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    ORIGIN L NVESTIG TIONS

    INTERNATIONAL JOURNAL OF SPORT BIOMECHANICS 1988 4 1-20

    Optimization of pedaling Rate

    in Cycling Usihg a Muscle

    Stress-Based Objective Function

    Maury

    L

    Hull Hiroko K Gonzalez and Rob Redfield

    Relying on a five-bar linkage model of the lower limb hicy cle system, inter-

    segmental forces and moments

    re

    computed over a

    full

    crank cycle. Experi-

    mental

    data

    enabling the solution of intersegm ental oads consist of measured

    crank arm

    and pedal angles together with the driving pedal force components.

    Intersegmental loads are computed as a function of pedaling ra te while hold-

    ing

    the average power over a c rank cycle constant. Using an algorithm that

    avoids redundant equations, stresses are computed in 12 lower limb muscles.

    Stress computations serve to evaluate a muscle stress-based objective func-

    tion. T he pedaling

    rate

    that minim izes the objective function is found to be

    in the range of

    95 100

    rpm. In solving for optimal pedaling rate, th e muscle

    stresses are examined over a complete crank cycle. This examination pro-

    vides insight into the functional roles of individual muscles in cycling.

    In

    the field of

    sport

    biomechanics, one subject of primary interest is

    maxi-

    mizing the performance of competitors. With regard to cycling, one factor known

    to affect performance is the pedaling rate or cadence. Consequently, in the in-

    terest of maximizing performance, it is useful to conduct analytical andlor experi-

    mental studies thats k o understand the relation

    between

    pedaling

    rate

    and cyclist

    performance.

    Other

    researchers have recognized the utility of such studies, which

    have resulted in the development of a body of research. To our knowledge,

    all

    previous studies have been experiments of human performance e.g., see Coast

    Welch, 1985). The typical protocol is to have subjects pedal at different rates

    while an ergometer is adjusted to provide constant average power. Oxygen up-

    take is measured, and the optimal pedaling rate is that

    rate

    for which uptake is

    a

    minimum.

    Although thereare some contradictory

    data,

    the majority of studies show that

    at a power level of 200 W, which is typical of steady-state cycling over level

    M.L.

    Hull

    and

    H K

    onzalez rewithithe Department of Mechanical Engineering

    at the University of California, Davis, CA 95616. Rob Redfield is with the Department

    of Mechanical Engineeting at Texas A M University.

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    HULL GON ZALEZ AN D REDFlEtD

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    compotrents In OYB&YOg~ re

    W

    liilik

    W

    if.elati&s atld~~~bleraTiofft;

    these angle* erms timei.plots mu& differentiaEd twice. 'At steady-state cyk

    cling, the first deriirativk of tfie crank mgle is a constant. Inspection of the pe iil

    angle revealed that it is approximately sinusoidal. Accordingly, derivatives were

    obtained analytically.

    Additional input*@i%nclnd'eif values of:the St li,tleP~thropomdtrictriala&

    mefeb Mass, moment of iaertia, and center+ofDavity location values for the

    leg segments were estimated usingiZhe Work df M s nd Continir(1966).Actu-

    al subject body mass and lower limb segment lengths were used from the study

    of Hull and Jorge (1985) as input to Drillis' empirical formulas to obtain model

    parameters. Hull and Jorgeused six subjer3s in their study, and

    data

    frdm one

    of those subjects who provided average anthropometryas well as fjlpical and coni

    sistent cycling dynamics were used herein. Table 1 lists the data for this subject.

    To determine the iatersegmental forces and moments illustrated in Figure2

    the equations of motion derived by Redfield and Hull (1986a) were used. With

    all input data available, the equations of motion were solved to yield the inter-

    segmental forces and moments of all three joints over a complete crank cycle

    at 5 intervals.

    In

    order to compute muscle forces, the procedure for computing

    contributions of muscles to the interlsegmental moments devised by Redfield and

    Hull (1986b) was~followed.Muscles of the leg were lumped into functional groups

    (e.g.,

    knee

    extensor). The muscles used in this study, their groupings, and their

    abbreviations are given in Table 2 Then the contribution of muscle groups to

    the total joint moment was-determined by assuming a lack of cocontraction in

    agonisttantagonist muscles as necessary to avoid the redundant and hence indeter-

    minate problem (Crowninshield Brand, 1981).

    To illustrate, the ankle was considered first. Depending on moment direc-

    tion, the ankle moment was attributed to either the tibialis anterior or gastroc-

    nemius. Next thekneemoment was considered. Because it is a two-joint muscle,

    egment

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    HULL GON ZAL EZ AN D REDFIELD

    the gastrocnemius, if active, produces a moment about the knee as well as the

    ankle. Therefore the gastrocnemius contribution to the knee moment, if any,

    was subtracted from the net knee moment to create a remainder moment about

    the knee Positive (extensive) remainder kneemoment was attributed to the quad-

    riceps muscle group, while negative (flexive) remainder moment was attributed

    to the hamstrings group. Similarly, because muscles of both the hamstrings group

    and the rectus femoris are two-joint muscles, the remainder torque at the hip was

    found by summing either the hamstrings or the rectus femoris moment contribu-

    tion with the net hip moment. Finally, the remainder hip torque was ascribed

    to either the gluteus maximus or the illio-psoas. Table 3 summarizes the

    agonistlantagonist muscle groups for which cocontraction is both permitted and

    not permitted by this procedure.

    Implementing the procedure for muscle force computations required that

    muscle moment rm engths be specified. For the purposes of determining mo-

    Table

    Model Leg Muscles

    Ankle dorsi-flexor

    Ankle plantar-flexor

    Knee flexors

    Hip flexors

    Hip extensors

    - ibialis anterior TA)

    - gastrocnemius G) medial and lateral head)

    - gastrocnemius G) medial and lateral head)

    - semimembranosus SM)

    -

    semitendinosus (ST)

    -

    biceps femoris BF) long head)

    - ectus femoris RF)

    - psoas P)

    - lliacus I)

    - gluteus maximus GM)

    -

    semirnembranosus SB)

    -

    semitendinosus ST)

    -

    biceps femoris BF) long head)

    Note. After Redfield Hull 1986b).

    Table 3

    Cocontraction of Lower Limb gonistI ntagonist Muscles

    Permitted

    Not permitted

    Gastrocnemiuslquadricepsat the knee

    Rectus femorislgluteus maximus at the hip

    Illio-psoaslharnstrings at the hip

    Gastrocnemiusltibialis anterior at the ankle

    Quadricepslhamstrings at the knee

    Rectus femorislhamstrings at the hip

    Gluteus maximus/illio-psoas at the hip

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    P n

    EEl

    igure3 Normal ndtangentialpedal

    forces

    versuscr nkanm angle 0 vertical .

    Results nd iscussion

    The

    data

    that result from analysis of muscle stresses have a number of uses. As-

    suming that the muscle stress computing algorithm gives an accurate picture of

    muscle stress, one use is to provide an understanding of muscle function in cy-

    cling. The function of muscles as indicated by the algorithm will be discussed

    first, followed by an assessment of the efficacy of the algorithm. Figures 4a, 4b,

    and 4c illustrate the muscle stresses for the tibialis anteriorlgastrocnemius,quad-

    ricepslhamstrings, and illio-psoas/gluteus maximus, respectively, computed at

    a pedaling rate of

    80

    rpm.

    n

    Figure 4a, which plots the stress in two major muscles

    crossing the ankle joint, notice the long range of activity for the gastrocnemius.

    Because this range extends essentially over the full crank cycle, and the muscle

    force computing algorithm does not allow for cocontraction of the tibialis anteri-

    or, the stress in the tibialis is bound to zero. Also notice that the gastroc stress

    closely tracks the normal pedal force

    see

    Figure 3 . Accordingly, the activity

    of the gastroc muscle produces a moment at the ankle which acts to equilibrate

    that due to the normal

    pedal

    force.

    Unlike the picture at the ankle oint, Figure

    4b

    shows that both the quadri-

    ceps

    knee

    xtensors and hamstrings

    knee

    lexors experience stress over different

    regions of the crank cycle. Muscles included in the quadriceps group are rectus

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    HULL GONZALEZ AND REDFIELD

    -2.5000

    ,

    8 . a ~

    68.08 1b 00 83.0e1 241 /.~0 ' d . 00 ' ~ 1 / . 0 a

    CRAWK WGLE DEG)

    b)

    - 2 . 5 m m

    9.08 69 -09 129.88 18s.BD 24O.BO Js8-DO 368.Oa

    CRMK WGLE DEG

    Figure Muscle stms s at

    8 rpm ped ling

    rate. a)

    ibialis

    anterior TASTR)

    and gastrocnemius GASSTR); b) Hamstrings group HAMSTR) and quadriceps

    group QUDSTR). cont.)

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    PED LING

    RATE

    IN CYCLING

    Figure 4c Gluteus m ximus GLTSTR)

    nd illio psoas

    PSOSTR).

    fernoris and the three vastii, while those in the hamstrings grouparebiceps femoris,

    semimembranosus, and semitendinosus. Stresses of the two groups are neces-

    sarily confined to different regions because the muscle force algorithm does not

    allow cocontraction of these groups at the knee. Note that the algorithm does

    provide for cocontraction of the gastroc at the knee, however. Because the gastroc

    is a two-joint muscle, it acts not only as an extensor of the ankle but also as a

    flexor of the knee. Accordingly, this muscle is antagonistic to the knee extensors.

    Superposition of Figures4a and 4b indicates stress

    in

    these muscles simultaneously.

    n interesting observation in Figure 4b surrounds the timing of the stresses

    in the two groups. The m ximum stress in the quadriceps group occurs at a crank

    angle of about 15 while that in the hamstrings group occurs at

    200 .

    Note that

    neither group experiences significant stress at about 110 . According to Figure

    3, this is the instant of greatest absolute normal pedal force and hence peak instan-

    taneous power. The interest in this observation is that neither muscle group ap-

    pears to play a significant role in developing this power.

    The muscle primarily responsible for developing peak power is evident

    from Figure 4c. The stress data in Figure 4c indicate that the gluteus maximus

    stress ranges over virtually the entire downstroke while the stress of the illio-

    psoas group ranges over the opposite region, the upstroke. Because the peak

    gluteus maximus stress coincides with the peak instantaneous power, it can be

    concluded that this muscle plays a dominant role

    in

    developing peak power. Note

    that because of the massive size of this muscle, the stress is relatively low. Ac-

    cordingly, the gluteus maximus muscle appears well suited for the demand placed

    upon it in cycling. The fact that the illio-psoas is active only during the upstroke,

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    HULL G ONZA LEZ AN D REDFIELD

    EM1

    64.0980-

    51 SO08

    29.OWB

    b

    24.0000 1

    I I

    60.00 80.00 100.00 i20.00 140.00

    RPW

    EM2

    igure5

    -

    Average musclestr ss versus

    pedaling

    rate. a) Tibialis anterior TASTR)

    and

    gastrocnemius GASSTR); b) Hamstrings group HAMSTR)

    and

    quadriceps

    group QUDSTR) cont.)

    13.5989-

    11.625L5e

    1.750,

    5

    [ 7.0750-

    6.000

    4.125,

    2.250,

    8.375,.

    a -1

    -5000

    8

    1

    3

    -

    \

    .

    ----.

    ---,.

    - -

    '*--

    - ---..

    OO

    W.00 lW.011 120.00 148.98

    RPW

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    PED LING R TE IN CYCLING

    Figure

    c

    Gluteus

    maximus

    GLTSTR) and illia-psow VSOSTR).

    RPM

    F gure

    Kinematic

    and

    static

    momenttrends spedal@ rate isvaried afterRed

    field Hull,

    1986a .

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    PEDALING

    RATE

    IN CYCLING

    17

    in the downstroke region remains about equal. Inasmuch as the pedal forces are

    small in the upstroke region, and the illio-psoas stress exists,only in that region

    (see Figure

    4c ,

    the apparent quadratic increase in the illio-psoas average stress

    with pedaling rate indicates that the stress in this muscle group i~~dominatedy

    the kinematic contribution. This is with the earlier interpretation of

    the function of those muscles.

    To gain a clear picture of the e muscle stresses, refer to Fi$ure

    7.

    Note that the joint stresses for the ankle,

    knee

    and hip include str6sses from ll

    muscles crossing a particular joint. According to this procedure, the stress from

    ll two-joint muscles will be considered twice. From Figure

    7

    it is apparent that

    the sum totals of stresses in muscles crossing the hip and

    knee

    oints are similar,

    while the sum totals of stresses in muscles crossing the ankle joint are anywhere

    from 2 to 10 times lower depending on the pedaling rate. This result emphasizes

    the importance of including the stress from muscles crossing the hip and knee

    joints in the objective function, but suggests that the stresses in muscles crossing

    the ankle joint are of lesser importance.

    The fin l result of this study, namely the detembtiion of the,aptim_alpedal

    ing rate using the muscle stress-based objective function given in Equation 1,

    is apparent from Figure

    8.

    This optimal rate fa1ls.h the range of

    95

    to

    100

    rpm

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    HULL GONZALEZ AND REDFIELD

    RP

    Figure Muscle stress cost function versus pedaling rate

    Among the cycling variables that might influence the value of the optimal

    pedaling rate, one that readily comes to mind is the power output level. Although

    the effect on the optimal rate of changing power level has not been studied here,

    some insight into what effect might result can be gained by referring to Redfield

    and Hull 1986a). These authors studied the dependence of the optimal pedaling

    rate on power level and found that the rate increased with increasing power. This

    result was explained by noting that, at higher power levels, the static contribu-

    tion illustrated in Figure 6 would shift upward relative to the kinematic contribu-

    tion, thus moving the trough of the superimposed contributions to higher rpm

    values. Since the trends shown in Figure 6 for the moment contributions hold

    for the stress contributions as well, the optima rpm for the stress-based objec-

    tive function would be expected to shift similarly to the moment-based objective

    function.

    oncluding

    Remarks

    In considering extending the optimization analysis of cycling biomechanics to in-

    clude additional variables e.g., seat height), it is desirable to rely on an objec-

    tive function that offers ease of computation without compromising the accuracy

    of results. Although Redfield and Hull 1986b) showed that the muscle stress-

    based objective function better predicted measured ped l forces and intersegmental

    moments than the joint moment-based objective function, the close comparison

    of the results herein to those of Redfield and Hull 1986a) suggests that the

    moment-based function may be used in lieu of the stress-based function. The joint

    moment-based objective function is attractive because of its computational sim-

    plicity,

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    Coast, J:R:, &+WeIch, N.G. (1985). Lineair kcteak in optha1pedalling mte4ith in-

    heabed power on'tlYlif in$icycld rg~metij:~Europ&anournal of Applied Physibl-

    O J, 53, 339-342. I A s e

    h

    ~ r o ~ s l i f e l d ~.Dr,

    BWd,

    RIA. (19814 : A pflysiolagically Wdrcriterion

    of muscle^

    force prklictiietl

    n

    locotklotion. Jounidl of Bidtnechani~s, 4, 793-801.

    '

    th,

    Education, and Wel-

    r * t i . *

    Gregm

    R.J., Green,

    D.

    .'of selected muscle

    Sctivity

    in-el

    K. Kedzior, &A. Wit @d .),%B

    ' sify Park press.

    Gfbsd'eiLordernann, Hgi

    - ~ U I I ~ P

    .&. ($937). D

    Arbeitsgeschftrindrgkeit auf

    d % & r b e i & d

    l'jfahren [The influence of

    power

    and velocity

    in bicycling]. Arbeitsphysiologie, 9, 454-475.

    in, J.P., Giese, M.D Spitznage:l@. (1981). Effecthf w i n g

    exercise respbndes of competitivecfrclis&. Journal s Applied

    - > y

    i i ~ ~ 1 7

    f