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AOIO RIN. 112010
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§JOI-/ 11)
I. erson Reporting (last name, first, middle initial) 2. Court or Organization 3. Date or Report
O'Malley, Kathleen M. U.S. District Court, N.D. Ohio 5/13/2010
4. Tjtfe (Article III judges indicate active or senior status: magistrate judges indicate full- or part-time)
U.S. District Judge, Active
Sa. Report Type (check appropriate type) 6. Reporting Period
D Nomination, Date 01/01/2009
D Initial IZl Annual D Final to
12/31/2009 Sb. 0 Amended Report
1. Chambers or Office Address
801 W. Superior Avenue Rm l6A Cleveland, OH 44! 13-1840
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in co pliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box fur each part where you have no reportable information. Sign on last page.
J. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)
NONE (No reportable positions.) D POSITION NAME OF ORGANIZATION/ENTITY
I. Chair Judges' Commillee, Federal Circuit Bar Association
2. Member
3. Member
4. Member
US Judicial Conference Committee on Space & Facilities
Sixth Circuit Judicial Conference Space & Facilities Commillee
Sixth Circuit Judicial Conference District Judge's Committee
5. Chair U.S. District Court, Northern District of Ohio, Space & Facilities Committee
6. Advisor U.S. District Court, Northern District of Ohio, Local Patent Rules Committee
7. Member National Academies, Committee on the Development of the Third Edition of the Reference Manual on Scientific Evidence
8. Advisory Board Member University of Maryland School of Law, Intellectual Property Advisory Board
9. Advisory Board Member Sedona Conference
IO. Member Case Law School, Dean's Advisory Committee
l l. Member Case Law School, Society of Benchers
12. Master Bencher Anthony J. Celebrezze Inn of Court (f) r.:'
C3 ::r} :t"-'-C:· -< I"'"-·-.
(_,"; .. ·
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0 II. AGREEMENTS. (Reporting Individual only; supp. 14-16 of fl/Ing instructions.)
[{] NONE (No reportable agreements.) fT1 N co
O'Malley, Kathleen M.
PARTIES AND TERMS
Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of7 O'Malley, Kathleen M. 5/13/2010
' ...
3.
SOURCE
--------------- ___________________ ---------------
----------------------------·----····-------- ---- ·-------.. ---···-------·------ -----
SOURCE
5.
LOCATION PURPOSE ITEMS OR PROVIDED
FINANCIAL DISCLOSURE REPORT
Page 3of7
Narne uf Penon Rev<>rling
O'Malley, Kathleen M.
Date of Report
5/13/2010
III. NON-INVESTMENT INCOJVIE. (Reporting individual and spouse; ue pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
[2J NONE (No reportable non-investment income.)
I. ____ , _ _ , ........... -.........................
AND TYPE INCOME (yours, not spouse's)
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reptJrting year, cump/Lte this secti1m.
(Dollt1r amount nor required exceptfor honoraria.)
D NONE (No reportable non-investment income.}
SOURCE AND TYPE
I. 2009 Covington & Burling, LLP
2.
3.
4.
IV. REIMBURSEMENTS transportation, lodging.food, entertainment -
{/ncfudes those 10 .rpou.w and dcpc11dcnt children; see pp. 25-17 of filing instructions.)
0 NONE (No reportable reimbursements.)
1. Intellectual Property Owners Education Foundation
2. Federal Circuit Aar Association
3. American College of Trial Lawyers
4. American Intellectual Property Law Association
April 16-April 22, 2009
June 18-21, 2009
October 7-11, 2009
October 15-17, 2009
Washington, DC
Charleston, SC
Boston, MA
Washington, DC
Educational/Faculty
Annual Conference
Annual Meeting
Annual Meeting/Speaker
PAID
registration, transportation, meals
registration, transportation, lodging, meals
transportation, lodging, meals
registration; ground transportation, meals
of fifing
SOURCE DESCRIPTION
CREDITOR
VALUE
CODE
FINANCIAL DISCLOSURE REPORT
Page4 of?
Name of Person Rej>orting
O'Malley, Kathleen M.
V. G J F'J'S. (Jnclude:J those lo spouse and dependent children; see pp. 28 31 instructions.)
[ZJ NONE (No reportable gifts.)
1.
3.
4.
Date of Report
5/1312010
5.
VJ. LlAB IL fTJ ES. (Includes those of spoHse and dependent children; see pp. 32-33 of filing instructions.)
[ZJ NONE (No reportable liabilities.)
DESCRIPTION VALUE
I.
2.
3.
4.
5.
of filing
-
--,---I==� l I
!
I
!
\
r-
VII. INVESTMENTS and TRUSTS - income. value, transactions (1t1c1ui1es 1hose of spouse and dependent children; see PP· 14 0 instructions.;
[ZJ NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(mclt1ding trust assets)
Place "(X)" afrcr each asser exempt from prior disclosure
---- -- during Gross va : : c d-- - - -------- Transactions duri reporting period
, rcpcrtmg period of reporting pcnod
Iill (2) ti) r -(2)-- ----!ll <2l (3) ;
-<4i_T___(5)--
Amounr ! Type (c_g., Value Value i Type (e.g., Date Value , Gain ldentiry of
I. lncllmc Gain Co.le:.:
(Sec Columns DI and 04) 2. ValuC' Codes
(Sec Columns CI and 03)
3. Value Method Codes (See Column C2) l_.
A -=-$ l ,000 or les.$ F sio,001 -i100,ooo
J .,,,515,000 or lc:ss
N =S2l0,00I -Sl00,00-0
Code l
I div., rent, Code 2 Method ' buy, sell, mrnldd/yy Code 2 ! Code l buyeriscller
(A-H) or int.) (J-P) Code3 redcmprion) (J-P) (A-H) (ifprivarc
---'--·······----'--·· __j _ (Q-W) transaction)
B =$1 ,001 - 52.500 G =SI00,001 -Sl,000,000
K •Sll,001 - SS0,0000 =SlOll,001 -Sl,000,000
C "S2,501 - S5,000 HI =Sl,000,001 -Sl,000,000L "°S50,00! - SWU,000
D =Sl,001 - Sl5,000
H2 =More than $5,0U0,000
M =$100,001·5250,000
P2 =ss.000.001 - SZl.000,000
E =Sll,001 -SSG,000
PJ =l2l,OOO,OOI - Sl0,000,000
Q =Appraisal R =Co.st (Rea! Estate Only) V =Other
Pl -Sl,000,001 -
Sl,000.000
P4 ==-More 1han S50,000,000
S =As.!.cs.smcnr T "'Cash Market
U "'Book Value W =Estirrla1ed
Date of Report Name of Person Reporting FINANCJAL DISCLOSURE REPORT
O'Malley, Kathleen M. 5/13/2010Page 5of7
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FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY
FOR THE PERIOD 1/1/09 - 12/31/09
VII
A.
Description of Assets
(Including trust assets)
B.
Income during
reporting period
c.
Gross Value at end of
reporting period
D
Transactions during reporting period
Place an (X) after each asset
exempt from prior disclosure
(1) (2) Amount Type {e.g.
Code 1 div., int.,
(A·H) rent)
(1} Value
Code 2
{J-P)
(2) Value
Method
Code 3
(Q-W)
(1) Type (e.g.
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code 1
(A-H)
(S} Identity of
buyer/seller
(if private
transaction)
1 CITIBANK D Int. 0 T
2 CASTLE HARLAN AFFILIATES IV-A ,LLP D DIST K u
3 CASTLE HARLAND AFFILIATES V, LLP A DIV&INT K w
4 MID-ATLANTIC FUND OF
FUNDS II LP A DIV&INT K w
6 THE DINNER CLUB I, LLC A INT K w
7 DINNER CLUB I, LLC B DIST K
8 MID-ATLANTIC FUND OF FUNDS E DIST K u
9 Brokerage Account #1
10 ONE BEACON INS A DIV J T
11 WHITE MTN INS A DIV
12 WHITE MTN INS A DIV
13 WHITE MTN INS A DIV
14 BROWN & BROWN A DIV J T
15 LEGG MASON STOCK A DIV
16 MDC HOLDINGS (Y)
17 MARTIN MARIEITA MTLS A DIV J T
18 MOODY'S CORP (Y)
19 ODYSSEY RE HOLDGS A DIV
20 ODYSSEY RE HOLDGS A DIV
21 ODYSSEY RE HOLDGS A DIV
22 ODYSSEY RE HOLDGS A DIV
23 MOHAWK INDUSTRIES NONE
24 MOHAWK INDUSTRIES NONE
25 MOHAWK INDUSTRIES NONE
I
!
SELL 9/15 J A
SELL 10/6 J A
SELL 10/8 J A
SELL 2/13 J A
SELL 2/6 J A
SELL 2/9 J A
SELL 2/11 J A
SELL 10/27 J D
SELL 1/27 J A
SELL 1/28 J A
SELL 2/26 J A
Page 1
so
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY
FOR THE PERIOD 1/1/09 - 12/31/09
VII
A.
Description of Assets
(Including trust assets)
Place an (X) after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross Value at end of
reporting period
D
Transactions during reporting period
(1) (2) Amount Type (e.g.
Code 1 div., int.,
(A-H) rent)
(1) (2) Value Value
Code 2 Method
(J-P) Code 3
(Q-W)
(1) Type (e.g.
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code 1
{A-H)
(5) Identity of
buyer/seller
(if private
transaction)
26 MOHAWK INDUSTRIES NONE SELL 3/4 J A
27 MOHAWK INDUSTRIES NONE SELL 3/10 J A
28 RESERVE FUND INTERSTATE TAX EX (Y)
29 VANGUARD PRIME MONEY MKT A INT J T
30 BURLINGTON NORTHERN SANTA FE A DIV J T
31 FAIRFAX FINANCIAL A DIV J T BUY 9/11 J
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
FASTENAL CO A DIV J T
LEUCADIA NATIONAL CORP NONE J T
U.S. BANCORP DEL COM NEW A DIV J T
VULCAN MATERIALS CO A DIV J T
AMERICCREDIT CORP NONE J T
BERKSHIRE HATHAWAY INC CL B NONE J T
JPMORGAN CHASE & CO A DIV J T
YUM BRANDS INC A DIV J T
ARCH CAPITAL GROUP LTD NONE J T
Brokerage Account #2
UST STRIP INT A INT J T
UST STRIP INT A INT J T
BUY 10/27 J
BUY 10/28 J
BUY 12/3 J
BUY 12/4 J
BUY 12/8 J
BUY 12/17 J
BUY 12/18 J
BUY 6/22 J
BUY 2/27 J
BUY 12/17 J
BUY 12/18 J
SELL 5/15
SELL 7/17
Page 2
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FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY FOR THE PERIOD 1/1/09 -12/31/09 VII
A. Description of Assets (Including trust assets)
Place an (X) after each asset exempt from prior disclosure
B. Income during
reporting period
c.
Gross Value at end of
reporting period
D Transactions during reporting period
(1)
Amount
Code 1
(A-H)
(2)
Type (e.g.
div., int.,
rent)
(1)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(1)
Type (e.g.
buy, sell,
redemption)
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code 1
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
51 RESERVE FUND INTERSTATE TAX EX (Y)
52 VANGUARD PRIME MONEY MKT A INT K T
53 J.P. MORGAN CHASE & CO BUY 4/14 J
54 SELL 7/17 J A
SS FAIRFAX FINANCIAL HLDGS LTD BUY 9/11 J
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
IRA#l
BROWN & BROWN A DIV J T
LEGG MASON STOCK A DIV
MDC HOLDINGS (Y)
MARTIN MARIETTA MAT'LS A DIV 1 T
MOHAWK INDUSTRIES NONE
MOODY'S CORP A DIV J T
ODYSSEY RE HLDGS A DIV
ONE BEACON INS (Y)
WHITE MTN INS GROUP A DIV
BUY 10/29 J
SELL 10/29 J A
SELL 2/9 J A
SELL 2/10 J A
SELL 2/11 1 A
SELL 2/12 J A
SELL 2/13 1 A
SELL 1/27 J A
SELL 1/28 J A
SELL 2/26 1 A
SELL 3/4 J A
SELL 3/10 J A
SELL 10/27 K E
SELL 10/6 J A
Page3
I
I
A.
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O'MALLEY
FOR THE PERIOD 1/1/09 - 12/31/09
VII
Description of Assets (Including trust assets)
Place an (X) after each asset exempt from prior disclosure
B.
Income during
reporting period
c.
Gross Value at end of
reporting period
D
'Transactions during reporting period
(1)
Amount
Code 1
(A-H)
(2)
Type (e.g.
div., int.,
rent)
{l)
Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(1)
Type (e.g.
buy, sell,
redemption)
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code 1
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
76 YUM! BRANDS IND A DIV K T
77 NVR INC A DIV J T
78
79
80
81
82
83
8 4
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
BERKSHIRE HATHAWAY NONE J T
BURLINGTON NORTHERN A DIV J T
FAIRFAX FINANCIAL HLDGS B DIV L T
FASTENAL CO A DIV J T
LEUCADIA NAT'L CORP NONE J T
US BANCORP DEL A DIV J T
VULCAN MATERIALS CO A DIV J T
AMERICCREDIT CORP NONE J T
JPMORGAN CHASE & CO A DIV J T
MARKEL CORP HOLDING CO NONE J T
MCDONALDS CORP A DIV J T
SYSCO CORP A DIV J T
ARCH CAPITAL GROUP LTD NONE J T
US GOV'T MONEY MARKET (X) A INT J T
VANGUARD PRIME MONEY MKT (X) A INT K T
Charles Schwab 401k #1
VANGUARD INST INEX c DIV M T
RAINIER SMALL/MIDCAP EQUITY A DIV K T
SCHWAB MNG RET TRUST-2010 NONE M T
BUY 1/14 J
BUY 1/22 J
BUY 1/23 J
BUY S/20 J
BUY 5/21 J
BUY 9/8 K
BUY 8/27 J
BUY 1/14 J
BUY 1/15 J
BUY 2/9 J
BUY 2/11 J
BUY
BUY 4/14 J
BUY 3/16 J
BUY 8/26 J
BUY 5/11 J
Page4
FIN ANCIAL DISCL OSURE REP ORT JUDGE KATHLEE N O'MALLEY
FOR THE PERIOD 1/1/09 - 12/31/09
VII
A
Description of Assets
(Including trust assets)
Place an (X) after each asset
exempt from prior disclosure
B. c.
Income during Gross Value at end of
reporting period reporting period
D
Transactions during reporting period
.
(1)
Amount
Code 1
(A-H)
(2) (1)
Type (e.g. Value
div., int., Code 2
rent) (J-P)
(2)
Value
Method
Code 3
(Q-W)
(1)
Type (e.g.
buy, sell,
redemption)
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4)
Gain
Code 1
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
104
105
106
107
108
109
SCHWAB MNG RETTRUST-2020 N ONE K T
SCHWAB MNG RETTRUST- 2030 N ONE K T
V ANGUAR D WELLINGTON ADM c DIV L T
COVINGTON PE N SION PLAN CAS H
B ALAN CE ACCT E INT 0 T
COVINGTON & BURLING PTN R S HP LLP D INT 0 w
-
Page 5
2008;i,!f!:1 '/, ;I
Name of Person Reporting Dote of Report FINANCIAL DISCLOSURE REPORT
O'Malley, Kathleen M. 5/13/2010Page 6of7
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)
Part I. 2003-present Advisory Board Mcmt>er Sedona Conference
Part III (B) Non-Investment Income at Covington & Burling, LLP
Name of Person Reporting Dal< of Report FINANCIAL DISCLOSURE REPORT
Page 7of7 O'Malley, Kathleen M. 5/13/2010
IX. CERTIFICATION.
I certify that all information given above (including informution pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIHE AND CRIMINAL SANCTIONS (5 U$.C. app. § 104)
FILrNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544