optimization of pedaling rate
TRANSCRIPT
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ORIGIN L NVESTIG TIONS
INTERNATIONAL JOURNAL OF SPORT BIOMECHANICS 1988 4 1-20
Optimization of pedaling Rate
in Cycling Usihg a Muscle
Stress-Based Objective Function
Maury
L
Hull Hiroko K Gonzalez and Rob Redfield
Relying on a five-bar linkage model of the lower limb hicy cle system, inter-
segmental forces and moments
re
computed over a
full
crank cycle. Experi-
mental
data
enabling the solution of intersegm ental oads consist of measured
crank arm
and pedal angles together with the driving pedal force components.
Intersegmental loads are computed as a function of pedaling ra te while hold-
ing
the average power over a c rank cycle constant. Using an algorithm that
avoids redundant equations, stresses are computed in 12 lower limb muscles.
Stress computations serve to evaluate a muscle stress-based objective func-
tion. T he pedaling
rate
that minim izes the objective function is found to be
in the range of
95 100
rpm. In solving for optimal pedaling rate, th e muscle
stresses are examined over a complete crank cycle. This examination pro-
vides insight into the functional roles of individual muscles in cycling.
In
the field of
sport
biomechanics, one subject of primary interest is
maxi-
mizing the performance of competitors. With regard to cycling, one factor known
to affect performance is the pedaling rate or cadence. Consequently, in the in-
terest of maximizing performance, it is useful to conduct analytical andlor experi-
mental studies thats k o understand the relation
between
pedaling
rate
and cyclist
performance.
Other
researchers have recognized the utility of such studies, which
have resulted in the development of a body of research. To our knowledge,
all
previous studies have been experiments of human performance e.g., see Coast
Welch, 1985). The typical protocol is to have subjects pedal at different rates
while an ergometer is adjusted to provide constant average power. Oxygen up-
take is measured, and the optimal pedaling rate is that
rate
for which uptake is
a
minimum.
Although thereare some contradictory
data,
the majority of studies show that
at a power level of 200 W, which is typical of steady-state cycling over level
M.L.
Hull
and
H K
onzalez rewithithe Department of Mechanical Engineering
at the University of California, Davis, CA 95616. Rob Redfield is with the Department
of Mechanical Engineeting at Texas A M University.
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HULL GON ZALEZ AN D REDFlEtD
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compotrents In OYB&YOg~ re
W
liilik
W
if.elati&s atld~~~bleraTiofft;
these angle* erms timei.plots mu& differentiaEd twice. 'At steady-state cyk
cling, the first deriirativk of tfie crank mgle is a constant. Inspection of the pe iil
angle revealed that it is approximately sinusoidal. Accordingly, derivatives were
obtained analytically.
Additional input*@i%nclnd'eif values of:the St li,tleP~thropomdtrictriala&
mefeb Mass, moment of iaertia, and center+ofDavity location values for the
leg segments were estimated usingiZhe Work df M s nd Continir(1966).Actu-
al subject body mass and lower limb segment lengths were used from the study
of Hull and Jorge (1985) as input to Drillis' empirical formulas to obtain model
parameters. Hull and Jorgeused six subjer3s in their study, and
data
frdm one
of those subjects who provided average anthropometryas well as fjlpical and coni
sistent cycling dynamics were used herein. Table 1 lists the data for this subject.
To determine the iatersegmental forces and moments illustrated in Figure2
the equations of motion derived by Redfield and Hull (1986a) were used. With
all input data available, the equations of motion were solved to yield the inter-
segmental forces and moments of all three joints over a complete crank cycle
at 5 intervals.
In
order to compute muscle forces, the procedure for computing
contributions of muscles to the interlsegmental moments devised by Redfield and
Hull (1986b) was~followed.Muscles of the leg were lumped into functional groups
(e.g.,
knee
extensor). The muscles used in this study, their groupings, and their
abbreviations are given in Table 2 Then the contribution of muscle groups to
the total joint moment was-determined by assuming a lack of cocontraction in
agonisttantagonist muscles as necessary to avoid the redundant and hence indeter-
minate problem (Crowninshield Brand, 1981).
To illustrate, the ankle was considered first. Depending on moment direc-
tion, the ankle moment was attributed to either the tibialis anterior or gastroc-
nemius. Next thekneemoment was considered. Because it is a two-joint muscle,
egment
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HULL GON ZAL EZ AN D REDFIELD
the gastrocnemius, if active, produces a moment about the knee as well as the
ankle. Therefore the gastrocnemius contribution to the knee moment, if any,
was subtracted from the net knee moment to create a remainder moment about
the knee Positive (extensive) remainder kneemoment was attributed to the quad-
riceps muscle group, while negative (flexive) remainder moment was attributed
to the hamstrings group. Similarly, because muscles of both the hamstrings group
and the rectus femoris are two-joint muscles, the remainder torque at the hip was
found by summing either the hamstrings or the rectus femoris moment contribu-
tion with the net hip moment. Finally, the remainder hip torque was ascribed
to either the gluteus maximus or the illio-psoas. Table 3 summarizes the
agonistlantagonist muscle groups for which cocontraction is both permitted and
not permitted by this procedure.
Implementing the procedure for muscle force computations required that
muscle moment rm engths be specified. For the purposes of determining mo-
Table
Model Leg Muscles
Ankle dorsi-flexor
Ankle plantar-flexor
Knee flexors
Hip flexors
Hip extensors
- ibialis anterior TA)
- gastrocnemius G) medial and lateral head)
- gastrocnemius G) medial and lateral head)
- semimembranosus SM)
-
semitendinosus (ST)
-
biceps femoris BF) long head)
- ectus femoris RF)
- psoas P)
- lliacus I)
- gluteus maximus GM)
-
semirnembranosus SB)
-
semitendinosus ST)
-
biceps femoris BF) long head)
Note. After Redfield Hull 1986b).
Table 3
Cocontraction of Lower Limb gonistI ntagonist Muscles
Permitted
Not permitted
Gastrocnemiuslquadricepsat the knee
Rectus femorislgluteus maximus at the hip
Illio-psoaslharnstrings at the hip
Gastrocnemiusltibialis anterior at the ankle
Quadricepslhamstrings at the knee
Rectus femorislhamstrings at the hip
Gluteus maximus/illio-psoas at the hip
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P n
EEl
igure3 Normal ndtangentialpedal
forces
versuscr nkanm angle 0 vertical .
Results nd iscussion
The
data
that result from analysis of muscle stresses have a number of uses. As-
suming that the muscle stress computing algorithm gives an accurate picture of
muscle stress, one use is to provide an understanding of muscle function in cy-
cling. The function of muscles as indicated by the algorithm will be discussed
first, followed by an assessment of the efficacy of the algorithm. Figures 4a, 4b,
and 4c illustrate the muscle stresses for the tibialis anteriorlgastrocnemius,quad-
ricepslhamstrings, and illio-psoas/gluteus maximus, respectively, computed at
a pedaling rate of
80
rpm.
n
Figure 4a, which plots the stress in two major muscles
crossing the ankle joint, notice the long range of activity for the gastrocnemius.
Because this range extends essentially over the full crank cycle, and the muscle
force computing algorithm does not allow for cocontraction of the tibialis anteri-
or, the stress in the tibialis is bound to zero. Also notice that the gastroc stress
closely tracks the normal pedal force
see
Figure 3 . Accordingly, the activity
of the gastroc muscle produces a moment at the ankle which acts to equilibrate
that due to the normal
pedal
force.
Unlike the picture at the ankle oint, Figure
4b
shows that both the quadri-
ceps
knee
xtensors and hamstrings
knee
lexors experience stress over different
regions of the crank cycle. Muscles included in the quadriceps group are rectus
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HULL GONZALEZ AND REDFIELD
-2.5000
,
8 . a ~
68.08 1b 00 83.0e1 241 /.~0 ' d . 00 ' ~ 1 / . 0 a
CRAWK WGLE DEG)
b)
- 2 . 5 m m
9.08 69 -09 129.88 18s.BD 24O.BO Js8-DO 368.Oa
CRMK WGLE DEG
Figure Muscle stms s at
8 rpm ped ling
rate. a)
ibialis
anterior TASTR)
and gastrocnemius GASSTR); b) Hamstrings group HAMSTR) and quadriceps
group QUDSTR). cont.)
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PED LING
RATE
IN CYCLING
Figure 4c Gluteus m ximus GLTSTR)
nd illio psoas
PSOSTR).
fernoris and the three vastii, while those in the hamstrings grouparebiceps femoris,
semimembranosus, and semitendinosus. Stresses of the two groups are neces-
sarily confined to different regions because the muscle force algorithm does not
allow cocontraction of these groups at the knee. Note that the algorithm does
provide for cocontraction of the gastroc at the knee, however. Because the gastroc
is a two-joint muscle, it acts not only as an extensor of the ankle but also as a
flexor of the knee. Accordingly, this muscle is antagonistic to the knee extensors.
Superposition of Figures4a and 4b indicates stress
in
these muscles simultaneously.
n interesting observation in Figure 4b surrounds the timing of the stresses
in the two groups. The m ximum stress in the quadriceps group occurs at a crank
angle of about 15 while that in the hamstrings group occurs at
200 .
Note that
neither group experiences significant stress at about 110 . According to Figure
3, this is the instant of greatest absolute normal pedal force and hence peak instan-
taneous power. The interest in this observation is that neither muscle group ap-
pears to play a significant role in developing this power.
The muscle primarily responsible for developing peak power is evident
from Figure 4c. The stress data in Figure 4c indicate that the gluteus maximus
stress ranges over virtually the entire downstroke while the stress of the illio-
psoas group ranges over the opposite region, the upstroke. Because the peak
gluteus maximus stress coincides with the peak instantaneous power, it can be
concluded that this muscle plays a dominant role
in
developing peak power. Note
that because of the massive size of this muscle, the stress is relatively low. Ac-
cordingly, the gluteus maximus muscle appears well suited for the demand placed
upon it in cycling. The fact that the illio-psoas is active only during the upstroke,
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HULL G ONZA LEZ AN D REDFIELD
EM1
64.0980-
51 SO08
29.OWB
b
24.0000 1
I I
60.00 80.00 100.00 i20.00 140.00
RPW
EM2
igure5
-
Average musclestr ss versus
pedaling
rate. a) Tibialis anterior TASTR)
and
gastrocnemius GASSTR); b) Hamstrings group HAMSTR)
and
quadriceps
group QUDSTR) cont.)
13.5989-
11.625L5e
1.750,
5
[ 7.0750-
6.000
4.125,
2.250,
8.375,.
a -1
-5000
8
1
3
-
\
.
----.
---,.
- -
'*--
- ---..
OO
W.00 lW.011 120.00 148.98
RPW
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PED LING R TE IN CYCLING
Figure
c
Gluteus
maximus
GLTSTR) and illia-psow VSOSTR).
RPM
F gure
Kinematic
and
static
momenttrends spedal@ rate isvaried afterRed
field Hull,
1986a .
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PEDALING
RATE
IN CYCLING
17
in the downstroke region remains about equal. Inasmuch as the pedal forces are
small in the upstroke region, and the illio-psoas stress exists,only in that region
(see Figure
4c ,
the apparent quadratic increase in the illio-psoas average stress
with pedaling rate indicates that the stress in this muscle group i~~dominatedy
the kinematic contribution. This is with the earlier interpretation of
the function of those muscles.
To gain a clear picture of the e muscle stresses, refer to Fi$ure
7.
Note that the joint stresses for the ankle,
knee
and hip include str6sses from ll
muscles crossing a particular joint. According to this procedure, the stress from
ll two-joint muscles will be considered twice. From Figure
7
it is apparent that
the sum totals of stresses in muscles crossing the hip and
knee
oints are similar,
while the sum totals of stresses in muscles crossing the ankle joint are anywhere
from 2 to 10 times lower depending on the pedaling rate. This result emphasizes
the importance of including the stress from muscles crossing the hip and knee
joints in the objective function, but suggests that the stresses in muscles crossing
the ankle joint are of lesser importance.
The fin l result of this study, namely the detembtiion of the,aptim_alpedal
ing rate using the muscle stress-based objective function given in Equation 1,
is apparent from Figure
8.
This optimal rate fa1ls.h the range of
95
to
100
rpm
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HULL GONZALEZ AND REDFIELD
RP
Figure Muscle stress cost function versus pedaling rate
Among the cycling variables that might influence the value of the optimal
pedaling rate, one that readily comes to mind is the power output level. Although
the effect on the optimal rate of changing power level has not been studied here,
some insight into what effect might result can be gained by referring to Redfield
and Hull 1986a). These authors studied the dependence of the optimal pedaling
rate on power level and found that the rate increased with increasing power. This
result was explained by noting that, at higher power levels, the static contribu-
tion illustrated in Figure 6 would shift upward relative to the kinematic contribu-
tion, thus moving the trough of the superimposed contributions to higher rpm
values. Since the trends shown in Figure 6 for the moment contributions hold
for the stress contributions as well, the optima rpm for the stress-based objec-
tive function would be expected to shift similarly to the moment-based objective
function.
oncluding
Remarks
In considering extending the optimization analysis of cycling biomechanics to in-
clude additional variables e.g., seat height), it is desirable to rely on an objec-
tive function that offers ease of computation without compromising the accuracy
of results. Although Redfield and Hull 1986b) showed that the muscle stress-
based objective function better predicted measured ped l forces and intersegmental
moments than the joint moment-based objective function, the close comparison
of the results herein to those of Redfield and Hull 1986a) suggests that the
moment-based function may be used in lieu of the stress-based function. The joint
moment-based objective function is attractive because of its computational sim-
plicity,
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Coast, J:R:, &+WeIch, N.G. (1985). Lineair kcteak in optha1pedalling mte4ith in-
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h
~ r o ~ s l i f e l d ~.Dr,
BWd,
RIA. (19814 : A pflysiolagically Wdrcriterion
of muscle^
force prklictiietl
n
locotklotion. Jounidl of Bidtnechani~s, 4, 793-801.
'
th,
Education, and Wel-
r * t i . *
Gregm
R.J., Green,
D.
.'of selected muscle
Sctivity
in-el
K. Kedzior, &A. Wit @d .),%B
' sify Park press.
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and velocity
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f