opening claim
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2658941v9/013049
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
WORLDS, INC.,
v.
ACTIVISION BLIZZARD, INC., BLIZZARDENTERTAINMENT, INC., and ACTIVISION
PUBLISHING, INC.,
Defendants.
Civil Action No. 1:12-CV-10576-DJC
JURY TRIAL DEMANDED
WORLDS OPENING CLAIM CONSTRUCTION BRIEF
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TABLE OF CONTENTS
Page
I. Introduction ..........................................................................................................................1
II. Legal Principles of Claim Construction ...............................................................................1
III. Background ..........................................................................................................................4
IV. Discussion of Disputed Terms .............................................................................................5
A. determining, from the received positions, [a/the] set of the other
users avatars that are to be displayed ....................................................................6
B. position of less than all of the other users avatars .............................................12
C. programmed to limit the number of remote user avatars shown on the
graphic display .....................................................................................................15
D. client process / server process .........................................................................18
E. condition / participant condition .....................................................................20
F. avatar ..................................................................................................................23
G. third user perspective ..........................................................................................24
H. switch between a rendering in which all of a perspective view of a
local user avatar of the local user is displayed and a rendering in which
less than all of the perspective view is displayed .................................................26
I. synchronously disseminating .............................................................................29
V. Conclusion .........................................................................................................................31
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TABLE OF AUTHORITIES
CasesAspex Eyewear, Inc. v. Marchon Eyewear, Inc., 672 F.3d
(quotingPhillips, 415 F.3d at 1315) ................................................................................... 8
Boston Scientific Corp. v. Micrus Corp.,
556 F. Supp. 2d 1045, 1054 (N.D. Cal. 2012) .................................................................... 8
Cybor Corp. v. FAS Techs., Inc.,
138 F.3d 1448 (Fed. Cir. 1998)........................................................................................... 1
E.I. du Pont de Nemours & Co. v. Phillips Petroleum Co.,
849 F.2d 1430, 1433 (Fed. Cir. 1988)........................................................................... 3, 11
Edward Lifesciences LLC v. Cook Inc.,
582 F.3d 1322, 1329 (Fed. Cir. 2009)................................................................................. 6
Energizer Holdings v. International Trade Comn,435 F.3d 1366 (Fed. Cir. 2006)......................................................................................... 21
Exxon Research & Engg Co. v. United States,265 F.3d 1371 (Fed. Cir. 2001)................................................................................... 20, 21
Finisar Corp. v. DirecTV Group, Inc.,
523 F.3d 1323 (Fed. Cir. 2008)........................................................................................... 2
Honeywell Intl, Inc. v. Intl Trade Commn,
341 F.3d 1332 (Fed. Cir. 2003)......................................................................................... 21
Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc.,
381 F.3d 1111 (Fed. Cir. 2004)........................................................................................... 2
Intervet Am., Inc. v. Kee-Vet Labs., Inc.,
887 F.2d 1050 (Fed. Cir. 1989)........................................................................................... 2
Inverness Med. Switzerland GmbH v. Princeton Biomeditech Corp.,
309 F.3d 1365, 1371 (Fed. Cir. 2002)............................................................................... 10
Markman v. Westview Instruments, Inc.,
52 F.3d 967 (Fed. Cir. 1995), affd, 517 U.S. 370 (1996) ........................................ 1, 2, 21
Omega Engg, Inc, v. Raytek Corp.,
334 F.3d 1314 (Fed. Cir. 2003)..................................................................................... 3, 23
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Phillips v. AWH Corp.,
415 F.3d 1303 (Fed. Cir. 2005).................................................................................. passim
Renishaw PLC v. Marposs Societa per Azioni,
158 F.3d 1243 (Fed. Cir. 1998)........................................................................................... 2
Robotic Vision Sys., Inc. v. View Engg, Inc.,189 F.3d 1370, 1376 (Fed. Cir. 1999 .................................................................................. 9
SanDisk Corp. v. Memorex Prods., Inc.,
415 F.3d 1278 (Fed. Cir. 2005)........................................................................................... 3
SciMed Life Sys., Inc. v. Advanced Cardiovascular Sys.,
242 F.3d 1337 (Fed. Cir. 2001)........................................................................................... 2
Southwall Techs., Inc. v. Cardinal IG Co.,
54 F.3d 1570, 1579 (Fed. Cir. 1995)................................................................................... 8
Union Pac. Res. Co. v. Chesapeake Energy Corp.,
236 F.3d 684 (Fed. Cir. 2001)........................................................................................... 20
Vitronics Corp. v. Conceptronic, Inc.,90 F.3d 1576 (Fed. Cir. 1996)....................................................................................... 2, 24
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I. IntroductionPlaintiff Worlds, Inc. (Worlds or Plaintiff) asserts that Defendants Activision
Blizzard, Inc.; Blizzard Entertainment, Inc.; and Activision Publishing, Inc. (collectively,
Defendants) infringe certain claims of U.S. Patent Nos. 7,181,690 (the 690 Patent);
7,493,558 (the 558 Patent); 7,945,856 (the 856 Patent); 8,082,501 (the 501 Patent); and
8,145,998 (the 998 Patent) (collectively, the Worlds Patents).1
Defendants make, use, sell, and offer for sale several infringing video games in the highly
successful Call of Duty and World of Warcraft franchises. In making their proposed claim
constructions, Defendants attempt to avoid liability for their infringement by proposing
constructions unsupported by the intrinsic evidence. Defendants have also proposed to
improperly import limitations from the specification of the Worlds Patents into the asserted
claims. As explained below, the Court should adopt Worlds proposed claim constructions and
reject Defendants.
II. Legal Principles of Claim ConstructionA determination of patent infringement involves two steps. First, the patent claims are
construed. Second, the claims are compared to the allegedly infringing device. Cybor Corp. v.
FAS Techs., Inc., 138 F.3d 1448, 1455 (Fed. Cir. 1998) (en banc). Claim construction is a legal
question for the courts. Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir.
1995) (en banc), affd, 517 U.S. 370 (1996). The Federal Circuit reexamined the legal principles
of claim construction inPhillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc), where
it expressly reaffirmed the principles of claim construction set forth inMarkman, Vitronics Corp.
1 For the Courts reference, the Worlds Patents are attached as Exhibits B through F. However, for the sake of
clarity, in the body of this document the patents are cited according to their patent number rather than to their exhibit
number.
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v. Conceptronic, Inc., 90 F.3d 1576 (Fed. Cir. 1996), and Innova/Pure Water, Inc. v. Safari
Water Filtration Sys., Inc., 381 F.3d 1111 (Fed. Cir. 2004).
UnderPhillips, a claim term should be given the meaning it would have to a person of
ordinary skill in the art at the time of the invention. Phillips, 415 F.3d at 1313. The claims
themselves provide substantial guidance as to the meaning of the terms. Id. at 1314. Indeed,
the claim construction inquiry . . . begins and ends in all cases with the actual words of the
claim. Renishaw PLC v. Marposs Societa per Azioni, 158 F.3d 1243, 1248 (Fed. Cir. 1998).
Generally, [the Federal Circuit] gives claim terms their ordinary and customary meanings,
according to the customary understanding of an artisan of ordinary skill at the time of the
invention. Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323, 1328 (Fed. Cir. 2008). The
Federal Circuit has repeatedly held that courts cannot alter what the patentee has chosen to
claim as his invention, that limitations appearing in the specification will not be read into claims,
and that interpreting what is meantby a word in a claim is not to be confused with adding an
extraneous limitation appearing in the specification, which is improper. Intervet Am., Inc. v.
Kee-Vet Labs., Inc., 887 F.2d 1050, 1053 (Fed. Cir. 1989) (quotation marks omitted).
The claims, however, must be read in light of the specification, of which they are part.
Phillips, 415 F.3d at 1315. As the Federal Circuit has often stated, the specification is always
highly relevant to the claim construction analysis and is the single best guide to the meaning of
a disputed term. Id. (citing Markman and Vitronics). Despite the weight given to the
specification, care should be taken not to import limitations from the specification into the
claims. Id. at 131920; see also SciMed Life Sys., Inc. v. Advanced Cardiovascular Sys., 242
F.3d 1337, 1340 (Fed. Cir. 2001) (describing the importation of a limitation from the written
description into the claims as one of the cardinal sins of patent law). Indeed, it is entirely
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improper to import extraneous limitation[s] appearing in the specification. E.I. du Pont de
Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1433 (Fed. Cir. 1988). An
extraneous limitation is a limitation read into a claim from the specification wholly apart from
any need to interpret what the patentee meant by particular words or phrases in the claim. Id.
The Court may also consider the patents prosecution history. Phillips, 415 F.3d at 1317.
Like the specification, the prosecution history provides evidence of how the PTO and the
inventor understood the patent and whether the inventor limited the invention in the course of
prosecution, making the claim scope narrower than it would otherwise be. Id. However, the
prosecution history is accorded far less weight than the specification as a guide to understanding
claim terms because it often lacks the clarity of the specification and thus is less useful for
claim construction purposes. Id. Thus, while clear and unmistakable prosecution arguments
limiting the meaning of a claim term may be used to limit a claim terms ordinary meaning, an
ambiguous statement has no such effect. SanDisk Corp. v. Memorex Prods., Inc., 415 F.3d 1278,
1286 (Fed. Cir. 2005).
There is no clear and unmistakable disclaimer if a prosecution argument is subject to
more than one reasonable interpretation, one of which is consistent with a proffered meaning of
the disputed term. Id. at 1287. [T]he alleged disavowing statements [must] be both so clear as
to show reasonable clarity and deliberateness and so unmistakable as to be unambiguous
evidence of disclaimer. Omega Engg, Inc., v. Raytek Corp., 334 F.3d 1314, 1325 (Fed. Cir.
2003) (citations omitted).
Finally, extrinsic evidence can shed useful light on the relevant art but is unlikely to
result in a reliable interpretation of patent claim scope unless considered in the context of the
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intrinsic evidence. Id. at 131819. Expert and inventor testimony, dictionaries, and learned
treatises are all considered extrinsic evidence. Id. at 1317.
III. BackgroundIn 1995, four Worlds employees Stephen Adler, S. Mitra Ardon, Judith Challinger,
and David Leahy (the named inventors) discovered several novel inventions that solved
crucial problems in the area of software development. They arrived at these solutions while
developing Worlds groundbreaking software platforms, which enabled remote users to interact
in graphically rich, three-dimensional virtual environments. The Worlds Patents reflect the novel
inventions of those Worlds employees.
The named inventors initially set forth their inventions in a provisional patent
application filed on November 13, 1995. Worlds first patent, U.S. Patent No. 6,219,045 (the
045 Patent), issued on April 17, 2001. Each of the Worlds Patents, as identified above, is a
continuation of the 045 Patent. As such, they all share a common specification. The 690
Patent issued on February 20, 2007; the 558 Patent issued on February 17, 2009; the 856 Patent
issued on May 17, 2011; the 501 Patent issued on December 20, 2011; and the 998 Patent
issued on March 27, 2012. Each of these patents is entitled to a November 13, 1995 priority
date.
The claims of the Worlds Patents generally describe a system and method for
implementing a highly scalable, client-server architecture that facilitates the efficient interaction
of users in a three-dimensional, graphical, multi-user, interactive virtual environment. (See, e.g.,
690 Patent at 1:2442.) For example, the Worlds Patents disclose an invention whereby a client
device and associated server can efficiently filter the number of visible avatars so as to preserve
bandwidth, optimize processing capabilities, and enhance the user experience. (See, e.g., id. at
19:3220:2 (Claims 15).) The disclosed client-server system is highly relevant to multi-user
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video games, where the positions and actions of each user must be communicated to other users
to inform them of the state changes (e.g., position, actions, etc.) of the other users avatars. (See,
e.g., id. 1:4855.) The Worlds Patents also disclose other inventions important to the
development of multi-user video games. For example, the patents describe how software
programs can facilitate the creation and customization of avatars, teleportation of users,
switching of views, and other key features that enhance user experiences. (See, e.g., 501 Patent
at 19:2526 (Claim 1), 19:6164 (Claim 7), 20:2021 (Claim 12); 998 Patent at 19:2530
(Claim 1).)
IV. Discussion of Disputed TermsWorlds constructions are clear and well-supported by the Worlds Patents and the
relevant intrinsic evidence.2
By contrast, Defendants constructions are unwieldy and laden with
extraneous limitations not required or even suggested by the language of the claims. As a result,
the Court should adopt Worlds proposed constructions.
2 A chart of the disputed terms and the parties proposed constructions is attached as Exhibit A.
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A. determining, from the received positions, [a/the] set of the other usersavatars that are to be displayed
3
Claim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
determining, from the
received positions, [a/the] set
of the other users avatars thatare to be displayed (690
Claims 15, 1114, 19)
No construction needed. selecting [a/the] set
consisting of up to a set
maximum number of the otherusers avatars to be displayed
based on the received
positions
The parties agree that the term avatar should be construed, as set forth in section IV.F
below. However, the other words in this term are so common and simple that jurors will have no
difficulty understanding them. See Phillips, 415 F.3d at 1314. Thus, this disputed phrase
contains no technical terms requiring separate construction. Defendants implicitly acknowledge
this, as their proposed construction simply reuses the words they seek to define. Defendants
proposed construction is improperly restrictive, lacks any evidentiary support, and should be
rejected.
There is a heavy presumption that claim terms carry their ordinary and customary
meaning as a person of ordinary skill in the art would understand them. Epistar Corp. v. Intl
Trade Commn, 566 F.3d 1321, 1334 (Fed. Cir. 2009). A party seeking to overcome that heavy
presumption must show that the patentee clearly relinquished the claims scope or acted as his
or her own lexicographer. Id.;see also Edward Lifesciences LLC v. Cook Inc., 582 F.3d 1322,
1329 (Fed. Cir. 2009) ([W]e will adopt a definition that is different from the ordinary meaning
when the patentee acted as his own lexicographer and clearly set forth a definition of the
3 In their Proposed Constructions for Claim Terms to Be Construed, served on March 29, 2013, Defendants
proposed constructions for a lengthy series of claim terms functionally identical to this disputed claim term. On
April 17, 2013, to avoid having to discuss each disputed term individually, the parties agreed to use determining,
from the received positions, [a/the] set of the other users avatars that are to be displayed as a representative termfor purposes of claim construction briefing. Therefore, the parties agree that the Courts construction of this term
will affect the construction of other claims terms in the Worlds Patents. A complete list of the terms that will be
impacted by the construction of this exemplar term is included in Exhibit A.
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disputed claim term in either the specification or the prosecution history.). Defendants cannot
overcome this heavy presumption. The patentees did not assign a particular meaning to the
phrase position of less than all of the other users avatars, nor did they distinguish the term
from its ordinary meaning.
To begin, rather than clarifying ambiguous claim language (which is the point of claim
construction), Defendants materially alter the meaning of the claim in two ways. First,
Defendants replace the word determining with the word selecting. Second, defendants
inelegantly inject the limiting phrase a set maximum number into the claim. Defendants
proposed construction must be rejected for the following reasons.
First, Defendants improperly urge the Court to replace the claim word determining
with their word selecting. The specifications use of the word selecting makes clear that the
patentees never intended to define that term. Worlds anticipates that Defendants will focus on
one description of one embodiment described in the specification and make the flimsy argument
that, because the client can select N avatars from the N avatars provided by the server,
determining must mean selecting. (690 Patent at 6:78.) Defendants are wrong, and the
common specification itself debunks this argument.
Indeed, reading from the beginning of the selecting sentence tells us that this
embodiment only selects in the specific instance [w]here N is less than N. (Id. at 6:67.)
Thus, when N is equal to or greater than N, no selection is needed; theres no need to pick out
avatars if all are going to be displayed. See Ex. N at 1111 (Websters College Dictionary
(Random House, 2001) (definition of select)). Put simply, Defendants construction requires
selection in every instance; the preferred embodiment, however, requires selection in only some
instances. (See e.g., 690 Patent at 5:6667 ([U]ser A might have a way to filter out avatars on
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other variables in addition to proximity, such as user ID.)) Accordingly, Defendants
construction makes no sense in the full context of the specification. As a matter of law, a
construction, like Defendants proposal, that reads out part of a preferred embodiment is rarely,
if ever, correct and would require highly persuasive evidentiary support. Vitronics Corp. v.
Conceptronic, Inc., 90 F.3d 1576, 1583 (Fed. Cir. 1996). Defendants do not and cannot provide
any evidentiary support much less the highly persuasive evidentiary support that is required
to rebut this presumption. Defendants construction should be rejected.
Defendants next improper proposal is to insert a set maximum number limitation into
this term definition. Defendants proposed construction would put the disputed claims directly at
odds with several dependent claims, such as claim 4 of the 690 Patent, that do expressly
contemplate a maximum-number limitation. Under the doctrine of claim differentiation, the
presence of a dependent claim that adds a particular limitation gives rise to a presumption that
the limitation in question is not present in the independent claim. Aspex Eyewear, Inc. v.
Marchon Eyewear, Inc., 672 F.3d (quoting Phillips, 415 F.3d at 1315). Furthermore, claim
terms must be interpreted consistently. Phillips, 415 F.3d at 1314; see also Southwall Techs.,
Inc. v. Cardinal IG Co., 54 F.3d 1570, 1579 (Fed. Cir. 1995) (The fact that we must look to
other claims using the same claim term when interpreting a term in an asserted claim mandates
that the term be interpreted consistently.);Boston Scientific Corp. v. Micrus Corp., 556 F. Supp.
2d 1045, 1054 (N.D. Cal. 2012) (citing Southwallfor same).
Here, if defendants proposed construction of claim 1 is accepted, then to practice claim 1
of the 690 patent, a client process would have to select a set consisting of up to a set
maximum number of the other users avatars to be displayed based on the received positions.
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(Emphasis added.) But claim 4 of the 690 patent, which is dependent on claim 1 of that patent,
already includes the maximum-number limitation that defendants seek to import into claim 1(b):
4. The method of claim 1, wherein step (1b) comprises
(b)(1) determining from the received positions an actual number of the otherusers avatars;
(b)(2) determining a maximum number of the other users avatars to bedisplayed; and
(b)(3) comparing the actual number to the maximum number to determinewhich of the other users avatars are to be displayed where in steps (b)(1)
(b)(3) are performed by the client process associated with the first user.
(690 Patent at 19:5564 (Claim 4) (emphasis added).) Numerous other dependent claims
incorporate a maximum number limitation on the number of avatars as well. (See, e.g., 690
Patent at 20:2533 (Claim 8), 21:2836 (Claim 13), 22:1423 (Claim 16).) However, such a
limitation is expressly omitted from the associated independent claims. That differentiation is
significant and eliminating this differentiation would improperly alter the meaning of the
carefully drafted claims.
Further, the above-referenced dependent claims show that, when the patentees wanted to
include a maximum-number limitation in a claim, they were well aware of how to do so. They
certainly would not have inserted that limitation by implication only. Ultimately, the Court
should recognize that awkwardly shoehorning a maximum-number limitation into claim 1 (and
the other similar claims raised by Defendants) when it already exists in claim 4 (and several
other dependent claims) would create redundancy and run afoul of the principle that independent
claims must be broader than (and distinguishable from) their dependent claims. See Robotic
Vision Sys., Inc. v. View Engg, Inc., 189 F.3d 1370, 1376 (Fed. Cir. 1999 (Views construction
incorrectly attributes the requirement of separately fabricated index pads to an independent claim
when it is clear that a claim that depends from that independent claim does not incorporate that
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limitation.); see also Inverness Med. Switzerland GmbH v. Princeton Biomeditech Corp., 309
F.3d 1365, 1371 (Fed. Cir. 2002).
Further proof of the inappropriateness of Defendants proposed construction is provided
by the fact that the embodiment in the common Worlds specification does not discuss the
concept of a maximum number of avatars in any sense that is directly relevant to the disputed
term. That embodiment uses the term maximum number in two contexts. First, the
embodiment describes a server that maintains a variable, N, which sets the maximum number of
other avatars A will see. Client also maintains a variable, N, which might be less than N, which
indicates the maximum number of avatars client wants to see and/or hear. (690 Patent at 5:36
39.) In focusing myopically on the maximum number language, Defendants lose sight of the
fact that, by definition,N and N are variables. That is, N and N are named storage locations
capable of containing a certain type of data that can be modified during program execution;
they are not fixed, hardcoded numerical values. Ex. L at 408 (Microsoft Press Computer
Dictionary (2d ed., 1994)). Adding a set maximum number limitation into the construction, as
Defendants propose to do, would exclude the patentees own preferred embodiment. The
embodiment allows a variable, multi-criteria approach to filtering avatars; it does not require an
overly constrained, set maximum number approach to filtering.
The common specification of the Worlds Patents also uses the term maximum number
in the context of disclosing that the maximum number of avatars, N, is determined by server,
but might also be determined for each client. (690 Patent at 13:2729.) In other words, the
common specification explicitly discloses that a maximum number of avatars need not be
fixed, but rather can be a dynamic, adjustable variable. This specification provision offers no
help to Defendants. Defendants construction simply cuts against the plain disclosures in the
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specification, adding unsupported limitations the patentees specifically addressed with dependent
claims.
Moreover, at most, when the common Worlds specification discusses the concept of a
maximum number, it does so only to provide simple examples of how crowd control may be
accomplished. There are of course other methods, including (among others), proximity, user ID,
orientation, strain on computing resources, local user selection, or any other participant
condition. (See, e.g., 998 Patent at 20:1741 (Claims 1115); 690 Patent at 5:6667 ([U]ser A
might have to find a way to filter out avatars on other variables in addition to proximity, such as
user ID.).)
Ultimately, absent highly persuasive evidentiary support, which Defendants do not and
cannot offer, the Court should reject Defendants improper attempt to import extraneous
limitation[s] appearing in the specification. E.I. du Pont de Nemours & Co. v. Phillips
Petroleum Co., 849 F.2d 1430, 1433 (Fed. Cir. 1988) (explaining that extraneous refers to a
limitation read into a claim from the specification wholly apart from any need to interpret what
the patentee meant by particular words or phrases in the claim). Defendants maximum
number limitation is a textbook extraneous limitation.
In sum, there no support for including Defendants proposed limitations in the
construction of this term. The claim term, which was written in plain English, should not be
construed.
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B. position of less than all of the other users avatars4Claim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
position of less than all of theother users avatars (690
claims 15)
No construction needed. positions for up to a setmaximum number of the other
users avatars, which is less
than the total number of other
users avatars
Again, aside from the term avatar (construed separately), the words in this disputed
term are common and easy to understand; in fact, it is impossible to derive a simpler, more
straightforward version of the claim. See Phillips, 415 F.3d at 1314. As explained, there is a
heavy presumption that claim terms carry their ordinary and customary meaning as a person of
ordinary skill in the art would understand them. Epistar Corp., 566 F.3d at 1334. Defendants
cannot overcome this presumption, as nothing in the intrinsic evidence even hints that the
position of less than all of the other users has any meaning other than its everyday meaning.
Accordingly, the Court should reject Defendants second attempt to import a maximum
number limitation into a clearly worded claim term. This term needs no construction.
Defendants again improperly seek to import an entirely new limitation up to a set
maximum number that is untethered to (and in many ways, expressly contrary to) language
from the patents claims, specifications, or prosecution histories. There is not a shred of intrinsic
evidence showing that that the patentees sought to define less than all in terms of a set
maximum number . . . , which is less than the total number. In fact, the intrinsic evidence
forecloses the insertion of any such limitation.
4 In their Proposed Constructions for Claim Terms to Be Construed, served on March 29, 2013, Defendants
proposed constructions for a lengthy series of claim terms functionally identical to this disputed claim term. On
April 17, 2013, to avoid having to discuss each disputed term individually, the parties agreed to use position of less
than all of the other users avatars as a representative term for purposes of claim construction briefing. Therefore,the parties agree that the Courts construction of this term will affect the construction of various claims in the
Worlds Patents. A complete list of the terms that will be impacted by the construction of this exemplar term is
included in Exhibit A.
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Whereas the term at issue plainly includes only one limitation namely, that the client
receive the positions of less than all of the total number of avatars in a virtual space
defendants proposed construction includes two discrete limitations, requiring not only (1) that
the client receive position data for less than the total number of other users avatars but also (2)
that the client receive position data for fewer than an undefined set maximum number of
avatars. Worlds can only speculate as to the source of this second limitation. The patents
shared specification does not suggest that less than all carries any special meaning and it
does not even hint that the patentees sought to imply a maximum number requirement in the
claims including the less than all limitation. Defendants presumably will attempt to tie their
maximum number limitation to an extraneous limitation in the preferred embodiment, but any
such attempt must fail. The preceding section addresses the only two instances where the
specification addresses the concept of a maximum number; neither instance is relevant here.
Accordingly, Defendants attempt to import a maximum-number limitation is unavailing
for the reasons recited in the discussion of the preceding disputed claim. As discussed above,
importing a maximum-number limitation would be at odds with language from the specification,
which never defines limiting constraints exclusively in terms of numerical maximums, never
links the concepts of less than all and set maximum number, and never even purports to
define the term less than all. Once again, if patentees had intended to include a maximum-
number limitation, they could have; the Court should not inject limitations that no one ever
intended to exist.
The prosecution histories buttress the foregoing arguments. In all respects, the histories
confirm that the phrase less than all requires no definition, and that at no point did patentees
disavow the plain and ordinary meaning of the less than all limitation. The prosecution history
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for the 690 Patent is illustrative on this point. In June 2005, the PTO rejected Worlds proposed
claims under 35 U.S.C. 102(e) as being anticipated by Suzuki et al. (U.S. Patent No.
5,736,982). In March 2006, Worlds added a less than all limitation to many of its claims and
argued that this new limitation distinguished Suzuki. For example, Worlds stated several times
that, [u]nlike Suzuki, the method includes the steps of receiving a position ofless than all of
the other users avatars from the server process, and determining, from the received positions, a
set of the other users avatars that are to be displayed to the first user. See Ex. G at WORLDS
00209597 (609 Patent File History excerpts) (emphasis in original); see also, e.g., id. at
WORLDS 002097 (Unlike Suzuki, the method also includes the step of transmitting, by the
server process to each client process, the positions of less than all of the avatars that are not
associated with the client process.) (emphasis in original); id. at WORLDS 00208794
(replacing the phrase at least some with less than all to distinguish claims from prior art).
The PTO accepted this argument and, in June 2006, allowed the claims of the 690 Patent. The
PTO stated that receiving a position of at [sic] less than all of the other users avatar [sic] from
the server process was a uniquely distinct feature in the instant invention that separated
Worlds claims from the prior art. Id. at WORLDS 002040 (The closest prior art Suzuki
discloses a conventional terminals [sic] each receive of all of the position of other users avatar
from the server.); see also Ex. H at WORLDS 00423043 (998 Patent File History excerpts)
(PTO explaining that Shiio and Suzuki fail to explicitly disclose wherein the processor does not
. . . receive orientation information associated with less than all of the remote user avatars.
(emphasis added)).
In sum, during prosecution, the patentees amended their claims to insert a less than all
limitation, but at no point did they suggest that the meaning of less than all is anything other
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than the plain and ordinary meaning of those words. There has never been any suggestion that
the patentees sought to further constrain the less than all limitation with an implicit and
onerous maximum number limitation. The PTO directly cites the less than all limitation as
uniquely distinct over the prior art without ever discussing, contemplating, or even mentioning
any limiting construction of the meaning of less than all. The upshot is clear: nothing in the
prosecution history of the Worlds Patents suggests that the term position of less than all of the
other users avatars has any special meaning. SandDisk Corp., 415 F.3d at 1286 (a patentees
statements made during prosecution limit the plain language of claims only if the patentee made
clear and unmistakable prosecution arguments limiting the meaning of a claim term).
Moreover, all statements made by Worlds and the PTO during the patent prosecutions are
consistent with the plain and ordinary meaning of less than all. The Court should reject
Defendants construction and read the claim in a straightforward manner, as it was meant to be
read.
C. programmed to limit the number of remote user avatars shown on thegraphic display
Claim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
programmed to limit the
number of remote user avatarsshown on the graphic display
(998 claims 1115)
No construction needed. programmed to restrict the
number of remote user avatarsshown on the graphic display
to a maximum number of
avatars allowed
Defendants for the third time again without support or justification attempt to
import a maximum number limitation into an easily comprehensible phrase: programmed to
limit the number of remote user avatars. The Court should reject Defendants construction.
The term programmed to limit the number of remote user avatars shown on the graphic display
is unambiguous, easily applicable, and needs no construction.
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First, Defendants propose to replace the word limit with the word restrict. It is
impossible to know why, given that the word restrict does not appear even once in the 998
Patent, whereas the word limit is commonly used in the Worlds Patents. The intrinsic
evidence gives no indication of how restrict means anything different than limit; in fact, the
terms are essentially synonymous. In a commonly used thesaurus, limit is listed as a synonym
for restrict, and restrict is listed as a synonym for limit. See Ex. J (Rogets II: The New
Thesaurus, at 592 (limit), 834 (restrict);see also id. at 834 (defining restrict as [t]o place
a limit on). Swapping one common, ordinary word for its synonym adds no clarity to the
meaning. There is no simply no basis for defendants substitution; the Court should retain the
word the patentees intended to include.
Second, Defendants attempt for a third time to import a maximum-number limitation; this
specific attempt is perhaps more mystifying than the previous two. In addition to the litany of
problems with their proposed maximum-number construction amply documented above
Defendants attempt to insert their maximum-number limitation into a series of dependent claims,
each of which explicitly sets forth discrete and well-defined filtering criteria without ever
insinuating the possibility of avatar filtering based on a set maximum number.
Claims 11 to 15 of the 998 Patent are dependent claims that are worded as follows:
The system according to claim 2, wherein the first processor is further programmed to limit the
number of remote user avatars shown on the graphic display based on ___________________.
See (998 Patent at 20:1738.) Each claim fills in the blank with a separate criterion that can be
used to limit the number of avatars displayed. Sequentially, the criteria are the proximity of the
remote user avatars relative to the local user avatar (claim 11); the orientation of the remote
user avatars relative to the local user avatar (claim 12); computing resources available to the
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local user graphic display (claim 13); a selection made by the local user (claim 14); and a
selection made by the local user, wherein the selection is independent of the relative position
of the local avatar and the remote user avatars not shown on the graphic displays (claim 15). Id.
Clearly absent in any of these claims is any mention or even suggestion of a maximum
number limitation. Defendants apparently contend that, despite expressly listing five specific
filtering criteria in claims 1115 of the 998 Patent, the patentees also intended to imply an
additional (yet entirely silent) maximum-number limitation in each claim.
Defendants approach defies logic. As is apparent from several other asserted claims
(e.g., claim 4, 8, 13, and 16 of the 690 Patent), the patentees knew full well about maximum-
number filters and how to claim them. Claims 1115 of the 998 Patent are evidence of the
patentees recognition that, given the invention disclosed in the patents specification, various
other criteria can be used to accomplish crowd control in a multi-user virtual environment, and
that these criteria can be used separately or in conjunction with each other. Setting a maximum
number is one possible criterion and that criterion is addressed in several asserted claims
but it is by no means the onlycriterion. Again, if the patentees had desired to constrain all terms
by a hardcoded, set maximum number, they could have easily done so. Instead, they chose not
to.
The Court should recognize that this disputed term includes no technical worlds, and in
fact, Defendants construction essentially does nothing more than adopt the disputed claim
terms language wholesale, and then tacks on an additional limitation. Thus, the Court should
reject Defendants blatant attempt to avoid infringement by importing extraneous limitations into
the clearly worded claims of the 998 Patent.
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D. client process / server processClaim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
client process (690 Claims120; 558 Claims 49; 856
Claim 1)
a program being executed bya users computer that receives
services from a server
a program executed, stored,or accessible on a users
computer to provide access to
a server
server process (690 Claims120; 558 Claims 47; 856
Claim 1; 501 Claims 1-8, 10,
14-16)
a program being executed bya computer that provides
services to a client
a program executed, stored,or accessible by one or more
computers that provide one or
more services to users of
computers across a network
The parties dispute with respect to this claim term centers on whether, to qualify as a
client process or a server process, a program must be in the state of being executed
(Defendants proposed construction), or must only be capable ofbeing executed (e.g., executed,
stored, or accessible, Worlds proposed construction). Defendants obvious motivation in
seeking this construction is to avoid infringement by imposing an unnatural limitation that they
believe would exclude their software products from the ambit of many of the patents claims.
However, the intrinsic evidence amply supports Worlds proposed construction.
Worlds constructions track the definition provided in the patents shared specification.
That specification defines a client process flexibly, such that it can take the form of software
accessible by a processor, stored on recordable media, or something else entirely. It reads:
The architecture is described with reference to a system where each user is
associated with their own client computer system separate from the network
and servers, however a 20 person of ordinary skill in the art of network
configuration would understand, after reading this description, how to vary thearchitecture to fit other physical arrangements, such as multiple users per
computer system or a system using more complex network routing structures
than those shown here. 25A person of ordinary skill in the art of computer
programming will also understand that where a process is described withreference to a client or server, that process could be a program executed by a
CPU in that client or server system and the program could be stored in apermanent memory, 30such as a hard drive or read-only memory (ROM),or in temporary memory, such as random access memory (RAM). A person
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of ordinary skill in the art of computer programming will also understand
how to store, modify and access data structures which are shown to beaccessible by a client or server.
(See, e.g., 690 Patent at 4:1135 (emphasis added).)
This definition shows that the patentees had no intention of defining client process or
server process narrowly, as Defendants seek to do here. Under the express terms of the
patents shared specification, a client or server process need not be rigidly in the state of being
executed; instead, it can be a program stored in a permanent memory, such as a hard driveor
read-only memory (ROM), or in temporary memory, such as random access memory (RAM).
(Id. (emphasis added).) Given this flexibility, a client or server process can be stored on a
devices storage drive, a download site, a CD-ROM or DVD-ROM, or other media. All that is
required is that the storage media need to be accessibleby a client or server, or in other words,
the process must be capableof being executed. (Id. (emphasis added).)
For these reasons, the Court should adopt Worlds proposed construction which would
categorize a client or server process as any program that is executed, stored, or accessible by a
relevant device and reject Defendants proposed construction, which, by failing to allow for
programs that are stored or accessible, effectively eliminates the specifications broad
definition of client and server processes.
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E. condition / participant conditionClaim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
condition (998 Claims 13,78, 1118, 2021)
No construction needed.
In the alternative, an
expression in a software
program that affects the statusor display of an avatar
Indefinite under 35 U.S.C. 112, 2.
In the alternative, a condition
set by the client
participant condition (501
Claims 18, 10, 12, 1416)
No construction needed.
In the alternative, a conditionimposed on an avatar, its
controlling user, or its
associated client device thataffects the status or display of
an avatar
Indefinite under 35 U.S.C.
112, 2.
Next, Defendants make an invalidity argument rather than a claim construction argument
by incorrectly asserting that several of the patents terms specifically, condition,
participant condition, third user perspective, switch between a rendering . . . and
synchronously disseminating are invalid as indefinite under 35 U.S.C. 112, 2. For this
Court to adopt Defendants argument and hold as a matter of law that these terms are
invalid as indefinite, Defendants must show by clear and convincing evidence that the claims
are insolubly ambiguous and not amenable to construction by a person of ordinary skill in
light of the patent claims and specification. Exxon Research & Engg Co. v. United States, 265
F.3d 1371, 1375 (Fed. Cir. 2001). This defendants cannot do.
It is well established that [t]he definiteness inquiry focuses on whether those skilled in
the art would understand the scope of the claim when the claim is read in light of the rest of the
specification. Union Pac. Res. Co. v. Chesapeake Energy Corp., 236 F.3d 684, 692 (Fed. Cir.
2001) (emphasis added). Furthermore, because a claim is presumed valid, a claim is indefinite
only if the claim is insolubly ambiguous, and no narrowing construction can properly be
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adopted. Exxon Research, 265 F.3d at 1375; see also Honeywell Intl, Inc. v. Intl Trade
Commn, 341 F.3d 1332, 133839 (Fed. Cir. 2003). A claim that is amenable to construction is
not invalid on the ground of indefiniteness. Energizer Holdings v. International Trade Comn,
435 F.3d 1366, 1370 (Fed. Cir. 2006).
Where the meaning of the claim is discernible, even though the task may be formidable
and the conclusion may be one over which reasonable persons will disagree, . . . the claim [is]
sufficiently clear to avoid invalidity on indefiniteness grounds. Exxon Research, 265 F.3d at
1375. Accordingly, the claims of a patent need not be plain on their face in order to avoid
invalidation due to indefiniteness. Id. (By finding claims indefinite only if reasonable efforts
at claim construction prove futile, we accord respect to the statutory presumption of patent
validity and we protect the inventive contribution of patentees, even when the drafting of their
patents has been less than ideal. (citation omitted)).
To begin, the terms condition and participant condition do not require construction at
all. If an explicit construction is necessary, the dictionary-based meaning that Worlds proposes
is appropriate and reflects the worlds plain and ordinary meanings. In contrast, Defendants
proposed construction of a condition set by the client merely surrounds condition with
limiting and unhelpful verbiage; it does nothing to shed light on the meaning of the term. See
Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) ([T]he court has the
power and obligation to construe as a matter of law the meaning of language used in the patent
claim.). Defendants accusations of indefiniteness are also unavailing as they simply ignore the
plain and ordinary meaning of a condition to one skilled in the art.
As explained above, there is a heavy presumption that claim terms carry their full
ordinary and customary meaning absent a showing that the patentee expressly relinquished
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claim scope. Epistar Corp., 566 F.3d at 1334. Defendants cannot rebut this presumption.
Nothing in the intrinsic evidence even suggests that patentees sought to give a special definition
to condition or participant condition; they certainly did not expressly relinquish the full
scope of a condition and the related term, participant condition.
Furthermore, the use of the terms condition and participant condition in the claims
and common specification is consistent with the plain and ordinary meaning of those terms: [a]n
expression in a program or procedure that can be evaluated as either true or false when the
program or procedure is running. Ex. K at 668 (IBM Dictionary of Computing (McGraw Hill,
1994)). The claims of the 501 Patent disclose that such conditions can be based on avatar
identifiers, and can be used to limit sending the position information of some avatars to the
client. (501 Patent at 20:1213 (Claim 11), 20:3132 (Claim 13), 20:6465 (Claim 17);see id.
at 19:2038 (Claim 1) ([T]he client device does not receive position information of at least
some avatars that fail to satisfy a participant condition imposed on avatars.).) The specification
also tells us that user A might have a way to filter out avatars on other variables in addition to
proximity, such as user ID. (Id. at 6:35.) Contrary to the proposal made by Defendants, there
simply is no suggestion that the client must set anything, or that any setting must be made by
the client. The claims merely teach that there be a condition, i.e., an expression that is
evaluated that affects the display of an avatar, be it set by the client, the server, or otherwise.
Finally, the file history offers no support for the Defendants construction. Rather, the
examiner found the term participant condition so plain and ordinary that just prior to allowance
the examiner inserted the term into the claims without any further elaboration. See Ex. I at
WORLDS00009093 (Examiners Amendment) (501 File History excerpts). In short, there is
no clear and unmistakable disavowal of claim scope and the Court should reject the
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Defendants construction. Omega Engg, Inc., v. Raytek Corp., 334 F.3d 1314, 1326 (Fed. Cir.
2003).
F. avatarClaim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
avatar (690 Claims 1-16,18; 558 Claims 4-9; 856
Claim 1; 501 Claim 1-6, 8,10, 12, 14, 15; 998 Claim 1-3,
11-15, 18-20)
graphical representation of auser in three-dimensional
form
a graphical representation ofa user
The parties agree that an avatar is a graphical representation of a user. The main
dispute about the term is whether the avatar is in three-dimensional form, as described in the
common Worlds specification, or could instead be in two-dimensional form, as Defendants
propose. Worlds construction comes straight out of the patent claims and specification.
Defendants have no support for their proposed construction.
The specification makes clear that the patentees sought to limit their patent to three-
dimensional virtual worlds and associated avatars. For example,first sentences of the patents
Abstract and Summary of Invention read: The present invention provides a highly scalable
architecture for a three-dimensional graphical, multi-user, interactive virtual world system.
(See, e.g., 690 Patent at 2:2426.) More specifically, elsewhere in the specification the
patentees offered a specific definition of the term avatar, explaining that Each avatar 18 is a
three dimensional figure chosen by a user to represent the user in the virtual world. (Id. at
3:1117.) The Detailed Description further discloses that the avatar images are three-
dimensional and look different (in most cases) from different angles. (Id. at 6:911.) [T]he
person of ordinary skill in the art is deemed to read the claim term not only in the context of the
particular claim in which the disputed term appears, but in the context of the entire patent,
including the specification. Phillips, 415 F.3d 131213. In fact, the specification is always
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highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best
guide to the meaning of a disputed term. Vitronics, 90 F.3d at 1582.
Further, Claim 2 of the 988 Patent clearly and precisely discloses each user being
associated with a three dimensional avatar. Claim 12 of the 501 Patent similarly discloses
each user being associated with a three dimensional avatar. Even the Abstract discloses a
preferred embodiment where a plurality of users interact in the three-dimensional, computer-
generated graphical space:
The present invention provides a highly scalable architecture for a three-dimensional graphical, multi-user, interactive virtual world system. In a preferred
embodiment a plurality of users interact in the three-dimensional, computer-generated graphical space where each user executes a client process to view a
virtual world from the perspective of that user. The virtual world shows avatarsrepresenting the other users who are neighbors of the user viewing the virtual
word.
(690 Patent at 2:2430. (emphasis added))
Defendants proposed construction ignores the common specification, ignores the claim
language, and intentionally invites prior art references with users represented in two-dimensional
and one-dimensional forms. The Court should accept Worlds well-supported construction.
G. third user perspectiveClaim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
third user perspective (998
Claim 2)
view from the perspective of
the user
Indefinite under 35 U.S.C.
112, 2.
Claim 2 of the 998 Patent discloses, among other things, a switch between a rendering
on the graphic display that shows the virtual world to the local user from a third user perspective
and a rendering that allows the local user to view the local user avatar in the virtual world.
Intrinsic evidence more than sufficiently demonstrates that third user perspective means view
from the perspective of the user. Again seeking to make invalidity rather than claim
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construction arguments, Defendants say the term third user perspective is indefinite.
Defendants are clearly wrong.
The 998 patent specification makes abundantly clear that the preferred embodiment
includes a view of the virtual world from the perspective of the user:
In a preferred embodiment a plurality of users interact in the three-dimensional,computer-generated graphical space where each user executes a client process toview a virtual world from the perspective of that user. The virtual world showsavatars representing the other users who are neighbors of the user viewing thevirtual word.
(998 Patent at 2:3944 (emphasis added).) The 998 specification explains that FIG. 1 is an
illustration of a client screen display 10 seen by one user in the chat system. Screen display 10 is
shown with several stationary objects (wall, floor, ceiling and clickable object 13) and two
avatars 18. (Id. at 3:2225.)
The 998 specification further demonstrates that Figure 1 is the view from the
perspective of a third user, D, whose avatar is not shown and presents a view of the virtual
world from the perspective of the user.
In this example, two users are shown: Paula and Ken, who have chosen the
robot avatar and the penguin avatar, respectively. Each user interacts with a
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client machine (not shown) which produces a display similar to screen display 10,
but from the perspective of the avatar for that client/user. Screen display 10 isthe view from the perspective of a third user, D, whose avatar is not shown sinceD's avatar is not within D's own view.
(Id. at 3:2835 (emphasis added);see also id. at 3:4546 (While FIG. 1 shows two avatars (and
implies a third), typically many more avatars will be present.).)
A person of ordinary skill in the art reading Claim 2 in light of the specification would
easily understand the term third user perspective to reference a view of the virtual world from
the perspective of the user. Nothing about the term third user perspective is ambiguous in
light of the clear, precise, and detailed description provided in the common Worlds specification.
In light of the claims and specification, the term third user perspective is not indefinite, and
clearly may be construed as a view from the perspective of the user.
H. switch between a rendering in which all of a perspective view of a local useravatar of the local user is displayed and a rendering in which less than all ofthe perspective view is displayed
Claim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
switch between a rendering
in which all of a perspectiveview of a local user avatar of
the local user is displayed and
a rendering in which less thanall of the perspective view is
displayed (998 Claim 19)
No construction needed.
In the alternative, switch
between a graphical
representation in which all ofa local users field of view is
displayed, and a graphical
representation in which lessthan all of a local users field
of view is displayed
Indefinite under 35 U.S.C.
112, 2.
Claim 19 of the 998 patent discloses a switch between a rendering in which all of a
perspective view of a local user avatar of the local user is displayed and a rendering in which less
than all of the perspective view is displayed. No additional construction is necessary. Each
word of each term may be understood by its ordinary and customary meaning, and Defendants
cannot identify a single word that is unique ambiguous, or incapable of construction.
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Tellingly, defendants do not contend that any of the claim terms within claim 1 of the
998 patent are indefinite, ambiguous, or require construction. That strikingly similar claim
includes many of the same terms used in claim 19 and discloses switching between a rendering
on the graphic display that shows at least a portion of the virtual environment to the local user
from a perspective of one of the remote user avatars and a rendering that allows the local user to
view the local user avatar in the virtual environment. Similarly, Defendants do not contend that
any of the claim terms within claim 18 of the 998 Patent are indefinite, ambiguous, or require
construction. That claim also incorporates strikingly similar terms and discloses a change in
three dimensions the perspective view of the rendering on the graphic display of the virtual
world in response to user input. Thus, it is unclear what if anything defendants claim is
ambiguous or indefinite about claim 19, which uses plain and ordinary terms that any person of
ordinary skill in the art could understand.
As explained above, the 998 Patent makes abundantly clear that the term perspective
view means a view of the virtual world from the perspective of the user. Specifically, the
998 Patent explains that each user executes a client process to view a virtual world from the
perspective of that user that shows avatars representing the other users who are neighbors of
the user. (998 Patent at 2:3944.) Figure 1 of the 998 Patent illustrates this perspective
view from the perspective of the avatar for that client/user by clearly showing a view
depicting other user avatars and stationary objects within the field of view of the user. (Id. at
3:2235.) In light of the claim language and the common Worlds specification, a person of
ordinary skill in the art would easily understand that perspective view means a view from the
perspective of the user and incorporates the field of view that the user sees in the virtual world.
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The terms all of a perspective view of a local user avatar and less than all of a
perspective view of a local user avatar similarly need no construction and may be understood by
their ordinary and customary meaning. Because the perspective view of a local user avatar
incorporates the users field of view as depicted in FIG. 1, a person of ordinary skill in the art
would understand that the term all of a perspective view of a local user avatar references the
full field of view or entire field of view of the user, which illustrates all the avatars and stationary
objects within the field of view of that users virtual environment. By contrast, a person of
ordinary skill in the art reading claim 19 and the specification would understand that the term
less than all of a perspective view of a local user avatar would mean something less than the
entire or full field of view of the user, such as a view that focuses on one particular avatar or
object within the users virtual world environment.
As for the term rendering, the 998 patent clearly explains that a graphical rendering
engine generates the users view of the virtual world and renders a view of the virtual world
from the view point (position and orientation) of As avatar. (Id. at 4:5556, 7:5557.) The
998 specification further explains that User input could also be used to signal for a viewpoint
change. (Id. at 8:2021.) Thus, a person of ordinary skill in the art reading claim 19 in light of
the specification would easily understand that the term switch between a rendering references
a signal for a viewpoint change in response to user input, and the term switch between a
rendering in which all of a perspective view of a local user avatar of the local user is displayed
and a rendering in which less than all of the perspective view is displayed needs no further
construction. However, if the Court were to make a construction, a person of ordinary skill in
the art would be able to construe the term as a switch between a graphical representation in
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which all of a local users field of view is displayed, and a graphical representation in which less
than all of a local users field of view is displayed. This term is not indefinite.
I. synchronously disseminatingClaim Term (Claim) Plaintiffs Proposed
Construction
Defendants Proposed
Construction
synchronouslydisseminating (690 Claims
9, 18, 20)
No construction needed.
In the alternative,transmitting in a manner that
is synchronized or
coordinated
Indefinite under 35 U.S.C. 112, 2.
The term synchronously disseminating does not require construction. If an explicit
construction were to be made, however, the dictionary-based meaning that Worlds proposes is
appropriate and reflects the plain and ordinary meaning to one of ordinary skill in the art. See
Epistar, 566 F.3d at 1334 (finding a heavy presumption that claim terms carry their full
ordinary and customary meaning absent a showing that the patentee expressly relinquished
claim scope.). Defendants cannot rebut this presumption. Nothing in the intrinsic evidence
gives any indication that the patentees sought to relinquish the full scope of the term
synchronously disseminating. Defendants accusations of indefiniteness are also unavailing as
they simply ignore the plain and ordinary meaning of synchronously disseminating to one
skilled in the art.
The use of the term synchronously in the claims and common Worlds specification is
consistent with the plain and ordinary meaning of that term: [p]ertaining to two or more
processes that depend upon the occurrence of specific events such as common timing signals,
Ex. K at 134 (IBM Dictionary of Computing(McGraw Hill, 1994)); [g]enerally, any operation
that proceeds under control of a clock or timing mechanism, Ex. L at 379 (Computer Dictionary
(Microsoft Press, 1994)); or a mode of transmission in which the sending and receiving terminal
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equipment are operating continuously at the same rate and are maintained in a desired phase
relationship by an appropriate means, Ex. M at 1075 (The IEEE Standard Dictionary of
Electrical and Electronics Terms (6th Ed. 1996)).
Moreover, the 690 Patent more than sufficiently discloses the scope and meaning of the
term synchronously disseminating so that a person of ordinary skill in the art reading the
claims and specification would understand that the term means transmitting in a manner that is
synchronized or coordinated. Claim 9 of the 690 Patent provides the appropriate context and
discloses that a method for operating a server to enable a plurality of users to interact in a
virtual space needs coordinated and synchronized data transmission across multiple client
computers, server computers, and users:
9. A method for operating a server to enable a plurality of users to interact in avirtual space, wherein each user has a computer associated therewith, whereineach computer has a client process associated therewith, wherein each client
process has an avatar associated therewith, wherein the server has a process
associated therewith, and wherein each client process is in communication withthe server process, comprising:
(a) receiving, from each client process by the server process, dataindicating a position of the avatar associated with the client process; and
(b) synchronously disseminating less than all of the positions of theavatars not associated with a particular client process to each of the other
client processes so that the particular client process can determine from
the positions a set of avatars that are to be displayed.
The 690 specification also extensively details the mechanics of data transmissions across
multiple client and server machines:
where a client-server system is used for real-time exchange of information, suchas a distributed virtual reality network where users at client machines visually and
aurally interact with other users at other client machines, communication is muchmore difficult, especially where the information is high-bandwidth data such asaudio streams, graphic images and image streams. One application of such a
client-server system is for game playing, where the positions and actions of eachuser need to be communicated between all the players to inform each client of
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the state changes (position, actions, etc.) which occurred at the other clients. Theserver might maintain global state information and serve as a data server for theclients as they request visual, program and other data as the game progresses.
(690 Patent at 1:4255. (emphasis added)) In the detailed description, the 690 specification
further explains how the client-server system works to synchronize and coordinate the
dissemination of position information:
In order that each user see [sic] the correct location of each of the other avatars,each client machine sends its current location, or changes in its current location,to the server and receives updated position information of the other clients.
(Id. at 3:3034.) The 690 specification also explains that the preferred embodiment operates
synchronously in contrast with other possible embodiments that work asynchronously:
In rendering a view, client 60 requests the locations, orientations and avatar imagepointers of neighboring remote avatars from server61 and the server's responses
are stored in remote avatar position table 112. Server61 might also respond with
entries for short object ID lookup table 110. Alternatively, the updates can bedone asynchronously, with server 61 sending periodic updates in response to aclient requestor automatically without request.
(Id. at 7:4249.) Thus, a person of ordinary skill in the art reading claim 8 in light of the
specification would easily understand that the term synchronously disseminating means
transmitting in a manner that is synchronized and coordinated. Such extensive, detailed,
discussion in the specification can hardly be insolubly ambiguous. This term is not indefinite.
V. ConclusionFor the foregoing reasons, this Court should adopt Plaintiffs proposed constructions.
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Dated: April 22, 2013 Respectfully submitted,
Worlds, Inc.By its attorneys,
By: /s/ Max L. TribbleMax L. Tribble (admittedpro hac vice)[email protected] D. Melton (admittedpro hac vice)[email protected] Langham (pro hac vice pending)[email protected] Caughey (admittedpro hac vice)[email protected] GODFREY L.L.P.1000 Louisiana Street, Suite 5100Houston, Texas 77002Telephone: (713) 651-9366
Facsimile: (713) 654-6666
Joel R. Leeman (BBO # 292070)[email protected] C. Schecter (BBO # 652349)[email protected] KANN MURPHY&TIMBERS LLP125 Summer StreetBoston, MA 02110-1618Telephone: (617) 443-9292Facsimile: (617) 443-0004
Attorneys for Plaintiff Worlds, Inc.
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Certificate of Service
I certify that on the above date, this document was filed through the ECF system and
thereupon sent electronically to the registered participants as identified on the Notice of
Electronic Filing (NEF).
/s/Max L. TribbleMax L. Tribble
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