need of information audit for effective collection building in libraries: with special reference to...

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Need of Information Audit Need of Information Audit for Effective Collection for Effective Collection Building in Libraries: with Building in Libraries: with special reference to special reference to Academic Libraries Academic Libraries Authors: Authors: Mrs.Amita S. Pradhan Mrs.Amita S. Pradhan , , Librarian, Sinhgad College of Engineering, Librarian, Sinhgad College of Engineering, Pune-41(M.S.) Pune-41(M.S.) Dr.Mrs. Neela J. Deshpande Dr.Mrs. Neela J. Deshpande Professor, Dept of LIS, Jaykar Library, Professor, Dept of LIS, Jaykar Library, Uiniversity of Pune. Pune -7(M.S.) Uiniversity of Pune. Pune -7(M.S.)

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Page 1: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Need of Information Audit for Need of Information Audit for Effective Collection Building Effective Collection Building in Libraries: with special in Libraries: with special reference to Academic reference to Academic LibrariesLibraries

Authors:Authors:Mrs.Amita S. PradhanMrs.Amita S. Pradhan,,Librarian, Sinhgad College of Engineering, Librarian, Sinhgad College of Engineering, Pune-41(M.S.)Pune-41(M.S.)

Dr.Mrs. Neela J. DeshpandeDr.Mrs. Neela J. DeshpandeProfessor, Dept of LIS, Jaykar Library, Professor, Dept of LIS, Jaykar Library, Uiniversity of Pune. Pune -7(M.S.)Uiniversity of Pune. Pune -7(M.S.)

Page 2: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

IntroductionIntroduction• Collection Building is the main process of

any library and information centre. • It depends upon a well designed purchase

policy and best understanding of the existing collection.

• It also requires understanding of the goals of the parent organization.

• Collection Building is -Selection, ordering, processing, in view to maximize the usage of information. This can be justified with the help of information audit.

Page 3: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Definition of Collection Definition of Collection BuildingBuilding

• “Library Collection Development is the process of planning and acquiring a balanced collection of library materials of many formats, including books, periodicals, online resources, and other media.”

Page 4: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Collection BuildingCollection BuildingIn addition to ongoing acquisition of materials,

library collection development includes:• Creation of policies to guide material selection,

Replacement of worn or lost materials • Removal (weeding) of materials, which is no

longer needed in the collection. • Planning for new collections or collection areas • Cooperative decision-making with other libraries,

formation of consortia or ILL and co-operative collection building.

Page 5: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Components of Collection Components of Collection Development process:Development process:

• Needs Assessment: Users belonging to the academic set up have diversified needs as it varies from text book to e-book and journal article to secondary or tertiary database.

• Selection and ordering: Judging the requirement against the existing collection, and finalizing requirement. This is followed by ordering to vendors and physically getting them in.

• Evaluation: The collection has to be evaluated through the entire process against criterion of user need.

• Weeding out procedure: weeding out the out dated collection also form a part of collection building. This step is recommended to maintain the quality and eliminate noise collection from library holdings.

• Finance and budget allocation: Almost 90% of the library budget is send on the collection building activity.

Page 6: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Library Collection Library Collection Development CycleDevelopment Cycle

Selection

Purchase

Processing

Circulation

Maintenance

Page 7: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Selection/ Evaluation Criteria Selection/ Evaluation Criteria of resources for Collection of resources for Collection

BuildingBuildingThe quality of content and fulfillment of academic curricular

needs are the first criteria against which any potential item for purchase are evaluated. 

Specific criteria used in selecting resources for the library's collection includes:

• Lasting value of the content• Anticipated use• Appropriateness of level of treatment• Strength of present holdings in same or similar subject

areas• Critical reviews• Cost and budget – value analysis• Suitability of format to content• Authoritativeness of the author• Reputation of the publisher      

Page 8: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Collection Building in Collection Building in Academic LibrariesAcademic Libraries

Types of Resources used in Academic Libraries:a) general circulating collection,

b) reference collection c) periodicals, d) fiction, e) audiovisual materials f) e- references.

• Level One: Minimal/Basic Reference Level.  Only fundamental reference works containing general information on a subject, e.g., dictionaries, encyclopedias,  

• Level Two: Selective Level.  This level includes slightly more than the basic level.  In addition to reference works, it would include a small collection of monographs and journals for general coverage on the subject fields.

• Level Three: Representative/Undergraduate Teaching Level.  Covers all aspects of a subject field without going into great depth.  In an academic library, this would be a collection that can support an undergraduate program in the field. 

• Level Four: Comprehensive/Beginning Research Level.   A large, well-developed collection that includes general and fairly specialized books and journals in the field, some of which are on advanced level mostly in interdisciplinary subjects.  In an academic library, a collection which provides adequate support for a Master's program.

• Level Five: Exhaustive/Major Emphasis Level:   As comprehensive collection including highly advanced and extremely specialized materials In an academic library, a collection which can support most doctoral work in the field. Inter Library Loan and involvement in resource sharing as well as involve in cooperative collection building.

Page 9: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Information AuditInformation Audit

Elizabeth Orna (1999) in her volume Practical Information Policies defines IA as “ A systematic study of Information use , resources and flows with verification by reference to both witness (user) and documents , in order to establish the extent to which they are contributing the organization’s objectives.”

Page 10: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Information Audit as pre-Information Audit as pre-requisite of Collection Building requisite of Collection Building

in Academic libraries: in Academic libraries: • IA works as the base or guideline for qualitative in collection

building. • Through IA one comes to know the warrant areas of subject

collection and naturally collection development can be more focused.

• IA also discovers idle collection and outdated (not in syllabus) collection, so that the Librarian can think of weeding it out if authorities permit.

• Information audit is a matching of need to its resource.• Collecting requisition, acquisition, processing information and

dissemination of information - all theses components are covered in information audit and are they are periodically verified

and evaluated• Information Audit stands to justify the budget involved in

collection building.

Page 11: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Benefits of Information Benefits of Information AuditAudit

• Through IA a comprehensive listing of an organization’s information resources is done.

• The realization of the costs associated with the acquisition, Storage and Retrieval of information within the organization is judged , which is beneficial for Budgeting and Forecasting.

• Improvements in the collection of resources and services provided by the Information Centre are suggested and accordingly policy decisions are taken.

• Avoiding duplication , sharing of information , changes (if required) in handling the information are possible.

• IA is essential to know the dynamics of information within the organization. It educates the management about what kind of information is acquired, what are the gaps in provision of information to the users and what are the missing links in the information chain of the organization.

Page 12: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Use of Information Audit for Use of Information Audit for effective collection building effective collection building

: : • The quality and usability matrix is the most

important factor while building the collection. Obviously, it is becomes a challenging task to scrutinize the existing collection and further develop it. Information audit components help in judging the library collection, services and resources in all respects.

• An academic library annually performs –stock verification, User study, Usage analysis to support budgetary dictions. Information audit becomes all comprehensive tool to justify their demands.

Page 13: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

IA LayersIA Layers

• Examination of Information resources• Examination of User demands and their

information use• Examination of the flow of information and

exactness and efficiency of IR system• Examination of relevance of information

behavior in view of the organizational goals.

Page 14: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

How to Perform Information Audit How to Perform Information Audit in Academic Libraries, using model in Academic Libraries, using model

of Information Auditof Information Audit Susan Henczel’s model of Seven Stages of Information Audit (2001) : 1.Planning :

• Understand the organization- its goals and develop clear objectives : as imparting formal Education in Academic institutions.• Determine the scope and resource allocation for the task : Branch/ Subject wise

funds for UG, PG programme.• Choose a proper methodology to conduct the task• Enlist management support – seek approval of the authorities.

2.Data Collection :

• a)Data relating to information required to perform task and activities- as publisher or vendor lists for acquisition.

• b)Data relating to the level of criticality of information resources, task and activities.- as identification of complicability in data by comparing databases, softwares, information records etc.

• c)Data relating to information transfer.- knowledge about network compatibility, data transfer protocols, etc.

Page 15: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

IA Model Cont…IA Model Cont…3. Data Analysis : • Critical analysis of gathered the data is made. Three

types of data analysis is carried out : a) General analysis b) Strategic analysis- to support policy making c) information flow mapping- this is helpful for tracing- -- Insufficiencies, Bottle necks

- Information gatekeepers (lots coming in through a single distribution point)

– Dead ends (lots going in but nothing coming out)– Over provisions (services provided but not required)– Gaps (non-provision of critical resources)– Imbalances/ biases (inequalities in information

provision) 4. Data Evaluation : • The data is evaluated in the context of the

Organizational objectives.• Once the problems are identified the opportunities to

improve the provision of information increased.

Page 16: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

IA Model Cont…IA Model Cont…5) Communicating Recommendations Communication strategies are important through the entire

audit process. The recommendation are to be communicated to the authorities involved into the process so that the policies are decided.

6) Implementing Recommendations: Recommendation are made and it is unto the concerned

authority to implement it. Plans are made for the implementation , Stages of implementation can be decided and executed with necessary financial support.7)The Information Audit as a continuum : IA is an ongoing process. The initial Information Audit is a

first generation audit. After that one has to regularly review.

Page 17: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Conclusion Conclusion

• Collection Building is the core activity of any library or information centre. It has to be performed very carefully as it has to cater the exact needs of the user in academic environment.

• In any academic institution there is generally a budget constraint so every task of expenditure has to be justified.

• Distribution amongst the form and the content should be given a specific thought and acquired accordingly in Academic Libraries.

• It is necessary to perform information audit in the academic libraries.

• Information Audit can work as the backbone of effective collection building of an Academic Library and Information Centre.

Page 18: Need of Information Audit for Effective Collection Building in Libraries: with special reference to Academic Libraries Authors: Mrs.Amita S. Pradhan, Librarian,

Thank youThank [email protected][email protected]

[email protected]@unipune.ernet.in