have been reported and it includes amino acids
particularly glycine, taurine, alanine and lysine, as well as small peptides, trimethylamine
oxide (TMAO), trimethylamine and nucleotides (Fraser and Sumar, 1998).
1.4.5 Connective Tissue Proteins
In the connective tissue of fish muscles, collagen is a protein found in high amounts,
consisting mostly of type I collagen (Moreno, Jacq, Montero,Gómez-Guillén, Borderías and
Mørkøre, 2016). Collagen comprises approximately 30% of protein (Muyonga, Cole and
Duodu, 2004). Variations in the amino acid composition, especially the imino acids content
(proline, hydroxyproline) is common. Industrial collagen is mostly derived from pig and
bovine skin and bones (Nagaia, Arakib and Suzukia, 2002). The unique properties of fish
collagen allows it to be considered as an alternative to bovine and porcine collagens in the
future (Liu, Li and Guo, 2007). During cooking, collagen is denatured and converted into
gelatin (Nishimoto, Sakamoto, Mizuta and Yoshinaka, 2005). The basic structure of a
collagen molecule (Figure 1.6) are right handed rod-shaped helices comprised of three
parallel α-chains entangled together (Haug, Draget and Smidsrød, 2004).
16
Figure 1.6. The basic structure of collagen (adapted from Badea et al., 2011)
In gelatin, hydrogen bonds stabilize links which are formed between elastic peptide chains.
Fish collagens contain higher levels of essential amino acids than mammalian collagen, with
the exception of hydroxyproline and to a lesser extent proline (Karim and Bhat, 2009). Fish
collagen is less cross-linked and more soluble than the bovine or porcine collagen (Gómez-
Guillén et al., 2011). Cold water fish gelatin has lower melting and gelling points than
porcine and bovine gelatins and therefore result in a weaker gel (Ninan et al.,2014)
17
1.5 Lipids
Lipids occur mostly in membranous areas of fatty fish, while in lean fish, lipids accumulate
in the liver, muscles tissue, and developed gonads (Venugopal, 2008). The total lipid content
is a critical aspect in biological and nutrition studies (Ramalhosa, Paíga, Morais, Alves,
Delerue-Matos and Oliveira, 2012). Consumer awareness of the numerous health benefits of
the inclusion of fish in the human diet in relation to the intake of its high protein and
unsaturated fatty acid contents, has increased (Kaur et al., 2014). Differences in crude lipid
contents of fish muscle may be due to seasonal variation and location (Osako, Kuwahara,
Saito, Hossain and Nozaki, 2003).
Fatty fish species have a high nutritional benefit because they contain substantial amounts of
long chain omega-3 polyunsaturated fatty acids (PUFAs) such as eicosapentaenoic acid
(EPA, C20:5 n-3) and docosahexaenoic acid (DHA, C22:6 n-3) (Farvin, Grejsen and
Jacobsen, 2012). It is believed that the intake of these polyunsaturated fatty acids is beneficial
for health (Eymard, Baron and Jacobsen, 2009). For example, omega-3 PUFA has been
reported to have protective effects against heart disease (Chang and Decklebaum, 2013) and
some types of cancers (Park et al.,2013) and assists in the brain development of children’s
brains (Lauritzen et al., 2016). Many body processes such as inflammation and blood clotting
are regulated by prostaglandins which are made from PUFA. The integrity of membranes of
all living cells are maintained by PUFA. These fats are also required in diets in order to
absorb fat-soluble vitamins A, D, E and K from food (Jabeen and Chaudhry, 2011). In horse
mackerel, it was reported that the n-3 PUFA represented 88–89% of total PUFA (Orban, Di
Lena, Nevigato, Masci, Casinii and Caproni, 2011). The amounts of lipids in horse mackerel
may vary from 2% to 4.5%, depending upon species and individual variation (Aubourg,
Rodriguez and Gallardo, 2005).
18
1.6 Cereals
Cereal grains are generally deficient in lysine, methionine and cysteine (Shewry and Halford,
2002), whereas fish protein is a rich source of protein containing a balanced level of amino
acids (Nehete, Bhambar, Narkhede and Gawali, 2013). Combining fish with cereals is
typically aimed improving the nutritional value of products made from cereal-protein
mixtures.
1.6.1 Nutritional composition of pearl millet
1.6.1.1 Carbohydrates
Starch is the major component of pearl millet and is present in starch granules (Figure 1.7)
within the endosperm of the grain (Annor, Marcone, Bertoft and Seetharaman, 2014). The
largest fraction is rich in starch which is mainly found in the endosperm. It accounts for 75%
to more than 80% of the kernel weight (Hama, Icard-Vernière, Guyot, Picq, Diawara and
Mouquet-Rivier, 2011). The gelatinization temperature of pearl millet starch has been
reported to range between 62.8 to 70.6°C (Annor et al., 2014).
Figure.1.7 Starch granule structure of pearl millet (adapted from Annor et al., 2017)
19
The physico-chemical properties of pearl millet starch are similar to maize. Pearl millet has
gelatinisation temperature that ranges between 60.9 and 78.0°C (Hoover et al., 1996). Maize
has gelatinisation temperatures are between 60 and 62.5°C (Vazquez and Gómez-Aldapa,
2001). In maize, the gelatinisation temperatures can be lower depending on the level of starch
damage or higher (65 to 70°C) if maize starch is modified by nixtamalization. Wheat has
higher gelatinisation temperatures compared to pearl millet that range between 66 and 80°C
(Zeng et al., 2014).
Pasting temperature of starch suspensions ranged from 88.1 to 90.2°C (Bhupender, Rajneesh,
and Baljeet, 2013). The enthalpy of gelatinization of starch granules ranged from 11.8 to 13.2
J/g, and the enthalpy of melting of the retrograded starches was 2.2 to 5.9 J/g. Pearl millet
grain has amylose content of 15.7 to 19.5% (Bhupender et al., 2013). Levels as high as 28.6
to 33.9% starch amylose content have been reported (Annor et al., 2014). Amylose content
can vary greatly in pearl millet starch.
1.6.1.2 Proteins
Most pearl millet cultivars have 13.6 to 15.2% crude protein content (Ali, El Tinay and
Abdalla, 2003; Osman, 2011) as shown in Table 1.1. In pearl millet, approximately 75% of
the total protein is composed of prolamins and glutelins (Chandna and Matta, 1990).
Albumins contain high levels of lysine and tryptophan whereas globulins are deficient in
these amino acids. Sulphur containing polypeptides were of Mr 47-45 000 which on
reduction yielded polypeptides of Mr 26-25 000.
20
1.6.1.3 Fat
Pearl millet grain has been reported to have a fat content of approximately 5.8% (Osman,
2011). Maize, however, has a lower fat content. Unsaturated fatty acids in pearl millet include
palmitoleic acid (16:1), oleic acid (18:1), linoleic acid (18:2) and linolenic acid (18:3) that
comprise approximately 75% of the total lipid content (Rooney, 1978). The saturated fatty
acids which include palmitic acid (16:0) and stearic acid (18:0) account for approximately
25% of the total fats. The degree of unsaturation of fatty acids contributes to the development
of objectionable odours and flavours after the grinding of pearl millet.
Pearl millet has a higher oil content compared to other cereals because of its relatively large
germ size in relation to the endosperm. Decortication has been found to reduce the fat content
from 5.2 to 4%.
Table 1.1 Proximate and chemical composition (g /100 g) of pearl millet, maize and
cassava
Cereals
Pearl Millet Maize Cassava
Total
Carbohydrates
67.51 62.1-69.94 80.1–86.37
Protein 13.6-15.22,3 8-115 1.2-1.87
Fat 5.83 1.8-4.36 0.1-0.38
Ash
Crude Fibre
2.210
2.810
0.81-1.359
0.79-2.789
1.3–2.87
1.5–3.57
1. Nambiar et al.2011 2. Ali et al., 2003 3. Osman, 2011 4.Demeke.,2018 5. Prasana et al., 2001 6. Nascimento et al.,2014 Ignjatovic-Micic
et al., 2014 7. Charles et al., 2005 8. Montagnac et al., 2009 9. Qamar et al,2016 10. Sawaya et al.,1984
21
The quality of pearl millet flour is improved through the removal of the pearl millet germ
which is rich in unsaturated fatty acids. Consequently, lipid oxidation is prevented, and shelf
life of the flour is extended (Slavin, Jacobs and Marquart, 2001).
1.6.2 Nutritional composition of maize
1.6.2.1 Carbohydrates
The starch content of maize ranges between 72 to 73 percent of the kernel weight. Simple
sugars comprise 1 to 3% of the kernel. Maize starch is composed of 21% amylose and 79%
amylopectin (Wilson, Whitt, Ibáñez, Rocheford, Goodman and Buckler, 2004). Amylose
comprises linear chains of α (1→4) linked glucose molecules, whereas amylopectin consists
of a highly branched molecule of α (1→4) linkages with α (1→6) branch points.
Amylopectin promotes the storage of starch in the endosperm of maize kernels. It has a semi
crystalline nature. The functional properties of starch are greatly affected by the amylose-to-
amylopectin ratio (Jane, Chen, Lee, McPherson, Wong, Radosavljevic and Kasemsuwan,
1999). The texture and acceptability of foodstuffs are influenced by the cereal
starch/hydrocolloid mixtures (Alloncle and Doublier, 1991). Gelatinization refers to the
thermal disarrangement of crystalline structures in native starch granules (Tester and
Morrison, 1990). In most food systems the temperature at which pasting behaviour and
rheological properties of the partially or fully swollen starch granules are affected, is more
important than the starch gelatinisation temperature itself. A uniform gel is obtained if the
swollen starch granules are dispersed mechanically as affected by the properties of the starch-
water system.
22
1.6.2.2 Proteins
Zein accounts for approximately 50 to 70% of the total protein found in the endosperm of
maize and is predominantly comprised of the amino acids glutamine, leucine and proline
(Prasanna, Vasal, Kassahun and Singh, 2001). The protein in maize is found mostly in the
endosperm. Maize protein content ranges between 8 to 11 percent of kernel weight. In maize,
globulins located in the germ are high in histidine, arginine, and phenylalanine (Landry and
Moureaux, 1980). Notable variation in histidine, aspartic acid (or asparagine), and proline
have been reported. Proteins in the maize germ have substantial amounts of arginine and
glycine but are deficient glutamic acid (or glutamine). The endosperm contains insoluble
proteins which are rich in histidine and proline but poor in lysine. The Prolamin and G1- and
G2-glutelins extracted from germ and those isolated from the endosperm similarly have a
high proportion of hydrophobic amino acids whereas prolamins are deficient in lysine.
Significant amounts of methionine for G1-glutelins and of histidine for G2-glutelins have
been reported (Tang et al., 2013).
1.6.2.3 Fat
Approximately 90% of the total oil is located in the germ of a mature corn kernel (Jellum,
1971). Maize grain has a fat content that ranges between 1.8% (Nascimento, Mota, Coelho,
Gueifão, Santos, Matos, Gimenez, Lobo, Samman and Castanheira, 2014) and 4.3%
(Ignjatovic-Micic, Vancetovic, Trbovic, Dumanovic, Kostadinovic and Bozinovic, 2014).
Typical unsaturated fatty acids found in maize include 24.1%, oleic acid (18:1), 61.9%
linoleic acid (18:2) and 0.8% linolenic acid (18:3) of the total fatty acids (Weber, 1978). The
saturated fatty acids include 11.1% palmitic acid (16:0) and 2.0% stearic acid (18:0).
23
Research has shown an increase in the fatty acid content in genetically modified corn
varieties (Rayan and Abbott, 2015).
1.6.3 Nutritional composition of Cassava
1.6.3.1 Carbohydrates
The major component of cassava grain, as in all cereals, is starch. The starch content may
vary from about 80 to 86% (Charoenkul, Uttapap, Pathipanawat and Takeda, 2011)
comprising both amylose and amylopectin (Charles, Sriroth and Huang, 2005). Total amylose
content has been reported to be 22.4% (Gunaratne and Hoover, 2002). The carbohydrate
content in cassava varies among the genotypes. About 17% sucrose has been found in some
sweet varieties containing low amounts of fructose and dextrose (Charles, Sriroth and Huang,
2005). Starch granule shape has been described as round to variable and 5.0 to 40 µm in size
(Gunaratne and Hoover, 2002). Cassava starches have lower pasting temperatures than other
cereal starches (Waterschoot, Gomand, Fierens and Delcour, 2015). Pasting properties and
gel rigidity are affected by variations in both starch and non-starch components (Charoenkul
et al., 2011). Cassava flour forms pastes at temperatures within a range of 70-74°C.
1.6.3.2 Proteins
Cassava has a relatively low protein content compared with other sources of energy such as
maize and wheat (Ceballosa, Sáncheza, Cháveza, Iglesiasa, Debouck, Mafla, Tohme, 2006).
Cassava flours have been reported to contain crude protein that range between 1.2–1.8%
(Charles, Sriroth and Huang, 2005). Cassava flour amino acid profile (Table 1.2) is similar to
that of other root tubers particularly, essential amino acids like lysine and threonine.
24
Table 1.2 Amino acid content of processed cassava (adapted from Ngudi et al., 2002)1,
pearl millet and maize (adapted from Ejeta et al, 1987)2
Amino
Acids
Cassava (mg/g)1 Dwb Pearl millet (mg/g)2 Maize (mg/ g)2
Asp 0.005 ±0.003 0.088 ±0.001 0.075 ±0.012
Glu 0.013 ±0.000 0.215 ±0.009 0.208 ±0.024
Ser 0.002 ±0.000 0.055 ±0.007 0.047 ±0.003
Gly 0.007 ±0.000 0.035 ±0.004 0.044 ±0.005
His ND 0.024 ±0.000 0.032 ±0.001
Arg
Ala
ND
0.046 ±0.029
0.041 ±0.002
0.087±0.003
0.044 ±0.010
0.076 ±0.012
Thr 0.370 ±0.119 0.043 ±0.001 0.039 ±0.001
Pro 0.039 ±0.002 0.065 ±0.004 0.101 ±0.011
Tyr 0.0147 ±0.002 0.025 ±0.001 0.043 ±0.006
Val 0.025 ±0.000 0.060 ±0.000 0.055 ±0.002
Met ND 0.026 ±0.004 0.022 ±0.002
Cys ND 0.011 ±0.002 0.021 ±0.003
I leu 0.012 ±0.00 0.044 ±0.001 0.038 ±0.001
Leu 0.023 ±0.001 0.112 ±0.004 0.134 ±0.025
Phe 0.015 ±0.000 0.054 ±0.002 0.052 ±0.004
Trp 0.027 ±0.000 ND 0.008 ±0.003
Asp ND
0.088 ±0.001 0.076 ±0.012
Glu 0.006 ±0.000
0.214 ±0.009 0.208 ±0.024
Lys 0.010 ±0.000
0.030 ±0.003
0.029 ±0.006
25
1.6.3.3 Fat
The lipid content of cassava has been reported to range from 0.1% to 0.3% on a wet weight
basis (Montagnac, Davis, and Tanumihardjo, 2009). Typical unsaturated fatty acids found in
cassava include 37.1%, oleic acid (18:1), 14.6% linoleic acid (18:2) and 11.0% linolenic acid
(18:3) of the total fatty acids (Hudson and Ogunsua, 1974). The saturated fatty acids reported
in cassava include 35.1% palmitic acid (16:0) and 2.0% stearic acid (18:0).
1.7 Extrusion
In the food industry extrusion is an important manufacturing process due to its efficiency
(Anton, Fulcher and Arntfield, 2009). Extrusion technology has replaced many outdated
manufacturing processes used in food and feed industry (Lazou and Krokida, 2010).
Extrusion is an intensive operation, which simultaneously combines high temperature,
pressure, and shear force in order to manufacture products with desirable texture properties
(i.e. crispiness, crunchiness) (Meng,Threinen,Hansen, and Driedger, 2010). In extrusion
cooking, food is subjected to unit operations like mixing, cooking, kneading, shearing,
shaping and forming (Stojceska, Ainsworth, Plunkett, Ibanoǧlu, 2009). The basic components
and a schematic diagram of a single screw extruder is illustrated in Figure 1.8. A food
extruder is a device that facilitates the shaping and restructuring of food ingredients (Riaz,
2013). The versatility of extrusion allows for its application in many food processes. The
advantage of using extruders is that it allows for the cooking, forming, mixing, texturizing,
and shaping of food products while ensuring quality retention, high production rates and
reduced costs. The classification of extruders is based on the method of operation (cold or
extruder cookers) and method of construction (single or twin-screw extruders), which operate
on similar principles of operation (Barroca, 2016).
26
Flours fed are subjected to high shear, pressure, and temperature inside the extruder
transform into viscoelastic mass (Patil, Berrios, Tang and Swanson, 2007). Factors such as
feed moisture content and extruder operating parameters affect the degree of transformation.
These material and process parameters govern macromolecular changes that affect the
rheological properties of the dough in the extruder and the extrudate properties
(Meng,Threinen,Hansen, and Driedger, 2010).
Extrusion uses intensive mechanical shear in order to transform raw material into a viscous,
plastic-like dough (Lazou and Krokida, 2010) which is cooked prior to being forced through
the perforation of the die (Figure 1.8).
Figure 1.8. Single screw extruder operation (adapted from Deng et al., 2014)
During extrusion melting of polymers occur resulting in a nucleation of bubbles (Figure 1.9).
The light density of the polymer to “holes” formed by small air bubbles surrounded by the
extruded mass. Due to a moisture flash off process these bubbles grow in size as the melt
27
leaves the extruder die. The expansion is due moisture vaporization due to the high pressure
and the superheated steam. Upon cooling, the viscoelastic matrix becomes glassy causing
expansion and bubble growth to cease. The textural properties of the final extrudate are
influenced by the amount of expansion. Expansion related parameters affect the overall
quality of the extruded product. It is important to analyse the relationships between structure
and texture characteristics in food product development (Lazou and Krokida, 2010).
Figure 1.9 Diagram of extrudate expansion (adapted from Moraru and Kokini, 2003)
1.7.1 Factors affecting the extrusion process
Snack foods of various types have been made from most cereals using extrusion (Lazou and
Krokida, 2010). Second-generation snacks include snacks that are puffed snacks directly
through an extrusion process. Specific quality attributes of snacks would influence the
sensorial perception and acceptance of consumers. In food product development it is
paramount to analyse the relationships between structural and textural characteristics. The
initial composition of feed and extrusion parameters such as feed moisture, feed composition,
28
feed particle size, feed rate, barrel temperature, screw speed, screw configuration, and die
geometry, affect the structural and textural characteristics of extruded snacks (Lazou and
Krokida, 2010; Meng, Threinen, Hansen, and Driedger, 2010). In addition, the protein and
starch digestibility of extrudates are enhanced with extrusion (Arun Kumar, Samuel, Jha and
Sinha, 2015).
Cereals are ideal for manufacturing extruded snacks due to their excellent expansion
properties. However, many are low in nutritional value especially protein and essential amino
acids. Hence, there is an increasing consumer demand for more nutritious snack. Therefore it
was decided to combine cereals with fish to produce nutritionally balanced extruded
products.
1.8 OBJECTIVES OF STUDY
The objectives of the study are:
1. To characterize the nutritional and physico-chemical and rheological properties of
horse mackerel and local cereals such as pearl millet, maize and cassava flours found
in Namibia
2. To identify formulation blends of horse mackerel and pearl millet, maize and cassava
flours in model systems to provide a basis for developing a horse mackerel extruded
snack of high nutritional and eating quality value.
3. To optimize the extrusion process in order to develop an extruded fried snack made of
horse mackerel and cereals with similar functional properties as commercial shrimp
crackers.
4. To determine the functional properties and eating quality of the horse mackerel fish
mince with pearl millet, maize and cassava starch and compare them with commercial
shrimp crackers.
29
5. To determine the influence of raw material quality on the quality of an extruded horse
mackerel snack and total cost.
30
CHAPTER 2
31
CHAPTER 2
2. PROXIMATE AND BIOCHEMICAL COMPOSITION OF THE CAPE HORSE
MACKEREL (TRACHURUS CAPENSIS), PEARL MILLET FLOUR, MAIZE AND
CASSAVA
2.1 Introduction
Cape horse mackerel (Trachurus capensis) is one of the most widely caught pelagic species
in Namibia (Coetzee, Misund and Oechslin, 2001). It belongs to the family Carangidae
(Jardas, Šantić and Pallaoro, 2004). Fish like horse mackerel are an important component of
the dietary protein in Southern Africa (Hara, 2001). The protein content of horse mackerel is
similar to that of round herring (Kűçükgülmez, Celik, Ersoy, and Yanar, 2010) and sardines
(García-Arias, Álvarez Pontes, Garcíá-Linares, García-Fernández, and Sánchez-Muniz,
2003). The variations in chemical composition of horse mackerel may be attributed to
differences in age, genotypes (Cimmaruta, Bondanelli, Ruggi and Nascetti, 2008), nutrition
and seasonal changes as described by (Celik, 2008).
The aim of the investigation was to determine the proximate analyses, and amino acid and
fatty acid profiles of horse mackerel and local cereals found in Namibia.
2.2 Materials and Methods
2.2.1 Materials
Whole Horse mackerel fish and fillets were used in the study. The size of the fish used were
between 100–160 cm and had an average body weight of ±121 g. Whole fish was deboned,
32
cleaned and the fillet separated. Whole horse mackerel fish were purchased from Seawork
Fish Processors (Windhoek, Namibia).Horse mackerel fish fillets (Trachurus capensis) were
provided by Namsov (Pty) Ltd, Walvis Bay, Namibia via air delivery as frozen fish in dry
ice. Fish mince was prepared by blending the fillet with a food processor. Fish mince was
freeze dried and stored at 4°C to be used for analytical tests.
Pearl millet flour (Pennisetum glaucum (L.) R. Br.) (Meme Mahangu brand manufactured by
Namib Mills), maize (Zea mays) flour (Top Score brand, manufactured by Namib Mills,
cassava flour (Manihot esculentus) (Numushe Trading), salt (Cerebos brand) and sugar
(Marathon Sugar brand) of food grade standard were bought from local supermarkets in
Windhoek, Namibia. Flour and extruded samples were kept at 4°C. The fish were sealed in
polyethylene bags and stored at -78°C until analysed.
All reagents were analytical grade and were purchased from Sigma-Aldrich Company Ltd,
Poole, Dorset, United Kingdom.
2.2.2 Methods
The proximate analysis of the samples (fish mince and cereal flour) was carried out according
to the procedures of the Association of Official Analytical Chemists (AOAC, 2016)
33
2.2.2.1 Moisture content
Moisture content of fish was determined by oven drying fish at 100°C for 12 hours (AOAC
Method 950.46B. An empty moisture dish and metal spatula were dried at 100°C for 60
minutes, placed in a desiccator to cool and weighed. Using a metal spatula, horse mackerel
mince (5 g) was weighed into the moisture dish and placed in the oven at 100°C for 12 hours
until a constant weight was obtained. The moisture content of cereals was determined using
the AOAC Method 925.10, oven drying method (AOAC, 2016). Cereal samples were heated
and dried at ±130°C for three hours until a constant weight was obtained. The fish and cereal
samples were transferred into desiccators to cool and weighed. The amount of loss in weight
relates to moisture content and was calculated as:
% Moisture = (W1-W2) x 100
W1 1
where, W1 is the weight (g) before drying the sample and W2 the weight of the sample after
drying.
2.2.2.2 Ash content
Ash in fish mince and cereal flour was determined by incineration in a muffle furnace at
550°C for 24 h, AOAC Method 923.03. Empty silica dishes were placed in the muffle
furnace at 550°C for 24 hours, allowed to cool in the furnace before removing and placed in a
desiccator to cool and weighed. Using a glass rod, horse mackerel mince (7.5 g) and cereal
flour (5 g) was weighed into the pencil labelled silica dishes (in duplicate) and placed on a
hot plate, in a fume cupboard, and charred. The silica dishes with charred samples were
placed in a muffle furnace at 550°C for 24 hours until a white ash was formed.
34
2.2.2.3 Crude fat content
The Soxhlet method, AOAC Method 2003.05 , was used to determine the crude lipid content
in fish mince and cereal flour. The principle of the method is based on the extraction of fat
through the continuous washing and percolation of oil and fat from sample material using an
organic solvent such as petroleum ether and collection of oil in special metal extraction cups.
The solvent was then collected and distilled off and the remaining extract in the metal
extraction cup was dried to evaporate all remaining organic solvent and the remaining lipid
was weighed.
Clean and empty metal extractions cups were placed in the oven at 105°C for 3 hours, placed
in a desiccator to cool and weighed. Horse mackerel mince (5 g) oven dried at 100°C for 12
hours and cereals (5 g) were weighed into graphite pencil labelled thimbles. The labelled
thimbles (Foss, Birchwood, United Kingdom)were attached to a metal ring to hold the
thimbles in the instrument and placed into the instrument to correspond with the numbered
extraction metal cups. Boiling chips were placed in the metal extraction cups and 50 ml of
petroleum ether (60 -80°C) was added and placed into the SoxTec (Foss, Birchwood, United
Kingdom). The thimbles were lowered into the petroleum ether and boiled for 60 minutes at
90°C and rinsed for an additional 20 minutes. After rinsing, the solvent is collected in the
condenser and the extraction cup is placed in an oven to evaporate any remaining solvent.
The thimbles and extraction cups were weighed and the weight of the lipid was calculated by
the difference.
35
2.2.2.4 Fatty acid analysis
Derivation of fatty acid methyl esters (transesterification) in fish and cereal flours.
Transesterification was performed according the method of Saeed and Howell (1999).
Sodium methylate (2 ml) (Sigma–Aldrich Company Ltd, Poole, Dorset, UK) diluted with
methyl tert-butyl ether (MTBE) (Sigma–Aldrich Company Ltd, Poole, Dorset, UK) in 4:6
v/v ratio was added to the oil extract (100 mg) transferred in a 10 ml glass fitted with a screw
cap and mixed by vortexing for 1 minute. Aluminium foil was used to wrap the tube mixture
and allowed to stand for one hour in the dark at room temperature. After one hour, 2 ml of
distilled water and 5 ml chloroform was added and vortex mixed for one minute and
centrifuged at 3000 x g for five minutes to enable phase separation. The upper layer was
removed with a Pasteur pipette and discarded. In order to neutralize the alkali 2 ml of 1 %
citric acid solution was added to the bottom layer. The sample was shaken for 1 minute,
centrifuged for 5 minutes at 3000 x g and the aqueous phase discarded using a Pasteur
pipette. The chloroform extract was evaporated under a stream of nitrogen in a warm water
bath set at 37 °C until a volume of 200 µl was obtained.
FAMEs (1 µl) was injected with a split mode ratio of 100:1 into the Varian gas
chromatograph (Series 3600, Walton-on-Thames, United Kingdom) equipped with an
autosampler and a hydrogen flame ionisation detector. Hydrogen (gas flow 1 ml/min) was
used as carrier gas. The separation was carried out on a SP-2560 silica capillary column (100
m X 0.25 mm ID, 0.20 µm film thickness (Supelco, Bellefonte, PA). The fatty acid methyl
ester (Supelco 37 component FAME Mix) (Sigma–Aldrich Company Ltd, Poole, Dorset, UK)
was used as a standard. The injection port temperature was 250 ºC and the detector
temperature was 260 ºC. Oven temperature was initially 140 ºC held for 5 min and the final
temperature 240 ºC at 4 ºC/min. Fatty acids were identified by comparing sample retention
times with standard retention times. Methyl esters were identified by comparison of the
36
retention times of authentic standards (Supelco 37 component FAME Mix). The fatty acids
were quantified by integration of peak areas and the composition of fatty acids was expressed
as area percentage of total fatty acids. Trans fatty acids were calculated from Standard (Trans
oleic acid C18:1n9t).
2.2.2.5 Protein determination
Crude protein content was determined using the AOAC Method 928.08, by the Kjeldahl
method (with a nitrogen conversion factor of 6.25 for fish and 5.7 for cereal). The sample is
heated with sulphuric acid and a selenium catalyst (5 g K2SO4; 0.15 g CuSO4, 5H2O; 0.15 g
TiO2) resulting in the digestion of all organic material of the sample. Alkaline (sodium
hydroxide) was added to the peptide solution converting nitrogen into ammonia. The
ammonia was distilled into inert boric acid and titrated with dilute acid as described below.
Fish mince and cereal samples (2 g) were placed into a digestion tube containing
concentrated sulphuric acid (20 ml) and two tablets of the catalyst for each sample. The
solution was mixed well and left to stand for 5 minutes. The Kjeldahl tube was placed in a
pre-heated digestion block (450°C) and an extraction tube was attached to remove the acid
vapours. Digestion was for 3 hours after which the tubes were allowed to cool down. Prior to
distillation, distilled water (70 ml) and 20 ml of 40% (w/v) NaOH was added and distilled for
3 minutes. The ammonia formed was collected in a receiver flask containing a few drops of
0.4% methyl red indicator and 30 ml of 4% boric acid, which was dispensed by the
instrument. The solution in the receiver flask was titrated against 0.1 M hydrochloric acid
until colourless. The amount of nitrogen was calculated from the following equation:
37
%N = 100 x (ml of titrant of sample) x 0.0014
Sample weight (g)
The amount of nitrogen was calculated on the basis that 1 ml of 0.1 M HCl = 0.0014 g N.
Crude protein was calculated by the amount of Nitrogen x factor specific for various
products. The factors 6.25, 5.68, 5.87, 5.83, was used for fish, maize, cassava and millets
respectively i.e. total crude protein (%) = Factor x Nitrogen.
2.2.2.6 Determination of amino acids
Total amino acid content of fish and flour was determined according to the method as
described by Bidlingmeyer, Cohen and Tarvin, (1984) and Badii and Howell (2001). This
method involves the hydrolysis of 2.0 g fish mince sample with 6N HCL (15 ml) and 3.0 g
flour samples with 6N HCL (10 ml) at 110°C for 24 h under nitrogen to release free amino
acids. Amino acid standards (Sigma–Aldrich Company Ltd, Poole, Dorset, UK) (20 μl) and
the free amino acids were derivatised with phenylisothiocyanate (PITC) according to the
Waters Pico-Tag method (Badii and Howell, 2001).
2.2.2.7 Derivatisation of amino acids with phenylisothiocyanate PITC
Following the Badii and Howell (2001) method, hydrolysed samples (20 μl) and amino acid
standards were vacuum dried in glass tubes for 20 mins. Then, 20 μl of drying solution (200
μl 1M sodium acetate, 200 μl methanol, and 100 μl triethylamine (TEA) (2:2:1) was added
and vortex mixed and dried under vacuum for 10 mins. Derivitisation solution was prepared
by mixing 20 μl PITC (kept at -20 °C, under nitrogen to prevent degradation), 140 μl
methanol (HPLC grade), 20 μl TEA, and 20 μl Milli-Q water. Derivitisation solution (20 μl)
is added to the residue vortex mixed and left to stand at room temperature for 20 min. The
38
reagent was evaporated under vacuum for 20 mins. The derivatised samples were dissolved in
100 μl of sample buffer (1 L of 1.9% sodium acetate trihydrate + 0.5 ml TEA with pH
adjusted to 6.4 and filtered). To 940 ml of this buffer, 60 ml acetonitrile was added to make
solution B. The hydrolysed fish, flour and amino acids standards were analysed, in triplicate,
by HPLC. High-performance liquid chromatography (HPLC) was used using the Waters
workstation (Waters: Alliance, Waters, UK, Hertfordshire, UK) with an integrated detector
(Dual ʎ absorbance-Waters 2487) and separation module (Waters 2695).
2.2.2.8 Protein extraction
Phosphate buffer of pH 7.5 (50 mM) was prepared by dissolving 1.248 g of sodium di-
hydrogen orthophosphate (Sigma–Aldrich Company Ltd, Poole, Dorset, UK) and sodium
hydrogen orthophosphate 5.96 g in 1 litre of MilliQ water. A second buffer of 0.8 M NaCl
was prepared like phosphate buffer 7.5 with the addition of 46.75 g of NaCl. Both buffers
were adjusted to pH 7.5 using 0.1 N NaOH or 0.1 N HCl. Ten grams of minced fish was
vortex mixed for 1 minute with 30 ml phosphate buffer (7.5). This mixture was centrifuged at
4000 x g for 10 minutes and the supernatant was collected as water soluble proteins and
stored at 4°C. The pellet, to which 30 ml of phosphate buffer containing 0.8 M sodium
chloride was homogenised using an Omnimixer (CAMLAB) homogeniser at 6000 rpm for
three minutes and rinsed off with 20 ml of the 0.8 M NaCl buffer and kept at 4°C for two
hours. Ice was used to surround the extraction cup of the homogeniser in order to prevent the
denaturation of proteins. The homogenate was centrifuged at 4000 rpm for 20 minutes and
the supernatant was collected as salt soluble proteins. The water and soluble proteins were
analysed by Phast gel electrophoresis and protein extractability content using the method
described by (Badii and Howell, 2001).
39
2.2.2.9 Bradford Protein assay
This assay makes use of a ready to use Bradford Reagent (Sigma–Aldrich Company Ltd,
Poole, Dorset, UK). In an acidic medium Coomassie Brilliant Blue G-250 binds to proteins
causing a shift in absorbance within the wavelengths between 465 to 595 nm. The Bradford
Protein Assay method is used to determine the protein content of water soluble and salt
soluble protein extracts. A solution containing 0.1 ml of protein was vortex mixed with
Coomassie protein assay reagent (3 ml) and the absorbance was read at 595 nm within 1 hour
of adding the reagent. A standard curve was prepared from a Bovine Serum Albumin (BSA)
stock solution to give dilutions containing the equivalent of 1.0, 0.75, 0.5,0.25 and 0.125
mg/ml (Bradford, 1976). The mean absorbance (nm) readings of the BSA standard solutions
were plotted on a standard curve. The protein content of an unknown fish sample was
extrapolated from the standard curve and calculated using the following formula:
Concentration(mg/ml) Volume of supernatant (ml)
Protein Concentration = mass of the sample (g)
2.2.2.10 Phast gel electrophoresis
The Badii and Howell (2001) method was used. A staining solution (2% Stock solution) was
prepared by dissolving one tablet of Phast gel blue R in 80 ml of MilliQ water and stirring for
10 minutes. Methanol (120 ml) was added and mixed for three minutes and filtered prior to
use. A destaining solution containing 30% methanol (Sigma–Aldrich Company Ltd, Poole,
Dorset, UK) (150 ml), 10% acetic acid 60% MilliQ water was constituted. A mixture of 10%
glycerol in 10% acetic acid was used as a Preserving solution for 12.5% gel, according to the
method of Hames and Rickwood (1983).
40
Protein samples (100 µl) were mixed with 100 µl of sample buffer (950 µl stock solution and
50 µl mercaptoethanol) in Eppendorf tubes and placed in a boiling water bath for 5 mins and
cooled to 20°C and centrifuged at 10000 rpm for 2 minutes. Samples were stored at 4°C until
analysis.
During the assay, the gel holder was cleaned with MilliQ water and soft tissue paper. At the
end side of the gel holder, 70 µl of MilliQ water was added in a line. The gel envelope was
opened, and the gel was placed carefully on top of the water so as to ensure that no bubbles
occured. The gel’s casing was kept. The buffer holder was left on top of the gel (on either
side) and the cover brought down.
Using a pen, Nescofilm was positioned on the surface of a sample holder. The sample and
standard (2 µl) were added to each hole. The comb was brought down from one side to the
end in order to take the samples. The pre-programmed settings of the instrument were
allowed to proceed. Forceps were used to remove the gel and place the gel face up in the first
row of the staining chamber. Tubes 1,2 and 3 were placed in the order of staining solution
(100 ml), destaining (300) and glycerol solution (100 ml).
2.4 Statistical analyses
All statistical analyses were performed with SPSS version 23 (IBM Corp. Released 2015.
IBM SPSS Statistics for Windows, Armonk, IBM Corp). Mean values of all data were
expressed with standard deviation. Comparisons were made using one-way analysis of
variance (ANOVA).
41
2.5 Results and discussion
The proximate analysis of horse mackerel indicated a high moisture content of approximately
72.0 (g/100 g) (Table 2.1). This is typically associated with fish as moisture content in fish is
influenced by seasonal variation (Bandarra, Batista, Nunes and Empis, 2001). The edible
portion of fish is composed mostly of water; its function is to create the conditions for
biochemical reactions to occur in cells such as the reactivity of proteins. The final moisture
content in the edible portion of fish is influenced by the level of fish freshness, type of
storage methods and the freezing process. The final moisture content of finfish is affected by
drip loss which is the loss of moisture and soluble nutrients. Additionally, there is an inverse
relationship between moisture content and lipid content in pelagic fish such as horse
mackerel.
Table 2.1. Proximate and chemical composition (g /100 g) of whole horse mackerel
(Trachurus capensis)
Parameter Evaluated Fish Species
% Whole Horse Mackerel
Moisture (wet weight basis) 72.0 ±2.1
Ash 3.3 ±0.7
Fat 4.3 ±0.7
Protein (Nx6.25) 16.4 ±2.9
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
42
The average value of the ash content for horse mackerel was 3.3 g/100g (Table. 2.1). The ash
content was higher than the 1.3% for horse mackerel reported by (Celik, 2008). The variation
observed could have been due to the fact that the whole fish was analysed instead of only the
edible portion. The high mineral content of the head and bones in finfish contributed to the
high ash value observed.
The fat content of the horse mackerel was within the range of 1.4 to 7.5% reported for horse
mackerel (Bandarra, Batista, Nunes and Empis, 2001). The lipid content was about 4.3 g/100
g; this value may vary seasonally. Pelagic fish such as horse mackerel and sardines generally
have a high fat content and are classified as oily or fatty fish. These types of fish contain high
amounts of polyunsaturated fatty acids, which are reported to be beneficial in lowering the
risk of coronary heart disease.
The protein content of horse mackerel (16%) was lower than the 19% crude protein content
reported by Silva, Mendes, Nunes and Empis, (2006) and 21% reported by Badii and Howell
(2006). The difference may be due to the fact that the whole fish which was analysed instead
of only the edible flesh. Nevertheless, horse mackerel is a good source of protein and may be
used to improve the nutritional value of extruded snacks.
Pelagic fish are active and comprise high amounts of proteins and sarcoplasmic proteins
which contain ATPase enzymes (Saaed, 1998). The composition of sarcoplasmic protein
(water soluble proteins) and myofibrillar protein (salt soluble proteins) are shown in Table
2.2. The composition of sarcoplasmic protein (water soluble protein) in horse mackerel was
6.5 mg/ml (Table 2.2) and myofibrillar protein (salt soluble protein) was found to be 7.8
mg/ml. The sarcoplasmic proteins comprise a large group of proteins which include myogens
and enzymes which are soluble in water or solutions with low ionic strength (Hemung and
Chin, 2013). Fish sarcoplasmic proteins constitutes about 25 to 30% of the total proteins. The
43
myofibrillar proteins comprise 40 to 60% of the total proteins found in fish (Sun and Holley,
2010).
Table 2.2. Concentration of myofibrillar and sarcoplasmic proteins in horse mackerel
Type of Protein in
Horse Mackerel sample
Protein concentration (mg/ml in fish
sample) wet basis
Water Soluble Protein (WSP) 6.5 ±0.7
Salt Soluble Protein (SSP) 7.8 ±0.8
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
44
Standard (2 and 5), Horse mackerel – Salt Soluble Protein (SSP) (3 and 6) Horse mackerel –
Water Soluble Protein (WSP) (4 and 7)
Figure 2.1. Phast gel electrophoresis separation pattern of sarcoplasmic and
myofibrillar protein in horse mackerel
Phast gel-electrophoresis (Figure 2.1) shows the composition of sarcoplasmic proteins,
myofibrillar proteins and reference standards. Lanes 4 and 7 represent sarcoplasmic proteins
with molecular weights of 52 kDa, 20 kDa and 16 kDa. Lane 6 express bands of myofibrillar
proteins with a molecular weight ranging between 17 kDa, actin 45 kDa and myosin 95 kDa
in horse mackerel.
The amino acid composition of horse mackerel is shown in Table 2.3. Horse mackerel had a
high glutamic acid (9.3%) and lysine content (8.9%). The lysine content obtained was similar
to the 9.7% but lower than the 14.2% glutamic acid reported by Erkan et al. (2010).
45
Table 2.3. Amino acid composition of whole horse mackerel
Amino
Acids
Horse Mackerel (mg/g)
Asp 4.5 ±0.02
Glu 9.3 ±0.03
h.pro 0.6 ±0.00
Ser 3.3 ±0.02
Gly 7.7 ±0.03
His 0.8 ±0.27
Arg
Ala
1.0 ±0.00
6.3 ±0.02
Thr 5.8 ±0.02
Pro 5.0 ±0.04
Tyr 1.7 ±0.01
Val 3.7 ±0.02
Met 1.9 ±0.01
Cys 0.1 ±0.01
I leu 2.5 ±0.02
Leu 6.5 ±0.05
Phe 1.1 ±0.07
Trp 0.3 ±0.02
Lys 8.9 ±0.03
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
46
Glutamic acid is important in cell metabolism (Newsholme et al., 2003). Lysine is an
essential amino acid required in the diet. The fatty acid composition of horse mackerel is
shown in Table 2.4. The values in the table are given as weight percent of product.
Table 2.4. Fatty acid profile of horse mackerel mince
Fatty acid Peak (%) of total
Myristoleic acid C14:0 7.0 ±0.3
Palmitic acid C16:0 28.0 ±1.3
Palmitoleic acid C16:1 7.7 ±0.4
Stearic acid C18:0 12.4 ±0.6
Oleic acid C18:1 31.3 ±1.4
Linoleic acid C18:2 1.8 ±0.1
Linolenic acid C18:3 0.5 ±0.1
Eicosaenoic acid C20:1 4.1 ±0.2
Behemic acid C22:0 0.2 ±0.1
Erucic acid C22:1 5.2 ±0.3
EPA C20:5 1.8 ±0.1
DHA C22:6 0.0 ±0.1
Saturated fatty acids 48.6 ±0.1
Mono-unsaturated
fatty acids
46.9 ±0.1
Poly-unsaturated
fatty acids
4.4 ±0.1
1. Values are reported on a wet basis
2. Values are means of two determinations ± standard deviation
47
A similar fatty acid profile in Horse mackerel was reported by other researchers (Eymard,
Baron and Jacobsen, 2009).The results show that DHA was absent in the horse mackerel
samples analysed. This is contrary to the 14.84% DHA reported by Saeed and Howell (1999)
in extracted lipids from Atlantic horse mackerel. Horse mackerel contains a high percentage
of palmitic acid (C16:0) and oleic acid (C18:0). The monounsaturated fraction was found to
be mainly oleic acid. Medium fat pelagic fish such as horse mackerel varies significantly in
lipid percentage depending on season, feed intake, spawning and water temperature.
Subsequently this affects the fatty acid profile of the fish. Lipids, however, may store
mercury and polychlorinated biphenyls (PCBs) which are toxic. It is recommended that
vulnerable populations like pregnant women and children limit consumption of fatty fish to
less than twice a week.
The proximate analysis of pearl millet indicated a low moisture content of 12.4% (Table 2.5).
This is typically associated with pearl millet grain that needs to be dried prior to storage.
Drying of cereals is required to prevent the growth of micro-organisms and germination.
Table 2.5. Proximate and chemical composition of pearl millet, maize and cassava flour
Parameter Evaluated Cereal
% Pearl millet Maize Cassava
Moisture 12.4 ±0.5 11.9 ±0.6 7.6 ±0.9
Ash 1.4 ±0.4 1.4 ±0.5 2.6 ±0.4
Protein (Nx5.83) 13.4 ±2.4 5.1 ±2.2 1.6 ±1.1
Fat
Carbohydrates + Crude Fibre
4.6 ±0.6
68.1 ±1.6
1.4 ±0.2
80.1 ±1.8
0.7 ±0.5
87.5 ±1.2
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
48
Pearl millet was found to have similar ash contents as those observed in maize. Cassava had
the highest ash content among the cereals. The percentage of ash found in pearl millet, maize
and cassava primarily depends on variety, growing location and climate. Ash is the inorganic
mineral residue remaining after all organic matter has been combusted or acid-facilitated
oxidation. In cereals, most minerals are found in the pericarp, aleurone layer and germ. The
removal of these components during milling thus reduces the overall ash content.
Pearl millet had the highest fat content and cassava the lowest. Pearl millet has been reported
to develop a “mousy odour” due to its high crude fat content that undergoes oxidation and
rancidity. Cereals are typically low in fat but high in carbohydrates. The major components of
cereals are starch and protein, whereas the minor components include lipids, non-starch
carbohydrates, phytic acid, vitamins and minerals (Tacer-Caba et al., 2015). Pearl millet has a
sugar content of 2.56% and comprises 0.94%,1.13%, 0.39% and 0.11% sucrose,
glucose/fructose, raffinose and stachyose respectively (FAO, 1995).
Pearl millet had the highest protein content among the cereals. Prolamins and glutelins
comprise 75% of the total protein fraction in pearl millet. High levels of lysine and
tryptophan are present in albumins whereas in globulins these are deficient.
Pearl millet flour had the highest amino acid score among the cereals, while cassava flour had
the lowest (Table 2.6). This may be due to the fermentation step applied in the processing of
cassava flour to reduce some of the antinutrients found in cassava. Cereals are generally low
in lysine and methionine. It is therefore advantageous to add fish. Phenylalanine was the most
abundant amino acid found in the cereals and constituted about 4.7%, 2.7%, and 3.6% of the
crude protein content of pearl millet, maize and cassava flour, respectively. Pearl millet flour
had the lowest (0.1%) lysine score.
49
Table 2.6. Amino acid compositions of Namibian cereal flours
PM – Pearl Millet flour MZ- Maize flour CV - Cassava
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
Amino
Acids
mg/g
PM MZ CV
Asp 0.9 ±0.01 0.4 ±0.00 0.1 ±0.02
Glu 2.7 ±0.01 3.3 ±0.17 0.2 ±0.01
h.pro 0.08 ±0.00 0.02 ±0.02 0.04 ±0.00
Ser 1.2 ±0.01 1.3 ±0.03 0.1 ±0.00
Gly 1.8 ±0.01 1.4 ±0.04 0.3 ±0.00
Arg
Ala
0.19 ±0.01
2.4 ±0.02
0.31 ±0.05
2.2 ±0.04
0.23 ±0.00
0.3 ±0.01
Thr 1.9 ±0.01 1.3 ±0.13 0.2 ±0.01
Pro 2.4 ±0.01 3.7 ±0.06 0.3 ±0.00
Tyr 0.5 ±0.02 0.6 ±0.01 0.1 ±0.00
Val 1.2 ±0.01 1.0 ±0.02 0.1 ±0.05
Met 0.2 ±0.00 0.3 ±0.01 0.1 ±0.04
Cys 0.1 ±0.00 0.1 ±0.00 0.1 ±0.03
I leu 0.8 ±0.01 0.3±0.00 0.0 ±0.00
Leu 2.7 ±0.02 3.8 ±0.04 0.4 ±0.30
Phe 4.7 ±0.03 2.7 ±0.36 3.6 ±0.03
Trp 1.2 ±0.03 0.3±0.01 0.3 ±0.02
Lys 0.1 ±0.00 0.4 ±0.01 0.5 ±0.05
50
2.6 Conclusion
Characterisation of horse mackerel showed that it has high nutritional value and significance
in its raw form, as fish tend to have a high protein content, a good general amino acid profile
and abundance of polyunsaturated fatty acids. Horse mackerel contained a high percentage of
lipid and protein as shown in the data in this chapter. In particular, Horse mackerel is rich in
omega 3 and omega 6 fatty acids as shown in the fatty acid profile obtained in this study. The
lipid and amino acid profile of horse mackerel indicates that horse mackerel is nutritionally
valuable. The high percentage of protein may be used to solve the problems of protein
shortages around the world, particularly in developing countries. However, it should be noted
that the high percentage of PUFA lipid content makes the fish more susceptible to lipid
oxidation. The following chapters on the extrusion studies were undertaken with a view to
use fish in the extrusion of new food products.
51
CHAPTER 3
52
CHAPTER 3
3. RHEOLOGICAL, THERMODYNAMIC (DSC) AND STRUCTURAL (FT- RAMAN
SPECTROSCOPY) STUDIES OF FISH MINCE, PEARL MILLET, MAIZE FLOUR
AND CASSAVA STARCH RAW MATERIALS
Aim
The aim of this research was to investigate the physico-chemical, structural and rheological
properties of raw materials including horse mackerel and local Namibian cereals including
pearl millet, maize flour and cassava starch. The characterisation of the raw materials and
results obtained by Differential Scanning Calorimetry, FT Raman spectroscopy and small
deformation rheology of the individual raw materials in this chapter formed the basis for
selecting mixtures and formulations to make model products (Chapter 4). The studies from
chapters 3 and 4 led to the final product formulation selected for the extrusion studies and
novel extruded product (Chapter 5).
3.1 Introduction
The nutritional and functional properties of macronutrients are affected by heat processing
and shear during the extrusion process (Stojceska, Ainsworth, Plunkett and İbanoǧul, 2009).
Foods high in protein and starch are subjected to intense mechanical shear resulting in a
viscous dough that passes through the die to form the desired shape (Lazou and Krokida,
2010). Starch and proteins undergo gelatinisation and denaturation respectively in the barrel,
that affects textural properties of the extruded product (Willett, Millard and Jasberg, 1997).
Moreover, the content and type and quantity of protein in the feed may reduce product
53
expansion and lead to a more rigid, hard structure (Chaiyakul, Jangchud, Jangchud,
Wuttijumnong and Winger, 2009). The formation of low density products are reported to
result from substantial denaturation of protein and starch structural break down
(Pansawat,Jangchud, Jangchud, Wuttijumnonga, Saalia, Eitenmiller and Phillips, 2008).
The three-dimensional structure of proteins is altered by heat to expose functional peptide
groups like CO and NH and side chain polar and hydrophobic groups which participate in
hydrogen bonding, electrostatic and hydrophobic interactions (Howell et al., 1999; Guerrero,
Kerry and de la Cabla, 2014). The structure of raw materials may be characterised by FT
Raman spectroscopy, which is a very useful tool to examine changes due to processing.
Protein denaturation is also linked with the breakdown of intramolecular bonds e.g. resulting
in an endothermic process (Frydenberg, Hammershøj, Andersen, Greve, and Wiking, 2016).
Changes in the bonding pattern and the native/denatured state of the protein influence
enthalpy. For example, a reduction in enthalpy is observed in proteins that are in a
conformational state with fewer or weaker bonds as they require less energy to unfold. DSC
was used to monitor the thermodynamic and structural changes which influence the rheology
and texture properties.
This research examined the protein and functional quality of horse mackerel and local cereals
available in the Namibian market.
3.2 Materials and Methods
3.2.1 Small-deformation oscillatory measurements
Measurements of stored elastic energy (G’) and energy loss (G”) due to the viscous properties
of materials including fish mince, either individual flours and mixtures of flours (50 % (w/v)
in distilled water were determined with a modified method of Sarbon, Badii and Howell
54
(2015). The modification was related to the parallel plate geometry gap which was set at 2.0
mm, due to the solid nature of the sample, instead of 0.3 mm (Badii and Howell, 2006).
Samples at the selected concentration in distilled water were placed on the Peltier plate and
after lowering the geometry, the sample was encircled with silicone oil to prevent excess
drying.
3.2.2 Temperature sweeps
The gelation and melting temperature of the individual fish and flour samples were
determined using a dynamic temperature sweep rheological test. Temperatures were ramped
up at intervals between 20°C and 90°C and then cooled down to 20°C on a Rheometrics
Constant Stress 200 rheometer. A constant stress of 0.13 Pa was applied and compared with
the resultant strain. The instrument settings were at 0.1 Pa stress with a frequency of 1 rad/s
and scanning rate of 2°C/min. A holding temperature of 40°C for 10 min on the Peltier plate
allowed equilibrium to be reached. Heating and cooling cycles from 20°C to 90°C and back
to 20°C enables gelation occurring as signified by an increase G’ (elastic modulus). The gel
formation point (Gudmundsson, 2002) occurs at the G’/G” cross over signifying a transition
into a sol-gel. A drop in G’ and an increase in G represents melting which occurs during
reheating from 20°C to 90 °C.
3.2.3 Differential scanning calorimetry (DSC) Measurements
Thermal transition of fish and flour mixtures were determined using a DSC VII calorimeter
(Setaram, Lyon, France). Fish mince was used in its pure form, while flours were mixed with
distilled water to obtain a 50% (w/v) paste. Both fish and flour (600 mg) were placed into
hermetically sealed aluminium sample containers, using water as a reference. Temperatures
55
were raised from 10 °C to 90 °C incrementally at a rate of 0.5°C/min. Heat gained or lost was
expressed as a function of temperature indicating whether an endothermic or exothermic
reaction took place. The area calculated under the curve derived from the onset temperature
(To) and the peak gelatinization temperature (Tm) shown in the thermogram, indicates an
endothermic or exothermic reaction.
3.2.4 FT-Raman spectroscopy
Raman Spectroscopy was carried out following the methods described by (Howell et al.,
1999) and (Badii and Howell, 2003). Fish and flour samples were placed in clear glass vials
and scanned using a Perkin-Elmer System 2000 FT-Raman spectrophotometer. Sulphur,
which forms a peak at 217 cm-1,was used to calibrate the instrument. A beam with a laser
power of 1785 mW was used to analyse samples. The spectra obtained were an average of 64
scans which were baseline-adjusted and standardized according to the Raman shift intensity
of the phenylalanine band obtained at 1004 cm-1. The Grams 32 software (Galactic Industries
Corp., Salem, NH) was used to analyse the recorded spectra. Raman shifts and intensities
were compared with those found in literature (Howell et al.,1999 and Badii and Howell,
2003).
3.3 Results and discussion
3.3.1 Rheological studies
The results of the viscoelasticity measurements of horse mackerel mince are shown in
Figure 3.1 and detailed in Table 3.1
56
Figure 3.1. A dynamic temperature sweep (20-90-20°C) of horse mackerel mince (100%
w/w)
The gelation profile of the horse mackerel mince (100% w/w) and flours (50% w/w) as a
function of temperature followed different patterns. During heating from 20°C to 90°C, there
was a decrease initially in storage modulus (G’) with a rise in temperature up to 42°C
indicative of myosin unfolding, after which the storage modulus increased considerably and
lowered slightly towards the 90 °C (Figure 3.1). There were slight increases in the loss
modulus (G”) that were not as high as those of the storage modulus (G’). The increase in G’
of the horse mackerel mince during heating is an indication of gel formation. The G’
remained higher than the G’’ as the fish mince was already in a paste or gelled state.
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
103
104
105
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
100%Fresh Horse Mackerel 1
57
Subsequent cooling from 90 °C to 20 °C resulted in an increase in both the storage and loss
modulus (Table 3.1) that was due to gel setting and an increase in rigidity. This is reported to
be due to the formation hydrophobic interactions and from changes in the orientation and
rearrangement of the polypeptides leading to a stable network during cooling.
The gelation profiles of pearl millet flour, maize flour, cassava flour are shown in Figures
3.2, 3.3 and 3.4 respectively and in detail in Table 3.1.
Figure 3.2 A dynamic temperature sweep (20-90-20°C) of pearl millet flour (50% w/v in
distilled water)
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
104
105
106
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
100%Pearl Millet flour 3
58
Table 3.1. Storage modulus (G’ Pa) and loss modulus (G” Pa) values for Horse
mackerel mince, pearl millet, maize and cassava flours
1. Values are means of three determinations ± standard deviation
2. Values are means of two determinations ± standard deviation
3. Values are reported on a wet basis
4. ND Not determined
Mixture name 20°C before heating 90°C 20°C after heating
G’(Pa) G”(Pa) G’(Pa) G”(Pa) G’(Pa) G”(Pa)
Horse mackerel1
7517
±1878
2130
±401
14706
±1385
1890
±116
56212
±5299
13500
±1698
Pearl millet2
Maize2
Cassava2
55565
±7580
79091
±48676
279330
ND
16409
±3180
27504
±6873
176090
ND
190990
±53712
59469
±15871
124370
±13470
53228
±21363
10735
±1976
37628
±14027
87630
±22054
91911
±11638
1503800
(ND)
13599
±1736
16241
±3519
908330
(ND)
59
The cereals with high amounts of starch content showed an initial decrease in storage
modulus (G’) with a rise in temperature at 45 °C, after which the storage modulus increased
considerably at 66 °C and decreased substantially close to 90 °C (Figures 3.2, 3.3 and 3.4).
Figure 3.3. A dynamic temperature sweep (20-90-20 °C) of maize flour (50% w/v in
distilled water)
After 73°C, there was a marked drop in the G’ and G” values before 90 during heating (Table
3.1). There was no cross-over point as G’ was always higher than the G’’ due to the solid
nature of the flour paste. A dip was observed at a temperature range of 63 to 66 °C indicating
gelatinisation temperatures of cereals. At high temperatures starch granules gelatinised
further resulting is the formation of a matrix of amylose holding the amylopectin in a
network. An increase in the storage modulus is considered to be primarily due to the melting
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
103
104
105
106
Temp [°C]
G
' (
)
[P
a]
G
" (
)
[P
a]
100%Maize flour 2
60
of the crystalline regions of the starch granules and swelling of the starch during
gelatinisation resulting in the formation of a starch granular network.
It is hypothesized that gel formation may occur due to starch and protein interactions.
However, these gels may be unstable as observed by a decrease in storage modulus with
further increase in temperature. The increase in viscosity and gelation during the cooling
period was attributed to the retrogradation of starch, whereby changes in the arrangements of
amylose and amylopectin occur.
Figure 3.4. A dynamic temperature sweep (20-90-20°C) of cassava flour (50% w/v in
distilled water)
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
104
105
106
107
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
100%Cassava flour 1
61
3.3.2 DSC Studies
The thermograms generated for cereals used in the development of the horse mackerel snack
are shown in Figure 3.5.
Figure 3.5. Typical DSC profiles of cereals pearl millet, maize and cassava (50% w/v in
distilled water)
Table 3.2 shows the calculated enthalpy and transition temperatures for the various cereals.
The peaks observed for pearl millet flour include peak 1 (Tm 69.3 – 72.9 °C). Maize flour
transition: peak 1 was observed at (Tm 63.4 to 67.4 °C). This peak may be due to
gelatinisation. Cassava flour transition appeared at 58.7 to 64.7 °C.
-0.5000
-0.4000
-0.3000
-0.2000
-0.1000
0.0000
0.1000
0.2000
0.00 20.00 40.00 60.00 80.00 100.00
He
at F
low
/Mw
Temperature(°C)
Pearl millet flour
Maize flour
Cassava flour
62
Figure 3.6 Typical DSC profile of horse mackerel mince
The thermogram generated for horse mackerel mince is shown in Figure 3.6. The
thermograms were endothermic with each having three and two transitions respectively.
Table 3.2 shows the calculated enthalpy and transition temperatures for the fish mince and
individual cereals. The transitions observed in the thermograms with maximum transition
temperatures could be assigned to the denaturation of specific constituents of the protein
namely myosin – Peak 1 (Tm, 36.6 °C), water soluble sarcoplasmic proteins Peaks 2 and 3
(Tm 42.4 to 44.7 °C) and lastly actin- peak 4 (Tm 60.17) for the horse mackerel mince.
-0.15
-0.1
-0.05
0
0.05
0.1
0.15
0.00 10.00 20.00 30.00 40.00 50.00 60.00 70.00 80.00 90.00 100.00
He
at F
low
/m
W
Temperature (°C)
63
Table 3.2. Transition temperatures and enthalpy change (ΔH) for pearl millet, maize,
cassava and horse mackerel mince
Sample Peak
Tm °C
Onset Temp
°C
Enthalpy
change J/g
Type of
reaction
Pearl Millet 72.9 69.3 0.3512 Endothermic
Maize 67.4 63.4 0.4494 Endothermic
Cassava 64.7 58.7 3.1039 Endothermic
Horse mackerel
mince
36.6 33.2 0.2423 Endothermic
44.7 42.2 0.0097 Endothermic
63.3 56.8 0.2598 Endothermic
1. Values are reported on a wet basis
64
3.3.3 FT-Raman spectroscopy
The spectra (cm-1) are presented as mean ± standard deviation for relative peak intensity of
the spectral bands (Table 3.3).
Table 3.3 Relative peak intensity of Raman spectra for regions 3200-700 cm-1 for Horse
mackerel mince (freeze dried), pearl millet flour, maize flour and cassava flour
Relative Peak Intensity
Peak assignment
(wavenumber ±
2 cm-1)
Horse
Mackerel
mince
Pearl millet Maize flour Cassava
Trp (760) 0.5a ±0.1 0.5a ±0.0 0.4a ±0.4 0.7b ±0.2
Tyr (830, 0.4a ±0.0 0.4a ±0.1 0.5a ±0.1 0.5a ±0.1
855) 0.4a ±0.2 1.7b ±0.2 1.7b ±0.2 2.2c ±0.4
Helix C-C
stretch,CH3,
symmetric stretch
(937)
0.5a ±0.2 2.3 ±0.4b 2.3b ±0.1 3.0c ±0.3
β-sheet type
structure 990
0.3a ±0.1 0.4a ±0.1 0.4a ±0.0 0.9b ±0.2
Phe,ring band
(1004)
0.6a ±0.3 1.4bc ±0.2 1.3b ±0.1 1.9c ±0.4
Isopropyl 0.4a ±0.2 3.0b ±0.2 3.2b ±0.2 4.4c ±0.6
65
antisymmetric
stretch
CH stretch back
bone (1128)
CH3 anti
symmetric
(aliphatic) CH3
rock (aromatic)
(1160)
0.3a ±0.0 1.3b ±0.2 1.4b ±0.1
2.7c ±0.3
β-sheet type
(1239)
0.6a ±0.2 1.3b ±0.3 0.8a ±0.3 1.0ab ±0.3
Amide III random
coil (1245)
0.7a ±0.1 1.4b ±0.1 1.0ab ±0.3 1.3ab ±0.6
Amide III (1264) 0.8a ±0.1 2.3c ±0.4 1.4ab ±0.4 1.8bc ±0.7
Amide II (1320) 1.2a ±0.2 3.1b ±0.4 1.6a ±0.9 2.3ab ±0.9
H band doublet
from trp (1340)
1.1a ±0.3 4.8b ±0.5 3.1b ±1.3 4.7b ±1.4
(sh*,residue
vibration) asp, glu,
lys (1425)
0.7a ±0.2 2.6b ±0.6 1.0a ±0.9 1.4ab ±1.0
Aliphatic groups,
CH bend (1451)
2.3ab ±0.4 3.5b ±0.4 1.9a ±0.8 3.4b ±1.0
Trp (1554) 0.3ab ±0.1 0.9b ±0.7 0.1a ±0.1 0.4ab ±0.1
Amide I (1660) 1.6b ±0.2 1.4b ±0.7 0.3a ±0.2 0.4a ±0.1
CH stretch, 4.3b ±0.9 4.5b ±0.5 3.0a ±0.3 4.6b ±0.7
66
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
3. Anova Single Factor was carried out using Duncan’s test at p<0.05
4. Comparison done within rows. Figures with different letters are significantly different
(p<0.05)
The aromatic amino acid phenylalanine showed a strong band at 1007 cm-1 for cassava flour.
It was used in normalizing the spectrum as the intensity of this band is not influenced by the
microenvironment or external factors (Badii and Howell, 2006). Horse mackerel mince had
the lowest intensity values for most spectral bands. The low I855/I830 observed in horse
mackerel mince indicates strong hydrogen bonding (Howell and Li Chan,1996) and correlates
with the lower G’ and G” small deformation values (Table 3.1). Cassava flour had a high
I855/I830 ratio which relates to the tyrosine residue vibrations that have an important role in
hydrogen bond formation highlighting the exposure of its tyrosine residues. In addition,
cassava flour a high vibrational peak of 2.97 at 937-940 cm-1 which relates to a skeletal C-C
stretching and is proportional to the α-helix content.
Furthermore, cassava flour had a high peak intensity of 4.42 in the 1128 cm-1 region which
may be attributed to a higher indole ring vibration of the tryptophan residues in cassava flour.
Cassava flour had the highest peak intensity of 2.73 in the 1160 cm-1 region and this relates to
hydrophobic interactions by intensification of spectral bands assigned to the CH and CH2
bending vibrations and a decrease in the intensity of bands assigned to tryptophan residues in
aliphatic (2940)
Shoulder (2888) 2.1a ±0.3 3.4b ±0.5 2.1a ±0.2 4.5b ±1.1
Shoulder (2976)
(2969)
2.5b ±0.5
2.9ab ±0.5
2.6b ±0.3
2.9ab ±0.4
1.8a ±0.2
2.1a ±0.1
2.8b ±0.4
3.3c ±0.5
67
a nonpolar environment (Howell, Arteaga, Nakai, and Li-Chan, 1999). The high band
intensity of 3.45 observed in cassava flour in the 2969 cm-1 Raman band region relates to the
CH3 asymmetrical stretching at the 2956-2977 cm-1 band. In pearl millet flour, the high
vibrational peak of 2.57 in the 1425 cm-1 relates to the COO symmetric stretch of the ionized
carboxyl group vibration for aspartic and glutamic acid residues (shoulder) and side chain
vibrations of the imidazole ring of histidine (Sarbon, Badii and Howell, 2015). This
corresponds to the higher aspartic acid value of pearl millet flour amino acid profile
compared to maize and cassava flour.
The pearl millet flour had a high relative intensity value of 3.51 in the Amide II Raman band
region of 1320 cm-1 which relates to the interaction between hydrophobic and aliphatic
residues. Sarbon, Badii and Howell (2015) observed C–H deformation (bending and
stretching) of aliphatic amino acids residues in the 1400–1500 cm-1 spectral region. The level
of changes in C–H bending band intensity depend on polarity and micro-environment. These
results concur with the amino acid profile (Table 2.6) which showed higher levels of aromatic
and aliphatic amino acids in pearl millet compared with maize and cassava flour. The high
vibrational peak of 2.32 observed in pearl millet in the spectral and Amide III band region of
1264 cm-1 indicates a significant amount of β-sheet αstructures in pearl millet flour which
may explain their lower G’ and G’ values compared to cassava and maize flour. Moreover, it
was observed that pearl millet showed a high peak value of 0.88 at the Trp 1554 cm-1 Raman
band region. The bands at 760 and 1554 cm-1 that arise from the indole-ring vibrations of the
tryptophan residue (Badii and Howell, 2006). The decrease in the intensity of the tryptophan
band indicates exposure of the hydrophobic residues, thus confirming the role of the
hydrophobic interaction in the low G’ and G” values (Table 3.1).
68
3.4 Conclusion
Rheology is an appropriate method to monitor the changes in fish protein and cereals as
affected by temperature. High temperatures denature protein and gelatinise starch in cereals,
affecting the formation and stability of the gel network that was manifested in the increase in
G’ and G” values. Differential Scanning Calorimetry supported the occurrence of protein
unfolding and denaturation by correlating the transition temperatures with the G’/G” values.
Products of similar textural properties can be developed despite the varying composition and
these properties were applied in the mixtures of fish and cereals in Chapter 4 and extruded
snack product in Chapter 5.
69
CHAPTER 4
70
CHAPTER 4
4. PRODUCT DEVELOPMENT AND PRODUCT MIXTURES
4.1 Introduction
The aim of this research was to investigate the physical and functional properties of
composite flours e.g. cassava and maize with the increasing levels of horse mackerel, pearl
millet flour along with other local Namibian cereals. Cereals are ideal for manufacturing
extruded snacks due to their excellent expansion properties. However, many are low in
nutritional value especially protein and essential amino acids. As there is an increasing
consumer demand for more nutritious snacks, it was decided to combine cereals with fish and
test the physical-chemical and functional properties in model systems with the eventual aim
of producing a nutritionally balanced extruded product in Chapter 5. Results of small
oscillatory deformation tests and Differential Scanning Calorimetry in previous chapters
revealed that heating cereals and fish to high temperatures caused alterations in the behaviour
and interaction between constituent food components mainly proteins and starch. Raman
spectroscopy was used to detect molecular changes associated with gelation and protein
denaturation.
The primary physicochemical properties of starch are its gelatinization and rheological
properties which determine its applications (Yongfeng and Jay‐lin, 2014). During the
gelatinisation of starch, changes occur in its granule crystalline structure which becomes
amorphous. Starch undergoes degradation and its rheological properties are affected (Willett,
Millard and Jasberg, 1997). DSC endotherms of starch are an indication of uptake of water,
71
swelling of amorphous regions and starch crystallites melting (Wang, Zhang, Wang and
Copeland, 2016).
The three-dimensional structure of proteins is altered by heat; this denaturation process
exposes functional peptide groups like CO and NH and side chain polar and hydrophobic
groups which participate in hydrogen bonding, electrostatic and hydrophobic interactions
(Guerrero, Kerry and de la Caba, 2014). Protein denaturation is linked with the breakdown of
intramolecular bonds resulting in an endothermic process (Frydenberg, Hammershøj,
Andersen, Greve and Wiking, 2016). Changes in the bonding pattern may cause changes in
denaturation enthalpies. A reduction in enthalpy occurs in proteins that have a conformational
state with fewer or weaker bonds thus requiring less energy to unfold.
This research examined the protein and functional quality of composite flours made with and
without fish, with local cereals pearl millet, maize and cassava available in the Namibian
market, and composite flours with varying levels of horse mackerel mince and pearl millet
flour. The first mixture, Composite flour (without fish) was a composite consisting of maize
flour, pearl millet flour and cassava flour mixed in a 20:30:30 ratio. The second mixture,
Composite flour (with fish) was a composite flour similar to the first mixture except that
horse mackerel was incorporated at a 20% level. Therefore, the composite flour 2 consisted
of horse mackerel, maize flour, pearl millet flour and cassava flour mixed in a 20:20:30:30
ratio. The physicochemical and functional properties of these model systems are described
below.
72
4.2 Materials and Methods
4.2.1 Determination of amino acids
See section 2.2.2.6 in Chapter 2.
4.2.2 Small-deformation oscillatory measurements
See section 3.2.1 in Chapter 3.
4.2.3 Temperature sweeps
See section in 3.2.2 in Chapter 3
4.2.4 Differential scanning calorimetry (DSC) measurements
See section 3.2.3. in Chapter 3.
4.2.5 FT-Raman spectroscopy
See section 3.2.4 in Chapter 3.
73
4.3 Statistical analyses
All statistical analysis were performed with SPSS version 23 (IBM Corp. Released 2015.
IBM SPSS Statistics for Windows, Armonk, IBM Corp). Mean values of all data were
expressed with standard deviation. Comparisons were made using the Paired Comparison t-
test for the Raman Spectra.
4.4 Results and discussion
4.4.1.1 Amino acid analysis of mixture of flours and fish
Table 4.1. shows the % mean value of amino acids found in two flour mixtures. The first
mixture, Composite flour (without fish) was a composite consisting of maize flour, pearl
millet flour and cassava flour mixed in a 20:30:30 ratio. The second mixture, Composite flour
(with fish) was a composite flour similar to the first mixture except that horse mackerel was
added at a 20% level. Thus, the composite flour 2 consisted of horse mackerel, maize flour,
pearl millet flour and cassava flour mixed in a 20:20:30:30 ratio.
In general, flour without fish had a lower amino acid score. Flour with fish added had
significantly (p≤0.05) higher glutamic acid, glycine, alanine, histidine, threonine, proline,
valine, leucine and lysine content. The addition of fish at a 20% level increased the amino
acid levels by 61%. Cereals are generally low in lysine and methionine which are essential
amino acids. It is therefore advantageous to add fish mince to improve the nutritional value of
flour products.
74
Table 4.1. Amino acid compositions of Composite Flour (without fish) and Composite
Flour (with fish)
Amino acids Composite Flour
(without fish)
(mg/g)
Composite Flour
(with fish)
Asp 0.4 ±0.17 1.5 ±0.01
Glu 1.4 ±0.10 4.4 ±0.02
h.pro 0.10 ±0.0 0.96 ±0.0
Ser 0.9 ±0.00 2.1 ±0.01
Gly 1.2 ±0.00 4.5 ±0.13
His 0.3 ±0.00 1.5 ±0.02
Arg
Ala
0.1 ±0.00
1.6 ±0.01
0.4 ±0.01
4.0 ±0.03
Thr 1.2 ±0.01 4.1 ±0.14
Pro 2.1 ±0.00 4.1 ±0.03
Tyr 0.4 ±0.00 1.1 ±0.06
Val 0.7 ±0.01 2.1 ±0.03
Met 0.2 ±0.01 0.8 ±0.01
Cys 0.1 ±0.01 0.1 ±0.05
I leu 0.4 ±0.16 1.5 ±0.01
Leu 2.2 ±0.20 4.5 ±0.02
Phe 3.9 ±0.02 3.5 ±0.02
Trp 0.3 ±0.00 0.1 ±0.00
75
Lys 0.3 ±0.00 4.4 ±0.00
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
3. Composite Flour (without fish) (25:37.5:37.5 maize:cassava:pearl millet)
4. Composite Flour (with fish) (20:20:30:30 horse mackerel
mince:maize:cassava:pearl millet)
4.4.1.2 Differential scanning calorimetry
Differential scanning calorimetry results including the transition temperatures and the
calculated enthalpy values for the two mixtures with and without fish are illustrated in Table
4.2 . The DSC thermograms for mixture of flours with no fish showed that the first transition
occurred at 64.4 Tm °C. The second transition occurred at 77.2 Tm °C. The enthalpy change
(ΔH) value observed for transitions 1 and 2 was 0.3508 J/g and 0.3591 J/g respectively. The
high transition temperatures indicate that pearl millet flour required more energy for starch
gelatinisation. These peaks may be due to the glass transition, crystallisation, gelatinisation,
melting and retrogradation processes of the mixture of three different flours. The peaks
observed for the flours mixed with fish included peak 1 (Tm 64.1) and Peak 2 75.3°C). This
transition temperature range was slightly lower due to the presence of fish protein. In
addition, (ΔH) values were also lower 0.1770 and 0.2852 for peaks 1 and 2 respectively;
these lower values which indicate interaction between starch and fish proteins. Interestingly,
no peaks were observed at 40 °C that would indicate fish myosin denaturation. This
observation is unusual as the results of the amino acid analyses indicate that Composite flour
(with fish) with fish added had a higher amino acid levels.
76
Table 4.2. Transition temperatures and enthalpy change (ΔH) for Composite flour
(without fish) and Composite flour (with fish)
Sample Peak
Tm °C
Onset Temp
°C
Enthalpy
change (ΔH)
J/g
Type of
reaction
Composite flour 64.4 59.9 0.3508 Endothermic
(without fish) 77.2 72.4 0.3591 Endothermic
Composite Flour
(with fish)
64.1
75.3
60.8
71.1
0.1770
0.2852
Endothermic
1. Values are reported on a wet basis
2. Composite Flour (without fish) (25:37.5:37.5 maize:cassava:pearl millet)
3. Composite Flour (with fish) (20:20:30:30 horse mackerel mince:maize:cassava:pearl
millet)
4.4.1.3 Small deformation rheology
The gelation profile of the Composite Flour (without fish) and the Composite Flour (with
fish) as a function of temperature followed different patterns is shown in Figures 4.1 and 4.2
and in detail in Table 4.3. The results of the viscoelasticity measurements of Composite Flour
(without fish) is shown in Figure 4.1.
77
Figure 4.1. A dynamic temperature sweep (20-90-20 °C) of Composite Flour (without
fish) (25:37.5:37.5 maize flour:cassava flour:pearl millet flour) with no horse mackerel
mince
During heating from 20°C to 90°C, the initial reading of storage modulus (G’) occurred at
28°C with a slight rise in temperature up to 33°C after which the storage modulus remained
constant up to 49°C, it increased considerably up to 55°C and 72°C and lowered slightly
towards the 90°C (Figure 4.1). Like the storage modulus, the loss modulus (G”) registered its
first reading at 28°C. There was a slight increase up to 48°C, then it increased considerably
up to 55°C where it remained constant up to 90°C. The G’ values were higher than the G’’
values from the outset indicating that the flour mixtures were already gel –like pastes.
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
10-4
10-3
10-2
10-1
100
101
102
103
104
105
106
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
Composite flour (without horse mackerel) 3
78
The maintained values in both the storage (G’) and loss (G”) moduli values during the
cooling period (90°C to 20°C) was due to the gel setting and becoming rigid. This is reported
to be due to the formation hydrophobic interactions and from changes in the orientation and
rearrangement of the polymers and forming a stable network during cooling (Howell, 2000).
The visco-elastic behaviour of composite flour with fish is shown in Figure 4.2. During
heating from 20°C to 90°C, there was an initial decrease in storage modulus (G’) with a rise
in temperature up to 40°C, which is reported to be related to the denaturation of fish myosin
(Badii and Howell, 2002) after which the storage modulus increased considerably to 68 °C
and 72 °C and decreased sharply towards 90 °C (Figure 4.2). During cooling, the storage
modulus (G’) increased steadily up to 35 °C, where it decreased slightly to 32 °C before
increasing to 20 °C.
79
Figure 4.2. A dynamic temperature sweep (20-90-20 °C) of Composite Flour (with fish)
(20:20:30:30 horse mackerel:maize:cassava: pearl millet) with horse mackerel mince
Similarly, there was a decrease in loss modulus (G”) with a rise in temperature up to 44 °C
after which the loss modulus increased up to 75 °C then lowered sharply at 90 °C.
Subsequent cooling from 90 °C to 20 °C resulted in a gradual increase. The increase in G’ of
the composite flour during heating is an indication of gelatinisation of the starch and protein
denaturation and gelation in the fish. The constant storage (G’) and loss (G”) moduli values
during the cooling period (90°C to 20°C) is an indication of solid like elastic behaviour
(Yadav, Chhikara, Anand, Sharma, and Singh, 2014).
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
104
105
106
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
Composite flour (with horse mackerel) 2
80
Table 4.3. Storage modulus (G’Pa) and loss modulus (G”Pa) of Composite Flour
(without fish) and Composite Flour (with fish)
1. Values are means of two determinations ± standard deviation
2. Values are reported on a wet basis
3. Composite Flour (without fish) (25:37.5:37.5 maize:cassava:pearl millet)
4. Composite Flour (with fish) (20:20:30:30 horse mackerel mince:maize:cassava:pearl
millet)
4.4.1.4 Raman Spectroscopy
The only difference in spectral bands (Table 4.4) between Composite Flour (without fish) and
Composite Flour (with fish) was observed in the aliphatic CH3 groups, which indicates
differences in the hydrophobic groups as indicated by amino acid analysis (Badii and Howell,
2006). This is confirmed by the results of the amino acid levels, which were increased with
the addition of fish. Furthermore, the thermograms for Composite Flour (without fish) and
Mixture name 20°C before
heating
90°C 20°C after heating
G’(Pa) G”(Pa G’(Pa) G”(Pa) G’(Pa) G”(Pa)
Composite Flour (without
fish)
78733
±7164
28888
±2492
98966
±3189
30537
±469
ND ND
Composite Flour (with
fish)
145970
±13743
59442
±7063
103080
±2908
31436
±636
407750
±21503
119510
±30597
81
Composite Flour (with fish) are distinctly similar. It is hypothesized that increasing levels of
starch may limit changes in the protein structural conformations.
Table 4.4. Relative peak intensity of Raman spectra for regions 3200-700 cm-1 for
Composite Flour (without fish) and Composite Flour (with fish)
Relative Peak Intensity
Peak assignment (wavenumber ± 2 cm-1) Composite Flour
(without fish)
Composite
Flour
(with fish)
Trp (760) 0.45a ±0.0 0.46a ±0.1
Tyr (830,Composite 0.42a ±0.2 0.33a ±0.1
855) 2.29a ±0.4 1.63a ±0.3
Helix C-Cstretch,CH3,symmetric stretch (937) 2.83a ±0.1 2.14b ±0.1
β-sheet type structure (990) 0.34a ±0.0 0.25a ±0.1
Phe,ring band (1004) 1.59a ±0.1 1.42a ±0.1
Isopropyl antisymmetric stretch 4.26a ±0.7 3.49a ±0.4
CH stretch back bone (1128)
CH3 antisymmetric (aliphatic) CH3 rock
(aromatic) (1160)
1.60a ±0.1 1.45a ±0.1
82
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
3. Composite Flour (without fish) (25:37.5:37.5 maize:cassava:pearl millet)
4. Composite Flour (with fish) (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
5. Data from an Independent t- Test significance at 0.05
β-sheet type (1239) 0.50a ±0.2 0.75a ±0.2
Amide III random coil (1245) 0.68a ±0.1 1.06a ±0.3
Amide III (1264) 1.26a ±0.1 1.55a ±0.4
Amide II (1320) 1.48a ±0.2 1.70a ±0.9
H band doublet from trp (1340) 3.48a ±0.4 3.55a ±1.0
(sh*,residue vibration) asp, glu, lys (1425) 0.77a ±0.8 1.14a ±0.8
Aliphatic groups, CH bend (1451) 1.89a ±0.6 2.18a ±0.5
Trp (1554) 0.12a ±0.2 0.19a ±0.1
Amide I (1660) 0.28a ±0.1 0.45a ±0.1
CH stretch, aliphatic (2940) 4.79a ±0.4 4.55a ±0.6
Shoulder (2888) 3.48a ±0.4 3.19a ±0.5
Shoulder (2976)
(2969)
2.71a±0.2
3.25a ±0.3
2.61a ±0.4
3.02a ±0.5
83
4.4.2 Cereal (maize and cassava) composite flours with varying proportions of horse
mackerel mince and pearl millet flour (Composite flour 1, 2, and 3)
4.4.2.1 Differential Scanning Colorimetry of Composite flour 1,2 and 3
The composition of the three composite flours with varying proportions of horse mackerel
and pearl millet flour are presented in Table 4.5 and the transition temperatures for three
composite flours are presented in Table 4.6.
Table 4.5 Composition of composite flours
Composite flour Composition (%w/w)
Horse
mackerel
Maize Cassava Pearl millet
Composite flour 1 10 20 30 40
Composite flour 2 20 20 30 30
Composite flour 3 30 20 30 20
The thermogram generated for horse mackerel mince (10%), maize flour (20%), cassava flour
(30%) and pearl millet flour (40%), i.e. Composite flour 1 (CF1) indicated that the first
transition occurred at Tm 63.4 °C. The second transition occurred at Tm 76.7 °C. The
enthalpy change (ΔH) value observed was 0.626 J/g and 0.780 J/g for the first and second
transitions respectively. This enthalpy change value is the highest among the three composite
flours. The high transition temperatures agree with the findings of this research that the
composite flour containing higher levels of pearl millet requires more energy for starch
gelatinisation.
84
The peaks observed for Composite flour 2 (CF2) containing 20% horse mackerel, 30% pearl
millet, 20% maize flour and 30% cassava flour include Peak 1- (40.2 - 43.0°C), Peak 2 (Tm
61.0 to 65.3°C) and Peak 3 (Tm 74.1 to 77.8°C). These peaks may be due various stages
which starch undergoes during gelatinisation.
For Composite flour 3 consisting of 30% horse mackerel, 20% maize flour, 30% cassava
flour and 20% pearl millet flour, the transitions appeared at Peak 1- (40.0 - 42.0°C), Peak 2
(Tm 61.0 to 64.7°C) and Peak 3 (Tm 76.5 to 77.5°C), which are similar transition
temperatures to CF2. The lower enthalpies change (ΔH) values observed in CF3 suggests that
less energy was required for protein denaturation which is expected due to an increase of
protein through the addition of fish. Higher transition temperatures were required in
composite flours with more starch.
85
Table 4.6. Transition temperatures and enthalpy change (ΔH) for composite flours with
varying proportions of horse mackerel mince (10%, 20% or 30%) and pearl millet flour
(40%, 30% or 20%)
Sample Peak
Tm °C
Onset Temp
°C
Enthalpy
change J/g
Type of
reaction
Composite flour 1 63.4 58.6 0.626 Endothermic
76.7 72.3 0.780 Endothermic
Composite flour 2 43.0 40.2 0.128 Endothermic
65.3 61.0 0.540 Endothermic
Composite flour 3
77.8
42.0
64.7
77.5
74.1
40.0
61.0
76.5
0.194
0.063
0.397
0.390
Endothermic
Endothermic
Endothermic
Endothermic
1. Values are reported on a wet basis. Each Composite flour was made up to 1:1 with distilled water
3. Composite flour 1 (10:20:30:40 horse mackerel mince:maize:cassava:pearl millet)
4.Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
5. Composite flour 3 (30:20:30:20 horse mackerel mince:maize:cassava:pearl millet)
86
4.4.2.2 Small deformation rheology
Figure 4.3 A dynamic temperature sweep (20-90-20°C) of Composite flour 1
(10:20:30:40 horse mackerel mince:maize:cassava:pearl millet)
The visco-elastic behaviour of Composite flour 1 is shown in Figure 4.3 and in detail in Table
4.7. During heating from 20°C to 90°C, there was an initial decrease in storage modulus (G’)
up to 49°C with a rise in temperature up to 68°C after which the storage modulus decreased
slightly to 75°C remaining constant towards 90°C (Figure 4.3). During cooling, the storage
modulus (G’) increased slightly down to 69°C, and then increased from 69 to 20°C.
Similarly, there was a decrease in loss modulus (G”) with a rise in temperature up to 46°C
after which the loss modulus values increased to 69°C then lowered gradually to 90°C.
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
103
104
105
106
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
10%HorseMackerel20%Maize30%Cassava40%PearlMillet 3
87
Subsequent cooling from 90°C to 20°C resulted in a gradual decrease in loss modulus until
75°C followed a constant drop to 20°C.
Figure 4.4. A dynamic temperature sweep (20-90-20°C) of Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
The composite flour with a high amount of pearl millet flour and low horse mackerel resulted
in the formation of a weak gel. The constant storage (G’) and loss (G”) during the cooling
period (90°C to 20°C) is an indication of solid like elastic behaviour (Yadav, Chhikara,
Anand, Sharma, and Singh, 2014).
The gelation profile of Composite flour 2 is shown in Figure 4.4 and in detail in Table 4.7.
During heating from 20 °C to 90 °C, there was an initial decrease in storage modulus (G’)
with a rise in temperature up to 69 °C after which the storage modulus decreased gradually
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
103
104
105
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
20%HorseMackerel20%Maize30%Cassava30%Pearl Millet 3
88
the 90 °C (Figure 4.4). During cooling, the storage modulus (G’) slightly increased up to 63
°C, gradually decreasing to 20 °C. Similarly, there was a decrease in loss modulus (G”) with
a rise in temperature up to 55 °C after which the loss modulus increased to 68 °C then
lowering sharply to 90 °C. Subsequent cooling from 90 °C to 20 °C resulted in a sharp
increase in loss modulus until 69 °C followed by a sharp increase at 69 °C and a gradual
decrease to 44 °C.
Figure 4.5. A dynamic temperature sweep (20-90-20°C) of Composite flour 3
(30:20:30:20 horse mackerel mince:maize:cassava:pearl millet)
There was a gradual increase in values from 44 °C to 20 °C. The increase in G’ of the maize
flour during heating is an indication of gelatinisation. The constant storage (G’) and loss (G”)
during the cooling period (90°C to 20°C) exhibits a strong viscoelastic gel-like behaviour,
which is typical for of flours with a higher protein content.
20.0 30.0 40.0 50.0 60.0 70.0 80.0 90.0
103
104
105
Temp [°C]
G
' ()
[P
a]
G
" (
)
[P
a]
30%HorseMackerel20%Maize30%Cassava20%PearlMillet 3
89
The gelation profile of Composite flour 3 is shown in Figure 4.5 and in detail in Table 4.7.
During heating from 20 °C to 90 °C, there was an initial decrease in storage modulus (G’)
with a rise in temperature up to 44 °C after which the storage modulus increased sharply to
69 °C then decreased to 90 °C (Figure 4.5). During cooling, the storage modulus (G’)
increased constantly until 20 °C. Similarly, there was a decrease in loss modulus (G”) with a
rise in temperature up to 46 °C, after which the loss modulus increased to 69 °C then lowered
sharply to 90 °C.
Table 4.7. Storage modulus (G’ Pa) and loss modulus (G” Pa) values of composite flours
with varying proportions of horse mackerel mince (10%, 20%, 30%) and pearl millet
flour (40%, 30%, 20%)
Mixture name 20°C
before
heating
90°C 20°C after
heating
G’(Pa) G”(Pa G’(Pa) G”(Pa) G’(Pa) G”(Pa)
Composite flour 1
17607
±8288
5990
±2334
58597
±3808
15119
±1966
132790
±42085
15333
±7477
Composite flour 2
84761
±11914
25801
±3870
52885
±2653
11410
±298
84283
±14443
19608
±822
90
1. Values are means of two determinations ± standard deviation
2. Values are reported on a wet basis. Each Composite flour was made up to 1:1 with distilled water
3. Composite flour 1 (10:20:30:40 horse mackerel mince:maize:cassava:pearl millet)
4.Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
5. Composite flour 3 (30:20:30:20 horse mackerel mince:maize:cassava:pearl millet)
Subsequent cooling from 90 °C to 20 °C resulted in a decrease of loss modulus (G”) until 88
°C where there was a gradual increase in loss modulus until 63°C. This was followed by a
lowering at 55°C and a remained constant to 20°C. The increase in G’ of Composite flour 3
during heating is an indication of gelatinisation.
4.5 Conclusion
The high nutritional significance of horse mackerel in its raw form is more evident when it is
added to cereal flours. The fish tend to have a high protein content, a good general amino
acid profile thereby improving the nutritional composition of composite flours. Despite the
high fish content, Composite flour 3 had the lowest G’ values, probably because pearl millet
content was the lowest and this may be important for gel strength. Composite flour 2
consisting of a 20:20:30:30 horse mackerel, maize flour, pearl millet flour and cassava flour
respectively showed the best starch and protein interactions as evidenced by thermal analyses
and rheological properties. Therefore this formulation was used in the development of the
horse mackerel extruded snack in Chapter 5.
Composite flour 3
21418
±704
5932
±187
38597
±496
8873
±329
47559
±6878
9712
±1918
91
CHAPTER 5
92
CHAPTER 5
5. NUTRITIONAL AND BIOCHEMICAL PROPERTIES OF EXTRUDED CAPE
HORSE MACKEREL (TRACHURUS CAPENSIS), PEARL MILLET FLOUR, MAIZE
AND CASSAVA PRODUCTS
Aim
The aim of the investigation was to develop a fish-based extruded snack product made from
local cereals and Cape Horse Mackerel found in Namibia. Using a low-cost single screw food
extruder (Figure 5.1) built for developing countries, fish based extruded snacks were
developed by incorporating horse mackerel, maize, cassava and pearl millet flour of ratios of
10:20:30:40; 20:20:30:30 and 30:20:30:20 respectively, using barrel temperatures of ambient,
90°C and 120°C (Figure 5.2). Biochemical properties of the extruded snack product were
assessed and the high nutritional quality was compared to popular crackers.
5.1 Introduction
Namibia’s undernourished persons make up approximately 34% of the total population
(FAO, 2012). This is a serious nutritional problem which can be addressed through the
utilization of local and rich sources of protein such as horse mackerel that is abundant in
Namibia.
Most juvenile horse mackerel are considered low value fish and are used primarily for
fishmeal production. This underutilization is due to the non-availability of technology which
93
can transform horse mackerel into shelf stable and acceptable food products. A small
proportion of fish that is used for human consumption is mainly sold fresh, frozen, salted,
dried or smoked or a combination of these processes. By creating a variety of foods made
from horse mackerel, its utilization may be enhanced.
Traditionally, fish consumption has been low in Namibia, with most people preferring meat.
The Namibian government has made concerted efforts to increase local fish consumption.
Therefore, the development of alternative fish products may encourage increased
consumption. Paramount to this study is therefore the development of a nutritious snack food
made from horse mackerel using extrusion technology. Extrusion enables the development of
food products with different textures and shapes (Cheng and Friis, 2010) by using a single
process of cooking using high heat and pressure. In this study the extruded product was
produced from horse mackerel and composite flour made from locally available cereals.
Emphasis was placed on the optimisation of the extrusion process (Pansawat, Jangchud,
Jangchud, Wuttijumnong, Saalia, Eitenmiller and Phillips, 2008) to develop a snack food
from horse mackerel. Specifically, the study investigated the development of a semi-finished
starch containing extruded snack similar to the commercial shrimp crackers available in the
market in Namibia.
Extrusion has the potential of denaturing and modifying the protein (Chaiyakul, Jangchud,
Anuvat Jangchud, Wuttijumnong, Ray, 2009) and gelatinising starch to produce desirable
functional properties (Chaudhary, Miler, Torley, Sopade and Halley, 2008) in the extruded
snack product. This increases the opportunity for the utilization of low value horse mackerel
for human consumption and the diversification of horse mackerel products in the fish
industry. Characteristics such as physical qualities, chemical composition and texture profiles
influence the overall quality of the extruded snack products.
94
This research examined the effects of extrusion processing on the protein and functional
quality of an extruded snack food derived from horse mackerel.
5.2 Materials and Methods
5.2.1 Materials
Whole Horse mackerel fish deboned and cleaned were used in the study. Whole horse
mackerel fish was purchased from Seawork Fish Processors (Windhoek, Namibia). Pearl
millet flour (Pennisetum glaucum (L.) R. Br.), Maize (Zea mays) flour, cassava flour
(fermented) (Manihot esculentus), salt and sugar of food grade standard were bought from a
local supermarket in Windhoek, Namibia. Flour and extruded samples were kept at 4°C. The
fish were held at -20°C until used.
5.2.2 Methods
5.2.2.1 Laboratory-scale single-screw extruder
A single-screw extruder (Figure 5.1) with a 50 mm barrel diameter and 700 mm barrel length
(i.e. length-to-diameter ratio of 14) was used in this research. The barrel was heated by
quartz-based heating bands around the feed, compression and metering sections. The length
of the die was 15 mm and the diameter was 6 mm. The screw clearance had a gap of 2 mm. A
commercial dough roller was used to flatten the mass exiting the extruder.
95
Figure 5.1. Single screw extruder used to process a horse mackerel extruded snack
(University of Namibia)
96
Mincing horse mackerel fish
Cooking the horse mackerel mince in a microwave oven (1500 W) for 7 min
Chopping finely in a food blender
Adding 1 N NaCl (2%), Sucrose (1%) and blend mixing in a blender for 2 mins
Blending Horse mackerel mince, maize flour, cassava flour and millet flour mixed in the
proportion 10:20:30:40 or 20:20:30:30 or 30:20:30:20 (w/w)
Extruding (single screw) each of three well mixed fish-pearl millet, maize, cassava starch
dough blends (Zone 1 – 30°C, Zone 2 – 90°C, Zone 3 – 120°C)
Rolling with a dough roller
Drying overnight at 55°C until the rolled extrudate has a moisture content 10% (w/w)
Slicing the non-expanded snack
Storing each of three products in vacuum sealed plastic containers at 4 oC
Frying the extruded fish cracker in sunflower oil when required
Figure 5.2. Flow diagram of the development of a horse mackerel extruded snack
97
The horse mackerel extruded snack samples were processed at the Department of Food
Science and Technology, University of Namibia, Windhoek, Namibia. Samples were vacuum
sealed in polyvinyl chloride bags and transported by air over a three-day period. These
samples were stored at 4°C and analysed at the Department of Nutrition and Metabolism,
Faculty of Health and Medical Sciences, University of Surrey.
5.2.2.2 Moisture content
See section 2.2.2.1 in Chapter 2.
5.2.2.3 Protein determination
See section 2.2.2.5 in Chapter 2.
5.2.2.4 Fat content
See section 2.2.2.3 in Chapter 2.
5.2.2.5 Ash content
See section 2.2.2.2 in Chapter 2.
98
5.3 Biochemical characterization
5.3.1 Fatty acid analysis
See section 2.2.2.4 in Chapter 2.
5.3.2 Amino acid analyses
5.3.2.1 Determination of amino acids
See section 2.2.2.6 in Chapter 2.
5.3.2.2 Derivatisation of amino acids with phenylisothiocyanate (PITC)
See section 2.2.2.7 in Chapter 2.
5.3.3 Die swell
Die swell was obtained by measuring the thickness of the extruded mass using a Vernier
calliper in comparison to the aperture size of a 6 mm die.
5.3.4 Expansion Ratio
The expansion ratio (thickness) was determined by measuring the thickness of the disc with a
digital Vernier calliper before and after frying. The mean thickness of 20 samples was taken.
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5.3.5 Texture analyses
The degree of hardness of fried extruded fish crackers was measured using a Stable Micro
System TAX T2 (Stable Microsystems Ltd., Godalming, UK) attached to a three-point bend
rig (HDP/3PB). The supporting blades of the bend rig were placed 20 mm apart. The samples
were placed in the centre of the support. The Texture Analyser was calibrated with 50 kg load
cell and then followed by the calibration of the probe. The setting mode measured
compression and holding time. The probe compressed the sample until it reached 50% of the
product height, before returning to it starting position.
The level of hardness of the uncooked and fried extruded fish and shrimp crackers was
calculated from the area under the force-time curve using the Texture Exponent software.
The mean of ten randomly selected samples was calculated. The parameters used were a
pretest speed of 2 mm/s, test speed of 0.5 mm/s, post-test speed of 10.00 mm, distance of 5
mm and load cell of 50 kg.
5.4 Statistical analyses
All statistical analysis were performed with SPSS version 23 (IBM Corp. Released 2015.
IBM SPSS Statistics for Windows, Armonk, IBM Corp). Mean values of all data were
reported with a standard deviation. Comparisons were made using one-way analysis of
variance (ANOVA).
5.5 Results and discussion
Composite flour 1 had the lowest die swell value (Table 5.1) compared to Composite flour 2
which had the highest. The low swelling of the extrudate in Composite flour 1 is due to the
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low fish content in that mixture. Composite flour 1 produced an extrudate that was brittle due
to the uncooked starch.
Table 5.1. Die swell and expansion (%) of the three product composite flours (before
and after extrusion compared to a commercial shrimp cracker.
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
3. Composite flour 1 (10:20:30:40 horse mackerel mince:maize:cassava:pearl millet)
4.Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
5. Composite flour 3 (30:20:30:20 horse mackerel mince:maize:cassava:pearl millet)
Measurement Composite
flour 1
Composite
flour 2
Composite flour
3
Shrimp
Cracker
(Control)
Die swell (mm) 7.1 ±0.4 7.7 ±0.1 7.2 ±0.6
Before Rolling
(mm)
7.2 ±0.5 7.3 ±0.5 7.8 ±0.3
After rolling
before drying
(mm)
3.0 ±0.2 4.2 ±0.1 3.0 ±0.4
After drying
before Frying
(mm)
2.8 ±0.3 3.5 ±0.4 2.8 ±0.2 1.3 ±0.3
After frying
(mm)
4.5 ±0.2 6.1 ±0.5 5.6 ±0.4 3.9 ±0.3
Expansion (mm) 1.7 ±0.4 2.6 ±0.3 2.7 ±0.4 2.5 ±0.3
Expansion% 62.1 73.2 97.2 188.8
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An increase in fish content resulted in firmer extrudates as observed in Composite flour 2 and
Composite flour 3 (Figure 5.3). Furthermore, Composite flour 1 had the lowest percent
expansion of 62.1% compared to 97.2% observed in Composite flour 3. Commercial shrimp
cracker expansion was almost double that observed for Composite flour 3. Although,
Composite 3 had the highest expansion percentage, Composite flour 2 consisting of
20:20:30:30, maize, cassava, pearl millet and horse mackerel mince was considered as the
best product mixture that would result in the optimum quality extruded fish snack (Table 5.2).
Table 5.2. Proximate and chemical composition (g /100 g) of uncooked Horse mackerel
extruded snack and Fried Commercial shrimp cracker
Parameter Evaluated
%
Uncooked Horse
mackerel extruded
snack
Fried Commercial Shrimp cracker
(Adapted from Omobuwajo,2003)
Moisture 21.7 ±1.5 1.9 ±0.18
Ash 4.6 ±0.1 0.7 ±0.18
Fat 2.7 ±0.2 32.2 ±1.31
Protein (N x 6.25) 19.9 ±1.0 2.6 ±0.13
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
Table 5.3. shows the mean value of amino acids (%) found in horse mackerel extruded
product and a commercial shrimp cracker.
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Table 5.3. Amino acid composition of uncooked horse mackerel extruded snack
(UHME) and commercial shrimp cracker (CSC)
Amino acids
(mg/g)
UHME CSC
Asp 0.7 ±0.0
Glu 2.3 ±0.0 0.3 ±0.2
h.pro
Ser 1.2 ±0.0
Gly 2.6 ±0.0 0.3 ±0.3
His
Arg
Ala
0.2 ±0.0
2.2 ±0.0
Thr 2.2 ±0.0
Pro 2.7 ±0.0
Tyr 0.6 ±0.0
Val 1.0 ±0.0 0.2 ±0.0
Met 0.4 ±0.0
Cys 0.3 ±0.3
I leu 1.3 ±1.0
Leu 1.7 ±1.4 0.2 ±0.0
Phe 3.5 ±0.0 2.1 ±1.3
Trp 0.0 ±0.0
Lys 1.7 ±0.0
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1. Values are means of three determinations ± standard deviation
2. UHME (20:20:30:30 horse mackerel, maize, cassava, pearl millet flour)
This is because after frying, despite its higher expansion percentage, Composite 3 extrudate
produced a product (Figure 5.4) that had a strong fish smell. In addition, it would not be
practical for snack industry to produce an extruded product with 40% fish as this would be
too cost ineffective.
104
b
)
a)
Figure 5.3 a) Uncooked Commercial Shrimp Cracker b) Uncooked Horse mackerel
non-expanded extruded snack Composite flour 1 10:20:30:40 horse mackerel
mince:maize:cassava:pearl millet) c) Uncooked Horse mackerel non-expanded
extruded snack Composite flour 2 20:20:30:30 horse mackerel
mince:maize:cassava:pearl millet) d) Uncooked Horse mackerel non-expanded
extruded snack Composite flour 3 30:20:30:20 horse mackerel
mince:maize:cassava:pearl millet)
c) d)
105
Figure 5.4 a) Fried Commercial Shrimp Cracker b) Fried Horse mackerel non-
expanded extruded snack Composite flour 1 (10:20:30:40 horse mackerel
mince:maize:cassava:pearl millet) c) Fried Horse mackerel non-expanded extruded
snack Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
d) Fried Horse mackerel non-expanded extruded snack Composite flour 3 (30:20:30:20
horse mackerel mince:maize:cassava:pearl millet)
a) b)
c) d)
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The Commercial Shrimp Cracker generally had a low amino acid score compared to the
uncooked horse mackerel extruded expanded snack (Table 5.3). It is therefore advantageous
to add fish that is high in protein.
In Chapter 4, it was observed that the nutritional value of composite improved with the
addition of fish mince. However, after extrusion most amino acid levels decreased by
approximately 50% which may be due to denaturation of proteins from the high temperatures
used during extrusion. Examples of heat sensitive amino acids include proline, arginine,
histidine, cysteine, threonine, lysine, tryptophan, serine, and methionine (Weder and Sohn,
1983). This decrease in amino acid levels may appear as a significant loss. However,
considering that the flours without fish had 17.8% amino acid level, an uncooked horse
mackerel extruded snack with 24.6% amino acid level is more nutritious any extruded
product made from only cereal flours.
The uncooked horse mackerel extruded product had a better amino acid profile compared to
the commercial shrimp cracker. Commercial shrimp cracker is composed mainly of cassava
starch. Its poor amino acid content maybe therefore be also attributed to the low amino
content found in cassava.
Table 5.4 shows the fatty acid profile of a fried horse mackerel extruded snack made from
Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
comprising 1.4% saturated (SFA), 2.6% monounsaturated (MUFAs) and 4.3%
polyunsaturated acids (PUFAs). Among them, those occurring in high proportions were
myristic acid (C14:0, 0.05%), palmitic acid (C16:0, 0.92%), palmitoleic acid (C16:1, 0.05%),
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stearic acid (C18:0, 0.34%), oleic acid (C18:1n9 cis, 2.48%), linoleic acid (C18:2n6, 4.12%),
octadecatetraenoic acid (C18:3n3, 0.105%), C20 (0,03%),C20:5n3, 0.04%) and (C22:0),
0.06%).
Table 5.4. Fatty acid profile of the fried horse mackerel extruded expanded snack
(FHMEES)
Fatty Acid (w/w)
C14 0.1
C16 0.9
C16:1ɷ7 0.1
C18:0 0.3
C18:1 ɷ9 2.5
C18:2 ɷ6 4.1
C18:3 ɷ3 0.1
C20 0.0
C20:1 ɷ9 0.0
C20:5 ɷ3 0.0
C22:0 0.1
Total saturated 1.4
Total monounsaturated 2.6
Total polyunsaturated 4.3
Total ɷ3 content 0.1
Total ɷ6 content 4.1
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P/S ratio 3.1
Total Fat 8.3
1. Values are reported on a wet basis
2. FHMEES (Made from Composite flour 2 (20:20:30:30 horse mackerel
mince:maize:cassava:pearl millet)
Most of the fatty acids present in the fried extruded horse mackerel snack are from the oil
that it was fried in and absorbed.
Table 5.5. Fatty acid profile of sunflower oil (adapted from (Orsavova et al., 2015)
Fatty Acid (w/w)
C12 0.02
C14 0.09
C16 6.2
C17:0 0.02
C18:0 2.8
C20 0.21
C16:1 (n-7) 0.12
C18:1 cis (n-9) 28.0
C20:1 (n-9) 0.18
C18:2cis (n-6) 62.2
C18:3 (n-3) 0.16
Total saturated 9.4
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Total monounsaturated 28.3
Total polyunsaturated 62.4
Total ɷ3 content 0.2
Total ɷ6 content 62.2
Most of the health beneficial fatty acids are significantly reduced due the incorporation of
cereals with fish in the product mixture. These may also be lost due to the high temperatures
during extrusion and frying.
Figure 5.5. A dynamic temperature sweep (20-90-20°C) of an uncooked Horse mackerel
non-expanded extruded snack made from Composite flour 2 (20:20:30:30 horse
mackerel mince:maize:cassava:pearl millet). Flour mixed with distilled water in 1:1
ratio.
110
In terms of the rheological tests, during heating from 20 °C to 90 °C, there was a decrease in
storage modulus (G’) up to 70 °C after which the storage modulus remained constant until 90
°C (Figure 5.5). Subsequent cooling from 90 °C to 20 °C resulted in a constant storage
modulus. This is due to the setting of gel and an increase in rigidity of the paste made from
the uncooked Horse mackerel non-expanded extruded snack during cooling.
Similarly, there was a decrease in loss modulus (G”) up to 78 °C which then remained
constant to 90 °C. Subsequent cooling from 90 °C to 20 °C resulted in a constant loss
modulus until 60 °C followed by a gradual increase from 60 °C to 25 °C. G’ was always
higher than the G’’ due to the solid nature of the uncooked Horse mackerel non-expanded
extruded snack.
For the commercial shrimp cracker, during heating from 20 °C to 90 °C, there was a sharp
increase in storage modulus (G’) with a rise in temperature up to 47 °C after which the
storage modulus decreased considerably to 86 °C and increased towards 90 °C (Figure 5.6).
During cooling, the storage modulus (G’) increased sharply up to 78 °C, where it remained
constant until 75 °C then increasing sharply to 20 °C. In contrast, the loss modulus (G”)
remained constant up to 45 °C after which the loss modulus decreased sharply to 80 °C then
increased significantly to 90 °C. Subsequent cooling from 90 °C to 20 °C resulted in a
gradual increase in loss modulus until 70 °C, remaining constant until 65 °C, followed by a
sharp increase to 20 °C. The increase in G’ is an indication of gel formation (starch
gelatinisation) of the paste made from the commercial shrimp snack powder (predominantly
cassava flour).
111
The trends in G’ (storage modulus) values were slightly different over a temperature sweep of
20 °C to 90 °C for the horse mackerel extruded snack (Figure 5.5) and commercial shrimp
crackers (Figure 5.6). Although both the horse mackerel and commercial shrimp cracker had
low G’ values, during cooling, the commercial cracker showed an increase in both its stored
and elastic modulus values. G’ and G” increased in the commercial shrimp cracker
indicating that a weak gel developed which was absent in the horse mackerel extruded snack,
which showed no gelling. The low G’ and G” may be attributed to the denaturation of protein
caused by high temperatures during extrusion, particularly the destruction of myofibrillar
proteins that contribute to the gel network. This observation was confirmed by the low levels
of amino acids obtained after extrusion in this study.
Figure 5.6. A dynamic temperature sweep (20-90-20°C ) of a commercial shrimp
cracker
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Large deformation tests using the texture analyser indicated that a higher force (g) (Table 5.6)
was required to compress or break the uncooked commercial shrimp cracker (Figure 5.7 b)
compared to the horse mackerel non-expanded extruded snack (Figure 5.7 a), but there was a
large degree of variability in the commercial samples. This result could be attributed the
dense nature of the commercial shrimp cracker. However, similar force (g) values were
obtained after frying of both uncooked samples (Figure 5.8 a and b) and there was no
significant difference in both products after frying. This suggests that despite the brittle
nature of the horse mackerel extruded non-expanded snack, an expanded fish snack with
similar hardness as fried commercial shrimp crackers can be obtained after frying when the
product expands further.
Table 5.6 Texture analyses of Uncooked Horse mackerel non-expanded extruded snack
made from Composite flour 2, Uncooked commercial shrimp cracker, Fried horse
mackerel extruded expanded snack made from Composite flour 2 and Fried
commercial shrimp cracker
1. Values are means of three determinations ± standard deviation
2. Uncooked Horse mackerel non-expanded extruded snack made from Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
3. Fried horse mackerel extruded expanded snack made from Composite flour 2 (20:20:30:30 horse
mackerel mince:maize:cassava:pearl millet)
Sample Force (g)
Uncooked Horse mackerel non-expanded extruded snack
Uncooked commercial shrimp cracker
Fried horse mackerel extruded expanded snack
679.5 ±143.9
2864.3 ±1038.1
947.9 ±209.9
Fried commercial shrimp cracker 990.5 ±333.6
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4
a) b)
Figure 5.7. Texture profile of a) Uncooked Horse mackerel non-expanded extruded snack
made from Composite flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
b) Uncooked commercial shrimp cracker using the TAX-T2 Texture analyser
Figure 5.8 a) Fried Horse mackerel non-expanded extruded snack made from Composite
flour 2 (20:20:30:30 horse mackerel mince:maize:cassava:pearl millet) b) Fried commercial
shrimp cracker using the TAX-T2 Texture analyser
a) b)
114
Differential scanning calorimetry
The transition temperatures for the uncooked Horse mackerel non-expanded extruded snack
is illustrated in Table 5.7. The thermogram generated for uncooked Horse mackerel non-
expanded extruded snack indicated one transition that occurred at 21.7 Tm °C which
indicates that less energy was required as the starch was already gelatinised and proteins were
already denatured by extrusion. The enthalpy change (ΔH) value observed uncooked Horse
mackerel non-expanded extruded snack was 0.654 J/g and shows that less energy is required
after frying.
Table 5.7 Transition temperatures and enthalpy change (ΔH) for the uncooked horse
mackerel extruded snack (UHMES) made from Composite flour 2 and shrimp crackers
Sample Peak
Tm °C
Onset Temp
°C
Enthalpy
change J/g
Type of
reaction
Uncooked Horse
mackerel non-
expanded
extruded snack
Uncooked
commercial
shrimp cracker
21.7
30.9
16.6
26.4
0.654
1.59
Endothermic
Endothermic
1. Values are reported on a wet basis
2. Uncooked Horse mackerel non-expanded extruded snack made from Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
115
The peaks observed for uncooked commercial shrimp cracker include peak 1 (Tm 26.4 –
30.9°C). The enthalpy change value observed in uncooked commercial shrimp cracker was
1.59 J/g is indicative of fewer conformational changes during processing of the dense and
compact shrimp cracker.
Table 5.8. Relative peak intensity of Raman spectra for regions 3200-700 cm-1 for
uncooked horse mackerel non-expanded extruded snack and commercial prawn
cracker
Relative Peak Intensity
Peak assignment (wavenumber ± 2 cm-1) Uncooked
Extruded
Commercial
Shrimp Cracker
Trp (760) 0.6a ±0.1 0.9a ±0.3
Tyr (830, 0.7a ±0.1 0.7a ±0.1
855) 2.1a ±0.1 4.0b ±0.7
Helix C-C stretch,CH3, symmetric stretch
(937)
2.4a ±0.1 5.7b ±1.2
β-sheet type structure 990 0.4a ±0.1 0.5a ±0.1
Phe,ring band (1004) 1.6a ±0.1 1.2b ±0.2
Isopropyl antisymmetric stretch 3.9a ±0.2 5.1b ±0.4
CH stretch back bone (1128)
CH3 antisymmetric (aliphatic) CH3 rock 1.4a ±0.1 2.0b ±0.0
116
1. Values are means of three determinations ± standard deviation
2. Values are reported on a wet basis
3. Uncooked Horse mackerel non-expanded extruded snack made from Composite flour 2
(20:20:30:30 horse mackerel mince:maize:cassava:pearl millet)
4. Data from an Independent Samples t- Test significance at 0.05
The phenylalanine band (1004 cm-1) was used as an internal reference for normalisation of
the spectra of the samples. The spectra for the commercial shrimp cracker (Table 5.8) showed
(aromatic) (1160)
β-sheet type (1239) 1.5a ±0.2 1.0b ±0.2
Amide III random coil (1245) 1.5a ±0.1 1.5a ±0.2
Amide III (1264) 2.1a ±0.1 1.9a ±0.4
Amide II (1320) 3.5a ±0.17 1.9b ±0.5
H band doublet from trp (1340) 5.2a ±0.2 5.2a ±0.4
(sh*,residue vibration) asp, glu, lys (1425) 2.1a ±0.2 0.4b ±0.3
Aliphatic groups, CH bend (1451) 3.4a ±0.4 2.4a ±0.6
Trp (1554) 0.3a ±0.2 0.1a ±0.0
Amide I (1660) 0.6a ±0.3 0.1a ±0.1
CH stretch, aliphatic (2940) 5.6a ±0.5 6.5a ±0.5
Shoulder (2888) 3.9a ±0.2 4.7a ±0.6
Shoulder (2976) (2969) 3.4a±0.3
3.9a ±0.3
3.8a ±0.3
4.5a ±0.3
117
a high intensity of the tyrosine doublet near 855 cm-1 and 830 cm-1 that relates to the number
of Tyr residues and the state of the hydrogen bonding of the phenolic OH group (Badii and
Howell, 2006). This could indicate hydrogen bonding between the molecules of the proteins
and starch in the commercial shrimp cracker. A decrease in the intensity ratio suggests the
role of the phenolic hydroxyl groups as strong hydrogen bond donors and state of the buried
tyrosine residues within the gel network .
The high vibrational peak at 937-940 cm-1 relates to a skeletal C-C stretching and is
proportional to the α-helix content. This band intensity decreased by heating which may be
the case when the commercial shrimp cracker is fried in oil. In general, a high intensity may
be attributed to the presence of a high protein concentration. However, an increase in peak
intensity may be due to starch encapsulating the protein during heat induced gelation.
The uncooked shrimp cracker had a higher relative intensity value of 5.11 in the 1128 cm-1
Raman band region compared to 3.86 in uncooked Horse mackerel non-expanded extruded
snack. This indicates a higher indole ring vibration of the tryptophan residues in the
uncooked shrimp cracker. Commercial shrimp cracker had a high relative intensity of 2.01
vibrational peak at 1160 cm-1 (Sarbon, Badii and Howell, 2015). Raman spectra in the
450−1900 cm-1 region relate to hydrophobic interactions by intensification of spectral bands
assigned to the CH and CH2 bending vibrations and a decrease in the intensity of bands
assigned to tryptophan residues in a nonpolar environment (Howell, Arteaga, Nakai, and Li-
Chan, 1999).
118
Amide II Raman bands are in the region of 1320 cm-1. The uncooked Horse mackerel non-
expanded extruded snack had a high relative intensity value of 3.51 compared to commercial
Shrimp Cracker of 1.92 in this region. C–H deformation (bending and stretching) mode of
aliphatic amino acids residues were seen in the 1400–1500 cm-1 (Sarbon, Badii and Howell,
2015). This band relates the interaction between hydrophobic and aliphatic residues. Polarity
and micro-environment affect the level of changes in C–H bending band intensity. These
results concur with the amino acid profile (Table 5.3) which showed higher levels of aromatic
and aliphatic amino acids in the Horse mackerel product compared with the commercial
shrimp cracker.
The uncooked Horse mackerel non-expanded extruded snack had a relative intensity value of
2.07 and commercial Shrimp Cracker 0.42 in the 1425 cm-1 region. The band around 1425
cm-1 relates to the COO symmetric stretch of the ionized carboxyl group vibration for
aspartic and glutamic acid residues (shoulder) and side chain vibrations of the imidazole ring
of histidine (Sarbon, Badii and Howell, 2015). This corresponds to the higher aspartic acid
and glutamic acid values of the amino acid profile of the uncooked Horse mackerel non-
expanded extruded snack compared with the shrimp cracker.
5.6 Conclusion
Extrusion enabled the combination of fish and cereals in varying proportions to improve the
nutritional properties of usual starchy snack products to provide an extruded fish snack with
a balanced nutritional content. Amino acid profile and differences in the protein bands
identified by Raman spectroscopy provided detailed information in the structure of proteins
119
that concurred and confirmed the higher protein quality of the horse mackerel extruded snack
product compared to the commercial shrimp cracker. Proteins were denatured and starch
gelatinised by the extrusion process as shown by low enthalpy values obtained by DSC. .
The trends in G’ (storage modulus) were slightly different over a temperature sweep of 20 °C
to 90 °C for the horse mackerel extruded snack and commercial shrimp crackers. Although
both the horse mackerel and commercial shrimp cracker had overall low G’ values, during
cooling, the commercial cracker showed an increase in both its stored and elastic modulus.
G’ and G” increased in the commercial shrimp cracker indicating further gelation or
gelatinisation on heating and cooling; this increase in G’ was absent in the horse mackerel
extruded snack, which was already denatured thus concurring with the DSC results. . The low
G’ and G” values may be attributed to the denaturation of proteins particularly the
myofibrillar protein gels caused by high temperatures during extrusion, and limited ability for
further gel network. This observation was confirmed by the low levels of amino acid obtained
in this study for the extruded product. However, after frying the rheological properties were
similar to the commercial shrimp cracker, indicating that it may be possible to enhance the
nutritional properties of the usual starchy snack products by the addition of fish that is high in
proteins and omega-3 fatty acids.
120
CHAPTER 6
121
CHAPTER 6
6. INFLUENCE OF RAW MATERIAL ON THE QUALITY OF THE EXTRUDED
HORSE MACKEREL SNACK AND A QUALITY COST MODEL
Aim
The aim of the investigation was to determine the influence of raw material on the quality of
an extruded fish-based snack product made from horse mackerel and local cereal mixtures
found in Namibia. Experimental results were applied to a mathematical model to determine
the relationship between the quality of raw material and the final extruded fish-based snack
product.
6.1 Introduction
Quality is an important consumer expectation which fishing industries in developing
countries should reach compliance with (Zugarramurdi, Parin, Gadaleta. Carizza and Lupin,
2004). Quality can be achieved through the implementation of a HACCP system which has
been shown to reduce quality related costs in seafood plants (Zugarramurdi, Parin, Gadaleta
and Lupin, 2007; Lupin, Parin and Zugarramurdi, 2010). The handling of the catch during
harvesting on board vessels affects the quality of raw material that is landed or which is to be
further processed. Gaping and bruising are examples of quality defects that arise during
filleting which affects the overall quality (Balaban, Şengör, Soriano and Ruiz, 2011).
These quality defects result in substantial economic losses for fishing companies as they are
unable to fetch premium prices for fish of reduced quality. The cost of these losses can be
122
quantified using a Quality Cost Model. This model factors in quality related costs such as
prevention costs, appraisal costs and failure costs (Feigenbaum, 1974). The Total Quality
Model comprises controllable and failure costs. Controllable costs include prevention (Pi)
and appraisal costs (Ai) which refer to those directly under the control of management for
decision making for product quality assurance. Failure costs comprise expenses arising from
defective products not conforming to quality requirements before and after reaching the
customer. Thus, Total Quality Cost is a summation of controllable and failure costs.
This research examined the effects of raw material quality on the quality of an extruded snack
food product derived from horse mackerel and was used to develop a Total Quality Cost
model of this nutritious snack food.
6.2 Materials and Methods
6.2.1 Materials
Whole horse mackerel fish (Trachurus capensis) was bought from local supermarkets in
Windhoek, Namibia. The fish were sealed in polyethylene bags and stored at -20°C until
analysed.
6.2.2 Methods
6.2.2.1 Fish sample preparation
Eight kilograms of frozen whole horse mackerel were divided into two sets. One set was used
for the determination of the influence of raw material quality on the sensory attributes of
whole fish and the second set was used for the determination of the influence of raw material
quality on yield. Each set was divided into three batches of frozen whole horse mackerel
123
fish, which were defrosted and stored in polyvinyl bins and kept in a cold room at 5°C for 0,
24 and 48 hours. Fish in the two batches, stored at 24 and 48 hours, were covered in ice,
whereas the Control (0 hours) contained no ice.
6.2.2.2 Yield
The whole fish as prepared in 6.2.2.1 were weighed and the weight was recorded. The fish
was gutted, deboned and filleted. The bones, offal and fillets were separated, and the weights
recorded were used to determine the percent yield. The fillets were used in the preparation of
the extruded snack as described in Chapter 5.
6.2.2.3 Sensory Evaluation of raw material with Quality Index Method
A six-member panel was screened and trained for visual colour and smell acuity. This panel
performed sensory evaluation on the fish raw material (described in section 6.2.2.1) using the
Quality Index Method (QIM). QIM is a demerit system used for fresh and frozen fish that
involves the evaluation and scoring of critical sensory parameters between 0 and 3.
Evaluation of the physical changes in the general appearance, and the appearance of skin,
eyes, gills, stiffness, belly, smell, odour and texture of raw fish. The Quality Index Method
scheme used in this study is presented in Table 6.1.
Table 6.1. Quality Index Method scheme (Adapted from Larsen et al., 1992 )
Quality Parameter Character Score (ice/seawater)
General Appearance Skin 0 Bright, shining
1 Bright
2 Dull
Bloodspot on gill cover 0 None
1 Small, 10-30%
2 Big, 30-50%
3 Very big, 50-100%
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Stiffness 0 Stiff, in rigor mortis
1 Elastic
2 Firm
3 Soft
Belly 0 Firm
1 Soft
2 Belly burst
Smell 0 Fresh, seaweed/metallic
1 Neutral
2 Musty/sour
3 Stale meat/rancid
Eyes Clarity 0 Clear
1 Cloudy
Shape 0 Normal
1 Plain
2 Sunken
Gills Colour 0 Characteristic, red
1 Faded, discoloured
Smell 0 Fresh, seaweed/metallic
1 Neutral
2 Sweaty/slightly rancid
3 Sour stink/stale, rancid
Total of scores
6.2.2.4 Development of the horse mackerel fish-based snack
See Section 5.2.2.1.
6.2.2.5 Sensory evaluation of the final fish-based snack developed product
A six-member panel was screened and trained for visual colour and smell acuity. Sensory
evaluation using a 9-point scale was done on the extruded fish-based snack developed in
Section 5.2.2.1. The extruded fish-based snack developed was evaluated on appearance,
aroma, consistency, overall acceptability and a total sensory score was obtained.
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6.2.2.6 Model and assumptions
The mathematical model as described by Zugarramurdi, Parin, Gadaleta and Lupin (2007)
was applied to the collected data (Tables 6.2 and 6.3) to develop the Total Quality Cost
Model (Figure 6.3). See Appendices 1.1, 1.2 and 1.3
Table 6.2. Quality, market and production parameters for extruded products
Quality
parameters:
YQm* = 0.706 kg extruded product/kg ingredients
XQm* = 10 kg product/h-worker
Nscp = 4
Nccp = 2
Market
parameters:
PQm = purchase price of raw material (US$/kg)
PQp = selling price for quality level Qp (US$/kg)
PQp* = 4 US$/kg Qp* = 0.8 US$/kg
Production
parameters:
d = 249 days per year
K = 18.5 kg/h
Ri = 75 kg/hour
S = 1 US$/h
IF = US$ 200 000 (2 t extruded fish/day)
L = 0.86/3.08 kg
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Table 6.3. Relationships used to estimate quality costs components for extruded horse
mackerel
Type of cost Relationship Equation
Number
Controllable costs sub-
model
Prevention costs
P1. Design, development
and implementation of a
quality assurance plan
CP1 = 0.03*200000/(249*18.5)
(1)
P2. Quality training
programs for suppliers and
production personnel
CP2 = (0.05*(0.86/3.08))*Qp
(2)
P3. Hygiene and sanitation
of the plant
CP3 =
0.2*(0.86/3.08)*(1+(0.01*4))*Qp/0.842
(3)
P4. Preventive maintenance
and additional supervision
CP4 =
(0.002*200000)/(249*18.5+(0.08*(0.86/3
.08)*Qp
(4)
Appraisal Costs
127
A1. Receipt and control of
incoming material
CA1 = (1*1)/(C18*75*Qp)
(5)
A2. Sampling and
laboratory analysis
CA2 = 0.06*(0.86/3.08)*Qp
(6)
A3. In-process inspection CA3= 0.12*2*(0.86/3.08)*Qp (7)
Internal Failure Costs
F1. Scraps, reprocessing or
spoilage
CF1 = (4-PQp)*((1-Qp)2 (8)
F2. Low labour
productivity and low
process yield
CF2 = 1*((1/XQm)-
(1/10))+(PQm*((1/YQm)-(1/0.706)))
(9)
F3. Inefficient usage of
plant capacity
CF3 = (PQp*((0.706-YQm))/0.706) (10)
6.2.2.7 Statistical analyses
Total yield, QIM scores and results from the sensory evaluation of the final extruded product
were analysed on a dimensionless basis as described by Zugarramurdi et al. (2007).
Parameters were normalised to fit a scale of 0 to 1, with the value 0 representing the worst
quality and 1 representing optimum quality. Regression analysis was applied to all collected
data. Results were analysed using SPSS version 23 (IBM Corp. Released 2015. IBM SPSS
Statistics for Windows, Armonk, IBM Corp) and Microsoft Excel.
128
6.3 Results and discussion
6.3.1 Influence of raw material quality
6.3.1.1 Extruded product quality
In this study, Cape horse mackerel (Trachurus capensis) which is a fatty fish was used
together with other raw materials e.g. maize, pearl millet and cassava snack to produce an
extruded horse mackerel snack. In order to analyse the influence of fish raw material quality
on extruded products it was assumed that only fish quality changed while the other
ingredients quality remained constant. The final product was a fried extruded horse mackerel
snack. The final product consisted of pieces of extrudate that were brown in colour, crispy
dry and slightly puffed texture with a total weight of 36 g in each aluminium pouch.
Figure 6.1. Influence of raw material quality on product quality in extruded Cape horse
mackerel
Since it was a fried product the primary packaging material used for the horse mackerel
extruded snack was aluminium foil pouches packed in carton boxes as secondary packaging.
y = 0.7515x + 0.0231R² = 0.6399
0
0.2
0.4
0.6
0.8
1
1.2
0 0.2 0.4 0.6 0.8 1 1.2 1.4
Pro
du
ct Q
ual
ity
(Dim
ensi
on
less
)
Raw Material Quality (Dimensionless)
129
Results of dimensionless analysis incorporating Sensory Evaluation data for the fried
extruded horse mackerel snack product are shown in Figure 6.1. The final correlation
between sensory evaluation data and product quality of the extruded horse mackerel snack is:
Qp = 0.7515 Qm + 0.0231 (R2 = 0.639, Student's t test, P < 0.01)
6.3.2 Filleting yield and productivity
The relationship between filleting yield and raw material quality was analysed. After
defrosting frozen whole horse mackerel, the fish was filleted, and the heads, guts and bones
Figure 6.2. Variation of filleting yield with raw material quality, dimensionless, for
horse mackerel
were discarded. In the fishing industry, the heads, guts and bones are typically used for
manufacturing fish meal. The weight of whole fish and fillet and the percentage weight loss
44
44.5
45
45.5
46
46.5
47
47.5
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
%Yi
eld
Raw Material Quality, Dimensionless
130
due to filleting was recorded. Results for yield as influenced by raw material quality are
shown in Figure 6.2.
6.3.3 Quality, market and production parameters
Actual figures were used to estimate quality costs. Selected values are shown in Table 6.4.
Table 6.4. Quality, market and production parameters for extruded products
Notes
Quality parameters:
YQm* = 0.86 kg extruded product/kg
ingredients
XQm* = 10 kg product/h-worker
Nscp = 4
Nccp = 2
Market parameters: PQm* = 0.8 US$/kg
PQp* = 4 US$/kg
Production parameters: d = 240 days per year
S = 1 US$/h 1
IF = US$ 200 000 (2 t extruded fish/day) 2
Fish proportion 30%
Notes for extruded products:
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1. Payment rate is based on trained workers with GMP, HACCP and social charges
(Zugaramurdi et al, 2007)
2. Hypothetical plant
6.3.4 Quality costs estimation
Regression analysis was applied to the controllable costs, failure costs, and total quality costs
per unit of product for different levels of quality resulting from the application of the model.
Regression equations for the model were obtained for the extruded horse mackerel product,
polynomial curves were fitted to the model values by least squares estimations and were
plotted in Figure 6.3.
In food processing plants, the typical values associated with low quality products are 5% of
total preventions costs, 25% of appraisal costs and 70 failure costs in the context of the
overall total quality costs (Morgan, 1984). Failure to understand the relationships between the
components of cost, especially total quality cost and quality and failure to take preventive
actions, may be the reason why many plants incur major losses and lead to their downfall. In
contrast, should the aim be to produce a product of better quality, there is a need to increase
preventive efforts which in turn would help reduce defects improve overall quality (Sterling
1985; Sandholm, 1987).
6.3.5 Quality cost for extruded fish product
Data shown in Table 6.6 and equations in Table 6.3 were used to estimate the different
components of total quality costs. Results for extruded fish are shown in Figure 6.3. The
model was applied taking into consideration that a 30:70 proportion of fish:cereal was used
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as described in Chapter 5. The analysis was performed keeping constant the quality of cereals
and other ingredients while varying the fish quality.
Figure 6.3. Total quality costs, failure costs and controllable costs as a function of
product quality for the extruded horse mackerel fish snack
Regarding the quality cost estimation for a hypothetical plant that manufactures extruded
horse mackerel snacks, results indicated that product quality level increases from fairly poor
to very good depending on the raw material quality used during processing. Controllable
costs increase from less than 1% to 80% of Total Quality Cost as the quality of raw material
deteriorates. Failure costs decrease from 80% to 44% of Total Quality Cost when good
quality material is used in developing the extruded horse mackerel snack. The minimum TQC
is reached at 80% of the maximum product quality (Zugarramurdi, 2013). The results indicate
that horse mackerel can be stored up to a maximum of 24 hours at 5°C for it to be used in
0
0.2
0.4
0.6
0.8
1
1.2
0 0 . 2 0 . 4 0 . 6 0 . 8 1 1 . 2
PR
OD
UC
TIO
N C
OST
US$
/KG
PRODUCT QUALITY DIMENSIONLESS
Total Controllable CostTotal Failure CostTotal Quality Cost
133
processing an extruded horse mackerel snack. Beyond this period will result in poor horse
mackerel raw material quality level that directly affects the overall quality of the horse
mackerel extruded snack. In addition, labour costs increase and production capacity
decreases.
6.4 Conclusions
The quality costs estimation was based on experimentation carried out using a laboratory
scale single screw extruder and using assumptions based on the literature and the results
obtained in the study should only be treated as preliminary results. A realistic approach
would be to validate and verify the findings of this study in an actual plant that develops
snacks. This manufacturing plant should have a quality management system in place or at
least is implementing Good Manufacturing Practices and Sanitation Standard Operating
Practices. Results showed that if poor quality fish is used in the processing of the extruded
horse mackerel snack, failure costs could be over 95 % of total cost. Correlations between
product quality and raw material quality for the horse mackerel extruded snack can result in
the reduction of failure costs to below 20% of total quality costs. Investing in quality
management systems that prolong the optimum quality of raw material can keep controllable
costs low to achieve more than 80% of Total Quality Cost.
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CHAPTER 7
135
CHAPTER 7
7. GENERAL DISCUSSION
Fisheries is the second largest industry in Namibia (Lange, 2003). In Namibia, the current
practice after catching Cape horse mackerel (Trachurus capensis) is to freeze and package
fish whole in cartons onboard fishing vessels. These cartons are then translocated from
fishing vessels to cargo ships which transport the frozen whole cape horse mackerel fish to
the markets. In the past, the juvenile Cape horse mackerel fish that were small and did not
meet the export standards were discarded by fishing vessels into the sea. This had become an
environmental problem and authorities compelled fishing companies involved in harvesting
horse mackerel to bring the fish ashore. Landing fish of such small size and low in value is a
loss to fishing companies. To recover some of the cost, the juvenile horse mackerel which has
a high protein content is used to manufacture fish meal (Mukumangeni, and Wiium, 2006).
The main objective of the study was to investigate the physicochemical and biochemical
properties of juvenile Cape horse mackerel (Trachurus capensis) and to develop a value-
added product like an extruded horse mackerel snack. Extrusion technology can be used to
add value to Namibia’s underutilised fish resources like juvenile Cape Horse mackerel by
manufacturing edible fish products for human consumption instead of utilising it solely for
fish meal. In this study, a low-cost single screw extruder designed by the Dienst
Landbouwkundig Onderzoek (DLO) in the Netherlands and manufactured by the Safe World
FoodTech Company in Malaysia was used to develop a horse mackerel extruded snack from
juvenile Cape horse mackerel in order to make this rich source of protein and fish oil
available to consumers.
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7.1 Proximate and biochemical composition of Cape horse mackerel (Trachurus
capensis), pearl millet (Pennisetum glaucum L. Br, Maize (Zea mays) and Cassava
(Manihot esculenta)
In Chapter 2, the nutritional and physico-chemical properties of the raw material (horse
mackerel fish mince, pearl millet, maize and cassava flours) were characterised. The protein
content of horse mackerel ranged between 16.4% (whole fish) and 20% (edible portion).
These values were lower than the 21% reported by Badii and Howell (2006) in Atlantic
Horse mackerel. The difference in protein contents can be due to variations in the location
where fish was harvested. This study reports protein content of both whole fish and the edible
portion flesh. The former would be relevant for canned horse mackerel, whereas the latter
explains the 18.3% protein content found in the extruded horse mackerel snack (Chapter 5).
Extrusion with cereals lowered the protein content of the final extruded snack. This is
expected since cereals have a lower protein content. Although protein is denatured by the
high temperatures during extrusion most amino acids are still available.
The high fat content of 4.3% in Cape horse mackerel is typical for pelagic fish. Seasonality,
feed intake, spawning and water temperature affect the lipid percentage in medium fat pelagic
fish such as horse mackerel, which subsequently this affects the fatty acid profile of the fish.
The fatty acid composition of horse mackerel indicated high levels of oleic acid, C18:1
(31.3%), palmitic acid, C16:0 (28%) and stearic acid, C18:0 (12.4%). This is in line with the
observations of Metillo and Aspiras-Eya, (2014) who reported that high levels of palmitic and
stearic acids are found in warm water fish compared with cold water fish. Cape horse
mackerel like Atlantic horse mackerel have properties similar to warm water fish (Badii and
Howell, 2006).
137
Polyunsaturated fatty acids such as eicosapentaenoic acid (EPA) and docosahexaenoic acid
(DHA) are found in high levels in fish and are reported to lower the risk of cardiovascular
diseases and are important in the development and functioning of the central nervous system.
In this study, docosahexaenoic acid (DHA) was not detected in Cape horse mackerel.
Docosahexaenoic acid (DHA) is sensitive to oxidation (Lyberg, Fasoli and Adlercreutz,
2005). It is hypothesized that after cold lipid extraction the fish oil sample needs to be
injected immediately into the gas chromatograph. Saeed and Howell (1999) reported 14.84%
DHA in extracted lipids in Atlantic horse mackerel. Thus, the absence of DHA in the Cape
horse mackerel may have been be due it undergoing oxidation before it could be analysed by
gas chromatography.
Lipids, however, may store mercury and polychlorinated biphenyls (PCBs) which are toxic.
In this study the presence of toxic substances was not investigated. In a previous EU project
several species of fish including Cape horse mackerel from Namibia were tested for PCBs
(Sarkadei, 2005). In their study, very low levels of PCBS were found in the fish from
Southern hemisphere countries, which were lower than those found in the Northern
hemisphere species, and all were well below the allowable limits. However, as stated earlier
it is recommended that vulnerable populations like pregnant women and children limit
consumption of fatty fish to twice a week.
Characterisation of the water and salt soluble proteins by polyacrylamide gel electrophoresis
identified protein bands with molecular weights of 17,000 and 95,000 daltons reflecting the
presence of salt soluble myofibrillar proteins myosin and actin as well as smaller
138
sarcoplasmic proteins. Cape horse mackerel had showed the full complement of amino acids
but was rich in glutamic acid (9.3%), lysine (8.9%) and glycine (7.7%) levels. Glutamic acid
is required in the neurotransmitters of the central nervous system of the human body. Lysine
is an essential amino acid and an absence of essential amino acids in the human diet may lead
to symptoms of Protein Energy Malnutrition. Glycine is a precursor for protein arrangement.
The amino acid profile of fish typically has higher levels of sulphur containing essential
amino acids than plant proteins (Usydus,Szlinder-Richert and Adamczyk, 2009), hence the
ideal is to have a product that includes a balance between plant and animal proteins. It is
recommended that that cereal based diets should be supplemented with high quality protein
food such as fish, meat, egg or dairy products. Therefore in this study, from a nutritional
point of view, fish amino acids, fatty acids and cereals (starch) complemented each other
when combined and cooked into a wholesome product through extrusion. Extrusion cooking
takes place under high pressure and temperature and can produce a variety of food products
in a unit process combining cooking and forming at low cost. Extrusion enabled the
combination of fish and cereals in varying proportions to improve the nutritional properties of
usual starchy snack products to provide an extruded fish snack with a balanced nutritional
content.
7.2 Rheological, DSC, FT-Raman spectroscopy of horse mackerel fish mince, pearl
millet, maize, cassava flours, product development and mixtures
In chapter 3, the rheological and functional properties of raw material (horse mackerel fish
mince, pearl millet, maize and cassava flours) used to make the extruded horse mackerel fish
snack were first individually determined. Rheology revealed the effects of temperature on the
proteins in fish and cereals. In fish, storage modulus (G’) values increased in the temperature
range of 20°C to 46°C and at a later temperature just before 90°C, whereas in cereals the
139
storage modulus (G’) values decreased. These temperatures correlates to the temperature
range when the denaturation of myosin and sarcoplasmic proteins occurs as confirmed by
results of differential scanning colorimetry. Differential Scanning Calorimetry supported the
occurrence of protein unfolding and denaturation as shown the transition temperatures and
correlated with the G’/G” values shown by rheology. Low enthalpy values obtained by DSC
indicated protein denaturation. The third increase in G’ values at approximately 60°C is
attributed to the denaturation of actin which also correlated with the third transition peak
observed in the differential scanning colorimetry results.
The decrease in G’ values trend observed in small deformation rheology of cereals is
attributed to the high amounts of starch (Petrofsky and Hoseney, 1995). Since most flours
were mostly already in a solid paste state, storage modulus values G’ were always higher than
loss modulus (G”). An increase in storage modulus G’ values was attributed to the melting of
crystalline regions of starch granules and the swelling of starch during gelatinisation resulting
in the formation of a starch granular network (Alcázar-alay and Almeida Meireles,2015).
Consequently, starch gelatinisation by the extrusion process resulted in low enthalpy values
obtained by differential scanning colorimetry.
7.3 Product Development and Mixtures
The overview of the individual rheological and functional properties of the raw material in
Chapter 3, formed the basis used to identify and formulate the three mixtures of cereals and
fish in Chapter 4, as models for the extruded product. The approach taken was to determine
the effect of varying amounts of fish in the mixture of the three flours and to select one flour
that would compensate the difference. Pearl millet was selected as the cereal that would vary
in proportion in the mixture with varying fish levels because it was shown in Chapter 2 that it
140
had a higher protein and amino acid score among the three flours. Furthermore, it is the staple
food of Namibia and thus it is more readily available than cassava flour that is imported. The
other two flours, maize and cassava, were kept at constant proportions. Cassava and maize
are widely used in the development of snack foods and thus their functional properties are
well understood and widely reported (Assumpção Fiorda et al., 2015; Serna-Saldivar, S.O.
and Rooney, 2015). Pearl millet, however, is not typically used in the development of snacks.
Mixtures of fish and cereals with varying composition can be used to formulate extruded
snack products of similar textural properties as shown in Chapter 5.
As stated, gelatinised starch in cereals, affected the formation and stability of the gel network
that manifested in the increase in G’ and G” values. Composite flour 2 consisting of a
20:20:30:30 horse mackerel, maize flour, pearl millet flour and cassava flour respectively
showed the best starch and protein interactions as evidenced by thermal analyses and
rheological properties. This is the rationale for choosing the above mixture in the
development of the horse mackerel extruded snack in Chapter 5.
The trends in G’ (storage modulus) values were slightly different over a temperature sweep of
20°C to 90°C for the horse mackerel extruded snack and commercial shrimp crackers.
Although both the horse mackerel and commercial shrimp cracker had overall low G’ values,
during cooling, the commercial cracker showed an increase in both its stored and elastic
modulus. G’ and G” values increased in the commercial shrimp cracker indicating further
gelation or gelatinisation on heating and cooling. A similar increase in G’ values was absent
in the horse mackerel extruded snack, which was already denatured on heating; this result
concurred with the DSC results. The low G’ and G” values may be attributed to the
141
denaturation of proteins particularly the myofibrillar proteins, caused by high temperatures
during extrusion, and limited ability for further gel network. This observation was confirmed
by the low levels of amino acids obtained in this study for the extruded product compared
with the uncooked fish.
However, the amino acid profile and differences in the protein bands identified by Raman
spectroscopy provided detailed information on the structure of proteins that occurred and
confirmed the higher protein quality of the horse mackerel extruded snack product compared
to the commercial shrimp cracker.
After frying the extruded fish-cereal product, the rheological properties in terms of texture
were similar to the commercial shrimp cracker, indicating that it may be possible to enhance
the nutritional properties of the usual starchy snack products by the addition of fish that is
high in proteins and omega-3 fatty acids.
7.4 Extrusion
In this study, there were limitations observed in the design of the extruder. First, the flights of
the screw in the metering section were not sufficiently segmented for it to build high levels of
pressure required to produce highly expanded cereal and snack foods. Consequently, dense
and poorly expanded extruded products were initially formed. The design was more of a low
shear cooking extruder used for meat like snacks instead of a high-pressure forming extruder
typically used for cereal and snack foods where high pressures are required to achieve
expansion.
142
In this study, the extrusion method as described by Cheow Chong Seng (2013) was modified.
The modification related to changing the extrusion processing parameters meant for a ready
to eat first generation expanded snack to parameters that would result in a semi cooked non-
expanded extrudate of molten mass, that exits the barrel of the extruder in a semi-solid state
that can be rolled. After rolling, the flattened extrudate was dried for twenty-four hours at
50oC. The horse mackerel fish snack developed in this study is therefore classified as a third
generation snack. Third generation snacks are moisture stable products that are semi-cooked,
and that are subsequently expanded by frying in hot oil, microwaving or puffing.
Another disadvantage observed in the design of the extruder was that it had no provisions of a
mechanism to add water in the various sections of the extruder barrel. Altering the moisture
content of the extruded feed passing through the extruder barrel allows for changes in the
textural properties of extrudates. The current design of the extruder can only utilise the
moisture content in the feed. Furthermore, the design of the single screw extruder with a
closed barrel system requires the disassembling of the breaker plate and the removal of the
extruder screw after each run when cleaning, which was an arduous task.
Lastly, the design of the cooling system of the extruder utilised a low density polyethylene
tubing to carry water across the cooling system of the extruder. Heat generated from the
heating bands caused the tubing to rupture. A more robust alternative would have been to use
stainless steel or copper tubing to transport the water across the cooling system. An
ineffective cooling system created difficulties in regulating and maintaining set temperatures
and created heat fluctuations especially with additional heat generated by friction during the
extrusion of raw material.
143
7.5 Influence of raw material on the quality of fish products
In Chapter 6, The Quality Index Method was found to be a good tool to evaluate the raw
material quality of horse mackerel. QIM provides a holistic quality assessment of fish. The
findings of this section are critical for the fishing industry as well as for any entity that
ventures into commercialising the extruded horse mackerel snack. Horse mackerel should be
processed immediately into the extruded snack once it has reached a defrosted state. Using
raw material that is stored at chilling temperatures of 5 °C and ice for 24 hours slightly
delayed the deterioration of horse mackerel fish. Such raw material would produce a product
that would be considered sensorially barely acceptable. Horse mackerel stored for an
additional 24 hours in ice in a chiller would result in an extruded snack that would be
regarded as completely unacceptable.
The reason for horse mackerel fish rapid deterioration is due to its high protein, fat, amino
acids and fatty acid contents as reported in Chapter 2. A high protein and amino acid content
favours the growth of spoilage micro-organisms. Micro-organisms produce enzymes that
cause the deamination of proteins. The high PUFA fat content makes the fish prone to
oxidative rancidity. Despite the high temperatures involved in extrusion, fish of compromised
quality if passed on to the final product would result in an extruded product of inferior
quality.
Furthermore, the total filleting yield of horse mackerel is reduced if it is not processed
immediately after defrosting. Muscle deterioration and shrinkage occurs from prolonged
storage in an unfrozen state, consequently, making the separation of meat from bones during
filleting problematic; this can result in loss of fish and increased waste material. The practical
144
implication therefore relates to how long the horse mackerel can be kept in storage bins of the
chiller prior to processing, this is the information plant managers typically rely on.
The Zugarramurdi and Lupin Total Quality Cost Model was a good tool to use to evaluate
and cost such losses. Their model was applied to actual existing seafood processing plants
where actual data is readily available. In this study, processing data was from a laboratory
scale extruder and several assumptions were made for a hypothetical plant that would process
the extruded snack. Some assumptions like labour productivity were based on the reported
literature. In addition, only two raw material parameters were used to determine the
regression model. Ideally, more physico-chemical data such as Total Volatile Bases Nitrogen
(TVB-N), Thiobarbituric acid (TBARS) and microbiology would strengthen the regression
analyses. It is for these reasons that the Total Quality Cost Graph in Chapter 6, slightly
differed with those reported in previous studies where the Zugarramurdi and Lupin Total
Quality Cost Model was applied. However, the results clearly indicated the influence of raw
material quality on the quality of final extruded product and total cost. The findings were in
line with studies on fatty fish and other dried and extruded products.
7.6 CONCLUSIONS
• The nutritional and physico-biochemical properties of horse mackerel and local cereals
such as pearl millet, maize and cassava flours found in Namibia and used in the
development of an extruded horse mackerel snack were assessed. The results of this study
confirmed that Cape horse mackerel is rich in monounsaturated and polyunsaturated fats
and has a good amino acid profile. Horse mackerel in its raw form has a high nutritional
significance which is more evident when it is added to cereal flours.
145
• The functional and rheological properties of horse mackerel and local cereals such as
pearl millet, maize and cassava flours found in Namibia were characterised and used in
the identification and formulation of fish and cereal mixtures that were subjected to
extrusion in order to develop the extruded horse mackerel snack. Varying the composition
of the mixtures based on their functional and rheological properties resulted in extruded
products with similar textural properties to the model systems.
• A composite flour consisting of 20% horse mackerel, 20% maize flour 30% pearl millet
flour and 30% cassava flour showed the best starch and protein interactions as evidenced
by thermal analyses and rheological properties; this formulation was used in the
development of the horse mackerel extruded snack.
• The extrusion process was optimised and an extruded snack made of horse mackerel and
cereals with similar functional properties as commercial shrimp crackers was developed
successfully. The horse mackerel extruded snack and commercial shrimp crackers
differed slightly as shown in the trends in G’ (storage modulus) over a temperature sweep
of 20°C to 90°C. This increase in G’ and G” values characterised the formation and
stability of the gel network during starch gelatinisation.
• Low G’ values were observed in both the horse mackerel extruded snack and commercial
shrimp cracker. However, in the commercial crackers an increase in the stored and elastic
modulus was found during cooling. In the commercial shrimp cracker, the G’ and G”
increased indicating further gelation or gelatinisation on heating and cooling. In the horse
146
mackerel extruded snack this increase in G’ was absent, indicating that the fish product
had undergone denaturation; this concurred with the DSC results. Differential Scanning
Calorimetry Tm and enthalpy change results supported the occurrence of protein
unfolding and denaturation and the transition temperatures correlated well with the G’/G”
values.
• Furthermore, low G’ and G” values were due to the denaturation of proteins particularly
the myofibrillar proteins caused by the high temperatures during extrusion thus limiting
further gel network formation. Low enthalpy values obtained by DSC indicated starch
gelatinisation and protein denaturation by the extrusion process.
However, after frying, the rheological properties were similar to those of the commercial
shrimp cracker, indicating that it may be possible to enhance the nutritional properties of
the usual starchy snack products by the addition of fish that is high in proteins, essential
amino acids and omega-3 fatty acids.
• The higher protein quality of the horse mackerel extruded snack product compared to the
commercial shrimp cracker was shown by the horse mackerel extruded snack amino acid
profile and detailed information in the structure of proteins and differences in the protein
bands as revealed by Raman spectroscopy.
• The raw material quality used in the development of an extruded horse mackerel snack
influenced its final quality. The losses in quality were quantified with a Total Quality
Cost model. Implementing Good Manufacturing Practices and Sanitation Standard
Operating Practices in food plants can extended the quality of raw material which in turn
147
extends the final product quality. If poor quality fish is used in the processing of the
extruded horse mackerel snack, failure costs could be as high as 95 % of the total quality
cost. The relationship between product quality and raw material quality for the horse
mackerel extruded reduces failure costs to below 20% of total quality costs, depending on
the quality of raw material used. Investing in preventative actions such as quality
management systems can prolong the optimum quality of raw material to keep
controllable costs low and to achieve more than 80% of Total Quality Cost.
7.7 Further work
• It is suggested that scaling up studies be undertaken to investigate the requirements of
producing the extruded horse mackerel snack on a commercial scale. This would enable
small medium enterprises to create a business venture from utilising juvenile Cape horse
mackerel.
• The nutritional study results revealed that the extruded snack had a high fat content. It is
recommended that further studies should be aimed at identifying natural antioxidants
from seaweeds that could be used as a preservative of the horse mackerel snack.
Seaweeds are abundant on the Namibian coastline and are a rich source of polyphenolic
compounds that can act as antioxidants.
• Shelf life studies could be undertaken to investigate the stability of the extruded horse
mackerel snack with a focus on maintaining its quality over a specific period before
deterioration occurs. Such a study could be aimed at determining the preservation
capabilities of various packaging materials.
148
• In this study, numerous challenges were experienced with using a single screw extruder.
It is suggested that a study be undertaken to investigate the quality of products processed
using a twin-screw extruder.
• This study investigated the use of horse mackerel which is a marine fish species. Another
suggestion would be to investigate the use of fresh water fish species like tilapia in
developing an extruded snack. These species are found naturally in rivers and other water
bodies or are cultured in the same areas where the cereals such as pearl millet and maize,
used in developing the extruded horse mackerel, are grown. Should cultured fish be used
in the development of an extruded fish snack, there would be a need to screen these fish
for toxic Polychlorinated biphenyls (PCBs), dioxins and other contaminants to ensure that
the cultured fish are safe for human consumption.
149
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9. APPENDICES
Appendix 1.1 List of categories and elements of quality costs (Zugarramurdi et al., 2007)
Controllable costs Resulting costs
Prevention Costs Internal Failure Costs
P1. Design, development and implementation
of a quality assurance plan
F1. Scraps, reprocessing or spoilage
P2. Quality training programs for suppliers
and production personnel
F2. Low labour productivity and low process
yield
P3. Hygiene and sanitation of the plant F3. Inefficient usage of plant capacity
P4. Preventive maintenance and additional
supervision
Appraisal Costs
A1. Receipt and control of incoming material
A2. Sampling and laboratory analysis
A3. In-process inspection
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Appendix 1.2. Quality, market and production parameters (Zugarramurdi et al., 2007)
Quality
parameters:
Qm = raw material quality (normalized parameter)
Qp = product quality (normalized parameter)
YQm* = yield for optimum quality level Qm* (kg product/kg raw
material)
XQm* = productivity for optimum quality level Qm* (kg product/h-
worker)
Nscp = number of sanitation control points
Nccp = number of critical control points
Market
parameters:
PQm = purchase price of raw material (US$/kg)
PQp = selling price for quality level Qp (US$/kg)
PQp* = selling price for optimum quality level Qp* (US$/kg)
Production
parameters:
d = number of working days per year
K = daily production (kg finished product/day)
Ri = raw material sampling inspection rate (kg raw material/h)
S = average labour rate for trained workers (US$/h)
IF = total fixed investment (US$)
173
XQm = productivity for quality level Qm (kg product/h-worker)
YQm= yield for quality level Qm (kg product/kg raw material)
L = total labour cost (US$/kg product)
Appendix 1.3. Relationships used to estimate quality costs components (Zugarramurdi et al.,
2007)
Type of cost Relationship Equation
Number
Controllable costs sub-
model
Prevention costs
P1. Design, development
and implementation of a
quality assurance plan
CP1 = ΩP1 IF / d K (1)
P2. Quality training
programs for suppliers and
production personnel
CP2 = ΩP2 L Qp (2)
P3. Hygiene and sanitation
of the plant
CP3 = (ΩP3 L [1 + 0.01 Nscp ] Qp) / z (3)
174
P4. Preventive maintenance
and additional supervision
CP4 = [ΩP4 IF / (d K) + ΩP5 L ] Qp (4)
Appraisal Costs
A1. Receipt and control of
incoming material
CA1 = ( ΩA1 S / YQm Ri ) Qp (5)
A2. Sampling and
laboratory analysis
CA2 = ΩA2 L Qp (6)
A3. In-process inspection CA3= ΩA3 Nccp L Qp (7)
Internal Failure Costs
F1. Scraps, reprocessing or
spoilage
CF1 = (PQp* - PQp ) (1 - Qp)2 (8)
F2. Low labour
productivity and low
process yield
CF2 = S (1/ XQm - 1 / XQm* ) + PQm (1/
YQm - 1/ YQm*)
(9)
F3. Inefficient usage of
plant capacity
CF3 = PQp (YQm* - YQm ) / YQm* (10)