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8/22/2017 1 ANTIBIOTIC STEWARDSHIP IN NURSING HOMES Philip Sloane, MD, MPH Cecil G. Sheps Center for Health Services Research and University of North Carolina at Chapel Hill Outline of Presentation 1. What is Antibiotic Stewardship and Why Is It Important for Nursing Homes? 2. CMS Mandate for Nursing Homes to Implement Antibiotic Stewardship 3. Key Quality Improvement Targets in Nursing Home Infection Management 4. Developing an Antibiotic Stewardship Program in Your Nursing Home What is Antibiotic Stewardship? and Why Is It Important for Nursing Homes? Antibiotic Stewardship Is… A set of commitments and activities designed to: ‐ optimize the treatment of infections and ‐ reduce the adverse events associated with antibiotic overuse In Operational Terms, Antibiotic Stewardship Is…. A system of informatics, data collection, personnel, policies and procedures designed to assure that patients get: the right drug at the right time for the right duration Why Antibiotic Stewardship Is Important for Society Overall and Specifically for Nursing Homes

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8/22/2017

1

ANTIBIOTIC STEWARDSHIPIN NURSING HOMES

Philip Sloane, MD, MPHCecil G. Sheps Center for Health Services Research and

University of North Carolina at Chapel Hill

Outline of Presentation1. What is Antibiotic Stewardship and Why Is It 

Important for Nursing Homes?

2. CMS Mandate for Nursing Homes to Implement Antibiotic Stewardship

3. Key Quality Improvement Targets in Nursing Home Infection Management

4. Developing an Antibiotic Stewardship Program in Your Nursing Home

What is Antibiotic Stewardship? and 

Why Is It Important for Nursing Homes?  

Antibiotic Stewardship Is…

A set of commitments and activities designed to: 

‐ optimize the treatment of infections

and 

‐ reduce the adverse events associated with antibiotic overuse

In Operational Terms, Antibiotic Stewardship Is….

A system of informatics, data collection, personnel, policies and procedures designed to assure that patients get:

the right drug

at the right time

for the right duration

Why Antibiotic Stewardship Is Important for Society Overall 

and Specifically for Nursing Homes

8/22/2017

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Worldwide Crisis of Antibiotic Resistance

• Multi‐drug resistance increasingly common• Over 20,000 deaths annually in U.S.A. from multi‐drug resistant infections

• Projected 317,000 deaths per year by 2050

http://www.bbc.com/future/story/20170328‐12‐questions‐we‐need‐to‐prioritise‐in‐2017

What’s Causing the Crisis?

2.  Resistant Strains Spread Rapidly

1.  Fewer New Antibiotics Being Developed

3.  Antibiotics Are Overused

Why the Focus on Nursing Homes

Antibiotic usage tends to be quite high

NHs with the highest prescribing rates tend to also have the highest clostridium difficile infection rates

Residents LIVE there (as opposed to hospital)

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Antibiotic Prescribing Rates across 31 North Carolina Nursing Homes

Ave

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e #

An

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ioti

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resc

rip

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Per

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iden

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On

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ear

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Nursing Home

median

The Average: Nursing Home Resident• 4.6 antibiotic prescriptions per year• 1 prescription every 80 days• On antibiotics 10% of the time 

Resistant Bacteria Now Commonly Colonize Nursing Home Residents

VRE

CR‐GNR

MRSA

20 40 60 80

% of Nursing Home Residents with Positive Culture

Bacterial colonies present

J Clin Micro 50(5); 1698‐1703, 2012.

63%

72%

18%

‐ results of skin, airway, skin and wound cultures in 82 residents ‐

Clostridium Difficile:  an Indicator of Antibiotic Overuse

Reasons Antibiotics Are Prescribed

PresumedUrinary Infection

Respiratory Infection

PresumedSkin and Soft 

Tissue Infection

Other Infection

The most common “other” infection is C. difficile

CMS Mandate for Nursing Homes 

to Implement Antibiotic Stewardship

42 CFR Parts 405, 431, 447, 482, 483, 485, 488, and 489Reform of Requirements for Long-Term Care Facilities

Implementation Timetable: Antibiotic Stewardship – 11/28/2017 Infection Preventionist (IP) – 11/28/2019IP on Quality Assessment and Assurance Committee – 11/28/2019

We are requiring facilities to develop an Infection Prevention and Control Program (IPCP) that includes an Antibiotic Stewardship Program and designate at least one infection Preventionist (IP). That program should include antibiotic use protocols and a system to monitor antibiotic use.

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Prescribing antibiotics “just in case” was accepted in the past, but now antibiotics should be given after 

careful, evidence‐based consideration of risks and necessity.

Yes, This is a policy change

This session will provide guidance on key elements of antibiotic stewardship for your nursing home

F Tags that Surveyors Can Cite to Enforce Antibiotic Stewardship

Federal Tag 441: Infection Control 

Federal Tag 329: Unnecessary Drugs

Federal Tag 332/333: Medication Errors

Federal Tag 428: Drug Regimen Review

Can Antibiotic Usebe Safely Reduced?

Education and QI Works:  Results from Randomized Trial

‐ Antibiotic Prescriptions Per 100 Resident‐Days

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

2.0

Mar Apr May Jun Jul Aug Sep Oct Nov

Intervention Group All IndicationsComparison Group All Indications

Follow‐Up ==><== Baseline

24% Reduction in Intervention 

Group

Intervention Begun

0

1

2

3

4

5

6

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z AA BB

Average =  2.19 prescriptions per year

Average for 31 North Carolina Nursing Homes

Antibiotic Prescribing Rates in 28 Minnesota Nursing Homes

Key Areas for Improvement in Nursing Home Antibiotic Use

8/22/2017

5

Decision‐Making Can Be Complicated

I learned in nursing schoolback in 1968…

Supervisor

Nurse Provider

Family

Every time mother [Does X]  she needs antibiotics

Case #1

• Mrs. Jenkins, a 79 year old with stroke, incontinence

•Wet incontinence pad has odor• No complaints• Normal vital signs

What would you do and why?

Is This Evidence‐Based Practice? What Causes Changes in Urine Color or Odor?

•Diet•Medications•Dehydration•Bacteria in urine• If person is not sick, it’s asymptomatic bacteriuria

Is Cloudy or Smelly Urine a Reason To Give Antibiotics?

0

10

20

30

40

50

60

70

80

90

Yes NoGeriatr Nurs. 2005 Jul‐Aug;26(4):245‐51.

Nurses

Geriatricians

Percen

t

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What should you do for Mrs. Jenkins?

Should you get a urine culture ‘just in case’?

Ordering a Urine Culture:  A “Gateway” to Overprescribing?

‐ results of 254 randomly sampled cultures from 31 nursing homes ‐

Antibiotic Prescribing Decision when the Culture was Ordered

Prescribing Decision when the Result was Reported

Antibiotic ‐ 75 cases (30)% ‐

No antibiotic‐ 179 cases (70%) ‐

CultureResult

Neg = 21

Pos = 54

Neg = 68

Pos = 111

17 (25%) were prescribed antibiotic 

99 (89%) were prescribed antibiotic

2 (10%) stopped and 19 (90%) continued or changed antibiotic

0 (0%) stopped and 54 (100%) continued or changed antibiotic

Bottom Line:  189 (74%) received a course of antibiotics, although 86% had a temperature less than 99oF, 74% lacked documentation of any urinary tract‐specific signs or symptoms, and only 18% met the modified McGeer criteria for urinary tract infection.  Why?

Received Full Antibiotic Course

17

99

19

54

What Happened?

• Positive cultures were overtreated

• Negative cultures were ignored

• Most common reason cultures were ordered was “mental status change,” which is rarely due to urine infection

Interestingly…..The two sepsis cases that arose during 7 days post‐culture in these 254 patients were from non‐urinary sources and had negative urine cultures

Mrs. White• 84 year old with arthritis 

and moderate dementia• Uncooperative with dressing• Irritable• Eats half of breakfast• Says she’s tired

Case #2:  Two Different People

Ms. Blue• 34 year old nurse• Divorced, alone this weekend• You were going to have lunch 

with her, but she cancels• Low energy; not hungry• Doesn’t want to get dressed• Doesn’t want to deal with 

people

Case #2:  Two Different People

Ms. White• 84 year old with arthritis 

and moderate dementia• Uncooperative with dressing• Irritable• Eats half of breakfast• Says she’s tired

Ms. Blue• 34 year old • Divorced, alone this weekend• Low energy ; not hungry• Doesn’t want to deal with 

people• Doesn’t want to get dressed

Both Have Similar Nonspecific Symptoms *

* Nonspecific Symptoms – don’t relate to any particular body part or body system

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What You Might Say to Your Friend Ms. Blue

• Coming down with a virus?

• Too much to drink last night?

• Didn’t sleep well?

• Pain?

• Stress?

• Depression?

What the Nursing Supervisor SaysAbout Ms. White

38

Probably the urine.  Probably the urine.  Needs an antibiotic.

Turning to antibiotics as a knee jerk reaction.

Jumping to conclusions

• In nursing homes ‐‐‐ One of the biggest causes of unnecessary antibiotic use

• In medical decision‐making – the most common reason for medical errors

What else could be causing Ms. White’s fatigue, irritability, and poor appetite?

The Big Seven:  Common Reasons for Nonspecific Symptoms

• Dehydration

• Medication side effect

• Coming down with a virus

• Didn’t sleep well

• Pain

• Constipation

• Stress / anxiety / depression

Active Interventions for Non‐Specific Symptoms

Assess hydration status (and encourage fluids) Review current medications Look for signs of a respiratory or GI virus Think about sleep problems  Ask about pain / discomfort Ask about constipation Look for sources of stress, anxiety or depressionMonitor symptoms and vital signs (especially temperature)

Use nursing interventions where appropriate

Should we get a urine culture “just in case”

• Mr. Leonard, 76 year old non‐smoker

• 5 days of nasal congestion, sore throat and sneezing 

• Hacking cough worse at night• Decreased appetite, more tired• Temp 99.4, other vitals normal, pulse ox 97%

• Placed on antibiotics

Case #3

8/22/2017

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Research Result:  Cough Alone Increases 3x the likelihood of a NH Patient Getting Antibiotics

Question: Is cough alone a reason to give antibiotics?  Why or why not?

Common Respiratory InfectionsInfection Type Common 

Cause

Common Symptoms Distinguishing Features

Common Cold Virus Nasal congestion/sneezingSore throat

Dry cough+/‐ fever

Nasal symptomsNormal vitals (+/‐ fever)Unchanged lung exam

Acute bronchitis Virus Cough (+/‐ sputum)+/‐ Fever

Normal chest X‐rayNormal vitals (+/‐ fever)

Pneumonia Bacteriaor Virus

Cough (+ sputum)Pleuritic chest painFever

Abnormal vital signs Abnormal lung exam  Infiltrate on chest X‐rayMental status changes

Influenza‐like illness

Virus Sore throat

Dry coughFever

ChillsBody achesMalaise

COPD exacerbation

Virus or bacterial

Cough (+/‐ sputum)+/‐ Fever

Normal chest X‐rayNormal vitals (+/‐ fever)

Case 4

Does this need antibiotics? One week later

Case 5

Does this need antibiotics? Two weeks later

Source:  Pawar et al, ICDHE 2012; 33:1107‐12

Over Half of C Diff Infections in NHs Occur within a Month Post‐Hospital Discharge

Emergency Departments and Hospitals:  Big Risk, Hard to Control

Which Antibiotics Pose the Highest Risk of Clostridium difficile?

Wenisch et al. Antimicrob Ag Chemother 2014; 58(9): 5079‐83 

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Reducing Antibiotic Overuse Works:Impact of fluoroquinolone restriction on

rates of C. difficile infection in a Community Hospital

2005 2006

Month and Year

HO-C

DAD

case

s/1,

000

pd

2007

Infect Control Hosp Epidemiol. 2009 Mar;30(3):264-72.

Options Available to Reduce C Diff Post Hospitalization

1. Try to Reduce Antibiotic Burden– Re‐evaluate need for antibiotics in the first place

– Re‐evaluate duration of antibiotic treatment

– Re‐evaluate choice of antibiotic

2. Probiotics– Cochrane review (2013):  “moderate quality evidence suggests that probiotics are both safe and effective for preventing Clostridium difficile‐associated diarrhea”

Source:  Goldenberg, et al. Cochrane Database Syst Rev.  2013 May 31;5:CD006095. 

Antibiotic PrescribedEmpirically

(% of the time)

Percent Resistant (% of isolates)

Escherichia Coli(44%)

Proteus(13%)

Klebsiellapneumoniae

(13%)

Ciprofloxacin (26%) 57% 69% 11%

TMP‐SMX (16%) 42% 45% 14%

Nitrofurantoin (12%) 4% 98% 23%

Ceftriaxone (11%) 17% 7% 11%

Levofloxacin (7%) 58% 63% 8%

Empirically Chosen Antibiotics for UTI are Often Ineffective (except at promoting resistance)

- Data from 75 prescriptions and 1,580 positive cultures in 31 NHs -

Recommended Duration of Antibiotic Therapy  (non‐hospitalized patients)

Type of infectionSanford 

Guide, 2015ID 

SocietyDavidWeber

Actual NH Practice

Simple UTI (cystitis)

3 days 1 3 days1  3 days

COPD exacerbation

3‐10 days 2 ‐‐ 3‐5 days

Pneumonia without sepsis

Until afebrile for 3d

>5 days 4 >5 days

Cellulitis (lower extremity)

10 days 3 5 days  5‐7 days

1 TMP‐SMX – 3 days; Nitrofurantoin – 5‐days; 2 Varies with drug,  No therapy required in most cases; 3 Not diabetic; 4 Minimum 5 days (should be afebrile 48‐72 hours);’ non‐ambulatory treat as 

HCAP; assess using score for severity

Recommended Duration of Antibiotic Therapy  (non‐hospitalized patients)

Type of infectionSanford 

Guide, 2015ID 

SocietyDavidWeber

Actual NH Practice

Simple UTI (cystitis)

3 days 1 3 days1  3 days 7.5 days

COPD exacerbation

3‐10 days 2 ‐‐ 3‐5 days7.8 days

Pneumonia without sepsis

Until afebrile for 3d

>5 days 4 >5 days

Cellulitis (lower extremity)

10 days 3 5 days  5‐7 days 9.6 days

1 TMP‐SMX – 3 days; Nitrofurantoin – 5‐days; 2 Varies with drug,  No therapy required in most cases; 3 Not diabetic; 4 Minimum 5 days (should be afebrile 48‐72 hours);’ non‐ambulatory treat as 

HCAP; assess using score for severity

Summary:  Situations Leading to Antibiotic Overuse

1. Urine appearance and odor

2. Urine test results 

3. Nonspecific symptoms

4. Cough

5. Wounds

6. Red and swollen legs

7. Emergency departments and hospitals

8. Empirical antibiotic choice

9. Antibiotic treatment too long

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Antibiotic Stewardship 

Works….sometimes

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E J H G R D T F Y Q W V CC EE

Average # Antibiotic Prescriptions Per Resident in One Year 

Nursing Home

Jan‐Apr 2015

Antibiotic Use Jan‐Apr 2015, by NH

USING DATA TO MOTIVATE OR REINFORCE CHANGE

0

1

2

3

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E J H G R D T F Y Q W V CC EE

Average # Antibiotic Prescriptions Per Resident in One Year 

Nursing Home

Jan‐Apr 2015

Jan‐Apr 2016

Change in Antibiotic Use ‘15‐’16, by NH

How to Develop an Antibiotic 

Stewardship Program in Your Nursing Home

#1:  Commit Leadership / Create Team

• Agree to incorporate antibiotic stewardship into facility Quality Assurance and Performance Improvement goals, monitoring, and reporting

• Identify an infection preventionist (a.k.a. infection control nurse or infection specialist) and provide time 

• Set up an antibiotic stewardship leadership team

• Communicate expectations to medical and nursing staff

Create an Antibiotic Stewardship Teamand Make them Accountable

Medical Director

Infection Preventionist

Consultant Pharmacist

Director of Nursing

Laboratory ID Consultant

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#2:  Gather and Report Data

• Antibiotic prescriptions / 1,000 resident‐days• Percent of time on antibiotics• C difficile infection rate• Urine cultures:  multidrug resistance rate• Rate of hospitalization for sepsis

• Rate of fever among persons who had antibiotics initiated in the nursing home, by infection site

• Proportion of prescriptions that are “high C diff risk” antibiotics, by infection site

• Urine cultures per 1,000 resident‐days

Core Outcomes

Selected ProcessMeasures

Infection Tracking Excel Spreadsheets UNC Antibiotic Stewardship 

Start‐Up Package

Antibiotic Prescribing Portion of Infection Tracking Spreadsheets UNC Antibiotic Stewardship 

Start‐Up Package

Infection Tracking Excel Spreadsheets UNC Antibiotic Stewardship 

Start‐Up Package

Infection Tracking Excel Spreadsheets UNC Antibiotic Stewardship 

Start‐Up Package

Infection Tracking Excel Spreadsheets UNC Antibiotic Stewardship 

Start‐Up Package

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#3:  Educate Everyone Involved in Decision‐Making

Nurses Providers

SupervisorsResidents and Family

Implementation Manual

• A step‐by‐step guide explaining how to incorporate our materials into a program that will improve outcomes

UNC Antibiotic Stewardship Start‐Up Package

Training for Nursing Staff

• One‐hour in‐service DVD

• Pocket cards with key guidelines

UNC Antibiotic Stewardship Start‐Up Package

Posters to Provide Periodic Reminders to StaffUNC Antibiotic Stewardship 

Start‐Up Package

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Training for Medical Staff

• CD‐ROM of case discussions by university experts

• Pocket cards with key guidelines

UNC Antibiotic Stewardship Start‐Up Package

Educational Materials for Residents / Families

• Brochure entitled Why Not Antibiotics

• Website has 5‐minute video

UNC Antibiotic Stewardship Start‐Up Package

Training DVD for Emergency Department Staff

• Multidisciplinary case discussions from UNC faculty on emergency department management of nursing home residents

UNC Antibiotic Stewardship Start‐Up Package

Free and Modestly‐PricedResources on the Web

nursinghomeinfections.unc.edu

#4:  Set Goals and Establish Policies

• Timetable for implementing program

Data reporting

Education

Quality improvement reports

? Involvement in collaborative

• Initial targets

Establishing Policies and Procedures

• Some say to do this first• However, reviewing data and setting facility priorities may be better to do first

• Best policies and procedures are endorsed by facility staff and updated regularly

• AMDA will soon publish a report with sample policies and procedures for antibiotic stewardship

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Evidence‐Based Strategies That Work

• Communication guidelines for nursing staff around suspected infections – SBAR; protocols(e.g, asking for photos of skin problems)• Publicizing antibiotic use statistics (QAPI)• Antibiotic initiation protocols• Antibiotic duration guidelines• Antibiotic time‐out• Protocol for ordering of urine cultures• Protocol for management of urine culture results

‐ CRITICAL ROLE OF LEADERSHIP CANNOT BE OVEREMPHASIZED ‐

Resources

https://nursinghomeinfections.unc.edu/