o'malley, kathleen m. - judicial watch...o'malley, kathleen m. date of report 5/13/2010...

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AOIO RIN. 112010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§JOI-/ 11)

I. erson Reporting (last name, first, middle initial) 2. Court or Organization 3. Date or Report

O'Malley, Kathleen M. U.S. District Court, N.D. Ohio 5/13/2010

4. Tjtfe (Article III judges indicate active or senior status: magistrate judges indicate full- or part-time)

U.S. District Judge, Active

Sa. Report Type (check appropriate type) 6. Reporting Period

D Nomination, Date 01/01/2009

D Initial IZl Annual D Final to

12/31/2009 Sb. 0 Amended Report

1. Chambers or Office Address

801 W. Superior Avenue Rm l6A Cleveland, OH 44! 13-1840

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in co pliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box fur each part where you have no reportable information. Sign on last page.

J. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)

NONE (No reportable positions.) D POSITION NAME OF ORGANIZATION/ENTITY

I. Chair Judges' Commillee, Federal Circuit Bar Association

2. Member

3. Member

4. Member

US Judicial Conference Committee on Space & Facilities

Sixth Circuit Judicial Conference Space & Facilities Commillee

Sixth Circuit Judicial Conference District Judge's Committee

5. Chair U.S. District Court, Northern District of Ohio, Space & Facilities Committee

6. Advisor U.S. District Court, Northern District of Ohio, Local Patent Rules Committee

7. Member National Academies, Committee on the Development of the Third Edition of the Reference Manual on Scientific Evidence

8. Advisory Board Member University of Maryland School of Law, Intellectual Property Advisory Board

9. Advisory Board Member Sedona Conference

IO. Member Case Law School, Dean's Advisory Committee

l l. Member Case Law School, Society of Benchers

12. Master Bencher Anthony J. Celebrezze Inn of Court (f) r.:'

C3 ::r} :t"-'-C:· -< I"'"-·-.

(_,"; .. ·

c:: :>J .. .c:r.·1 '-

.........

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0 II. AGREEMENTS. (Reporting Individual only; supp. 14-16 of fl/Ing instructions.)

[{] NONE (No reportable agreements.) fT1 N co

O'Malley, Kathleen M.

PARTIES AND TERMS

Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT

of7 O'Malley, Kathleen M. 5/13/2010

' ...

3.

SOURCE

--------------- ___________________ ---------------

----------------------------·----····-------- ---- ·-------.. ---···-------·------ -----

SOURCE

5.

LOCATION PURPOSE ITEMS OR PROVIDED

FINANCIAL DISCLOSURE REPORT

of7

Narne uf Penon Rev<>rling


Date of Report

5/13/2010

III. NON-INVESTMENT INCOJVIE. (Reporting individual and spouse; ue pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

I. ____ , _ _ , ........... -.........................

AND TYPE INCOME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reptJrting year, cump/Lte this secti1m.

(Dollt1r amount nor required exceptfor honoraria.)

D NONE (No reportable non-investment income.}

SOURCE AND TYPE

I. 2009 Covington & Burling, LLP

2.

3.

4.

IV. REIMBURSEMENTS transportation, lodging.food, entertainment -

{/ncfudes those 10 .rpou.w and dcpc11dcnt children; see pp. 25-17 of filing instructions.)

0 NONE (No reportable reimbursements.)

1. Intellectual Property Owners Education Foundation

2. Federal Circuit Aar Association

3. American College of Trial Lawyers

4. American Intellectual Property Law Association

April 16-April 22, 2009

June 18-21, 2009

October 7-11, 2009

October 15-17, 2009

Washington, DC

Charleston, SC

Boston, MA

Washington, DC

Educational/Faculty

Annual Conference

Annual Meeting

Annual Meeting/Speaker

PAID

registration, transportation, meals

registration, transportation, lodging, meals

transportation, lodging, meals

registration; ground transportation, meals

of fifing

SOURCE DESCRIPTION

CREDITOR

VALUE

CODE

FINANCIAL DISCLOSURE REPORT

Page4 of?

Name of Person Rej>orting


V. G J F'J'S. (Jnclude:J those lo spouse and dependent children; see pp. 28 31 instructions.)

[ZJ NONE (No reportable gifts.)

1.

3.

4.

Date of Report

5/1312010

5.

VJ. LlAB IL fTJ ES. (Includes those of spoHse and dependent children; see pp. 32-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

DESCRIPTION VALUE

I.

2.

3.

4.

5.

of filing

-

--,---I==� l I

!

I

!

\

r-

VII. INVESTMENTS and TRUSTS - income. value, transactions (1t1c1ui1es 1hose of spouse and dependent children; see PP· 14 0 instructions.;

[ZJ NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(mclt1ding trust assets)

Place "(X)" afrcr each asser exempt from prior disclosure

---- -- during Gross va : : c d-- - - -------- Transactions duri reporting period

, rcpcrtmg period of reporting pcnod

Iill (2) ti) r -(2)-- ----!ll <2l (3) ;

-<4i_T___(5)--

Amounr ! Type (c_g., Value Value i Type (e.g., Date Value , Gain ldentiry of

I. lncllmc Gain Co.le:.:

(Sec Columns DI and 04) 2. ValuC' Codes

(Sec Columns CI and 03)

3. Value Method Codes (See Column C2) l_.

A -=-$ l ,000 or les.$ F sio,001 -i100,ooo

J .,,,515,000 or lc:ss

N =S2l0,00I -Sl00,00-0

Code l

I div., rent, Code 2 Method ' buy, sell, mrnldd/yy Code 2 ! Code l buyeriscller

(A-H) or int.) (J-P) Code3 redcmprion) (J-P) (A-H) (ifprivarc

---'--·······----'--·· __j _ (Q-W) transaction)

B =$1 ,001 - 52.500 G =SI00,001 -Sl,000,000

K •Sll,001 - SS0,0000 =SlOll,001 -Sl,000,000

C "S2,501 - S5,000 HI =Sl,000,001 -Sl,000,000L "°S50,00! - SWU,000

D =Sl,001 - Sl5,000

H2 =More than $5,0U0,000

M =$100,001·5250,000

P2 =ss.000.001 - SZl.000,000

E =Sll,001 -SSG,000

PJ =l2l,OOO,OOI - Sl0,000,000

Q =Appraisal R =Co.st (Rea! Estate Only) V =Other

Pl -Sl,000,001 -

Sl,000.000

P4 ==-More 1han S50,000,000

S =As.!.cs.smcnr T "'Cash Market

U "'Book Value W =Estirrla1ed

Date of Report Name of Person Reporting FINANCJAL DISCLOSURE REPORT

O'Malley, Kathleen M. 5/13/2010of7

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FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY

FOR THE PERIOD 1/1/09 - 12/31/09

VII

A.

Description of Assets

(Including trust assets)

B.

Income during

reporting period

c.

Gross Value at end of

reporting period

D

Transactions during reporting period

Place an (X) after each asset

exempt from prior disclosure

(1) (2) Amount Type {e.g.

Code 1 div., int.,

(A·H) rent)

(1} Value

Code 2

{J-P)

(2) Value

Method

Code 3

(Q-W)

(1) Type (e.g.

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code 1

(A-H)

(S} Identity of

buyer/seller

(if private

transaction)

1 CITIBANK D Int. 0 T

2 CASTLE HARLAN AFFILIATES IV-A ,LLP D DIST K u

3 CASTLE HARLAND AFFILIATES V, LLP A DIV&INT K w

4 MID-ATLANTIC FUND OF

FUNDS II LP A DIV&INT K w

6 THE DINNER CLUB I, LLC A INT K w

7 DINNER CLUB I, LLC B DIST K

8 MID-ATLANTIC FUND OF FUNDS E DIST K u

9 Brokerage Account #1

10 ONE BEACON INS A DIV J T

11 WHITE MTN INS A DIV



14 BROWN & BROWN A DIV J T

15 LEGG MASON STOCK A DIV

16 MDC HOLDINGS (Y)

17 MARTIN MARIEITA MTLS A DIV J T

18 MOODY'S CORP (Y)

19 ODYSSEY RE HOLDGS A DIV




23 MOHAWK INDUSTRIES NONE



I

!

SELL 9/15 J A

SELL 10/6 J A

SELL 10/8 J A

SELL 2/13 J A

SELL 2/6 J A

SELL 2/9 J A

SELL 2/11 J A

SELL 10/27 J D

SELL 1/27 J A

SELL 1/28 J A

SELL 2/26 J A

Page 1

so


FOR THE PERIOD 1/1/09 - 12/31/09

VII

A.





B.

Income during

reporting period

c.


reporting period

D


(1) (2) Amount Type (e.g.

Code 1 div., int.,

(A-H) rent)

(1) (2) Value Value

Code 2 Method

(J-P) Code 3

(Q-W)

(1) Type (e.g.

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code 1

{A-H)

(5) Identity of

buyer/seller

(if private

transaction)

26 MOHAWK INDUSTRIES NONE SELL 3/4 J A

27 MOHAWK INDUSTRIES NONE SELL 3/10 J A

28 RESERVE FUND INTERSTATE TAX EX (Y)

29 VANGUARD PRIME MONEY MKT A INT J T

30 BURLINGTON NORTHERN SANTA FE A DIV J T

31 FAIRFAX FINANCIAL A DIV J T BUY 9/11 J

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

FASTENAL CO A DIV J T

LEUCADIA NATIONAL CORP NONE J T

U.S. BANCORP DEL COM NEW A DIV J T

VULCAN MATERIALS CO A DIV J T

AMERICCREDIT CORP NONE J T

BERKSHIRE HATHAWAY INC CL B NONE J T

JPMORGAN CHASE & CO A DIV J T

YUM BRANDS INC A DIV J T

ARCH CAPITAL GROUP LTD NONE J T

Brokerage Account #2

UST STRIP INT A INT J T

UST STRIP INT A INT J T

BUY 10/27 J

BUY 10/28 J

BUY 12/3 J

BUY 12/4 J

BUY 12/8 J

BUY 12/17 J

BUY 12/18 J

BUY 6/22 J

BUY 2/27 J

BUY 12/17 J

BUY 12/18 J

SELL 5/15

SELL 7/17

Page 2

-

FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY FOR THE PERIOD 1/1/09 -12/31/09 VII

A. Description of Assets (Including trust assets)

Place an (X) after each asset exempt from prior disclosure

B. Income during

reporting period

c.


reporting period

D Transactions during reporting period

(1)

Amount

Code 1

(A-H)

(2)

Type (e.g.

div., int.,

rent)

(1)

Value

Code 2

(J-P)

(2)

Value

Method

Code 3

(Q-W)

(1)

Type (e.g.

buy, sell,

redemption)

(2)

Date

Month-

Day

(3)

Value

Code 2

(J-P)

(4) Gain

Code 1

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

51 RESERVE FUND INTERSTATE TAX EX (Y)

52 VANGUARD PRIME MONEY MKT A INT K T

53 J.P. MORGAN CHASE & CO BUY 4/14 J

54 SELL 7/17 J A

SS FAIRFAX FINANCIAL HLDGS LTD BUY 9/11 J

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

IRA#l

BROWN & BROWN A DIV J T

LEGG MASON STOCK A DIV

MDC HOLDINGS (Y)

MARTIN MARIETTA MAT'LS A DIV 1 T

MOHAWK INDUSTRIES NONE

MOODY'S CORP A DIV J T

ODYSSEY RE HLDGS A DIV

ONE BEACON INS (Y)

WHITE MTN INS GROUP A DIV

BUY 10/29 J

SELL 10/29 J A

SELL 2/9 J A

SELL 2/10 J A

SELL 2/11 1 A

SELL 2/12 J A

SELL 2/13 1 A

SELL 1/27 J A

SELL 1/28 J A

SELL 2/26 1 A

SELL 3/4 J A

SELL 3/10 J A

SELL 10/27 K E

SELL 10/6 J A

Page3

I

I

A.


FOR THE PERIOD 1/1/09 - 12/31/09

VII

Description of Assets (Including trust assets)

Place an (X) after each asset exempt from prior disclosure

B.

Income during

reporting period

c.


reporting period

D

'Transactions during reporting period

(1)

Amount

Code 1

(A-H)

(2)

Type (e.g.

div., int.,

rent)

{l)

Value

Code 2

(J-P)

(2)

Value

Method

Code 3

(Q-W)

(1)

Type (e.g.

buy, sell,

redemption)

(2)

Date

Month-

Day

(3)

Value

Code 2

(J-P)

(4) Gain

Code 1

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

76 YUM! BRANDS IND A DIV K T

77 NVR INC A DIV J T

78

79

80

81

82

83

8 4

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

BERKSHIRE HATHAWAY NONE J T

BURLINGTON NORTHERN A DIV J T

FAIRFAX FINANCIAL HLDGS B DIV L T

FASTENAL CO A DIV J T

LEUCADIA NAT'L CORP NONE J T

US BANCORP DEL A DIV J T

VULCAN MATERIALS CO A DIV J T

AMERICCREDIT CORP NONE J T

JPMORGAN CHASE & CO A DIV J T

MARKEL CORP HOLDING CO NONE J T

MCDONALDS CORP A DIV J T

SYSCO CORP A DIV J T

ARCH CAPITAL GROUP LTD NONE J T

US GOV'T MONEY MARKET (X) A INT J T

VANGUARD PRIME MONEY MKT (X) A INT K T

Charles Schwab 401k #1

VANGUARD INST INEX c DIV M T

RAINIER SMALL/MIDCAP EQUITY A DIV K T

SCHWAB MNG RET TRUST-2010 NONE M T

BUY 1/14 J

BUY 1/22 J

BUY 1/23 J

BUY S/20 J

BUY 5/21 J

BUY 9/8 K

BUY 8/27 J

BUY 1/14 J

BUY 1/15 J

BUY 2/9 J

BUY 2/11 J

BUY

BUY 4/14 J

BUY 3/16 J

BUY 8/26 J

BUY 5/11 J

Page4

FIN ANCIAL DISCL OSURE REP ORT JUDGE KATHLEE N O'MALLEY

FOR THE PERIOD 1/1/09 - 12/31/09

VII

A





B. c.

Income during Gross Value at end of

reporting period reporting period

D


.

(1)

Amount

Code 1

(A-H)

(2) (1)

Type (e.g. Value

div., int., Code 2

rent) (J-P)

(2)

Value

Method

Code 3

(Q-W)

(1)

Type (e.g.

buy, sell,

redemption)

(2)

Date

Month-

Day

(3)

Value

Code 2

(J-P)

(4)

Gain

Code 1

(A-H)

(5)

Identity of

buyer/seller

(if private

transaction)

104

105

106

107

108

109

SCHWAB MNG RETTRUST-2020 N ONE K T

SCHWAB MNG RETTRUST- 2030 N ONE K T

V ANGUAR D WELLINGTON ADM c DIV L T

COVINGTON PE N SION PLAN CAS H

B ALAN CE ACCT E INT 0 T

COVINGTON & BURLING PTN R S HP LLP D INT 0 w

-

Page 5

2008;i,!f!:1 '/, ;I

Name of Person Reporting Dote of Report FINANCIAL DISCLOSURE REPORT

O'Malley, Kathleen M. 5/13/2010Page 6of7

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)

Part I. 2003-present Advisory Board Mcmt>er Sedona Conference

Part III (B) Non-Investment Income at Covington & Burling, LLP

Name of Person Reporting Dal< of Report FINANCIAL DISCLOSURE REPORT

Page 7of7 O'Malley, Kathleen M. 5/13/2010

IX. CERTIFICATION.

I certify that all information given above (including informution pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIHE AND CRIMINAL SANCTIONS (5 U$.C. app. § 104)

FILrNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

o'malley, kathleen m. - judicial watch...o'malley, kathleen m. date of report 5/13/2010...

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