peacebuilding and cmty development zolondek
TRANSCRIPT
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EASTERN UNIVERSITY
BUILDING PEACE: POST-CONFLICT PEACEBUILDING THROUGH COMMUNITYDEVELOPMENT PROJECTS
A thesis/project submitted in partial fulfillment of therequirements for the degree of
Master of Arts in Urban Studies: Community Development
By
Kristellys Zolondek
Philadelphia, Pennsylvania
2010
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BUILDING PEACE: POST-CONFLICT PEACEBUILDING THROUGH COMMUNITYDEVELOPMENT PROJECTS
By
Kristellys Zolondek
A thesis submitted in partial fulfillment of the requirements for thedegree of
Urban Studies: Community Development
Eastern University
2010
Approved by ___________________________________________________Director of Faculty and Student Research
Date __________________________________________________________
Research Advisor Assigned ________________________________________
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ABSTRACT
In the midst of conflict-ridden situations worldwide, development projects have the potential to promote
reconciliation and build peace. Participatory development projects that involve the input and governancefrom and implementation by the community maximize that potential. Although there has been a good
amount of literature on the subject of development and peacebuilding, the case for community
development strategies has to be mainstreamed. This paper demonstrates that community development isessential to the success of peacebuilding through development projects as it captures the necessary aspectof a participatory, community-centered strategy. The conclusion of this study implies that development
workers and those in the field of peacebuilding must acquire community development approaches, as it is
only through developing communities strengths and capacities that sustainable peace can be achieved.Furthermore, this paper argues that community development can be understood as synonymous to
peacebuilding.
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TABLE OF CONTENTS
C h a p t e r 1 ..................................................................................................................................1 Introduction .............................................................................................................................................2Statement of Problem..............................................................................................................................2
Need For Study ........................................................................................................................................3Purpose .....................................................................................................................................................4Goal and Research Questions .................... ....................... ...................... ....................... .......................4Limitations ....................... ...................... ....................... ....................... ...................... ....................... ....4
Literature Review....................................................................................................................................5Community Development ...................... ....................... ....................... ...................... ....................... ....5Post-conflict Peacebuilding...................................................................................................................9Development .................... ...................... ....................... ....................... ...................... ....................... ..14Linking Peacebuilding and Development in Post-Conflict Areas ...................... ...................... ..........16Local Capacities for Peace Framework. ....................... ....................... ...................... ....................... ..19Community Level Peacebuilding through Development Projects......................................................22Theological Framework ...................... ...................... ....................... ....................... ...................... ......23
Methodology...........................................................................................................................................24 Approach, Procedure, and Analysis....................................................................................................24Significance of Study .............................................................................................................................25
C h a p t e r 2 ................................................................................................................................27 Capacity-Building Development ..........................................................................................................28Community Economic Development ...................................................................................................30Social Capital Formation......................................................................................................................31Asset-Based Community Development ...............................................................................................33Action Research.....................................................................................................................................33Environmentally Sustainable Development........................................................................................37Women-centered Community Development.......................................................................................40
C h a p t e r 3 ................................................................................................................................42 Case Study 1: The Aman Shanti Community Development Project in Shankernager, India .......43Background ...................... ...................... ....................... ....................... ...................... ....................... ..43Structure of Development Project.......................................................................................................44
Specific Programs....45
Case Study 2: The National Solidarity Program in Jurm, Afghanistan ..........................................46
Background ...................... ...................... ....................... ....................... ...................... ....................... ..46Structure of Development Project.......................................................................................................47Specific Programs....49
Case Study 3: The Disaster Preparedness and Local Capacities for Peace Program in South
Sudan ......................................................................................................................................................50
Background ...................... ...................... ....................... ....................... ...................... ....................... ..50Structure of Development Project.......................................................................................................51Specific Programs ....................... ....................... ...................... ....................... ....................... .............52
C h a p t e r 4 ................................................................................................................................54 Evaluation: Case Study 1......................................................................................................................55
Analysis & Implications for Peacebuilding: Case Study 1..................... ....................... .....................56Conclusions: Case Study 1..................................................................................................................56
Evaluation: Case Study 2......................................................................................................................58
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Analysis & Implications for Peace: Case Study 2 ....................... ....................... ...................... ..........58Conclusions: Case Study 2..................................................................................................................60
Evaluation: Case Study 3......................................................................................................................62Implications for Peace: Case Study 3 .................... ...................... ....................... ...................... ..........63Conclusions: Case Study 3..................................................................................................................66
Final Comments and Recommendations.............................................................................................68
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LIST OF TABLES
Number
Table 1.1: Issues Addressed by Community Development Strategies .................... ...................... ................6Table 1.2: Principles of Asset-Based Community Development .................... ....................... ...................... .7
Table 1.3: Development Styles....................................................................................................................15Table 3.1: Structures of the Aman Shanti Community Development Program ..........................................45
Table 3.2: Structures of the National Solidarity Program .................... ....................... ...................... ..........47
Table 3.3: Structures of Disasters Preparedness and Local Capacities for Peace Program.........................52Table 3.4: DIPLCAP Program Phases and Specific Objectives..................................................................53Table 4.1: Evaluation Chart for the Aman Shanti Community Development Project in Shankernager,
India ...................... ...................... ....................... ...................... ....................... ...................... ..............55
Table 4.2: Evaluation Chart for the National Solidarity Program in Jurm, Afghanistan ............................58Table 4.3: Evaluation Chart for the Disaster Preparedness and Local Capacities Program in South Sudan:
Part I....................................................................................................................................................62
Table 4.4: Evaluation Chart for the Disaster Preparedness and Local Capacities Program in South Sudan:Part II...63
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LIST OF FIGURES
Number
Figure 1.1. Community Development: Approaches and Issues Addressed ..................................................8
Figure 1.2. Lederachs Web of Reconciliation............................................................................................11Figure 1.3. Essential Characteristics for Sustainable Peacebuilding ....................... ...................... ..............13
Figure 1.4. The Peacebuilding Nexus..........................................................................................................17
Figure 1.5. The Peacebuilding Wheel..........................................................................................................18Figure 1.6. The Impact of Aid on Conflict: Categories of Dividers and Connectors..................................20Figure 1.7. Community Development Strategies Encompasses Peacebuilding and Post-Conflict
Development. ....................... ...................... ....................... ...................... ....................... .....................22
Figure 2.1. Stages of Capacity-Building in NGOs and Civil Society .........................................................29Figure 2.2: A Reformulation of the Component of Local Economic Development....................................31
Figure 2.3: Detailed Action Research Model .................... ....................... ...................... ....................... ......35
Figure 2.4: Sources and Consequences of Environmental Scarcity .................... ....................... .................39Figure 3.1. The 5-Phase Cycle of the National Solidarity Program .................... ....................... .................48
Figure 3.2. Phases of the DIPLCAP Program in South Sudan....................................................................52
Figure 4.1. Objectives of PSOs: Preconflict, During Conflict, and Postconflict at Different Levels. ........69
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ACKNOWLEDGMENTS
The author wishes to acknowledge those who have played a guiding, supporting, and inspirationalrole in the accomplishing of this thesis in the comments to follow:
First, those who have guided the writing of this thesis are acknowledged for helping me come
together academically throughout this process: Dr. Nathan J. Corbitt, Ms. Darlene Atta, and Dr. Richard
Tardanico. You have steered my writing in the right direction and have allowed me to think inside thebox of academia; a task often difficult for an abstract, visionary, and scattered thinker like myself. Thank
you each for the help you gave me along this process.Secondly, those by my side who have supported me since the beginning have been instrumental
in making me believe in myself and uplifting me through the hard times that comes with intensive
research and writing.Michael Zolondek, you have always walked the extra mile for me to help me during times of
intense work and study. I am always incredibly thankful and inspired by your willingness to help me and
those around you. Your work ethic has inspired me and taught me what it means to be thankful for an
education in a world where many dont get the same opportunities. Thank you.Elizabeth Bowden, you have been there with me since the beginning. Just knowing that we were
going through this process together and our mutual support took me a long way. You have always been
there and I am honored to have you as a colleague and a friend. Your support means so much to me.Thank you.
Everyone whom I know who has ever said, I believe in you: Thank you. The encouragement
those words have brought has been priceless.Finally, but certainly not least, I want to thank those who inspired me to focus on the issues my
thesis talks about. All of the peace activists whom I am honored and blessed to call friends: Every one of
your actions inspires me. You all have allowed me to not only believe but also see the goodness of
humanity and how that collective and sacrificial goodwill, with people from different walks of life, trulycan make another world possible here and now.
My last acknowledgments go out to the women, men, youth, boys and girlsmy brothers andsistershalfway across the world whose resilience have changed the goals of my days; the people ofUganda, Sudan, and the Democratic Republic of the Congo. Those whom we have allowed to perish
while we stood idly by making our promise of Never Again just a slogan: I ask for forgiveness forturning a blind eye and a deaf ear when I could have done something. Holocaust survivors, those affected
by the Holocaust, and other genocide survivors: the greatest wisdom and strength to keep going comesfrom you. I want to specifically thank a Holocaust survivor living in Miami whom I have had the honor to
meet and learn from, Mr. Joe Sachs. I will reiterate as I told you in person: we stand with you. Your
beautiful heart and your courageous soul leave me speechless. I will forever thank God for getting theopportunity to know you.
My life is forever indebted to those in my local and global community who experience the threatof violence and loss of dignity on an individual or mass level. My life is forever committed to the desiresof Gods heart made flesh through Jesus Christ to see Gods kingdom here on Earth as it is in Heaven.
Amen.
Sincerely,Kristellys Estanga
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GLOSSARY
Peacebuilding. Johan Galtung, named the father of peace studies, has contributed hisunderstanding of peacebuilding as an endeavor aiming to create sustainable peace by addressing the
root causes of violent conflicts and eliciting indigenous capacities for peaceful management and
resolution of conflict (AISBL, 2008, para. 2). InAgenda for Peace, the United Nations defines
peacebuilding as a process of that consists of a range of activities associated with capacity building,reconciliation, and societal transformation. Peacebuilding is a long-term process that occurs after violent
conflict has slowed down or come to a halt (Boutros-Ghali, 1995).Peacebuilding should be differentiated from peacemaking and peacekeeping. Peacemaking is the
diplomatic effort to end the violence between the conflicting parties, move them towards nonviolent
dialogue, and eventually reach a peace agreement (Maiese, 2003, para. 6). Peacekeeping is a third-partyintervention (often, but not always by military forces) to assist parties in transitioning from violentconflict to peace by separating the fighting parties and keeping them apart (para. 6).
Sustainablepeace. Peace is generally perceived as the absence of war. This is a negativedefinition of peace. A positive definition of peace is defined as the development of factors of
cooperation and integration between communities and nations in order to promote lasting peace (David
in Jeong, 2002, p. 27). Reychler (2001) defines sustainable peace as term that refers to a situationcharacterized by the absence of physical violence; the elimination of unacceptable political, economic,
and cultural forms of discrimination; a high level of internal and external legitimacy or support; self-
sustainability; and a propensity to enhance the constructive transformation of conflicts (p. 12).Furthermore, the requirements for sustainable peace to flourish are effective communication, consultation,and negotiation at different levels; peace-enhancing structures; an integrative moral-political climate; and
objective and subjective security (Reychler, 2001).
Conflict. Recyhler and Paffenholz (2001) define conflict as the pursuit of incompatible goals by
different groups (p. 5). Conflicts, if managed constructively, do not lead to violence. Some conflicts aremutually satisfactoryothers end up frustrating one or all parties (p. 7).
Violence. The term violence, according to Reychler and Paffenholz (2001), refers to a situationin which the quantitative and qualitative life expectancy of individuals or communities is intentionally
reduced (p. 4). They also point out noteworthy indicators such as expectancy of the members of agroup, infant mortality, daily calorie intake, [and] access to schooling (p. 4). When conflicts turn violent
the cost are not just human. They also include spiritual, humanitarian, material, political, ecological,
social, cultural, and psychological (Reychnler & Paffenholz, 2001). Violence can be perpetratedphysically, structurally, culturally and/or psychologically.
Post-conflict. This research will accept the definition posited by Junne and Verkoren (2005)which says that post-conflict is conflict situation in which open warfare has come to an end. Such
situations remain tense for years or decades and can easily relapse into large-scale violence (p. 1).
Development. Junne and Verokren (2005) see development as more than simply economicgrowth (p. 3). Development is about improving the standard of living for all people in poor countries(p. 3). Development improves various sectors of living conditions in a region which can include health,
environment, education, and political participation (p. 3).
Communitydevelopment. The fourth definition in U.S. Federal law states that communitydevelopment consists of activities that revitalize or stabilize low- or moderate-income geographies,designated disaster areas, or distressed or underserved metropolitan middle-income geographies (Code
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of Federal Regulations, 1995). In order for the definition to be within the scope of this research, this thesis
will accept the definition by the Canadian CED Network:Creating vibrant, resilient and sustainable local economies action by people locally to createeconomic opportunities and better social conditions, particularly for those who are more
disadvantaged. An approach that recognizes that economic, environmental and social challenges
are interdependent, complex and ever-changing. To be effective, solutions must be rooted in local
knowledge and led by community members. (Canadian CED Network, n.d., para. 1)
Community development has many strategies: Capacity building, Economic development, Socialcapital formation, Asset-based, Environmentally sustainable, Action research, Faith-based, Cooperative
living (co-ops), Intentional communities, Political participation, Community mobilization, Participatory
planning, Community-driven development (CDD), Neighborhood government, Community practicesocial work, and Community mental health work. This paper focuses on community development interms that encompass the following approaches: capacity building, economic development, social capital
formation, asset-based, community mobilization, participatory planning and community-driven
development.
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C h a p t e r 1
COMMUNITY DEVELOPMENT AND PEACEBUILDING:
AN INTRODUCTION
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Introduction
Community development strategies have emerged within peacebuilding frameworks in order to
further enhance peacebuilding initiatives in post-conflict areas. Like community development,
peacebuilding is a broad field which covers various processes, goals, and models. Although a post-
conflict developmental approach to peacebuilding can occur at various levels of society, this approach is
most sustainable when it is implemented at a grassroots level. This is where community development and
peacebuilding intersect. Community development helps to create a group consensus through cooperative
decision-making at the community level. Incorporating community organizing methods, community
developers work to enhance capacities within a community to achieve developmental goals. Community
developers can aid peacebuilding processes by helping to create participatory development projects. In
this way, development projects become more sustainable, more conflict-sensitive, and enhance local
capacities for peace.
Statement of Problem
Traditional peacebuilding initiatives need to be linked to development projects in order to achieve
sustainable results. There is no sustainable peace without the social infrastructure to support it.
Furthermore, there is no sustainable peace without community-led social infrastructure projects. These
kinds of projects promote cooperation between parties, minimize the potential harm a development
project might unwillingly have in areas of high tension, and enhance local capacities for peace. The
merging of community development strategies and peacebuilding would lead to such projects. So far,
community development strategies have been incorporated within both peacebuilding and development
projects in post-conflict areas. This thesis will hopefully change the way in which the relationship
between community development and peacebuilding has been viewed by illustrating that community
development strategies build peace in and of themselves. In other words, community development
strategies encompass post-conflict developmental approaches to peacebuilding.
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Need For Study
Since WWII there has been a clear shift in global warfare trends from inter-state to intra-state
conflict (Charlesworth, 2006, p. 8). According to OReilly, over seventy wars have taken place between
1989-1996 in sixty locations (1998). In 1997, there were at least thirty-four wars and seventy low-
intensity conflicts, and since 2004 there have been thirty active armed conflicts worldwide (1998).
Furthermore, most of these conflicts are taking place in developing countries (Leonhardt cited in
Ryechler & Paffenholz, 2001, p. 238). As Junne and Verkoren observe, developing countries have gone
through a period of intensive civil strife that post-conflict development has become the norm rather than
the exception (Junne & Verkoren, 2005, p. 318). However, post-conflict development has often been
added as merely an additional task and not integrated sufficiently into their overall development
strategy (Junne & Verkoren). Development projects have the potential to promote reconciliation and
peacebuilding in the midst of these types of conflicts. This must be recognized and these approaches must
be incorporated into development work in post-conflict areas.
Interestingly, there has been a recent paradigm shift breaking into post-conflict development and
peacebuilding projects: the incorporation of participatory processes is taking place in an attempt to
produce more effective and sustainable results. Sustainability has become a buzzword because huge
amounts of aid money are being wasted as conflicts arise again and again, thereby turning the sites of
development projects into areas of hostility. Development projects must therefore be aware of their
impact on post-conflict areas, help mitigate conflict, and be intentional about developing local capacities
for peace. As Carey and Richmond havenoted, Peacebuilding must be an intrinsic part of development
[projects] (2003, p. 41) in order for community participatory cooperation to occur.
Although a significant amount of literature has been produced on the subject of development and
peacebuilding, these works lack a comprehensive analysis of the role of community development in these
fields. This paper will provide this much needed analysis and will demonstrate that community
development strategies are not only essential to the success of peacebuilding through development
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projects, but that it is the kind of strategy that results when peacebuilding, post-conflict development, and
participatory processes come together.
Purpose
Goal and Research Questions
The goal of this research is to offer a strong case for the inclusion of the community in
development projects in post-conflict areas in order to build peace, thus killing two birds with one stone.
The guiding research questions to achieve this goal will be:
1. How are current post-conflict development projects engaging the community?
2. What are the building blocks for sustainable peace in post-conflict areas?
3. How do community development strategies enhance peacebuilding capacities within post-conflict
development projects?
As these three questions are addressed, the need for the implementation of community
development in post-conflict peacebuilding initiatives will become apparent. Community development is
able to achieve the goals of both development and peacebuilding projects, proving it to be a more cost-
effective, sustainable, and wise approach. This research will contribute to the larger discourse in a unique
way in that it will show how community development has inherent capacities for building sustainable
peace, thus making post-conflict developmental approaches to peacebuilding and community
development strategies synonymous, provided that the former is interested in engaging the community
through participation and indigenous leadership.
Limitations
Peace initiatives during an ongoing conflict will not be discussed in this thesis. My research will
focus specifically on post-conflict peacebuilding and development. It will assume the importance of peace
processes during conflict. It will also assume that the presence of development projects in current conflict
regions can adopt more conflict sensitive strategies through the awareness of these projects capacity for
peace through community led approaches. As will be demonstrated below, one must understand that
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peacebuilding is a process used for post-conflict situations, whereas peacekeeping and peacemaking are
more relevant for current conflict situations.
My research will likewise not address other approaches to peacebuilding, which are just as
important as developmental approaches to building sustainable peace. There is a range of approaches that
involve holistic and transformative peacebuilding which must be taken into account in any given
situation. Approaches vary from trying to reform judicial systems to using the arts as a tool for
transformation to post-trauma healing to spiritual or faith-based approaches. These are all important
aspects of peacebuilding that should be a part of any process. However, for the sake of making a strong
case for community development, I will focus specifically on the developmental approach to
peacebuilding.
Lastly, this research will not address the different levels at which peacebuilding processes and
projects occur. Again, there is an assumption that peacebuilding must occur at different levels of society
for it to be sustainable and holistic. For example, when reforming judicial systems in order to bring about
peace through justice, the processes focus on working with what Lederach called top leadership and
middle range leaders (political leaders, leaders in respected sectors, ethnic/religious leaders) (Knox &
Quirk, 2000, p. 25). Similarly, within developmental approaches to peacebuilding, many projects work at
a macro-level with top and middle range leaders. A more sustainable approach, though, would involve
grassroots leaders along with the support of upper-level leadership to accomplish the intended goals.
Hence, community level peacebuilding through development projects will be my focus.
Literature Review
Community Development
According to Ferguson and Dickens (1999, p. 5) community development is asset building that
improves the quality of life among residents in a troubled area. In the community development field,
assets take five basic forms: physicalcapitalin the form of buildings, tools, and so forth; intellectual and
human capitalin the form of skills, knowledge, and confidence;social capitalnorms, shared
understandings, trust, and other factors that make relationships feasible and productive; financial capital
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(in standard forms); andpolitical capital, which provides the capacity to exert political influence
(Ferguson & Dickens).
There are two predominant approaches to community development that shape various community
development strategies: needs-based development and asset-based community development. According to
UN-Habitat, community development strategies aim to help residents/community members address three
issues: (1) self-help (or self-sufficiency); (2) technical assistance; and (3) conflict resolution. As I will
demonstrated presently, the two aforementioned approaches deal with these issues in different ways.
Table 1.1
Issues Addressed by Community Development Strategies
Note: FromAn Asset-Based Approach to Community Development and Capacity-Building(pp. 5-6), byUN-Habitat, 2008, Nairobi, United Human Nations Settlements Programme
Needs-based Development. This type of development focuses on the needs of communities.
Needs-based development is based on identifying and responding to the needs in poor communities. This
approach focuses on what communities are lacking, not what they have, and is also termed the Deficit
Model. Within this approach, the needs of communities are assessed by agencies and technical assistance
is provided through top-down policies.
Criticisms have been raised regarding the needs-based development approach to community
development, including issues of deficiency and equity, perpetuating a culture of poverty, dependency,
and patience (UN-Habitat, 2008). In spite of this, needs-based development remains an effective tool for
mapping and quantifying the needs of distressed communities (UN-Habitat, 2008).
ISSUE ADDRESSED PURPOSESelf-help (or Self-sufficiency) Enables residents to mobilize and manage assets
Capitalizes on individual talents and skills Leverages collective assets and resources
Technical Assistance Transfers financial, organizational, and political assistance from externalsources to needy communities
Boosts self-confidence in marginalized communities
Conflict Resolution Explores avenues for conflict resolution within communities Encourages consensus on shared interests and visions
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However, with the emergence of asset-based community development, needs-based development
is being used for the beginning stages of development and then an asset-based approach for the remainder
of development projects (i.e. assessing the needs of the community in the beginning and enhancing local
capacities for development and transformation).
Asset-based Community Development. A model of community development that has become
essential for community developers to work with has been Kretzmann and McKnights Asset-Based
Community Development (ABCD) model. ABCD, also referred to as the Dynamic Model, considers
local assets as the primary building blocks of sustainable community development (Northwestern
University, 2009, para. 1). ABCD builds on the skills of local residents, the power of local associations,
and supportive functions of local institutions (para. 1) in order to organize existing community strengths
and thereby build stronger, more sustainable communities.
ABCD assumes the need for external resources and aid while focusing on the assets of
[troubled] communities (Kretzmann & McKnight, 1993, p. 8). However, it stresses that outside resources
will be more effectively used if the local community is itself fully mobilized and invested, and if it can
define the agendas for which additional resources must be obtained( p. 8).
Below, the principles of ABCD are listed:
Table 1.2Principles of Asset-Based Community Development
PRINCIPLE DESCRIPTIONAsset-based Starts with what is present in the community: the capacities of its residents and
workers, and the associational and institutional base of the area
Internally-focused Concentrates first of all upon the agenda-building and problem-solving capacities oflocal residents, local associations and institution. Stresses the primacy of local
definition, investment, creativity, hope and control
Relationship-driven Constantly builds and rebuilds relationships between and among local residents
(bridging and bonding social capital, respectively), local associations and local
institutions
Note: FromBuilding Communities From the Inside Out: A Path Toward Finding and Mobilizing a
Communitys Assets (p. 9), by Kretzmann & McKnight, 1993, ACTA Publications
The success of community development strategies, according to Kretzmann and Knight, lies in
the ability to rebuild relationships and address local assets (p. 10).
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Needs-based vs. Asset-based. These two approaches to community development have created a
variety of strategies to help, empower, and transform communities around the world in a wide array of
situations, including in a post-conflict situation. Figure 1.1 below is taken from UN-Habitat (2008). It
shows how these two approaches each address the different categories tackled by community
development.
Figure 1.1. Community Development: Approaches and Issues Addressed From An Asset-Based
Approach to Community Development and Capacity-Building (p. 4), by UN-Habitat, 2008, Nairobi,United Human Nations Settlements Programme
Community Organizing & Building. Community development will often be intertwined with
community organizing or community building. The purpose of both fields is basically the same: to build
capacity that improves the quality of life among residents of low- to moderate-income neighborhoods
(Ferguson & Dickens, 1999, p. 11). According to Linthicum, Community organizing is that process by
which the peopleorganize themselves to take charge of their situation and thus develop a sense of
community together. It is a particularly effective tool for the poor as they determine for themselves the
actions they will take to deal with the essential forces that are destroying their communities and
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consequently causing them to be powerless (1991, p. 31). Of the several definitions offered for
community organizing, Linthicums captures this fields purpose most clearly.
Community building, like community development and organizing, is defined in various ways,
but one can easily point out similar themes within these definitions. Community building has a common
emphasis on organizing residents, social capacity building, and grassroots participation (Ferguson &
Dickens, 1999, pp. 9-10). Likewise, community development should be neighborhood oriented, resident
driven, and empowerment focused (Ferguson & Dickens, p. 13).
Upon reviewing community development literature, it is safe to say that community development
uses both community organizing and community building within its framework to enhance local
capacities for change.
Social & Human Capital.The contribution of social capital theory to community development
has been significant. Social and human capital are two assets on which community development seeks to
build for social transformation. Human capital is tools and training that enhance individual productivity
(Putnam, 2000, p. 18). Social capital theorys core idea is that social networks have value[they can]
affect the productivity of individuals and groups (Putnam, p. 19). There are two forms of social capital,
each of which has different outcomes. Bonding social capital is good for undergirding reciprocity and
mobilizing solidarity[it is] inward looking and tend[s] to reinforce exclusive identities and
homogeneous groups (Putnam, p. 22), whereas bridging social capital generates broader identities and
reciprocity[bridging social capital is] better for linkage to external assets and for information diffusion
(Putnam, pp. 22-23). Both forms of capital are vital to community development, as community
development only works in the context of maximizing bonding and bridging social capital. Community
development sees problematic situations within communities as a result of weak social ties within the
community and weak social ties between the community and outer forces.
Post-conflict Peacebuilding
Definitions of Peacebuilding. Post-conflict peacebuilding is a newly emerging concept that
Boutros-Ghali defines as an action to identify and support structures which will tend to strengthen and
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solidify peace in order to avoid a relapse into conflict (cited in Lambourne & Herro, 2008, p. 277).
Peacebuilding encompasses various lines of work including political, developmental, humanitarian and
human rights programmes (Lambourne & Herro, p. 278). According to Luc Reychler, sustainable peace
is characterized by the absence of physical violence; the elimination of political, economic and cultural
forms of discrimination; self-sustainability; a high level of internal and external legitimacy or approval;
and the propensity to transform conflicts constructively (as cited in Lambourne & Herro, p. 279).
Lederachs definition of peacebuilding, an array of processes, approaches, and stages needed to
transform conflict toward more sustainable, peaceful relationships (cited in Lambourne & Herro, p. 279),
comes from a Mennonite approach to peacebuilding. The basic theme of this peacebuilding approach is
to engage with local institutions that contribute to the growth and maintenance of peace, offer support
and help to local endeavors on their own terms, rather than seeking to impose a vision of what a final
peace should look like (Mitchell cited in Sampson & Lederach, 2000, p. 223). The Mennonite
peacebuilding tradition has contributed to the research mostly by emphasizing the need for long-term
relationship building as a primary component of achieving sustainable peace.
Lederach, a major contributor to peacebuilding research, has developed his own peacebuilding
model. In his model he makes three observations about classical peacebuilding initiatives:
1) there is an over-emphasis on short-term tasks which are often separated from the longer
ranging goals of social change necessary to sustain any macro political achievements made;
2) there is a hierarchical approach to peacebuilding instead of an organic approachmuch of the
activity is focused on top level leaders and the macro level political activities;
3) There are political changes which are integral to the process of transition in divided
societiesWhile these political changes are necessarymoving beyond transition to
transformation requires a more comprehensive approach involving social, economic, socio-
psychological and spiritual changes (Knox & Quirk, 2000, pp. 24-26).
Figure 1.2 shows Lederachs peacebuilding model, which has been shaped by his aforementioned
criticisms. Lederach summarizes his model in the following way:
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We must move beyond a short-term crisis orientation and toward the development of a capacity
to think about social change in terms of decades and generations. We must move beyond ahierarchical focus on politics and toward the construction of a more organic, broad-basedapproach that created the space for genuine responsibility, ownership and participation in peace
building (Lederach, 1996, p. 53).
Figure 1.2. Lederachs Web of Reconciliation. FromPeace building in Northern Ireland, Israel andSouth Africa (p. 27), by Knox & Quirk, 2007, New York: St. Martins Press, LLC.
As seen above, peacebuilding takes place within various spheres of life and at different levels.
This thesis will focus on the socio-economic level of post-conflict peacebuilding, which deals with
financial aid, retraining, employment, and the encompassing work of development. Within the socio-
economic component of peacebuilding, Lederach proposes that contextualization and empowerment are
tools that are required within peacebuilding frameworks. Michael Pugh says that, the ownership of
peacebuilding needs to be in embedded in local communities (cited in Lambourne & Herro, 2008, p.
280). Sustainability and legitimacy are the results of local ownership of peacebuilding according to
Barnes (Lambourne & Herro, p. 280). The need for social reconstruction must be contextualized and
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adapted to each unique post-war settingbeing informed by the opinions, attitudes and needs of the local
population (Stover & Weinstein as cited in Lamborune & Herro, p. 280).
Lisa Schirch also offers important information for peacebuilding research. She has observed that
peacebuilding prevents, reduces, transforms, and helps people to recover from violence in all forms
while at the same time empowering people to foster relationships at all levels to create structural justice
(in Mertus & Helsing, 2006, p. 64). Schirch emphasizes the important concept of just peace which
recognizes that justices pursued violently contributes to further injustice and human rights violations (in
Mertus & Helsing, pp. 64-65). Therefore, peace without justice is unable to meet the basic needs of
people living with the aftermath of conflict. She goes on to note that because peacebuilding coordinates
the activities of a wide range of actors at all levels of society over a period of months, years, and
decades, it is necessary to have a variety of different, collaborative approaches (Schirch in Mertus &
Helsing, p. 65).
Lastly, inBuilding Sustainable Peace Andy Knight gathers insights from many experts in the
field of peacebuilding. For example, he approvingly quotes Kenneth Bush, who states:
In the broadest terms, peacebuilding refers to those initiatives which foster and supportsustainable structures and processes, which strengthen the prospects for peaceful coexistence and
decrease the likelihood of the outbreak, reoccurrence, or continuation, of violent conflict. Theprocess entails both short- and long-term objectives, for example, short-term humanitarian
operations, and longer-term developmental, political, economic and social objectives (cited inKnight, 2004, p. xxxvi).
Peacekeeping & Conflict Management. Peacebuilding transcends the concepts of
peacekeeping and conflict management, says Knight (2004), in that it embodies more than simply
band-aid and reactive solutions to dealing with violent conflicts (p. 356). The underlying structural
causes of conflict must be addressed by peacebuilding through decentered socioeconomic and political
structures and bottom up processes (Knight, 2004). This type of critical peacebuilding is currently being
promoted as more sustainable and effective than more contemporary problem-solving approaches.
Workers in the peacebuilding field are realizing that critical and problem-solving approaches need to
be combined. For this reason, Knight argues that it would be futile to pour resources and personnel into
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every problem associated with complex humanitarian emergencies and violent outbreaks if the peace that
results cannot be sustained (Knight, 2004, p. 357, emphasis added). Thus, seeking sustainable peace in
post-conflict areas must be intentional when deciding to intervene with resources, aid, or projects on the
ground in any way.
Characteristics of Peacebuilding Strategies. According to Reychler and Paffenholz (2001, p.
12) there are four aspects that make up the necessary requirements needed for the creation of sustainable
peace: (1) Effective communication, consultation, and negotiation at different levels; (2) Peace-enhancing
structures; (3) An integrative moral-political climate; (4) Objective and subjective security.
Figure 1.3. Essential Characteristics for Sustainable Peacebuilding. Adapted fromPeace-building: AField Guide (p. 12), by Reychler & Paffenholz (Ed.), 2001, Boulder: Lynne Rienner Publishers.
Additionally, peacebuilding must include two strategies and two different levels. (1) the level of
regional and international regimes and (2) in-country peacebuilding measures (Keating & Knight in
Knight, 2004, p. xli). It is the latter strategy on which this paper will focus. In-country peacebuilding is
defined by Keating and Knight as: National and local level efforts, involving both governmental and
civil society actors, that are aimed at economic development, institution building and, more generally, the
creation or restoration within countries of the conditions necessary to bring about stability and sustain
peace (p. xli).
It is necessary to note the importance of the role of regional and international regimes along with
in-country peacebuilding: the latter is aided by the former. One must compliment the other.
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Development
History of Development. Hart explains that the idea of development assistance came out of a
need to reconstruct countries after World War IIwhich created an awareness of the need to eradicate
poverty (2008, p. 4). The development process started out as a linear one in which the goal was to get
underdeveloped countries up to par with the developed world. Since then, this approach has had its
share of criticism because of its paternalistic and colonialist underpinnings (p. 4). Moreover, there was
a paradigm shift in regard to development in the early 1990s. This shift occurred because there were
issues, as there are now, regarding access to resources and the abundance of poverty despite tremendous
progress in health care, education and other standards (p. 4); this added to the perception that
development strategies were generally ineffective and in need of review.
Galtung (1994) speaks to this idea of progress within development strategies when he discusses
three development concepts: blue development, red development, and green development. Blue
[development], Galtung explains, [is] economic growth [that] is spearheaded by an entrepreneurial class
unfettered by state control or imitative, guided by the market (p. 109). Red development is the reaction
to blue development. It is economic growth controlled, even initiated by a state bureaucracy, but
spearheaded by the labor movement (p. 109). The third kind of development, the green kind, is a
reaction to both blue and red development. It is based more on the autonomy of local level and the
presumed beauty of the smaller economic cycles, also for world solidarity, and spearheaded by the new
social movement. Think globally, act locally in other words (p. 109).
According to Galtung, the history of development indicates that there four styles of development
varying on two dimensions: (1) level (macro-oriented vs. micro-oriented), and (2) aspect (one-
dimensional vs. multi-dimensional). Macro-oriented development builds strong countries with strong
entrepreneurial and/or bureaucratic elites [with] an international order accommodating the power and
privileges of these interest elites (p. 110). Micro-oriented development builds strong human beings and
strong local communities (p. 110). One-dimensional development tends to focus one dimension of
growth, be it economic, institutional, ecological, cultural, etc. Multi-dimensional development seeks a
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more holistic approach to development taking the totality as the focusencompassing a number of
dimensions (p. 110).
Table 1.3
Development Styles
LEVELASPECT Macro-oriented Micro-oriented
One-dimensional Macro-oriented& One-dimensional
Micro-oriented& One-dimensional
Multi-dimensional Macro-oriented
& Multi-dimensional
Micro-oriented
& Multi-dimensional (Green
Approach)
Note: Adapted fromHuman Rights in Another Key (p. 110), by Galtung, 1993, Cambridge: Polity Press.Galtung, J. (1994). Human rights in another key. Cambridge, UK: Polity Press.
Galtung observes that what has mostly been seen is a macro-oriented, one-dimensional approach
and that a shift to a greener approach is beginning to occur. It is not necessary to be encompassed within
one style of development because our current development framework is a macro-oriented, one-
dimensional one, and it takes a proper balance to be successful. This is not to say that we should not think
about green approaches to development, but in the unbalanced developmental system in which we find
ourselves, it is correct to emphasize the importance of micro-oriented, multi-dimensional development.
The goal is to develop greener approaches, not necessarily completely green ones. Such a development
approach will leave communities isolated without a state to unite the economies together. A greener
approach can be found in the concept of human development.
Conceptual Framework. The United Nations Agenda for Development first expressed the
concept of human development, which says that human development strives to promote freedom from
fear and want, emphasizing participatory processes and improving the quality of life for all peoples
(Hart, 2008, p. 4). Allowing people to engage in development strategies through participatory process
places human needs at the center of development goals. Human development focuses on issues such as
poverty reduction, employment, social integration, and environmental protection (Hart, 2008).
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Two concepts have emerged out of international development: participation and sustainability
(p. 5). Participatory development is
an approach that recognizes that for a project to be successful over the long-term, it must be
based on the needs, wishes, and participation of local or recipient actorsSustainability [means
that] the development project does not consume more economic, environmental or humanresources than are available in any given setting, thus limiting its long-term viability (p. 5).
Jennings refers to participation as the involvement by local populations in creation, content and
conduct of a program (2000, p. 1). Participation can be achieved through the building of local assets and
capacities which helps to avoid the imposition of priorities from the outside, increases the likelihood of
programs staying on target and will result in higher sustainability. Participatory development promotes
equality and the idea that local decision-making is just as important as top-level mandates in regard to
development projects, and it is driven by the importance of entrusting citizens with the responsibility to
shape their own future (Jennings, 2000).
The World Bank, the Canadian International Development, USAID, and the International
Relief/Development Project have examined participatory approaches in various case studies. Each review
concluded that while participatory methodologies may require greater up front investment in staff
training and operation expenditures (up to 15%, on average, according to the World Bank study), through
the life of programs overall costs average lower in programs that do not rely on local capacities
(Jennings, 2000, p. 3).
Linking Peacebuilding and Development in Post-Conflict Areas
Peacebuilding has many different approaches. Peacebuilding synthesizes the values, relational
skills, analytical frameworks, and processes used in each of these fields or approaches (Schirch in
Mertus & Helsing, 2006, p. 65). The figure below represents peacebuilding approaches from many
different fields. Although there are many different fields, this paper is concerned with peacebuilding
through a developmental approach (economic, social, and political development) when differences are
viewed in the context of the Peacebuilding Nexus.
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Figure 1.4. The Peacebuilding Nexus. FromHuman Rights and Conflict: Exploring the Links Between
Rights, Law, and Peacebuilding(p. 66), by Mertus & Helsing, 2006, Washington, DC: United StatesInstitute of Peace Press
Barry Hart developed the Peacebuilding Wheel shown below. The Peacebuilding Wheel is a
model that shows the interface of the tangible and intangible elements of peacebuildingCulture and
contextis always assumed in this model as the need for gender mainstreaming (Hart, 2008, pp. viii-ix).
Each section of the wheel contains elements of peacebuilding needed for initiatives to be transformative
and holistic. In terms of the Peacebuilding Wheel, this paper will focus on Humanitarian Assistance &
Development.
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Figure 1.5. The Peacebuilding Wheel. From Peacebuilding in Traumatized Societies (p. ix), by Hart,
2008, Lanham: University Press of America.
Development and Conflict. As noted earlier, most of todays violent conflicts are taking place
in developing countries (Leonardt in Reychler & Paffenholz, 2001, p. 238). This means that there is a
need for development projects, primarily conflict-conscious ones. Development projects in these
struggling areas must take into account those areas social, political, and conflictive contexts. An
increasing number of conflict-related humanitarian emergencies have diverted scarce resources from
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long-term development to humanitarian assistance (Leonardt in Reychler & Paffenholz, p. 238). This
sparked a discussion regarding the relationship between aid/development and security/peace. The
discussion within the development community included the need for socially sustainable development.
Firstly, there is growing consensus that development projects should not just produce economic
growth within a community but also create socially sustainable structures that prevent violent conflict and
are intentional in building peace. Secondly, the discussion focused on the negative effects of aidany
development project has the potential for peace and reconciliation or can further propagate violent
conflict through unstable power relationships and unfair access to resources. Thirdly, the reactive
approach to conflict has to be revised, which corresponds to the general shift in development thinking
toward enabling environments, which emphasizes good governance, rights-based development, and a
strong civil society (Leonardht in Reychler & Paffenholz, p. 239).
Humanitarian aid, development, and the ways in which conflict is dealt with need a new proactive
approach. This poses new challenges to aid agencies because they need to acquire additional instruments
and tools: conflict analysis, socially sustainable planning, identifying peace constituencies, and
monitoring impact of aid activities on conflict.
There are three main areas in which development aid can play a positive role in promoting
peace: long-term conflict prevention, supporting peace processes, and addressing localized violence
(Leonardht in Reychler & Paffenholz, p. 240). It is imperative that development projects understand and
embrace their peace-enhancing components so that developers can simultaneously address the material
conditions of violence and empower people to resolve their conflicts peacefully (p. 242).
Local Capacities for Peace Framework.
Perhaps one of the most important contributions to the field of community development and
peacebuilding was the Local Capacities for Peace framework (LCP). World Vision, a Christian
humanitarian organization, has gotten a hold of this framework and has aided them in making their
community development approaches conflict sensitive. This framework provides a method of analysis
that assists NGOs towards achieving the goal of doing no harm while providing aid and helping NGOs to
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recognize and support the peoples local capacities for peace (Lowery in Garred, 2006, p. 2).
External assistance to conflict situations has the potential to either alleviate or worsening a
conflict: it can free intergroup tensions and weaken intergroup connectionsConversely, aid can help
war to end by lessening intergroup tensions and strengthening intergroup connections (Anderson, 1999,
p. 69). Figure 1.5 shows the interaction of aid to conflict. This framework has three basic steps and a
feedback process for ongoing assessment of a situation and appropriate program redesign (p. 69).
The first step is to identify the dividers, tensions, and war capacities in the context of conflict and
assessing their importance. The second step involves identifying, and assessing the importance of, the
connectors and local capacities for peace in the same context. The third step involves identifying the
pertinent characteristics of the aid agency and its program and assessing (reassessing) their impacts on the
dividers, tensions, and war capacities and the connectors and capacities for peace (Anderson, 1999).
Figure 1.6. The Impact of Aid on Conflict: Categories of Dividers and Connectors. FromDo No
Harm: How Aid Can Support Peaceor War(p. 74), by Anderson, 1999, Boulder: Reinner Publishers
Inc.
Other Important Contributions.Viven Erasmus contribution to Reychler & Paffenholz
Peacebuilding: a field guide is important in coupling development and peacebulding into a community
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development framework through LCP. According to Erasmus, community mobliziation is a means of
tapping into the knolwedge and resources of the local community and fostering a spirit of community
ownership (Erasmus in Reychler & Paffenholz, 2001, p. 249). It is one of most effective tools for
minimizing dependency and reducing conflict at a grassroots level. In the LCP framework, community
mobilization would most likely occur at step two: identifying, and assessing the importance of, the
connectors and local capacities for peace. The purpose of community mobilization should be:
To create dialogue between the community, donors, and service provides; to promote structures
and systems for involvement of the community;
To optimize utilization of existing community resources; to ensure full cooperation and
collaboration between all stakeholders; to advance community empowerment and ownership; and
To resolve conflicts and grievances (Erasmus in Reychler & Paffenholz, p. 249).
Here, community mobilization resembles asset-based community development, capacity building,
community organizing and community building techniques. Indeed, these are overlapping concepts. One
starts to see the importance of involving the community in, even letting the community take leadership of,
the development projects; even though doing so may redefine objectives and priorities.
Furthermore, adding to the need for community development strategies within mainstream
development projects, Stiefel states that the external assistance must be carefully timed to local
dynamicsThey must move away from a preoccupation with urgent action and quick fixes and define
their role in a medium- to long-term perspective (Stiefel in Reychler & Paffenholz, p. 272).
Sustainability is more readily achieved when development projects promote local and national ownership.
On another note, there is a need for development to happen in impoverished communities as,
oftentimes, one of the determinants of whether crime and conflict will arise again maybe the degree of
economic and social development that has been achieved in the mean time and the fair distribution of its
fruits to different groups of the population (Junne & Verkoren, 2005, p. 1). Development projects can be
seen as an instrument to conflict resolution. As the UN Secretary-General, Kofi Annan, says, The
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prevention of war begins and ends with the promotion of human security and human development (cited
in Junne & Verkoken, p. 114).
Community Level Peacebuilding through Development Projects
Andrew Sheriff, Program Manager of Development & Peacebuilding in the London based
organization Dolby House, understands the importance of addressing issues at the community, national,
regional, and international levels in mutually reinforcing ways (2002). He observes that an important key
to building sustainable peace and development is supporting community-based peacebuilding (p. 1).
Moreover, Sheriff encourages the acknowledgement of the complimentarity between community
development and peacebuilding (p. 2).
After reviewing the literature and seeing the need to connect post-conflict development and
peacebuilding initiatives through participatory methodologies, community developers and non-
community developers alike can see the overlapping themes. The main element connecting peacebuilding
and post-conflict development is a participatory approach, given that both fields have an understanding of
the social context of the post-conflict area and its populace.
Figure 1.7. Community Development Strategies Encompasses Peacebuilding and Post-Conflict
Development.
The field of community development encompasses peacebuilding and post-conflict development.
Researchers and workers in both fields are looking for ways, and have come up with frameworks and
models, to accomplish more sustainable and effective development and more holistic peacebuilding.
Peacebuilding from a developmental approach requires community development strategies that can work
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in aiding development projects to achieve peacebuilding in post-conflict areas. Furthermore, community
development is inherently a method by which sustainable peace can be established. This should enable
community development workers to constantly have the goal of peace in view during their efforts.
Additionally, it should allow current developmental approaches to peacebuilding, and indeed any
peacebuilding initiative, to simplify their methods in regard to researching effective strategies. The closer
to a community development strategy a peacebuilding or development project looks, the more effective it
should be.
Theological Framework
Dr. Martin Luther King, Jr., a prophet of peace and justice, proclaimed, Without justice there
can be no peace (Lame, 2009). This has also been a rallying cry among peace activists demanding that
the establishment of justice act as the foundation of peace. Biblical insight agrees with this notion. The
prophet Isaiah says this: The way of peace they do not know, and there is no justice in their paths
(Isaiah 59:8, New Revised Standard Version).
One would do well to recall that the ultimate goal of community development is social justice.
Development projects seek to improve standards of living. As previously stated, some indicators that
social justice is occurring are decreased infant mortality and increased life expectancy. Interestingly, the
Hebrew Bible regards such a change in trends as being a part of the new creation, a peaceable realm
founded on justice that would come with the establishment of the Kingdom of God. Isaiah 65:20 says,
No more shall there be in it an infant that lives but a few days, or an old person who does not live out a
lifetime (NRSV). These improved living conditions lead to peace within a community, and this is the
goal of development projects at community, national, regional, or international level.
Development projects can lead to peace by establishing relationships in the process, which is in
the end what the Kingdom of God is abouta relational kingdom. The theological framework in this
research is heavily influenced by Eric Jacobsen, who stresses the importance of physical development
projects not as and end in and of themselves but as a means to an end. Jacobsen and Peterson(2003) says
that perhaps what [is] being accomplished [is] the shaping of a people more than the shaping of a city
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although the shaping of the city may [be] an important means to an end (p. 71). Moreover, he says that,
the conditions of city life create opportunities for the fruits of the spirit to grow (p. 72). This indicates
the it is important to give importance to the physicality and the structures, or lack thereof, of the places in
which we live. Its design, placement, and functionality affect communal relationsthey can aid in
fostering peace or conflict.
The building of peace can only be pursued wherever there is a foundation of justice. Justice,
achieved through participatory development at a community level, cultivates relationships and leads to the
building of peace.
Methodology
Approach, Procedure, and Analysis
The approach of this thesis is an extended literature review. In chapter 2, various sources will be
reviewed in order to provide descriptions of different community development strategies and how they
have an inherent capacity to build peace. In the third chapter, case studies will be reviewed and analyzed.
There are various criteria for the choosing of these case studies. The case studies are chosen if they show
that:
It takes place after a situation of conflict, violence, civil strife, or war.
Development projects are initiated to rebuild the loss of, or simply obtain for the first time,
infrastructure and improve the quality of life.
Project initiators (whether external or internal) are aimed at involving the community through
participatory processes
The procedure of analysis will consist of evaluating each case study by how it incorporates all the
different asset-based community development characteristics shown in Figure 1.1. In the evaluation of
each characteristic, the analysis will mention how these components enhance local capacities for peace.
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Significance of Study
Those involved in community development need to be aware of the potential community
development strategies have for building peace within a region. The need for civil and peaceful relations
in any area where tensions are high and interests are conflicting is vital. This need is constant within any
country or culture. It is vital in downtown Miami where luxury residential apartment complexes make life
harder for those in the surrounding poor community, thus creating animosity among local poor residents
toward those in power. It is likewise vital in post-genocide Rwanda where infrastructure development
may benefit one group of people and not another, thus straining group relations, rehashing old ethnic
rivalry, and triggering more violent conflicts.
Community developers work within a community to develop active and sustainable
communities based on social justice and respect (Community Development Exchange, n.d., para. 1).
Furthermore, community development approaches recognize that economic, environmental, and social
challenges are interdependent, complex, and ever-changing (Canadian CED Network, n.d., para. 2). The
implementation of community development strategies to manage community inequality and
accompanying conflicts results in the building of social capital through the establishment and cultivation
of cooperative relationships. When interdependent relationships are cultivated in a region, within groups
and between conflicting groups, the potential for peace is greater, as the need to work together for the
common good becomes more relevant to group interests.
Community development strategies incorporated in peacebuilding initiatives lead to more
sustainable peace. At the same time, community development strategies help development projects take
advantage of their peacebuilding potential by involving the community, specifically conflicting parties.
Therefore, research should look into how community development strategies can be included in post-
conflict development projects. This is what I intend to do here. This will allow for the establishment of
community development as a key peacebuilding approach in post-conflict areas by synthesizing
peacebuilding and development projects. Those involved in community development at any level should
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harness the peacebuilding capacity of their strategies and work in their communities with the ultimate
goal of building sustainable peace.
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C h a p t e r 2
COMMUNITY DEVELOPMENT STRATEGIES
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Capacity-Building Development
Capacity-building refers to a development approach that enables people to develop their
resources together in order to increase their capacity to meet their communitys new needs, engage new
opportunities, and let go of things they no longer need (Faculty of European Studies, 2009, slide 6). As
we settle into the 21st
century, the shift in development approaches has been toward sustainability. In
order for capacity-building development to have more sustainable results, it requires people, as a
community, to keep aware of their situation, to integrate the various resource development domains, and
to bring new people in to sustain the communitys ongoing capacity development efforts (slide 6).
Capacity-building development relies heavily on indigenous empowerment and skills development, with
the focus being on building local capacities, both individual and communal, in order to advance
developmental visions for a particular community. According to Eade (2008, p. 27), key questions of
capacity-building are: Who are the poor and oppressed in this society, why, and in what ways? How will
supporting structure X or activity Y help to change the overall balance in favor of those who lack access
to power and resources?
An easy way to understand capacity-building is to think of it in terms of helping people and
communities manage change. The way in which communities manage change depends on the skills they
possess to do so. There are several capacity domains that have to be properly developed and nurtured for
communities to feel empowered enough to take on challenges with a positive return on investment:
human, organizational, infrastructure, and financial. These four capacities develop an overarching
capacity to manage change. (Fettig, 2007).
Fettig says that that development strategies may vary but all development requires capacity
(2007, p. 2). One begins to see that capacity-building is being understood not just an approach in and of
itself, but as an integrate part to development projects across the board. Aside from enabling change
management, capacity is also the key to discovering development opportunities and implementing
successful projects (2007, p. 5). Eade, et al. assert that, strengthening peoples capacity to determine
their own values and priorities, and to organize themselves to act on these, is the basis of development
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(1995, p. 9), and it is this foundational philosophy that must be integrated into all development projects.
Development projects certainly require external organizations, but it is more important that these external
entities enable communities to maintain long-term sustainability, capacity, and success by supporting a
locally driven grassroots effort. This type of development should focus on the capacities needed by a
range of different people working in the same environment and addressing a common concern (Eade,
2008, p. 28) rather than on a particular organization.
Since capacity-building is more of a critical part of development, rather than a more definite
approach (e.g. women-centered development, economic development), the purpose becomes different at
different stages of the development process. Capacity-building can be the means to, the process for, or the
ends of a specified project. Figure 2.1 elaborates on the different purposes capacity-building has. This
paper is concerned mainly with capacity-building in civil society.
Figure 2.1. Stages of Capacity-Building in NGOs and Civil Society. From Capacity-building: An
Approach to People-Centred Development(p. 35), by Eade, 2008, London: Oxfam Publishing.
Source: Eade, 2008, p. 35
Capacity-building is continual; both a goal and a process. For this reason, it is hard to measure
qualitative learning and growth even though it is essential to healthy development. Aside from this,
capacity-building can go wrong when it creates dependency, weakens the state, is viewed as a separate
activity from the development process, or concerns itself soley with financial sustainability.
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In light of all of this, one can reflect on the previous statement made by Eade, et al. that
strengthening peoples capacity to determine their own values and priorites, and to organize themselves
to act on these (1995, p. 9) is the basis of development; all the more so with capacity-building. When
development projects are working with a range of different people in the same environment and
addressing a common concern, then local capacities for peace are nurtured.
Capacities for peace are certainly developed when the capacities of primary stakeholders to
implement defined activites are strengthened because of the empowerment experienced. This
empowerment may enable groups to analyze and choose to carry out non-violent methods of acquiring
what they need. Fostering communication plays a central and vital role in peacebuilding, thus making
capacity-building a must in the peacebuilding process. Finally, strengthening the capacities of primary
stakeholders to participate in the political and socioeconomic arena is critical for peacebuilding: for
peace, justice, and a fair democratic process go hand in hand.
Community Economic Development
Community economic development (CED) is a community-based and community-directed
process that explicitly combines social and economic development and is directed towards fostering the
economic, social, ecological and cultural well-being of communities and regions. As such it recognizes,
affirms and supports all the paid and unpaid activity that contributes to the realization of this well-being
(Simon Fraser University CED Centre, 1997, para. 2).
Like capacity-building, CED is an evolving, on-going process which has emerged as an
alternative to conventional approaches to economic development (para. 3). Also like capacity-building,
economic developers are understanding the need for sustainable economic development, which means
involving the communities by allowing them to directly face the problems affecting them. A participatory
economic development process allows for needs to be addressed holistically and sustainably.
According to the Simon Fraser University CED Centre, these are the general values for CED:
equity, participation, community-building, cooperation and collaboration, self-reliance and community
control, integration, living within ecological limits, capacity-building, and diversity. Furthermore,
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appropriate indicators of success are defined by the community rather than through conventional
measures and standards (1997, para. 15).
Figure 2.2 shows four components of local economic development which have evolved over time
into new concepts which increase strategy effectiveness and sustainability.
Figure 2.2: A Reformulation of the Component of Local Economic Development. FromPlanningLocal Economic Development: Theory and Practice (p. 67), by Blakely & Bradshaw, 2002, Thousand
Oaks: Sage Publications, Inc.
Community economic development is important, as will be seen in the next chapter, because, as
noted in Chapter 1, violence and communal conflict is often triggered by unfair access to resources,
economic marginalization, and unstable power structures. Local economic development initiatives started
by community members are usually sustainable, respected, and help build trust within communities and
conflicting people groups.
Social Capital Formation
Because economic marginalization leads to conflict within communities, social capital is an
important factor in the success of community development programs. To form social capital is,
essentially, to build relationships. Thus, social capital formation can be used as a tool to reduce such
injustices and poverty, thereby leading to a reduction of conflict.
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Adler and Kwon make a note of the benefits of social capital formation on the economic situation
of a person: social capital influences career successhelps workers find jobs...creates a richer pool of
recruits for firmsand facilitates entrepreneurship (2002, p. 17). Social capital is simply the networks
within and between groups of people that enable some form of action, in this case, development within
communities. According to Woolcock, sets of social ties are crucial for providing informal insurance
mechanisms and have important impacts on the success of development projects (2002, p. 22). For this
reason, social capital formation is a crucial variable for community development.
Community development must consider integrating the poor with the non-poor, thereby
increasing bonding and bridging social capitalthe strengthening of social ties enable underserved
communities to discover opportunities and achieve more.
It is necessary to mobilize the poor if any changes in their living conditions are to occur. It is
necessary to make the poor part of political life for their voices to be heard and for democracy todevelop. It is necessary to open up and let the poor into civil society if they are to become part ofsociety at large. It is necessary to increase the social capital of the poor if civil conflicts are to be
avoided. For all these reasons, it is vital for the poor, as well as for the non-poor, that social capital
formation among the poor be increased. Over time, and in conjunction with a whole set of otherstrategies, such as the redistribution of major resources, social capital may lead to poverty
reduction. It may take a generation or more (Oliveira, 2002, pp. 13-14).
The formation of social capital undoubtedly happens during times of social interaction. These
interactions increase developmental capacity by expanding individual human skills (Parr et al. cited in
Fred-Mensah, 2004, p. 444). Fred-Mensah agrees that opportunities and incentives must be created for
people to grow their skills. Thus, capacity developmenttakes place not just in individuals, but also
between them, in the institutions and the networks they createthrough what has been termed social
capital that holds societies together and sets the terms of these relationships (p. 444). The formation of
social capital is important to the success of development projects and especially peacebuilding initiatives.
The strengthening of social ties is fundamental to the success of development projects and the furthering
of community progress, especially in post-conflict situations. The reason being that, the norms of trust,
which are essential elements of social capital, tend to become the chief victim of social strife, particularly
in violent conflicts (p. 451).
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Asset-Based Community Development
This section will recap what was thoroughly discussed in the first chapter about asset-based
community development (ABCD). ABCD considers local assets as the primary building blocks of
sustainable community development (Northwestern University, 2009., para. 1) and encourages
communities to be directly mobilized and invested in the transformation of their communities while at the
same time receiving outside resources. The three principles of ABCD is that it starts with what is present
in the community, it is internally focused, and relationship-driven.
Relationship-driven community development is essential for peacebuilding. As mentioned in the
previous chapter, one of the central challenges for asset-based community developers is to constantly
build and rebuild the relationships between and among local residents, local associations and local
institutions (Kretzmann & Knight, p. 9). As we know, post-conflict situations are tense and are afflicted
by broken relationships between people groups within a community. Stiefel states that the destruction of
relationships and the loss of trust, confidence, dignity, and faith (Stiefel in Reychler & Paffenholz, 2001,
p. 265) are problems that overshadow all the various problems in war-torn societies. When peacebuilding
initiatives start with local capacities and create spaces for relationships to be built and nurtured, making
peace last will be an easier task. In times of conflict, group polarization acts to break the trust within
communities furthering the continuation of conflict in an area. According to Mathie & Cunningham,
social capital is present in the networks, norms, andsocial trustinherent in associations whose members
work together in concerted collaborative action (2003, p. 6, emphasis added). Thus, intentional
grassroots relationship building while working with the capacities of the community is essentia