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ii N-3 Polyunsaturated Fatty Acids and Neuroinflammation in Alzheimer’s Disease by Kathryn E. Hopperton A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Department of Nutritional Sciences University of Toronto © Copyright by Kathryn E. Hopperton 2017

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N-3 Polyunsaturated Fatty Acids and Neuroinflammation in

Alzheimer’s Disease

by

Kathryn E. Hopperton

A thesis submitted in conformity with the requirements

for the degree of Doctor of Philosophy

Department of Nutritional Sciences

University of Toronto

© Copyright by Kathryn E. Hopperton 2017

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N-3 Polyunsaturated Fatty Acids and Neuroinflammation in a

Mouse Model of Alzheimer’s Disease

Kathryn E. Hopperton

Doctor of Philosophy

Department of Nutritional Sciences

University of Toronto

2017

Abstract

Neuroinflammation may factor in the etiology of Alzheimer’s Disease (AD). n-3 polyunsaturated

fatty acids (PUFA) and their bioactive lipid mediator derivatives have inflammation-modulating

properties. Epidemiological and animal data suggests n-3 PUFA may be protective in AD, but

whether this protection is conferred by modulating neuroinflammation is unknown.

To determine how integral neuroinflammation is to AD pathology, a systematic review was

conducted of studies comparing microglial markers in post-mortem human brain samples from

patients with AD and controls. The analysis of 114 studies presented in Chapter 2 showed that

markers of microglial activation are elevated in AD, suggesting that neuroinflammation is an

important feature of the disease.

A series of experiments were conducted to examine the effects of n-3 PUFA on

neuroinflammation in an AD model. Fat-1 transgenic mice, animals that endogenously

synthesize n-3 PUFA, and their wildtype littermates were fed either a n-3 PUFA deprived

safflower oil diet, or a fish oil diet containing n-3 PUFA. In Chapter 3, we examined the time-

course of neuroinflammation and its resolution following intracerebroventricular infusion of

amyloid-β 1-40. Wildtype mice fed the n-3 PUFA-deprived diet exhibited a greater increase in

microglia proliferation, more neuronal death, and alterations in microglia morphology consistent

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with activation, with no changes in the time-course of resolution. In Chapter 4, we show that fish

oil-fed mice have a greater astrocyte activation response to amyloid-β than either the safflower-

fed or fat-1 animals. Using a microarray in Chapter 5, we found that safflower oil-fed mice

exhibited greater enrichment of gene categories associated with inflammation than fish oil-fed

mice, independent of changes in levels of lipid mediators.

Together, the data in this thesis show that neuroinflammation is a common pathological feature

of AD that is modulated by brain n-3 PUFA. This does not seem to require detectable changes in

bioactive lipid mediators.

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Acknowledgements

Many wonderful people have helped me complete this PhD.

First and foremost, my supervisor, Richard Bazinet, has been an incredible mentor and friend

throughout my graduate studies. The passion for science and critical thinking skills he has taught

me through our hundreds of conversations will stay with me and inform my career decisions for

the rest of my life. I feel so lucky to have been part of his group, and can only hope to one day

become as good a mentor to others as he has been to me. I can never repay his kindness, so I can

only hope to pay it forward.

The Bazinet Lab is home to some of the brightest, kindest, people I know. Shoug Alashmali,

Chuck Chen, Raphaël Chouinard-Watkins, Anthony Domenichiello, Tony Fong, Vanessa

Giuliano, Kayla Hildebrand, Maha Irfan, Nick James, Alex Kitson, Scott Lacombe, Lauren Lin,

Lyyn Lin, Adam Metherel, Dana Mohammad, Sarah Orr and Marc-Olivier Trépanier, along with

our half-siblings Luke Johnson and Ingrid Santaren, and our honourary lab members Ashleigh

Wiggins and Julie Ennis, have taught and challenged me so much over the years, all the while

becoming real friends. Marc, Vanessa, Dana, Nick and Chuck in particular have provided so

much assistance and support, without which the experiments in this thesis would not have been

possible. I really treasure the time we have spent together and am so grateful for all that these

people have done to make my time in the BazLab so enriching and fun.

The Department of Nutritional Sciences is an incredibly friendly and collaborative environment.

The students and faculty in the Anderson Lab, the Comelli Lab, the Thompson Lab, the El

Sohemy Lab and the Hanley Lab in particular have been so friendly and helpful to me during my

degrees. I am grateful to our extraordinary administrators, Louisa Kung and Emiliana D’Souza,

our Chair, Mary L’Abbé, and all the volunteers on the NSGSA for setting such an open and

helpful tone in our department.

I have encountered some wonderful mentors during my PhD. Dr. Carol Greenwood and Dr.

Joanne McLaurin served on my committee, and have been endless sources of advice and

encouragement during my degree. I feel so fortunate to have had them in my corner. Dr.

Guylaine Ferland of the University of Montreal served as my external examiner, and her

comments improved this thesis. My Master’s advisor, Dr. Michael Archer, has continued to take

an interest in my progress despite retiring, and I am grateful both for his kindness and for the

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endless reference letters he has provided over the years. Beatrice Boucher was my teacher in

Nutritional Epidemiology and has since become a friend and mentor for me through our work on

the Alumni Association. Dr. Tony Hanley, Dr. Valerie Tarasuk and Dr. Harvey Anderson have

all provided mentorship and instruction through courses they have taught me in, and through

many discussions during my degree – I always feel so much richer for these conversations. Dr.

Fiona Wallace of the DNS alumni association has been a true mentor and friend during my

degree. I feel lucky to have gotten to know her and for her endless support. Dr. Elena Comelli

has been an important contributor to our lab meetings over the years, and I am grateful for the

interest she has taken in my work and my future plans. Dr. Sophie Layé and Dr. Agnès Nadjar

have been valuable collaborators during my PhD and have given me insight into the field of

neuroinflammation.

I am also grateful to have also received technical and experimental assistance from many

quarters. The staff at the Department of Comparative Medicine at the University of Toronto,

particularly Nancy Tomas, AJ Wang, and Tracy McCook provided exceptional assistance and

advice related the use of animals in my projects. Denis Reynaud and Michael Leadley of the

Analytical Facility for Bioactive Molecules of the Centre for the Study of Complex Childhood

Diseases at the Hospital for Sick Children performed LC/MS/MS analysis and answered

innumerable questions. The Microscopy Imaging Lab at the University of Toronto and staff

Battista Calvieri and Steven Doyle provided training and assistance with the confocal

microscopy. The Princess Margaret Genomics Centre performed the microarray and its analysis.

Fat-1 mice were provided as a generous gift from Dr. David Ma at the University of Guelph. Dr.

Amel Talbi of the Comelli Lab assisted with the qPCR analysis. Dr. Catharine Mielnik, Dr.

Laura Vecchio and Wendy Horsfall of Dr. Amy Ramsey’s and Dr. Ali Salaphour’s labs provided

technical advice and access to lab equipment for the immunohistochemistry experiments. Dr.

Ruslan Kubant of the Anderson lab was a wealth of information on many experimental problems

I faced during my degree. Tarek Ibrahim and Dr. Joanne McLaurin provided advice and

experimental assistance on the electron microscopy. Dr. Ignacio Arganda-Carreras of the

Universidad del Pais Vasco developed the Analyze Skeleton plugin used in Chapter 3 and gave

us permission to adapt his illustration to show how the method works in figure 3-6A.

My family and friends have been tireless supporters of me during my degree. My mom, Jan

Morrissey, and Dad, Peter Hopperton, have believed in me and cheered me on every step of the

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way – I can only hope to one day live up to being as great as they think I am! My brothers, Peter

and John, have also always been on my side and interested to hear what I am doing – Johnny

especially was helpful as my DCM insider and occasional emergency mouse helper! My friends

Kelly, Kaili, Leslie, Natalie, Kayla, and many others, have always been there to listen, make me

laugh and encourage me to reach high.

Lastly, my husband Robin Jones, to whom I dedicate this thesis, has listened, cheered, and loved

me every moment of this degree. I don’t think I would have started a graduate degree without his

encouragement, and I know I wouldn’t have finished one without him! His wisdom, patience,

humour, love and bottomless burrito budget made all the work and anxiety manageable. I’ll

always treasure the years we’ve had together while I’ve been a student, and I can’t wait to see

what the future holds for us and our growing family.

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Table of Contents

Abstract ........................................................................................................................................... ii

Table of Contents .......................................................................................................................... vii

List of Tables ............................................................................................................................... xiii

List of Figures ............................................................................................................................... xv

List of Appendices ...................................................................................................................... xvii

List of Abbreviations ................................................................................................................. xviii

Chapter 1: Introduction .............................................................................................................. 1

1.1 Alzheimer’ Disease ............................................................................................................. 2

1.1.1 Clinical characteristics ............................................................................................ 2

1.1.2 Neuropathology ....................................................................................................... 3

1.1.3 Treatments ............................................................................................................... 8

1.2 Polyunsaturated Fatty Acids ............................................................................................... 9

1.2.1 Requirements .......................................................................................................... 9

1.2.2 PUFA dietary sources ........................................................................................... 10

1.2.3 Effects on inflammation ........................................................................................ 12

1.3 n-3 PUFA and AD ............................................................................................................ 14

1.3.1 Animal models ...................................................................................................... 14

1.3.2 Epidemiology ........................................................................................................ 15

1.3.3 Clinical data .......................................................................................................... 17

1.3.4 Mechanisms .......................................................................................................... 19

1.4 Summary ........................................................................................................................... 20

1.5 Objectives and Hypotheses ............................................................................................... 21

1.5.1 Specific Objectives ............................................................................................... 21

1.5.2 Hypotheses ............................................................................................................ 21

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Chapter 2: Markers of microglia in post-mortem brain samples from patients with

Alzheimer’s Disease: a systematic review ............................................................................... 22

2.1 Abstract ............................................................................................................................. 23

2.2 Introduction ....................................................................................................................... 24

2.3 Methods ............................................................................................................................. 24

2.4 Results ............................................................................................................................... 28

2.4.1 Major histocompatibility complex (MHC) II ....................................................... 28

2.4.2 Ionized calcium-binding adaptor molecule 1 (Iba1) ............................................. 44

2.4.3 CD68 ..................................................................................................................... 52

2.4.4 CD11b ................................................................................................................... 60

2.4.5 CD45 ..................................................................................................................... 63

2.4.6 Ferritin ................................................................................................................... 67

2.4.7 CD33 ..................................................................................................................... 71

2.4.8 Triggering receptor expressed on myeloid cells 2 (TREM2) ............................... 74

2.4.9 CD11c ................................................................................................................... 78

2.4.10 IL-1α-expressing microglia ................................................................................... 81

2.4.11 Ricinus Communis Agglutinin 1 (RCA-1) ........................................................... 84

2.4.12 Translocator Protein (TSPO) ................................................................................ 87

2.4.13 CD163 ................................................................................................................... 89

2.4.14 Microglia identified by morphology ..................................................................... 91

2.4.15 Other ..................................................................................................................... 93

2.4.16 High throughput Techniques: Microarray and Proteomics ................................. 101

2.4.17 Non-quantitative comparisons ............................................................................ 107

2.5 Discussion ....................................................................................................................... 121

2.5.1 Limitations .......................................................................................................... 126

2.6 Conclusion ...................................................................................................................... 127

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Chapter 3: Brain n-3 polyunsaturated fatty acids modulate microglia cell number and

morphology in response to intracerebroventricular amyloid-β 1-40 in mice ......................... 128

3.1 Abstract ........................................................................................................................... 129

3.2 Introduction ..................................................................................................................... 130

3.3 Methods ........................................................................................................................... 131

3.3.1 Animals ............................................................................................................... 131

3.3.2 Diets .................................................................................................................... 132

3.3.3 Genotyping .......................................................................................................... 134

3.3.4 Gas Chromatography .......................................................................................... 134

3.3.5 Preparation of amyloid-β 1-40 and 40-1 injections ............................................ 134

3.3.6 Negative stain transmission electron microscopy ............................................... 135

3.3.7 Intracerebroventricular amyloid-β infusion surgery ........................................... 135

3.3.8 Sample preparation and immunohistochemistry ................................................. 136

3.3.9 Epi-fluorescence microscopy and cell counting ................................................. 137

3.3.10 Confocal microscopy and microglia morphology ............................................... 137

3.3.11 Statistical analysis ............................................................................................... 138

3.4 Results ............................................................................................................................. 138

3.4.1 Time course of microglia and astrocyte activation following icv amyloid-β 1-

40 or control peptide ........................................................................................... 138

3.4.2 Effect of brain fatty acid composition on time course of microglia and

astrocyte activation ............................................................................................. 142

3.4.3 Fluoro-Jade C Cell Counts .................................................................................. 144

3.4.4 Microglia Morphology ........................................................................................ 144

3.5 Discussion ....................................................................................................................... 153

3.6 Conclusions ..................................................................................................................... 157

Chapter 4: Dietary fish oil, and to a lesser extent the fat-1 transgene, increases astrocyte

activation in response to intracerebroventricular amyloid-β 1-40 ......................................... 158

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4.1 Abstract: .......................................................................................................................... 159

4.2 Introduction ..................................................................................................................... 160

4.3 Methods ........................................................................................................................... 161

4.3.1 Animals and diets ................................................................................................ 161

4.3.2 Intracerebroventricular infusion of amyloid-β 1-40 and sample preparation ..... 162

4.3.3 Fatty Acid Analysis ............................................................................................. 162

4.3.4 Immunohistochemistry ....................................................................................... 162

4.3.5 GFAP fluorescence intensity measurement ........................................................ 163

4.3.6 Astrocyte morphology ........................................................................................ 163

4.3.7 Statistical analysis ............................................................................................... 163

4.4 Results ............................................................................................................................. 164

4.5 Discussion ....................................................................................................................... 169

4.6 Conclusion ...................................................................................................................... 171

Chapter 5: Fish oil feeding attenuates neuroinflammatory gene expression without

concomitanht changes in brain eicosanoids and docosanoids in a mouse model of

Alzheimer’s Disease ............................................................................................................... 172

5.1 Abstract ........................................................................................................................... 173

5.2 Introduction ..................................................................................................................... 175

5.3 Methods ........................................................................................................................... 177

5.3.1 Animals and diets ................................................................................................ 177

5.3.2 Intracerebroventricular infusion of amyloid-β 1-40 or 40-1 ............................... 179

5.3.3 Collection of brains for RNA measurements ...................................................... 179

5.3.4 Collection of brains for fatty acid measurements ............................................... 179

5.3.5 Gas Chromatography .......................................................................................... 180

5.3.6 RNA extraction ................................................................................................... 180

5.3.7 Microarray analysis ............................................................................................. 180

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5.3.8 RT-qPCR ............................................................................................................. 181

5.3.9 Extraction and quantification of eicosanoids and docosanoids .......................... 181

5.3.10 Statistical analysis ............................................................................................... 182

5.4 Results ............................................................................................................................. 183

5.4.1 Group characteristics .......................................................................................... 183

5.4.2 Lipid mediator-associated genes ......................................................................... 191

5.4.3 Microarray Validation ......................................................................................... 191

5.4.4 Eicosanoids and Docosanoids ............................................................................. 195

5.5 Discussion ....................................................................................................................... 195

5.6 Conclusion ...................................................................................................................... 206

Chapter 6: General Discussion ............................................................................................... 207

6.1 Review of Findings and General Discussion .................................................................. 208

6.2 Strengths ......................................................................................................................... 211

6.3 Limitations and Future Directions .................................................................................. 212

6.4 Significance ..................................................................................................................... 214

6.5 Conclusions ..................................................................................................................... 216

References ................................................................................................................................... 217

7 Appendices .......................................................................................................................... 258

7.1 Appendix 1: Summary of microglial marker functions and expression ......................... 258

7.2 Appendix 2: Chapter 2: Full search for Embase – other database searches used similar

terms ................................................................................................................................ 260

7.3 Appendix 3: Chapter 5: Genes altered by Amyloid-β Infusion Shared Between

Genotype/diet Groups ..................................................................................................... 273

7.4 Appendix 4: Chapter 5: Genes altered by Amyloid-β Infusion Unique to Each

Genotype/diet Groups ..................................................................................................... 274

7.5 Appendix 5: Chapter 5: DAVID Version 6.7 Gene Ontology of Genes Changed in

Fat-1 amyloid-β-infused vs Fat-1 non-surgery ............................................................... 281

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7.6 Appendix 6: Chapter 5: DAVID Version 6.7 Gene Ontology of Genes Changed in

WTFO amyloid-β-infused vs WTFO non-surgery ......................................................... 282

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List of Tables

Table 1-1: Studies examining neuroinflammatory markers in AD molecules with n-3

interventions………………………………………………………………………...................…16

Table 2-1: Systematic review - MHC Class II in Alzheimer’s Disease……………..............…...30

Table 2-2: Systematic review - Iba1 in Alzheimer’s Disease…………………………................45

Table 2-3: Systematic review - CD68 in Alzheimer’s Disease………………………….............53

Table 2-4: Systematic review - CD11b in Alzheimer’s Disease………………………...............61

Table 2-5: Systematic review - CD45 in Alzheimer’s Disease………………………….............64

Table 2-6: Systematic review – Ferritin in Alzheimer’s Disease……………………............…..68

Table 2-7: Systematic review - CD33 in Alzheimer’s Disease………………………….............72

Table 2-8: Systematic review - TREM2 in Alzheimer’s Disease……………………..................75

Table 2-9: Systematic review - CD11c in Alzheimer’s Disease………………………................79

Table 2-10: Systematic review - IL-1α-expressing microglia in Alzheimer’s Disease….............82

Table 2-11: Systematic review - RCA-1 in Alzheimer’s Disease…………………….................85

Table 2-12: Systematic review – TSPO in Alzheimer’s Disease………………………..............88

Table 2-13: Systematic review - CD163 in Alzheimer’s Disease……………………….............90

Table 2-14: Systematic review - Microglia identified based on morphology in Alzheimer’s

Disease…………………………………………………………………………………...............92

Table 2-15: Systematic review - Other Markers in Alzheimer’s Disease……………..............…94

Table 2-16: Systematic review - High throughput studies in Alzheimer’s Disease……............102

Table 2-17: Non Quantitative Comparisons................................................................................108

Table 3-1: Fatty acid composition of 10% safflower oil and 2% fish oil, 8% safflower

oil diets………………………………………………………………………………….............133

Table 5-1: Fatty acid composition of 10% safflower and 8% safflower, 2% fish oil diets.........178

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Table 5-2: List of significantly enriched gene ontology categories in WTSO amyloid-β

1-40-infused compared to non-surgery mice…………………………………………..............188

Table 5-3: List of measured fatty acid derivatives that were not detected..................................196

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List of Figures

Figure 1-1: Synthesis of long chain PUFA ...................................................................................11

Figure 1-2: Bioactive lipid mediators derived from DHA, EPA and ARA...................................13

Figure 1-3: Model of appearance of biomarkers of AD over the life course……………….........18

Figure 2-1: Flow diagram of systematic search.............................................................................27

Figure 2-2: Summary of results of systematic search..................................................................122

Figure 3-1: Time-course of microglia and astrocyte proliferation……………………….......…140

Figure 3-2: Whole brain fatty acid composition..........................................................................143

Figure 3-3: Time-course of microglia activation following icv amyloid-β in the fat-1 and

wildtype mice...............................................................................................................................145

Figure 3-4: Time-course of astrocyte activation following icv amyloid-β in the fat-1 and wildtype

mice..............................................................................................................................................147

Figure 3-5: Neurodegeneration in the hippocampus....................................................................149

Figure 3-6: Microglia morphology..............................................................................................151

Figure 4-1. Hippocampal fatty acid composition……………......…………………….....……..165

Figure 4-2: Astrocyte response to intracerebroventricular infusion of amyloid-β 1-40 in fat-1

transgenic mice or their wildtype littermates fed diets containing 2% fish oil (WTFO) or a

safflower oil diet containing negligible quantities of n-3 PUFA (WTSO)..................................167

Figure 5-1: Hippocampus total and non-esterified acid composition, body weight and

temperature of amyloid-β 1-40 or control peptide-infused surgery mice, or of age-matched non-

surgery mice.................................................................................................................................184

Figure 5-2: Analysis of the microarray data................................................................................187

Figure 5-3: Genes driving enrichment of neuroinflammation-associated gene expression

categories in wildtype safflower oil-fed mice.............................................................................192

Figure 5-4: Genes involved in the synthesis of eicosanoids and docosanoids............................194

Figure 5-5: Validation of a subset of genes driving the enrichment of inflammation-associated

gene expression categories in the microarray..............................................................................199

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Figure 5-6: Hippocampal docosanoid and EPA eicosanoid concentrations………….......…….204

Figure 5-7: Hippocampal ARA eicosanoid concentrations………………………………….....205

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List of Appendices

Appendix 1 – Chapter 2: Summary of microglial marker functions and expression...........258

Appendix 2 - Chapter 2: Full search for Embase – other database searches used similar

terms.....................................................................................................................................260

Appendix 3: Chapter 5: Genes altered by Amyloid-β Infusion Shared Between Genotype/diet

Groups………………………………………………………………………………….….273

Appendix 4: Chapter 5: Genes altered by Amyloid-β Infusion Unique to Each Genotype/diet

Groups……………………………………………………………………………………..274

Appendix 5: Chapter 5: DAVID Version 6.7 Gene Ontology of Genes Changed in Fat-1

amyloid-β-infused vs Fat-1 non-surgery…………………………………………………...281

Appendix 6: Chapter 5: DAVID Version 6.7 Gene Ontology of Genes Changed in WTFO

amyloid-β-infused vs WTFO non-surgery…………………………………………………282

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List of Abbreviations

AD: Alzheimer’s Disease;

AI: Adequate Intake;

ALA: alpha-linolenic acid;

ANOVA: analysis of variance;

APOE: apolipoprotein E;

APP: amyloid precursor protein;

CA: cornu ammonis;

cPLA2: cytosolic phospholipase A2;

CSF: cerebrospinal fluid;

CD: cluster of differentiation;

COX: cyclooxygenase;

DG: dentate gyrus;

DHA: docosahexaenoic acid;

EPA: eicosapentaenoic acid;

FJC: fluoro Jade C;

GAPDH: glyceraldehyde-3 phosphate dehydrogenase;

GFAP: glial fibrillary acidic protein;

HEPE: hydroxyeicosapentaenoic acid;

HETE: hydroxyeicosatetraenoic acid;

HPC: high pathology control;

HLA: human leukocyte antigen;

iba1: ionized calcium-binding adapter molecule 1;

icv: intracerebroventricular;

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iPLA2: calcium independent phospholipase A2;

IFN: interferon;

IL: interleukin;

LC/MS/MS: liquid chromatography tandem mass spectrometry;

LPS: lipopolysaccharide;

LO: lipoxygenase;

MRI: magnetic resonance imaging;

MCP: monocyte chemoattractant protein;

MHC: major histocompatibility complex;

NMDA: N-methyl-D-aspartate;

NSAID: non-steroidal anti-inflammatory drug;

PBS: phosphate buffered saline;

PCR: polymerase chain reaction;

PET: positron emission tomography;

PGES: prostaglandin E synthase;

PPAR: peroxisome proliferator-activated receptor;

PUFA: polyunsaturated fatty acids;

qPCR: quantitative polymerase chain reaction;

RMA: robust multi-array average;

TNF: tumor necrosis factor;

TREM: triggering receptor expressed on myeloid cells;

WTSO: wildtype mice fed safflower;

WTFO: wildtype mice fed fish oil;

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Chapter 1: Introduction

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1.1 Alzheimer’ Disease

Alzheimer’s Disease (AD) is the most common form of dementia, affecting an estimated 564 000

Canadians2. It is characterized by a progressive cognitive decline, leading to death an average of

8 years after the onset of symptoms. AD is thought to have cost Canadians 10.4 billion dollars in

2016 in direct healthcare costs, or 33 billion when indirect costs, such as lost earning potential

for patients and caregivers, was included2. While the economic and social impacts of AD are

immense in 2017, they will reach still greater levels by 2031, when the prevalence of AD is

expected to reach 937 000 due to changing demographics2.

AD can be classified by the age of symptom onset and its apparent heritability. The bulk of AD

cases are late-onset, with symptoms beginning to appear after the age of 65. Early-onset AD

accounts for less than 5% of all AD cases, and symptoms typically begin to appear between the

ages of 30-653. While both genes and environmental factors likely play a role in the

development of early and late-onset AD, genetic factors are thought to dominate in the earlier

form, while environmental factors are thought to become more important in the late-onset

variety. About 60% of early-onset AD cases are linked with a family history, of which nearly

70% are associated with single gene mutations in amyloid precursor protein (APP), presenilin 1

or presenilin 2, that can follow an autosomal dominant inheritance pattern4, 5. These mutations

can occur in families, producing clusters of disease, or can arise sporadically. Genes

predisposing towards late-onset AD typically have a lower penetrance, such as the apolipoprotein

E (APOE) ε4 risk allele, which raises the risk of AD 3-126 fold, but does not guarantee an AD

diagnosis.

1.1.1 Clinical characteristics

AD is broadly characterized by cognitive and behavioral symptoms that a) interfere with the

performance of regular activities, b) worsen over time, and c) are not explained by any other

physical or psychiatric disorder (reviewed in 7). The most common cognitive deficits in AD are

amnestic, meaning they involve impairments in learning and remembering new information.

Other presentations include deficits in language use, spatial awareness, recognition of faces, and

executive dysfunction, such as declines in problem-solving and reasoning. This is usually

diagnosed on the basis of a detailed medical history from the patient and caregivers, and by

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direct cognitive assessment, using techniques such as the Modified Mini-Mental State

Examination or the Montreal Cognitive Assessment8.

1.1.2 Neuropathology

Underlying the clinical characteristics of AD is neuronal death, leading to loss of volume in the

frontal cortex and temporal and parietal lobes, and atrophy of brain regions important to learning

and memory, such as the hippocampus and entorhinal cortex9. The hippocampus is the focus of

the experimental work in this thesis, both because of its functional importance, and because it is

a site sensitive to early neuronal loss and dysfunction in AD10. The two main histological

features of AD are the deposition of amyloid-β plaques and neurofibrillary tangles. Although

these features are ubiquitous in AD and can be visualized in vivo either directly, using positron

emission tomography (PET) or magnetic resonance imaging (MRI), or indirectly via blood or

cerebrospinal fluid (CSF) measures, this is not a part of regular clinical AD diagnosis11. This is

both because these measures currently have little treatment utility, and because the sensitivity

and specificity of many cognitive tests for AD diagnosis are thought to be over 80%8. A

definitive diagnosis of AD does, however, require histological confirmation of plaques and

tangles11.

1.1.2.1 Amyloid-β

Amyloid-β is a 25-43 amino acid peptide produced through sequential cleavage from APP, a

transmembrane protein found in neurons (reviewed in12). In the non-amyloidogenic cleavage

pathway, the ectodomain of APP is first cleaved by the enzyme α-secretase, releasing APPsα.

The intracellular domain is then cleaved by γ-secretase, producing two peptides: the amino-

terminal APP intracellular domain (AICD) and p3. AICD and APPsα may be neurotrophic,

promoting the formation of synapses and down-regulating apoptotic signaling 13. In the

amyloidogenic pathway, APP is first acted upon by β-secretase, which releases a shorter

extracellular component, APPβs. When γ-secretase acts on this longer remaining membrane-

associated component, it releases AICD and amyloid-β. γ-secretase can cleave APP at slightly

different sites, allowing it to produce amyloid-β peptides of varying lengths. The longer forms

of amyloid-β, 1-40 and 1-42 have traditionally been considered the most neurotoxic because they

oligomerize readily to form plaques, however soluble and shorter forms of amyloid-β also have

demonstrated neurotoxic effects14-16.

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Amyloid-β is the neuropathological feature of AD that has received the most research attention.

The amyloid cascade hypothesis of AD suggests that impairment in the production or clearance

of amyloid-β causes accumulation of the more neurotoxic, longer forms of the peptide, resulting

in oligomerization into insoluble fibres and plaques that accumulate in and around neurons

(reviewed in 17). This leads to neuronal dysfunction, possibly including the formation of

neurofibrillary tangles, eventually leading to neuronal death. This is thought to produce the

atrophy of various brain regions seen in AD that underlie declines in cognitive function.

There is strong evidence for the amyloid hypothesis of AD. All known dominantly-inherited

mutations that cause early-onset AD are related to the production of amyloid-β. For example, the

Swedish mutation alters the binding site on APP to facilitate cleavage by β-secretase, which

shifts the processing of APP towards the amyloidogenic pathway18, 19. Presenilin proteins form

the catalytic domain of γ-secretase. Several mutations in presenilin 1 and presenilin 2 genes

have been identified in cases of familial AD, where they increase its production of the longer

forms of amyloid-β that form plaques 17, 20, 21. APP is located on chromosome 21, which is the

same chromosome that is duplicated in Down Syndrome. Patients with Down Syndrome exhibit

substantial accumulations of amyloid-β plaques and neurofibrillary tangles in their brains by the

age of 40, and over 50% are estimated to develop AD by 6022, 23. In animal models, insertion of

genes for familial AD mutations results in significant amyloid-β plaque accumulation and

cognitive impairment24, 25, while direct infusion of amyloid-β peptide also elicits neuronal death

and cognitive deficits26, 27. Together, this evidence strongly suggests that amyloid-β is involved

in the development of AD.

There is also evidence contradicting the amyloid hypothesis of AD. Post-mortem studies have

shown that even heavy loads of amyloid-β plaque can exist in cognitively normal subjects28. In

addition, the severity of cognitive decline does not appear to be directly proportional to plaque

load in patients with AD29. Perhaps most significantly, several large-scale, phase 3 clinical trials

aimed at targeting amyloid-β directly through monoclonal antibodies or by targeting its

production have failed to slow cognitive decline despite reducing plaque loads30-32, though

ongoing studies in patients with high plaque loads who are free of cognitive deficits will be a

more definitive test of this hypothesis33. This indicates that while amyloid-β may play an

important role in the development of AD, it is not the only factor at play.

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1.1.2.2 Neurofibrillary tangles

Neurofibrillary tangles are intracellular aggregates of tau protein found in the neurons of patients

with AD. Under normal conditions, tau is involved in regulating the assembly and stabilization

of intracellular microtubule proteins34. The actions of tau are inhibited by phosphorylation to

regulate microtubule assembly. In AD, tau becomes hyperphosphorylated, causing it to clump

together into filaments, and destabilizing microtubule structures within the cell34. The cause for

hyperphosphorylation of tau is not completely understood, however downregulation of the

enzyme protein phosphatase 2A, which dephosphorylates tau, has been implicated35. Total tau

levels (phosphorylated and unphosphorylated) are elevated in the brains of patients with AD

relative to controls36.

The role of neurofibrillary tangles as a cause or consequence of AD is a matter of debate.

Neurofibrillary tangles form in neurons, and seem to precede neuronal death in brain regions that

are important for learning and memory, such as the entorhinal cortex, hippocampus and the

association areas of the cerebral cortex37, 38. The number of neurofibrillary tangles also appear to

correlate with cognitive decline better than density of plaques in AD, leading to its inclusion in

post-mortem diagnostic criteria39. Mutations in the tau gene may be a risk factor for AD, though

not in the familial autosomal dominant form as is the case with amyloid-β40. Animal models with

mutated human tau exhibit neuronal loss and cognitive impairment, which implicates tau as a

contributor to AD development41, 42. However these models do not develop amyloid-β plaques,

whereas models with increased plaques do develop neurofibrillary tangles, which suggests that

tangles are not the initiating factor in AD43. The first phase III trial of a drug targeting tau failed

to meet its primary end points in mild to moderate AD, though like with the research on amyloid-

β, trials in other patient populations and with other agents are ongoing44.

1.1.2.3 Neuroinflammation

Adapted from Hopperton et al. (2016) J. Neuroinflammation. 13(1):257

In addition to amyloid-β plaques and neurofibrillary tangles, neuroinflammation is increasingly

recognized as a hallmark of AD. Neuroinflammation, the inflammatory response that occurs in

the central nervous system, is distinct from peripheral inflammation in several ways. In the

periphery, inflammation is usually characterized acutely by the release of pathogen or damage

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associated molecular patterns from the affected tissue, which causes an increase in the

recruitment and transmigration of neutrophils from the capillaries to the site of injury45.

Neutrophils then release a variety of pro-inflammatory cytokines, such as interleukin (IL)-1β,

lipid mediators such as prostaglandins and leukotrienes, and anti-microbial peptides that together

contribute to the canonical signs of inflammation, such as redness, swelling, pain and loss of

function46. Neutrophils also develop phagosomes, allowing them to phagocytose and clear

pathogens and cellular debris46. Neutrophils then undergo a lipid class switch, moving from the

production of pro-inflammatory to pro-resolving lipid mediators, such as resolvins, protectin and

maresin47. These mediators initiate the programmed death of the neutrophils and the recruitment

of blood macrophages, which clear the dead neutrophils and remaining pathogens, allowing the

tissue to return to homeostasis47.

In contrast, the brain is only rarely infiltrated by peripheral leukocytes, usually upon blood brain

barrier disruption, and instead relies on resident immune cells, the microglia and astrocytes, to

initiate and resolve the immune response. Under normal conditions, microglia exist in a resting

M0 phenotype, in which they survey the environment and perform supportive functions. Upon

stimulation by interferon (IFN)-γ, produced by either astrocytes or the microglia themselves in

response to recognition of pathogen or damage associated molecular patterns, microglia can

become activated to an M1 phenotype48. This phenotype is characterized by the production of

pro-inflammatory cytokines, chemokines, lipid mediators and reactive oxygen or nitrogen

species that recruit other microglia and target pathogens. Astrocytes can also become activated in

response to these pro-inflammatory mediators, releasing cytokines and reactive oxygen species

that contribute to the immune response49. In response to IL-4, microglia can switch to an M2

phenotype, characterized by the production of anti-inflammatory cytokines such as IL-10 and IL-

4, phagocytosis of pathogens and/or cellular debris and healing48.

In both the brain and the periphery, an effective immune response is essential for clearing

pathogens and initiating wound healing. However, if the immune response is excessive or

prolonged, either due to a failure to clear the initial insult or due to dysfunctional immune cells,

tissue damage can occur. In the brain, excessive pro-inflammatory cytokines and reactive

oxygen and nitrogen species produced in response to amyloid-β are thought to contribute to

neuronal dysfunction, and eventually death by apoptosis or necrosis49, 50. Neuronal death in turn

further stimulates the immune response through the release of damage associated molecular

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patterns. This is one of the hypothesized mechanisms by which AD pathology leads to neuronal

death50.

In Chapter 2, we present the results of a systematic review of 114 studies showing that markers

of microglial activation are over-expressed in patients with AD relative to controls post-mortem,

providing convincing evidence that neuroinflammation is indeed a neuropathological feature of

this disease. Higher levels of other immune markers have also been reported in AD, such as

astrocytes, cytokines or complement51-55. Patients with AD have higher plasma levels of

cytokines, such as in IL-6 and IL-1β 56 than healthy controls, while in patients with mild to

moderate AD, elevation in serum TNF-α is associated with cognitive decline 57. PET studies

using ligands to the peripheral benzodiazepine binding receptor (such as [11C](R)-PK11195),

which is thought to label activated microglia, show higher binding in AD patients than controls

58, 59 which co-localizes with binding of [11C] Pittsburg Compound B, a marker of fibrillary

amyloid-β 60. Interestingly, scores on the mini mental state exam, a measure of cognitive

impairment where lower scores indicate greater impairment, are inversely correlated with

PK11195 binding, but not with uptake of PIB 60, suggesting an independent effect of

inflammation on cognitive decline. This is supported by studies associating genetic

polymorphisms in various inflammation-associated genes with AD risk, including

polymorphisms in Triggering Receptor Expressed On Myeloid Cell (TREM) 2, cluster of

differentiation (CD)33, IL-6, toll-like receptor (TLR)4 and IL-1 61-67.

Elevations in markers of neuroinflammation have also been identified in animal models of AD,

such as higher levels of IL-1β and chemokine CXCL motif (CXCL) 1 in the brains of TgCRND8

mice than their wildtype littermates 68 and increases in TNF-α, monocyte chemoattractant protein

(MCP)-1 and microglia in 3xTg mice compared to controls 69. In intracerebroventricular (icv)

infusion AD models, in which amyloid-β is injected into the brains of rodents either acutely or

chronically via a pump, there are elevations in brain cytokines, TNF-α and IL-1β 70, and glial

fibrillary acidic protein (GFAP) and CD68, markers of astrocytes and microglia, 71 relative to

controls. Treatments that decrease neuroinflammatory markers in animal models generally

improve behavioural scores and decrease AD pathology 72-75. Interestingly, immune activation

has been shown to increase the production of amyloid-β and the hyperphosphorylation of tau

proteins 76, and seems to precede the deposition of amyloid-β plaques 77, which supports the

hypothesis that inflammation is a causal factor in AD development (for review see: 78).

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Use of non-steroidal anti-inflammatory drugs (NSAIDs), including both aspirin and non-aspirin

agents, was associated with a 28% reduced risk of AD in in a recent meta-analysis79. The

reduction in risk was an impressive 62% in the subgroup that used the drugs for at least 2 years.

In contrast to these positive epidemiological findings, randomized controlled trials in patients

with dementia show no benefit of NSAID treatment80. Only one trial has used NSAIDs for

primary prevention in a cohort of elderly patients with a family history of AD, and it also

reported no benefit relative to placebo, however this trial was halted with an average of 6 months

follow-up rather than the intended 5-7 years because of concerns over the cardiovascular risk

associated with celecoxib, one of the drugs used in the study81. Thus, it is unclear from the

literature whether anti-inflammatory therapies are protective in AD.

It should be noted that while neuroinflammation is a widely used term in the literature, there is

disagreement on its definition and what neurological diseases should be considered

neuroinflammatory. While many researchers consider AD a neuroinflammatory disease for the

reasons described above50, 82, 83, some view only diseases with an adaptive immune component

based on memory and specificity and mediated by T and B cells to be true neuroinflammatory

diseases84. By this definition, diseases such as AD, Parkinson’s Disease, or amyotrophic lateral

sclerosis would not be considered neuroinflammatory because the immune response in these

diseases is driven by innate immune cells, the microglia and astrocytes, rather than by invading T

and B lymphocytes. Proponents of this definition generally view the immune response in AD or

Parkinson’s Disease to be an innate response to neurodegeneration, rather than being a

contributing factor to disease development84. We chose to use the broader definition of

neuroinflammation in this thesis for simplicity and because as discussed above, the innate

immune response in the brain is distinct from that in the periphery and there is evidence that it

contributes to the development and progression of AD.

1.1.3 Treatments

There are currently no treatments that can prevent or cure AD. Existing treatments may slow the

rate of cognitive decline over a period of months to a few years, which can delay

institutionalization and improve quality of life. The currently approved drugs for AD in Canada

fall into two categories: cholinesterase inhibitors and N-methyl-D-aspartate (NMDA) receptor

antagonists. Cholinesterase inhibitors prevent the break-down of the neurotransmitter

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acetylcholine, increasing the intensity and duration of its action. This maintains the function of

cholinergic neurons in the brain, which are particularly sensitive to AD pathology85. NMDA

receptor antagonists, such as memantine hydrochloride, prevent excitotoxicity from excessive

signaling by glutamate, which leaks from nerve terminals in moderate to advanced AD, delaying

cognitive deterioration86.

Because the existing approved therapies at best delay disease progression, it is clear that new

therapies are needed to prevent or treat AD. It is estimated that an intervention that could delay

onset by 5 years would decrease the prevalence of AD by over 40% over the next 35 years87,

which would have an enormous economic and social benefit.

1.2 Polyunsaturated Fatty Acids

Polyunsaturated fatty acids (PUFA) are acyl chains with more than one double bond. PUFA are

classified on the basis of the location of the first double bond from the methyl end, with PUFA

containing the first double bond 3 carbons away from the methyl group designated ω-3, omega-

3, or n-3, and PUFA with the first double bond 6 carbons away designated ω-6, omega-6 or n-6.

Mammals cannot directly synthesize n-3 or n-6 PUFA, though they are capable of producing

longer chain PUFA, such as the n-3 eicosapentaenoic (EPA, 20:5n-3) and docosahexaenoic

(DHA, 22:6n-3) acids or n-6 arachidonic acid (ARA, 20:4n-6), from shorter-chain precursors,

such as alpha linolenic acid (ALA, 18:3n-3) or linoleic acid (LA, 18:2n-6) via sequential

elongation and desaturation steps (Figure 1-1).

1.2.1 Requirements

Recommended Dietary Allowances have not been established for PUFA, though an adequate

intake (AI) exists for ALA and LA. In Canada, AIs for LA range from 4.4 grams per day in

infancy to 17 grams per day between the ages of 19 and 50 in men, and 12 grams per day for

women88. AIs for ALA range from 0.5 grams per day in infancy, to 1.6 grams per day in adult

males, and 1.1 grams per day in adult females. The Institute of Medicine states that up to 10% of

the AI for ALA can be EPA/DHA89. Analysis of the 2004 CCHS data suggests that intakes of

most Canadians meet or exceed these AIs90. Importantly however, AIs are based observations of

intake by groups of healthy people, and do not take into account markers of physiological

requirements or disease states.

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Other countries and international bodies have made recommendations for EPA and DHA

(reviewed in 91). For example, the Australian and New Zealand Health Authorities recommend

160 and 90 mg per day of total long-chain n-3 PUFA for men and women respectively, while the

European Food Safety Authority recommends 250 mg/day of combined EPA and DHA for the

general adult population. The International Society for the Study of Fatty Acids and Lipids

recommends a higher level, 500 mg/ day combined EPA and DHA on the basis of cardiovascular

health.

1.2.2 PUFA dietary sources

The main sources of LA and ALA in North America are oils, such as corn and safflower for LA,

and soybean, canola or flax for ALA92. Long-chain PUFA are primarily consumed from animal

products. ARA is mostly consumed via meats, such as chicken, or beef93, while DHA and EPA

are most enriched in seafood, particularly fatty fish such as salmon, which contains 1000-2000

mg, or trout, which contains 660-740 mg per 75 gram serving94. Vegetarian sources of DHA and

EPA include fortified products, such as eggs, or algal oils.

The Canadian Health Measures Survey collected information on fish consumption from nearly

2000 Canadians from across the country. It reported that 73% consumed fewer than 1 serving of

oily fish per week, suggesting that most Canadians rely primarily on endogenous synthesis from

ALA to meet DHA and EPA requirements95. Whether endogenous synthesis rates are sufficient

to supply the body’s requirements for PUFA, particularly DHA, is a matter of debate. LA is

present in the diets of Canadians at 7-8 fold higher levels than ALA90. Because these fatty acids

are elongated and desaturated by the same enzymes (Figure 1-1), there is concern that this

competition may prevent the adequate synthesis of EPA and DHA. Stable isotope studies in

humans estimate that the rate of conversion of ALA to DHA is less than 1%96. This would

correspond to 11-16mg per day of DHA for men or women consuming n-3 PUFA only as ALA,

which is well below most international recommendations. It should be noted, however, that

synthesis rates of long chain PUFA, and their adequacy to meet requirements, are a matter of

debate96.

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Figure 1-1: Synthesis of long chain PUFA

Reproduced from Alashmali S.M, Hopperton K.E and Bazinet R.P (2016) Current Opinion in

Lipidology: 7(1); 54-66.

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1.2.3 Effects on inflammation

DHA, EPA and ARA are precursors to bioactive lipid mediators that are involved in regulating

inflammation. Molecules derived from DHA and EPA include the resolvins, protectin and

maresins (Figure 1-2 A and B). These molecules have both anti-inflammatory and pro-resolving

effects, meaning they both decrease the magnitude of the initial inflammatory response, and

actively bring the tissue back to homeostasis following inflammation (for review, see 97). ARA

is a precursor to a variety of pro-inflammatory lipid mediators, including prostaglandin E2,

leukotrienes and thromboxane (Figure 1-2C), that are involved in initiating and maintaining the

immune response98. Molecules derived from DHA are referred to as docosanoids, meaning that

they come from metabolism of a 22-carbon fatty acid, while molecules from EPA and ARA are

referred to as EPA-derived eicosanoids and ARA-derived eicosanoids respectively because they

are made from 20-carbon fatty acids.

n-3 PUFA may also directly exert anti-inflammatory effects without metabolism to lipid

mediators. Most studies that have examined inflammatory markers with an n-3 PUFA

intervention did not measure lipid mediators, so it is unclear whether changes in these mediators

were required to mediate the changes in inflammation, or whether the fatty acids exerted these

effects directly99-101. Cyclooxygenase (COX)-2 and lipoxygenase (LO) inhibition prevented the

initiation of resolution in a peritonitis model of systemic inflammation by decreasing infiltration

of phagocytes to clear infiltrating neutrophils and leukocytes, which suggests that the synthesis

of pro-resolving lipid mediators is necessary for resolution102. On the other hand, one study in

our lab administered either unesterified DHA or 17S-HpDHA, a precursor of protectin, into the

left ventricle of the brain via a pump over the course of 24 hours following injection of

lipopolysaccharide, a model of neuroinflammation. Both 17S-HpDHA and unesterified DHA

down-regulated the expression of pro-inflammatory cytokines to a similar extent, however only

17S-HpDHA increased levels of hippocampal protectin D1103. This suggests that unesterified

DHA may have anti-inflammatory properties independent of its conversion to lipid mediators,

however more research measuring other mediators and in other models is needed.

In part because of these immuno-modulatory effects, increasing the consumption of n-3 PUFA,

particularly DHA, has been suggested as a potential preventative treatment for AD.

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Arachidonic Acid

HETEs

Lipoxin A4 Prostaglandins

Thromboxane

15-LO

12-LO

COX-2

TxS

15-LO 5-LO COX-2 PGES

Docosahexaenoic Acid

D-series

resolvins

Neuroprotectin D1

Maresins

15-LO 5-LO 12-LO

15-LO

A

B

Docosanoids

Anti-inflammatory and pro-resolving effects

ARA-derived Eicosanoids

Primarily pro-inflammatory effects

(except lipoxin A4)

Eicosapentaenoic Acid

E-series resolvins

HEPEs

Cytochrome P450

5-LO

EPA-derived Eicosanoids

Anti-inflammatory and pro-resolving effects

C

Cytochrome P450

5-LO

Major classes of lipid mediators and the enzymes involved in their synthesis from DHA, EPA

or ARA. Red italics indicates enzymes, black text indicates products. ARA: arachidonic acid,

COX: cyclooxygenase, DHA: docosahexaenoic acid, EPA: eicosapentaenoic acid, LO:

lipoxygenase, HEPE: hydroxyeicosapentaenoic acid; PGES: prostaglandin E synthase.

Figure 1-2: Bioactive lipid mediators derived from DHA, EPA and ARA

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1.3 n-3 PUFA and AD

DHA is highly concentrated in the brain, making up approximately 10% of its total fatty acid

composition104. By comparison, EPA is present at nearly undetectable levels that may reflect

contamination by blood or blood vessels105. Lower brain DHA has been found in post-mortem

brain samples form subjects with AD relative to aged controls, particularly in the

hippocampus106, 107, even when differences in total fatty acid levels are corrected for108, which

suggests that these reductions may play a role in the disease. This has not been replicated for all

regions or lipid classes however 109, 110. Lower levels of pro-resolving lipid mediators have also

been reported in post-mortem brain samples of patients with AD relative to controls111, 112. This

is discussed in detail in the introduction to Chapter 5.

1.3.1 Animal models

Adapted in part from Hopperton et al. (2016) J. Neuroinflammation. 13(1):257

Animal models of AD widely demonstrate neuroprotective effects of fish oil or n-3 PUFA

feeding. In a 2012 meta-analysis in AD animal models, n-3 PUFA supplementation was found to

decrease the deposition of amyloid-β plaques, attenuate declines in memory, and reduce

hippocampal neurodegeneration113. Similar protective effects on cognition114-116 and amyloid-β

levels115 have been reported by studies published since 2012. All of these studies used either

DHA or a mixed intervention including DHA.

Six animal studies have measured an inflammatory outcome in an AD model following

interventions aimed at increasing brain n-3 PUFA. These are summarized in Table 1, (updated

from 117). Two studies fed rats eicosapentaenoic acid (EPA) for 4 weeks, and noted reductions in

hippocampal protein levels of IFN-γ and IL-1β, as well as increases in peroxisome proliferator-

activated receptor (PPAR)γ compared to control-fed animals 3 hours following icv infusion of

amyloid-β 1-40 118, 119. Another two studies used the same icv model but fed EPA 120 or DHA 121

for 27 days and identified dose-dependent reductions in hippocampal mRNA and protein for

CD11b, GFAP, IL-1β and TNF-α 7 days following icv infusion of amyloid-β relative to rats

consuming control chow. One study crossed triple transgenic (3xTg-AD) mice with fat-1 mice, a

transgenic animal expressing an n-3 desaturase gene that allows it to convert n-6 to n-3 fatty

acids, and detected lower levels of GFAP protein in the cortex of 3xTg-AD mice expressing the

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fat-1 gene after 18 months 122. In contrast, Parrott et al. noted a deterioration in cognitive

functioning and an increase in hippocampal gene expression of TNF-α when TgCRND8 mice

were fed a whole food diet containing freeze-dried powdered fish, fruits and vegetables 123. As

the diet contained multiple interventions, it cannot be determined whether this increase in

inflammatory markers is attributable to the fish feeding 123.

Together, the animal data show that n-3 PUFA feeding decreases AD symptoms and pathology

in rodents, and that this may be associated with reductions in markers of neuroinflammation.

1.3.2 Epidemiology

A recent meta-analysis of epidemiological studies measuring consumption of either fish or DHA

showed a reduction in the risk of AD124. One serving of fish a week was associated with a 7%

risk reduction, while consuming 2 or 4 servings a week was associated with a 21% or 29%

reduction in risk respectively. Estimated dietary DHA intakes as low as 100mg of DHA per day

were associated with a 37% reduction in risk. The association also did not reach significance for

blood levels of DHA (Relative risk 0.85-1.01). There was no association between total dietary

PUFA, or EPA intake and AD, suggesting that DHA in particular may be protective.

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Table 1-1: Studies examining neuroinflammatory markers in AD molecules with n-3 interventions

Author

(Year)

AD Model Species N-3 PUFA Treatment Timing of inflammation

measurement

Inflammatory Outcome

Minogue

(2007) 119

icv aβ 1-40

Rat 125 mg EPA / day vs MUFA x 4 weeks 3 hours post-surgery ⬇ IFN-γ, IL-1β protein

Lynch

(2007) 118

icv aβ 1-40

Rat 125 mg EPA / day vs MUFA x 4 weeks 3 hours post-surgery ⬇ IL-1β protein

Lebbadi

(2014) 122

3xTg-AD Mouse Fat-1 cross 12 or 20 months old ⬇GFAP

⬌iPLA2, cPLA2, protein

Parrott

(2015) 123

TgCRND8 Mouse Whole food diet containing salmon, fruits

and vegetables

2.46 mg DHA/gram

After 7 months feeding ⬆ TNF-α mRNA

Wen

(2016) 120

icv aβ 1-40

Rat 150 or 300 mg/kg/day EPA x 27 days 13 days post-surgery ⬇ CD11b, GFAP, TNF-α, IL-

1β mRNA and protein

Wen

(2016) 121

icv aβ 1-40

Rat 300 mg/kg/day DHA-PS or DHA PC x 27

days

27 days post-surgery ⬇ CD11b, GFAP, TNF-α, IL-

1β mRNA and protein

Aβ: amyloid-β; CD: cluster of differentiation; DHA: docosahexaenoic acid; EPA: eicosapentaenoic acid; GFAP: glial fibrillary acidic protein; icv:

intracerebroventricular; IFN: interferon; IL: interleukin; MUFA: monounsaturated fatty acid; PC: phosphatidylcholine; PS: phosphatidylserine; TNF:

tumor necrosis factor

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1.3.3 Clinical data

A recent Cochrane review of n-3 PUFA supplementation in AD included 3 trials of 1750-2300

mg/ day of EPA+DHA for 6-19 months in mild to moderate AD125-127. It concluded that there

was no evidence of benefit for cognitive function, memory, activities of daily living, quality of

life or dementia severity128. Though null for its primary end-points, one of the trials included in

this review, the OmegAD study, identified a slower rate of cognitive decline over 6 and 12

months in patients with the mildest cognitive dysfunction (scoring over 27 on the Mini-Mental

State Exam)125. Similar results were seen in a study by Chiu et al., which was excluded from the

Cochrane review because it was less than 26 weeks (the Chiu trial is 24 weeks). Treatment with

1.8 grams of mixed DHA and EPA per day had no effect on cognition in the AD group, however

a decreased rate of cognitive decline was observed in patients with mild cognitive impairment129.

This suggests that n-3 PUFA may be more effective at preventing cognitive decline in milder

forms of dementia or prodromal AD, rather than treating established AD. The Cochrane review

excluded studies of patients without clinical dementia, and therefore could not address this point.

In support of this theory, a recent meta-analysis of 6 studies that examined the effect of a 400-

1800 mg per day of mixed DHA and EPA on cognitive decline in elderly patients identified a

protective effect on Mini-Mental State Exam scores130.

Depositions of amyloid-β, neurofibrillary tangles, synaptic-dysfunction and loss of brain volume

are all thought to begin appearing in cognitively normal or pre-clinical patients years or decades

before AD diagnosis (Figure 1-3)1, 11. If n-3 PUFA reduce the risk of AD as the epidemiological

data suggests, it is likely that they do so by interfering with the progression of these pathological

features over many years during these pre-clinical stages. Thus, studies in patients with

established AD may occur too late in the disease process for n-3 PUFA to have a discernable

benefit.

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Figure 1-3: Model of appearance of biomarkers of AD over the life course

Taken from: Sperling R.A et al. (2011) J. Alzheimer’s and Dementia. 7(3): 280-2921

Neuropathological features of AD precede the appearance of clinical or pre-clinical AD

symptoms. From left:

i) Amyloid-β appearance measured in CSF or via PET imaging

ii) Synaptic function measured via glucose utilization (fluorodeoxyglucose PET) or by

functional magnetic resonance imaging (MRI)

iii) Tau or phosphor-tau in the CSF

iv) Changes in brain structure measured via MRI

v) Declines in cognitive function

vi) Clinical progression of AD

i

)

ii iii iv v vi

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1.3.4 Mechanisms

As DHA is the main n-3 PUFA species in the brain, present at 250-300- fold higher levels than

EPA131 it is thought to be the main n-3 PUFA responsible for modulating neuroinflammation.

Within the brain, DHA is esterified in the sn-2 position of phospholipids, primarily phosphatidyl

serine and phosphatidyl ethanolamine104. Calcium independent phospholipase A2 (iPLA2) can

cleave DHA from the phospholipid, releasing it into the intracellular free pool. It can then act as

a precursor for docosanoids, such as D-series resolvins and neuroprotection D1 (NPD1) via

lipoxygenase (15-LO) or maresins via 12-lipoxygenase (12-LO) (reviewed in 97, 104). Levels of

brain NPD1 are lower in animal models of AD132, while lower levels of maresin 1112, resolvin

D2112 and NPD1111, 112 have been reported in post-mortem brain samples from human subjects,

suggesting that reductions in these molecules may contribute to AD. A protective role is

supported by studies showing that NPD1 and resolvin D1 promote amyloid-β phagocytosis while

decreasing inflammatory cytokine production in cultured microglia and peripheral mononuclear

cells 112, 132, 133.

In contrast to DHA, the n-6 PUFA, ARA, is the precursor to a variety of pro-inflammatory

eicosanoids. In response to insult or immune activation, cytosolic phospholipase A2 (cPLA2)

cleaves ARA from the membrane, allowing it to enter the free fatty acid pool. ARA can be

metabolized by COX-2 to produce prostaglandins and thromboxane, by cytochrome p450, 12-

LO or 15-LO to produce hydroxyeicosatetraenoic acids (HETEs), or by 5-LO to produce

leukotrienes104 (Figure 1-2). ARA can also be the precursor to a pro-resolving mediator through

metabolism by 15-LO, lipoxin A4. Higher levels of HETEs and PGE2 and lower levels of lipoxin

A4 have been reported in the brains of patients with AD112, 134-136, implicating changes in the

production of these molecules in disease etiology. DHA occupies the same position in the

phospholipid membrane as ARA, and concentrations of these molecules are somewhat inversely

correlated in the brain137. It is possible then, that in addition to direct anti-inflammatory and pro-

resolving effects of n-3 PUFA and their associated mediators, increasing brain levels of DHA

may also indirectly decrease neuroinflammation by displacing ARA, and thus lowering the

production of pro-inflammatory lipid mediators.

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DHA may also be protective in AD via other mechanisms.

DHA is also a precursor to an ethanolamide referred to as synaptamide, a member of the

endocannabinoid family. Synaptamide promotes the growth of neurons, development of

synapses, and synaptic activity138. Brain concentrations of synaptamide are related to dietary

intake of DHA139, so increased synaptamide is a potential mechanism by which DHA

consumption could exert protective effects in AD, though no one has yet measured or tested

synaptamide in patients with AD or in an AD model.

DHA can also be protective in AD by decreasing levels of amyloid-β. DHA reduces the activity

of β- and γ-secretase enzymes, which shifts the cleavage of APP towards the non-amyloidogenic

pathway140. It also reduces production of the longer species amyloid-β that form plaques both in

vitro 141 and in vivo 142, and reduces the amount of amyloid-β plaques in transgenic models of

AD113. Resolvin D1 and neuroprotection D1 (NPD1), lipid mediators derived from DHA, also

increase the phagocytosis of amyloid-β in vitro112, 132, 133. Thus, DHA can influence AD

pathology by both decreasing amyloid-β production and by increasing its clearance.

DHA also has neuroprotective effects, and has been shown to prevent neuronal death in AD and

other disease models113, 117. It is possible that these are direct effects of DHA, direct effects of its

derivatives such as synaptamide or pro-resolving lipid mediators, or indirect effects via a

reduction in harmful immune activation, or via a reduction in cytotoxic amyloid-β.

1.4 Summary

In summary, inflammatory markers are elevated in AD, and interventions that decrease

inflammation also tend to be protective against neuronal death and cognitive decline. N-3 PUFA

and mediators derived from them are both anti-inflammatory and pro-resolving. These PUFA,

particularly DHA, are also protective in human epidemiological and animal studies, and possibly

in clinical trials of patients with mild-cognitive impairment. It is possible that DHA is protective

in AD via its immune-modulatory properties.

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1.5 Objectives and Hypotheses

The overall goal of this thesis was to investigate the resolution of neuroinflammation as a

mechanism underlying the potential protective effects of n-3 PUFA, particularly DHA, in AD.

We hypothesize that neuroinflammation is an important pathological feature of AD, and that

increasing brain n-3 PUFA will decrease the neuroinflammatory response to amyloid-β.

1.5.1 Specific Objectives

1. To determine whether neuroinflammation (via markers of microglia) is a consistent

neuropathological feature of AD – Chapter 2

2. To determine whether and how changing brain n-3 PUFA modifies the

neuroinflammatory response to amyloid-β via:

a. Microglia – Chapter 3

b. Astrocytes – Chapters 3&4

c. Neuroinflammatory gene expression – Chapter 5

3. To determine whether changes in neuroinflammation associated with n-3 PUFA are

associated with changes in brain levels of bioactive lipid mediators - Chapter 5

1.5.2 Hypotheses

1) Microglial markers will be elevated in the brains of patients with AD relative to controls

2) Increasing brain n-3 PUFA will reduce the neuroinflammatory response to amyloid-β

3) Modulation in the neuroinflammatory response will be accompanied by increases in pro-

resolving lipid mediators, and decreases in pro-inflammatory lipid mediators

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Chapter 2: Markers of microglia in post-mortem brain

samples from patients with Alzheimer’s Disease: a

systematic review

Kathryn E. Hopperton M.Sc, Dana Mohammad, Marc-Olivier Trépanier PhD, Vanessa Giuliano,

Richard P. Bazinet PhD

Paper accepted in Molecular Psychiatry

Contributions:

KEH designed the search with the assistance of MT, reviewed the articles returned by the search

for eligibility with the assistance DM, reviewed all data extraction, and wrote the paper. DM,

MT and VG assisted with the full text assessments, data extraction, and provided feedback on the

paper. RPB oversaw the project, and provided feedback on all steps.

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2.1 Abstract

Background: Neuroinflammation is proposed as one of the mechanisms by which Alzheimer’s

Disease pathology, including amyloid-β plaques, leads to neuronal death and dysfunction.

Increases in the expression of markers of microglia, the main neuroinmmune cell, are widely

reported in brains from patients with Alzheimer’s Disease, however the literature has not yet

been systematically reviewed to determine whether this is a consistent pathological feature.

Methods: A systematic search was conducted in Medline, Embase and PsychInfo for articles

published up to February 23rd, 2017. Papers were included if they quantitatively compared

microglia markers in post-mortem brain samples from patients with Alzheimer’s Disease and

aged controls without neurological disease.

Results: One-hundred and thirteen relevant articles were identified. Consistent increases in

markers related to activation, such as major histocompatibility complex II (36/42 studies) and

cluster of differentiation 68 (17/20 studies), were identified relative to non-neurological aged

controls, whereas other common markers that stain both resting and activated microglia, such as

ionized calcium-binding adaptor molecule 1 (10/20 studies) and cluster of differentiation 11b

(2/5 studies) were not consistently elevated. Studies of ionized calcium-binding adaptor molecule

1 that used cell counts almost uniformly identified no difference relative to control, indicating

that increases in activation occurred without an expansion of the total number of microglia.

White matter and cerebellum appeared to be more resistant to these increases than other brain

regions. Nine studies were identified that included high pathology controls, patients who

remained free of dementia despite Alzheimer’s Disease pathology. The majority (5/9) of these

studies reported higher levels of microglial markers in Alzheimer’s Disease relative to controls,

suggesting that these increases are not solely a consequence of Alzheimer’s Disease pathology.

Conclusions: These results show that increased markers of microglia are a consistent feature of

Alzheimer’s Disease, though this seems to be driven primarily by increases in activation-

associated markers, as opposed to markers of all microglia.

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2.2 Introduction

Elevations in neuroinflammatory markers are widely reported in Alzheimer’s Disease (AD) in

animal models68, 70, 143 and human subjects.28, 51, 53, 55 This has contributed to the development of

the neuroinflammatory hypothesis of AD, which suggests that aberrant activation of immune

cells may drive neuronal death and dysfunction in AD.78 This is supported by genome-wide

association studies that have identified polymorphisms in inflammation associated genes as risk

factors for the development of AD.144-146

Microglia are the resident immune cells of the brain, and are thought to be the main cells

responsible for initiating the immune response to AD pathology. Several of the inflammation-

associated genetic risk factors for AD, including human leukocyte antigen (HLA)-DRB1/B5144,

cluster of differentiation (CD)3365, triggering receptor expressed on myeloid cell (TREM) 264, 145

and phospholipase C γ2145 are highly expressed in microglia where they are involved in cell

function and activation. This suggests that aberrant microglial activation is a causal factor in the

development of AD, as opposed to a consequence of AD pathology. While it is commonly

accepted that there are increased microglia markers in the brains of patients with AD relative to

controls, no one has yet systematically synthesized the literature to see if this is supported by the

totality of the evidence. Here, we describe the results of a systematic review examining microglia

in post-mortem human brain samples from patients with AD and healthy controls. We find that

some markers associated with cell activation, such as major histocompatibility complex (MHC)II

and CD68, are consistently increased in the AD brain, but that studies using other common

microglial markers that stain both resting and activated cells, such as ionized calcium-binding

adaptor molecule (Iba)1 and CD11b, are heterogeneous and do not demonstrate a consistent

elevation. We further identify brain regions, such as the white matter and the cerebellum, that

appear to be more resistant to inflammation in AD.

2.3 Methods

The systematic search was conducted in MEDLINE, Embase and PsychINFO covering articles

published up to February 23rd, 2017. The search protocol was developed based on Preferred

Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) and World Health

Organization (WHO) Review Protocol Template Guidelines where applicable for a systematic

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review of descriptive (non-interventional) data. The search queried the following terms with

numerous synonyms and related words as both MeSH/Emtree terms (where applicable) and as

keywords (for title, abstract and keyword searches): Alzheimer’s Disease AND brain AND

inflammation. The additional term “AND post-mortem” with its synonyms and related words

was included for the Embase and PsychINFO searches. A full list of terms used for each search

can be found in Appendix 2.

Studies were included if they used human brain samples from patients with AD, included a

measure of inflammation, were conducted post-mortem, and included a comparison to a control

group without AD or a confounding neurological disease. This review initially set out to include

all inflammatory markers, including for astrocytes, complement, cytokines, lipid mediators and

other immune cells, however the title and abstract screening returned 744 eligible papers, making

it unfeasible to summarize all the evidence in a single paper. It was decided to proceed with a

review of microglia, as these are the main immune effector cells in the brain, and are the source

of many of the other inflammatory mediators measured in other studies. Microglia terms in the

initial search include the MeSH term: neuroglia and neurogenic inflammation, the Emtree terms:

neurogenic inflammation, glia and leukocyte antigen, and keywords: microglia, HLA, MHC,

CD11b, CD68, Iba1, OX-42 and CD45 along with their synonyms and alternate spellings (see

Appendix 2 of the Supplementary Materials for the full list of terms). In addition, any other

papers returned in the full search that used other markers identified by the study authors as being

specific to microglia or their activation were included. Studies were excluded if they were not in

English or not published in full in a peer-reviewed journal. Papers that measured markers

associated with an M1 or M2 phenotype, such as IL-1β, TNFα, IL4 or IL10, but that did not

localize these markers specifically to microglia, were not included.

Data from included studies were extracted by at least two independent reviewers (KEH and DM,

VG or MT), with a third reviewer employed in the case of a conflict. Extracted data included

origin of brain samples, number of subjects, sex, age, APOE genotype, histological confirmation

of AD status, Braak stage, control history of neurological or psychiatric disease, post-mortem

interval (length of time between death and retrieval of brain), brain regions examined,

medications at time of death, anti-inflammatory drug use at death, technique for measuring

microglia, marker of microglia used, and the results of the comparison between the AD subjects

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and healthy controls. Where available, information on relationship between labelled microglia

and amyloid-β plaques or neurofibrillary tangles was also extracted. The terms “higher” or ↑ and

“lower” or ↓ are used in the text and tables referring to significantly higher or lower levels of the

microglial marker used in the study relative to the non-neurological aged control group. As the

type of outcome reporting was extremely heterogeneous, results were reported as higher, lower

or unchanged for AD relative to control as identified by the study authors. Meta-analysis or other

summary statistics were not used because of the large variability in assessment techniques and

brain regions examined between studies. Data were listed as ‘Not Reported’ if the relevant

information could not be found in the article, or in a previous article specifically referred to by

the authors in the methods section. In a few instances where information in the article was

unclear, the corresponding authors were contacted to provide clarification or additional detail.

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Figure 2-1: Flow diagram of systematic search

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2.4 Results

A total of 22 229 articles were screened, of which 757 met inclusion for full text review for

inflammatory markers, including 224 that examined microglia (Figure 1). One hundred and

thirteen papers that quantified microglia and compared the results statistically between control

and AD groups were fully extracted and are presented in the tables below (See Figure 2 for a

visual summary of the results). Fifty-three papers that made a non-quantitative comparison

between AD and control, often as a qualitative assessment of the intensity of

immunohistochemistry staining, were not fully extracted but are summarized under the “Non-

quantitative comparisons” heading.

The microglial markers analyzed in this review all serve distinct functions within the cell, and as

such, the interpretation of an up or down-regulation of expression will vary depending on the

marker used. The functions of all major markers included in this review, their association with

M1 or M2 polarization and their expression on other cell types besides microglia is shown in

Appendix 1. M1 and M2 polarization is increasingly regarded as an over-simplification of many

diverse functions of activated microglia, however it is used here to provide a reference for

whether a marker is associated with the pro-inflammatory, or phagocytic microglial phenotype.

As shown in the table, it is important to note that all the major markers in this review are also

expressed on other cell types, particularly on macrophages, so it is possible that other infiltrating

or perivascular immune cells may have contributed to the results.

2.4.1 Major histocompatibility complex (MHC) II

MHC II is expressed on the surface of antigen presenting cells and is responsible for antigen

recognition and the activation of the adaptive immune system. Within the brain, MHC II is

primarily expressed on microglia, where it is generally considered a marker of activated cells,

though it may have weaker expression in resting cells.147 Forty-three papers were identified that

quantitatively compared markers of MHC II between AD and control in post-mortem human

brains (Table 2-1). The majority (41/43) used immunohistochemistry for HLA-DR or for

multiple isoforms of HLA (HLA-DR-DQ-DP) quantified by cell counts, scoring or staining area,

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while other techniques included gene expression by qPCR or protein quantification by Western

blot.

Thirty-seven papers reported higher MHC II in AD relative to control brains in at least one of the

measured brain regions28, 148-182, while 6 identified no difference between AD and control183-188,

and 5 identified no difference in at least one brain region.154, 165, 167, 174, 177 Increased MHC II

staining, counts or expression was noted in: the entorhinal cortex28, 151, 153, 168, 176, 180, frontal and

temporal gyri28, 152, 157, 165, 166, 172, 178, 189, hippocampus 153, 158, 160, 163, 165-171, 173, 175-177, 180 and

frontal151, 154, 158, 173, 174, 177, 179, 181, 182, 185, temporal149-151, 161, 163, 168, 176, 177, 181, 185 and occipital

cortices.158, 168, 174, 176, 177 HLA-DR was found to increase with AD plaque stage and clinical

dementia rating in the entorhinal cortex, hippocampus and occipital and temporal cortices. 176 180

HLA-DR stained microglia were reported to take on an activated morphology in AD152, 156, 178, 181,

182, indicating that AD pathology may stimulate the activation of microglia and upregulation of

MHC II. In contrast, seven papers identified no difference in MHCII between AD and control in

several regions including the hippocampus 154,188, frontal, temporal and parietal grey matter 185,

the temporal polar association cortex 187, and the subventricular zone of the lateral ventricle186.

Of five studies examining HLA-DR immunoreactivity in the cerebellum, four found no

differences between AD and control 158, 167, 177, 184, suggesting that regional differences may

explain some of the null findings. Overmyer et al. noted that women had higher HLA-DR

reactivity than men in AD, while the reverse was true in the controls185, suggesting that sex

differences in the AD and control groups could also contribute to between study variability.

HLA-DR reactivity increased in both AD and control patients over 75 in one study185, but

decreased in AD patients over 80 in another161, making the effect of age on HLA-DR expression

unclear. APOE genotype can also impact the results, with the ε4 risk allele increasing HLA-DR

positive cells or area in the frontal and temporal cortices181 and middle frontal gyrus189.

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Table 2-1: MHC II

First Author

Brain

bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histological

ly

Confirmed

Braak

stage

C history of

neurological

or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Results (AD vs C

unless otherwise

specified)

Akiyama,

1990 NR

AD: 9

C: 6

AD: 77

C: 69 NR NR NR NR

No

neurological

disuse

All

within

2-12 h Temporal lobe IHC

HLA-

DR ⬆

Carpenter,

1993 NR

AD: 5

C: 5

AD 4/1

C: 5/0

AD:

75.4

C: 73.6 NR

Khachaturia

n NR

No history

of

neurological

or systemic

diseases

affecting the

brain

AD:

3.6

C: 2.4

Grey matter of

the middle

temporal

gyrus IHC

HLA-

DR

(LN3)

⬆ density of cells per

mm, staining area and

percent of area

Most cells of resting

morphology in Cs vs.

activated in AD (not

compared

statistically)

Dal Bianco,

2008 NR

AD: 9

C: 15

AD: 0/9

C: 13/2

AD: 81

C: 70 NR

Braak,

CERAD

AD:

IV: 2

V: 4

VI: 3

No

neurological

disease or

brain lesions NR

Cortical

areas of the

temporal lobe,

including

entorhinal

cortex,

hippocampus

and temporal

cortex

Immunoc

ytochemis

try MHCII ⬆ MHCII

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Desai, 2009

Religiou

s Orders

Study

AD:8

C: 7

AD: 3/5

C: 4/3

AD:

85.2

C: 79.5 NR

NIA-

Reagan

Criteria

AD: III-

VI NR

AD:

5.4 C:

15.5

Hippocampus,

midfrontal

cortex, locus

ceruleus,

substantia

nigra pars

compacta IHC

HLA-

DR-DQ-

DP

(Cr3/43)

⬆ in the midfrontal

cortex, and locus

ceruleus

⬌ in density of HLA-

DR microglia in

hippocampus

Dickson,

1990 NR

AD:

15

C: 14

AD:

2/13

C: 3/11

AD:

76.6

C: 67.8

(as

young

as 6

months) NR

Khachaturia

n NR

Depressive

psychosis,

manic

depressive

psychosis

(n=2),

Parkinson’s

Diseae

(n=1)

AD:

6.4

C: 6.3

Midfrontal

cortex (BA9) IHC

HLA-

DR,

double

staining

with

Leu-M5

(CD11c)

⬆ Activated microglia (morphology) ⬆ proportion of HLA-1DR+ microglia in grey matter ⬌ in white matter Results not compared statistically

Dhawan,

2012

Universi

ty of

Washin

gton

ADRC NR NR NR NR NR NR NR NR Temporal lobe IHC

HLA-

DR

⬆ HLA-DR+ positive

microglia

Egensperger

, 1998

Institute

of

Neuropa

thology

of the

Universi

ty of

Munich

AD:

20

C: 5

AD:

5/15

C: NR

AD:

75.9

C: 71.6

APOE:

AD:

3/3: 7

3/4: 10

4/4: 3

C: NR

Braak,

CERAD NR

No

neurological

or

neuropathol

ogical

disorder NR

Frontal and

temporal

cortex IHC

HLA-

DR-DQ-

DP

(CR3/43

)

⬆ counts and area

- Plaque associated

microglia demonstrate

activated morphology

- Microglia number

correlates with

neuritic plaques and

NFT

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Flanary,

2007 BSHRI

AD: 4

HPC:

3

C: 4

AD: 1/3

HPC:

2/1 C:

3/1

AD:

82.0

HPC:

87.7

C: 81.5 NR Yes NR NR

AD:

2.4

HPC:

3.1

C: 2.6

Superior

frontal and

temporal gyri IHC

HLA-

DR

⬆ dystrophic

microglia in AD vs C,

HPC vs. C and

AD+HPC vs. C

⬆ HPC vs AD (not

clear if statistically

significant)

Giulian,

1995 NR

AD: 6

C: 5 NR NR NR CERAD NR

No

neuropathol

ogical

disorder NR

Cerebellum,

hippocampus,

frontal,

occipital,

parietal

cortices, and

neocortical

white matter

IHC,

confocal

microscop

y

HLA-

DR

⬆ hippocampus,

frontal, occipital and

parietal cortices ⬌

cerebellum, white

matter

Gouw, 2008

NBB

and

Vrije

Universi

ty

Medical

Centre

AD:

11

C: 7

AD: 3/8

C: 3/4

AD:

82.6

C: 78.3 NR

Braak,

CERAD

AD: V

C: I

All had

white matter

hyperintensi

ties (small

vessel

disease),

other

neurological

diseases

excluded

AD:

6.1

C:

<24hr

Normal white

matter and

white matter

hyperintensiti

es in frontal,

parietal and

prefrontal

lobes IHC

HLA-

DR

⬆ overall than C

⬆ higher in white

matter

hyperintensities than

normal white matter

Halliday,

2000

Dementi

a clinics

at the

Repatria

tion

General

Hospital

Concord

and

Lidcom

be

Hospital

in

Sydney,

AD:

12 C:

10 NR

AD: 79

C: 77

APOE:

AD:

3/4: 1

C:

3/4: 1

CERAD,

NIA-

Reagan

Criteria NR NR

All

<45 h,

mean

19

Anterior

cingulate,

hippocampal,

inferior

temporal,

parahippocam

pal and

superior

frontal regions IHC

HLA-

DR

⬆ in AD vs C

⬌ AD patients taking

NSAIDS and AD

patients not taking

NSAIDS

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Australi

a

Hensley,

1995 NR

AD: 3

C: 3

Whole

sample:

AD:

9/13 C:

4/3

Whole

sample:

AD:

78.1

C: 79.7 NR

Khachaturia

n, Mirra NR

No history

of

neurological

and/or

psychiatric

disorders

Whole

sampl

e:

AD:

4.6 C:

4.4

Cerebellum,

hippocampus,

inferior

parietal lobule IHC

HLA-

DR ⬆ in all regions

Hoozemans,

2005 NBB

Braak

stage

0: 5,

I-II:

16,

III-IV:

10,

V-VI:

9

Braak

stage

0: 3/2

I-II:

6/10

III-IV:

0/10

V-VI:

3/6

Braak

stage

0: 62

I-II: 83

III-IV:

89

V-VI:

76 NR Braak

0-VI

(not

divided

into C

and AD) NR

Braak

stage

0: 8

I-II:

7.5

III-IV:

6.5

V-VI:

5

Temporal

cortex IHC

HLA-

DR-DQ-

DP

(CR3/43

)

⬆ with increasing

Braak NFT or plaque

stage (p<0.05 for

trend), significant for

NFT group V-VI vs O

Hoozemans,

2011

Netherla

nds

Brain

Bank

AD:

19

C:19

AD:

3/16 C:

8/11

AD:

83.5

C: 76.8

APOE4:

AD: 12

C: 8 Braak

AD:

avg IV

C: avg I NR

AD:

5.1 C:

8.6

Mid-temporal

cortex IHC HLA

⬆ in AD patients

younger than 80

compared to those

older than 80

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34

Imamura,

2001 NR

AD: 6

C: 6

AD: 2/4

C: 2/4

AD:

65.4

C: 62.8 NR Yes NR NR NR Temporal lobe IHC

HLA-

DR ⬆

Itagaki,

1988 NR

AD:

10

C: 5 NR NR NR Yes NR

No

neurological

complicatio

ns

All

within

2-12

Mixed:

hippocampus

and temporal

cortex

IHC –

semi-

quantitativ

e scoring

of staining

HLA-

DR,

LCA ⬆

Jantaratnota

i, 2010

Kinsme

n

Laborat

ory

Brain

Bank at

the

Universi

ty of

British

Columbi

a

AD

severe

: 9

AD

mild:

6 C: 9 NR

AD

severe:

74.2

AD

mild:

77.7

C: 83 NR

Braak, NIA-

Reagan

Criteria NR

No

neurological

disorders NR

Medial

temporal

cortex IHC

HLA-

DR ⬆

Kellner,

2009 NR

AD:

48

C: 48

AD:

19/29 C:

24/24

AD:

80.3

C: 77.5 NR

Braak,

CERAD

AD:

II-VI

(38>4)

C:

I-III (45

= 0) NR NR

Entorhinal,

frontal cortex,

temporal

cortex IHC

HLA-

DR ⬆

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35

Korvatska,

2015

Universi

ty of

Washin

gton

Neuropa

thology

Core

Brain

Bank

AD

(norm

al

TRE

M2):

6

AD

(with

TRE

M2

R47H

varian

t): 7

C: 3 NR

Whole

sample:

84.9 NR CERAD

AD:

III: 1

V: 4

VI: 1

AD

R47H:

V: 6

VI: 1

C:

0: 1

I: 1

III: 1

NR, One C

CERAD

score A and

one B

Whole

sampl

e: 4.5

Frontal Lobe:

grey and

white matter

Hippocampus:

CA1, hilus,

parahippocam

pal gyrus and

white matter IHC MHCII

⬆ staining in

hippocampus CA1,

hilus,

parahippocampal

gyrus and white

matter ⬆

activated counts in

hippocampus white

matter

Lopes, 2008 BSHRI

AD:7

Young

C: 3

Aged

C: 7

HPC:

7

AD: 4/3

Young

C: 2/3

Aged C:

6/1

HPC:

5/2

AD:

80.3

Young

C: 36.3

Aged

C: 80.0

HPC:

83.4 NR Yes NR NR

AD:

2.3

Young

C: 2.8

Aged

C: 2.5

HPC:

2.90

Amygdala,

hippocampus,

superior

frontal gyrus,

superior,

middle, and

inferior

temporal gyri

IHC and

Morphom

etric

Analyses

HLA-

DR

Microglia counts

HLA-DR: ⬆ vs all

other groups

Dystrophic microglia

HLA-DR: ⬆ vs C, ⬌

vs HPC

Lue, 1996 NR

AD: 6

HPC:

6

C: 6

AD: 3/3

HPC:

5/1

C: 2/4

AD: 81

HPC: 78

C: 77 NR Markesbery NR

NR, Cs had

minimal AD

pathology or

sufficient

plaques or

tangles to

qualify for

AD

diagnosis

AD:

3.2

HPC:

3.2

C: 1.9

Entorhinal

cortex,

superior

frontal gyrus IHC

HLA-

DR

(LN3) ⬆ AD > HPC > C

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36

Lue, 2001 BSHRI

AD:11

C:10

AD: 5/6

C: 4/6

AD:80.8

C: 80.5

APOE:

AD:

3/4: 4

4/4: 4

C:

3/4: 3

4/4: 1

Braak,

CERAD

AD: IV-

VI C:

I-III NR

AD:

2.6 C:

2.3

Hippocampus,

cerebellum,

superior

frontal gyrun IHC

HLA-

DR

(LN3)

⬆ in the hippocampus,

parahippocampal

gyrus and superior

frontal gyrus

⬌cerebellum

Matsuo,

1996 NR

AD: 8

C: 5 NR NR NR Yes NR

Neurologica

lly normal

All 2-

24

Angular,

entorhinal,

hippocampus,

occipitotempo

ral cortices IHC

HLA-

DR

⬆ HLA-DR (more

intense staining in

more severe AD

cases)

McGeer,

2000

Patholo

gy

Departm

ent of

the

Universi

ty

of

British

Columbi

a NR NR NR NR NR NR NR NR Hippocampus PCR

HLA-

DR ⬆

McGeer,

1988

Autopsy

Service

of the

Universi

ty of

British

Columbi

a

AD: 9

C: 7

AD: 5/4

C: NR

AD:

77.2

C: 73.4 NR NR NR

No

neurological

disorders

All >

3

days,

most

>10 h

Hippocampus,

substantia

nigra IHC

HLA-

DR ⬆

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37

McGeer,

1987 NR

AD: 6

C: 5 NR

AD: 78,

C:73 NR NR NR

No

neurological

disease

All

within

2-12 Hippocampus IHC

HLA-

DR ⬆

Minett,

2016

Medical

Researc

h

Council

Cognitiv

e

Functio

n

andAgei

ng

Study -

six

centres

in UK

AD:

83

C: 130

AD:

30/53

C: 64/66

AD: 89

C: 84 NR CERAD NR NR NR

Middle frontal

gyrus IHC

HLA-

DR

Narayan,

2015

Neurolo

gical

Foundat

ion of

New

Zealand

Human

Brain

Bank

(Centre

for

Brain

Researc

h,

Universi

ty of

Aucklan

d)

AD:

14

C: 17

AD: 6/8

C: 10/7

AD:

74.1

C: 58.9 NR

Braak or

CERAD NR

Neurologica

lly normal,

four have

high plaque

load

AD:

16.7

C:

16.7

Inferior

temporal

gyrus IHC

HLA-

DP-DQ-

DR

HLA-DP, DQ, DR

positive cells correlate

with Iba1 positive

cells in C but not AD

Page 57: N-3 Polyunsaturated Fatty Acids and …...safflower oil diet, or a fish oil diet containing n-3 PUFA. In Chapter 3, we examined the time-course of neuroinflammation and its resolution

38

Overmyer,

1999

Kuopio

Universi

ty

Hospital

AD:

73

C: 22

AD:

12/61,

C: 12/10

AD: 84

C: 78

APOE4

carriers:

AD: 31

C: 7

CERAD

Patients

with

possible AD

and vascular

dementia

included NR

NR - 55%

demonstrate

d plaque

and tangles,

32% enough

for

diagnosis of

possible AD

All

within

48

Grey and

white matter

of frontal,

temporal and

parietal

cortices IHC

HLA-

DR

⬌ with dementia

diagnosis (trend)

⬆ with CERAD in

grey matter

⬌ white matter

(counts and area)

⬌ with plaque

burden but ⬆

correlation with NFT

Parachikova

, 2007

Institute

for

Brain

Aging

and

Dementi

a Tissue

Reposit

ory, and

the

BSHRI

AD:

10

HPC:

10

C: 4

AD: 6/4

HPC:

4/6 C:

3/1

AD:

85.3

HPC:

86.6

C: 76.3 NR Braak

AD: IV-

V HPC:

1-V NR

AD:

2.6

HPC:

2.8

C: 3.0

Hippocampus

and prefrontal

cortex (gene

chip only)

Gene

chip,

Western,

IHC

GeneCh

ip:

MHCII

Western

: HLA-

DR-

DQ-DP

IHC:

CD4/43

GeneChip and

Western:

⬆ vs HPC+C (pooled)

IHC:

⬆ MHC II (not

quantified)

Pugliese,

2010

Neurolo

gical

Tissue

Bank

(Serveis

Cientific

o-

Tècnics)

,

Universi

tat de

Barcelo

na

AD: 7

C: 3

AD: 2/5

C: 1/2

AD:

84.0

C: 63.3 NR

Braak,

Newell

Criteria

AD:

II: 3

V: 1

VI: 3 NR

AD:

8.8

C: 5.1

Subventricular

zone of the

lateral

ventricle IHC

HLA-

DR

⬌ number of

microglia

⬆ Activated microglia

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39

Rezaie,

2005

MRC

London

Neurode

generati

ve

Diseases

Brain

Bank

AD:

10

C: 10

AD: 4/6

C:7/3

AD:

79.3

C: 70.2

Not

reported CERAD NR

No history

of

neurological

disease or

neuropathol

ogy

AD:

20.9,

C:

43.2

Frontal blocks

included

agranular-

intermediate

frontal cortex

(BA 6/8),

cingulate

cortex (BA

24/32)

Occipital

blocks

included the

calcarine

sulcus (BA

17) and striate

cortex) IHC

HLA-

DR-DP-

DQ

(CR3/43

)

⬆ in frontal white

matter, occipital white

matter, plaque

associated frontal

grey matter, plaque

associated occipital

grey matter

⬌ in MHCII in

frontal grey matter, or

occipital grey matter.

Serrano-

Pozo, 2013

Massach

usetts

ADRC

Brain

Bank

AD:

40 C:

32

AD:

14/26

C: 13/19

AD:

81.3

C: 77.6

APOE4:

AD:

21/40

C: 5/27

NIA -

Reagan

Criteria NR

No clinical

history of

neurological

disorders

and did not

meet the

pathological

criteria

forany

neurodegen

erative

disease

AD:

18.0

C:

14.1

Temporal

polar

association

cortex (BA38)

IHC,

stereology

HLA-

DR-DQ-

DP

⬌ Total microglia

⬇Iba1+/MHC2-

microglia

⬆Iba1-/MHC2+

microglia

⬌Iba1+/MHC2+

microglia

⬆ Iba1+/MHC2+

microglia in APOE4+

⬌with microglia by

genotype

Shepherd,

2000

Collecte

d brains

from a

regional

brain

donor

program

for

neurode

generati

ve

diseases

in 1993

AD:10

C: 11 NR

AD:76

C: 71 NR CERAD

AD: V

or VI

No history

of

neurological

disease or

neuropathol

ogy

AD:

16 C:

21

Cortex and

hippocampus

(grey and

white matter) IHC

HLA-

DR

⬆ white and grey

matter

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40

Szpak, 2001 NR

AD:

18 (7

had

Lewy

body

varian

t of

AD)

C: 6 NR

Whole

sample:

63-86

years

old NR CERAD NR

No

neuropathol

ogical

abnormality NR

Cortical layers

of limbic,

cingulate

cortex and

temporal

association

cortex IHC

CR 3/43

clone

HLA-

DP-DQ-

DR ⬆

Thal, 1998

Patholo

gical

Institute

of the

Universi

ty of

Leipzig

and

Universi

ty of

Frankfur

t

159

partici

pants

(68

non-

demen

ted, 24

and 19

in

GDS

scores

6 and

7) NR

Ages

46-93

(most

between

71 and

90) NR Braak

Whole

sample:

0: 23

I: 23

II: 42

III: 36

IV: 16

V: 13

VI: 6

No

confounding

neurological

diagnosis

All

within

12-72

Entorhinal

cortex,

hippocampus

(CA1, CA4),

occipital

region (BA

17), temporal

cortex IHC

HLA-

DR ⬆

Valente,

2012

Hospital

Clinic-

Universi

ty of

Barcelo

na

AD:7

AD

with

diabet

es: 7

C: 6

AD: 2/5

AD with

diabetes

: 5/2

C:3/3

AD:

83.9

AD with

Diabetes

: 73.0

C: 70.0 NR Braak

AD: VI

AD with

diabetes

: VI NR

AD:

8.9

AD

with

diabet

es:

11.5

C: 9.6 Hippocampus IHC HLA

⬌ AD vs C

⬆ AD + diabetes vs C

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41

Van

Everbroeck,

2004 NR

AD:

10

C: 10 NR NR NR Braak

AD: at

least III-

IV

C: 0, Av

or A 1

Some had

protein

deposition

and some

had core

containing

plaques

(numbers

not given) NR

Cerebellum,

hippocampus

(CA1, CA4,

subiculum),

frontal,

temporal and

occipital

neocortices IHC

HLA-

DR

⬆ in grey matter and

hippocampus

⬌ in white matter

and cerebellum

Vehmas,

2003

Johns

Hopkins

Universi

ty

ADRC

and

Baltimo

re

Longitu

dinal

Study of

Aging

AD:9

HPC:

15

C:11

AD: 3/6

HPC:

10/5 C:

11/0

AD:

83.2

HPC:

86.3

C: 81.7 NR

Braak,

CERAD

AD: II-

V HPC:

I-IV C:

0-III

NR, free of

plaque NR

Mixed:

middle frontal

gyrus, middle

and superior

temporal

gyrus IHC

HLA-

DR

⬆ than C

⬌ high pathology C

Verwer,

2007 NBB

AD:

14

C: 7

AD:

4/10 C:

2/5

AD:

83.9

C: 79.0 NR Braak

AD:

IV: 3

V: 8

VI: 2

n/a: 1

C:

0: 3

I: 1

II: 1

III: 1

n/a: 1

No

neurological

causes of

death

AD:

4.6

C: 4.6 Neocortex IHC

HLA-

DR-DQ-

DP ⬌ p=0.08

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42

Wilcock,

2015

Irvine

ADRC,

the

Marylan

d

Develop

mental

Disorder

s Brain

Bank

and the

Universi

ty of

Kentuck

y

Alzheim

er's

Disease

Center.

AD: 9

C: 9

IHC:

AD:6/2

C:3/6

qPCR +

Western

:

AD: 6/4

C: 12/4

IHC:

AD:

81.3, C:

81.6

qPCR +

Western

: AD: 80

C: 81.6 NR NR NR NR

IHC:

AD:

5.5, C:

3.3

qPCR

+West

ern:

AD:

6.8 C:

3.3 Frontal cortex

IHC for

HLA-DR

staining,

RT-qPCR

and

Western

for

expression

of M2 and

M1

markers

HLA-

DR

M1

markers:

IL1B,

IL6, IL-

12,

TNF-α

M2a

markers:

CH13L1

, IL1Ra,

IL-10,

MRc1,

M2b

markers:

CD86,

FCGR1

B M2c

markers:

TGFB

⬆ HLA-DR in AD vs

C

⬆ HLA-DR in AD vs.

AD+DS (in grey and

white matter)

- Pattern of increases

in both M1 and M2

markers: IL6, IL-12,

IL-10, CHI3L1,

TGFB1 in AD vs. C

Wojtera,

2012 NR

AD:4

C: 2 NR NR NR

NIA-

Reagan

Criteria NR NR NR

Mixed:

cerebellum,

cerebral

cortex IHC

HLA-

DR

⬌ in HLA-DR/CD68

ratio between AD and

C (activation)

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43

Xiang, 2006

ADRC

of the

Mount

Sinai

School

of

Medicin

e

AD:

26

with

clinica

l

demen

tia

rating

0.5-5,

6

rated

5

(very

severe

)

C: 5

AD:

7/19 C:

0/5

AD:

88.7

C: 83.2 NR CERAD NR NR

AD:

4.2

C: 4.2

Entorhinal

cortex and

dorsal

hippocampus

(CA1

pyramidal cell

layer, DG

granule cell

layer and

upper

molecular

layer) IHC

HLA-

DR

Entorhinal cortex:

⬆ in grey and white

matter at CDR 5, in

grey matter only at

CDR 2

⬌ for CDR scores of

0.5 to 1 vs 0

Hippocampus :

⬆ in all regions for

CDR >2 vs 0, for

CA1 pyramidal layer

and upper molecular

layer for CDR 1 and

for the upper

molecular layer only

for CDR 0.5

- HLA-DR score

correlates with plaque

and tangle scores in

various regions

Table 2-1: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Average (Avg), Banner Sun Health Research Institute (BSHRI), Brodmann area (BA), Chitinase 3-like

(CHI3L), Cluster of differentiation (CD), Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Cornu

ammonis (CA), Dentate gyrus (DG), Global deterioration scores (GDS), High pathology control (HPC), Human leukocyte antigen

(HLA), Hours (h), Immunohistochemistry (IHC), Interleukin (IL), Mannose receptor (MRc), Medical Research Council (MRC),

Neurofibrillary tangles (NFT), National Institute on Aging (NIA), Netherlands Brain Bank (NBB), Not reported (NR), Post-mortem

interval (PMI), Polymerase chain reaction based assays (PCR), Triggering receptor expressed on myeloid cells 2 (TREM2)

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44

2.4.2 Ionized calcium-binding adaptor molecule 1 (Iba1)

Iba1 is a cytoplasmic protein expressed in monocyte lineage cells, and in the brain, is primarily

restricted to microglia.190 Although its expression is thought to increase with microglial

activation191, where it may be involved in membrane ruffling and phagocytosis192, it is

considered a marker of all microglia, rather than an activated subset.193 Twenty papers

quantitatively compared Iba1 between AD and control post-mortem human brains (Table 2-2).

Ten studies identified increases in Iba1 cell counts, staining intensity or expression in AD

compared to control samples in at least one brain region153, 194-201, while ten identified no

difference from controls165, 187, 202-209 and five reported lower Iba1 in AD than controls165, 187, 189,

208, 209 in at least one of the regions measured.

The results of studies measuring Iba1 are relatively heterogeneous. Higher Iba1 was noted in the

AD frontal cortex in four studies153, 196, 197, 201, but was the same as control in three others165, 203,

207 and lower in the white matter of the frontal lobe in one study.165 Iba1 positive cell density205

and gene expression207 was the same in AD and control in the temporal cortex in two studies, but

greater by Western or immunocytochemistry in three other studies.153, 194, 199 Similarly, while

Iba1 was higher in AD than control in the hippocampus in three studies153, 195, 200, it was

unchanged in five studies165, 202, 204, 206, 208, 209 and reduced in one study. 209 Iba1 was higher in the

entorhinal cortex153, 195 and inferior parietal cortex198 in AD compared to control, however this is

based off a limited number of studies. All but one of the ten studies that identified increases in

Iba1 in AD used expression based assays. The remaining positive study quantified plaque

associated microglia.153 In contrast, six of the ten null studies used cell counting, two of which

used stereology, the gold standard for quantifying cells without bias. Expression-based assays

like qPCR, Western blot, or intensity of immunohistochemistry staining indicate the amount of

Iba1 in a sample. An increase could reflect a change in cell numbers, cell size or function, as

Iba1 expression is thought to increase with microglial activation. In contrast, the studies using

cell counting for Iba1, which is expressed by all microglia191, 210, assess the absolute number of

microglia in the samples. The discrepancy between the studies using expression-based assays

and those that used cell counting suggests that Iba1 expression, and thus microglial activation,

increases in AD without affecting the absolute number of microglia.

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45

Table 2-2: Iba1

First

Author Brain bank n Sex Age

AD

Geneti

c Risk

Factors

AD

Histologicall

y Confirmed

and criteria

Braak

stage

C history

of

neurolog

ical or

psychiatr

ic

disease

PMI

(h)

Brain

Region

Techniq

ue Marker

Direction of

results

Bachstett

er, 2015

University

of Kentucky

Alzheimer's

Disease

Center

AD:7

C: 9

AD:

4/3

C:

6/3

AD: 77

C: 86

AD:

N/A: 2

4/4: 1

3/4: 2

C:

3/4: 1 CERAD

AD:

~VI

C: ~II NR

AD:

4.2 C:

2.4

Hippocampu

s: CA1,

CA2/3,

CA4, DG,

subiculum

and adjacent

white

matter.

Morphology

assessed in

the CA1

only IHC Iba1

⬌Iba1 staining

or cell counts in

any hippocampal

area

⬌ in CA1 Iba1+

microglial

morphology

Griciuc,

2013

Massachuset

ts

ADRC

AD: 25

C: 15

AD:

7/18

C:

6/9

AD:

79.2

C: 79.9

APOE

carrier:

AD: 18

(8

homoz

ygous)

C: 5 (0

homoz

ygous)

NIA-Reagan

Institute

Criteria NR NR

AD: 17

C: 29

Frontal

cortex

IHC

(stereolo

gy),

Western Iba1

⬌ Iba1+

microglia (data

not shown)

⬌ Iba1 protein

(non-significant

increase)

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46

Magistri,

2015 BSHRI

AD: 4

C: 4

AD:

1/4

C:

2/2

AD:

83.75

(not

exact,

one

age

just

listed

>90)

C: 83.5

AD: all

APOE

3/3 C:

APOE

2/3: 2

APOE

3/3: 1

NR: 1

NIA-Reagan

Criteria

AD:

V: 1

VI: 3

C:

I: 1

II: 3 NR

AD:

2.5 C:

2.5

Hippocampu

s

RNA seq

(gene

expressi

on) Iba1 ⬌

Nielsen,

2013 NBB

AD: 4

C: 5

AD:

1/3

C:

1/4

AD:

76.3

C: 77.6 NR Yes

AD:

III: 1

IV: 2

V: 1

C:

0: 1

I: 3

II: 1 NR

AD:

6.3

C: 6.1

Entorhinal

cortex,

hippocampu

s IHC Iba1 ⬆

Dal

Bianco,

2008 NR

AD: 9

C: 15

AD:

0/9

C:

13/2

AD: 81

C: 70 NR

Braak,

CERAD

AD:

IV: 2

V: 4

VI: 3

No

neurolog

ical

disease

or brain

lesions NR

Cortical

areas of the

temporal

lobe,

including

entorhinal

cortex,

hippocampu

s and

temporal

cortex

Immuno

cytoche

mistry AIF-1

⬆ AIF-1 near

plaque only

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47

Davies,

2016

New South

Wales Brain

Bank

AD: 7

C: 5

AD:

3/4

C:

2/3

AD:

83.6

C: 83.0 NR

Braak,

CERAD,

National

Institute on

Aging-

Alzheimer's

Association

Guidelines

for

Neuropathol

ogical

Assessment

of AD

AD:

V: 3

VI: 4

C:

0: 4

I: 1

No co-

existing

patholog

y

AD:

12.3

C: 15.4

Cingulate

cortex,

inferior

temporal

cortex IHC Iba1

⬌ cell density

⬆ microglia with

dystrophic

morphology,

activated

morphology

(lower

ramification)

Satoh,

2015 NR

: AD: 7

C: 14

AD:

5/5

C:

6/5

AD: 70

C: 75 NR

Braak,

CERAD

AD:

VI: 10

4 died of

non-

neurolog

ical

causes, 3

with

Parkinso

n's, 4

ALS NR

Frontal

cortex

IHC,

qPCR Iba1

PCR: ⬆

IHC: ⬌

Tang,

2008

University

of Kentucky

Alzheimer's

Disease

Center

Autopsy

Program

AD: 10

C: 10

AD:

5/5

C:

6/4

AD:

82.1

C: 82.7 NR

NIA-Reagan

Criteria

AD:

VI: 6

C: I-

III,

(avg

1.6)

No

neuropat

hology

AD:

26.2 C:

6.2

Inferior

parietal

cortex Western Iba1 ⬆

Ekonom

ou, 2015

United

Kingdom

MRC

Cognitive

Function

and Ageing

Study

AD: 13

C: 15

14/28

(both

AD

and

C)

Whole

sample

: 84.8 NR Braak

Whole

sample

:

0-II: 12

III-IV:

11

V-VI:

5

No

neurolog

ical

disease

All

within

17.5 -

25.0

Hippocampu

s DG IHC Iba1

⬌ between AD

and C

⬆ in Braak stage

3-4 than 0-2 or 5-

6

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48

Korvatsk

a, 2015

University

of

Washington

Neuropathol

ogy Core

Brain Bank

AD

(norma

l

TREM

2): 6

AD

(with

TREM

2

R47H

variant

): 7 C:

3 NR

Whole

sample

: 84.9 NR CERAD

AD:

III: 1

V: 4

VI: 1

AD

R47H:

V: 6

VI: 1

C:

0: 1

I: 1

III: 1

NR, One

C

CERAD

score A

and one

B

All avg

4.5

Frontal

Lobe: grey

and white

matter

Hippocampu

s: CA1,

hilus,

parahippoca

mpal gyrus

and white

matter IHC Iba1

⬇ staining in

hippocampus and

frontal lobe white

matter

⬌ staining in

hilus, CA1,

parahippocampal

gyrus or frontal

lobe grey matter

⬌ counts in

frontal lobe grey

matter or

activated counts

in hippocampus

white matter in

AD, though ⬇ in

R47H

Lastres-

Becker,

2014

Banco de

Tejidos de la

Fundacion

CIEN

AD: 4

C: 4 NR

AD:73

-90

C:78-

90 NR Braak

AD: II-

IV

No

neuropsy

chiatric

disease

or

neuropat

hology

All

within

5hr

Hippocampu

s

IHC,

immuno

blot Iba1 ⬆

Lee,

2016

OPTIMA

and

Newcastle

Brain Tissue

Resource

(NBTR)

AD: 12

C: 11

AD:

7/5

C:

6/5

AD:

73.1

C: 81.1 NR

Braak,

CERAD

AD: V-

VI

C: I-II NR

AD:

61.2

C: 41.5

prefrontal

(BA9) and

temporal

(BA22)

cortices PCR Iba1 ⬌

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49

Lue,

2015 BSHRI

AD: 11

C: 11

HPC:

11

AD:

6/5

C:

7/4

HPC:

3/8

AD:

82.4

C: 85.4

HPC:

86.5

APOE

4

Carrier

s:

AD:

5/6

C: 1/10

HPC:

2/9

Braak,

CERAD

AD:

Avg

5.2 C:

Avg

2.8

HPC:

Avg

2.9 NR NR

Middle

temporal

cortices Western Iba1

⬆ than C and

HPC

Marlatt,

2014

Netherlands

Brain Bank

AD: 8

C: 8

AD:4

/4

C:4/4

AD:81

C: 80 NR Braak

AD:

Avg

4.8 C:

Avg

1.4 NR

All

within

5-7

Hippocampu

s (CA1/2,

CA3,

DG/SCZ,

Hilus) IHC Iba1

⬌ in cell number

or in morphology

Minett,

2016

Medical

Research

Council

Cognitive

Function

and

Ageing

Study - six

centres in

UK

AD: 83

C: 130

AD:

64/53

C:

51/66

AD: 89

C: 84 NR CERAD NR NR NR

Middle

frontal gyrus

(BA9) IHC Iba1

⬇ Iba1

No association

with cognition

(MMSE), positive

association with

AD pathology

(plaques, tangles)

Rangaraj

u, 2015

Emory

ADRC

Neuropathol

ogy Core,

Atlanta

AD: 10

C: 10

AD:

6/4

C:

6/4

AD:71.

5 C:

71.5

APOE:

AD: 8

with

APOE

4 (3

homoz

ygous)

C: 1

APOE

4 (0

homoz

ygous Yes

AD:

All VI

C: 0 NR NR

Frontal

cortex IHC Iba1

⬆ Iba1 staining

density, p=0.06

for staining

intensity

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50

Rivera,

2005

KPBBB,

University

Medical

Center

Braak

stage

0-1:

12,

2-3: 12

4-5: 12

6: 9

Braa

k

stage

:

0-1:

6/6

2-3:

5/7

4-5:

3/9

6:

0/9

Braak

stage:

0-1:

74.4

2-3:

81.1

4-5:

82.1

6: 71.8

APOE

4/4:

Braak

stage

0-1: 1

2-3: 4

4-5: 5

6: 0

Braak, NIA-

Reagan

Criteria

AD: II-

VI

C: 0-I NR

All

<16 h

Anterior

frontal

cortex PCR

AIF1

IBA1 ⬆

Sanchez-

Mejias,

2016

Tissue bank

at Fundación

CIEN

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17

Braa

k

stage

0:

5/3

II:

7/13

III-

IV:

4/5

V-

VI:

7/11

Braak

stage

0: 19

II: 78

III-IV:

80

V-VI:

79 NR

Braak

Braak V-VI

clinically

classified as

AD, Braak

II age -

matched and

used as C

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17 NR

Braak

stage

0: 8

II: 7

III-IV:

6

V-VI:

8

Hippocampu

s CA1,

CA3,

parahippoca

mpal gyrus

IHC,

PCR Iba1

PCR:

⬌ Iba1

IHC:

⬇ in DG and CA3

⬌CA1 and

parahippocampal

gyrus

-More activated

morphology

More activated

morphology

Serrano-

Pozo,

2013

Massachuset

ts ADRC

Brain Bank

AD: 40

C: 32

AD:

14/26

C:

13/19

AD:

81.3 C:

77.6

APOE

4:

AD:

21/40

C: 5/27

NIA -

Reagan

Criteria NR

No

clinical

history

of

neurolog

ical

disorders

, no

neurodeg

enerative

disease

patholog

y

AD:

18.0 C:

14.1

Temporal

polar

association

cortex (BA

38)

IHC,

stereolog

y Iba1

⬌ Total

microglia

⬇IBA1+/MHC2-

microglia

⬆IBA1-/MHC2+

microglia

⬌IBA1+/MHC2

+ microglia

⬆ IBA1+/MHC2+

microglia in

APOE4+

⬌with microglia

by genotype

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51

Walker,

2015 BSHRI

AD: 30

C: 41

Whol

e

samp

le:

AD:

49/48

C:

50/46

Whole

sample

:

AD:

82.2 C:

84.9

APOE

4/4

genoty

pes

exclud

ed

NIA-Reagan

Criteria NR NR

Whole

sample

:

AD:

3.6 C:

4

Temporal

cortex Western Iba1

⬆ for CD33

rs3865444 allele

A/C genotype

⬌ for C/C and

A/A genotypes

Table 2-2: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Average (Avg), Banner Sun Health Research Institute (BSHRI), Brodmann area (BA), Cluster of

differentiation (CD), Centro Investigación Enfermedades Neurológicas (CIEN), Consortium to Establish a Registry for Alzheimer’s

Disease (CERAD), Control (C), Cornu ammonis (CA), Dentate gyrus (DG), High pathology control (HPC), Hours (h), Ionized

calcium-binding adapter molecule 1 (Iba1), Immunohistochemistry (IHC), Kathleen Price Bryan Brain Bank (KPBBB), Medical

Research Council (MRC), National Institute on Aging (NIA), Netherlands Brain Bank (NBB), Newcastle Brain Tissue Resource

(NBTR), Not reported (NR), Oxford Project to Investigate Memory and aging (OPTIMA), Post-mortem interval (PMI), Polymerase

chain reaction based assays (PCR), Ribonucleic acid (RNA), Sequencing (Seq), Triggering receptor expressed on myeloid cells 2

(TREM2)

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52

2.4.3 CD68

CD68 is a common marker for macrophage lineage cells, primarily localized to microglia within

the brain parenchyma, and perivascular macrophages in the cerebral blood vessels, and

occasionally, parenchyma211. Although there is some CD68 expression on resting microglia147, it

labels the lysosome and is therefore commonly considered a marker of activated phagocytic

microglia.193 Twenty-one studies were identified that compared CD68 between AD and control

post-mortem brain samples (Table 2-3). Twenty of these studies used immunohistochemistry to

visualize CD68 positive cells and measured cell counts or staining area, while one study

measured CD68 gene expression by qPCR. Seventeen identified an increase in CD68 expression,

staining or positive cell counts in AD relative to control samples in at least one region150, 151, 153,

161, 174, 189, 202, 209, 211-219, while four found no difference between AD and control184, 220-222, and

four reported no difference in at least one of the brain regions measured.153, 174, 202, 213

CD68 positive cell counts, staining area or gene expression were measured in the hippocampus

in eight studies: six identified higher levels in AD153, 202, 209, 211, 212, 219 and two identified no

differences.202, 220 CD68 was higher in AD than control in the frontal cortex in three studies151,

174, 215, though for white matter only in one of the studies.174 Elevations in CD68 were also

reported in the temporal cortex153, 161, the olfactory bulb213, the calcarine cortex202, 219, the

superior temporal sulcus216, the orbitofrontal cortex219, parahippocampal gyrus209 and temporal

association isocortex.217 No difference between AD and control was reported in the caudate

nucleus221, combined cerebellum and cerebral cortex184, mediodorsal nucleus of the thalamus221,

the middle frontal gyrus.189 CD68 immunoreactivity appears to increase with age in control

subjects, but decreases with age in patients with AD161. It also increases with APOE ε4

genotype189. Characteristics of AD and control groups could therefore contribute to between

study variability. On balance, CD68 appears to be increased in the brains of patients with AD,

though there is some variation between studies and brain regions.

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53

Table 2-3: CD68

First

Author

Brain

bank n Sex Age

AD

Geneti

c Risk

Factor

s

AD

Histologicall

y Confirmed

and criteria

Braak

stage

C history of

neurological or

psychiatric

disease

PMI

(h) Brain Region

Techniq

ue Direction of results

Alvarez,

2015 NR

AD: 24

(for

cortex

and

CA1)

ADaβ-:

5

Control

: 24 (16

for

cortex

and

CA1) NR

AD:

70-86

ADaβ

-: 70-

76

Contr

ol:

70-86 NR

Braak,

CERAD

Adaβ- group

had no aβ

pathology AD: V-VI

No mental

disorder NR

Cerebellar

cortex and

hippocampus

white matter

molecular

layer,

Purkinje cell

layer, granule

cell layer,

white matter

core of the

folium,

central white

matter, layer

V of the

cortex and

CA1 IHC

⬌ between AD,

Adaβ-, and control

Arnold,

1998

Universi

ty of

Pennsylv

ania

Alzheim

er

Disease

Center

Core

AD: 10

C: 14

AD:

5/5

C: 6/8

AD:

81.8

C:

75.3 NR

Khachaturia

n NR

No major

psychiatric

illness, no

neuropathologic

abnormality

excep 1 patient

with lacunar

infarct, one with

small temporal

contusions

AD:

9.8

C:

11.4

Calcarine

cortex

(BA17),

enthorinal

cortex (BA

28)

hippocampus

CA1,

midfrontal

cortex (BA9

and 46)

orbitofrontal

cortex

(BA11),

subiculum IHC ⬆ in all regions

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54

Arnold,

2000

AD and

FTD

from:

Universi

ty of

Pennsylv

ania’s

Alzheim

er

Disease

Center

Core

AD: 10

C: 10

AD:5/

5 C:

4/6

AD:

81.8

C:

76.1 NR Yes NR

No history of

major

neurological or

psychiatric

disorder, no

neuropathologic

abnormalities

relevant to mental

status

AD:

9.8

C:

11.6

Calcarine

cortex, frontal

lobe,

hippocampus IHC

⬆ (not compared

statistically)

Bachstette

r, 2015

Universi

ty of

Kentuck

y

Alzheim

er's

Disease

Center

AD:7

C: 9

AD:

4/3

C: 6/3

AD:

77

C: 86

AD:

N/A: 2

4/4: 1

3/4: 2

C:

3/4: 1 CERAD

AD:

Median VI

C: Median

II NR

AD:

4.2

C:

2.4

Hippocampus:

CA1, CA2/3,

CA4, DG,

subiculum

and adjacent

white matter.

Morphology

assessed in

the CA1 only IHC

⬆ CD68 staining in

subiculum, CA1,

DG, and mean of

hippocampal

regions

⬌ in CA2/3, CA4

or white matter

⬌ in CD68+

amoeboid in any

region except ⬆ DG

Dal

Bianco,

2008 NR

AD: 9

C: 15

AD:

0/9 C:

13/2

AD:

81

C: 70 NR

Braak,

CERAD

AD:

IV: 2

V: 4

VI: 3

No neurological

disease or brain

lesions NR

Cortical

areas of the

temporal lobe,

including

entorhinal

cortex,

hippocampus

and temporal

cortex

Immuno

cytoche

mistry

⬆ CD68 near

plaque only

DeLuca,

2015

Oxford

Brain

Bank

AD: 4

C: 8

AD:

3/1 C:

5/3

AD:

76.3

C:

63.0 NR NR

AD: V or

VI

No neurological

disease NR

Olfactory

bulb/tract IHC

⬆ in parenchyma

and meninges

⬌ perivascular

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55

Doorn,

2014

NBB or

Departm

ent of

Patholog

y, Vrije

Universi

teit,

Universi

ty

Medical

Center in

Amsterd

am, The

Netherla

nds

AD: 8

C:11

AD:

3/5

C: 5/6

AD:

74.5

C: 84 NR Braak

NFT

AD: IV-VI

C: 0-III

Amyloid:

AD:

C: 7

B: 1 C:

0:4

A: 3

B: 3

C: 1

Without

neurological or

psychiatric

diseases

AD:

6.2

C:

5.9

Olfactory

bulb IHC

⬆ amoeboid

microglia

⬌ ramified

Falke,

2000

Universi

ty of

Pennsylv

ania

ARDC

AD: 12

C: 11

AD:

2/10

C: 7/4

AD:

79.4

C:

77.6 NR NR NR

No

neuropsychiatric

disease - 3

control subjects

had abnormality

at autopsy

(hemorrhageic

microinfarct,

bilateral

contusion,

adenocarcinoma

metastisis).

1 AD subject had

microinfarct, all

had aβ plaques

and NFT

AD:

10.9

C:

12.4

Caudate

Nucleus (6

AD, 7

Control),

mediodorsal

nucleus of the

thalamus (12

AD, 10

Control) IHC

⬌ in Caudate

Nucleus

⬌ in Mediodorsal

nucleaus of the

thalamus (p=0.06)

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56

Fiala,

2002

UCLA

ADRC

Brain

Bank

AD: 8

C: 5 NR

AD:

77.6

C:

74.6 NR

Yes

One patient

with

vascular

dementia not

excluded NR

No

neuropathological

findings

All

5-6 h

Mix of areas

(different for

different

cases):

hippocampus,

frontal lobe

(mix of left

and right),

superior

temporal lobe IHC

⬆ CD68 staining in

AD than C

Hoozeman

s, 2005 NBB

Braak

stage

0: 5,

I-II: 16,

III-IV:

10,

V-VI:

9

Braak

stage

0: 3/2

I-II:

6/10

III-IV:

0/10

V-VI:

3/6

Braak

stage

0: 62

I-II:

83

III-

IV:

89

V-VI:

76 NR Braak

Subjects

vary from

0-VI (not

divided

into C and

AD) NR

Braa

k

stage

0: 8

I-II:

7.5

III-

IV:

6.5

V-

VI: 5

Temporal

cortex IHC

⬆ with increasing

Braak NFT or

plaque stage

(p<0.05 for trend),

significant for NFT

group V-VI vs 0

Hoozeman

s, 2011

Netherla

nds

Brain

Bank

AD: 19

C:19

AD:

3/16

C:

8/11

AD:

83.5,

C:

76.8

APOE

4:

AD:

12 C:

8 Braak

AD:

avg IV

C: avg I NR

AD:

5.1

C:

8.6

Mid-temporal

cortex IHC

⬆ in AD patients

younger than 80

compared to those

older than 80

Hultman,

2013

KPBBB,

Duke

Universi

ty,

North

Carolina

AD: 36

C: 22

AD:

13/23

C:

10/12

AD:

76.9

C:

79.1

APOE

4

Carrier

s:

AD:

14 C:

0

CERAD,

NIA-Reagan

Criteria

AD:

III: 11

IV: 3

V: 13

VI: 9

C:

I: 18

II: 3

III: 1

NR, some cases

and Cs had mild

to severe

atherosclerosis

AD:

9.2

C:

7.7

Frontal cortex

- perivascular IHC ⬆

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57

Kellner,

2009 NR

AD: 48

C: 48

AD:

19/29

C:

24/24

AD:

80.3

C:

77.5 NR

Braak,

CERAD

AD:

II-VI

(38>4) C:

I-III (45 =

0) NR NR

Entorhinal,

frontal cortex,

temporal

cortex IHC ⬆

Lue, 2001 BSHRI

AD: 16

C: 21 NR NR NR NR NR NR

All

avg

3.1

Mixed: corpus

callosum,

superior and

middle frontal

gyri of the

right

hemisphere IHC ⬌

Minett,

2016

Medical

Research

Council

Cognitiv

e

Function

and

Ageing

Study -

six

centres

in UK

AD: 83

C: 130

AD:

64/53

C:

51/66

AD:

89

C: 84 NR CERAD NR NR NR

Middle frontal

gyrus (BA9) IHC

Negative

correlation with

cognition (MMSE),

positively with AD

pathology (plaques,

tangles)

Perez-

Nievas,

2013

Massach

usetts

General

Hospital,

Mayo

Clinic

and

Universi

ty of

Pittsburg

h ADRC

Brain

Banks

AD:15

LPC:

15

IPC: 12

HPC: 8 NR

AD:

87.2

LPC:

84.4

IPC:

89.8

HPC:

88.4 NR

Braak,

CERAD NR NR NR

Superior

temporal

sulcus IHC

⬆ in AD vs LPC,

IPC and HPC

⬌ in IPC or HPC

vs. C

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58

Rezaie,

2005

MRC

London

Neurode

generati

ve

Diseases

Brain

Bank

AD: 10

C: 10

AD:

4/6

C:7/3

AD:

79.3

C:

70.2

Not

reporte

d CERAD NR

No history of

neurological

disease or

neuropathology

AD:

20.9,

C:

43.2

Frontal blocks

included

agranular-

intermediate

frontal cortex

(BA 6/8),

cingulate

cortex (BA

24/32)

Occipital

blocks

included the

calcarine

sulcus (BA

17) and striate

cortex) IHC

⬆ in frontal white

matter, occipital

white matter,

plaque associated

frontal grey matter,

plaque associated

occipital grey

matter

⬌ frontal grey

matter, or occipital

grey matter.

Sanchez-

Mejias,

2016

Tissue

bank at

Fundaci

ón CIEN

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17

Braak

stage

0: 5/3

II:

7/13

III-IV:

4/5

V-VI:

7/11

Braak

stage

0: 19

II: 78

III-

IV:

80

V-VI:

79 NR

Braak

Braak V-VI

clinically

classified as

AD, Braak II

age -

matched and

used as C

Braak

stage

0: 8

II: 13

III-IV: 9

V-VI: 17 NR

Braa

k

stage

0: 8

II: 7

III-

IV: 6

V-

VI: 8

Hippocampus

CA1, CA3,

parahippocam

pal gyrus PCR

⬆ with increasing

Braak stage Braak

stage V-VI had

clinical AD and

were compared to

stage II Cs

Serrano-

Pozo,

2011

Massach

usetts

ADRC

Brain

Bank

AD: 91

C: 15

AD:

33/58

C:

5/10

AD:

79.0

C:

79.9

E4

carrier

s

AD:

59/32

C:

4/11

NIA-Reagan

Criteria NR

NR, 10/15 had

some plaque

burden

AD:

13.9

C:

22.3

Temporal

association

isocortex (BA

38)

IHC,

stereolog

y

⬆ with increasing

disease stage and

NFT, no

correlation with

amyloid burden

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59

Van

Everbroec

k, 2002 NR

AD: 21

C: 40 NR NR NR Yes NR

NR, 14 cases/Cs

suffered from

inflammatory

conditions NR

Mixed:

Cerebellum

(when

available),

frontal,

occipital and

temporal

cortices IHC ⬆

Wojtera,

2012 NR

AD:4

C: 2

AD:4

C: 2 NR NR

NIA-Reagan

Criteria NR NR NR

Mixed:

cerebellum,

cerebral

cortex IHC

⬌ microglia

number

⬌ cortex and

cerebellum

⬌ in HLA-

DR/CD68 ratio

between AD and

control (activation)

Table 2-3: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Average (Avg), Banner Sun Health Research Institute (BSHRI), Brodmann area (BA), Cluster of

differentiation (CD), Centro Investigación Enfermedades Neurológicas (CIEN), Consortium to Establish a Registry for Alzheimer’s

Disease (CERAD), Control (C), Cornu ammonis (CA), Dentate gyrus (DG), High pathology control (HPC), Human leukocyte antigen

(HLA), Hours (h), Immunohistochemistry (IHC), Intermediate pathology control (IPC), Kathleen Price Bryan Brain Bank (KPBBB),

Low pathology control (LPC), Medical Research Council (MRC), Neurofibrillary tangles (NFT), National Institute on Aging (NIA),

Netherlands Brain Bank (NBB), Not reported (NR), Post-mortem interval (PMI), Polymerase chain reaction based assays (PCR),

University of California Los Angeles (UCLA)

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60

2.4.4 CD11b

CD11b forms part of complement receptor 3 that aids in the recognition and phagocytosis of

antigens, including amyloid-β223. Like Iba1, CD11b is expressed by both resting and activated

microglia, though it too is inducible with activation147. Six studies were identified that compared

CD11b between AD and control post-mortem human brain samples (Table 2-4). Two papers

reported an increase in CD11b148, 171, while 3 reported no differences between AD and

control.207, 209, 224

Like Iba1, the results of studies measuring CD11b in AD and control post-mortem human brain

samples are heterogeneous. Of two studies in the hippocampus, one identified an increase in

CD11b gene expression171, while the other identified no difference in expression between AD

and controls.209 Similarly, Akiyama et al reported an increase in CD11b positive cells in the

temporal lobe of AD cases207, while Lee and others found no difference in gene expression

relative to controls in the same region.207 Two studies that compared CD11b gene expression in

the prefrontal cortex identified no difference between AD and control.224 Interestingly, two of the

studies that identified increases in CD11b also measured MHCII, and both reported greater

increases in MHC II than CD11b in the AD brain.148, 171 Based on these studies, CD11b does not

appear to be consistently increased in the AD brain.

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61

Table 2-4: CD11b

First

Author

Brain

bank n Sex Age

AD

Geneti

c Risk

Factors

AD

Histologicall

y Confirmed

and criteria

Braak

stage

C history of

neurological or

psychiatric

disease

PMI

(h) Brain Region

Techniq

ue

Direction of

results

Akiyama

, 1990 NR

AD: 9

C: 6

AD: 77

C: 69 NR NR NR NR

No neurological

disease

All

withi

n 2-

12 h Temporal lobe IHC

⬆, less

pronounced

increase than

HLA-DR

Lee,

2016

OPTIM

A and

NBTR

AD: 12

C: 11

AD:

7/5

C: 6/5

AD:

73.1

C:

81.1 NR

Braak,

CERAD

AD: V-VI

C: I-II NR

AD:

61.2

C:

41.5

prefrontal

(BA9) and

temporal

(BA22)

cortices PCR ⬌

McGeer,

2000

Patholog

y

Departm

ent of

the

Universit

y

of

British

Columbi

a NR NR NR NR NR NR NR NR Hippocampus PCR

⬆, less pronounce

increased than

HLA-DR

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62

Sanchez-

Mejias,

2016

Tissue

bank at

Fundació

n CIEN

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17

Braak

stage

0: 5/3

II: 7/13

III-IV:

4/5

V-VI:

7/11

Braa

k

stage

0: 19

II: 78

III-

IV:

80

V-

VI:

79 NR

Braak V-VI

clinically

classified as

AD, Braak

II age -

matched and

used as C

Braak

stage

0: 8

II: 13

III-IV: 9

V-VI: 17 NR

Braa

k

stage

0: 8

II: 7

III-

IV: 6

V-

VI: 8

Hippocampus

CA1, CA3,

parahippocam

pal gyrus PCR

⬌ CD11b,

CD33, Iba1,

TREM2

⬆ CD45, CD68

for stages V-VI

IHC:

⬇ area V-VI DG

and CA3

More activated

morphology

Shan,

2012 NBB

7 per

Braak

stage

(49

total)

Braak

stage:

0: 4/3

1: 3/4

2: 3/4

3: 3/4

4: 3/4

5: 4/3

6: 3/4

Braa

k

stage:

0:

70.6

1:

80.3

2:

76.7

3: 85

4:

82.3

5:

74.3

6:

70.3 NR Yes

AD: 5-6

C 0-1

No history of

neurological

and/or psychiatric

disorders

Braa

k

stage:

0: 6.8

I: 6

II:

7.3

III: 6

IV:

5.1

V:

5.6

VI:

4.7

Prefrontal

cortex PCR

⬌with increasing

Braak stage

Braak stage V-VI

had clinical AD

and were

compared to stage

II Cs

Table 2-4: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Brodmann area (BA), Cluster of differentiation

(CD), Centro Investigación Enfermedades Neurológicas (CIEN), Consortium to Establish a Registry for Alzheimer’s Disease

(CERAD), Control (C), Cornu ammonis (CA), Harvard Brain Tissue Resource Center (HBTRC, Human leukocyte antigen (HLA),

Hours (h), Netherlands Brain Bank (NBB), Newcastle Brain Tissue Resource (NBTR), Not reported (NR), Oxford Project to

Investigate Memory and aging (OPTIMA), Post-mortem interval (PMI), Polymerase chain reaction based assays (PCR), Triggering

receptor expressed on myeloid cells 2 (TREM2)

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63

2.4.5 CD45

CD45 is a cell surface antigen that is expressed on most hematopoietic lineage cells, where it is

involved in the regulation of numerous processes, including cell division and differentiation.

CD45 is expressed by both resting and activated microglia, but it does not appear to be inducible

with activation in humans.225 Six papers were identified that compared CD45 in AD and control

human brains (Table 2-5). Two used immunohistochemistry with cell counting, three measured

gene expression, and one used a combination of Western analysis and immunohistochemistry

with cell counting. Four studies reported higher CD45 in AD in at least one brain region148, 209,

226, 227, while two reported no difference relative to control204, 228 and one reported no difference

in at least one region.227

All three of the studies that used immunohistochemistry with cell counting reported an increase

in CD45 positive cells in AD patients in the temporal lobe148, midfrontal cortex226, frontal

cortex227, and hippocampus molecular and pyramidal layers227 respectively. In contrast, the

polymorphous layer of the hippocampus did not demonstrate increased CD45 positive cells.227

Studies using gene expression were more heterogeneous: Sanchez-Mejias et al detected higher

CD45 gene expression in the hippocampus and parahippocampal gyrus in AD209, while Magistri

and others identified no such increase in the hippocampus relative to controls204. No difference in

expression was also reported in the frontal cortex.228 The evidence suggests that there are more

CD45 positive cells in the brains of patients with AD, but that this is not necessarily

accompanied by increased CD45 gene expression.

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64

Table 2-5: CD45

First

Author

Brain

bank n Sex Age

AD

Geneti

c Risk

Factors

AD

Histologicall

y Confirmed

and criteria

Braak

stage

C history of

neurological or

psychiatric

disease

PMI

(h) Brain Region

Techniq

ue

Direction of

results

Akiyama

, 1990 NR

AD: 9

C: 6

AD: 77

C: 69 NR NR NR NR

No neurological

disease

All

withi

n 2-

12 h Temporal lobe IHC

⬆, less

pronounced

increase than

HLA-DR

Colton,

2006 KPBBB

AD: 47

C: 29

AD:

23/24

C:

12/17

AD:

77.8

C:78.

3

APOE

4:

AD: 27

C: 5 Braak

AD: IV- V

C: I NR

AD:

6.8

C:

9.1 Frontal lobe PCR ⬌

Magistri,

2015 BSHRI

AD: 4

C: 4

AD:

1/4 C:

2/2

AD:

83.75

(not

exact,

one

age

just

listed

>90)

C:

83.5

AD: all

APOE

3/3 C:

APOE

2/3: 2

APOE

3/3: 1

NR: 1

NIA-Reagan

Criteria

AD:

V: 1

VI: 3 C:

I: 1

II: 3 NR

AD:

2.5

C:

2.5 Hippocampus

RNA seq

(gene

expressi

on) ⬌

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65

Licastro,

1998

Tissue

bank of

the

ADRC

at the

Universit

y of

Californi

a San

Diego

AD: 18

C: 4

AD:

10/8 C:

2/2

AD:

80

C: 76

APOE:

AD:

3/4: 6

4/4: 2

C: NR

CERAD,

Khachaturia

n NR

No history or

histopathological

features of brain

disease

All

avg 6

Midfrontal

cortex IHC

⬆ both scattered

and clustered

cells

Masliah,

1991

ADRC

at the

Universit

y of

Californi

a

AD: 7

C: 5 NR

AD:

77

C: 73 NR Yes NR

Clinically and

histopathologicall

y free of

neurological

disease

AD:

5

C: 6

Frontal

cortex,

posterior

hippocampus

IHC,

Western

⬆ frontal cortex

hippocampus

molecular layer

and pyramidal

layer

⬌ hippocampus

stratus

polymorphous

Sanchez-

Mejias,

2016

Tissue

bank at

Fundació

n CIEN

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17

Braak

stage

0: 5/3

II: 7/13

III-IV:

4/5

V-VI:

7/11

Braa

k

stage

0: 19

II: 78

III-

IV:

80

V-

VI:

79 NR

Braak V-VI

clinically

classified as

AD, Braak

II age -

matched and

used as C

Braak

stage

0: 8

II: 13

III-IV: 9

V-VI: 17 NR

Braa

k

stage

0: 8

II: 7

III-

IV: 6

V-

VI: 8

Hippocampus

CA1, CA3,

parahippocam

pal gyrus PCR

⬆ with increasing

Braak stage

Braak stage V-VI

had clinical AD

and were

compared to

stage II Cs

Table 2-5: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Average (Avg), Banner Sun Health Research Institute (BSHRI), Centro Investigación Enfermedades

Neurológicas (CIEN), Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Cornu ammonis (CA),

Human leukocyte antigen (HLA), Hours (h), Immunohistochemistry (IHC), Kathleen Price Bryan Brain Bank (KPBBB), National

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66

Institute on Aging (NIA), Not reported (NR), Post-mortem interval (PMI), Polymerase chain reaction based assays (PCR),

Ribonucleic acid (RNA), Sequencing (Seq)

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67

2.4.6 Ferritin

Iron is stored in the brain as heavy (H) or light (L) subunits. Neurons and other cells primarily

contain H ferritin, which is the less reactive form, whereas glial cells contain the L subunit,

which can be used to generate free radicals as part of the inflammatory response229, 230. Although

not specific to microglial cells, ferritin immunohistochemistry combined with morphological

identification can be used to visualize these cells in the central nervous system, and increases in

ferritin levels with inflammation are thought to be caused by increases in microglial number and

activation. Seven papers measured ferritin in post-mortem human brain samples from patients

with AD and controls (Table 2-6). Five of these papers identified greater levels of ferritin,

ferritin positive microglia or microglia associated plaques in AD in at least one of the brain

regions measured229, 231-234, while two found no difference in cell counts relative to control166, 184,

and one identified no change in ferritin associated plaques in one region and a decrease in

another233.

Three papers that measured ferritin positive cell counts or protein levels in the hippocampus

identified higher levels in AD 229, 232, 234, while one that combined counts from the hippocampus

with the amygdala, superior frontal gyrus, and the superior, middle and inferior temporal gyri

found no significant difference relative to control, though a non-significant increase was

noted166. Higher ferritin positive microglia was also reported in AD relative to control in the

amygdala, entorhinal cortex, frontal, occipital, parietal and temporal neocortices232. No

difference between AD and control was reported in one study that counted microglia over 12

slices of combined cerebellum and cerebral cortex184.

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68

Table 2-6: Ferritin

First

Author

Brain

bank n Sex Age

AD

Geneti

c Risk

Factor

s

AD

Histological

ly

Confirmed

and criteria

Braa

k

stage

C history of

neurological or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction

of results

Kwiatek-

Majkusia

k, 2015

Mayo

Clinic

Florida

Brain

Bank

AD: 10

C: 20

AD:

6/4

C:

9/11

AD:

75.6

C: 72.6 NR Yes

AD:

5.3

No

neurodegenerati

ve disorders NR

Hippocampus

CA1, CA2,

CA4,

subiculum ELISA L-ferritin ⬆

DiPatre,

1997 NR

AD: 9

Age-

matche

d Cs: 9

Young

Cs: 8 NR

AD: 72

Age-

matche

d Cs:

73

Young

Cs: 38 NR CERAD NR

No

neuropathologic

al abnormality

NR but

did not

vary

betwee

n

groups

Entorhinal

cortex,

hippocampus

(CA1, CA2,

CA3, CA4,

DG, subiculum

separately) IHC Ferritin

⬆ in all

areas

Fukumoto

, 1996 NR

AD: 10

C: 26 NR NR NR

Khachaturia

n NR

NR, Cs had

neocortical

senile plaques NR

Occipital (BA

18), superior

frontal (BA 8

or 9) and

medial

temporal (BA

20, at the level

of the

entorhinal

cortex and IHC Ferritin

Plaques

associate

d with

microglia

:

uncored

plaques,

frontal

cortex

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69

hippocampus)

neocortices

⬇ or ⬌

uncored

plaques

temporal,

occipital

cortices

⬇ or ⬌

cored

plaques

in frontal,

occipital

and

temporal

cortices

Lopes,

2008 BSHRI

AD:7

Young

Cs: 3

Aged

Cs: 7

HPC: 7

AD:

4/3

Youn

g Cs:

2/3

Aged

Cs:

6/1

HPC:

5/2

AD:

80.3

Young

Cs:

36.3

Aged

Cs:

80.0

HPC:

83.4 NR Yes NR NR

AD:

2.3

Young

Cs: 2.8

Aged

Cs: 2.5

HPC:

2.90

Amygdala,

hippocampus,

superior frontal

gyrus, superior,

middle, and

inferior

temporal gyri

IHC and

Morphometr

ic Analyses

Anti-

ferritin

Ferritin:

Dystrophi

c

microglia

⬆ vs all

other

groups

Mochizuk

i, 1996 NR

AD: 8

HPC: 4

AD:

5/3

HPC:

3/1

AD:

79.3

HPC:

73.3 NR Yes NR

No history of

neurological

and/or

psychiatric

disorders or AD

symptoms but

pathology meets

CERAD and

Khachaturian

criteria

AD:

5.6

C: 3.9

Amygdala,

entorhinal

cortex,

hippocampus

and frontal,

occipital,

parietal and

temporal

neocortices IHC Ferritin

⬆ total

microglia

⬌ in

percentag

e of

plaques

(diffuse

or non-

diffuse)

associate

d with

microglia

(p=0.055

and

0.052)

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70

Ohgami,

1991 NR

AD: 13

HPC:

23 NR

AD:

59.8

HPC:

72.7

NR,

but all

AD

cases

used

were

early

onset

(<65) Khachaturia

n NR

NR, Cs had

senile plaques NR

Mixed: frontal,

insular,

occipital,

parietal and

temporal

cortices and

parahippocamp

al gyrus IHC

L-

ferritin

(microgli

a

positive

senile

plaques)

microglia

associate

d diffuse

plaques

microglia

l

associate

d

classical

or

compact

plaques

Wojtera,

2012

Not

reporte

d

AD:4

C: 2 NR NR

NR NIA-Reagan

Criteria NR Not reported NR

Mixed:

cerebellum,

cerebral cortex IHC

Ferritin

between

cortex

and

cerebellu

m

Table 2-6: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Apolipoprotein E (APOE), Brodmann area (BA),

Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Cornu ammonis (CA Dentate gyrus (DG), High

pathology control (HPC), Hours (h), Immunohistochemistry (IHC, Not reported (NR), Post-mortem interval (PMI)

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71

2.4.7 CD33

CD33 is a myeloid cell surface marker that is involved in the regulation of the innate immune

system. In microglia, CD33 seems to regulate phagocytosis of amyloid-β, with a reduction in

CD33 associated with increased phagocytosis.203 Two polymorphisms in the CD33 gene have

recently been identified that modulate AD risk235, 236, with the protective allele associated with

reduced CD3365, 199, 203 and increased phagocytosis.65 Four papers were identified that used

qPCR, Western or immunohistochemistry to compare levels of CD33 in the brains of patients

with AD to controls, three of which reported elevations in AD, while one reported no change

(Table 2-7).

Higher expression of CD33 genes or of CD33 immunolabelled cells was noted in three studies in

the superior and middle temporal gyri, frontal cortex, and temporal cortex of patients with AD

relative to controls.199, 203, 237 In contrast, Sanchez-Mejias et al reported no difference in CD33

gene expression between patients with AD and controls in the hippocampus cornu ammonis

(CA)1, CA3 and parahippocampal gyrus.209 CD33 expression was shown to correlate with pan-

microglial markers Iba1 or CD11b, supporting its microglial localization199, 203, 237. As CD33

increases when adjusting for Iba1 in most of studies, it is likely a marker of microglial function

or activity, and not of the number of microglia. Though few studies are currently available, the

evidence indicates that CD33 is likely increased in the brains of patients with AD.

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72

Table 2-7: CD33

First

Author Brain bank n Sex Age

AD Genetic

Risk

Factors

AD

Histological

ly

Confirmed

and criteria

Braa

k

stage

C history

of

neurologic

al or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction of

results

Griciuc,

2013

Massachusetts

ADRC

AD:

25

C:

15

AD:

7/18

C:

6/9

AD:

79.2

C:

79.9

APOE

carrier: AD:

18 (8

homozygou

s) C: 5 (0

homozygou

s)

NIA-Reagan

Institute

Criteria NR NR

AD:

17 C:

29 Frontal cortex

IHC

(stereology

), PCR,

Western

CD33

⬆ protein,

mRNA,

CD33+

microglia

Malik,

2013

University of

Kentucky AD

Center

Neuropathology

Core

AD:

28

C:

27

AD:

12/1

6

C:

13/1

4 NR

CD33 SNPs

measures Yes NR NR NR

Superior/middl

e temporal gyri IHC, PCR

Ratio

CD33 to

mean of

microgli

al

referenc

e genes

⬆ gene

expression,

colocalizatio

n to

amoeboid

microglia

(non-

quantitative)

Sanche

z-

Mejias,

2016

Tissue bank at

Fundación CIEN

Braa

k

stage

0: 8

II:

13

III-

IV: 9

V-

VI:

17

Braa

k

stage

0:

5/3

II:

8/5

III-

IV:

4/5

V-

VI:

7/11

Braa

k

stage

0: 49

II:

78

III-

IV:

80

V-

VI:

79 NR

Braak

Braak V-VI

clinically

classified as

AD, Braak

II age -

matched and

used as

control

Braa

k

stage

0: 8

II:

13

III-

IV: 9

V-

VI:

17 NR

Braak

stage

0: 8

II: 7

III-IV:

6

V-VI:

8

Hippocampus

CA1, CA3,

parahippocamp

al gyrus PCR CD33 ⬌

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73

Walker,

2015

Arizona Study

of Aging and

Neurodegenerati

ve Disorders via

BSHRI

AD:

97

C:

96

AD:

49/4

8

C:

50/4

6

AD:

82.2

C:

84.9

APOE4

excluded

Various

genotypes

of CD33

rs386544

risk allele

(C/C, C/A,

A/A) Yes NR NR

For

overall

sampl

e:

AD:

3.6

C: 4.0

Temporal

cortex

Western

blot

PCR CD33

⬆ RNA

⬌ Protein

- Positive

correlation

between

CD33 and

Iba1

-

Colocalizati

on with

HLA-DR

Table 2-7: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Banner Sun Health Research Institute (BSHRI), Centro Investigación Enfermedades Neurológicas (CIEN),

Cluster of differentiation (CD), Control (C), Cornu ammonis (CA), Hours (h), Human leukocyte antigen (HLA), Ionized calcium-

binding adapter molecule 1 (Iba1), Immunohistochemistry (IHC), National Institute on Aging (NIA), Not reported (NR), Post-mortem

interval (PMI), Polymerase chain reaction based assays (PCR), Ribonucleic acid (RNA), Single nucleotide polymorphism (SNP)

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74

2.4.8 Triggering receptor expressed on myeloid cells 2 (TREM2)

TREM2 is a regulatory protein under the control of γ-secretase that controls TLR4 signalling. In

microglia, TREM2 seems to be important for microglial activation and phagocytosis of apoptotic

neurons.238 Polymorphisms in the R47H allele of the TREM2 gene have recently been identified

as a strong genetic risk factor for the development of AD64, though the actual impact of these

polymorphisms on microglial function remain unclear. Four papers were identified that

compared levels of TREM2 in the brains of patients with AD and controls (Table 2-8). Two

identified an increase of TREM2 in AD194, 239, while one reported no difference relative to

control209 and one reported opposing results for qPCR and Western analysis240.

Both papers that examined the temporal cortex identified an increase in TREM2, either for the

protein194, 239, staining intensity by IHC194 or gene expression.239 Roussos et al examined the

impact of R47H genotype on TREM2 mRNA and protein in the superior temporal gyrus240.

They also reported higher TREM2 gene expression in AD R47H carriers relative to controls and

no difference in TREM2 between AD non-carriers and control. Their protein measurements,

however, indicated decreased TREM2 in AD R47H carriers relative to controls with no

difference between AD non-carriers and control. The authors speculate that the discrepancy

between gene expression and protein quantity may be explained by increased immature TREM2

and increased degradation. In contrast, Sanchez-Mejias et al identified no difference in TREM2

gene expression relative to control in the hippocampus CA1, CA3 and the parahippocampal

gyrus. As with CD33, TREM2 expression is increased even when adjusting for Iba1239, so it can

be considered a marker of microglial function as opposed to number.

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75

Table 2-8: TREM2

First

Author

Brain

bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histological

ly

Confirmed

and criteria

Braak

stage

C history of

neurological

or psychiatric

disease

PMI

(h) Brain Region

Techniq

ue Marker

Direction

of results

Lue,

2015 BSHRI

AD: 11

C: 11

Possible

AD: 11

AD:

6/5 C:

7/4

Possibl

e AD:

3/8

AD:

82.4

C:

85.4

Possibl

e AD:

86.5

APOE 4

Carriers:

AD: 5/6

C: 1/10

Possible

AD: 2/9

Braak,

CERAD

AD:

Avg

5.2 C:

Avg

2.8

Possibl

e AD:

Avg

2.9 NR NR

Middle

temporal

cortex

IHC,

Western

Iba1

TREM2

DAP12

(TYROB

P)

Western:

TREM2

and

DAP12

than C

and HPC

IHCs: ⬆

intensity

of

TREM2

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76

Ma,

2016

Brain

Bank at

Mayo

Clinic,

Jacksonvil

le

AD: 33

C: 33

AD:

16/17

C:

15/18

AD:

72.7

C:

70.7

No risk

alleles for

APP,

PSEN or

TREM2

APOE4:

AD: 16/17

C: 15/ 18 Braak

AD:

>IV

C: <3

Most had

pathology

unrelated to

AD:

cerebrovascul

ar,

frontotempor

al dementia,

Lewy body

disease,

corticobasal

degeneration,

argyrophilic

grain disease,

multi-system

atrophy,

amyotrophic

lateral

sclerosis,

progressive

supranuclear

palsy NR

Temporal

cortex

PCR,

Western

Iba1

TREM2

TREM2

normaliz

ed to

Iba1

Rousso

s, 2014

Icahn

School of

Medicine

at Mount

Sinai and

the ADRC

Brain

Bank

AD

(genotype

difference

s): C/C:

16

C/T: 16

C: 16

AD:

C/C:

5/11

C/T:

5/11

C:

5/11

AD:

C/C:

83.0

C/T:

82.3

C:

82.6

APOE 4

and R47H

variant of

TREM2

significant

ly more

common

in cases

than Cs

Braak,

CERAD NR NR

AD:

C/C:

14.5

C/T:

13.9

C:

13.3

Superior

temporal

gyrus

PCR,

Western

TREM2

TYROBP

Gene

expressio

n:

TREM2

and

TYROBP

in AD

R47H

carriers

⬌ in AD

non

carriers

Protein

levels:

TREM2

in AD

R47H

carriers

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77

⬌ AD

non

carriers

TYROBP

in non-

carriers

⬌ in

carriers

Sanche

z-

Mejias,

2016

Tissue

bank at

Fundación

CIEN

Braak

stage

0: 8

II: 13

III-IV: 9

V-VI: 17

Braak

stage

0: 5/3

II:

7/13

III-IV:

4/5

V-VI:

7/11

Braak

stage

0: 19

II: 78

III-IV:

80

V-VI:

79 NR

Braak V-VI

clinically

classified as

AD, Braak

II age -

matched

and used as

C

Braak

stage

0: 8

II: 13

III-IV:

9

V-VI:

17 NR

Braa

k

stage

0: 8

II: 7

III-

IV:

6

V-

VI:

8

Hippocampus

CA1, CA3,

parahippocam

pal gyrus PCR TREM2

⬌stage

V-VI vs

II

Braak

stage V-

VI had

clinical

AD and

were

compared

to stage

II Cs

Table 2-8: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Amyloid precursor protein (APP), Apolipoprotein E (APOE), Average (Avg), Banner Sun Health Research Institute (BSHRI), Centro

Investigación Enfermedades Neurológicas (CIEN), Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control

(C), Cornu ammonis (CA), DNAX-activation protein 12 (DAP12), High pathology control (HPC), Hours (h), Ionized calcium-binding

adapter molecule 1 (Iba1), Immunohistochemistry (IHC), Not reported (NR), Post-mortem interval (PMI), Presenilin (PSEN),

Polymerase chain reaction based assays (PCR), Triggering receptor expressed on myeloid cells 2 (TREM2), TYRO protein tyrosine

kinase binding protein (TYROBP)

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78

2.4.9 CD11c

CD11c is a transmembrane protein expressed on the surface of various immune cells, including

microglia, macrophages and neutrophils. Four studies were identified that compared CD11c in

AD and control post-mortem brains, all of which used immunohistochemistry and reported

higher staining scores or cell counts in AD in at least one brain region148, 241-243 (Table 2-9).

Three studies examined CD11c in the hippocampus. Two reported higher levels of staining

quantified by a semi quantitative scoring system in AD in the CA1 and subiculum.241, 243,

however Paulus et al quantified CD11c by unbiased cell counts and identified no difference in

CA1 or the granular layer of the dentate gyrus relative to control.242 Elevated CD11c was also

reported in the temporal lobe148, frontal cortex242, entorhinal cortex243 and superior temporal

gyrus.241 No difference between AD and control was detected in the frontal white matter.242

Based on the limited number of studies, it appears that CD11c is increased in brain of patients

with AD relative to controls, however this may be influenced by differences in methodology

between the studies.

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79

Table 2-9: CD11c

First

author

Brain

bank n Sex Age

AD

Geneti

c Risk

Factor

s

AD

Histologicall

y Confirmed

Braa

k

stage

C history of

neurological or

psychiatric

disease

PM

I

(h)

Brain

Region

Techniqu

e

Marke

r

Direction of

results

Akiyama

, 1990 NR

AD: 9

C: 6

AD

: 77

C:

69 NR NR NR NR

No neurological

disease

2-

12

h

Temporal

lobe IHC

CD11

c

(Leu-

M5)

⬆ most

pronounced

difference

for HLA-

DR

Itoh,

1998

Yokufuka

i

Geriatric

Hospital

AD: 20

C: 20

Centenaria

n: 13 NR

AD: 80.9

C: 79.8

Centenaria

n: 101.5 NR CERAD NR

Other

neurological

diseases

excluded NR

Hippocampu

s (CA1 and

subiculum),

superior

temporal

gyrus IHC

CD11

c

(Ki-

M1P) ⬆

Paulus,

1993 NR

AD: 6

C: 6 NR

AD: 79.7

C: 67.9 NR

CERAD,

Khachaturia

n NR

No neurological

or

neuropathologic

al disorder

8-

48

CA1 sector

of the

hippocampu

s, granular

layer of the

DG,

fourth/fifth

frontal

neocortical

layers, IHC

CD11

c

(Ki-

M1P)

⬆ Frontal

cortex

⬌ White

matter and

hippocampu

s

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80

frontal white

matter

Yamada,

2001 NR

AD: 5

C: 5 NR

AD: 92.8

C: 93.4 NR NR NR NR NR

Entorhinal

cortex,

hippocampu

s (CA1,

subiculum) IHC

CD11

c (Ki-

M1P) ⬆

Table 2-9: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Cluster of differentiation (CD), Consortium to

Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Cornu ammonis (CA), Dentate gyrus (DG), Human leukocyte

antigen (HLA), Hours (h), Immunohistochemistry (IHC), Not reported (NR), Post-mortem interval (PMI), Polymerase chain reaction

based assays (PCR)

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81

2.4.10 IL-1α-expressing microglia

IL-1α is a proinflammatory cytokine that plays a central role in the induction of an immune

response. While IL-1α is not a microglia marker, three papers measuring it were included in this

review because they used immunohistochemistry and cell counting to examine IL-1α positive

microglia as an indication of activation (Table 2-10). All three papers are from the same research

group and reported higher IL-1α positive microglia in AD in at least one of the measured brain

areas, however two reported no difference relative to control in one region.

Elevated IL-1α positive microglia were reported in the parahippocampal cortex244, the

hippocampus245, and the frontal245, occipital245 and temporal lobes.245, 246 Within the temporal

cortex, layers III-VI were found to be enriched in IL-1α expressing microglia in AD, while layers

I-II were no different from controls.246 No difference between AD and control brains was

detected in the cerebellum.245 Based on the available evidence, IL-1α expressing microglia seem

to be increased in the brains of patients with AD.

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82

Table 2-10: IL-1α-expressing microglia

First

Author

Brain

bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologically

Confirmed

and criteria

Braak

stage

C history of

neurological

or psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction of

results

Sheng,

2001

NR

AD:

12

C: 9

AD:

4/8

C:

7/2

AD:

63-92

C: 50-

93 NR CERAD NR

No evidence

of

neurological

or psychiatric

disease

AD:

2-

13

C:

1-

15

Parahippocampal

cortex IHC, PCR

IL-1α

expressing

microglia

⬆ IL-1α positive

microglia

(activated

morphology)

Sheng,

1998

NR

AD:9

C: 4

AD:

8/1

C:

4/0

AD:65-

88 C:

61-83 NR CERAD NR

No clinical or

pathological

evidence of

neurological

disease

AD:

10

C: 5 Temporal lobe IHC

IL-1α

expressing

microglia

⬆ in cortical

layers III-VI

⬌ in cortical

layers I-II

- IL-1-α+

microglia

appeared enlarged

and highly

immunoreactive

in AD but smaller

and less

immunoreactive

in C

- In AD brains,

IL1-α+ microglia

distribution

correlated with

neuritic plaques

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83

Sheng,

1995

NR

AD:

8

C: 6

AD:

6/2

C:

5/1

AD:

76.1

C: 63.5 NR CERAD NR

No evidence

of

neurological

disease, two

had

schizophrenia

AD:

9.3

C:

5.5

Cerebellum,

hippocampus,

frontal lobe,

occipital lobe,

temporal lobe IHC

IL-1α

expressing

microglia

⬆ Hippocampus,

frontal, occipital,

temporal, lobes

⬌ cerebellum

Table 2-10: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Consortium to Establish a Registry for

Alzheimer’s Disease (CERAD), Control (C), Hours (h), immunohistochemistry (IHC), Interleukin (IL), Not reported (NR), Post-

mortem interval (PMI), Polymerase chain reaction based assays (PCR)

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84

2.4.11 Ricinus Communis Agglutinin 1 (RCA-1)

Microglia appear to be the only resident brain cells that express the lectin RCA-1.247 Two papers

were identified that used RCA-1 immunohistochemistry to compare microglia counts between

AD and control post-mortem human brain samples (Table 2-11). Both reported significantly

more RCA-1 labelled microglia in AD, in either the inferomedial temporal lobe248 and the

association cortex, periallocortex/allocortex and primary cortex respectively.249

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85

Table 2-11: RCA-1

First

Author Brain bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologically

Confirmed

and criteria

Braak

stage

C history of

neurological

or psychiatric

disease

PMI

(h) Brain Region Technique

Microglia

Marker

Direction

of results

Mackenzie,

1995

University

Hospital,

London,

Canada

AD:

11

C (no

sp): 14

C (dp

only):

12 C

(dp

and

np):

14 NR

AD:

76.7,

C (no

sp):

75.1

C (dp

only):

74.3

C (dp

and

np):

74.1 NR Yes NR

No history of

neurologic

disease or

systemic

condition

that could

affect

microglial

numbers NR

Anteromesial

temporal lobe IHC RCA-1

⬆ in AD

than all C

groups

⬆ in C

groups

with NP

than with

diffuse or

no plaque

Sheffield,

2000

AD:

University of

Iowa

Alzheimer's

Disease

Research

Center

C:

University of

Kansas

Medical

Center

Willed Body

Program

AD:

12

C: 4

AD:

6/6,

C:

2/2

AD:

79.4

C:

77.8 NR Khachaturian

AD:

all IV

C:

0: 3

I: 1

No history of

neurological

disease NR

Association

cortex,

periallocortex/

allocortex,

primary cortex IHC RCA-1 ⬆

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86

Table 2-11: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Control (C), Diffuse plaque (dp), Hours (h),

Immunohistochemistry (IHC), Not reported (NR), Post-mortem interval (PMI), Ricinus communis agglutin-1 (RCA-1), Senile plaque

(sp)

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87

2.4.12 Translocator Protein (TSPO)

TSPO, also known as the peripheral benzodiazepine receptor, is a mitochondrial protein

expressed on activated microglia in the brain. It is the ligand for (11)C-PK11195, which is

commonly used in positron emission tomography imaging of activated microglia in vivo. Two

papers returned in the systematic search compared in situ PK11195 binding or expression of

TSPO in control and AD post-mortem human brains samples (Table 2-12). Kravitz et al

identified higher [3H]-PK11195 binding in the entorhinal cortex, the subiculum, the striatum and

various areas of the hippocampus250. In contrast, Marutle et al identified no difference in

PK11195 binding in the hippocampus between control and AD brains, though they reported

higher levels in the frontal cortex251. Kravitz et al also measured TSPO mRNA and identified

higher expression in the hippocampus in AD relative to controls, but no difference in the

striatum.250 Because these two studies have somewhat opposing results for the brain region they

have in common, the hippocampus, it is unclear whether TSPO is increased in post-mortem brain

samples from patients with AD. PK11195 has a lower affinity for TSPO and a lower signal to

noise ratio than newer ligands, which may explain some of the discrepancy. A recent review of

PET imaging of microglia in AD in vivo found that of 5 papers using the PK11195 ligand, 3

identified increases in AD relative to controls while 2 identified no differences, whereas for the

second generation radioligands, 5/6 reported increases in AD in various brain regions.58

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88

Table 2-12: TSPO

First

Author

Brain

bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologically

Confirmed

and criteria

Braak

stage

C history of

neurological

or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction of

results

Marutle,

2013

Brain

Bank at

Karolinska

Instetuet

and the

NBB

AD:

11

C:

13 NR

AD:

75.2

C:

73.9 NR

CERAD,

NINCDS-

ADRDA

AD:

5-6

C: 1-

2 NR

AD:

15.9

C:

18.5

Frontal

Cortex,

hippocampus Binding assay PK11195

⬆Frontal cortex

⬌Hippocampus

Kravitz,

2013 NBB

AD:

23

C:

17

AD:

11/12

C:

9/8

AD:

79.7

C:

79.7

APOE

AD:

3/4: 12

4/4: 3

C:

3/4: 1 Braak

AD:

IV: 3

V: 17

VI: 3

C:

0: 5

I: 7

II: 4

ND:

1 NR

A:

5.7

C:

8.7

Entorhinal

cortex,

hippocampus,

subiculum,

striatum

Autoradiography,

PCR

PK11195

TSPO

Autoradiography:

⬆ PK11195 in all

regions

PCR:

⬆ TSPO in

hippocampus

⬌ TSPO

striatum

Table 2-12: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Apolipoprotein E (APOE), Consortium to

Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Hours (h), National Institute of Neurological and

Communicative Disorders and Stroke and the Alzheimer's Disease and Related Disorders Association (NINCDS-ADRDA),

Netherlands Brain Bank (NBB), Not reported (NR), Post-mortem interval (PMI), Polymerase chain reaction based assays (PCR),

Translocator protein (TSPO)

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89

2.4.13 CD163

CD163 is a scavenger receptor expressed on monocyte/macrophage lineage cells. Two papers

identified higher CD163 in AD than control post-mortem human brains (Table 2-13). Dal Bianco

et al identified a greater number of CD163 positive cells in the cortical areas of the temporal

lobe, including the hippocampus and entorhinal and temporal cortices.153 Like Dal Bianco et al,

Pey and others also found higher levels of CD163 staining in the hippocampus, as well as the

frontal and occipital cortices.252 Based on this small number of studies, CD163 seems to be

upregulated in AD relative to control post-mortem brains.

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Table 2-13: CD163

First

Author Brain bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologically

Confirmed and

criteria

Braak

stage

C history of

neurological

or psychiatric

disease

PMI

(h) Brain Region Technique

Direction of

results

Dal

Bianco,

2008 NR

AD:

9

C:

15

AD:

0/9 C:

13/2

AD:

81

C:

70 NR Braak, CERAD

AD:

IV: 2

V: 4

VI: 3

No

neurological

disease or

brain lesions NR

Cortical

areas of the

temporal lobe,

including

entorhinal cortex,

hippocampus and

temporal cortex Immunocytochemistry

⬆ CD163

Pey,

2014

Corsellis

Archival

Collection

AD:

31

C:

16

AD:

21/10

C: 8/8

AD:

76

C:

70 NR

Braak,

BrainNet

Europe

Consortium

Guidelines

AD: V

and VI

No

neurological

causes of

death NR

Hippocampus,

frontal cortex,

occipital cortex IHC ⬆

Table 2-13: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Consortium to Establish a Registry for

Alzheimer’s Disease (CERAD), Cluster of differentiation (CD), Control (C), Hours (h), Immunohistochemistry (IHC), Not reported

(NR), Post-mortem interval (PMI)

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91

2.4.14 Microglia identified by morphology

Two studies used non-specific cell stains to visualize microglia, which were identified based on

morphology (Table 2-14). Shefer et al identified both a greater absolute number of glia, and a

greater number of microglia per volume in the subiculum of the archicortex in the hippocampal

fissure.253 This combination of relative and absolute counts provides evidence that the apparent

increase in microglia was not just a function of tissue shrinkage. In contrast, Pelvig et al also

identified microglia based on morphology and quantified them using stereology, but found no

difference in the total number of cells in the neocortex.254

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92

Table 2-14: Microglia identified based on morphology

First

Author Brain bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologically

Confirmed

Braak

stage

C history of

neurological or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction

of results

Pelvig,

2003

Nederlandse

Hersenbank,

Holland,

Johns

Hopkins

University

Hospital,

Baltimore,

USA and

from

departments

of pathology

in Denmark

AD: 14

C: 20

AD:

4/10

C:

6/14

AD:

81.1

C:

80.5 NR Yes NR

NR - non-

neurological

causes of death NR

Mixed:

cingulate

gyrus,

hippocampus,

insula, frontal,

medial,

occipital,

parietal and

temporal lobes,

and one or two

tiers of

mesencephalon

Stereology,

Cavalieri’s

principle

Identified

by

morphology

⬌ mean

total

number

of glial

cells in

neocortex

Shefer,

1977 NR

AD: 6

C: NR NR

AD:

67

C:77 NR NR NR

Neurological

illness not

examined,

psychologically

healthy NR

Subiculum of

the archicortex

in the

hippocampal

fissure Nissl

Identified

by

morphology

⬆ relative

number

of

microglia

per

volume

and

absolute

number

of glial

cells

Table 2-14: Where there are both young and older controls, values are reported for the older (age-matched controls). Alzheimer’s

Disease (AD), Control (C), Hours (h), Not reported (NR)

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93

2.4.15 Other

Seventeen papers returned in the systematic search used markers other than those discussed in

previous sections (Table 2-15). Some of these, such as Ox-42 and GLUT-5, are known

microglial markers, while others were identified by the study authors as being generalizable

either to microglia or their activation. Most (16/17) reported changes in markers consistent with

increased numbers or activation of microglia in AD.

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94

Table 2-15: Other markers

First

Author

Brain bank n Sex Age

AD

Genetic

Risk

Factors

AD

Histologi

cally

Confirme

d

Bra

ak

stag

e

C history

of

neurologic

al or

psychiatri

c disease

PMI

(h)

Brain

Region Technique Marker

Direction of

results

Akiyam

a, 1990

NR

AD:

9

C: 6

AD:

77

C:

69 NR NR NR NR

No

neurologic

al disease

All

withi

n 2-

12 h

Temporal

lobe IHC

CD11a,

CD64,

CD18

⬆ most

pronounced

difference

for HLA-

DR

Cimino,

2009

University

of

Washington

’s ADRC

AD:6

C: 6

AD:

2/4

C:

2/4

AD:

76.0

C:

77.2 NR NR NR NR

All

<8 h

Frontal

cortex and

Hippocamp

us IHC

DOCK2

(Co-

localized

with RCA-

1)

⬆ DOCK2+

cells in both

frontal

cortex and

hippocampu

s

⬆ DOCK2+

and RCA1+

co-labelled

cells in both

frontal

cortex and

hippocampu

s

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95

Dal

Bianco,

2008

NR

AD:

9

C: 15

AD:

0/9

C:

13/2

AD:

81 C:

70 NR

Braak,

CERAD

AD:

IV:

2

V:

4

VI:

3

No

neurologic

al disease

or brain

lesions NR

Cortical

areas of the

temporal

lobe,

including

entorhinal

cortex,

hippocampu

s and

temporal

cortex

Immunocytoche

mistry

B2M,

GLUT, HC-

10, HMGB,

iNOS,

MHCII,

Siglec

⬌ B2M

⬆ HC-10

near plaque

only

⬆ Siglec

near plaque

only

⬆ iNOS

near plaque

only

⬆ HMGB

near plaque

only

⬆ GLUT

near plaque

only

Dhawan

, 2012

University

of

Washington

ADRC NR NR

NR -

"age

match

ed" NR NR NR NR NR

Temporal

lobe IHC

Protein

phosphotyro

sine

(Co-

localized

with MHC-

II)

⬆ microglia

with

phosphotyro

sine and

enzymes

involved in

tyrosine

phosphoryla

tion

Green,

2004

ADRC

Brain Bank

at

Massachuse

tts General

Hospital NR NR

AD:

73 C:

68 NR CERAD NR NR

AD:

12.0

C:

12.2

Mixed:

frontal,

parietal and

temporal

cortices

Peroxidase

activity, IHC,

immunoblot

Myeloperox

idase

(Colocalize

d with

HLA-DR)

⬆ MPO

reactivity in

AD

microglia

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96

Kawagu

chi-

Niida,

2006

NR

AD:5

C:5

AD:

3/2

C:

2/3

AD:

81.4

C:

75.8 NR Yes NR NR NR

Parahippoca

mpal gyrus,

subiculum,

CA1 to

CA4

segments of

Sommer's

Sector, DG

and adjacent

white matter IHC

Protein

bound

carbonyl

crotonaldeh

yde

(Co-stained

for GLUT-

5)

⬆ protein

bound

carbonyl

crotonaldeh

yde positive

microglia

Lue,

2001

BSHRI

AD:1

1

C:10

AD:

5/6

C:

4/6

AD:80

.8 C:

80.5

APOE:

AD:

3/4: 4

4/4: 4

C:

3/4: 3

4/4: 1

Braak,

CERAD

AD:

IV-

VI

C:

I-III NR

AD:

2.6 C:

2.3

Hippocamp

us IHC

RAGE

(Colocalize

d with

HLA-DR)

⬆ RAGE+

microglia in

hippocampu

s (dentate

gyrus, CA,

subiculum)

Matsuo,

1996

NR

AD:

8

C: 5 NR NR NR Yes NR

Neurologi

cally

normal

All 2-

24

Angular,

entorhinal,

hippocampu

s,

occipitotem

poral

temporal

cortices IHC

CD43

(mainly

stains

microglia,

decreases

with

activation)

Minett,

2016

Medical

Research

Council

Cognitive

Function

and

Ageing

Study - six

centres in

UK

AD:

83

C:

130

AD:

64/5

3

C:

51/6

6

AD:

89

C: 84 NR CERAD NR NR NR

Middle

frontal

gyrus (BA9) IHC MSR-A

⬆ MSR-A

-Associated

negatively

with

cognition

(MMSE),

positively

with AD

pathology

(plaques,

tangles)

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97

Pujol-

Gimene

z, 2014

Oxford

Projectto

Investigate

Memory

and Ageing

and the

HumanBrai

n Tissue

Biobank

“Biobanco

Navarrabio

med”

AD:

12

C: 12

AD:

5/7

C:

4/8

AD:

81

C: 75 NR CERAD

AD:

V

or

VI

C:

0-II

No history

of

neurologic

al disease

AD:

49 C:

39

Frontal

cortex (BA

10) Western OX-42 ⬆

Rangara

ju, 2015

Emory

ADRC

Neuropatho

logy Core,

Atlanta

AD:

10

C: 10

AD:

6/4

C:

6/4

AD:71

.5 C:

71.5

APOE:

AD: 8

with

APOE4

(3

homozyg

ous) C: 1

APOE4

(0

homozyg

ous Yes

AD:

All

VI

C: 0 NR NR

Frontal

cortex IHC Kv1.3 ⬆ Kv1.3

Ricciare

lli, 2004

Institute of

Pathology,

Case

Western

Reserve

University

and ADRC

at

the

University

of

Kentucky

AD:

6

C: 6

HPC:

6 NR

AD:

85 C:

65

HPCs:

74 NR CERAD NR

No history

of

neurologic

al disorder

AD:

7 C: 9

C

with

Plaqu

es: <3

Frontal

Cortex

PCR,

Immunoblot CD36

⬆ vs C, ⬌

vs HPC

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98

Sanchez

-Mejias,

2016

Tissue bank

at

Fundación

CIEN

Braak

stage

0: 8

II: 13

III-

IV: 9

V-VI:

17

Braa

k

stag

e

0:

5/3

II:

7/13

III-

IV:

4/5

V-

VI:

7/11

Braak

stage

0: 19

II: 78

III-IV:

80

V-VI:

79 NR

Braak V-

VI

clinically

classified

as AD,

Braak II

age -

matched

and used

as C

Bra

ak

stag

e

0: 8

II:

13

III-

IV:

9

V-

VI:

17 NR

Braak

stage

0: 8

II: 7

III-

IV: 6

V-VI:

8

Hippocamp

us CA1,

CA3,

parahippoca

mpal gyrus IHC

P2ry12

⬇ area in

stage V-VI

DG and

CA3

⬌CA1 and

parahippoca

mpal gyrus

- More

activated

morphology

- Braak

stage V-VI

had AD and

were

compared to

Braak stage

II Cs

Satoh,

2015

NR

AD:

7

C: 14

AD:

5/5

C:

6/5

AD:

70 C:

75 NR

Braak,

CERAD

AD:

VI:

10

4 died of

non-

neurologic

al causes,

3 with

Parkinson'

s, 4 ALS NR

Frontal

cortex

IHC, PCR,

Western

TMEM119

(Co-

localised

with Iba1)

PCR: ⬆

IHC: ⬌

Western: ⬌

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99

Strohme

yer,

2014

BSHRI NR NR NR NR Yes NR NR

All

<4 h

Limbic

cortex and

neocortex

(locus

ceruleus,

mid-frontal

gyrus,

superior

frontal

gyrus,

superior

parietal

lobule,

temporal

lobe, visual

cortex) IHC

C/EBPb

(Co-

localized

with HLA-

DR) ⬆

Verbeek

, 1995

NR

AD:

41

C: 13

AD:

14/2

4

C:

5/8

AD:

78.0

C:

71.5 NR Yes NR NR

AD:

2.1

C: 3.2

Grey matter

of:

cerebellum,

frontal

cortex,

hippocampu

s, and

parietal,

occipital

and

temporal

cortices IHC

25F9

(activated

microglia)

⬆ Activated

microglia

Walker,

2002

BSHRI

AD:

6-

9/regi

on

C: 5-

9/regi

on

Vari

es

by

regi

on

Varies

by

region

, for

overal

l

sampl

e:

AD:

81.9

C:

79.8 NR CERAD NR NR

Varie

s by

regio

n, for

overa

ll

sampl

e:

AD:

2.6

C: 2.4

Cerebellum,

hippocampu

s, inferior

and superior

temporal

gyri

microglia

isolation

(qualitative),

immunoblot

(quantitative),

immunohistoche

mistry

(qualitative) CD87

hippocampu

s, superior

and inferior

temporal

gyri

cerebellum

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100

Table 2-15: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Arginase 1 (AG1), Alzheimer’s Disease Research

Center (ADRC), Apolipoprotein E (APOE), Banner Sun Health Research Institute (BSHRI), Brodmann area (BA), Cationic amino

acid transporter member 2 (CAT2), Cluster of differentiation (CD), Centro Investigación Enfermedades Neurológicas (CIEN),

Chitinase 3-like (CHI3L), Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), Cornu ammonis (CA),

Dedicator of cytokinesis 2 (DOCK-2), Dentate gyrus (DG), Glucose transporter (GLUT), High mobility group box 1 (HMGB1), High

pathology control (HPC), Human leukocyte antigen (HLA), Hours (h), Ionized calcium-binding adapter molecule 1 (Iba1),

Immunohistochemistry (IHC), inducible nitric oxide synthase (iNOS), Kathleen Price Bryan Brain Bank (KPBBB), Macrophage

scavenger receptor A (MSR-A), Mannose receptor (MRc), Myeloperoxidase (MPO), Not reported (NR), Post-mortem interval (PMI),

Polymerase chain reaction based assays (PCR), Receptor for advanced glycation endproducts (RAGE), Ricinus communis agglutin-1

(RCA-1), Sialic acid-binding immunoglobulin-type lectins (Siglec)

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101

2.4.16 High throughput Techniques: Microarray and Proteomics

Microarrays and proteomic studies that specifically discussed microglia or their markers were

included in the interest of comprehensiveness, however they are presented separately (Table 2-

16) as there is significant risk that those presented here do not represent the balance of the

literature. Any microarray would include some microglial markers, such as HLA-DR, but studies

that did not identify significant differences between AD and control for these markers may be

less likely to have mentioned them by name in the title, abstract or article keywords, and would

therefore have been missed by the systematic search. Five studies used high throughput

techniques, either microarray146, 255-258 or proteomics259, to examine genes, proteins, or patterns

of gene expression associated with microglia in AD and control in various brain regions,

including the entorhinal cortex, hippocampus, post-central gyrus, superior frontal gyrus,

prefrontal cortex, cerebellum, dorsolateral prefrontal cortex, visual cortex, and precuneus. All

high throughput studies reported increases in AD relative to control in some of the microglial

markers measured.

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102

Table 2-16: High throughput studies

First

Author Brain bank n

Sex

(m/f) Age

AD

Geneti

c Risk

Factor

s

AD

Histologically

Confirmed

and criteria

Braak

stage

C history of

neurological

or

psychiatric

disease

PMI

(h) Brain Region Technique Marker

Direction of results

(AD vs C)

Cribbs,

2012

National

Institute on

Aging

Alzheimer’s

Disease

Center

brain banks

located at the

University of

Califor-

nia, Irvine,

Sun Health

Research

Institute,

University of

Rochester,

Johns Hopkins

University,

University of

Maryland,

University of

Pennsylvania,

and the

University

of Southern

California

AD:

26

C:

33

AD:

11/15

C:

14/19

AD:

85.7

C:

84.2

APOE

4

Carrie

rs:

AD:

17 C:

4

CERAD,

NIA-Reagan

Criteria

AD:

I: 1

II: 1,

III: 3

IV: 6

VI: 12

C:

0: 5

I: 2

II: 12

III:6

IV: 3

No history

of

neurological

and/or

psychiatric

disorders,

no major

neuropathol

ogical

abnormalitie

s

AD:

4.4

C: 4.0

Entorhinal

cortex,

hippocampus,

post-central

gyrus,

superior

frontal gyrus

Microarray,

small subset

with PCR

Markers

of

microgli

al

activatio

n (Fc

receptor

s, MHC,

TLR)

⬌ For most genes

relative to age-

matched Cs: all

measured MHC I

genes, HLA-DPβ1,

HLA-DQα1, HLA-

DQβ1, HLA-

DRβ1,3,4 and 6, all

measured Fc fragment

genes, CD163, CD14,

TLR 10, TLR2,

TLR4, TLR8

⬆ HLA-DMα, HLA-

DMβ, HLA-DPα,

HLA-DRα, HLA-

DRβ5 (SFG), TLR 5 (

HC and SFG), TLR7

(SFG, not confirmed

by PCR), CD32

(SFG)

⬇ Toll interacting

protein (HC)

⬆ for most genes

relative to young Cs

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103

Durrenber

ger, 2015

AD brains:

Tissue banks

within the

BNE network

(Barcelona,

Budapest,

Goettingen/M

annheim,

London

Imperial

College,

Munich and

Wurzburg) C

brains: Same

banks in

addition to

Human Brain

Tissue Bank

in Budapest

AD:

12

C: 6

AD:

7/5 C:

3/3

AD:

81.3

C:

60.3 NR Yes

AD: IV

and V

C: II NR

AD:

6.0

C: 8.7

Entorhinal

cortex

Microarray

was utilized,

RT-qPCR

validation of

11 genes

HLADP

A1,

HLA-

DR A,

HLA

DR B4,

TREM2

Plus

markers

of cells

of

myeloid

lineage:

Annexin

a1,

CD37,

CD74,

CPVL,

GRAM

D1C,

RFX4

v3,

TYROB

P

Durrenber

ger, 2015

Institute of

Neuropatholo

gy in

Barcelona and

Human Brain

Tissue Bank

in Budapest

AD:

12

C: 6

AD:

7/5

C: 3/3

AD:

81.3

C:

60.3 NR Yes, Braak

AD: IV-

V

C: <II

No

neurodegen

erative

disorder,

systemic

illness or

alcohol or

drug abuse

AD:

6.0

C: 8.7

Entorhinal

cortex

Microarray,

PCR

validation*

HLA-

DRA*,

HLA-

DPA,

HLA-

DRB4*,

TREM2

,

TYROB

P*,

CD74,

CPVL,

GRAM

D1C,

annexin

A1,

RFX4,

CD37 ⬆

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104

and

TYROB

P

Li, 2015 NR

AD:

450

C:

212 NR NR NR NR NR NR NR

Super frontal

gyrus or

prefrontal

cortex

Meta-

analysis of

six gene

expression

studies

DOK3

(links

with

TYROB

P) ⬆

Podtelezni

kov, 2011 HBTRC

Vari

es

by

regi

on -

up

to

181

AD

and

125

C

Varies

by

region

Vari

es

by

regi

on

AD:

47-

100

C:

22-

106 NR Braak

AD:

>III NR

All

avg 18

Cerebellum,

dorsolateral

prefrontal

cortex (BA9)

visual cortex

(BA 17)

Microarray,

principal

component

analysis

Combin

ation of

microgli

al and

cytokine

genes ⬆

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105

Seyfried,

2017

Baltimore

Longitudinal

Study of

Aging

(BLSA)

or the Emory

Alzheimer’s

Disease

Research

Center

(ADRC) Brain

Bank

AD:

20

(+8

vali

dati

on)

HP

C:

15

C:

15

(+8

vali

dati

on)

Whole

sampl

e:

AD:

16/20

HPC:

20/9

C:

21/7

AD:

>55

HPC

:

>71

C:

>57

Whole

sampl

e:

AD:

N/A: 1

2-3: 7

3-3:

21

3-4:

15

4-4: 3

HPC:

2-3: 2

3-3:

20

3-4: 7

C:

2-3:

11

3-3:

22

3-4: 1

4-4: 2

Braak,

CERAD

For

subset:

AD:

IV: 8

V: 8

VI: 24

HPC:

I: 0

II: 3

III: 8

IV: 16

VI: 2

C:

I: 5

II: 15

III: 4

IV: 4 NR

Dorsolateral

prefrontal

cortex (BA9)

Precuneus

(BA 7) Proteomics

Protein

network

enriched

with

microgli

a and

astrocyt

e

markers

⬆ relative to C

⬌ relative to HPC

Zhang,

2013

HBTRC,

validated with

brains from

National

Alzheimer's

Coordinating

Center Brain

Banks and the

Miami Brain

Bank

Mic

roar

ray:

AD:

376

C:

173

Vali

dati

on:

AD:

377

C:

359 NR NR

NR

(incre

ased

OR

for

AD

with

ε4

allele

confir

med in

overal

l

HBTR

C

sampl

e) Braak NR NR

All

avg

17.8

Microarray:

Cerebellum,

dorsolateral

prefrontal

cortex (BA9),

visual cortex

(BA17)

Validation:

temporal and

prefrontal

cortex

Microarray

with

analysis of

functional

categories

of gene

expression

Microgli

a gene

expressi

on

module,

TYROB

P ⬆

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106

Table 2-16: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Alzheimer’s Disease (AD), Alzheimer’s Disease Research Center (ADRC),

Apolipoprotein E (APOE), Average (Avg), BrainNet Europe (BNE), Brodmann area (BA), Carboxypeptidase vitellogenic-like

(CPVL), Cluster of differentiation (CD), Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), Control (C), GRAM

domain containing 1C (GRAMD1C), Harvard Brain Tissue Resource Center (HBTRC), High pathology control (HPC), Human

leukocyte antigen (HLA), Hours (h), National Institute on Aging (NIA), Not reported (NR), Post-mortem interval (PMI), Polymerase

chain reaction based assays (PCR), Regulatory factor X4 (RFX4), Superior frontal gyrus (SFG), Toll-like receptor (TLR), Triggering

receptor expressed on myeloid cells 2 (TREM2), TYRO protein tyrosine kinase binding protein (TYROBP)

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107

2.4.17 Non-quantitative comparisons

Fifty-one papers that would otherwise have met the inclusion and exclusion criteria for this

review were not included in the full extraction because they were non-quantitative, though

results and key methodological details are presented in Table 2-17. Papers were considered non-

quantitative if quantitative data for the comparison between AD and control was not presented

and/or the methods did not indicate that quantification had occurred. These papers used

immunohistochemistry or immunohistochemistry with Western blot to measure microglia using

various markers, and commented qualitatively on the number of cells, amount of

staining/expression, or morphology. The most common brain region investigated by the non-

quantitative papers was the hippocampus (23/51 studies), however like in the quantitative papers

in the review, many other regions were also investigated, including the entorhinal cortex,

temporal cortex, occipital cortex, frontal cortex and anterior cingulate gyrus. Non-quantitative

studies used many of the same markers discussed previously, such as: HLA172, 260-276, Iba1210, 277,

CD68274, 278, ferritin272, 279-282, CD45274, 283-288, RCA-1270, 289 and various other markers or

combinations of markers, considered to related to microglial activation.290-307 All but two of

these papers230, 308, measuring CD68 and Iba1 respectively, reported elevations in microglial

markers in AD relative to control post-mortem brains. Thus, the null finding rate in the non-

qualitative papers is less than a third of the rate of quantitatively assessed markers like MHCII.

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108

Table 2-17: Non-quantitative comparisons

Author, Year

Title Journal Brain Region Technique Marker Results

Akiyama, 1993 Microglia express the

type 2 plasminogen

activator inhibitor in the

brain of control subjects

and patients with

Alzheimer's disease

Neuroscience Letters Temporal gyrus,

angular gyrus,

hippocampus

(mixed)

IHC Plasminogen

activator

inhibitor-2

⬆ intensity of staining, microglia

had activated morphology

Akiyama, 1994 Expression of MRP14,

27E10, interferon-alpha

and leukocyte common

antigen by reactive

microglia in postmortem

human brain tissue

Journal of

Neuroimmunology

Hippocampus, mid

temporal gyrus

and angular

gyrus.

IHC MRP14 (calcium

binding protein),

CD45, Interferon-

alpha

↑CD45RB expression in

microglia in AD vs. control in the

cerebral cortex.

↑MRP-14 expression in microglia

in AD vs. control. In AD these

microglia appeared reactive in

shape and frequently formed

aggregates in the

↑interferon-alpha+ microglia in

AD vs. control in the cortex. In

AD microglia aggregates in senile

plaques were stained intensely.

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109

Akiyama,

1994b

Expression of the

receptor for macrophage

colony stimulating factor

by brain microglia and

its upregulation in brains

of patients with

Alzheimer's disease and

amyotrophic lateral

sclerosis

Brain Research Hippocampus,

middle temporal

gyrus, precentral

gyrus

IHC CSF-1 ↑CSF-1 stained microglia in AD

vs. control, activated morphology

An, 2009 Expression and

localization of

lactotransferrin

messenger RNA in the

cortex of Alzheimer's

disease

Neuroscience Letters Temporal cortex

(cerebral cortex?)

IHC+in situ

hybridization

Lactoferritin (iron

binding protein)+

HLA-DR to

identify microglia

↑Lactoferritin mRNA in HLA-

DR+microglia in AD vs. control,

marker of activation

Arends, 2000 Microglia, amyloid and

dementia in Alzheimer

disease. A correlative

study

Neurobiology of

Aging

Middle frontal

gyrus (BA9)

IHC CD68 ⬌ correlation with dementia

rating, but all but least severe

patients had high density

⬆ Correlated with congophilic

amyloid deposits

⬌ correlation with Aβ or NFT

Bayer, 1999 Evidence for activation

of microglia in patients

with psychiatric illnesses

Neuroscience Letters Hippocampus and

frontal cortex

IHC HLA-DR ↑HLA-DR in AD vs. control

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110

Bryan, 2008 Expression of CD74 is

increased in

neurofibrillary tangles in

Alzheimer's disease

Molecular

Neurodegeneration

Hippocampal

tissue

Immunocytochemistry CD74 ↑CD74 labelled microglia in AD

vs. control (marker of activation)

Carrano, 2011 Amyloid Beta induces

oxidative stress-

mediated blood-brain

barrier changes in

capillary amyloid

angiopathy

Antioxidants &

Redox Signaling

Occipital pole

cortex.

IHC NOX-2 +

morphology

Christie, 1996 Expression of the

macrophage scavenger

receptor, a

multifunctional

lipoprotein receptor, in

microglia associated

with senile plaques in

Alzheimer's disease

American Journal of

Pathology

Hippocampal

formation and

adjacent temporal

neocortex

IHC LN3 (HLA-DR) ↑ number of activated microglia

(HLA-DR stained) in AD

(typically associated with

plaques) vs. control

Christie, 1996b Expression of the very

low-density lipoprotein

receptor (VLDL-r), an

apolipoprotein-E

receptor, in the central

nervous system and in

Alzheimer's disease

Journal of

Neuropathology &

Experimental

Neurology

Hippocampus and

adjacent temporal

lobe

IHC HLA-DR, ↑microglia of activated

morphology in AD cortex than in

control.

- In control there was uniform

staining of microglia throughout

depth of dentate gyrus, but in AD

there was more immunoreactivity

in the inner third layer.

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111

– very low-density lipoprotein

receptor positive microglia

colocalize with Aβ in senile

plaques in AD.

Dickinson,

1988

Alzheimer's disease. A

double-labeling

immunohistochemical

study of senile plaques

American Journal of

Pathology

Hippocampus and

parahippocampal

gyrus

IHC RCA-1 ↑

Dickson, 1996 Glycation and microglial

reaction in lesions of

Alzheimer's disease

Neurobiology of

Aging

Hippocampus IHC HLA-DR ⬆

Drache, 1997 Bcl-xl-specific antibody

labels activated

microglia associated

with Alzheimer's disease

and other pathological

states

Journal of

Neuroscience

Research

Amygdala,

cerebellum,

hippocampus,

neocortex (BA 21,

22)

Western, IHC Bcl-xl

(homologue bcl-

2) in microglia

↓, lower microglia survival

Grundke-Iqbal Ferritin is a component

of the neuritic (senile)

plaque in Alzheimer

dementia

Acta

Neuropathologica

Hippocampus IHC Ferritin- positive

microglia

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112

Guillemin,

2005

Indoleamine 2,3

dioxygenase and

quinolinic acid

immunoreactivity in

Alzheimer's disease

hippocampus

Neuropathology &

Applied

Neurobiology

Temporal lobe

(hippocampus,

amygdala,

fusiform cortex,

entorhinal cortex)

IHC Quinolinic acid,

indoleamine co-

labelled with

ferritin (thought

to mark activated

microglia)

Haga, 1989 Demonstration of

microglial cells in and

around senile (neuritic)

plaques in the Alzheimer

brain. An

immunohistochemical

study using a novel

monoclonal antibody

Acta

Neuropathologica

Not reported IHC and

immnoperoxidase

staining

AD11/8 (stains

microglia) and

peroxidase

staining for

microglia

Jellinger, 1990 Brain iron and ferritin in

Parkinson's and

Alzheimer's diseases

Journal of Neural

Transmission -

Parkinsons Disease

& Dementia Section

Substantia nigra, IHC Ferritin ⬆, Numerous reactive microglia in

AD associated with plaques, not

in control

Liu, 2005 LPS receptor (CD14): A

receptor for phagocytosis

of Alzheimer's amyloid

peptide

Brain Hippocampus,

occipital cortex,

frontal cortex

IHC CD14+ microglia ⬆

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113

Lopez-

Gonzalez,

2015

Neuroinflammatory

signals in Alzheimer

disease and APP/PS1

transgenic mice:

correlations with

plaques, tangles, and

oligomeric species.

Journal of

Neuropathology &

Experimental

Neurology.

74(4):319-44, 2015

Apr

Frontal cortex area

8

IHC Iba1 ⬆ number and size of microglia in

all stages of AD, more

hypertrophic and round microglia

at later stages

McGeer, 1989 Immune system response

in Alzheimer's disease

Canadian Journal of

Neurological

Sciences

Temporal cortex IHC HLA-DR ↑

Meadowcroft,

2015

Cortical iron regulation

and inflammatory

response in Alzheimer's

disease and

APPSWE/PS1ΔE9 mice:

a histological perspective

Frontiers in

Neuroscience. 9

(JUL) (no

pagination), 2015.

Article Number:

00255. Date of

Publication: 2015.

Entorhinal cortex IHC Iba1 ⬌ total staining, AD has more

clustering

Minnasch,

2003

Demonstration of

puromycin-sensitive

alanyl aminopeptidase in

Alzheimer disease brain

Legal Medicine Cortical and

hippocampal

tissue

IHC Puromycin-

sensitive alanyl

aminopeptidase

↑ Upregulation of PSA in AD

microglia.

Narayan, 2015 Increased acetyl and

total histone levels in

post-mortem Alzheimer's

disease brain

Neurobiology of

Disease

inferior temporal

gyrus

IHC HLA ⬆

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114

Perlmutter,

1992

MHC class II-positive

microglia in human

brain: Association with

Alzheimer lesions

Journal of

Neuroscience

Research

neocortical,

hippocampus

IHC RCA, HLA, LN3 ⬆ activated morphology with

HLA and LN3, more clusters, less

uniform distribution than in

controls

R. Bowser and

S. Reilly

Expression of FAC1 in

activated microglia

during Alzheimer's

disease

Neuroscience Letters Midfrontal and

temporal cortex

IHC HLA-DR+FAC1

(DNA binding

protein, not

microglia

specific)

↑HLA-DR in AD vs. control

↑HLA-DR containing with FAC1

In AD vs. control (may indicate

activation)

Rogers, 1988 Expression of immune

system-associated

antigens by cells of the

human central nervous

system: relationship to

the pathology of

Alzheimer's disease

Neurobiology of

Aging

Cortical and

subcortical

structures

IHC HLA-DR ↑HLA-DR in gray matter in AD

vs. non AD elderly control .

⟷ in HLA-DR in white matter of

AD vs. non AD elderly control .

↑HLA-DR aggregates in AD vs.

control typically in layers II-V,

and appear most concentrated

around plaques. HLA-DR

clustering is also found in rare

plaques of healthy elderly

controls.

Rozemuller,

2000

Activated microglial

cells and complement

factors are unrelated to

cortical Lewy bodies

Acta

Neuropathologica

Anterior cingulate

gyrus

IHC HLA-1DR

(CR3/43, LN3),

CD68, RCA-1,

ferritin

⬆ Clustering around plaques,

activated

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115

Ryu, 2008 A leaky blood-brain

barrier, fibrinogen

infiltration and

microglial reactivity in

inflamed Alzheimer's

disease brain

Journal of Cellular

and Molecular

Medicine

Entorhinal cortex IHC HLA-DR

(CR3/43)

⬆ activated microglia

Sasaki, 1997 Microglial activation in

early stages of amyloid

beta protein deposition

Acta

Neuropathologica

Isocortical area,

hippocampus,

cerrebellum

IHC LN3, LN1, LCA

CR3/43, KP1, Ki-

M1p,

2B11+PD7/26

⬆ microglia of activated

morphology

Scott, 1993 Inability to detect beta-

amyloid protein

precursor mRNA in

Alzheimer plaque-

associated microglia

Experimental

Neurology

Hippocampus,

superior and

middle temporal

gyri, visual cortex,

entorhinal cortex,

amygdala (mixed)

IHC LN3 ⬆ microglia with activated

morphology, associated with

amyloid deposits and tau

Streit, 2009 Dystrophic (senescent)

rather than activated

microglial cells are

associated with tau

pathology and likely

precede

neurodegeneration in

Alzheimer's disease

Acta

Neuropathologica

Temporal lobe IHC Iba-1 ↑degenerated microglia in AD vs.

Control

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116

Su, 1997 Bax protein expression is

increased in Alzheimer's

brain: correlations with

DNA damage, Bcl-2

expression, and brain

pathology

Journal of

Neuropathology &

Experimental

Neurology

Hippocampal

formation

IHC Bax and HLA-

DR co-stain

(apoptotic

microglia)

↑ apoptotic microglia

Togo, 2000 Expression of CD40 in

the brain of Alzheimer's

disease and other

neurological diseases

Brain Research Hippocampus and

adjacent temporal

isocortex

IHC CD40 + HLA-DR ↑CD40 staining

Togo, 2002 Occurrence of T cells in

the brain of Alzheimer's

disease and other

neurological diseases

Journal of

Neuroimmunology

Hippocampus,

other cortical areas

IHC HLA-DR ⬆

Tooyama,

1990

Reactive microglia

express class I and class

II major

histocompatibility

complex antigens in

Alzheimer's disease

Brain Research Medial temporal

cortex including

the hippocampus

and

parahippocampal

gyrus

IHC HLA A, B C

(MHC I) HLA-

DR (MHCII),

LCA

⬆ MHC I, MHC II

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117

van Dullin,

2013

Comparison of

Histological Techniques

to Visualize Iron in

Paraffin-embedded Brain

Tissue of Patients with

Alzheimer's Disease

Journal of

Histochemistry and

Cytochemistry

Frontal Cortex IHC (compared three

different iron IHC

methods to Ferritin

IHC)

Ferritin positive

microglia

(activation or

dysfunction)

↑ Iron-positive microglia labelling

in AD brains vs. control.

Wiendl, 2004 Expression of the

immune-tolerogenic

major histocompatibility

molecule HLA-G in

multiple sclerosis:

Implications for CNS

immunity

Brain Not reported IHC HLA-G ↑HLA-G in AD vs. control

(correlates with MHCII)

Wirths, 2013 Oligomeric

pyroglutamate amyloid-

beta is present in

microglia and a

subfraction of vessels in

patients with Alzheimer's

disease: implications for

immunotherapy

Journal of

Alzheimer's Disease

gyrus temporalis

superior

IHC 9D5 (truncated

amyloid) positive

microglia -->

phagocytic

microglia

Wong, 2001 Advanced glycation

endproducts co-localize

with inducible nitric

oxide synthase in

Alzheimer's disease

Brain Research Temporal cortex

(BA 22)

IHC iNOS ⬆ Reactive microglia (expressing

iNOS and advanced glycation

end-products) in advanced (Braak

III-IV) but not early AD (I-II)

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118

Wu, 2005 Apoptotic signals within

the basal forebrain

cholinergic neurons in

Alzheimer's disease

Experimental

Neurology

Nucleus basalis of

Meynert

IHC CD68 ↑

Xia, 1998 Immunohistochemical

study of the beta-

chemokine receptors

CCR3 and CCR5 and

their ligands in normal

and Alzheimer's disease

brains

American Journal of

Pathology

Yemporal cortex,

visual cortex,

caudate, putamen,

cerebellum

(mixed)

IHC CCR3, CCR5 on

microglia

⬆ chemokines CCR3 and CCr5

staining intensity on reactive

microglia

Yamada, 1994 Immunohistochemistry

using antibodies to

alpha-interferon and its

induced protein, MxA, in

Alzheimer's and

Parkinson's disease brain

tissues

Neuroscience Letters Parietal cortex IHC LCA, αIFN, MxA ⬆

Yamada, 1995 White matter microglia

produce membrane-type

matrix metalloprotease,

an activator of gelatinase

A, in human brain

tissues

Acta

Neuropathologica

Parietal lobe white

matter

IHC, in situ

hybridization

LCA, matrix

metalloprotease

↑ in IHC, ↔ in mRNA

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119

Yamada, 1995 Microglial localization

of alpha-interferon

receptor in human brain

tissues

Neuroscience Letters Not reported IHC alpha-IFN

receptor

colocalized with

LCA

Yamada, 1995 Selective localization of

gelatinase A, an enzyme

degrading beta-amyloid

protein, in white matter

microglia and in

Schwann cells

Acta

Neuropathologica

Parietal white

matter

IHC LCA ⬆

Yamada, 1998 Possible roles of

transglutaminases in

Alzheimer's disease

Dementia &

Geriatric Cognitive

Disorders

Parietal lobe and

hippocampus

IHC, western blot LCA ⬆parietal cortex, not hippocampus

(control cases had staining in

hippocampus, AD had none)

Yamada, 1999 Melanotransferrin is

produced by senile

plaque-associated

reactive microglia in

Alzheimer's disease

Brain Research Not reported IHC, in situ

hybridization

Metallotransferrin ⬆ in reactive microglia

Yan, 1997 Amyloid-beta peptide-

receptor for advanced

glycation endproduct

interaction elicits

neuronal expression of

macrophage-colony

stimulating factor: a

Proceedings of the

National Academy

of Sciences of the

United States of

America

Temporal lobe IHC Macrophage

colony-

stimulating factor

colocalized with

CD68

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120

proinflammatory

pathway in Alzheimer

disease

Yoshiyama,

2000

Expression of invariant

chain and pro-cathepsin

L in Alzheimer's brain

Neuroscience Letters Hippocampal

Formation,

Entorhinal

cortex, and

parietal cortex

IHC HLA-DR, pro-

cathepsin L

MHCII invariant

chain

↑HLA-DR ↑Microglia stained

with pro-cathepsin L in AD vs.

control . ↑ Microglia stained with

MHC II invariant chain in AD vs.

control .

Zeineh, 2015 Activated iron-

containing microglia in

the human hippocampus

identified by magnetic

resonance imaging in

Alzheimer disease

Neurobiology of

Aging. 36 (9) (pp

2483-2500), 2015.

Date of Publication:

01 Sep 2015.

Subiculum IHC Iron containing

microglia

(CD163)

Table 2-17: Where there are both young and older controls, values are reported for the older (age-matched controls). Results are

expressed relative to control unless specified otherwise. Amyloid-β (Aβ), Alzheimer’s Disease (AD), Brodmann area (BA), Cluster of

differentiation (CD), Colony stimulating factor (CSF), Control (C), Cornu ammonis (CA), Dentate gyrus (DG), Human leulocyte

antigen (HLA), Ionized calcium-binding adapter molecule 1 (Iba1), Immunohistochemistry (IHC), Inducible nitric oxide synthase

(iNOS), Interferon (IFN), Leukocyte common antigen (LCA), Major histocompatibility complex (MHC), Neurofibrillary tangles

(NFT), Polymerase chain reaction based assays (PCR), Triggering receptor expressed on myeloid cells 2 (TREM2)

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121

2.5 Discussion

Most (76/113) of the studies included in this review measured microglia using one of three

common markers: MHCII, CD68 and Iba1. While studies measuring MHCII or CD68

consistently identified increases in AD relative to control in most brain regions studied, ten of the

twenty studies that compared Iba1 identified no difference or a decrease relative to controls.

Importantly, 9/10 studies noting an increase in Iba1 in AD relative to controls used expression-

based quantification methods (qPCR, Western, fluorescence intensity), which indicate only the

amount of Iba1 in the sample, while most that identified no difference used cell counting,

including two studies that used stereological quantification. Iba1 is a pan-microglial marker

whose expression increases with microglial activation191, 210, so these results indicate that there

are increases in the expression of Iba1, but not the absolute number of microglia in AD. This,

along with the increases in MHCII and CD68, which are both markers of activated microglia,

suggest that the apparent increases in microglial markers in AD are attributable to increases in

activation rather than the absolute number of microglia. This is supported by findings with

CD11b which like Iba1, labels resting and activated microglia, that also had mixed null and

positive results, and by studies using other activation markers, such as ferritin, IL-1α, and CD33,

which were consistently increased in AD. However, there is still controversy surrounding what

markers are indicative of activation, as well as the type of activation they are associated with193,

so more research on the physiological significance of increases in these markers is needed.

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122

Figure 2-2: Summary of results of systematic search.

Size of circle is proportional to the number of identified studies, while the colour and position on the

graph illustrates the percent of studies that identified an increase in AD in at least one brain region.

Cluster of differentiation (CD), Ionized calcium-binding adapter molecule 1 (Iba1), Interleukin (IL),

Major histocompatibility complex (MHC), Ricinus communis agglutin-1 (RCA-1), Translocator protein

(TSPO), Triggering receptor expressed on myeloid cells 2 (TREM2)

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The nine studies identified by this review that compared microglial markers between AD and a

HPC group, cognitively intact subjects with AD neuropathology, shed light on whether increased

microglial activation is a cause or consequence of the disease. Five of these studies reported

higher levels of microglia markers in AD, three using HLA-DR 28, 166, 173, one using CD68216, and

one using both TREM2 and Iba1194. In contrast, three, using CD36, HLA-DR or proteomics,

reported no difference between AD and HPC despite increases relative to the regular control

group178, 259, 309, while one reported more HLA-DR positive microglia in the HPC group than in

AD.157 Though there appears to be increased microglia markers in AD relative to HPC subjects,

more studies using this reference group are needed to help elucidate the role of microglia in AD

pathogenesis. Polymorphisms in genes encoding microglial markers HLA-DR, CD33 and

TREM2 have been implicated as risk factors for late-onset AD144, 145, 236, which supports the

notion that increased microglial activation is a contributor to AD development, and not merely a

response to established AD pathology.

Some of the heterogeneity identified between studies may be attributed to differences in the brain

regions examined. More than half the studies that used tissue from the cerebellum identified no

difference between control and AD across a range of microglial markers158, 167, 177, 245, 310. This

lack of reactivity in the cerebellum has been remarked upon previously, leading the cerebellum

to be proposed as a reference region for PET imaging of TSPO.311 Similarly, half the studies

examining microglia in the white matter showed either no difference between AD and control158,

177, 185, 202, 227, 242, 271, or higher levels in control.165 Several studies report higher levels of HLA-

DR expressing microglia in the white matter than the grey matter of non-demented cases, which

suggests that microglia in this tissue may be constitutively activated182, 185, 275. The lack of

consistent differences in the white matter between patients with AD and controls in the studies in

our review could therefore indicate that AD pathology does not stimulate further increases in

microglial markers on top of their already activated state, whereas elevations in AD can be

observed in the grey matter, which does not demonstrate this constitutive elevation.

Heterogeneity can also exist within a brain region. For example, Bachstetter et al counted CD68

positive microglia in the hippocampus CA1, CA2/3, CA4 and the DG, and noted increases in the

CA1 and DG relative to controls, but no difference in CA2/3 or CA4.202 Similarly, Masliah et al

quantified microglia in different layers of the hippocampus and reported higher levels relative to

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control in the molecular and pyramidal layer, but lower levels in the stratus polymorphous.227

Thus, studies that examined staining in the whole hippocampus could dilute potential differences

between AD and control by examining multiple regions simultaneously, which may help to

explain why nearly a third of studies in using hippocampal tissue reported no difference between

AD and control. The potential for heterogeneity of results between tissues is particularly

important for studies that performed their analyses in a mix of different tissues, rather than

examining each region separately.163, 222, 231, 254, 312

Only one of the identified studies reported on the use of anti-inflammatory drugs in their

subjects.149 Though this study did not identify significant differences in microglia counts in

users and non-users, NSAID treatment reduces activated glial cells in a mouse model of AD313,

and the use of NSAIDs is associated with less microglial activation in the brains of elderly

patients post-mortem314, which suggests that unreported NSAID use could be a potential source

of confounding. It is therefore feasible that unreported differences in medication use between AD

and controls within and between studies contributed to the variability in the results.

The genotypes of the subjects could also offer a source of heterogeneity. Microglial activation

appears to be affected by APOE genotype, with carriers of the ε4 risk allele exhibiting greater

activation in some181, 189 but not all studies.215 Only 29 of the studies included in this review

reported the APOE genotype of their subjects. Among those that reported genotype, there was

variability, with some studies excluding those with the ε4 allele201, 304, and others including a

majority of AD subjects carrying the risk allele.163, 195, 212

Differences in control group characteristics could also influence the results. Over half the

included studies did not report screening controls for neurological or neuropathological

abnormalities. In addition, only 11 studies reported excluding subjects with a history of

psychiatric disorders. As various neurological and psychiatric diseases have been associated

with neuroinflammation in some post-mortem studies 315-317, this lack of screening could

contribute heterogeneity to the results.

The severity of AD pathology in AD cases and controls also varies between studies. Braak stage

was the most widely reported pathological score, and is presented in the tables where available.

Most studies used AD cases with a Braak score of V-VI, but some used AD cases with scores as

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low as I and II.151, 178, 186, 197, 200, 255 Similarly for controls, Braak stages less than III were most

commonly used, but some studies included controls with Braak stages IV or higher.255, 259 This

variation may be important, as some studies identified associations between Braak stage or

neurofibrillary tangles and microglia markers, including HLA-DR, Iba1 and CD68.150, 181, 185, 197,

217, 318 Few studies reported on the amount of plaque in the brains included in their cohorts, but

differences in plaque load between studies could also influence the results, as microglial markers

were found to correlate with plaque loads in several studies.180, 181, 185, 189, 318 These correlations

could be functionally important to the progression of AD, as post-mortem analyses from brains

of AD patients administered amyloid-β vaccines demonstrate positive correlations between Iba1

and CD68 and markers of neuronal loss and degeneration that are attenuated following

immunization and amyloid-β clearance319, when the number of activated CD68 positive, but not

total Iba1-positive, microglia are reduced318.

Very few studies reported using stereology to complete their cell counts187, 203, 216, 217, 254, which is

the gold standard for quantifying cells in a tissue without bias. In our review, Serrano-Pozo et al.

reported that the absolute number of microglia was the same in AD and control samples when

stereology was used, but higher in AD when non-stereology based counting was applied due to

an apparent concentration of cells caused by cortical atrophy187. The use of non-stereological

counting could therefore have introduced some bias into the results. Interestingly, the three

stereology studies that counted all microglia, identified by either Iba1 or morphology, reported

no differences in total microglial counts in AD relative to control samples187,254,203 while

increases were noted in the number of cells positive for activation-associated markers MHC II,

CD68 and CD33187, 203, 216, 217. This supports the suggestion that microglial activation is increased

in AD without an absolute increase in the number of microglia.

Technical differences could also contribute to variation between studies. For

immunohistochemistry, the most commonly used technique in this review, the method and

duration of tissue fixation320, 321, the thickness of the brain sections321, the use of antigen

retrieval322, the antibody selected210, 320 and variation in many steps in the immunohistochemistry

protocol itself can all influence the intensity of staining, which could affect the ability of studies

to pick up differences between AD and control subjects. Differences in the methods used for

measuring gene expression, or for quantifying protein by Western blot or ELISA could similarly

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contribute to variability in the results. This technical information, with the exception of

technique used and post-mortem interval, was not extracted in the tables because the wide

variability in methods and reporting made it unfeasible, however it is an important potential

contributor to study heterogeneity.

2.5.1 Limitations

Though efforts were made to identify every published paper that compared microglia markers

between AD and control post-mortem human brain samples, it is possible that some papers have

been missed. The large number of papers returned in the initial search (>20 000) may have

increased the risk of misidentifying a paper. In addition, studies that measured a microglial

marker, but did not mention it in the title, abstract or keywords would have been missed by the

systematic search. Thus, studies that did not examine microglia as a primary objective are more

likely to have been omitted, which may introduce some bias into the results of this review.

Microglia interact with astrocytes to initiate and drive inflammation within the brain. Like with

microglia, markers of astrocytes are reported to be elevated in patients with AD relative to

controls323, 324, where they seem to colocalize with amyloid-β plaques.325, 326 While our review

focused only on microglial markers, it had initially set out to include other inflammatory markers

as well, including, astrocytes, cytokines, complement, lipid mediators and other immune cells.

Our title and abstract screening uncovered over 700 papers, nearly 297 for astrocytes alone, an

unfeasibly large number of papers which led us to focus on microglia for this review. Not

including astrocytes and other inflammatory mediators is a limitation of our review because it

results in an incomplete picture of neuroinflammation in AD.

Another important limitation of this review is that while it describes the results of the included

studies in the context of microglia, it should be noted that nearly all microglia markers are also

expressed by other myeloid cells such as infiltrating or perivascular macrophages, neutrophils, or

T cells (see Appendix 1 for a summary of marker expression in other cell types). While there are

generally few of these cells in the brain parenchyma under normal conditions, there may be

increased accumulation and infiltration in AD, which could lead to an overestimation of the

quantity of microglial markers in diseased relative to control brains.

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2.6 Conclusion

Microglia markers are increased in various brain regions in patients with AD relative to controls.

The balance of the evidence suggests that this increase is more attributable to increased

activation than to an increase in absolute cell number, however more research measuring

microglial proliferation in post-mortem human brain samples would be useful for clarifying this

point.

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Chapter 3: Brain n-3 polyunsaturated fatty acids modulate

microglia cell number and morphology in response to

intracerebroventricular amyloid-β 1-40 in mice

Kathryn E. Hopperton, Marc-Olivier Trépanier, Vanessa Giuliano, Richard P. Bazinet

This paper is published in:

Hopperton et al. (2016) J. Neuroinflammation. 13(1):257

Part of the introduction of this paper was moved to the general introduction section 3.3.1 to

avoid redundancy.

Contributions:

RPB and KEH designed the project while MT contributed to its development and direction. KEH

conducted the bulk of the experimental work and analysis with assistance from MT and VG. VG

assisted in the development of the microglia morphology measurement and validated the

immunohistochemistry counts. KEH wrote the manuscript and all authors read and approved the

manuscript prior to submission.

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3.1 Abstract

Background: Neuroinflammation is a proposed mechanism by which Alzheimer’s Disease (AD)

pathology potentiates neuronal death and cognitive decline. Consumption of n-3 polyunsaturated

fatty acids (PUFA) is associated with a decreased risk of AD in human observational studies, and

exerts protective effects on cognition and pathology in animal models. These fatty acids and

molecules derived from them are known to have anti-inflammatory and pro-resolving properties,

presenting a potential mechanism for the protective effects.

Methods: Here, we explore this mechanism using fat-1 transgenic mice and their wildtype

littermates weaned onto either a fish oil diet, (high in n-3 PUFA), or a safflower diet (negligible

n-3 PUFA). The fat-1 mouse carries a transgene that enables it to convert n-6 to n-3 PUFA. At

12 weeks of age, mice underwent intracerebroventricular (icv) infusion of amyloid-β 1-40.

Brains were collected between 1 and 28 days post-icv and hippocampal microglia, astrocytes and

degenerating neurons were quantified by immunohistochemistry with epifluorescence

microscopy, while microglia morphology was assessed with confocal microscopy and skeleton

analysis.

Results: Fat-1 mice fed the safflower oil diet and wildtype mice fed the fish oil diet had higher

brain DHA in comparison to wildtype mice fed the safflower oil diet. Relative to wildtype mice

fed the safflower oil diet, fat-1 mice exhibited a lower peak in the number of labelled microglia,

wildtype mice fed fish oil had fewer degenerating neurons, and both exhibited alterations in

microglia morphology at 10 days post-surgery. There were no differences in astrocyte number at

any time point and no differences in the time course of microglia or astrocyte activation

following infusion of amyloid-β 1-40.

Conclusions: Increasing brain DHA, through either dietary or transgenic means, decreases some

elements of the inflammatory response to amyloid-β in a mouse model of AD. This supports the

hypothesis that n-3 PUFA may be protective against AD by modulating the immune response to

amyloid-β.

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3.2 Introduction

AD is characterized by neuronal loss, the deposition of amyloid-β plaques and the

hyperphosphorylation of intracellular tau proteins, leading to the formation of neurofibrillary

tangles. In addition to these features, neuroinflammation is increasingly recognized as a hallmark

of AD on the basis of elevations in inflammatory markers in the brain measured either post-

mortem51, 52, 271 or in vivo via PET ligands58, increases in inflammatory cytokines in the plasma56,

57, and the discovery of polymorphisms in inflammation-associated genes that are associated

with AD risk61-67. Increases in neuroinflammatory markers have also been reported in animal

models, and may precede the deposition of amyloid-β plaque, indicating that inflammation may

play a causal role in disease development76,77.

DHA, the main n-3 PUFA in the brain, may be protective in AD through several mechanisms

(for review see 104). DHA promotes neuronal development and synaptogenesis through its

conversion to synaptamide (docosahexaenoyl ethanolamide) 138, and also regulates levels of

brain-derived neurotrophic factor 327, which could protect against neuronal and synaptic loss in

AD. DHA and EPA are precursors to a class of bioactive lipid molecules, referred to as

specialized pro-resolving mediators, that have well-characterized anti-inflammatory and pro-

resolving properties (for review see 97). Studies in postmortem human brain samples detected

lower levels of specialized pro-resolving mediators, including maresin 1, NPD1, and resolvin D5

in the hippocampus 111 and entorhinal cortex 112 of patients with AD relative to controls,

suggesting that impairments in resolution of inflammation may be involved in this disease.

Fish or DHA consumption is associated in human observational studies with a decreased risk of

AD or dementia124. A recent meta-analysis of animal studies identified improvements in

amyloid-β plaque levels, cognition and neurodegeneration in AD models with n-3 PUFA

treatment 113. In contrast, human intervention studies in AD are generally null 128, however there

is some evidence of protection in more mild forms of the disease 328. As pathological features of

AD may develop over decades prior to the appearance of symptoms 329, the discrepancy between

the results of epidemiological studies, which are mostly primary prevention, and clinical trials in

patients with diagnosed AD may be explained by differences in the magnitude of pathology in

these populations, by existence of a critical window for effectiveness of a dietary intervention, or

by residual confounding. n-3 PUFA decrease markers of neuroinflammation in a variety of

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disease models, including Parkinson’s disease, stroke, and traumatic brain injury. These

interventions also decrease inflammatory markers in the brain in mouse models of AD, such as

IFN-γ, CD68, GFAP, and TNF-α118, 119,120 ,121.

As markers of inflammation are produced dynamically in response to an insult, with an initial

increase in levels followed by resolution (a return to homeostasis), examining

neuroinflammatory markers over time can be useful to understand how inflammation and its

resolution are affected by n-3 PUFA. n-3 PUFA may affect neuroinflammation by decreasing the

peak in production of some markers but not others, or by shifting the time course of their

production in ways that are not captured by measurements at a single time point 117. As

inflammation in the brain is mainly controlled by a different set of cells than occur in the

periphery, the astrocytes and microglia, we set out first to characterize the time course of the

inflammatory response to amyloid-β 1-40 and then to see how this was affected by changing

brain levels of DHA through a dietary or transgenic approach. While we identified no effect of

changing brain DHA on astrocytes, we detected a lower peak in microglia activation in the

hippocampus of mice with elevated brain DHA, along with reductions in markers of

neurodegeneration and alterations in microglia morphology that may be indicative of a less

activated phenotype.

3.3 Methods

3.3.1 Animals

All animal procedures and husbandry were carried out in accordance with the Regulations of

Animals for Research Act in Ontario and the Guidelines of the Canadian Council on Animal

Care (2015/16 protocol #s 20011375 and 20011376). Mice were housed in the University of

Toronto Department of Comparative Medicine animal facility at a controlled temperature (21C)

and light cycle (14/10 light/dark), 1-4 per cage with ad libitum access to food and water.

In a first study, 10-week-old male C57BL/6 mice were obtained from Charles River Laboratories

(Saint Constant, Quebec, Canada) and were maintained on standard laboratory chow both during

a two-week acclimatization period prior to surgery, and following surgery until death.

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Mice for the second study were obtained via breeding in house from male fat-1 mice provided as

a generous gift by Dr. David Ma (University of Guelph, ON, Canada). The fat-1 mouse carries a

fat-1 transgene from the roundworm Caenorhabditis elegans, enabling it to endogenously

convert n-6 to n-3 PUFA, and thus attain high tissue levels of n-3 PUFA on a deplete diet 330.

C57BL/6 dams were ordered from Charles River Laboratories at 5-6 weeks of age, and

maintained on the low n-3, 10% safflower oil (SO) diet for 2 weeks prior to breeding with fat-1

males. Dams were maintained on the SO diet throughout pregnancy and lactation to reduce

maternal transfer of n-3 PUFA. Fat-1 mice were weaned onto the SO diet, while the wildtype

(WT) offspring were weaned onto either the SO diet or a diet that contained 8% safflower oil and

2% fish oil (FO). Offspring were maintained on these diets until 12 weeks of age, at which point

they underwent icv surgery, and were returned to the same diets after surgery until death.

3.3.2 Diets

Animals were fed one of three experimental diets depending on the study: standard laboratory

chow (Teklad 2018, Envigo, Indianapolis, IN, USA) or one of two diets modified from the AIN-

93G rodent diet: the SO diet, which contains 10% safflower oil by weight (SO; D04092701;

Research Diets Inc., New Brunswick, NJ, USA), or the FO diet which contains 2% menhaden oil

and 8% safflower oil (FO; D04092702; Research Diets Inc.). Fatty acid composition of the FO

and SO diets was confirmed in triplicate on both fresh (sampled from a sealed box stored at 4ºC)

or week-old (sampled from hoppers in the animal facility after at least 1 week at room

temperature) pellets. The main fatty acid species of the two diets are shown in Table 3-1. As a

percent of fatty acids, the most abundant fatty acids in the SO diet are linoleic acid (18:2n-6,

70.7%), oleic acid (18:1n-9, 15.5%), palmitic acid (16:0, 8%) and steric acid (18:0, 2.9%). The

main fatty acid species of the FO diet are linoleic acid (59.9%), oleic acid (13.6%), palmitic acid

(10.3%), myristic acid (14:0, 2.7%), EPA (20:5n-3, 2.6%) and DHA (22:6n-3, 1.5%). Neither

diet contained >1% of any other fatty acid not listed in Table 3-1, and neither diet’s measured

composition differed from the manufacturer’s product specifications or what has been measured

in our lab previously 331. The fatty acid composition of the fresh and week-old diets also did not

differ.

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Table 3-1: Fatty acid composition of 10% safflower oil and 2% fish oil, 8% safflower oil

diets

10% Safflower Oil

2% Fish Oil,

8% Safflower Oil

Fatty acid composition

14:0 n.d 2.7

16:0 8.0 10.3

16:1n-7 n.d 3.1

18:0 2.9 2.8

18:1n-9 15.5 13.6

18:1n-7 0.7 1.1

18:2n-6 70.7 59.9

18:3n-3 0.5 0.8

EPA n.d 2.6

DHA n.d 1.5

Fatty acid percent compositions are calculated as the percentage of the total identified fatty acids

and are means of triplicate analysis. Other fatty acids are present at levels <0.5% of total fatty

acids not shown. Not detected (n.d).

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3.3.3 Genotyping

Genotyping was carried out using a method adapted from Orr et al 331. Tails of 2-3-week-old

mice were coated with EMLA analgesic cream (AstraZeneca, Mississauga, Canada), after which

2-3 mm of the tip of the tail was removed and the wound cauterized. Tails were digested

overnight in a cell lysis buffer (100mM Tris HCl pH 8.5, 5mM EDTA, 0.2% sodium dodecyl

sulfate, 200mM NaCl) with 0.8 mg/ml proteinase K. Tail debris was pelleted (20 minutes x

15700 rcf) and DNA was precipitated by eluting the supernatant into 1ml isopropanol. DNA was

pelleted (10 minutes x 15700 rcf) and the supernatant was removed to allow the pellet to dry.

The pellet was then resuspended in 1x Tris-EDTA buffer. One -1.5μl of DNA was used in a

polymerase chain reaction (PCR) with a commercial master mix (ThermoScientific, Waltham,

MA, USA) as per manufacturer’s instructions with the following PCR conditions: 2 minutes x

95°C, 30 cycles x (30 seconds 94°C, 30 seconds 55 °C, 1 minute 72 °C), followed by final

elongation step for 10 minutes at 72 °C. Resultant 250 base pair bands were visualized on a

1.5% agarose gel containing SYBR Safe DNA Gel Stain (Life Technologies, ThermoScientific,

Waltham, MA, USA) using a UV light box.

3.3.4 Gas Chromatography

A separate group of non-surgery mice were killed by CO2 asphyxiation at 12 weeks of age and

total lipids were extracted from whole brains using a method adapted from Folch et al 332. Total

fatty acids were measured and quantified as described by our lab previously 333.

3.3.5 Preparation of amyloid-β 1-40 and 40-1 injections

Amyloid-β 1-40 and a reverse peptide control, amyloid-β 40-1 were obtained from Bachem

Biochemicals (H-1194 and H-2972 respectively, Bachem Biochemicals, Bubendorf,

Switzerland). The lyophilized powder was diluted to 1 µg/µl in sterile 0.1M PBS and aggregated

at 37ºC for 96 hours to promote formation of oligomers, fibrils and fibres as described previously

70, 71, 334. Aggregation was confirmed by electron microscopy (Figure 3-1A) by identifying fibrils

100-500 nM long and smooth in appearance 335, 336. Treatment and control solutions were

aliquoted and stored at -20ºC until use.

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3.3.6 Negative stain transmission electron microscopy

Electron microscopy was conducted according to published methods 337. Briefly, 1% piloform

coated copper grids (Canemco #G300HEX, Canada) were charged using a glow discharge

apparatus (Quorum Technologies, Laughton, East Sussex, United Kingdom) at 0.15 Torr x 15

seconds, 5 mA and 2 μl of 1μg/μl amyloid-β 1-40 in PBS was loaded for one minute, wicked to

remove large solvent droplets and allowed to air dry. Two μl of 1% phosphotungstic acid were

then loaded for 45 seconds to stain the grids, then wicked and allowed to air dry under an

incandescent light bulb. Grids were then loaded into a grid deck and visualized via a

transmission electron microscope (Hitachi H-7000 TEM, Japan) at 75 kV.

3.3.7 Intracerebroventricular amyloid-β infusion surgery

Surgeries were conducted as described previously 103. Mice were anesthetized by isoflurane

(induction 3%, maintenance 2%) and the top of head shaved. The head was secured via ear and

teeth bars in a stereotaxic setup with a digital reader (Stoelting, Wood Dale, IL, USA). The

analgesic Marcaine (Hospira Healthcare Corporation, Montreal, Québec, Canada) was injected at

1.5 mg/kg subcutaneously at the incision site. After 5 minutes, the skull was exposed and the

digital reader was calibrated to bregma. The head was gently raised or lowered to ensure the

skull was level (<0.1mm difference in height between bregma and lambda). A small hole was

then drilled -1.0 mm medial/lateral and -0.5 mm anterior/posterior to bregma and a 33-gauge

needle was lowered -2.4 mm dorsal/ventral into the left lateral ventricle. Five µl of amyloid-β 1-

40 or 40-1 were then infused at a rate of 1 µl per minute via a Quintessential Stereotaxic Injector

(Stoelting). The needle was kept in the ventricle for 25 minutes post-infusion to ensure treatment

diffusion in the cerebrospinal fluid before being slowly raised to prevent backflow. The accuracy

of this injection into the lateral ventricle was checked periodically by injection with Evan’s blue

dye. The hole in the skull was sealed with bone wax (Ethicon, Somerville, New Jersey, United

States) and the scalp sutured shut. Mice were monitored post-surgery until autonomous head

movement was recovered and were housed singly until death. Mice were euthanized at various

time points between 24 hours and 28 days post-surgery. Time points were selected based on

previous work in our lab that found that microglia and astrocyte activation following icv

lipopolysaccharide (LPS) began increasing after 24 hours (unpublished) and on preliminary

experiments described here.

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3.3.8 Sample preparation and immunohistochemistry

Mice were anesthetized with 250 mg/kg intraperitoneal avertin and euthanized via transcardiac

perfusion with cold phosphate buffered saline (PBS) for 3 minutes, followed by 7 minutes of 4%

paraformaldehyde, infused at a rate of 4 ml/minute using a peristaltic pump (GE Healthcare,

Mississauga, ON, Canada). Brains were extracted and post-fixed for 24 hours in 4%

paraformaldehyde, followed by dehydration and storage in a 30% sucrose solution until

sectioning. Brains were frozen in Cryomatrix sectioning medium (ThermoScientific, Waltham,

MA, USA) and sliced into 40μM sections using a cryostat (Leica, CM 1510S, Concord, ON).

Slices were stored in 0.05% sodium azide until analysis.

For immunohistochemistry to visualize astrocytes and microglia, slices were washed three times

for 10 minutes each in PBS and quenched for 10 minutes in 0.5% sodium borohydride, followed

by another three PBS washes. Sections were blocked for two hours in a solution of 10% normal

goat serum, 0.75% bovine serum albumin and 0.1% triton-x in PBS, and incubated overnight in

antibody solution (2% normal goat serum, 0.01% triton-x in PBS), with rabbit anti-Iba1 (Wako

Chemicals, Richmond VA, USA) and mouse anti-GFAP (Antibodies Inc., Davis, CA, USA)

antibodies. Anti-Iba1 was diluted to a concentration of 1:2000 for epifluorescent microscopy and

1:1000 for confocal microscopy, while GFAP was diluted 1:1000 for epifluorescent microscopy

and 1:500 for confocal microscopy. Slices were washed three times in cold PBS, and then

incubated for one hour in antibody solution with 1:2000 goat anti-rabbit Alexa Fluor 568 and

1:2000 goat anti-mouse Alexa Fluor 488 (Life Technologies, Burlington, ON, Canada). Slices

were then washed three times in PBS and mounted onto glass microscope slides in Vectashield

Antifade Mounting Medium with DAPI (Vector Laboratories, Bulingame, CA, USA) and

coverslipped with #1 type micro cover glasses (VWR International, Mississauga, ON, Canada).

Fluoro Jade C (FJC, Millipore, Darmstadt, Germany) immunohistochemistry was used to

visualize degenerating neurons via a method adapted from the manufacturer’s specifications.

Whole brain coronal sections were washed three times in PBS, mounted onto poly L-lysine

coated slides (Sigma-Aldrich, Oakville, ON Canada) and allowed to dry overnight. Slides were

then placed in a staining rack, and moved sequentially through the following solutions: dH2O x 1

minute, 100% ethanol x 3 minutes, 70% ethanol x 1 minute, dH2O x 1 minute, 0.06% potassium

permanganate x 15 minutes on a shaker, dH2O x 1 minute, and then avoiding light: 0.001% FJC

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+ 0.2% Hoescht stain in 0.1% acetic acid x 30 minutes followed by 3 x 1 minute washes in dH2O

prior to drying over-night in the dark.

3.3.9 Epi-fluorescence microscopy and cell counting

Astrocytes and microglia were counted in four regions of the hippocampus: CA1, CA2, CA3 and

the dentate gyrus (DG), while FJC-positive neurons were counted in the CA1 and DG regions

both ipsilateral and contralateral to the injection site. Cells were visualized (0.83mmx0.66mm

field of view) using epifluorescent microscopy. Iba1-labelled microglia and GFAP-labelled

astrocytes were counted using Nikon Elements software (NIS-Elements Basic Research, version

3.1) as described previously 338 with the 10x objective. Images were acquired using automated

exposure and the fluorescence intensity for each image was manually adjusted to fall within the

linear range. Three operations were applied to the images: 6x clean, 4x separate and smooth 0x.

Counting in Nikon Elements was performed by an experimenter (KEH) self-blinded (by

randomly assigning slices numbers 1, 2, 3…n prior to each immunohistochemistry run) to the

genotype/diet grouping and time point, and all images in the Iba1 channel were counted a second

time for validation by a second experimenter (VG), blinded by the same method, using ImageJ

software by manually thresholding the image and using the analyze particles plugin with a size

exclusion limit of 40μM2. FJC-positive neurons in the CA1 and DG regions of the hippocampus

were counted manually in three predetermined 150x150 μM boxes per image and scores were

validated in a subset of samples by a second blinded observer (DM).

3.3.10 Confocal microscopy and microglia morphology

As microglia are thought to take on an amoeboid morphology, characterized by fewer,

less complex branches and a larger cell body upon activation, brain sections at baseline and 10

days post-surgery (a peak point in microglia activation, Figure 3-3) were analyzed by confocal

microscopy and skeleton analysis to assess microglia morphology. Twenty μM z-stacks of CA1,

CA3 and DG in both the left and right hippocampus were acquired at 0.5 μM intervals using an

AxioObserverZ1 spinning disk confocal microscope (Zeiss, Oberkochen, Germany) at the 20x

objective. Microglia morphology was measured using a method adapted from Morrison et al.

339. As illustrated in Figure 3-6A, maximum intensity projections for the Iba1 channel of each

image were generated, binarized and skeletonized using the Skeletonize 2D/3D plugin in ImageJ,

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after which the Analyze Skeleton plugin (http://imagej.net/AnalyzeSkeleton) was applied with the

lowest intensity voxel prune cycle. This plugin analyzes the pixels of each skeletonized

microglia and categorizes them based on their relationship to one another, with pixels with only

one neighbouring pixel considered end points, pixels with two neighbours considered slabs (or in

this case a branch), and pixels with more than 2 neighbours considered junction points. The

average branch number (process end points per cell) and length per cell was recorded for each

image with a voxel size exclusion limit of 150 applied. The ratio of end points to junction points

was additionally calculated to give an indication of branching complexity.

3.3.11 Statistical analysis

Data are expressed as mean +/- standard error of the mean, normalized to control peptide-

injected animals (amyloid-β 40-1) in Figure 3-1, or to non-surgery animals of their treatment

group in Figures 3-3 and 3-4. Cell counts for each hippocampal region are the mean of the left

and right sides of 3 to 5 brains per treatment per time point for the work in the C57BL/6 mice,

and in 6-12 brain samples per treatment/genotype per time point in the work with fat-1 mice and

their wildtype littermates. One-way ANOVA with a Bonferroni post-test was applied to evaluate

differences by genotype/treatment group in brain fatty acid composition, FJC counts and

microglia morphology at 10 days post-icv, while a two-way ANOVA was used to examine main

and interactive effects of genotype/treatment groups and time, with a Bonferroni post-hoc test

applied where there was a significant interaction.

3.4 Results

3.4.1 Time course of microglia and astrocyte activation following icv amyloid-β

1-40 or control peptide

We first set out to identify time points at which to visualize the neuroinflammatory response to

amyloid-β 1-40 relative to a control peptide, amyloid-β 40-1. Increases in iba1-labelled microglia

were seen in the days following surgery in all four regions of the hippocampus measured relative

to control (Figure 3-1B, graph shown for mean of 4 fields), and counts were significantly

different from 24 hours at 15 days (CA2, CA3 and DG) and 21 days (CA1, CA2, CA3) post-icv.

Peak levels of microglia were approximately 50% greater in the animals injected with amyloid-β

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1-40 as opposed to the control peptide-injected animals at 15 days post-icv. In all regions, counts

were no longer different from 24 hours or the peak by 28 days following surgery.

Increases in GFAP-labelled astrocytes (Figure 3-1D, graph shown for mean of 4 fields) were

detected in the CA1, CA2 and CA3 regions, with a peak at 15 days post-surgery that was

significantly different from 24 hours. In all three regions where this pattern was detected, no

significant difference between the peak and its baseline was seen by 28 days post-surgery. No

significant differences were detected between any of the time points in the DG.

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Figure 3-1: Time-course of microglia and astrocyte proliferation.

A) TEM image of aggregated amyloid-β 1-40, length of 100-500 nM and smooth appearance

characteristic of fibres. B) Mean +/- SEM of Iba1-labelled microglia counts in the CA1, CA2,

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CA3 and DG of the hippocampus following intracerebroventricular infusion of amyloid-β 1-40,

normalized for the counts following infusion of control peptide (amyloid-β 40-1) C) Sample

images of the CA3 region of the hippocampus 15 days following intracerebroventricular infusion

of either amyloid-β 1-40 (right) or the control peptide amyloid-β 40-1 (left). D) Mean +/- SEM

of GFAP-labelled astrocyte counts in the CA1, CA2, CA3 and DG of the hippocampus following

intracerebroventricular infusion of amyloid-β 1-40, normalized for the counts following infusion

of control peptide. E) Samples images from the CA3 region of the hippocampus 15 days

following intracerebroventricular infusion of either amyloid-β 1-40 (right) or the control peptide

amyloid-β 40-1 (left). Top row of images in C and E are enhanced for publication, while the

bottom row of images are the same images in which a threshold was applied to show labelled

cells. Different letters denote significant differences (p<0.05) by one-way ANOVA followed by

Bonferroni post-test. Cornu ammonis (CA), Dentate gyrus (DG), glial fibrillary acidic protein

(GFAP), ionized calcium-binding adapter molecule 1 (iba1)

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3.4.2 Effect of brain fatty acid composition on time course of microglia and

astrocyte activation

The effect of brain n-3 PUFA composition on the neuroinflammatory response to amyloid-β was

assessed in fat-1 mice and their wildtype littermates weaned onto either a 10% safflower oil diet,

containing very low levels of n-3 PUFA, or a diet in which 2% of the safflower oil was replaced

with fish oil. A dietary and a transgenic approach to increasing brain n-3 PUFA was used to

account for potential confounding arising from either off-target effects of the transgene, in the

case of the fat-1 mice, or from changes in other elements of the diet in the case of the WTFO

mice, as adding 2% fish oil involves the removal of 2% safflower oil. Fat-1 and WTFO mice

had approximately 2-fold higher levels of brain DHA as a nanomol percent of fatty acids relative

to WTSO mice (Figure 3-2). They also had significantly lower levels of the n-6 PUFAs: ARA,

docosapentaenoic acid and docosatetraenoic acid. As a result, the fat-1 and WTFO mice had a 2-

3-fold lower ratio of brain n-6: n-3 PUFA than WTSO mice.

As earlier experiments showed that the injection of amyloid-β 1-40 is more potently

neuroinflammatory than the control peptide (Figure 3-1), microglia and astrocyte counts were

normalized to non-surgery animals for each diet/genotype group rather than to control peptide-

injected animals for each time point in an effort to reduce the number of animals required for this

study. Microglia activation of the mean of both left and right hippocampus regions CA1, CA2,

CA3 and DG peaked at 10 days post-surgery, and for CA2, CA3 and DG, were no longer

significantly different from baseline levels by 28 days (Figure 3-3 A-D). A two-way ANOVA

(genotype/diet x time) returned a significant main effect of time (p<0.001) in all four regions

with a significant interaction (p<0.05). Post-hoc analysis of the treatment effect within each time

point showed that fat-1 mice had a lower peak in iba1-labelled microglia number at 10 days post-

surgery than the WTSO mice, while WTFO mice were not different from either group at any

time in any region. Post-hoc analysis of the time effect showed that microglia counts for the

three groups were significantly higher than baseline levels at 10 days (CA1, CA2, CA3, and DG)

and 15 days (CA1 and DG) post-icv. Counts remained elevated from baseline at 28 days in the

CA1 and elevated compared to 3 days in the DG. When highest count rather than the average of

left and right regions was used for analysis, the significance of the interaction effect was lost in

CA1 and CA.

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Figure 3-2: Whole brain fatty acid composition

Bars represent mean (+/- SEM) of: wildtype mice fed safflower oil (WTSO), fat-1 transgenic mice fed safflower (fat-1) and wildtype

mice fed fish oil (WTFO). Bars illustrate nanomolar percent of all detected fatty acids in the brain. One-way ANOVA applied for each

fatty acid and, where significant, followed by a Bonferroni post-hoc test. Different letters denote significantly different means,

p<0.05. Alpha-linolenic acid (ALA), Linoleic Acid (LNA), Arachidonic acid (ARA), Eicosapentaenoic acid (EPA), Docosahexaenoic

acid (DHA

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When mean of GFAP-labelled astrocyte counts in the left and right hippocampus were analyzed,

no significant main effects of genotype/diet, time or interactions were found in CA1, CA2 or

DG, while a significant main effect of time was identified in CA3 (p<0.05). When the side with

the highest counts was used for analysis, a significant main effect of time was identified in the

CA1, CA2 and CA3 with no genotype/diet x time interaction. Highest levels of astrocyte counts

occurred at 10 and 15 days post-icv, with counts up to 50% above baseline levels.

3.4.3 Fluoro-Jade C Cell Counts

Degenerating neurons were visualized with FJC immunohistochemistry at 10 days post-

icv, the time point at which a difference between the genotype/treatment groups in microglia

counts was observed. No difference between the groups was detected in CA1, however, WTFO

mice had significantly fewer FJC-positive neurons in the DG compared to the WTSO mice,

while fat-1 mice were not different from either group (Figure 3-5).

3.4.4 Microglia Morphology

Microglia morphology was investigated to determine whether the differences in cell

counts between the diet/genotype groups identified at 10 days post-icv were related to microglia

activation. No significant differences between the groups were identified for the number of

microglia process endpoints per cell, used here and previously as an indicator of the number of

branches per cell 339, 340, in the CA1 or DG. Microglia of fat-1 mice had on average significantly

more endpoints per cell than the WTSO group, but not the WTFO group in CA3 (Figure 3-6 B,

C, D). Relative to WTSO mice, microglia process length was lower in fat-1 and WTFO mice in

CA1 and CA3, and in WTFO mice alone in DG (Figure 3-6 E, F, G). The number of process

endpoints per junction was calculated to give an indication of branching complexity, or the

number of new branches arising from branch splitting. Both fat-1 and WTFO mice had

significantly higher branching complexity following surgery than the WTSO mice in CA1, CA3

and DG (Figure 3-6 H, I, J).

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Figure 3-3: Time-course of microglia activation following icv amyloid-β in the fat-1 and

wildtype mice.

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A-D) Iba1-labelled microglia cell counts (+/- SEM) normalized to non-surgery counts in the

hippocampus regions CA1 (A), CA2 (B), CA3 (C) and dentate gyrus (D). E) Representative

images of the CA1 region of wildtype mice fed safflower oil (WTSO), fat-1 transgenic mice fed

safflower (fat-1) and wildtype mice fed fish oil (WTFO) prior to surgery (baseline, top two rows)

and at 10 days post intracerebroventricular infusion of amyloid-β peptide (bottom two rows).

Top rows for each time point are images enhanced for contrast and sharpness for publication,

bottom images are the same images in which a threshold was applied to show labelled cells.

Two-way ANOVA was applied, significant main effects and interactions are reported beneath

each graph. Different letters denote significantly different bars within a time point (e.g. 10 days

post-icv), while lines and * indicate overall differences between time points. * p<0.05, **p<0.01.

Cornu ammonis (CA), Dentate gyrus (DG), intracerebroventricular infusion (icv), ionized

calcium-binding adapter molecule 1 (iba1).

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Figure 3-4: Time-course of astrocyte activation following icv amyloid-β in the fat-1 and

wildtype mice

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A-D) GFAP-labelled astrocyte cell counts (+/- SEM) normalized to non-surgery counts in the

hippocampus regions CA1 (A), CA2 (B), CA3 (C) and dentate gyrus (D). E) Representative

images of the CA1 region of wildtype mice fed safflower oil (WTSO), fat-1 transgenic mice fed

safflower (fat-1) and wildtype mice fed fish oil (WTFO) at prior to surgery (baseline, top two

rows) and at 10 days post intracerebroventricular infusion of amyloid-β peptide (bottom two

rows). Top rows for each time point are images enhanced for contrast and sharpness for

publication, bottom images are the same images in which a threshold was applied to show

labelled cells. Two-way ANOVA applied, where significant main effects are reported beneath

each graph. Cornu ammonis (CA), Dentate gyrus (DG), Glial fibrillary acidic protein (GFAP).

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Figure 3-5: Neurodegeneration in the hippocampus

Fluoro-Jade C-positive cells (+/- SEM) in the CA1 (A) and DG (B) regions of the hippocampus.

Graphs represent counts (mean of 3 boxes per image) at 10 days post-icv amyloid-β 1-40.

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Representative images of the CA1 (C) and DG (D) of, from left to right: LPS-injected positive

control mice, wildtype mice fed safflower oil (WTSO), fat-1 transgenic mice fed safflower (fat-

1) and wildtype mice fed fish oil (WTFO) mice showing the FJC-positive cells (top) and Hoescht

staining (a non-discriminate DNA stain). Images are enhanced for contrast and sharpness for

publication. Different letters denote significant differences (p<0.05) as determined by one-way

ANOVA with Bonferroni post-hoc test. Cornu ammonis (CA), Dentate gyrus (DG), Wildtype

mice fed safflower oil (WTSO), fat-1 mice fed safflower oil (fat-1), Wildtype mice fed fish oil

(WTFO).

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Figure 3-6: Microglia morphology

A) Schematic illustrating the method for measuring microglia morphology with ImageJ analyze

skeleton (reproduced in part with permission). Confocal z-stacks are converted to maximum

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intensity projections, and then thresholded to create a binary image. Images were converted into

2D skeletons by the Skeletonize 2D/3Dplugin and pixels were analyzed by the Analyze Skeleton

plugin. Pixels with one neighbor (labelled in blue) are branch end points, pixels with two

neighbours (labelled in orange) are branches or slabs and pixels with three or more neighbours

(labelled in pink) are junctions. Average number of microglia process endpoints (an indicator of

the number of microglia processes) per cell (B-D), average process length per cell (E-G) and

process endpoints per junction, used here as an indicator of branching complexity (H-J) in the

CA1, CA3 and DG. All graphs represent values at 10 days post-intracerebroventricular infusion

of amyloid-β 1-40 normalized for non-surgery values, +/- SEM. Different letters denote

significantly different bars (p<0.05) as determined by one-way ANOVA with Bonferroni post-

test. Cornu ammonis (CA), Dentate gyrus (DG), Wildtype mice fed safflower oil (WTSO), fat-1

mice fed safflower oil (fat-1), Wildtype mice fed fish oil (WTFO).

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3.5 Discussion

Here we show that numbers of iba1-labelled microglia and GFAP-labelled astrocytes increase

following icv infusion of amyloid-β 1-40, peaking in C57BL/6 mice between 15 and 21 days

post-surgery, and in fat-1 and wildtype mice at 10 days post-surgery. The inflammatory response

resolves in most regions examined by 28 days post-surgery, with cell counts no longer

significantly different from baseline levels in most regions examined. There was no effect of the

2-fold increase in brain DHA in the fat-1 or WTFO mice compared to WTSO mice on astrocyte

counts in the four areas of the hippocampus measured, however a reduction in the peak in

microglia cell number at 10 days post-surgery was noted in fat-1, but not the WTFO mice,

compared to the WTSO mice. There was no effect of this change in n-3 PUFA on the time

course of microglia or astrocyte activation up to 28 days following surgery.

There are some indications that microglia in the hippocampi of fat-1 and WTFO mice take on a

less activated skeleton structure following icv amyloid-β than the WTSO mice. As microglia

become activated (switching from a surveillance and neurotrophic role to a phenotype in which

replication, migration, cytokine production and phagocytosis occur), they are thought to shift

from a ramified appearance, with numerous processes and a small cell body, to an amoeboid

phenotype, characterized by fewer, shorter processes and a larger cell body 50. Fat-1 mice had a

smaller reduction in process endpoints per cell in CA3 in response to icv amyloid-β, while both

fat-1 and WTFO mice retained more endpoints per junction, indicating more branch splitting. A

reduction in process endpoints with microglia activation has been measured using this same

method previously in both a stroke 339 and an AD 340 model. Surprisingly, branch length

increased in our model in response to icv amyloid-β, with greater increases in WTSO mice than

the other two groups, whereas branch length decreased with activation in the previous studies

using this method 339, 340. This unexpected finding could be explained by retractions of terminal

branches, leading pixels that were initially counted as multiple separate branches connected by

junction points to be counted as a single longer branch, which is supported by the reductions in

endpoints per junction seen in Figure 3-6 H, I and J. It should be noted that while skeleton

analysis has benefits of unbiased batch processing and branch quantification, it does not measure

the changes in soma size or branch thickness that may also occur with microglia activation or

dystrophia.

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While this study provides evidence for a potential mechanism that may underlie the

protective effects of n-3 PUFA in AD that have been observed in human observational studies

124, 130, animal models 113, and on cognitive decline some human clinical trials (in patients with

mild, but not moderate or advanced AD 328), there are limitations to the interpretation of the

results. The icv amyloid-β model was selected instead of a transgenic AD model as it allows for

the full dynamic response of microglia and astrocytes to amyloid-β, including an increase in

activation followed by resolution to baseline levels, to be measured. This would not be possible

with the sustained production of amyloid-β that occurs in transgenic models, the as glia would be

continually stimulated. This method is, however, limited in comparison with some transgenic

models in its applicability to AD in humans because it relies on an acute as opposed to chronic

exposure to amyloid-β and does not take into account the hyperphosphorylation of tau proteins.

Another limitation of this work is that increasing brain DHA via either a dietary or a

transgenic approach proportionately reduced brain n-6 PUFA, resulting in an altered n-6: n-3

ratio. It is possible, therefore, that some of the immune-modulatory effects reported here could

be attributed to the reduction in n-6 PUFA, rather than the increase in n-3 PUFA. This

proportional change in brain n-6 PUFA would arise in any intervention aimed at increasing brain

n-3 PUFA, so this confounder does not diminish the clinical or biological relevance of the

findings of this paper. To our knowledge, no one has yet investigated the effects of modulating

dietary n-6 PUFA on neuroinflammation in an AD model, though lowering dietary linoleic acid

has recently been shown to attenuate the increase in prostaglandin E2, a pro-inflammatory lipid

mediator derived from ARA, and the activity of cyclooxygenase (COX)-2, an enzyme involved

in its synthesis, in response to icv LPS 341.

A difficulty in testing for potential anti-neuroinflammatory effects of n-3 PUFA is that, in

addition to modulating inflammation, these fatty acids are also known to be neuroprotective,

decreasing the magnitude of neurological insult associated with a disease model. For example,

administration of DHA three hours after medial cerebral artery occlusion, a model of stroke,

decreases infiltration of microglia/macrophage lineage cells, but also decreases the volume of the

ischemic infarct 342. The reduction in microglia infiltration in these models could be explained

either by a direct effect of DHA treatment on microglia, or as a lower level response to a smaller

injury. The same concerns arise in transgenic models of AD, where DHA decreases the

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amyloidogenic processing of amyloid precursor protein 140, leading to decreased production of

plaque-forming amyloid-β both in vitro 141 and in vivo 142. The icv amyloid-β model used here

avoids some of this confounding by administering exogenous amyloid-β, however confounding

is not entirely removed because fewer FJC-positive neurons were detected in one region of the

hippocampus of WTFO mice compared to WTSO mice (Figure 3-5), indicating less neuronal

degeneration. It is possible then, that some of the differences in microglia cell number and

morphology reported here could be explained as a decreased response to a smaller neurological

insult, rather than a direct effect of brain PUFA on the activation of these cells. However,

because the fat-1 group had the smallest increase in microglia cell number in response to

amyloid-β but the WTFO group had the lowest level of FJC-positive neurons, these results do

not appear to be directly correlated.

While increasing brain DHA may attenuate the increase in microglia counts and

alterations in microglia morphology in response to icv amyloid-β, it is not known whether these

differences are of a sufficient magnitude to be functionally relevant, and if they are, whether they

would be beneficial in AD. While several groups have noted improvements in cognition and

neuronal death in association with reductions in inflammatory markers, including microglia

activation, in AD 343, 344 this is not consistent across studies. For instance, Michaud et al. noted

improvements in amyloid-β clearance and cognition in a transgenic model of AD in response to

an agonist of the TLR4 receptor, which activates microglia345. Chakrabarty et al. separately over-

expressed IL-6 346 and IFN-γ 347 in TgCRND8 mice and measured lower levels of amyloid-β

plaque deposition despite elevations in markers of astrocytes and microglia, suggesting that

increases in these cells may in fact be protective, at least at an early stage in the disease. In

contrast, n-3 PUFA, which have been shown here and in other studies to be anti-inflammatory in

AD models 118, 119, appear to exert protective effects on neuronal loss, amyloid burden and

cognition 113. Part of the discrepancy between these models may be related to the functional

effectiveness of microglia in AD. While an amoeboid phenotype is classically associated with

microglial activation, it is now known that amyloid-β contributes to microglial dysfunction,

including decreased phagocytic capacity, so that microglia in AD may be phenotypically, but not

functionally, activated 50, 348. Increasing activation of microglia may be beneficial acutely in AD

models by increasing clearance of amyloid-β; however, as microglia become dysfunctional due

to exposure to amyloid-β, the elevated numbers seen in human AD and animal models may

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instead contribute to neuronal death and dysfunction. As n-3 PUFA promote amyloid-β

phagocytosis by microglia and increase the expression of phagocytic markers 112, 349, they may

prevent this dysfunction in microglia activity, allowing microglia to exert beneficial effects in

AD.

In this study, differences in the time course of the astrocyte and microglia response to amyloid-β

were noted between the experiments conducted in C57BL/6 mice and the fat-1 strains. Counts

for both astrocytes and microglia peak later in the C57BL/6 mice, at 15 and 21 days post-icv

respectively, compared to at 10 days in the fat-1 study. In addition, there was a main effect of

time on astrocyte number in all four regions of the hippocampus measured in the study using

C57BL/6 mice, while in the experiment using the fat-1 mice, a main effect of time was evident in

CA3 but not CA1, CA2 or DG. Fat-1 mice have a C57BL/6 and C3H strain background, and

previous work in our lab found that fat-1 progeny are 76% genetically similar to C57Bl/6 mice

103. Therefore, genetic differences between the mice in the two studies could explain some of

these discrepancies. Another possibility is that dietary differences exerted an effect. The

C57BL/6 mice were maintained on a chow diet containing 6% alpha-linolenic acid (ALA), the

precursor to DHA, for the duration of the experiment while the fat-1 study used a safflower diet

containing <1% ALA. A diet containing 200mg/100g diet of ALA (2-2.5% of fatty acids on a

10% fat diet) is thought to be sufficient to maintain brain DHA levels 350, so these two studies

differ not only in the DHA content of the diets but also in the sufficiency of the ALA content to

maintain brain DHA levels.

Differences were also noted between the fat-1 and WTFO mice in the microglia response to

amyloid-β, despite these groups having similar brain levels of DHA. Fat-1 mice had significantly

lower numbers of iba1-labelled microglia 10 days post-surgery than the WTSO mice, while the

WTFO mice were not significantly different from either group. In contrast, WTFO, but not fat-1,

mice had significantly fewer degenerating neurons following icv amyloid-β than WTSO mice. In

previous work from our lab using fat-1 mice and the same diets, fat-1 mice exhibited enrichment

in brain unesterified DHA compared to wildtype mice fed a safflower diet, while C57BL/6 mice

fed the fish oil diet did not demonstrate this comparative enrichment relative to C57BL/6 mice

fed the safflower oil diet 103. In this study, the neuroinflammatory response to LPS was

attenuated in the fat-1 group, but not the fish oil group compared to safflower fed mice, and this

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was attributed to the higher levels of unesterified DHA in the fat-1 mice103. Unesterified fatty

acids are substrates for the synthesis of specialized pro-resolving lipid mediators 104, so it follows

that changes in the unesterified pool may be more functionally important than changes in the

whole brain. Fat-1 and WTFO mice also differ in the duration of exposure to n-3 PUFA and

DHA. As fat-1 mice produce n-3 PUFA endogenously, they are exposed to these fatty acids

throughout gestation and growth, while WTFO mice are exposed only after weaning. Thus,

differences between these groups of mice could also be attributed to early programming of the

inflammatory response due to exposure to n-3 PUFA during critical periods of development. It

should be noted, however, that the direction of effect was always the same for the fat-1 and

WTFO groups and these groups were never significantly different from one another. This

consistency suggests that the inflammation attenuating effects observed in the fat-1 and WTFO

mice is attributable to the common change in brain DHA that occurred in both groups, and not

due to residual confounding by diet or genotype.

3.6 Conclusions

Increasing brain n-3 PUFA, through transgenic, and to a lesser extent, through dietary means

decreased microglia responses to amyloid-β infusion in a mouse model of AD, though no effects

on astrocyte number, or the length of time for microglia activation to resolve to baseline levels

were evident. n-3 PUFA have been shown in many human observational and animal studies to

be protective against AD symptoms and pathology, and this study provides evidence that this

may occur through modulation of neuroinflammation, though further work is needed to test this

hypothesis directly.

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Chapter 4: Dietary fish oil, and to a lesser extent the fat-1

transgene, increases astrocyte activation in response to

intracerebroventricular amyloid-β 1-40

Kathryn E. Hopperton, Nicholas C.E James, Dana Mohammad, Maha Irfan and Richard

P. Bazinet

Paper currently submitted and under second revision

Contributions:

KEH wrote the paper and conducted all the work to acquire the brain images, which were then

analyzed by DM, NCEJ and MI. RPB oversaw the project. All authors reviewed and provided

feedback on the manuscript.

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4.1 Abstract:

Objectives: Increases in astrocytes and one of their main markers, glial fibrillary acidic protein

(GFAP) have been reported in the brains of patients with Alzheimer’s disease (AD). N-3

polyunsaturated fatty acids (PUFA) modulate neuroinflammation in animal models, however

their effect on astrocyte function is unclear. The objective of this work was to determine the

effect of brain n-3 PUFA composition on astrocyte activation in response to amyloid-β.

Methods: Fat-1 mice, transgenic animals that can convert n-6 to n-3 PUFA, and their wildtype

littermates were fed either a fish oil diet containing n-3 PUFA, or a safflower oil diet deprived of

n-3 PUFA. At 12 weeks of age, the mice underwent intracerebroventricular infusion of amyloid-

β 1-40. Brains were collected at baseline and 10 days post-surgery. GFAP expression and

astrocyte morphology in the hippocampus were assessed using immunohistochemistry with

various microscopy and image analysis techniques.

Results: GFAP increased in all groups in response to amyloid-β infusion, with a greater increase

in fish oil-fed mice than in either fat-1 the safflower oil fed mice. Astrocytes in this group were

more hypertrophic, suggesting increased activation. Both fat-1 and fish oil-fed mice had greater

increases in branch number and length in response to amyloid-β infusion than safflower-fed

animals.

Conclusion: Fish oil feeding, and to a lesser extent the fat-1 transgene, enhances the astrocyte

activation phenotype in response to amyloid-β 1-40. Astrocytes in mice fed fish oil appeared to

be more activated in response to amyloid-β than those in fat-1 mice despite similarities in levels

of hippocampal n-3 PUFA, which suggests that other fatty acids or dietary factors may

contribute to the enhanced astrocyte activation response.

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4.2 Introduction

Astrocytes fulfil a variety of supportive functions in the brain, including formation of the

blood-brain-barrier, the provision of nutrients, and response to injury. Astrogliosis is widely

reported in post-mortem brain samples from patients with Alzheimer’s Disease (AD) 323, 324

where astrocytes colocalize with amyloid-β plaques 325, 326. In response to amyloid-β, astrocytes

upregulate their production of proinflammatory genes and release reactive oxygen species 351.

This inflammation initiated by astrocytes, and by other neuroimmune cells such as microglia,

may be a mechanism underlying neuronal death and cognitive decline in AD 50, 323.

Consumption or high blood levels of n-3 polyunsaturated fatty acids (PUFA) is

associated with a reduced risk of AD 130. In addition, studies in animal models have shown that

feeding n-3 PUFA decreases neuroinflammation, neurodegeneration, amyloid-β plaque

deposition, and cognitive decline in AD models 99, 113. Astrocytes are commonly measured via

glial fibrillary acidic protein (GFAP), an intermediate filament protein. Previous studies on the

effect of n-3 PUFA on GFAP in neuroinflammation models have presented conflicting results,

with reports of increases 342, 352, decreases 122, 353 or no change 123, 354, 355 in mRNA or protein

expression with n-3 PUFA interventions. This heterogeneity in the literature raises the question

of what a change in GFAP expression means for astrocyte function in these models. As

astrocytes become reactive, they take on a hypertrophic phenotype, characterized by an increase

in cell size and the number and length of processes extending from the soma 355-358. An

examination of astrocyte morphology is therefore useful for elucidating the activation phenotype

of these cells in response to a neuroinflammatory insult and n-3 PUFA. Here, we use both a

dietary and a transgenic approach to increase brain n-3 PUFA content in an

intracerebroventricular amyloid-β model of neuroinflammation. We hypothesized that amyloid-β

would increase the activation of astrocytes in all groups, with an attenuated increase in animals

with higher brain n-3 PUFA. We instead saw an enhanced astrocyte response in the animals with

higher brain n-3 PUFA. Comparison of our dietary and transgenic groups suggests that some of

this enhanced astrocyte response may occur, at least in part, independent of increases in the

hippocampal n-3 PUFA content.

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4.3 Methods

The brain slices used here were obtained from a previous study published by our group examining

the effect of changing brain PUFA composition on the resolution of neuroinflammation caused by

intracerebroventricular infusion of amyloid-β peptide 143.

4.3.1 Animals and diets

All procedures were undertaken in accordance with the Guidelines of the Canadian Council on

Animal Care under the supervision of the University of Toronto Animal Care Committee (2015/16

protocol #20011376). Animals were housed under controlled conditions with ad libitum access to

food and water. Mice were fed one of two modified AIN-93G rodent diets. The safflower oil (SO;

D04092701; Research Diets Inc., New Brunswick, NJ, USA) diet contained 10% w/w safflower

oil, while the fish oil (FO; D04092702; Research Diets Inc.) diet contained 8% safflower oil and

2% menhaden oil. The SO diet contains 71% linoleic, 15.5% oleic, 8% palmitic, and 3% stearic

acids as a percent of fatty acids, while the FO diet contains 60% linoleic, 14% oleic, 10% palmitic,

3% myristic, 2.6% eicosapentaenoic acid (EPA), and 1.5% docosahexaenoic acid (DHA) as

described previously 143.

Male fat-1 breeders were obtained as a gift from Dr. David Ma (University of Guelph, ON,

Canada). Fat-1 mice are transgenic animals containing a n-3 desaturase enzyme, enabling them to

convert n-6 to n-3 PUFA. These animals can therefore attain high tissue levels of n-3 PUFA on a

deplete diet. They were bred with female C57BL/6 mice (Charles River Laboratories) that had

been acclimated on the SO diet for at least two weeks, to generate heterozygous fat-1 and wildtype

offspring. Male wildtype offspring were weaned onto either the SO or FO diets, while their male

fat-1 littermates were weaned onto the safflower diet only. An additional group of fat-1 mice fed

the fish oil diet was not used in this study because a previous analysis from our lab showed that

there was no difference in any brain phospholipid fatty acids between fat-1 mice fed fish oil and

fat-1 mice fed safflower oil, suggesting that these mice are at a plateau 331. This analysis also did

not identify any substantial differences between the wildtype fish oil fed mice and the fat-1s in any

of the phospholipid classes.

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4.3.2 Intracerebroventricular infusion of amyloid-β 1-40 and sample preparation

At 12 weeks of age, mice underwent a stereotaxic surgery in which 5μg of aggregated amyloid-β

1-40 peptide was injected into the left lateral ventricle as described in detail in our previous

publication 143. Preliminary experiments using a control peptide, amyloid-β 40-1, which contains

the same amino acids as the naturally occurring amyloid-β 1-40 in a reversed order, identified

minimal astrocyte response to the control peptide. At baseline (non-surgery) and at 10 days post-

intracerebroventricular (icv) infusion, a timepoint found to coincide with a peak of inflammation

following icv amyloid-β, mice were euthanized as described below and brains were collected for

analysis.

4.3.3 Fatty Acid Analysis

For fatty acid analysis, mice were euthanized by CO2 asphyxiation, after which hippocampi were

collected and rapidly frozen in liquid nitrogen. Mouse hippocampi were weighed and extracted

in chloroform: methanol: potassium chloride (2:1:0.8) with a known amount of 17:0 internal

standard (NuChek-Prep, Elysian, MN, USA) as described previously 359. Lipid extracts were

dried under nitrogen gas, reconstituted in hexane: boron trifluoride-methanol (0.1:1) and

methylated by heating for one hour at 110°C. Fatty acid methy esters were isolated by adding

doubled distilled water, and analysed on a Varian-430 flame gas chromatograph with a flame

ionization detector as previously described 333.

4.3.4 Immunohistochemistry

For immunohistochemistry, mice were euthanized by transcardiac perfusion of

paraformaldehyde. Brains were extracted and post-fixed for at least 24 hours in 4%

paraformaldehyde and stored at 4° Celsius in 30% sucrose. For sectioning, brains were blocked

and frozen in Cryomatrix sectioning medium (ThermoScientific, Waltham, MA, USA) and sliced

into 40 μM sections with a Leica CM 1510S cryostat (Concord, ON). Immunohistochemistry

was performed as described previously 143, with mouse anti-GFAP primary antibody (Antibodies

Inc., Davis, CA, USA) diluted 1:500, and 1:2000 goat anti-mouse AlexaFluor 488 secondary

antibody (Life Technologies, Burlington, ON, Canada).

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4.3.5 GFAP fluorescence intensity measurement

GFAP was visualized in the whole brain slice at 10x magnification using an AxioScan Z1 slide

scanner (Zeiss, Oberkochen, Germany), with laser power and exposure time optimized to a

positive control sample to ensure fluorescence detection was not saturated. Fluorescence

intensity was then quantified in the entire ipsilateral and contralateral hippocampus using Zen2

software (Zeiss, Oberkochen, Germany) and normalized to the minimal fluorescence intensity

for each image to remove variability in background staining.

4.3.6 Astrocyte morphology

Astrocytes were visualized in the cornu ammonis (CA) 1, CA3 and DG regions of both the

ipsilateral and contralateral hippocampus. Images were acquired at 20x magnification using an

AxioObserverZ1 spinning disk confocal microscope (Zeiss, Oberkochen, Germany) in 0.5 μM

intervals to form 20 μM z-stacks. Z-stacks were converted to maximal intensity projections and

binarized by manual thresholding in ImageJ (https://imagej.nih.gov/ij/). Total cell area and area

per cell were quantified using the Analyze Particles command with an inclusion minimum of 40

μm2. An increase in astrocyte size, or hypertrophy, has been shown to associate with astrocyte

activation in mouse models of neurological trauma 357 and AD 358. Sample confocal images with

the thresholding applied are shown in Figure 4-2A.

To evaluate astrocyte branch number and length, the closest two astrocytes to three a priori

selected x, y coordinates per image was manually traced using the Simple Neurite Tracer plugin

in ImageJ to ensure all processes were selected without overlap from adjacent cells. The Sholl

Analysis command was then applied to quantify branching complexity. Sholl analysis is widely

used to assess cell branching, particularly of microglia and astrocytes 339, 360, 361, by quantifying

the number of process branches at increasing distances from the soma, which are increase in

response to neurological injury, giving a marker of activation 356. Results are the mean of the

ipsilateral and contralateral hippocampi. A sample of the workflow is provided in Figure 4-2B.

4.3.7 Statistical analysis

For fatty acid analysis, results were analysed by 2-way ANOVA with Tukey’s multiple

comparison’s post-hoc test. For GFAP fluorescence intensity and astrocyte morphology, results

at 10 days post-icv were normalized to non-surgery values to allow for the comparison of the

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response to amyloid-β between genotype/diet groups without confounding by baseline

differences. All groups were compared with a one-way ANOVA with Tukey’s post-hoc test.

Bars in the graphs represent mean and standard error in for 4-5 animals per group for fatty acid

analysis, and 6-10 animals per group for astrocyte morphology. A p<0.05 was considered

statistically significant. Immunohistochemistry analysis was completed by observers blind to the

genotype/diet or surgery group of the brain slices, and all morphology measurements were

validated by a second blinded observer.

4.4 Results

Fat-1 and WTFO mice were not different from one another in total hippocampal n-3 or n-6

PUFA, both having 64% higher levels total n-3 PUFA, and 26% lower levels of total n-6 PUFA

than the WTSO mice. Significant main effects of genotype/diet group were identified for oleate

(18:1n-9), linoleic acid (18:2n-6), 20:2n-6, 20:3n-6, arachidonic acid (ARA, 20:4n-6), 22:4n-6,

docosapentaenoic acid n-6 (22:5n-6), eicosapentaenoic acid (20:5n-3), and DHA (22:6n-3). A

significant main effect of surgery was identified for myristic acid (14:0). In the post-hoc tests,

both fat-1 and WTFO mice had significantly higher hippocampal DHA and oleate (18:1n-9) as a

nanomolar percentage of fatty acids than WTSO mice, and significantly lower 20:2n-6, 20:3n-6,

22:4n-6 and 22:5n-6, with no significant differences between them (Figure 4-1). Fat-1 mice had

significantly lower levels of ARA as a percentage of fatty acids than WTSO mice, while WTFO

mice were significantly lower than both WTSO and Fat-1 mice. Fat-1 mice also had a

significantly higher level of EPA than WTSO mice, with WTFO mice having significantly

higher levels than both the fat-1 and WTSO mice. The differences between fat-1 and WTFO

mice were small, 0.8% of fatty acids for ARA and 0.04% for EPA.

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Figure 4-1. Hippocampal fatty acid composition. All groups of mice were compared with a two-way ANOVA, followed by Tukey’s

post-hoc test, different letters denote significant differences between the groups. Bars represent mean with standard error of the mean

(SEM). # indicates significant main effect of surgery, * indicates significant main effect of genotype/diet without significant

differences in the post-hoc test. Different letters denote significant differences between genotype/diet groups following identification

of a significant main effect of genotype/diet. Arachidonic acid (ARA), docosahexaenoic acid (DHA), eicosapentaenoic acid (EPA)

wildtype mice fed the fish oil diet (WTFO), wildtype mice fed the safflower oil diel (WTSO).

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Intensity of GFAP staining increased at least 2-fold from non-surgery levels in all groups

following icv infusion of amyloid-β (Figure 4-2C). Staining intensity increased significantly

more in the WTFO mice than both the WTSO and fat-1 animals, with levels over 3-fold higher

than non-surgery values. This effect appears to be independent of brain total n-3 fatty acid

composition, as the fat-1 and WTFO mice both had over 1.6-fold higher levels of n-3 PUFA than

the WTSO mice and were not different from one another. Examination of astrocyte area

identified no differences between the genotype/diet groups in the CA1 or DG regions of the

hippocampus, as well as no change from non-surgery areas (Figure 4-2D, F). In the CA3,

average astrocyte area per cell increased by 50% in the WTFO group from non-surgery values,

resulting in a significantly greater response than in the fat-1 and WTSO mice (Figure 4-2E).

These effects may have been driven in part by differences in baseline values, as the WTFO mice

had non-significantly lower non-surgery values for GFAP fluorescence intensity and astrocyte

area per cell than the other groups (data not shown). Measurement of astrocyte morphology in

the CA3 was conducted to determine whether the increases in astrocyte area in the WTFO mice

could be attributed to increases in the length or complexity of astrocyte branches. A main effect

of genotype/diet was identified in the Sholl analysis (Figure 4-2G, p<0.0001). Post-hoc testing

revealed that both the fat-1 and WTFO mice had a greater increase in number of branches at

increasing distances from the soma in response to icv amyloid-β than the WTSO mice. WTFO

mice appeared to have a greater number of branches longer than 22μM than the other two

groups, which could explain the greater area per cell observed in Figure 4-2E. There was no

significant difference in the area under the curve for the Sholl analysis between groups (Figure 4-

2H), likely due to variability in the assay (p=0.12).

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Figure 4-2: Astrocyte response to intracerebroventricular infusion of amyloid-β 1-40 in fat-1 transgenic mice or their wildtype

littermates fed diets containing 2% fish oil (WTFO) or a safflower oil diet containing negligible quantities of n-3 PUFA

(WTSO)

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A) Sample confocal images of astrocytes used for morphology assessment, B) Schematic illustrating Sholl analysis of astrocytes, C)

Intensity of glial fibrillary acidic protein staining in the whole hippocampus D-F) Average area per astrocyte in the CA1 (D), CA3 (E),

and DG (F) regions of the hippocampus, G) Sholl analysis, indicating numbers of branches present at increasing distances from the

soma, H) Sholl analysis area under the curve. Bars represent mean with standard error of the mean (SEM) of 5-10 animals per

genotype/diet group. Cornu ammonis (CA), glial fibrillary acidic protein (GFAP), wildtype mice fed the fish oil diet (WTFO),

wildtype mice fed the safflower oil diel (WTSO).

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4.5 Discussion

The astrocyte response to a neuroinflammatory insult is often measured through the expression

of mRNA or protein for GFAP 99. Increases in GFAP could indicate increases in the number of

astrocytes, an increase in astrocyte area, or an upregulation of GFAP expression with no change

in cell number or morphology, making it an unclear indicator of the astrocyte response. As our

group has previously shown that astrocytes do not proliferate substantially in response to

amyloid-β in the fat-1 mouse 143, and given the heterogeneity in the modulation of GFAP

expression by n-3 PUFA interventions in AD and other neuroinflammatory models 122, 123, 342, 352,

353, 355, we were interested in whether n-3 PUFA modulates the morphology of astrocytes in

response to amyloid-β. Despite the WTFO and fat-1 mice having similarly high levels of brain

total n-3 PUFA, we identified greater increases in GFAP staining intensity and average area per

astrocyte in response to icv amyloid-β in the WTFO mice than both the WTSO and fat-1 animals.

Both fat-1 and WTFO mice had greater increases in branch number and length in response to icv

amyloid-β than WTSO mice. We also noted a shift towards longer branches in the WTFO mice,

which may explain the increased area per cell in this group. This is in line with a previous study

in a mouse model of aging-related neuroinflammation, that identified an increase in astrocyte

process length in aged mice fed fish oil relative to control aged or young mice in the

hippocampus CA1 and CA3, and an attenuation of the age-related reduction in process length in

the DG 355. By identifying a different astrocyte response in WTFO and fat-1 mice, which

consumed the same n-3 PUFA deplete diet as the WTSO mice but attained similar levels of all

brain n-3 and n-6 PUFA as the WTFO mice, we can suggest that indirect effects, small fatty acid

differences, or other dietary components besides n-3 PUFA may contribute to modulating the

astrocyte response to an inflammatory insult. This provides an important consideration to the

interpretation of papers using fish oil as a dietary intervention for neuroprotection. This work is

novel in that it is the first to examine the effect of an n-3 PUFA intervention on astrocyte

morphology in an AD-related model, and to our knowledge, only the second to do so in a model

of neuroinflammation 355.

It is unclear what aspect of the diets mediated the differences in astrocyte response between the

fat-1 and WTFO groups. While both the SO and FO diets contained high levels of linoleic acid

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as a percent of fatty acids, the SO diet contained 10% more. It is possible that this higher

exposure to n-6 PUFA may have stunted the astrocyte response, perhaps through conversion to

ARA-derived pro-inflammatory lipid mediators. This is supported by the fact that fat-1 mice had

significantly higher levels of brain ARA compared to WTFO mice, though these differences are

small (0.8% of fatty acids) and did not translate to differences in total brain n-6 PUFA.

Similarly, the fat-1 mice had lower levels of hippocampal EPA, which can give rise to pro-

resolving lipid mediators, than the WTFO mice, though like with ARA, this difference was

extremely small, so it is unclear whether it would have any physiological significance (<0.04%

of fatty acids). Other components of the diet may also have contributed to the differences

between groups. The FO diet contained 2% menhaden oil, which also contained 200 ppm of tert-

Butylhydroquinone, an anti-oxidant, which has been shown to modulate the astrocyte response to

MPTP in a Parkinson’s disease model 362. Fish oil contains iodine and vitamin E, which may

modulate neurological development and the neuroinflammatory response respectively 363, 364,

however the standard AIN-93G diet already contains adequate levels of both of these nutrients

for rodent growth, so these effects would have to occur at levels in excess of these requirements.

Fish oil also contains furan fatty acids at low concentrations, which are a group of fatty acids

characterized by the presence of a furan ring, which are synthesized by algae 365. Furan fatty

acids have anti-oxidant effects, and anti-inflammatory effects 366. A future study feeding fat-1

mice the fish oil diet would be useful for elucidating whether these other dietary components are

responsible for the observed differences in astrocyte response.

Whether an enhanced astrocyte response to amyloid-β 1-40 is beneficial or detrimental is

uncertain. In our previous study using this model, the WTFO mice had lower levels of neuronal

death than the WTSO mice, with the fat-1 mice being intermediate between the two 143. This

suggests that the enhanced astrocyte activation may be protective in this model. This is in

agreement with other studies that reported neuroprotection associated with increases in astrocyte

markers, such as better memory retention with higher hippocampal GFAP area in a model of

surgery-induced cognitive decline 367 and lower infarct size with higher levels of cortical GFAP

protein in an ischemia reperfusion model 352, 368, 369. However, other authors have reported

neuroprotection with a decrease in astrocytic markers, such as less axonal injury associated with

lower GFAP mRNA in a model of spinal cord injury 370 and worse Morris Water Maze

performance with higher hippocampal GFAP protein in an ischemia reperfusion model 353. More

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research is needed on the role of astrocytes in neuroinflammation and neurological diseases to

address this point.

4.6 Conclusion

In conclusion, astrocytes become activated in response to an amyloid-β 1-40 neuroinflammatory

insult. Dietary fish oil, and to a lesser extent, fat-1 transgene, enhances this response. This

suggests that other factors besides a change in total brain n-3 PUFA may contribute to

modulating neuroinflammation in studies using dietary fish oil as an intervention.

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Chapter 5: Fish oil feeding attenuates neuroinflammatory

gene expression without concomitanht changes in brain

eicosanoids and docosanoids in a mouse model of

Alzheimer’s Disease

Kathryn E. Hopperton, Marc-Olivier Trépanier, Nicholas C.E. James, Raphaël Chouinard-

Watkins and Richard P. Bazinet

Paper currently under review

Contributions

RPB and KEH conceived of the project while MT contributed to its development and direction.

KEH conducted the bulk of the experimental work and analysis with assistance from MT, R-CW

and NCEJ.

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5.1 Abstract

Background: Neuroinflammation is a recognized hallmark of Alzheimer’s disease, along with

accumulation of amyloid-β plaques, neurofibrillary tangles and synaptic loss. n-3

polyunsaturated fatty acids (PUFA) and molecules derived from them, including

eicosapentaenoic acid-derived eicosanoids and docosahexaenoic acid-derived docosanoids, are

known to have both anti-inflammatory and pro-resolving properties, while human observational

data links consumption of these fatty acids to a decreased risk of Alzheimer’s disease. Few

studies have examined the neuroinflammation-modulating effects of n-3 PUFA feeding in an

Alzheimer’s disease-related model, and none have investigated whether these effects are

mediated by changes in brain eicosanoids and docosanoids. Here, we use both a fat-1 transgenic

mouse and a fish oil feeding model to study the impact of increasing tissue n-3 PUFA on

neuroinflammation and the production of pro-inflammatory and pro-resolving lipid mediators.

Methods: Fat-1 mice, transgenic animals that can convert n-6 to n-3 PUFA, and their wildtype

littermates were fed diets containing either fish oil (high n-3 PUFA) or safflower oil (negligible

n-3 PUFA) from weaning to 12 weeks. Animals then underwent intracerebroventricular infusion

of either amyloid-β 1-40 or a control peptide. Hippocampi were collected from non-surgery and

surgery animals 10 days after infusion. Microarray was used to measure enrichment of

inflammation-associated gene categories and expression of genes involved in the synthesis of

lipid mediators. Results were validated by real-time PCR in a separate cohort of animals.

Eicosanoids were measured via liquid chromatography tandem mass spectrometry.

Results: Fat-1 and wildtype mice fed fish oil had higher total hippocampal DHA than wildtype

mice fed the safflower oil diet. The safflower-fed mice, but not the fat-1 or fish oil-fed mice, had

significantly increased expression in gene ontology categories associated with inflammation in

response to amyloid-β infusion. These effects were independent of changes in the expression of

genes involved in the synthesis of eicosanoids or docosanoids in any group. Gene expression was

replicated upon validation in the wildtype safflower and fish oil-fed, but not the fat-1 mice.

Protectin, maresin and D and E series resolvins were not detected in any sample. There were no

major differences in levels of other eicosanoids or docosanoids between any of the groups in

response to amyloid-β infusion.

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Conclusions: Fish oil feeding decreases neuroinflammatory gene expression in response to

amyloid-β. Neither amyloid-β infusion or increasing brain DHA affects the brain concentrations

of specialized pro-resolving mediators in this model, or the concentrations of most other

eicosanoids and docosanoids.

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5.2 Introduction

Neuroinflammation is increasingly recognized as a hallmark of Alzheimer’s disease (AD).

Neuroinflammatory markers, such as glial cells, cytokines or complement, are elevated in animal

models of AD68, 70, 143 and in human subjects 28, 51, 53, 55. Studies using positron emission

tomography to measure microglia in vivo have demonstrated elevations in AD, with some

evidence for increases in mild-cognitive impairment as well (for review see 58). The

neuroinflammatory hypothesis of AD suggests that aberrant activation of immune cells in the

brain, perhaps in response to the deposition of amyloid-β plaques, contributes to neuronal loss

and dysfunction 78. This is supported by studies showing that patients with AD have greater

concentrations of microglia and astrocytes in the brain than cognitively intact controls with

similar levels of AD pathology 216. In animal models of AD, neuroinflammation appears to

precede plaque deposition 77, and treatments that decrease inflammation seem to decrease AD

pathology 72, 73, 75. This hypothesis is also supported by the fact that polymorphisms in a variety

of inflammation-associated genes have been implicated as risk factors for AD, including cluster

of differentiation (CD) 33 65, triggering receptor expressed on myeloid cell (TREM) 2 64,

interleukin (IL)-6 61, IL-1 66 and toll-like receptor (TLR) 4 62. Observational studies in NSAID

users show a decreased risk of AD development 371-373, which also supports this hypothesis,

though this has not been supported by clinical trials 80.

Animal studies report lower neuroinflammation with interventions aimed at increasing brain

docosahexaenoic or eicosapentaenoic acids (DHA and EPA), such as diets containing fish oil or

purified n-3 polyunsaturated fatty acids (PUFA), or direct injections of n-3 PUFA or their

derivatives (for review, see 99). n-3 PUFA may exert these effects either directly or indirectly

through conversion to other bioactive substances. DHA and EPA are precursors to a family of

molecules including resolvins, protectin and maresins, collectively referred to as specialized pro-

resolving mediators (Figure 1-2 A and B, for review, see 97). These molecules are known to

decrease the magnitude and duration of inflammation in various models in the periphery, and in

the brain in models of stroke 369, Parkinson’s Disease 374, surgery-induced cognitive decline 367

and traumatic brain injury 375. Levels of brain PD1 decrease with disease progression in the

3xTg mouse model of AD 132, while lower levels of maresin 1 112, resolvin D2 112 and NPD1 111,

112 have been reported in post-mortem brain samples from human patients with AD relative to

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controls, suggesting that reductions in these molecules may contribute to AD. A protective role

for these molecules is supported by studies showing that NPD1 and resolvin D1 promote

amyloid-β phagocytosis while decreasing inflammatory cytokine production in cultured

microglia and peripheral mononuclear cells 112, 132, 133.

Human observational studies show that elevations in dietary fish or DHA consumption is

associated with a reduced risk of AD 124. This has not been supported by the balance of the

clinical data, though there is some evidence for benefit in patients with mild cognitive

impairment 328. Animal studies also widely show benefits of consumption of n-3 PUFA on AD

pathology, cognition and neuronal death (reviewed in 113). It is not known, however, whether

DHA is protective via its direct anti-inflammatory actions, metabolism to specialized pro-

resolving mediators, or via other mechanisms. Supplementation of n-3 PUFA has been shown to

increase resolvin D1 in macrophages from patients with AD or mild-cognitive impairment 376,

and to prevent the decline in plasma resolvin D1 in AD patients 377, which provides proof of

principle that n-3 PUFA consumption may be protective via conversion to mediators.

In contrast to DHA, the n-6 PUFA, arachidonic acid (ARA), is the precursor to a variety of pro-

inflammatory eicosanoids. In response to insult or immune activation, cytosolic phospholipase

A2 (cPLA2) cleaves ARA from the membrane, allowing it to enter the non-esterified fatty acid

pool. ARA can be metabolized by cyclooxygenase (COX)-2 to produce prostaglandins (PG) and

thromboxane, by cytochrome p450, 12-LO or 15-LO to produce hydroxyeicosatetraenoic acids

(HETE), or by 5-LO to produce leukotrienes 104 (Figure 1-2 C). ARA can also be the precursor to

a pro-resolving mediator through metabolism by 15-LO, lipoxin A4. Higher levels of HETE and

PGE2 and lower levels of lipoxin A4 have been reported in the brains of patients with AD 112, 134-

136, implicating changes in the production of these molecules in disease development. DHA

occupies the same position in the phospholipid membrane as ARA, and concentrations of these

molecules are somewhat inversely correlated in the brain 137. It is possible then, that in addition

to direct anti-inflammatory and pro-resolving effects of n-3 PUFA and their associated

mediators, increasing brain levels of DHA may also indirectly decrease neuroinflammation by

displacing ARA, thus lowering the production of pro-inflammatory lipid mediators.

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While several studies have shown that interventions that raise brain n-3 PUFA attenuate

neuroinflammation in AD models (reviewed in 99), no one has yet investigated whether these

anti-inflammatory actions are associated with changes in the brain content of pro-inflammatory

or pro-resolving lipid mediators. Here, we describe a series of experiments investigating the

hippocampal neuroinflammatory response to infusion of amyloid-β peptide in mice with high or

low brain n-3 PUFA. We identify suppression of inflammation-associated gene expression

networks in mice fed a fish oil diet, with no changes in the production of specialized pro-

resolving lipid mediators or most other eicosanoids and docosanoids, or of the genes involved in

their synthesis.

5.3 Methods

5.3.1 Animals and diets

All procedures were carried out in accordance with the guidelines of the Canadian Council on

Animal Care (protocol # 20011376). Mice were maintained under controlled light and

temperature conditions in the Department of Comparative Medicine animal facility at the

University of Toronto, with ad libitum access to food and water.

Fat-1 males were obtained as a gift from Dr. David Ma (University of Guelph, ON, Canada). Fat-

1 mice are transgenic animals with an n-3 desaturase gene from Caenorhabditis elegans,

enabling the conversion of n-6 to n-3 PUFA. Fat-1 males were bred with C57BL/6 females

(Charles River Laboratories, Saint Constant, Quebec, Canada) that were maintained on an n-3

deplete modified AIN-93G rodent diet (D04092701; Research Diets Inc., New Brunswick, NJ,

USA) containing 10% safflower oil by weight for at least two weeks prior to breeding. Offspring

were genotyped as described previously 143 and weaned at 3 weeks of age onto either the

safflower oil diet, or a fish oil diet (D04092702; Research Diets Inc.) in which 20% of the

safflower oil was replaced with menhaden oil. The fatty acid composition was confirmed in our

lab by gas chromatography. The most abundant fatty acids as a percent of total fatty acids in the

safflower oil diet were linoleic (18:2n-6, 71.9%), oleic (18:1n-9, 14.7%), palmitic (16:0, 7.2%),

and stearic (18:0, 2.5%). The most abundant fatty acids in the fish oil diet were linoleic (59.6%),

oleic (13.8%) palmitic (9.6%), palmitoleic (16:1n-7, 2.8%), stearic (2.6%), EPA (2.4%), and

DHA (1.1%). The full fatty acid composition of these diets is shown in Table 5-1

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Table 5-1: Fatty acid composition of 10% safflower and 8% safflower, 2% fish oil diets.

Fatty acids present at >1% shown. N.d: not detected.

Diet Fatty Acid Composition (nmol%)

10% Safflower Oil 8% Safflower, 2% Fish Oil

C14:0 0.16 2.14

C15:0 0.02 0.14

C16:0 7.20 9.58

C16:1n-7 0.11 2.80

C17:1n-7 0.02 0.34

C18:0 2.46 2.63

C18:1n-9 14.74 13.84

C18:1n-7 0.71 1.17

C18:2n-6 71.91 58.59

C20:0 0.31 0.27

C20:1n-9 0.16 0.36

C18:3n-3 0.20 0.43

C20:2n-6 0.06 0.26

C22:0 0.26 0.24

C20:4n-6 n.d 0.14

C22:2n-6 0.01 0.19

C20:5n-3 n.d 2.44

C24:1n-9 0.11 0.11

C22:5n-3 0.03 0.30

C22:6n3 0.03 1.05

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5.3.2 Intracerebroventricular infusion of amyloid-β 1-40 or 40-1

At 12 weeks of age, mice underwent intracerebroventricular infusion (icv) of either amyloid-β 1-

40 (Bachem Biochemicals, Bubendorf, Switzerland) or a reverse peptide control, amyloid-β 40-1

(Bachem) as described previously 143. The two peptides were diluted to 1 μg/μl in sterile 0.1 M

phosphate buffered saline (PBS) and incubated at 37°C prior to use, which we previously found

to be sufficient for the amyloid-β 1-40 to aggregate into fibrils and fibres 143. Briefly, mice were

anesthetized, weighed, and immobilized in a stereotaxic setup with a digital reader (Stoelting,

Wood Dale IL, USA). The skull was exposed and a small hole was drilled -0.1 mm,

medial/lateral and -0.5 mm anterior/posterior to bregma. Five μl of amyloid-β 1-40 or the control

peptide was then injected at a depth of -2.4mm from the surface of the skull at a rate of 1

μl/minute with a Quintessential Stereotaxic Injector (Stoelting). Accuracy of the injection to the

left lateral ventricle was confirmed by periodic injection of Evan’s blue dye. At 10 days post-icv,

body weight and rectal temperature were measured, after which mice were euthanized as

described below. This 10 day time point was selected because it coincides with peak microglial

activation 143, and is therefore a time point where inflammation is likely to be detected.

5.3.3 Collection of brains for RNA measurements

For gene expression measurements, mice were euthanized by CO2 asphyxiation per institutional

protocols. Brains were rapidly harvested and the ipsilateral hippocampus dissected and flash

frozen with liquid nitrogen. Samples were stored at -80°C until further use.

5.3.4 Collection of brains for fatty acid measurements

For measurement of total fatty acid or docosanoid and eicosanoid concentrations, mice were

euthanized by high energy head-focused microwave fixation as described by our lab previously

359. Microwave fixation is the gold standard for studies measuring lipid mediators and other

docosanoids and eicosanoids because ischemia causes rapid alterations in the brain lipid profile

and induces the production of mediators such as PGE2, anandamide and PD1 359, producing

substantial artifacts. For microwave fixation, un-anesthetized mice were placed in a holder and

inserted into the vivostat (model S15P; Cober Electronics Inc., Norwalk, CT, USA). A

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microwave beam (0.5 kW, delivering 1925-1950 joules) was then aimed directly at the top of the

head, causing death in less than a second. Brains were then rapidly dissected, and the ipsilateral

and contralateral hippocampi stored at -80°C until further use.

5.3.5 Gas Chromatography

Fatty acids from contralateral hippocampi of mice euthanized via microwave fixation were

weighed and extracted in 2:1:0.8 chloroform: methanol: potassium chloride (0.88%) with a

known amount of 17:0 internal standard (NuChek-Prep, Elysian, MN, USA) as described

previously 333. Samples were then dried down under nitrogen gas, and methylated by heating at

100°C in 0.3:1 hexane: boron trifluoride-methanol. The fatty acid methyl esters in hexane were

removed by adding double distilled water, and analyzed via gas chromatography flame

ionization detection on a Varian-430 gas chromatograph (Varian, Lake Forest, CA, USA) as

previously described 378. Peaks were identified by comparison with authenticated standards

(NuChek Prep), while concentrations were determined by comparison with the 17:0 internal

standard peak. Data are expressed as nanomolar percent of fatty acids.

5.3.6 RNA extraction

Ipsilateral hippocampi from CO2-asphyxiated animals were homogenized from frozen in 150 μl

Trizol (ThermoFIsher Scientific, Waltham, MA, USA) with a Kimbel Kontes pestle

homogenizer (Fisher Scientific, Waltham, MA, USA). An additional 850 μl of Trizol was then

added and samples were mixed by shaking. RNA was then extracted per manufacturer’s

instructions. Extraction efficiency and the presence of contaminants was assessed with a

Nanodrop 1000 Spectrophotometer (Nanodrop Technologies, Wilmington, DE, USA). RNA

integrity was measured in all microarray samples using an Agilent 2100 Bioanalyzer (Agilent,

Santa Clara, CA, USA).

5.3.7 Microarray analysis

A microarray was conducted to identify patterns of inflammatory gene expression associated

with amyloid-β infusion and genotype/diet grouping. Extracted RNA was reverse transcribed

with a WT Expression Kit (ThermoFischer), then fragmented and labelled according to the

Affymetrix WT fragmentation and labelling protocol. cDNA was hybridized to an Affymetrix

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Mouse Gene 2.0 ST GeneChip (ThermoFischer) for 18 hours at 45°C and 60 RPM. Arrays were

then washed with a GeneChip Fluidics Station 450 (ThermoFischer) and scanned by an

Affymetrix GeneChip Scanner 7G (ThermoFischer). Hybridization controls were similar across

all arrays, indicating successful hybridization, while polyA spikes were present at recommended

levels and were similar across all arrays, indicating appropriate sample labelling. Data was then

imported into GeneSpring v13.1.1 (Agilent) for analysis. Data were normalized using robust

multi-array average (RMA) 16 summarization and quantile normalization, followed by median

centred normalization for each probe set. Data was filtered to remove probes with signals below

the 20th percentile of the distribution of intensities for all samples. The final list contained 27112

probe sets.

5.3.8 RT-qPCR

A subset of genes driving categorical enrichment in the microarray were measured in an

independent cohort of CO2-asphyxiated animals for validation. Extracted RNA was reverse

transcribed using a High Capacity cDNA Reverse Transcription Kit (ThermoFischer) per

manufacturer’s instructions. Gene expression was measured using TaqMan gene expression

assays (ThermoFischer) for murine major histocompatibility complex (MHC) II (H2-Ab1, assay

ID Mm00439216_m1), MHC I (H2-K1, Mm01612247_mH) and the low affinity

immunoglobulin gamma Fc region (Fcgr2b, Mm00438875_m1), along with TaqMan Gene

Expression 2X Master Mix (ThermoFischer) according to the manufacturer’s instructions. Each

10 μl reaction was run in triplicate in a 384-well optical plate on a 7900 HT Real-time PCR

machine (Applied Biosystems, Foster City, CA, USA) with an initial incubation at 95°C for 10

minutes, followed by 40 cycles of 95°C for 15 seconds and 60°C for 60 seconds as described

previously 379. Results are expressed as fold change from control peptide-injected animals,

calculated by the ΔΔCt method normalized to Glyceraldehyde 3-phosphate dehydrogenase

(GAPDH, Mm99999915_g1).

5.3.9 Extraction and quantification of eicosanoids and docosanoids

Docosanoids and eicosanoids were extracted using a method adapted from Colas et al. 380. All

procedures were performed on ice, and once eicosanoids and docosanoids were extracted, all

procedures were performed in the dark to minimize formation of auto-oxidative products. A ten-

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point standard curve (0.01 to 10 ng) was performed by diluting stock external standards of lipid

metabolites (Cayman Chemicals Co., Ann Arbor, MI) in ethanol to enable quantification.

Contralateral hippocampi were weighed from frozen and homogenized in methanol (2x500 μl)

using a glass homogenizer. Fifty μl of internal standard mixture was added to each sample during

extraction. Homogenate was transferred to a 1.5 ml microcentrifuge tube and incubated for 45

minutes at -20°C to precipitate protein. Samples were then centrifuged (1200 g x 15 minutes)

and the supernatant moved to 15ml borosilicate glass tubes. SepPak C18 solid phase extraction

columns (Waters, Ireland) were loaded onto a Vac Elut SPS-24 manifold (Varian) and

conditioned by adding 1.5 ml methanol for ten minutes, then running through 12 ml methanol,

followed by 12 ml double distilled water, taking care not to allow the sorbent bed to dry. Nine ml

of double distilled water pH 3.5 was then added to the sample tubes and mixed by vortexing.

Acidified samples were then quickly loaded into the columns and run through slowly, followed

by 4 ml double distilled water and 10 ml hexane. Eicosanoids and docosanoids were eluted from

the column with 8 ml methyl formate. Samples were dried at 37°C under a stream of nitrogen

gas, and reconstituted in 70:30:0.02 water: acetonitrile: acetic acid and transferred to glass inserts

in amber vials for analysis by liquid chromatography tandem mass spectrometry (LC/MS/MS) as

described previously 381. The limit of detection was 0.01 ng, with values between 0.005 and 0.01

ng considered semi-quantitative. A fatty acid derivative was considered detected if it was

detected in at least half of the samples from at least one of the genotype/diet surgery groups.

5.3.10 Statistical analysis

Brain fatty acid composition, body weight, temperature, and eicosanoid/docosanoids were

compared between the genotype/diet and surgery groups using a two-way ANOVA with a

Tukey’s post-hoc test. Microarray data was analyzed in GeneSpring v13.1.1. Normalized

intensities were analyzed via one-way ANOVA with a Tukey’s post-hoc test to examine the

effect of amyloid-β infusion in each genotype/diet group. An unsupervised clustering was

performed on genes that varied in the one-way ANOVA using a Pearson-centred correlation as a

distance metric to build a hierarchical clustering heat map. The Venny online tool was used to

identify overlap and unique genes between each post-hoc list 382. The results of each post-hoc

test was divided into positive or negative fold change (fold change cut-off <1.5) and a Benjamini

and Yekutieli corrected hypergeometric test (p<0.3) was used to examine Gene Ontology (GO)

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functional category enrichment. GO categories were considered significant if they met the false

discovery rate cut-off and contained at least 2 probe sets per category. Similar GO results were

obtained when the samples were analyzed in the Database for Annotation, Visualization and

Integrated Discovery (DAVID) version 6.7, an online bioinformatics tool offered by the National

Institutes of Health 383-385. A two-way ANOVA was performed on normalized intensity values of

genes driving categorical enrichment to examine main and interactive effects of genotype/diet

and surgery groups. A p value <0.05 (raw or false discovery rate corrected depending on the

analysis) was considered significant.

5.4 Results

5.4.1 Group characteristics

There was a significant main effect of genotype/diet group on hippocampal total DHA and EPA

as measured by gas chromatography (p<0.01), with the fat-1 and wildtype mice fed the fish oil

diet (WTFO) having nearly double the levels as a molar percent of fatty acids than wildtype mice

fed the safflower oil diet (WTSO) (Figure 5-1A). There was no difference in the level of ARA

between any of the groups (Figure 5-1A). Quantification of non-esterified fatty acids by

LC/MS/MS showed similar results, with a significant main effect of genotype/diet group for free

DHA and EPA (p<0.05, Figure 5-1B), with the WTSO group having lower levels of EPA than

both the fat-1 and WTFO mice, and lower levels of DHA than the fat-1 mice. There were no

differences in the amount of non-esterified ARA between the groups. There was no main effect

of surgery group (amyloid-β 1-40, control peptide, or non-surgery) on any of the fatty acid

measures and no genotype/diet x surgery group interactions.

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Figure 5-1: Hippocampus total and non-esterified acid composition, body weight and

temperature of amyloid-β 1-40 or control peptide-infused surgery mice, or of age-matched

non-surgery mice.

A) Total docosahexaenoic acid (DHA), eicosapentaenoic acid (EPA), and arachidonic acid

(ARA), measured by gas chromatography B) Free DHA, EPA and ARA measured by liquid

chromatography tandem mass spectrometry. Bars represent the mean +/- standard error of the

mean for n=3-4 samples for the total fatty acid measurements and 7-9 for the non-esterified fatty

acid measurements. Different letters denote significant differences by Tukey’s post-hoc test

following identification of a significant main effect of genotype/diet. There were no main effects

of surgery, and no genotype/diet x surgery interactions. Amyloid-β (Ab), Control (Ctrl), Non-

surgery (NS), Wildtype safflower oil-fed mice (WTSO), wildtype fish oil-fed mice (WTFO).

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Microarray

Hierarchical clustering of genes found to be altered in a one-way ANOVA of the microarray data

shows that samples cluster together by their respective genotype/diet and surgery groupings,

indicating strong within group similarities in gene expression patterns (Figure 5-2A). The WTSO

group that received the amyloid-β 1-40 infusion exhibited a clustering of increased gene

expression (red) for genes related to inflammation, including MHC II (gene name

histocompatibility 2, class II antigen E beta or H2-Ab1), MHC I (gene name histocompatibility 2

k1, k region or H2-K1) and various components of immunoglobulin molecules (gene names

immunoglobulin kappa joining 5, immunoglobulinkappavariable1-135), Fc receptors (gene name

Fc receptor IgG low affinity IV (Fcgr2b), Fc receptor IgE high-affinity 1 gamma polypeptide

(Fcer1g)), cluster of differentiation markers (CD68, CD53, CD44) and genes related to cytokine

signaling (gene names tumor necrosis factor receptor-associated factor 1, IL-2 receptor gamma

chain, interferon regulatory factor 8 (Irf8)). These same genes appeared to be unchanged or

downregulated in the non-surgery and surgery groups for the fat-1 and WTFO animals.

Amyloid-β-injected and non-surgery animals within each genotype/diet group were compared in

post-hoc testing following the one-way ANOVA to identify genes modified in response to the

surgery in each group. After exclusion of un-indexed predicted genes, there were 58 differently

expressed probe sets between non-surgery and amyloid-β-infused animals in the fat-1 group, 94

in the WTFO group and 221 in the WTSO group. There was very little overlap of genes changed

by amyloid-β infusion between the genotype/diet groups, with only 5 genes shared by WTSO

and WTFO, 4 by WTSO and fat-1 and 1 by fat-1 and WTFO (Figure 5-2B, see Appendix 3 and 4

for full gene lists). None of the shared genes appeared to be functionally important for response

to amyloid-β (Figure 5-2C). GO analysis was applied to the list of genes altered by amyloid-β

infusion in each genotype/diet group to look for functional categories of gene expression altered

in response to the surgery. None of the genes in the WTFO or fat-1 mice clustered significantly

into functional categories after false discovery rate correction (Appendix 5 and 6). In contrast,

the WTSO mice exhibited enrichment in 54 functional categories (Table 5-2). The majority

(>70%) are directly related to immune system activation, such as antigen processing and

presentation of exogenous peptide antigen, immunoglobulin-mediated immune response, or

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phagocytosis, while most of the remaining categories are parent categories upstream of immune-

related categories, such as response to external stimulus or cell activation.

Increased expression of 12 genes drove this categorical enrichment in the WTSO group,

including many of the same genes highlighted in the hierarchical cluster analysis: MHC II

(Figure 5-3A, H2-Ab1), MHC I (Figure 5-3B, H2-K1), Fcgr2b (Figure 5-3C), Fcer1g (Figure 5-

3D), unc-93 homolog B1 (Figure 5-3E, UNC93b1), apolipoprotein B mRNA editing enzyme

(Figure 5-3F, Apobec3), complement component 1 q sub-compartment beta polypeptide (Figure

5-3G, C1qb), immunoglobulin kapa joining 1 (Figure 5-3H, Igkj1), cathepsin C (Figure 5-3I,

Ctsc), interferon regulatory factor 8 (Figure 5-3J, Irf8), moesin (Figure 5-3K, Msn), and

arachidonate 5-lipoxygenase activating protein (Figure 5-3L, Alox5ap). No p values for

individual genes remained significant after false discovery rate correction. Comparison of the

normalized expression of these genes between all the genotype/diet groups via uncorrected 2-

way ANOVA identified significant genotype/diet x surgery interactions for all but MHC I and

Igkj1, and post-hoc tests for all genes revealed higher expression in the WTSO amyloid-β-

infused mice than fat-1 or WTFO mice (Figure 5-3).

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Figure 5-2: Analysis of the microarray data

A) Hierarchical cluster of genes significantly increased in the one-way ANOVA (uncorrected

p<0.05), left panel represents whole gene list, while right panel is zoomed in on key regions of

clustering with labeled branches corresponding to individual samples, B) Venn diagram of genes

increased by amyloid-β infusion in each group, C) List of genes increased by surgery in more

than one genotype/diet group. Wildtype safflower oil-fed mice (WTSO), wildtype fish oil-fed

mice (WTFO), amyloid-β (Aβ). Figures represent n=3 samples per group.

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Table 5-2: List of significantly enriched gene ontology categories in WTSO amyloid-β 1-40-infused compared to non-surgery mice.

Based on n=3 mice per group. Benjamini Yekutieli false discovery rate (BY), Gene ontology (GO), wildtype mice fed safflower oil

(WTSO

Significantly Enriched GO Categories in WTSO Non-surgery vs Amyloid-β-Infused Mice

GO Term

BY

Corrected

p-value

Number of

Genes

Driving

Enrichment GO Term

BY

Corrected

p-value

Number of

Genes

Driving

Enrichment

Antigen processing and

presentation of exogenous

peptide antigen 4.05E-07 5

Regulation of adaptive immune

response based on somatic

recombination of immune

receptors built from

immunoglobulin superfamily

domains 0.011 4

Antigen processing and

presentation of exogenous

antigen 8.05E-07 5 Arp2/3 protein complex 0.012 2

Antigen processing and

presentation of exogenous

peptide antigen via MHC

class II 3.34E-06 4

Regulation of acute

inflammatory response 0.013 3

Antigen processing and

presentation of peptide

antigen via MHC class II 4.55E-06 4

Regulation of adaptive immune

response 0.013 4

Antigen processing and

presentation of peptide or

polysaccharide antigen via

MHC class II 7.74E-06 4 Extracellular organelle 0.013 9

Antigen processing and

presentation of peptide

antigen 2.46E-05 5

Positive regulation of immune

response 0.013 5

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Immune system process 6.20E-05 12

Extracellular membrane-

bounded organelle 0.013 9

Immune effector process 9.72E-05 7 Extracellular exosome 0.013 9

Immune response 9.76E-05 9

Defense response to other

organism 0.013 5

Lymphocyte mediated

immunity 1.42E-04 5 Extracellular vesicle 0.013 9

Antigen processing and

presentation 1.53E-04 5

Positive regulation of immune

system process 0.018 6

Adaptive immune response

based on somatic

recombination of immune

receptors built from

immunoglobulin superfamily

domains 2.18E-04 5

Regulation of type I

hypersensitivity 0.019 2

Defense response 3.39E-04 9

Regulation of production of

molecular mediator of immune

response 0.025 3

Leukocyte mediated immunity 3.42E-04 5 Side of membrane 0.025 5

Adaptive immune response 6.58E-04 5 Phagocytosis 0.027 3

Response to external biotic

stimulus 6.58E-04 8 Leukocyte activation 0.028 5

Response to other organism 6.58E-04 8 Protein binding 0.029 22

Response to biotic stimulus 7.93E-04 8 Immunoglobulin binding 0.029 2

Immunoglobulin mediated

immune response 7.93E-04 4

Production of molecular

mediator involved in

inflammatory response 0.032 2

B cell mediated immunity 9.17E-04 4 Regulation of hypersensitivity 0.035 2

Regulation of immune system

process 0.003 8 Membrane-bounded vesicle 0.036 10

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Antigen binding 0.004 4

Regulation of acute

inflammatory response to

antigenic stimulus 0.045 2

Regulation of immune

response 0.004 6 Extracellular region 0.045 12

Cell surface 0.005 7 Vesicle 0.046 10

IgG binding 0.01 2 Mast cell activation 0.046 2

Response to bacterium 0.01 6 Cell activation 0.047 5

Antigen processing and

presentation of exogenous

peptide antigen via MHC

class I 0.01 2

Regulation of immune effector

process 0.049 4

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5.4.2 Lipid mediator-associated genes

Although not significantly different among any of the genotype/diet or surgery groups after false

discovery rate correction, it was of interest to conduct exploratory analysis of the expression of

genes associated with the production of eicosanoids and docosanoids because of their relevance

to our hypotheses. Uncorrected 2-way ANOVA identified no significant differences between the

diet/genotype or surgery groups for cPLA2 (Figure 5-4A, p=0.0531, Pla2g4a) iPLA2 (Figure 5-

4B, Pla2g6), COX-2 (Figure 5-4C, Ptgs1), PGE synthase (Figure 5-4D, Ptges), 5-LO (Figure 5-

4E, Aloxa5), 15-LO (Figure 5-4G, Alox15) or cytochrome P450 (Figure 5-4H, Por). A

significant main effect of surgery was identified for 12-LO (Figure 5-4F, Aloxa12) with no

differences remaining significant in the post-hoc test.

5.4.3 Microarray Validation

To validate the gene ontology results, expression of MHC II, MHC I and Fcgr2b were measured

by RT-qPCR in an independent cohort of non-surgery animals and animals that underwent icv

infusion of amyloid-β 1-40 or control peptide. When normalized to control peptide via the

ΔΔCt, WTSO exhibited increased expression of MHC I and MHC II upon icv infusion of

amyloid-β compared to WTFO mice (Figure 5-5 A and B), confirming the microarray results.

Contrary to the microarray results however, fat-1 mice were not significantly different from the

WTSO mice, and had significantly higher expression of MHC I than WTFO mice in response to

amyloid-β. None of the groups differed significantly in expression of FcGr2b, though a similar

pattern of expression was observed (Figure 5-5C). Similar results were obtained when the data

were analyzed as ΔΔCts normalized to non-surgery mice instead of control peptide-injected

animals (data not shown). The samples used in the microarray were re-analyzed using qPCR,

and the expression of all three genes demonstrated a similar pattern to what was observed with

the microarray, although with greater variability (data not shown). This suggests that the

different results between the microarray and qPCR experiments for the fat-1 mice are the result

of true variation in the samples, rather than experimental error.

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Figure 5-3: Genes driving enrichment of neuroinflammation-associated gene expression

categories in wildtype safflower oil-fed mice.

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A) MHC II or H2-Ab1: Histocompatibility 2, Class II antigen A beta1, Major

Histocompatibility Complex II, B) MHC I or H2-K1: Histocompatibility 2, K1m K region, C)

Fcgr2b: Fc Receptor IgG low-affinity 2b, D) Fcer1g: Fc Receptor IgE High-Affinity Gamma

Polypeptide, F) UNC93b1: Unc-93 homolog B1, F) Apobec3: Apolipoprotein B mRNA editing

enzyme, G) C1qb: Complement component 1q sub-compartment beta polypeptide H) Igkj1:

Immunoglobulin kappa joining 1, I) Ctsc: Cathepsin 1, J) Irf8: Interferon regulatory factor 8, K)

Msn: Moesin, J) Alox5ap: Arachidonate 5-lipoxygenase activating protein. Gene names are

provided with common name and abbreviated gene name in brackets. Bars represent means and

standard error of n=3 mice per group. * indicates that the WTSO group was significantly higher

than all other groups followingpost-hoc tests, main effects are listed below each graph. Major

histocompatibility complex (MHC), Wildtype safflower oil-fed mice (WTSO), wildtype fish oil-

fed mice (WTFO).

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Figure 5-4: Genes involved in the synthesis of eicosanoids and docosanoids.

A) cPLA2: cytosolic phospholipase A2 B) iPLA2: calcium independent phospholipase A2 C) COX-2 or Ptgs1: Prostaglandin

endoperoxide synthase 1, D) Ptges: Prostaglandin E synthase, E) 5-LO or Alox5: Arachidonate 5-lipoxygenase, F) 12-LO or Alox12:

Arachidonate 12-lipoxygenase, G) 15-LO or Alox15: Arachidonate 15- lipoxygenase, H) Cytochrome P450 or Por: P450 Cytochrome

Oxidoreductase. Gene names are provided with common name and abbreviated gene name in brackets. Bars represent means +/-

standard error of the mean for n=3 mice per group. Cyclooxygenase (COX), Wildtype safflower oil-fed mice (WTSO), wildtype fish

oil-fed mice (WTFO)

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5.4.4 Eicosanoids and Docosanoids

Most of the EPA derived eicosanoids and DHA derived docosanoids included in the assay were

not detected in any groups, including: resolvin D1, resolvin D2, resolvin E1, maresin 1 and PD1.

A full list of the measured fatty acid derivatives that were not detected is presented in Table 5-3.

There was a significant main effect of genotype/diet for 4-hydroxy DHA (HDHA), with fat-1

mice exhibiting significantly higher levels than the WTSO mice (Figure 5-6A). There were no

significant main effects or interactions for any other docosanoids. For EPA derived eicosanoids

(Figure 5-6B), there was a significant main effect of genotype/diet for 17(18)-epoxy

eicosatetraenoic acid, with the WTFO mice having significantly higher levels than the WTSO

mice, and for 17(18)-diHETE, with both fat-1 and WTFO mice having higher levels than WTSO

mice. There were no other significant main effects or interactions.

For ARA derived eicosanoids, there was a significant genotype/diet x surgery interaction for 15-

HETE. WTSO control peptide injected mice had significantly higher levels of 15-HETE than

amyloid-β injected fat-1 mice, and non-surgery and control peptide-injected WTFO mice.

WTSO non-surgery mice had significantly higher levels than control peptide-injected WTFO

mice. There were no other significant main effects or interactions for any of the other ARA

derived eicosanoids measured (Figure 5-7).

5.5 Discussion

DHA, the most abundant n-3 PUFA in the brain, may exert anti-inflammatory effects through a

variety of mechanisms, including conversion to docosanoids. Though diets high in n-3 PUFA are

known to modify levels of docosanoids and other bioactive lipid mediators in the periphery 386,

there is limited research on the effect of these diets on brain docosanoid and eicosanoid

composition. In addition, while it is known that n-3 PUFA have anti-neuroinflammatory

properties, it is yet unknown whether changing brain concentrations of these fatty acids alter the

response to a neuroinflammatory insult via changes in the production of bioactive lipid

mediators.

We saw that higher levels of brain DHA and EPA, attained either through a diet containing fish

oil or via endogenous synthesis in the fat-1 transgenic mouse, were associated with a

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Table 5-3: List of measured fatty acid derivatives that were not detected. Molecules were

considered detected if they were measured in at least half the samples from at least one of the

genotype/diet or surgery groups. epDPE: epoxy docosapentaenoic acid, epETE: epoxy

eicosapentaenoic acid, ETE: eicosatetraenoic acid, DHET: dihydroxyeicosatrienoic acid, HEPE:

hydroxyeicosapentaenoic acid, HDHA: hydroxy docosahexaenoic acid, HETE:

hydroxyeicosapentaenoic acid, LX: lipoxin, LT: leukotriene, PG: prostaglandin, Tx:

thromboxane

DHA Docosanoids EPA Eicosanoids ARA Eicosanoids

17R resolvin Resolvin E1,

13, 14-dihydro-19(R)-hydroxy

PGE1

6,15-diketo-13,14-

dihydro PGF1α

Resolvin D1 LXA5, 2,3-dinor PGE1 PGD2

Resolvin D2 LTB5 19(R)-hydroxy PGA2 Δ12-PGJ2

Protectin D1 9-iso-PGF3α 19(R) hydroxy PGE2 2,3-dinor-11β-PGF2α

Maresin 1 PGF3α 19(R)-hydroxy PGF1α PGK1

7-HDHA PGE3 15(R),19(R)-hydroxy PGE2 PGK2

10-HDHA PGD3 19(R)-hydroxy PGF2α PGH2

16(17)-EpDPE

D17-6keto-

PGF1α 15(R),19(R)-hydroxy PGF2α 20-hydroxy PGE2

TXB3 15(R), 19(R)-hydroxy PGE1

PGE2-p

benzamidophenylester

11-dehydro TXB3 PGF2α

5(S),15(S) DiHETE,

8(S)

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5-HEPE 20-hydroxy PGF2α 15(S) DiHETE

8-HEPE 8-iso PGF2α 9-HETE

9-HEPE

8-iso-13,14-dihydro-15-keto

PGF2α LTB4

11-HEPE 8-iso-15keto PGF2α 20-carboxy LTB4

12S-HEPE 2,3-dinor-8-iso-PGF2α

20-hydroxy

leukotriene

15S-HEPE 5-iPF2α-VI 12-epiLTB4

8(9)-EpETE 8-iso-15-keto PGE2 6-trans LTB4

6-keto PGF1α

2,3-dinor

thromboxane

2,3-dinor-6-keto PGF1α TXB2

carboxylic TXA2 LXA4

5(S),6(S)-DiHETE 5(S),6(R)-LXA4

TRXA3 TRXB3

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substantially blunted enrichment in gene expression categories associated with inflammation in

response to icv infusion of amyloid-β peptide relative to wildtype mice fed a diet deprived of n-3

PUFA. These differences in the inflammatory response were not associated with changes in

expression of any genes associated with the production of bioactive lipid mediators, or with

hippocampal concentrations of any of the best-known lipid mediators. A validation study of the

microarray in a separate cohort of animals measuring several genes responsible for driving the

categorical enrichment seems to confirm these results for the wildtype groups fed the n-3 PUFA-

deprived safflower oil or n-3 PUFA-containing fish oil diets, however in this study the fat-1 mice

did not differ from the WTSO mice.

The microarray study was hypothesis generating, seeking genes and gene expression categories

that could be differentially affected by the genotype/diet groups in response to icv infusion of

amyloid-β, and thus had a relatively low sample size (n=3). In contrast, the validation study was

hypothesis testing, and was better powered to identify differences between the groups (n=7-9).

Thus, we conclude that WTFO mice, but not fat-1 mice, have attenuated neuroinflammatory

gene expression response to amyloid-β relative to WTSO mice.

The discrepancy between the microarray and validation studies is difficult to explain. Genotypes

were checked at least twice for all animals in both studies. The same diets were used in both

studies, and the fatty acid compositions of the diets have been checked periodically in our lab

with no major between batch differences observed. Different batches of reagents, including the

amyloid-β 1-40, were used between the studies which could account for some variability,

however, it is not clear why only the fat-1 mice would be affected if this were an important

source of variation. The animals used in each study, while from the same colony, were born

nearly a year apart, and came from a different stock of breeders. Thus, it is possible that some

genetic variation has occurred in the animals, though this did not seem to translate into any

changes in the brain fatty acid phenotype of the fat-1 mice, which closely resembles that of

WTFO mice. There was considerable variability in the expression of all genes used in the

validation study within genotype/diet and surgery groups. Because similar patterns of gene

expression were obtained for the microarray samples when they were analyzed by qPCR, it

seems likely that the n=3 fat-1 mice selected for the microarray happened to have lower than

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Figure 5-5: Validation of a subset of genes driving the enrichment of inflammation-

associated gene expression categories in the microarray.

A) MHC II or H2-Ab1: Histocompatibility 2, Class II antigen A beta1, Major Histocompatibility

Complex II, B) MHC I or H2-K1: Histocompatibility 2, K1m K region, C) Fcgr2b: Fc Receptor

IgG low-affinity 2b. Graphs represent mean +/- standard error of the mean of n=10-11 mice per

group. Different letters denote significant differences by Tukey’s post-hoc test. Reverse axis

shown, lower delta delta Cts indicate a lower doubling time, and thus a higher mRNA

concentration. Major histocompatibility complex (MHC), Wildtype safflower oil-fed mice

(WTSO), wildtype fish oil-fed mice.

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average inflammatory gene expression, whereas the n=11 fat-1 mice used in the validation study

better reflect the true mean response.

There are several possible reasons why the neuroinflammatory responses of the fat-1 and WTFO

mice differed. Though these mice have the same levels of hippocampal eicosanoids, docosanoids

and total and free DHA, they differ in the duration of exposure to n-3 PUFA. The fat-1 mouse,

because it endogenously synthesizes n-3 PUFA, is exposed in utero and throughout

development, while the WTFO mice begin exposure when switched to the fish oil-containing

diet at 3 weeks of age. Fetal programming effects, or variation in the development of the central

nervous system could therefore explain the differences in inflammatory response between these

animals. In addition, dietary fish oil diet contains many other components, such as iodine,

vitamin E and furan fatty acids that may influence the brain neuroinflammatory response 363, 364,

366, as well as tert-butylhydroquinone, an anti-oxidant added to the menhaden oil by the

manufacturer to prevent oxidation that has been shown to have anti-inflammatory and anti-

oxidant properties in a cellular model of neurodegeneration 387. Fat-1 mice also consumed 10%

more linoleic acid via the safflower oil diet than the WTFO mice. It has previously been shown

that rats fed a 10% fat diet containing 27.6% of fatty acids as linoleic acid had a greater increase

in COX-2 gene expression in response to icv lipopolysaccharide than rats consuming a diet

containing 2.3% of linoleic acid as a percent of fatty acids 388. Our 10% safflower oil diet

contained over 70% linoleic acid as a percent of fatty acids, so it is possible that this contributed

to the greater neuroinflammatory gene expression in the WTSO and fat-1 groups.

No differences in the expression of any genes involved in the production of lipid mediators were

observed either between the amyloid-β-infused and non-surgery groups, or between the

diet/genotype groups in this study. Expression of COX-2, prostaglandin E synthase and 5, 12 and

15-LO are increased in post-mortem human brain samples from patients with AD relative to

controls 134, 389-391, so a difference in expression with surgery had been expected. The lack of

effect in this study may be attributed to the acute nature of the icv amyloid-β model, or the

possibility that expression of these enzymes is induced by other pathological features of AD,

such as neuronal death. Several other animal studies have reported a lack of effect of n-3 PUFA

feeding on the expression of enzymes involved in the production of lipid mediators, such as no

change in striatum cPLA2 or COX-2 gene expression with dietary EPA supplementation in two

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studies in Parkinson’s disease models 392, 393, and no change in cPLA2 or COX-2 protein in a

model of NMDA-induced cytotoxicity 394. In addition, in our lab, we identified no effect of

supplementation with DHA or ALA on the expression of 15-LO, cPLA2, iPLA2, PGES, or COX-

2 in the cortex, hippocampus, striatum, brainstem or rest of brain relative to a low n-3 PUFA

control in rats 395. In contrast, a previous study from our lab that examined inflammatory gene

expression using fat-1 and wildtype mice fed the same diets as those described here 24 hours

after an infusion of intracerebroventricular lipopolysaccharide reported attenuated expression of

hippocampal COX-2 mRNA in mice fed the fish oil diet, and of COX-2, cPLA2 and PGES in

fat-1 mice relative to wildtype mice fed the safflower oil diet 103. The type of inflammatory

insult, or the timing of the measurement of neuroinflammation may explain the discrepancies

between these studies.

None of the pro-resolving lipid mediators were detected in any of the genotype/treatment groups

under any of the surgery conditions, including resolvins, protectin and maresin. Limited other

docosanoids and EPA derived eicosanoids were detected. 4-HDHA was higher in the

hippocampi of fat-1 than WTSO mice, however this does not seem to be related to

neuroinflammatory gene expression because it is an auto-oxidative product of DHA that is not

known to have anti-inflammatory activity, and its levels do not change with amyloid-β or control

peptide infusion. Among EPA products, 17(18)-EpETE was elevated in WTFO mice, while its

metabolite 17(18)-diHETE was elevated in both fat-1 and WTFO mice relative to WTSO mice.

Elevations in both of these molecules were reported with aging in the plasma of transgenic

APP/tau mice, while 17(18)-diHETE was increased in the brains of these mice relative to

wildtype mice during the pre-symptomatic stage of the disease 396. 17(18)-EpETE is a

vasodilator 397, and may be anti-inflammatory via PPARγ 398, so it is possible that elevations in

these molecules could be protective in AD. However, their levels were not influenced by icv

infusion of amyloid-β or control peptide in our study, and were not different between the fat-1

and WTFO mice, which suggests that they were not responsible for mediating the different

neuroinflammatory responses in these animals. Numerous ARA derived eicosanoids were

detected, but with the exception of 15-HETE, none differed between any of the groups. There

was a significant genotype/diet x surgery interaction for 15-HETE, however there was no

difference in the post-hoc tests between concentrations in the amyloid-β injected groups of

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animals. It is therefore unlikely that levels of 15-HETE explain the higher inflammatory gene

expression with amyloid-β infusion, or the greater expression in the WTSO mice.

These results indicate that brain lipid mediator concentrations do not change concomitant with

attenuations in brain inflammatory gene expression our model. One previous study in our lab

detected various lipid mediators, including maresin 1 and NPD1, in the mouse brain under basal

conditions 103, however two of our more recent studies (359 and one recently accepted) also failed

to detect pro-resolving lipid mediators either under basal conditions or upon stimulation via

intraperitoneal lipopolysaccharide. Two studies in animal models of stroke detected increases in

brain NPD1 or resolvin D1 with n-3 PUFA interventions, concordant with a lower

neuroinflammatory response 353, 368. These mediators are known to be produced in response to

the ischemia that occurs with CO2, asphyxiation 359, so it is possible that the ischemic conditions

in the stroke models explain the differences between these studies and ours. It is also possible

that mediators were present in our samples, but at concentrations less than our lower detection

limit of 0.005 ng, however our detection limit is below the levels reported by these other

researchers. In addition, it is possible that mediators were produced at other timepoints between

baseline and 10 days post-surgery that were not captured by our measurements.

It is possible that increases in non-esterified DHA or EPA in the fat-1 and WTFO mice were

instead responsible for the differences in the neuroinflammatory response. A previous study in

our lab showed that brain non-esterified DHA decreases the neuroinflammatory response to LPS,

which did not seem to be directly proportional to its conversion to NPD1 103. Although many

studies have reported lower neuroinflammation in various disease models with higher brain n-3

PUFA, very few measured docosanoids and eicosanoids. Thus, it is possible that these effects

were mediated by DHA or EPA directly, rather than via the production of bioactive lipid

mediators.

A limitation of this study is that the icv amyloid-β mouse model recapitulates less of the

symptoms and pathology of human AD than transgenic mouse models that endogenously

produce amyloid-β and hyperphosphorylated tau. The icv model was used because it induces

self-limiting inflammation with little neuronal death 143. In addition, DHA and NPD1 down-

regulate the production of amyloid-β in mouse models and promote neuronal survival 132, 140,

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which could indirectly affect the neuroinflammatory response by decreasing the magnitude of the

insult. The icv model, despite its limitations in pathophysiological relevance, allowed us to focus

specifically on neuroinflammation-modulating effects of n-3 PUFA in this study, without this

potential confounding.

Another limitation of this work is that it only allows us to determine whether anti-

neuroinflammatory effects of increasing brain DHA are associated with changes in docosanoids

and eicosanoids in an AD model, rather than providing evidence of causation. Demonstrating

this association will be a useful first step in this field as no one has yet measured brain

concentrations of eicosanoids or docosanoids following an n-3 PUFA intervention in an AD

model, however future experiments that directly infuse mediators in an AD model, or that block

the activity of enzymes involved in mediator synthesis are needed.

Finally, our study cannot conclude that lipid mediators are unnecessary to mediate the changes in

neuroinflammatory gene expression noted in this study, but only that they do not seem to be

required at concentrations above our lower detection limit at the time points we examined. It is

possible that changes in mediators did occur at pico or attomolar concentrations that were not

detected by our analysis, or that these mediators were present at other time points that were not

we did not examine. Future research using other detection methods, establishing minimal

concentrations of these mediators required for inflammation-modulating effects in the brain, or

examining the production of these mediators at other time points would be useful for clarifying

this point.

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Figure 5-6: Hippocampal docosanoid and EPA eicosanoid concentrations: A) Detectable

docosanoids B) EPA eicosanoids. No other docosanoids or EPA derived eicosanoids tested were

detected in any group, including resolvins, protectin, maresin, or other HDHA or HEPEs. Bars

represent mean +/- standard error of the mean, n=7-9 per group. Different letters denote

significant differences by Tukey’s post-hoc test following identification of a significant main

effect of genotype/diet. There were no main effects of surgery, and no genotype/diet x surgery

interactions. Ab: amyloid-β, Ctrl: control, DHA: docosahexaenoic acid, epDPE: epoxy

docosapentaenoic acid, epETE: epoxy eicosapentaenoic acid, EPA: eicosapentaenoic acid,

HEPE: hydroxyeicosapentaenoic acid, HDHA: hydroxy docosahexaenoic acid, HDPA: hydroxy

docosapentaenoic acid, NS: non-surgery, WTSO: wildtype mice fed the safflower oil diet,

WTFO: wildtype mice fed the fish oil diet.

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Figure 5-7: Hippocampal ARA eicosanoid concentrations: A) Detectable ARA eicosanoids.

No other ARA derived eicosanoids tested were detected in any group. Bars represent mean +/-

standard error of the mean, n=7-9 per group. Different letters denote significant differences by

Tukey’s post-hoc test following identification of a significant genotype/diet x surgery

interaction. There were no other significant main effects or interactions. Ab: amyloid-β, ARA:

arachidonic acid, Ctrl: control, ETE: eicosatetraenoic acid, DHET: dihydroxyeicosatrienoic acid,

HETE: hydroxyeicosapentaenoic acid, NS: non-surgery, PG: prostaglandin, Tx: thromboxane,

WTSO: wildtype mice fed the safflower oil diet, WTFO: wildtype mice fed the fish oil diet.

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5.6 Conclusion

In conclusion, a diet containing fish oil attenuates neuroinflammatory gene expression in

response to amyloid-β 1-40 relative to a safflower diet deprived of n-3 PUFA. The fat-1 mouse

does not exhibit the same attenuation in neuroinflammatory gene expression despite similar

tissue concentrations of DHA, EPA and ARA. The attenuation in inflammatory gene expression

in the fish oil fed mice occurs independent of detectable changes in the concentrations of most

bioactive lipid mediators, most of which were not detected at baseline or following a

neuroinflammatory insult, or expression of the genes involved in their synthesis. Changes in

brain lipid mediator concentrations >0.005 ng do not seem to be necessary for the inflammation-

modulating effects of the fish oil diet.

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Chapter 6: General Discussion

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6.1 Review of Findings and General Discussion

This thesis aimed to explore the modulation of neuroinflammation by brain n-3 PUFA in an AD

model as a way of better understanding the mechanism by which n-3 PUFA may be protective in

AD. We had hypothesized that neuroinflammation would be an important pathological feature of

AD, and that increasing brain levels of n-3 PUFA would decrease the neuroinflammatory

response to amyloid-β.

While elevations in microglia are often cited as rationale for studies investigating the

neuroinflammatory hypothesis of AD, no systematic review has ever been conducted on this

topic. In our systematic review in Chapter 2, we show that microglia may appear to be elevated

in AD or not depending on the markers used to measure them. Markers associated with

microglial activation were consistently up-regulated, while general microglial markers were less

consistently increased. This suggests that microglial activation, but not necessarily an absolute

increase in cell number, is a more consistent neuropathological feature of the AD brain.

In Chapter 3, we showed that that iba1-labeled microglia cell counts increase in response to icv

amyloid-β and resolve by about 28 days post-surgery in both our chow-fed C57BL/6 model and

our fat-1 and wildtype mouse model fed safflower or fish oil. Wildtype safflower-fed mice,

which had lower brain DHA concentrations, exhibited a greater increase in these microglial cell

counts at 10 days post-icv. They also had greater numbers of degenerating neurons and a more

activated microglial morphology. The analysis of astrocyte morphology in Chapter 4 showed

that these mice also have a blunted astrocyte activation response to amyloid-β relative to fish oil-

fed animals, though in this case they were not different from fat-1 mice. Wildtype mice fed the

n-3 PUFA deplete safflower oil diet had greater increases in inflammatory gene expression

relative to the fish oil-fed mice in response to icv amyloid-β in Chapter 5, though it is unclear

whether they differed from the fat-1 mice. Interestingly, these changes in inflammatory gene

expression were not associated with changes in the concentrations of bioactive lipid mediators or

any genes involved in their synthesis.

This work is novel in several respects. Our systematic review in Chapter 2 is the first such

review of an inflammatory marker in AD. For Chapters 3-5, while others have examined the

effect of increasing brain n-3 PUFA on neuroinflammatory markers (summarized in Table 1),

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our work is the most thorough to date, measuring inflammation via cell counts, gene expression,

and cell morphology. We are also the first to measure inflammatory markers as a time course to

examine the concept of resolution in an AD-related model. Importantly, we are the first to relate

neuroinflammation to brain levels of most eicosanoids and docosanoids in an AD-related model,

and the first to determine whether the levels of these molecules can be modulated by changing

brain fatty acid composition. This is a key first test of the hypothesis that n-3 PUFA are

protective in AD via changing brain levels of bioactive lipid mediators.

Our systematic review showed that iba1 is not consistently elevated in the brains of patients with

AD, going up in only about half the studies while staying the same or decreasing relative to

control in the other half. Despite this, we used iba1 to measure microglia in our experimental

chapters, and contrary to our review, report increases in iba1-positive cells in response to

amyloid-β. The experiments described in Chapters 3-5 were begun years before the systematic

review was completed, and thus we could not benefit from the opportunity to select our marker

based on the totality of the human post-mortem evidence. Iba1 is a very common marker of

microglia used in the literature, and increases in iba1 have been reported in many different AD

models using a variety of measurement techniques399-403, including cell counts as we used

here404-407. It is possible then, that iba1-positive microglia increase in animal models of AD but

not in human subjects. Another possible explanation for this discrepancy is that iba1 may be

more sensitive to confounding by factors such as medication use, plaque burden or psychiatric

history that were poorly controlled for in the post-mortem human studies included in the

systematic review, which could mask a true increase that was detected in our animal study.

The fat-1 mouse did not exhibit a consistent neuroinflammatory response to amyloid-β between

the three studies. In Chapter 3, fat-1 mice had the lowest increase in microglia and were similar

to fish oil-fed animals for neuronal death, and morphology measures. In Chapters 4 and 5

however, the responses of the fat-1 mice were more similar to the safflower oil-fed animals, with

respect to GFAP expression, area per astrocyte, and inflammatory gene expression. It is possible,

as discussed in Chapter 4, that these differences in response can be explained by other variables

beyond brain fatty acids that affect aspects of the neuroinflammatory response differently in the

fat-1 mice than in the wildtype mice fed fish oil. This could include other dietary components

such as linoleic acid, iodine, furan fatty acids or anti-oxidants, or differences in the timing of

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exposure to n-3 PUFA. Another possibility is that biological or methodological variation is

responsible for these different effects. The three studies were conducted over a period of

approximately 4 years. The breeding mice that produced the fat-1 and wildtype mice in these

studies were replaced numerous times over those years, as were most reagents. Variations in

technique likely also occurred with practice. The differences in the neuroinflammatory response

of the fat-1 mice between the studies appears to be a true effect, rather than the product of

methodological variation, because the relative responses of the safflower and fish oil-fed animals

were similar between the studies, and methodological variation would be unlikely to affect just

one of the three genotype/diet groups.

Overall, this thesis has shown that microglial markers associated with activation are consistently

elevated in the brains of patients with AD. Increasing brain n-3 PUFA decreases microglial

activation in response to amyloid-β, and also influences astrocyte morphology. Fish oil feeding

produces more pronounced effects than the fat-1 transgene despite similar brain fatty acid

compositions, including greater decreases in neurodegeneration, greater increases in astrocyte

activation, and attenuation of inflammatory gene expression relative to wildtype safflower oil-fed

mice. Detectable levels of lipid mediators, such as resolvins, protectin, or maresin do not seem to

be required for these effects, which suggests that different mechanisms may be involved in

controlling the resolution of inflammation in the brain than in the periphery.

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6.2 Strengths

A key strength of this work is the use of both the fat-1 mouse and fish oil feeding to raise brain

n-3 PUFA. A challenge of nutrition experiments is that increasing the levels of any one dietary

component requires a proportional decrease in another component if energy intakes are to remain

unchanged. For example, the fish oil dietary intervention used in this thesis is both an

intervention of increased long chain n-3 PUFA, and of decreased linoleic acid, because 2% of the

safflower oil was replaced with fish oil. In addition, unless purified fatty acids are used, which

are less relevant to understanding human diets, increasing dietary long chain n-3 PUFA usually

involves adding fish oil, which includes other components, such as iodine, vitamin D, anti-

oxidants, and furan fatty acids, that may have independent effects on neuroinflammation. These

potential confounders limit the ability of a fish oil feeding study to draw conclusions regarding

n-3 PUFA specifically. The fat-1 mouse removes these potential confounders because the mice

can consume the same diet as the wildtype safflower fed mice, yet attain the same brain levels of

n-3 PUFA as the fish oil fed animals. Meanwhile, the fish oil-fed mice are also important to the

studies because they demonstrate that the tissue levels of n-3 PUFA attained by the fat-1 mice

are physiologically possible, and because the dietary intervention is more relevant to exploring

mechanisms underlying human diets than the transgenic model. Different responses to amyloid-β

were identified for fat-1 and fish oil-fed mice for several neuroinflammatory markers examined

in these studies, which highlights the importance of including both groups.

Another strength of these studies is the use of the control peptide to account for the

neuroinflammatory effects of the icv surgery alone. While the 33-gauge needles used in the icv

studies is extremely small (0.21mm diameter), inserting one into the ventricle almost certainly

causes damage that would elicit an immune response. In addition, the incision on the scalp and

drilling of the skull also likely caused peripheral inflammation, which is known to influence the

brain immune response. For these reasons, the control peptide was vital for ensuring the reported

neuroinflammatory effects are in response to amyloid-β, and are therefore relevant to AD.

The use of multiple experimental methods to measure neuroinflammation and the inclusion of a

time course is another important strength of this work. Inflammation is a complex process, which

involves the production of many cytokines, chemokines and lipid mediators, and the activation

of various cell types throughout the initiation, peak and resolution of the immune response.

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Measuring microglia and astrocyte proliferation over time allowed us to see how the

neuroinflammatory response was influenced by brain n-3 PUFA composition, which could have

included a lower peak of activation, or a shift in the timing of the immune response that could

not have been captured by a single static measurement. Measuring neuroinflammation using cell

counts, cell morphology, inflammatory gene expression and lipid mediators also allowed us to

see if changing brain n-3 PUFA composition affected specific aspects of the neuroimmune

response. Because we included all these measures, we were able to see that increasing brain n-3

PUFA alone via the fat-1 transgene affects microglia, and to a lesser extent astrocyte, activation,

but not does not affect the expression of pro-inflammatory genes or lipid mediators, which

provides a much more nuanced mechanistic understanding than we could have obtained by

measuring just one or two inflammatory markers as was done in previous studies.

6.3 Limitations and Future Directions

One limitation in our systematic review is that markers for microglia, and no other inflammation-

associated factors such as astrocytes, cytokines, chemokines or lipid mediators, were included.

This was because the large body of post-mortem literature in this field (nearly 200 papers

identified for astrocytes alone) made including all inflammatory markers unfeasible. Microglia

are considered the initiators of inflammation in the brain, so the increases in activation-

associated markers in AD reported in our systematic review likely mean that other inflammatory

markers are elevated in AD as well, however this cannot be determined from the current work. In

the future, systematic reviews of these other neuroinflammatory markers in the brains of patients

with AD should be completed to determine whether or not this is the case.

While the experiments described in Chapter 3 showed that higher brain n-3 PUFA, particularly

from dietary fish oil, is associated with decreases in neuroinflammatory markers and

modulations in glial cell morphology in response to amyloid-β infusion, they did not establish

whether these changes would be neutral, harmful or beneficial in AD because no measures of

cognition or memory were included. We did, however, find lower levels of neuronal death with

higher brain n-3 PUFA, and other studies have shown that interventions that increase brain DHA

improve cognitive measures in AD models113. It seems likely, therefore, that the higher brain n-3

PUFA levels in the fat-1 and fish oil-fed animals would have had protective or neutral effects on

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cognition in in our studies, however future experiments that include a measure of cognition are

necessary to prove this point.

A limitation of Chapters 3 and 4 are that they compared amyloid-β-injected mice to non-

surgery mice, rather than to control peptide-injected animals. The time-course presented

Chapter 3 included over 100 animals between the three groups. Adding a control peptide-

injected arm would have required double this number, which was practically and ethically

challenging. The brain samples used in Chapter 4 were obtained from the same study, so these

also did not include a control peptide-injected group. Control peptide was used in the astrocyte

and microglia counts in Figure 3-1 that were used to establish the icv amyloid-β model, and in

the gene expression validation study in Chapter 5. A good signal to background ratio was found

between amyloid-β and control peptide-injected animals in both experiments, which justified our

not including the control arm in the other studies. It is still possible, however, that surgery

influenced some of the neuroinflammatory outcomes in this thesis independent of amyloid-β

injections. Future experiments using a control peptide-injected group would be useful,

particularly for the astrocyte and microglial morphology measurements, as these were never

measured in control peptide-injected animals.

Another limitation to this work is that the lipid mediator measurements in Chapter 5 only show

modulation of neuroinflammation by PUFA is not associated with changes in the concentrations

of lipid mediators at 10 days post-icv, rather than demonstrating causation. This could be

addressed in the future by repeating the icv amyloid-β infusions in the same groups of animals,

and administering inhibitors of COX-2 or 12/15-LO following surgery until brain collection to

determine whether the differences in inflammation between the groups would persist. This

experiment could also be done in transgenic AD mice fed DHA or n-3 PUFA deplete diets with

or without COX-2 or 12/15-LO inhibitors to see whether this would prevent the attenuations in

neuronal death, plaque deposition and cognitive decline that have been described in other

studies113.

Another important future experiment would be to directly examine the effects of lipid mediators

derived from n-3 PUFA on neuroinflammation in AD. This could be accomplished by

implanting an osmotic pump following icv infusion of amyloid-β, and administering resolving

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D1, maresin or NPD1 over days following the surgery and seeing if and how neuroinflammation

and activation of neuroimmune cells is affected, as our lab has done previously in an LPS

model103. Fluorescent beads could be administered to determine the phagocytic capacity of the

microglia in vivo. Experiments such as these are important for determining whether pro-

resolving lipid mediators are protective in AD.

The time-course experiments in Chapter 3 were intended to examine the effect of brain n-3

PUFA composition on resolution in an AD model. No differences in the time for astrocyte or

microglia counts to return to baseline were detected in any of the groups. While it is entirely

possible that there truly are no differences in resolution between the groups, the time points

selected for the study did not sufficiently capture the gradual increases and decreases in cell

counts that likely occurred in vivo, which prevented our being able to fit curves to the data and

calculate resolution indices as are commonly used for studies in the periphery408. One of the

challenges of conducting these types of experiments in the brain is that different mice have to be

used for each time point, whereas models in the periphery, such as peritonitis, allow the serial

measurement of fluid to build smoother curves. Future experiments using PET imaging, which

would allow microglia activation to be measured over time in vivo, would provide much more

conclusive results about the effect of brain n-3 PUFA composition on resolution in the brain or in

an icv amyloid-β model.

Another important limitation to the interpretation of this thesis is that the analysis for the lipid

mediators in Chapter 5 is only completed for half of the samples collected. Doubling the

sample size could reveal differences between the groups for some eicosanoids and docosanoids

that did not reach significance in this preliminary analysis. The main finding of this chapter,

however, is that lipid mediators, including resolvins, NPD1 and maresin were not detected in the

brain of any of the mice. This is unlikely to change with the addition of more samples.

6.4 Significance

This thesis will contribute to the understanding of neuroinflammation in AD, and how it is

modified by brain n-3 PUFA. An estimated 50 million people suffer with dementia world-wide,

of which the majority have AD409. The estimated cost of dementia was 818 billion dollars in

2015, which amounts to 1.09% of the global GDP. This enormous cost is dwarfed by comparison

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with the social costs to sufferers and their loved ones. If n-3 PUFAs may be protective in AD,

perhaps by delaying onset or progression, they could have a substantial impact on the global

disease burden87. Establishing a biologically plausible mechanism is essential for justifying

large-scale clinical trials, and for determining whether a cause and effect relationship exists

between an exposure and a disease outcome, particularly in fields that rely heavily on

epidemiology410, 411. This is the case with nutrition and AD. Because AD primarily occurs in

adults over the age of 65, and because protective effects of diet may be the result of long

exposures throughout the lifecycle (or even during critical periods such as childhood, infancy or

in utero!), clinical trials of diet and prevention of AD are extremely challenging and costly.

While nothing can replace the importance of well-conducted randomized controlled trials,

dietary recommendations must rely on the combination of observational data, animal data and

biological plausibility in their absence. To this end, the research described in Chapters 3, 4 and

5 contribute to the body of evidence that could be used for planning future human interventional

studies, or to the development of dietary guidelines for the prevention of dementia. Chapter 5 in

particular suggests that the resolution of inflammation in the brain may be mediated by different

mechanisms than in the periphery, as no specialized pro-resolving lipid mediators were detected

in any group despite differences in brain fatty acid concentration and neuroinflammation. This

will be important for future studies on n-3 PUFA and/or inflammation in the brain in AD.

Understanding mechanism is also vitally important for selecting the most appropriate

intervention in randomized controlled trials to maximize safety and efficacy. For example, the

ADAPT trial used celecoxib as one of its intervention drugs, which is a selective COX-2

inhibitor81. Selective inhibition of COX-2 prevents the production of prostaglandin D2, which is

necessary for programming the resolution of inflammation412. Celecoxib treatment may therefore

have resulted in a low-grade, un-resolving inflammation in the brain rather than its desired

inflammation-lowering effect. Better understanding of the mechanisms by which fatty acids and

their mediators influence inflammation and its resolution in an AD model could help to develop

or select anti-inflammatory interventions that are not, as they have been termed, “resolution

toxic” 412, 413. Aspirin, which blocks PGE2 synthesis but stimulates the production of a class of

aspirin-triggered resolvins and lipoxins, may be a better choice for future inflammation-

modulating interventions in AD.

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To our knowledge, Chapter 2 is the first systematic review ever conducted of a

neuroinflammatory marker in AD. The neuroinflammatory hypothesis is influential in the AD

field, and has even led to large-scale clinical trials. Systematic reviews are critical for ensuring

that hypotheses are supported by the totality of the evidence, and are not influenced by cherry-

picking or other biases in the literature. We anticipate that our findings will be important for

directing future work on microglia in AD towards activation, and for helping other researchers

choose appropriate microglial markers in their experiments. We also identify several important

potential confounders that could contribute to variability between studies on inflammatory

markers in post-mortem human brain samples, such as the use of NSAID use prior to death and

degree of AD neuropathology, which may also help in designing future experiments.

6.5 Conclusions

Following from the three hypotheses outlined in Section 1.52, this thesis has shown that:

1) Elevations in microglial markers, particularly those associated with activation, are a

neuropathological feature of AD

2) Raising brain n-3 PUFA, through either a dietary or a transgenic approach, reduces the

neuroinflammatory response to amyloid-β. This includes attenuating the increase in iba1-positive

microglia, lowering neuronal death, and for fish oil-fed mice, lowering the expression of

inflammation-associated genes relative to animals with low brain n-3 PUFA. Microglia in mice

with high brain n-3 PUFA had a less activated morphology, while in fish oil-fed animals,

astrocytes had a more activated morphology.

3) Contrary to our Hypothesis 3, these neuroinflammatory modifications were not associated

with increases in pro-resolving lipid mediators or decreases in pro-inflammatory lipid mediators

Together, these experiments show that brain fatty acid composition can modulate the

neuroinflammatory response to amyloid-β. This supports the notion that the protective

relationship between DHA consumption and AD that has been observed in epidemiology and

animal models could be explained at least in part by modulation of neuroinflammation in AD.

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7 Appendices

6.6 Appendix 1: Summary of microglial marker functions and

expression

Marker Molecule Function M1 or M2 Phenotype Expression on other cell types

HLA-DR (MHC

II)147, 193

٠ Antigen recognition and

display, activation of the adaptive

immune response M1 and M2b

All antigen presenting cells

(macrophages, B cells, dendritic

cells), activated T cells

Iba1190-193

٠Binds actin

٠Participates in membrane

reorganization and phagocytosis

٠Labels all microglia

regardless of phenotype

(resting or activated)

٠Some increase in expression

with activation Monocyte lineage cells

CD68147, 193

Lysosome marker, upregulated

with phagocytosis M2

Monocyte lineage cells,

including perivascular or

infiltrating macrophages

CD11b147, 148, 193, 223

٠Forms part of complement

receptor 3

٠Monocyte activation, adhesion,

and migration

٠Involved in recognition and

phagocytosis of amyloid-β

٠Labels all microglia

regardless of phenotype

(resting or activated)

٠Some increase in expression

with activation

Neutrophils, natural killer cells,

macrophages

CD45225, 414

٠Transmembrane protein,

receptor-linked protein tyrosine

phosphatase ٠

Involved in signal transduction

and leukocyte activation

٠Labels all microglia

regardless of phenotype

(resting or activated)

٠Some increase in expression

with activation

Most nucleated hematopoetic

lineage cells, including T cell

and macrophages

Ferritin + cells229,

230, 415

٠Generation of free radicals to

perpetuate the immune response M1

Astrocytes, macrophages, all

cells. L-ferritin upregulated

with activation in microglia

CD33199, 203

٠Cell adhesion, migration

٠May be involved with amyloid-β

phagocytosis in the brain M2

Neurons and myeloid lineage

cells, including macrophages,

neutrophils

TREM2194, 238

٠Mediates TLR4 signalling

٠May contribute to phagocytosis,

particularly of degenerating

neurons Thought to be M2

Myeloid lineage cells,

including macropahges,

neutrophils

CD11c416

٠Transmembrane cell surface

integrin, acts as a receptor to

various ligands

٠ Unclear, CD11+ cells

express both M1 and M2

markers

Monocytes, macrophages,

dendritic cells, neutrophils,

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٠Involved in innate immune

activation

some B cells and activated T

cells

IL-1α expressing

microglia417

٠ Stimulates immune cell

activation, proliferation

٠Helps stimulate the production

of other pro-inflammatory

cytokines, such as TNF-α and

IFN-γ M1

This analysis is intended to be

restricted to IL-1α+ microglia,

however infiltrating or

perivascular macrophages can

be difficult to distinguish from

parenchymal microglia

RCA-1247, 418 ٠Cell surface lectin

٠ Unclear, appears to bind

both ramified and amoeboid

microglia

RCA-1 stains blood vessels,

which suggests it is expressed

by a variety of cell types.

Within the CNS, microglia

appeasr to be the only resident

RCA-1+ cells

TSPO419, 420

٠Involved in substrate transport

to the mitochondria

Expressed by activated

microglia, possibly more in

M1, though not known to

differentiate between M1 and

M2 in vivo

Expressed on mitochondria of

many cell types, highly

expressed by mitochondria and

macrophages

CD163252

٠Involved in phagocytosis,

hemoglobin scavenging M2

Monocyte lineage cells,

including perivascular or

infiltrating macrophages

Appendix 1: Cluster of differentiation (CD), Human leukocyte antigen (HLA), Interleukin (IL),

Interferon (IFN), Ionized calcium-binding adaptor molecule (Iba), Major histocompatibility

complex (MHC), Ricinus communis agglutinin, Tumor necrosis factor (TNF), Triggering

receptor expressed on myeloid cells (TREM)

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6.7 Appendix 2: Chapter 2: Full search for Embase – other database

searches used similar terms

Results of Search October 14th 2015 EMBASE full (kw + exp) – 6699 references in restricted, 14471 in full

search

Embase with restrictions October 14th – removes conference abstracts, editorials, conference proceedings and

reviews in the ovid search

1. Alzheimer disease/

2. ((((Alzheimer* or ase or mild) adj2 cognitive adj2 impairment) or cognitive) adj2 decline).ti,ab,kw.

3. 1 or 2

4. (Brain* or hippocamp* or encephalon or Blood Brain Barrier or hemato-encephalic barriers or barriers brain-

blood or hemato encephalic barrier or barriers hemato-encephalic or barrier hemato-encephalic or hemato-

encephalic barrier or truncus cerebrus or truncus cerebri or cerebri truncus or brainstems or cerebrus truncus or

Mesencephalon or mesencephalon or mesencephalons or midbrains or midbrain or Cerebral Peduncle or Cerebral

Crus or Substantia Nigra or nigras substantia or nigra substantia or substantia nigras or Pars Compacta or Pars

Reticulata or Tegmentum Mesencephali or midbrain trigeminal nucleus or nucleus peripeduncular or annulari

nucleus or nervi trochlearis nucleus or midbrain tegmentum or mesencephalus tegmentum or tegmental nucleus

ventral or mesencephalic tegmentums or midbrain tegmentums or trigeminal nucleus mesencephalic or tegmentums

midbrain or trochlearis nucleus nervi or nucleus annularis or trigeminal nucleus midbrain or nucleus annular or

mesencephali tegmentum or darkshevichs nucleus or tegmentums mesencephalic or ventral tegmental nucleus or

mesencephalic trigeminal nucleus or nervi trochleari nucleus or nucleus darkshevich's or darkschewitsch nucleus or

tegmentum of midbrain or nucleus annulari or cajal interstitial nucleus or mesencephalic tegmentum or nuclei

accessory oculomotor or trochlear nucleus or annularis nucleus or nucleus mesencephalic trigeminal or nucleus of

darkschewitschor peripeduncular nucleus or oculomotor nuclei accessory or tegmentum midbrain or tegmentum

mesencephali or nucleus nervi trochlearis or darkshevich nucleus or nucleus tractus mesencephalici nervi trigemini

or interstitial nucleus of cajal or Cerebral Aqueduct or ducts mesencephalic or mesencephalic ducts or aqueduct

mesencephalic or sylvian aqueducts or duct mesencephalic or sylvius aqueduct or cerebrus aqueductus or

aqueductus cerebrus or cerebral aqueduct or aqueduct sylvian or aqueduct of sylvius or mesencephalic duct or

cerebral aqueducts or aqueducts sylvian or aqueduct cerebral or sylvian aqueduct or aqueductus cerebri or aqueducts

mesencephalic or cerebri aqueductus or mesencephalic aqueduct or Midbrain Reticular Formation or

Pedunculopontine Tegmental Nucleus or nucleus tegmentalis pedunculopontinus or nucleus pedunculopontine

tegmental or tegmental nucleus pedunculopontine or pedunculopontine tegmental nucleus or Oculomotor Nuclear

Complex or Edinger-Westphal Nucleus or Periaqueductal Grey or greys central periaqueductal or griseum centrales

or central grey substance of midbrain or periaqueductal greys central or grey matter periaqueductal or grey central

periaqueductal or substantia grisea centralis or periaqueductal grey matter or central periaqueductal grey or grisea

centralis substantia or periaqueductal grey or centrale mesencephali griseumor centrale mesencephalus griseum or

centrale griseum or grey matters periaqueductalor centrales griseum or periaqueductal grey central or substantia

grisea centralis mesencephali or mesencephalus griseum central or midbrain central grey or central grey

mesencephalic or central periaqueductal greys or central grey midbrain or griseum centrale mesencephali or Raphe

Nuclei or nucleus incertus or nucleus superior central ornuclei raphe ornucleus interfascicular or superior central

nucleus or raphe nuclei or interfascicular nucleus or raphe nucleus or incertus nucleus or central nucleus superior or

rostral linear nucleus of the raphe or caudal linear nucleus of the raphe or rostral linear nucleus of raphe or nucleus

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rapheor Dorsal Raphe Nucleus or Interpeduncular Nucleus or Midbrain Raphe Nuclei or Red Nucleus or nucleus

ruber or red nucleus or nucleus red or Ventral Tegmental Area or tegmentalis ventralis area or tegmentalis ventrali

area or area tegmentalis ventralis or ventral tegmental area of tsai or ventral tegmental area or tegmental area ventral

or area tegmentalis ventrali or Locus Coeruleus or coeruleus complex locus or complices locus coeruleus or locus

caeruleus or complex locus ceruleus or complices locus ceruleus or coeruleus complices locus or ceruleus complex

locus or locus ceruleus complex or complex locus coeruleus or locus ceruleus complices or locus ceruleus or nucleus

pigmentosus pontis or locus coeruleus complices or pontis nucleus pigmentosus or ceruleus complices locus or locus

coeruleus or locus coeruleus complex or Tectum Mesencephali or corpora quadrigemina or inferior colliculus

commissures or colliculus commissures superior or colliculus commissures inferior or quadrigeminal plates or

superior colliculus commissure or plate quadrigeminal or commissure of superior colliculus or quadrigemina

corpora or commissure of inferior colliculus or lamina quadrigemina or inferior colliculus commissure or colliculus

commissure inferior or quadrigeminal plate or tectum mesencephalus or mesencephalus tectum or plates

quadrigeminal or quadrigemina lamina or colliculus commissure superior or Inferior Colliculi or colliculi inferior or

inferior colliculi or inferiors colliculus or posterior colliculus or brachial nucleus of the inferior colliculus or caudal

colliculus or colliculus inferiors or colliculus caudal or inferior colliculus or colliculus posterior or colliculus inferior

or Subcommissural Organ or subcommissural organs or subcommissural organ or organs subcommissural or organ

subcommissural or Superior Colliculi or mammalian optic lobesor optic lobe mammalian or optic tectums or

superior colliculi or optic tectum or anterior colliculus or colliculus superior or human optic lobes or superior

colliculus or optic lobes human or optic lobes mammalian or optic lobe human or colliculi superior or tectum optic

or tectums optic or mammalian optic lobe or human optic lobe or colliculus anterior or Reticular Formation or

formations reticular or reticular formation or reticular formations or formation reticular or edunculopontine

Tegmental Nucleus or nucleus tegmentalis pedunculopontinus or nucleus pedunculopontine tegmental or tegmental

nucleus pedunculopontine or pedunculopontine tegmental nucleus or Respiratory Center or centers respiratory or

respiratory centers or center respiratory or respiratory center or hombencephalon or hind brains or brains hind or

rhombencephalons or hindbrain or hindbrains or brain hind or rhombencephalon or hind brain or Medulla Oblongata

or medulla oblongata or nucleus ambiguous or arcuate nucleus-1 or accessory cuneate nucleus or nucleus external

cuneate or cuneate nucleus accessory or nucleus ambiguous or medulla oblongatas or arcuate nucleus of the medulla

or cuneate nucleus lateralor nucleus lateral cuneate or ambiguous nucleus or cuneate nucleus external or arcuate

nucleus 1 or external cuneate nucleus or ambiguus nucleus or arcuate nucleus-1s or lateral cuneate nucleus or Area

Postrema or area postremas or trigger zone chemoreceptor or chemoreceptor trigger zone or chemoreceptor trigger

zones or trigger zones chemoreceptor or zone chemoreceptor trigger or postrema area or zones chemoreceptor

trigger or area postrema or Olivary Nucleus ornucleus basalis olivary or nucleus olivary or basalis olivary nucleus or

nucleus olivary basal or olivary basal nucleus or basal nucleus olivary or olivary nucleus or Raphe nuclei or nucleus

incertus or nucleus superior central or nuclei raphe or nucleus interfascicular or superior central nucleus or raphe

nuclei or interfascicular nucleus or raphe nucleus or incertus nucleus or central nucleus superior or rostral linear

nucleus of the raphe or caudal linear nucleus of the raphe or rostral linear nucleus of raphe or nucleus raphe or

Nucleus Raphe Obscurus or Nucleus Raphe Pallidus or Solitary Nucleusor solitary nuclear complices or nucleus of

tractus solitaries or complex solitary nuclear or tractus solitarii nuclei or nucleus solitaries or solitarius nucleus

tractus or tractus solitarius nucleus or solitarius nuclei tractus or solitary tract nucleus or nucleus solitary tract or

solitary nuclear complex or tractus solitarius nuclei or nuclear complices solitary or nuclei tractus solitarii or solitary

nucleus ornucleus solitaryor nucleus of the solitary tract or nuclear complex solitary or complices solitary nuclear or

nucleus of solitary tract or nucleus tractus solitaries or Trigeminal Nucleus, Spinal or trigeminal nucleus spinal or

nucleus spinal trigeminal or spinal trigeminal nucleus or Trigeminal Caudal Nucleus or caudal nucleus trigeminal or

nucleus trigeminal caudal or trigeminal caudal nucleus or Metencephalon or Cerebellumor corpus cerebellus or

parencephalons or cerebellus corpus or cerebellum or cerebellums or corpus cerebelli or parencephalon or cerebelli

corpus or Cerebellar Cortex or cerebelli cortex or cortex cerebellus or cerebellar cortex or cortex cerebelli

orcerebellus cortex or cortex cerebellar or Cerebellar Vermis or Purkinje Cells or purkinje cells or cells purkinje or

Cerebellar Nuclei or nucleus dentatus or Cerebellopontine Angle or central nucleus or central nucleus or interposed

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nucleus anterior or nucleus globosus or medial cerebellar nucleus or emboliformis nucleus or nuclei cerebellar or

intracerebellar nuclei or nucleus fastigii or nucleus fastigial or fastigii nucleus or central nuclei or nuclei central or

deep cerebellar nucleus or intracerebellar nucleus or nucleus fastigial cerebellar or nucleus anterior interposed or

nucleus intracerebellar oranterior interposed nucleus or nucleus anterior interpositus or nucleus medial cerebellar or

nuclei intracerebellar or nucleus dentate or dentate nucleus or interpositus nucleus anterior or globosus nucleus

orcerebellar nucleus deep or nucleus central or nucleus cerebellar or cerebellar nuclei deep or nucleus dentate

cerebellar or anterior interpositus nucleus or cerebellar nucleus medial or cerebellar nuclei or fastigial cerebellar

nucleus or Pons or pons or varolii ponsor pontes or pons varolius or varolius pons or pons varolii or ponte or

Barrington's Nucleusor Cochlear Nucleus or cochlear nucleus or nuclei cochlear or cochlear nuclei or nucleus

cochlear or Kolliker-Fuse Nucleus or Middle Cerebellar Peduncle or Pontine Tegmentum or Abducens Nucleus or

Facial Nucleus or Parabrachial Nucleus or Nucleus Raphe Magnus or Superior Olivary Complex or Trapezoid Body

or Trigeminal Motor Nucleus or Vestibular Nuclei or schwalbes nucleus or nucleus schwalbe or vestibular nuclei or

vestibular nucleus medial or nuclei vestibular or schwalbe's nucleus or nucleus schwalbe's or medial vestibular

nucleus or schwalbe nucleus or nucleus medial vestibular or Vestibular Nucleus, Lateral or deiters nucleus or

deiter's nucleus or nucleus of deiters or lateral vestibular nucleus or nucleus lateral vestibular or vestibularis laterali

nucleus or nucleus vestibularis laterali or vestibular nucleus lateral or vestibularis magnocellulari nucleus or

vestibularis magnocellularis nucleus or deiter nucleus or nucleus vestibularis magnocellularis or nucleus vestibularis

magnocellulari or nucleus deiter or nucleus vestibularis lateralis or vestibularis lateralis nucleus or nucleus deiter's

or Tectospinal Fibers or Trigeminal Nuclei or trigeminal nucleus or trigeminal nuclear complices or trigeminal

nuclear complex or nuclei trigeminal or trigeminal nuclei or nucleus trigeminal or nuclear complices trigeminal or

nuclear complex trigeminal or Grey Matter or grey matter or grey matters cerebellar or grey matter cerebellar or

matters grey or matter cerebellar grey or grey matter cerebellar or cerebellar grey matters or grey matters or matter

cerebellar grey or cerebellar grey matter or matters grey or cerebellar grey matters or matters cerebellar grey or grey

matters cerebellar or matters cerebellar grey or grey matter or cerebellar grey matter or matter grey or matter grey or

White Matter or white matter cerebellar or matter cerebellar white or matter white or matters cerebellar white or

white matters cerebellar or cerebellar white matters or cerebellar white matter or matters white or white matter

orwhite matters or Cerebral Ventricles or cerebral ventricle or cerebral ventriclesor monro foramen or ventricles

cerebral or foramen of monro or cerebral ventricular system or ventricle cerebral or Choroid Plexus or choroideus

plexus or plexus choroideusor choroid plexus or chorioid plexus or plexus chorioid or plexus choroid or Ependyma

or ependymal or ependymas or Fourth Ventricle or ventricolo quarto or ventricles fourth or ventricle fourth or 4th

ventricle or quarto ventricolos or ventricle 4th or ventricles 4th or fourth ventricle or ventricolos quarto or fourth

ventricles or 4th ventricles or quarto ventricolo or Lateral Ventricles or lateral ventricle orsubventricular zones or

lateral ventricles or ventricle lateral or zone subventricular or ventricles lateral or subventricular zone or zones

subventricular or Septum Pellucidum or septum supracommissural or pelusidum septum or septum pellucidum or

lucidums septum or supracommissural septum or pellucidum septum or septum pelusidums or septum pelusidum or

pelusidums septum or septum lucidums or supracommissural septums or septums supracommissural or lucidum

septum or septum lucidum or Third Ventricle or 3rd ventricle or ventricles third or ventricles 3rd or third ventricle or

ventricle 3rd or 3rd ventricles or third ventricles or ventricle third or Limbic System or limbic system or system

limbic or systems limbic or limbic systems or Amygdala or amygdaloid bodies or corpus amygdaloideums or

nucleus intercalated amygdaloid or corpus amygdaloideum or amygdaloid body or complex amygdaloid nuclear or

amygdaloid nuclear complices or amygdaloid nucleusor intercalata massa or amygdaloideums corpus or intercalatas

massa or amygdaloid nucleus intercalated or nuclear complices amygdaloid or archistriatums or amygdala or massa

intercalates or nucleus amygdaloid or amygdaloideum corpus or amygdalae nucleus or nuclear complex amygdaloid

or archistriatum or nucleus amygdalae or amygdaloid nuclear complex or Basolateral Nuclear Complex or Central

Amygdaloid Nucleus or Corticomedial Nuclear Complex or Periamygdaloid Cortex or epithalamus or Habenula or

commissure habenular or habenula complex or habenulas or complices habenula or nucleus habenularis or habenular

commissures or complex habenula or habenula complices or nucleus habenular or nucleus habenulari or

commissures habenular or habenula or habenularums commissura or commissura habenularum or habenularis

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nucleus or habenular nuclei or commissura habenularums or nuclei habenular or habenulari nucleus or habenular

nucleus or Pineal Gland or pineales corpus or body pineal or glands pineal or pineal glands or pineal body or cerebri

epiphysis or corpus pineales or gland pineal or pineale corpus or bodies pineal or corpus pineale or pineal gland or

pineal bodies or epiphysis cerebri or Hippocampus or hippocampal formation or propers hippocampus or

hippocampus propers or formations hippocampal or horn ammon's or schaffer collateral or ammon horn or

hippocampus or horn ammon or cornu ammonis or hippocampus proper or proper hippocampus or collaterals

schaffer or formation hippocampal or hippocampal formations or subiculum or subiculums or ammon's horn or CA1

Region, Hippocampal or regio superior of hippocampus or field hippocampus ca1 or ca1 stratum radiatum or

stratum radiatum ca1 or hippocampal sector ca1 or hippocampus ca1 field or hippocampus regio superior or ca1

stratum radiatums or sector ca1 hippocampal or ca1 field hippocampus or radiatums ca1 stratum or stratum

radiatums ca1 or ca1 hippocampal sector or ca1 pyramidal cell area or ca1 region hippocampal or ca1 pyramidal cell

layer or ca1 stratum pyramidale or stratum pyramidale ca1 or cornu ammonis 1 area or radiatum ca1 stratum or CA2

Region, Hippocampal or ca2 stratum pyramidale or radiatums ca2 stratum or cornu ammonis 2 area or ca2 field

hippocampus or stratum pyramidale ca2 or stratum radiatum ca2 or ca2 stratum radiatums or radiatum ca2 stratum

or sector ca2 hippocampal or region hippocampal ca2 or ca2 field of hippocampus or stratum radiatums ca2 or ca2

region hippocampal or hippocampal sector ca2 or hippocampal ca2 region or hippocampus ca2 field or ca2

pyramidal cell layer or field hippocampus ca2 or ca2 pyramidal cell area or CA3 Region, Hippocampal or stratum

lucidum ca3 or ca3 stratum lucidum or stratum lucidums ca3 or lucidum ca3 stratum or ca3 region hippocampal or

ca3 pyramidal cell area or hippocampus ca3 field or ca3 hippocampal sector or sector ca3 hippocampal or ca3

stratum radiatum or ca3 stratum lucidums or hippocampal ca3 regions or cornu ammonis 3 area or ca3 field of

hippocampus or radiatum ca3 stratum or field hippocampus ca3 or stratum radiatums ca3 or ca3 pyramidal cell layer

or lucidums ca3 stratum or region hippocampal ca3 or radiatums ca3 stratum or ca3 stratum pyramidale or ca3 field

hippocampus or Dentate Gyrus or ca4 region hippocampal or dentate fascia or cornu ammonis 4 area or hilus gyri

dentate or ca4 field of hippocampal formation or ca4 hippocampal sector or gyrus dentate or sector ca4 hippocampal

or hippocampal ca4 region or area dentata or region hippocampal ca4 or dentata area or field hippocampal ca4 or

gyrus dentatus or hilus of the fascia dentata or hilus of dentate gyrus or dentate gyrus or area dentatas or dentata

fascia or hippocampal sector ca4 or hippocampal ca4 field or ca4 of lorente de no or Mossy Fibers, Hippocampal or

hippocampal mossy fiber or mossy fibers hippocampal).ab,kw,ti.

5. (hippocampal mossy fibers or mossy fiber hippocampal or Fornix, Brain or hippocampal commissure or

hippocampal commissures or commissures dorsal hippocampal or fornix commissures or fornices or brain fimbrias

or fornical commissures or fornical commissure or fornix or hippocampal commissures dorsal or commissures

hippocampal or fornix-fimbria or hippocampal commissure dorsal or fimbria or fornix fimbria or fimbria of

hippocampus or brain fornices or dorsal hippocampal commissure or commissure fornical or commissure dorsal

hippocampal or commissure of fornix or commissures fornical or commissure hippocampal or fornix commissure or

fimbria-fornix or fimbria fornix or fimbria brain or hippocampus fimbrias or hippocampus fimbria or brain fimbria

or Hypothalamus or preoptico-hypothalamic areas or preoptico hypothalamic area or lamina terminalis or

hypothalamus or areas preoptico-hypothalamic or area preoptico-hypothalamic or preoptico-hypothalamic area or

Hypothalamic Area, Lateral or area hypothalamica laterali or hypothalamica laterali area or hypothalami area

lateralis or lateralis area hypothalamica or hypothalamus area lateralis or laterali area hypothalamica or areas lateral

hypothalamic or lateralis hypothalami area or lateral hypothalamic areas or accessory nucleus of the ventral horn or

lateral tuberal nuclei or tuberal nucleus lateral or lateral hypothalamus or area hypothalamica lateralis or

hypothalamus lateral or tuberomammillary nucleus or hypothalamic area lateral or nucleus tuberomammillary or

nuclei lateral tuberal or nucleus lateral hypothalamic or lateralis hypothalamus area or area lateral hypothalamic or

hypothalamic nucleus lateral or area lateralis hypothalamus or nucleus lateral tuberal or Hypothalamus, Anterior or

commissures anterior hypothalamic or anterior hypothalamic decussation of ganser or hypothalamic commissures

anterior or anterior hypothalamic commissures or commissure anterior hypothalamic or periventricular nucleus

anteroventral or nucleus anteroventral periventricular or anterior hypothalamic commissure or hypothalamic

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commissure anterior or hypothalamus anterior or hypothalamus supraoptic or anteroventral periventricular nucleus

or anterior hypothalamus or supraoptic hypothalamus or Anterior Hypothalamic Nucleus or areas anterior

hypothalamic or hypothalamic area anterior or nucleus anterior hypothalamic or anterior hypothalamic nucleus or

hypothalami nucleus anterior or hypothalamic areas anterior or anterior hypothalami nucleus or anterior

hypothalamic area or area anterior hypothalamic or nucleus anterior hypothalamus or hypothalamus nucleus anterior

or anterior hypothalamic areas or anterior hypothalamus nucleus or nucleus anterior hypothalami or hypothalamic

nucleus anterior or Organum Vasculosum or Paraventricular Hypothalamic Nucleus or hypothalamic paraventricular

nucleus or paraventricular hypothalamic nucleus or nucleus paraventricular hypothalamic or nucleus hypothalamic

paraventricular or nucleus paraventricular or paraventricular nucleus or hypothalamic nucleus paraventricular or

paraventricular nucleus hypothalamic or Preoptic Area or area medial preoptic or preoptic area medial or preoptic

nucleus or nuclei preoptic or lateral preoptic area or preoptic areas lateral or area preoptic or areas medial preoptic or

area lateral preoptic or preoptic areas medial or lateral preoptic areas or preoptica area or nucleus preoptic or medial

preoptic areas or areas lateral preoptic or area preoptica or areas preoptic or preoptic nuclei or medial preoptic area

or preoptic area or preoptic areas or Suprachiasmatic Nucleus or nucleus suprachiasmatic or suprachiasmatic

nucleus or Supraoptic Nucleus or hypothalamus supraoptic nucleus or supraoptic group accessory or accessory

supraoptic groups or supraoptic nucleus of hypothalamus or supraopticus nucleus or groups accessory supraoptic or

nucleus supraoptic or group accessory supraoptic or accessory supraoptic group or nucleus supraopticus or

supraoptic groups accessory or supraoptic nucleus or Hypothalamus, Middle or regions intermediate hypothalamic

or hypothalamic region intermediate or region intermediate hypothalamic or middle hypothalamus or hypothalamus

medial or hypothalamic regions intermediate or intermediate hypothalamic regions or intermediate hypothalamic

region or hypothalamus middle or medial hypothalamus or Arcuate Nucleus of Hypothalamus or nucleus arcuate or

arcuate nucleus or hypothalamus arcuate nucleus or nucleus infundibular or infundibular nucleus or arcuate nucleus

of hypothalamus or Dorsomedial Hypothalamic Nucleus or nucleus arcuate or arcuate nucleus or hypothalamus

arcuate nucleus or nucleus infundibular or infundibular nucleus or arcuate nucleus of hypothalamus or

Hypothalamo-Hypophyseal System or hypothalamic pituitary unit or hypothalamo hypophyseal system or

hypothalamo-hypophyseal system or hypothalamic-pituitary unit or Median Eminence or eminentia medianas or

median eminence or eminences medial or eminence medial or medial eminences or medianas eminentia or eminentia

mediana or mediana eminentia or eminence median or medial eminence or Pituitary Gland or hypophyseal

infundibulum or infundibular hypothalamus or pituitary glands or infundibulum or stalk infundibular or

hypothalamus infundibular or infundibulums or pituitary stalks or pituitary gland or hypophysis or pituitary stalk or

infundibular stem or stalks infundibular or glands pituitary or hypophysis cerebri or hypophyseal stalks or cerebri

hypophysis orstalk hypophyseal or infundibular stalk or infundibular stalks or hypophysis cerebrus or hypophyseal

stalk or Pituitary Gland, Anterior or lobus anteriors or anterior lobe of pituitary or anterior lobus or pituitary pars

distalis or anterior pituitary glands or anteriors lobus or lobus anterior or pituitary gland anterior or

adenohypophyses or pituitary glands anterior or adenohypophysis or pituitary anterior lobe or anterior pituitary

gland or pars distalis of pituitary or Corticotrophs or Gonadotrophs or lh producing cells or lh-secreting cells or fsh

cells or gonadotrophs or lh cell or fsh-secreting cellsor fsh secreting cells or fsh-producing cells or fsh-producing

cell or fsh cell or lh-producing cells or fsh producing cells or lh secreting cells or fsh-secreting cell or gonadotroph

or lh-producing cell or lh-secreting cell or lh cell or Lactotrophs or pituitary prolactin-secreting cells or lactotrophs

or pituitary prolactin cell or prolactin-secreting cell pituitary or prolactin-secreting cells pituitary or lactotroph or

prolactin cell pituitary or prolactin cells pituitary or pituitary prolactin cells or pituitary prolactin-secreting cell or

pituitary prolactin secreting cells or Somatotrophs or gh cell pituitary or somatotrophs or gh cells pituitary or

pituitary growth hormone-secreting cells or pituitary gh cell or pituitary growth hormone secreting cells or pituitary

gh cells or somatotroph or Thyrotrophs or Pituitary Gland, Intermediate or Melanotrophs or Pituitary Gland,

Posterior or lobes neural or posterior pituitary glands or neural lobe or pituitary pars nervosa or infundibular

processes or infundibular process or process infundibular or neurohypophysis or lobe neural or gland posterior

pituitary or pituitary posterior lobe or pars nervosa of pituitary or posterior lobe of pituitary or neural lobes or

nervosus lobus or lobus nervosus or pituitary gland posterior or processes infundibular or Tuber Cinereum or

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cinereums tuber or cinereum tuber or tuber cinereum or tuber cinereums or Ventromedial Hypothalamic Nucleus or

nucleus ventromedial hypothalamic or hypothalamic nucleus ventromedial or ventromedial hypothalamic nucleus or

Hypothalamus, Posterior or posteriors area hypothalamica or area hypothalamica posterior or mammillary regions or

region mammillary or nucleus posterior periventricular or hypothalamic regions posterior or hypothalamus

posteriors or mammillary region or posterior area hypothalamica or posterior hypothalamic regions or

supramammillary commissures or region posterior hypothalamic or supramammillary commissure or regions

posterior hypothalamic or posterior hypothalamus or commissures supramammillary or premammillary nucleus or

hypothalamic region posterior or posterior hypothalamic region or commissure supramammillary or hypothalamus

posterior or hypothalamica posteriors area or periventricular nucleus posterior or nucleus premammillary or

Mammillary Bodies or mammillary bodies ormammillary body or body mammillary or mamillary bodies or body

mamillary or bodies mamillary or bodies mammillary or mamillary body or Limbic Lobe or Gyrus Cinguli or gyrus

cingular or anterior cingulate gyrus or cingulate gyri posterior or cortex anterior cingulate or posterior cingulate

gyrus or cinguli anteriors gyrus or mesial region superior or gyrus cingulate or cingulate cortex anterior or cingulate

cortex or superior mesial regions or regions cingulate or cortex posterior cingulate or anterior cingulate cortices or

posterior cingulates or cingulate bodies or cingulates anterior or cortices anterior cingulate or posterior cingulate

cortices or mesial regions superior or posterior cingulate cortex or regions posterior cingulate or cingulate posterior

or posterior cingulate region or region posterior cingulate or body cingulate or cortex cingulate or posterior cingulate

regions or cingulate gyrus anterior or cingulate gyrus or cingulate gyrus posterior or cingular gyrus or bodies

cingulate or cingulate area or anterior cingulates or area cingulate or cingulate regions or regions superior mesial or

ingulates posterior or areas cingulate or cingulate cortices anterior or anterior gyrus cinguli or gyri posterior

cingulate or gyrus anterior cingulate or gyrus cinguli anteriors or cinguli anterior gyrus or superior mesial region or

anterior cingulate or gyrus cinguli anterior or cingulate anterior or region cingulate or cingulate areas or

Parahippocampal Gyrus or gyrus parahippocampal or gyri parahippocampal or parahippocampal gyri posterior or

hippocampal gyrus or gyri posterior parahippocampal or posterior parahippocampal gyrus or gyrus

parahippocampalis or parahippocampal gyrus uncus or presubiculums or posterior parahippocampal gyri or gyrus

posterior parahippocampal or parahippocampal gyrus posterior or uncus of parahippocampal gyrus or gyri

hippocampal or parahippocampal gyrus or presubiculum or gyrus hippocampi or uncus parahippocampal gyrus or

gyrus uncus parahippocampal or gyrus hippocampal or parahippocampal gyri or Entorhinal Cortex or area

entorhinali or areas entorhinal or entorhinalis area or entorhinal area or area entorhinal or entorhinal cortices or area

entorhinalis or cortices entorhinal or entorhinali area or olfactory cortices secondary or secondary olfactory cortex or

cortex secondary olfactory or cortices secondary olfactory or entorhinal cortex or olfactory cortex secondary or

secondary olfactory cortices or cortex entorhinal or entorhinal areas or Olfactory Pathways or olfactory pathways or

pathways olfactory or olfactory pathway or pathway olfactory or Perforant Pathway or pathway perforant or

pathways perforant or perforant paths or perforant pathways or perforant pathway or fasciculus perforating or paths

perforant or perforant path or perforating fasciculus or path perforant or Septum of Brain or paraterminal body or

brain septums or brain septum or septum of brain or paraterminal bodies or area septal or bodies paraterminal or

body paraterminal or septal area or region septal or septal region or Septal Nuclei or nucleus of the stria terminalis

or septi lateralis nucleus or septal nuclear complices or nucleus of anterior commissure or terminali nucleus striae or

laterali nucleus septalis or nucleus lateralis septi or nucleus lateralis septus or nuclear complices septal or

septofimbrial nucleus or diagonal band nucleus or nucleus septofimbrial or nucleus septi lateralis or laterali nucleus

septi or nucleus triangular septal or medial septal nucleus or nucleus of diagonal band or nucleus septalis lateralis or

nucleus striae terminali or nuclear complex septal or septum nucleus lateral or lateral septal nucleus or lateralis

nucleus septalis or septal nucleus lateral or septalis laterali nucleus or nuclei septal or anterior commissure nucleus

or septus nucleus lateralis or septi laterali nucleus or nucleus medial septum or nucleus septalis laterali or

triangularis septus nucleus or lateralis nucleus septi or complex septal nuclear or nucleus striae terminalis or nucleus

of stria terminalis or septalis lateralis nucleus or dorsal septal nucleus or nucleus triangularis septus or nucleus

lateral septumor nucleus triangularis septi or nucleus lateral septal or septal nucleus triangular or terminalis nucleus

striae or septi nucleus lateralis or septi nucleus triangularis or triangular septal nucleus or septus nucleus triangularis

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or nucleus medial septal or complices septal nuclear or lateralis septus nucleus or medial septum nucleus or lateralis

septi nucleus or Substantia Innominata or innominata substantia or substantia innominata or Prosencephalon or

prosencephalon or forebrains or forebrain or Diencephalon or diencephalon or interbrain or interbrains or Optic

Chiasm or chiasmas optic or optic chiasms or decussation optic or chiasma optic or optic chiasm or optic chiasma or

optic decussation or opticums chiasma or optic decussations or chiasma opticum or decussations optic or opticum

chiasma or optic chiasmas or chiasma opticums or chiasms optic or chiasm optic or Optic Tract or Subthalamus or

subthalamus or fasciculus thalamic or field h nucleus or campi forelus nucleus or fasciculus lenticular or field h1

forel's or campi foreli nucleus or enticular fasciculus or forels field h2 or forel field h2 or thalamicus fasciculus or

fasciculus thalamicus or thalamic fasciculus or forelus nucleus campi or nucleus of ansa lenticularis or foreli nucleus

campi or nucleus campi forelus or nucleus of field h or forels field h1 or forel's field h2 or field h1 of forel or forel

field h1 or Entopeduncular Nucleus or Subthalamic Nucleus or nucleus of luys or luys subthalamic nucleus or

corpus luysi or luys body or subthalamic nucleus of luys or subthalamicus nucleus or luys nucleus or nucleus

subthalamic or luysi corpus or body of luys or nucleus subthalamicus or subthalamic nucleus or Zona Incerta or

Thalamus or thalamencephalon or thalamencephalons or thalamus or Thalamic Nuclei or nuclei thalamic or thalamic

nuclei or Anterior Thalamic Nuclei or nucleus anterodorsal thalamic or anterior nuclear group or nucleus

anteromedial thalamic or nucleus anteroventral thalamic or thalamus anterior nucleus or anterior thalamic nucleus or

nucleus anteroventral or anteroventral nucleus or thalamic nucleus anterodorsal or nuclei anterior thalamic or

thalamic nuclei anterior or anteromedial nucleus or anteromedial thalamic nucleusor thalamus anterior or nucleus

anteromedial or anterodorsal nucleus or anterior thalamus or anterior thalamic nuclei or anterodorsal thalamic

nucleus or nucleus anterodorsal or thalamic nucleus anteroventral or Geniculate Bodies or nucleus geniculate or

medial geniculate nucleus or geniculate complex medial or geniculatum mediales corpus or bodies geniculate or

nucleus lateral geniculate or mediales corpus geniculatum or geniculate bodies medial or mediale corpus

geniculatum or geniculate body or geniculatum mediale corpus or geniculate nucleus lateral or geniculate bodies or

geniculate bodies lateral or metathalamus or corpus geniculatum mediale or geniculate body lateral or complex

medial geniculate or nucleus geniculatus lateralis pars dorsalis or geniculate body medial or geniculate complices

medial or geniculate nucleus or complices medial geniculate or medial geniculate body or medial geniculate bodies

or geniculate nucleus medial or Intralaminar Thalamic Nuclei or nucleus paracentrali or centrum medianum or

paracentrali nucleus or centromedian thalamic nucleus or central lateral nucleus or thalamic nucleus parafascicular

or central lateral thalamic nucleus or parafascicular thalamic nucleus or thalamic nucleus intralaminar or nucleus

central dorsal or parafascicular nucleus of the thalamus or centromedian nucleus or intralaminar nuclei rostral or

intralaminar nuclear group or thalamic nucleus centromedian or parafascicularis nucleus or nucleus central lateral or

thalamic nuclei intralaminar or central dorsal thalamic nucleus or interlaminar nuclei of thalamus or rostral

intralaminar nuclei or thalamus nucleus parafascicularis or centrum medianums nucleus or medianum centrum or

thalamic nucleus paracentral or thalamus reticulate nucleus or nucleus paracentral or nucleus central medial or

paracentral thalamic nucleus or median nucleus centre or nuclei intralaminar thalamic or nuclei rostral intralaminar

or central medial nucleus or nucleus centrum medianums or nucleus centre median or medianum nucleus centrum or

nucleus paracentral thalamic or nucleus centromedian thalamic or nucleus parafascicularis thalamus or nucleus

intralaminar thalamic or nucleus centrum medianum or nucleus parafascicularis thalami or parafascicularis thalami

nucleus or parafascicularis thalamus nucleus or reticulate nuclei of thalamus or nucleus parafasciculari or centrum

medianums or centrum medianum nucleus or paracentralis nucleus or lateral nucleus central or parafascicular

nucleus or central medial thalamic nucleus or nucleus centromedian or Lateral Thalamic Nuclei or medial pulvinar

nucleus or Pulvinar or anterior pulvinar nucleus).ab,kw,ti.

6. (anterior pulvinar nucleus or pulvinar nucleus or nucleus anterior pulvinar or lateral pulvinar nucleus or pulvinar

nucleus oral or oral pulvinar nucleus or pulvinar nucleus inferior or pulvinars or pulvinari nucleus or nucleus oral

pulvinar or nucleus pulvinar or pulvinar thalami or nucleus pulvinari or nucleus lateral pulvinar or thalami pulvinar

or nucleus inferior pulvinar or pulvinaris nucleus or nucleus pulvinaris or pulvinar thalamus or inferior pulvinar

nucleus or pulvinar nucleus lateral or Mediodorsal Thalamic Nucleus or medialis dorsali nucleus or medial dorsal

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thalamic nucleus or mediodorsal nucleus or dorsomedialis thalamus nucleus or nucleus dorsomedial thalamic or

nuclei medial thalamic or dorsali nucleus medialis or nucleus mediodorsal or nucleus dorsomedialis thalamus or

nucleus medialis dorsali or nucleus mediodorsal thalamic or thalami nucleus dorsomedialis or thalamus nucleus

dorsomedialis or thalamic nucleus medial or dorsomedialis thalami nucleus or thalamic nuclei medial or nucleus

medial thalamic or mediodorsal thalamic nucleus or nucleus dorsomedial or nucleus medialis dorsalis or thalamic

nucleus mediodorsal or dorsal medial nucleus or medialis dorsalis nucleus or nucleus dorsomedialis thalami or

medial thalamic nucleus or Midline Thalamic Nuclei or parataenial nucleus or nucleus reunien or rhomboid

nucleusor nucleus subfascular or nuclear group midline or paratenial nucleus or rhomboidal nucleus or rhomboid

thalamic nucleus or nucleus rhomboid thalamic or reuniens nucleus or subfascular nucleus or thalamus nucleus

reuniens or thalami nucleus reuniens or nucleus paraventricular thalamic or reunien nucleus or reuniens thalami

nucleusor paraventricular nucleus of thalamus or paraventricular thalamic nucleus or midline thalamic nucleus or

thalamic nuclei midline or paratenial thalamic nucleus or thalamic nucleus rhomboid or periventricular nuclei of

thalamus or thalamic nucleus reuniens or reuniens thalamus nucleus or thalamus midline nucleus or nucleus

paratenial or thalamus paraventricular nucleus or midline thalamic nuclei or thalamic nucleus subfascular or nucleus

reuniens thalamus or thalamic nucleus paratenial or nucleus reuniens or nucleus rhomboid or thalamic nucleus

paraventricular or midline nuclear group or Posterior Thalamic Nuclei or supergeniculate nucleus or posterior

nuclear complicesor nucleus supergeniculateor posterior thalamic nuclei or suprageniculate thalamic nucleus or

submedial nucleus or limitans nucleus or thalamic nuclei posterior or nucleus limitan or thalamic nucleus

suprageniculate or nucleus submedial or nuclear complices posterior or complices posterior nuclear or posterior

nucleus of thalamus or nucleus limitans or nucleus suprageniculate thalamic or posterior thalamic nucleus or

posterior thalamic nuclear group or posterior nuclear complex or nuclear complex posterior or thalamus posterior

nucleus or Ventral Thalamic Nuclei or posterior nucleus ventral or ventrolateral thalamic nucleus or intermedius

nucleus ventralis or ventral posterior nucleus or ventralis intermedius nucleus or ventrobasal complex or ventralis

posteromediali nucleus or nuclear mass ventral or group ventral nuclear or ventralis posterolateralis nucleus or

nucleus ventral anterior or ventral nuclear groups or laterali nucleus ventralis or nucleus ventral posterolateral or

ventralis posterior nucleus or masses ventral nuclear or nucleus ventralis posterolaterali or ventral lateral nucleus or

nucleus ventralis intermedius or ventral anterior thalamic nucleus or thalamic nucleus ventral or posterolaterali

nucleus ventralis or ventral posteromedial thalamic nucleus or nucleus ventrolateralis thalamus or ventrobasal

complices or nucleus ventralis posteromedialis or nuclei ventral thalamic or nucleus ventrolateralis thalami or mass

ventral nuclearor ventrolateralis thalami nucleus or ventrolateralis thalamus nucleus or posterolateral nucleus ventral

or nuclear group ventral or arcuate nucleus 3 or nucleus ventralis posteriors or ventral posterior thalamic nucleus or

ventral posterior medial nucleus or ventral posteroinferior nucleus or posteroinferior nucleus ventral or posteriors

nucleus ventralis or arcuate nucleus-3 or thalamus nucleus ventrolateralis or nucleus ventralis or posteromediali or

complex ventrobasal or ventral lateral thalamic nucleus or ventral thalamic nuclei or ventral lateral thalamic nuclei

or ventral posteromedial nucleus or posteromedialis nucleus ventralis or ventral anterior nucleus or ventral

posterolateral nucleus or nuclear masses ventral or ventral posterior inferior thalamic nucleus or thalamic nucleus

ventrolateral or ventral nuclear group or thalamus ventrolateral or thalami nucleus ventrolateralis or posteromediali

nucleus ventralis or posterolateralis nucleus ventralis or posterior nucleus ventralis or nucleus ventral posteromedial

or nucleus ventralis laterali or ventral posterolateral thalamic nucleus or nucleus ventral thalamic or ventralis

lateralis nucleus or ventral nuclear mass or ventralis posteriors nucleus or ventralis laterali nucleus or nucleus

ventral posterior or ventral thalamic nucleus or ventrolateral thalamus or nucleus ventralis lateralis or Telencephalon

or telencephalon or endbrain or endbrains or Cerebrum or cerebrum or cerebral hemisphere left or cerebral

hemisphere right or cerebral hemispheres or right cerebral hemisphere or cerebral hemisphere or left cerebral

hemisphere or Basal Ganglia or ganglia basal or nuclei basal or basal ganglia or ganglion basal or basal nuclei or

claustrum or Corpus Striatum or lenticular nucleus or nucleus lentiform or lentiformis nucleus or lentiform nucleus

or corpus striatum or nucleus lenticular or nucleus lentiformis or lentiform nuclei or striatum corpus or nuclei

lentiform or Globus Pallidus or pallidum or paleostriatum or globus pallidus or pallidums or Neostriatum or Caudate

Nucleus or nucleus caudatus or caudate nucleus or caudatus nucleusor nucleus caudate or caudatus or High Vocal

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Center or Putamen or putamens or nucleus putamens or putamens nucleus or putamen nucleus or nucleus putamen

or putamen or Ventral Striatum or Nucleus Accumbens or nucleus accumbens or accumbens septus nucleus or

accumbens septi nucleusor nucleus accumbens septi or septi nucleus accumbens or accumbens nucleus or septus

nucleus accumbens or nucleus accumbens septus or Olfactory Tubercleor Islands of Calleja or Basal Nucleus of

Meynert or nucleus basalis of meynert or meynert basal nucleus or nucleus basalis magnocellularis or basal nucleus

of meynert or meynert nucleus basalisor Cerebral Cortex or plates cortical or insular cortex or cerebral cortices or

archipalliums or paleocortex or allocortices or periallocortices or plate cortical or cerebri cortex or cortices cerebral

or paleocortices or cortices insular or insular cortices or cortex insular or periallocortex or archipallium or cortical

plates or cortex cerebral or cortex cerebri or reil insula or cortex cerebrus or cortical plate or Frontal Lobe or gyrus

anterior centralor central gyrus anterior or lobe frontalor frontal lobeor cortex frontal or gyrus precentralis or frontal

eye fieldor supplementary eye field or gyrus precentrali or frontali lobusor precentrali gyrus or frontal lobes or

frontal cortex or field supplementary eye or lobes frontal or eye field supplementary or lobus frontali or

supplementary eye fields or frontalis lobus or gyrus precentral or eye fields supplementary or eye fields frontal or

anterior central gyrus or fields frontal eye or lobus frontalis or Motor Cortex or motor area or primary motor cortex

or motor area precentral or strip motor or somatomotor areas or strips motor or motor cortices primary or premotor

areas or motor area secondary or cortex precentral motor or motor area somatic or supplementary motor areas or

area primary motoror area premotor or secondary motor area or motor cortices secondary or area motor or secondary

motor areas or area somatomotor or motor areas or motor cortex secondary or precentral motor areas or cortices

secondary motor or area supplementary motor or motor areas supplementary or area precentral motor or cortices

primary motor or precentral motor cortices or areas somatic motor or area somatic motor or areas motor or motor

cortex precentral or motor areas precentral or motor strips or cortex primary motor or somatomotor area or premotor

area or precentral motor cortex or primary motor area or somatic motor area or motor areas somatic or areas

premotor or areas somatomotor or areas precentral motor or areas supplementary motor or motor cortex primary or

cortex secondary or motor primary motor cortices or motor cortex or motor cortices precentral or motor area

supplementary or cortices precentral motor or somatic motor areas or cortex motor or areas secondary motor or

Prefrontal Cortex or orbital gyrus).ab,kw,ti.

7. (gyrus orbital or sulcus olfactoryor convolutions superior frontal or orbitofrontal cortices lateral or gyrus frontalis

superior or rectal gyrusor cortices ventromedial prefrontal or orbital cortices or cortex orbital or prefrontal cortices

ventromedial or inferiors gyrus frontalis or orbital gyri or orbital area or convolution superior frontal or frontalis

superiors gyrus or inferior frontal gyrus or gyri orbitofrontal or orbitofrontal regions or frontalis inferiors gyrus or

frontal sulcus or prefrontal cortex ventromedial or straight gyrus or cortex lateral orbitofrontal or gyrus frontalis

inferior or sulci olfactory or orbital areas or orbitofrontal gyri or area orbital or orbitofrontal region or cortices

lateral orbitofrontal or lateral orbitofrontal cortex or superior frontal convolution or cortex orbitofrontal or medial

frontal gyrus or gyrus orbitofrontal or gyrus straight or superior frontal gyrus or frontal gyrus medial or

ventromedial prefrontal cortex or gyrus rectal or subcallosal area or olfactory sulcus or prefrontal cortex or superior

frontal convolutions or sulcus frontal or olfactory sulci or region orbitofrontal or superiors gyrus frontalis or superior

gyrus frontalis or gyrus superior frontal ororbitofrontal cortex or frontal gyrus inferior or gyrus frontalis inferiors or

cortex ventromedial prefrontal or marginal gyrus or rectus gyrus or orbital cortex or gyrus medial frontal or orbitali

gyrus or orbitofrontal gyrus or inferior gyrus frontalis or frontal gyrus superior or gyri orbital or areas orbital or

cortex prefrontal or cortices orbital or gyrus rectus or frontalis superior gyrus or lateral orbitofrontal cortices or

orbitofrontal cortices or gyrus frontalis superiors or orbitofrontal cortex lateral or gyrus marginal or Broca Area or

Neocortex or neocortical molecular layer or neocortices cerebral or isocortex or cerebral neocortices or

neopalliumsor corticalis substantiaor multiform layer neocortical or neocortical multiform layer or layer neocortical

molecular or cortices neopallial or neopallial cortex or neocortical internal pyramidal layer or molecular layer

neocortical or neopallial corticesor cortex neopallial or layers neocortical multiform or neocortex cerebralor

molecular layers neocortical or neocortical internal granular layer or neocortical multiform layers or cerebral

neocortex or neocortical external pyramidal layer or neocortical molecular layers or isocortices or external granular

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layer or substantia corticali or corticali substantia or layer neocortical multiformor multiform layers neocortical or

Occipital Lobe or occipital cortex or cuneus or gyrus annectant or sulcus lunate or gyrus lingual or gyrus occipitalor

calcarine fissures or regions occipital or occipitotemporal gyrus medial or sulcus calcarine or lunate sulcus or

occipital lobe or gyrus medial occipitotemporal or cuneate lobule or region occipital or fissures calcarine or

calcarinus sulcus or sulcus calcarinus or lobe occipital or lobes occipital or occipital region or gyrus lingualis or

occipital gyrus or annectant gyrus or occipital regions or lobules cuneate or occipital sulcus or cortices occipital or

calcarine sulcus or fissure calcarine or lingual gyrus or lobule cuneate or cortex cuneus or linguali gyrus or Visual

Cortex or primary visual cortices or visual cortex primaries or primaries visual cortex or cortices extrastriate or

visual cortices primary or extrastriate cortices or cortex primaries visual or cortex primary visual or striate cortex or

cortices primary visual or visual cortex primary or visual cortex or cortex striate or cortex extrastriate or cortex

visual or extrastriate cortex or primary visual cortex or Olfactory Cortex or Basal Forebrain or Piriform Cortex or

sulcus intraparietal or regions parietal or lobes parietal or paracentral lobules posterior or gyrus supramarginal or

precuneus cortices or parietal cortex or gyrus angulari or praecuneus or gyrus angularis or gyrus supramarginali or

parietal regions or gyrus prelunate or lobules parietal or lobe parietal or parietal cortices posterior or gyrus

supramarginalis or angulari gyrus or supramarginali gyrus or marginal sulcus or posterior parietal cortex or

prelunate gyrus or posterior parietal cortices or intraparietal sulcus or angularis gyrus or region parietal or parietal

lobules or precuneus or cortex parietal or gyrus angular or precuneus cortex or lobule parietal or parietal lobule or

cortices precuneus or posterior paracentral lobule or lobules posterior paracentral or sulcus marginal or posterior

paracentral lobules or Parietal Lobe or sulcus intraparietal or regions parietal or lobes parietal or paracentral lobules

posterior or gyrus supramarginal or precuneus cortices or parietal cortex or gyrus angulari or praecuneus or gyrus

angularis or gyrus supramarginali or parietal regions or gyrus prelunate or lobules parietal or lobe parietal or parietal

cortices posterior or gyrus supramarginalis or angulari gyrus or supramarginali gyrus or marginal sulcus or posterior

parietal cortex or prelunate gyrus or posterior parietal cortices or intraparietal sulcus or angularis gyrus or region

parietal or parietal lobules or precuneus or cortex parietal or gyrus angular or precuneus cortex or lobule parietal or

parietal lobule or cortices precuneus or posterior paracentral lobule or lobules posterior paracentral or sulcus

marginal or posterior paracentral lobules or omatosensory Cortex or postcentral gyrus or somatosensory cortices

primary or somatosensory cortex primary or cortex anterior parietal or cortices anterior parietal or cortices primary

somatosensory or anterior parietal cortices or cortex secondary sensory or areas primary somatosensory or primary

somatosensory cortices or cortex si or gyrus post central or secondary somatosensory areas or post central gyrus or

parietal cortices anterior or gyrus postcentrali or secondary somatosensory cortex or somatosensory cortex or areas

secondary somatosensory or somatosensory cortex secondary or area primary somatosensory or postcentralis gyrus

or cortices secondary sensory or secondary sensory cortex or primary somatosensory cortex or somatosensory areas

secondary or si cortex or primary somatosensory areas or secondary somatosensory cortices or gyrus postcentralis or

area secondary somatosensory or primary somatosensory area or cortex primary somatosensory or secondary

somatosensory area or secondary sensory cortices or cortices secondary somatosensory or primary somatic sensory

area or postcentrali gyrus or gyrus postcentral or Wernicke Area or Sensorimotor Cortex or Auditory Cortex or

gyrus transverse temporal or auditory areas temporal or temporal auditory areas or areas auditory or cortex primary

auditory or transverse temporal gyrus or cortex auditory or auditory areas or transverse temporal gyri or

convolutions heschl's or auditory cortex or auditory area or auditory cortex primary or auditory cortices primary or

areas temporal auditory or area auditory or gyri transverse temporal or primary auditory cortices or heschl gyri or

heschl convolutions or temporal gyri transverse or auditory area temporal or temporal auditory area or heschls gyri

or primary auditory cortex or Temporal Lobe or temporal operculums or superior temporal gyrus or occipito-

temporal gyrus lateral or gyrus fusiform or gyrus lateral occipito-temporal or gyrus temporalis superior or

occipitotemporal gyrus or horns temporal or inferior horn of lateral ventricle or temporal sulcus or regions temporal

or operculums temporal or cortex temporal or lobes temporal or planum polares or temporalis superior gyrus or

gyrus superior temporal or horn temporal or lobe temporal or temporal horn or temporal cortices or gyrus lateral

occipitotemporal or temporalis superiors gyrus or region temporal or fusiformi gyrus or temporal region or temporal

horns or lateral occipito-temporal gyrus or temporal cortex or gyrus temporal or temporal operculum or temporal

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regions or operculum temporal or cortices temporal or temporal horn of the lateral ventricle or polare planum or

fusiformis gyrus or sulcus temporal or polares planum or planum polare or temporal lobe or Diagonal Band of Broca

or diagonal band of broca or broca diagonal band or External Capsule or olfactory tracts or olfactory tract lateral or

main olfactory bulbs or bulbs main olfactory or bulb olfactory or glomerulus olfactory or lateral olfactory tracts or

olfactory tract or bulb main olfactory or olfactory bulbs or olfactory bulb main or accessory olfactory bulb or

accessory olfactory bulbs or tracts olfactory or bulbs accessory olfactory or olfactory glomerulus or bulbs olfactory

or olfactory bulb accessory or tract olfactory or bulb accessory olfactory or tract lateral olfactory or olfactorius

bulbus or olfactory bulb or lateral olfactory tract or Olfactory Bulb or olfactory tracts or olfactory tract lateral or

main olfactory bulbs or bulbs main olfactory or bulb olfactory or glomerulus olfactory or lateral olfactory tracts or

olfactory tract or bulb main olfactory or olfactory bulbs or olfactory bulb main or accessory olfactory bulb or

accessory olfactory bulbs or tracts olfactory or bulbs accessory olfactory or olfactory glomerulus or bulbs olfactory

or olfactory bulb accessory or tract olfactory or bulb accessory olfactory or tract lateral olfactory or olfactorius

bulbus or olfactory bulb or lateral olfactory tract or Telencephalic Commissures or Anterior Cerebellar Commissure

or Corpus Callosum or corpus callosums or commissures neocortical or neocortical commissures or corpus callosum

or callosums corpus or interhemispheric commissure or interhemispheric commissures or neocortical commissure or

callosum corpus or commissures interhemispheric or commissure interhemispheric or commissure neocortical or

Internal Capsule or internal capsules or interna capsula or capsules internal or capsule internal or capsula internas or

internal capsule or capsula interna or internas capsula or Myelencephalon).ab,kw,ti.

8. exp brain/

9. 4 or 5 or 6 or 7 or 8

10. exp nervous system inflammation/

11. exp glia/

12. exp astrocyte/

13. exp leukocyte/

14. exp antigen presenting cell/

15. exp leukocyte antigen/

16. (Inflammat* or Eicosanoid* or Leukotriene* or lta4 or lta 4 or ltb4 or ltb 4 or 512-hete or 512 dihete or SRS-A

or ltc4 or ltd4 or lte4 or Prostaglandin* or prostanoid* or pgg or pgh2 or pga or pgb or pgd or pgd2 or pge or pge2 or

pgf or pgf2 or Alprostadil or Dinoprostone or pgf* or Dinoprost or 6-Ketoprostaglandin F1 alpha or Epoprostenol or

prostacyclin* or Thromboxane* or Histamine* or eplene or Kinin* or Bradykinin* or Kallidin or Kininogen* or

Tachykinin* or prekinins or thiostatin or prokinins or Eledoisin or Kassinin or Neurokinin* or Physalaemin or

Substance P or Urotensin* or thrombocyte aggregating activity or paf acether or factor platelet activating or 1-alkyl-

2-acetyl-sn-glycerophosphocholine or platelet aggregation enhancing factor or 1 alkyl 2 acetyl sn

glycerophosphocholine or platelet activating factor or acetyl glyceryl ether phosphorylcholine or platelet activating

substance or agepc or paf-acether or platelet-activating substance or platelet aggregating factor or phosphorylcholine

acetyl glyceryl ether or aggregating factor platelet or Platelet Activating Factor or Chemokine* or cytokine* or

intercrine* or beta-Thromboglobulin or CCL1 or CCL3 or CCL4 or CCL5 or CCL11 or CCL17 or CCL19 or

CCL20 or CCL21 or CCL22 or CCL24 or CCL27 or Monocyte Chemoattractant Protein* or CCL2 or CCL7 or

CCL8 or CXCL1 or CXCL2 or CXCL5 or CXCL6 or CXCL9 or CXCL10 or CXCL11 or CXCL12 or CXCL13 or

Interleukin* or Platelet Factor 4 or CX3C or CX3CL1 or Macrophage Inflammatory Proteins or CCL3 or CCL19 or

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CCL20 or CXCL2 or mip 2 or mip2alpha or chemokine mip-2 or mip 2alpha or inflammatory protein-2alpha

macrophage or ldncf-2 or mip-3-alpha or interferon* or ifn or lymphokine* or lymphocyte mediators or monokine*

or tumor necrosis factor* or tnf or Oncostatin M or Leukemia Inhibitory Factor or Transforming Growth Factor or

tgf or tgfbeta or Astrocyte* or astroglia* or glia* or microglia or epithelioid cell* or Macrophage* or monocyte* or

histiocyte* or neutrophil* or cells le or le cell or leukocyte polymorphonuclear or Antibody* producing cell* or

antibody* secreting cell* or immunoglobulin* producing cell* or immunoglobulin* secreting cell* or bursa-

dependent or b-cell or bcell or granulocyte or Antigen presenting cell* or dendritic cell* or interdigitating cell* or

veiled cell* or Lymphocyte* or leukocyte* or lymphoid cell* or t-cell* or t-lymphocyte* or t cell* or t lymphocyte*

or th1 cell* or th2 cell* or th17 cell* or treg or tregs or th3 cell* or tr1 cell* or t8 cell* or tc2 cell* or tc1 cell* or

lympholytic cell* or nkt cell* or inkt cell* or t helper or t cytotoxic or t regulatory or epidermal cell derived

thymocyte activating factor or il-1 or il1 or il-2 or il2 or ru49637 or ro-23-6019 or ru 49637 or ro236019 or ru-49637

or ro 236019 or ro-236019 or thymocyte stimulating factor or tcgf or ro 23 6019 or eosinophil-mast cell growth-

factor or colony-stimulating factor multipotential or erythrocyte burst-promoting factor or burst-promoting factor

erythrocyte or hematopoietin 2 or colony stimulating factor mast cell or eosinophil mast cell growth factor or p cell

stimulating factor or colony-stimulating factor 2 alpha or p-cell stimulating factor or mast-cell colony-stimulating

factor or multipotential colony stimulating factor or erythrocyte burst promoting factor or il-3 or il3 or colony-

stimulating factor mast-cell or multipotential colony-stimulating factor or burst promoting factor erythrocyte or

colony stimulating factor multipotential or mast cell growth factor 2 or binetrakin or mcgf-2 or bcgf-1 or il-4 or il4

or b-cell growth factor-1 or bsf-1 or il 5 or il5 or t-cell replacing factor or differentiation factor eosinophil or

eosinophil differentiation factor or bcgf-ii or growth factor hybridoma or il6 or il 6 or hybridoma growth factor or

growth factor plasmacytoma or plasmacytoma growth factor or bsf-2 or hepatocyte-stimulating factor or mgi-2 or

myeloid differentiation inducing protein or differentiation-inducing protein myeloid or ifn-beta 2 or myeloid

differentiation-inducing protein or lymphopoietin-1 or lymphopoietin 1 or il7 or il-7 or il8 or il 8 or cxcl8 or amcf-I

or il9 or il 9 or il10 or il 10 or csif-10 or il 11 or il11 or inhibitory factor adipogenesis or adipogenesis inhibitory

factor or factor adipogenesis inhibitory or il12 or il 12 or edodekin alfa or il13 or il 13 or il 15 or il15 or il16 or il 16

or lcf factor or il 17 or il17 or il 17e or il 17f or il 17c or il 17a or il 17b or il18 or il-18 or il23 or il 23 or il27 or il 27

or il-17d or CD 11 or CD11 or CD 11b or CD11b or CD68 or CD40 or CD45 or Ox-42 or OX42 or ed-1 or ed1 or

cd200 or cd 200 or Iba 1 or Iba1 or ly6g or cd3 or mpo or mcp1 or mcp-1 or ccr2 or arg1 or arg 1 or mhc or major

histocompatibility complex or aldh1 or aldh 1 or hla dr or cd20 or nf kb or nfkb or calpronectin or enkaphalin or

COX or COX2 or COX1 or cPLA2 or iPLA2 or sPLA2 or txa2 or tx a2 or txb2 or tx b2 or lta4 or lt a4 or ltb4 or lt

b4 or resolving or protectin or maresin or 6 ketoPGF or 6ketoPGF or lipoxygenase or LOX or 12 lox or 12lox or 15

lox or 15lox or 5 lox or 5lox or COX or COX2 or COX1 or cPLA2 or iPLA2 or sPLA2 or txa2 or tx a2 or txb2 or tx

b2 or lta4 or lt a4 or ltb4 or lt b4 or resolving or protectin or maresin or 6-ketoPGF or 6ketoPGF or lipoxygenase or

LOX or 12-lox or 12lox or 15-lox or 15lox or 5-lox or 5lox or iNOS or RELB or mPGES or tnf-a or tnfa or il1a or

il1 a or il1b or il1 b or s100* or kynuren*).ab,kw,ti.

17. (animal not human).mp. [mp=title, abstract, heading word, drug trade name, original title, device manufacturer,

drug manufacturer, device trade name, keyword]

18. exp neurogenic inflammation/

19. exp cytokine/

20. exp chemokine/

21. exp autacoid/

22. exp lymphocyte/

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272

23. exp lymphocyte/

24. exp mast cell/

25. exp complement/

26. exp complement/

27. exp complement system/

28. exp prostaglandin synthase/

29. exp prostanoid/ or "prostaglandins,thromboxanes and leukotrienes"/

30. exp icosanoid/

31. exp cytosolic phospholipase A2/

32. exp calcium independent phospholipase A2/

33. exp histamine/

34. exp arachidonate 15 lipoxygenase/ or exp arachidonate 12 lipoxygenase/ or exp lipoxygenase/ or exp

arachidonate 5 lipoxygenase/

35. immunoglobulin/ or exp "antibodies,antisera and immunoglobulins"/

36. (nissl or gliosis).ti,ab,kw.

37. 10 or 11 or 12 or 13 or 14 or 15 or 16 or 18 or 19 or 20 or 21 or 22 or 23 or 24 or 25 or 26 or 27 or 28 or 29 or

30 or 31 or 32 or 33 or 34 or 35 or 36

38. 3 and 9 and 37

39. 38 not 17

40. limit 39 to (conference abstract or conference paper or conference proceeding or "conference review" or

editorial)

41. limit 39 to "review"

42. 40 or 41

43. 39 not 42

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273

6.8 Appendix 3: Chapter 5: Genes altered by Amyloid-β Infusion

Shared Between Genotype/diet Groups

Genes altered by Amyloid-β Infusion Shared Between Genotype/diet Groups

Gene Description EntrezGene ID

Shared between WTFO

and WTSO

Gm12249 Predicted gene 12249

Aatk Apoptosis-associated tyrosine kinase 11302

Ptcd2 pentatrico peptide repeat domain2 68927

Mir1957a microRNA1957a 100316707

Ldlrap1

low density lipoprotein receptor

adaptor protein1 100017

Shared between WTFO

and Fat-1

Mroh2a

maestroheat-like repeat family

member 2A 100040766

Shared between Fat-1

and WTSO

Nudt13

nudix(nucleoside diphosphate linked

moietyX)-typemotif13 67725

Gm17250 predictedgene,17250 228025

LOC102634517|Gm13110

uncharacterized

LOC102634517|predictedgene13110 102634517

Gtf2ird1

general transcription factor III repeat

domain-containing1 57080

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274

6.9 Appendix 4: Chapter 5: Genes altered by Amyloid-β Infusion

Unique to Each Genotype/diet Groups

Genes significant in one way ANOVA surgery vs non-surgery UNIQUE to genotype diet group

WTSO WTFO Fat-1

Stat1 Atp6v1h Lipt1|Gm26805

D230017M19Rik|B930094L07Rik Zfand2b Sox17

Inpp5d Scly 4933415F23Rik

Agap1 Gm26418 Gm4847

Slc45a3 2010300C02Rik Fgd6

Gm26706 Olfr1414 Nab2

Selp Slco4c1 Mip

Nos1ap Gm10827 Olfr225

Fcgr4 Avil Mfsd6l

Kcnj10 Amd2 Timm22

Fcgr2b Usp15 Trim25

Fcer1g Zfp830 Prop1

Dusp23 D630032N06Rik Gm16040

Pld5 1700106J16Rik 2810032G03Rik

Gm26752|LOC102631579 Scrn2 9030617O03Rik

Aig1 Itgb4 Mir3070b|mmu-mir-3070b

Mcm9 Inpp5j

Mir136|mmu-mir-

136|mmu-mir-3071

Srgn Ccng1 D630036H23Rik

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Mypn Gm11186 Slc34a1

Gm23041 Gm11651 Gm7969

Asb3 Gm17758 Snora31

A630014C17Rik Stxbp6 Gm23816

Ccl11 Adarb2 Grhl2

Wfdc17 Rbm24 Olfr288

Mrpl27 G630093K05Rik Btnl1

Rpl27 Zfp85os BC051142

Asb16 Kif2a Gm4719

Grn Cacna2d3 9630014M24Rik|Arhgap26

Syngr2 Fzd3 Cd226

Rnf213 Cdh10 Prob1

Rasd1 Them6 Vps37c

Cxcl16 Higd1c|Mettl7a2Higd1c Ms4a4a

Scimp Ydjc Mir669j

Lgals9 Cox17 Rpl7a

Gm11493 Gm6712 Tor1b

Abi3 Zfp598 S100a5

Gm11523|LOC102641351 Zfp523 Gm26107

Krt26 1600002H07Rik Fndc3b

Krt10 Heatr5b Gm20515

Alyref E430002N23Rik Gm15688

Twistnb Syt4 Hs2st1

Pnpla8 Ablim3 Atpaf1|Gm14117

Crip1 Syt7 Tmem51os1

Ighv1-34 Klf9 Tpm2

Tcrg-V4 Ccnj Gm24666

Foxf2 Zfpl1 Gfi1

Gm2762 4430402I18Rik Cald1

Erap1 Loxl4 Try4

Nedd9 Lrrc4c LOC102638461|Gm26793

Gm904|Gm8694 Wdr76 Gm17484

Nr2f1 Kcnk15 Osgin1

Gm26120 Npepl1 9430091E24Rik

Plp2|Gm13669 Gm14295 Myo5c

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Olfr743 Gm22005 Nrg4

Setdb2|Phf11c Gm13941 Fam47c

1700092C10Rik Pak7 Gemin8

Kcns2 Gm25152 Gm23557

Gm24098|Gm25381|Mir692-3|Mir692-

2b|LOC100862446|Gm20746|Ftl1|Mir692-

2a|Gm22752|Gm22774 Gm20031 LOC100505143

Myc Fnip2

Gtpbp1 Dnajb4

Apobec3 Gm436

Fam118a Tardbp

Gml Ski

Csf2rb2 Fam20c

Cyp2d40 LOC102641980|Gm15860

Sp7 Asprv1

Top3b Gm26911|LOC102637100

Hes1 Ogg1

Gm25617 Pex26

Btla Gm26075

Ppl Gm15704|LOC102641081

Tnp2 Siglec5

Pi4ka Fuz

Gmnc Tmem86a

Stfa2 Gm16938

Gm17103 Fcgrt|Mup1

1700010I14Rik B230209E15Rik

Spsb3 Dgat2

H2-Ab1 Btbd10

Vars Nup35

Nfkbie Pard3

D17Ertd648e Gm22509

Zfp213 Rnf166

Snhg9 Zmynd10

Gm16196 Smarcc1

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H2-K1 Cul5

Prrc2a Fam63b

Dennd1c Tmem108

Gm22562 Igsf1

Gm4951 Mcf2

Gm23283 Sms|Gm14680

Unc93b1 Gm21464

Ptar1 Gm9753

Gm5519 Gm19344

Cabp4

Pcnxl3

Ms4a6d

Vim

Prrx2

Ptges2

LOC102636022|Gm13572

Slc43a3

Nusap1

B2m

Dut

Sdcbp2

Traf1

Ggta1

Rbms1

Frzb

Mdk

Cd44

B4galt5

LOC100502777|Zfp64

Gpr160

Plrg1

Lrif1

Lpar3

Gm7977

Fcgr1

Cd53

Gm22713

Rab2a

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278

Ube2r2

Echdc2

2610528J11Rik

Gnl2

Laptm5

Snhg12

Gm17029|LOC102635786

Gm26840|Vwa1

Fhl5

Zdhhc21

C1qb

C1qc

Plekhm2

Gm22755

Fgl2

Ube2d2b

Gm13824|LOC102638537

Oas1b

Gm26205

Rasl11a

Alox5ap

Gbp11

Fbrsl1

Selplg

Gusb

Pom121

Gm13856

Zfp862-ps

Igkj1|Igkv9-124|Igkv4-70|Igkv19-93|Igk-

V28|LOC637260|LOC672450|LOC434035

Usp18

Foxj2

Tmem176b

Gm24096

1700030F04Rik

Iqsec3

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279

Apobec1

Tead4

Clec7a

Caprin2

Zfp667

Zfp108

Zfp93

Klk1b21

2410002F23Rik

Ctsc

Ucp2

Vwa3a

Il4ra

Itgam

Zim1

Psg21

Kcnk6

Fxyd5

Emp3

Gm23862

Gm22131

LOC102640399|Gm26365

Iqgap1

Gm19950

D830044I16Rik

Ifitm2

Champ1

Gm3336

Clgn

1700067K01Rik

Man2b1

Irf8

4933430N04Rik

Primpol

Slc25a42

Nfix

Dnaja2

Esam

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280

Amica1

Apoa5

Gsta4

Ctsh

Camkv

Shisa5

Neo1

Gm17324|Mto1

Prickle3

Slc6a14

Il13ra1

Rhox2e

Gria3

Bgn

Msn

Plp2

Pnma5

Irak1

Flna

Il2rg|Gm20489

2610002M06Rik|Chmp1b

Tlr7

Gm20831|Ssty1|LOC10105617

Gm20831|Ssty1|LOC10105617

Arpc1b|Gm5637

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282

6.11 Appendix 6: Chapter 5: DAVID Version 6.7 Gene Ontology of

Genes Changed in WTFO amyloid-β-infused vs WTFO non-

surgery

Term

Number

of

Genes

P-

Value

Benjamini

ion binding 21 1.00E-

02 3.60E-01

cation binding 21 8.90E-

03 4.40E-01

zinc ion binding 13 2.60E-

02 5.00E-01

protein/synaptotagmin 2 4.50E-

02 5.00E-01

transition metal ion binding 15 2.50E-

02 5.60E-01

synaptotagmin 2 3.20E-

02 6.20E-01

metal ion binding 21 8.00E-

03 6.40E-01

metal-binding 18 9.90E-

03 7.30E-01

VHP 2 3.20E-

02 7.70E-01

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283

zinc 13 3.10E-

02 8.70E-01

Axon guidance 3 5.60E-

02 8.70E-01

autocatalytic cleavage 2 7.20E-

02 9.10E-01

basal part of cell 2 8.70E-

02 9.30E-01

Cyclin, N-terminal 2 8.90E-

02 9.50E-01

lyase 3 6.90E-

02 9.60E-01

basal plasma membrane 2 8.50E-

02 9.60E-01

basolateral plasma

membrane

3 6.80E-

02 9.70E-01

Zinc finger, C2H2-type 6 8.40E-

02 9.70E-01

coated vesicle 3 5.40E-

02 9.80E-01

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284

Villin headpiece 2 2.70E-

02 9.90E-01

Zinc finger, C2H2-like 6 8.20E-

02 9.90E-01

Synaptotagmin 2 5.70E-

02 9.90E-01

clathrin-coated vesicle 3 4.00E-

02 1.00E+00

metal ion-binding

site:Copper 2

5.60E-

02 1.00E+00

domain:HP 2 3.00E-

02 1.00E+00