murtha garvan j - judicial watch · financial disclosure report name of person reporting date of...

Murtha_Garvan_J

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of19 Murtha, J. Garvan 4/2212009

III. N 0 N-INVESTMENT IN CO ME. {Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Doi/or amount not required except for honororia.)

l2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV• REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children; see pp. 25-17 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Freedom Forum, First Ame ndment Center

5/12/2008 Washington, DC Seminar Hotel and Meals

3.

FINANCIAL DISCLOSURE REPORT

of19

Name of Person Reporting

Murtha, J. Garvan

Date of Report

4/22/2009

V• G JFTS. (Includes those lo spouse and dependent children; see pp. 28-31 of filing instructions.)

[ZJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 offiling instructions.)

[ZJ NONE (No reportable liabilities.)

VALUE CODE CREDITOR

1.

DESCRIPTION

2.

3.

4.

5.

I (I) !

i (I)

I

I I I I ! ' I

d

-m- m10 --is)

C ------· Val ----·-----V·_=Ot_h_er __________ w_=E_ s_1i_m_a1_ ed _ __ ___ __ ___ __ _

I

I


of19


Murtha, J. Garvan

Date of Report

4/22/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions onc1udes those of spouse and dependent children: see PP· 14-60 of filing instructions.>

D NONE (No reportable income, assets, or transactions.)

j (I) (2) (2) Place "(X)" after each asset /Amount Type (e.g., I Value I Value Type (e.g., i

exempt from prior disclosure Code 1 div., rent, I Code 2 i Method buy, sell, 1 (A-H) or int.) I (J-P) I Code 3 redemption)

(Q-W)

I. Accenture Ltd. Class A Stock A Dividend J T

2. Amgen Common Stock None K T

3. Bank of America Stock A Dividend J Buy

4. Bemis Company Common Stock A Dividend J T

5. Ca thay Bank Common Stock A Dividend K T

6. Cisco Systems Common Stock None J T

7. CVS Corp. Stock A Dividend J T

8. Eaglecrest Explorations Stock None J T Buy

9. Ecolab Common Stock A Dividend J T

10. Exxon-Mobil Common Stock A Dividend K T

11. GS Federal Fund #520 A Interest J T

12. Fortune Brands Stock A Dividend J T

13. FPL Group Inc. Stock A Dividend J T

14. Franklin Resource Stock A Dividend J T Buy

15. Income Money Market Fund A Interest J T

16. !share Midcap Index 400 Fund A Dividend J T

17. !share MSC! Fund A Dividend J T

- - ------ - ----· · - - - - - ------------- -- -- ------- -- - - -r-1.(1S

nceeomceo!Gumainsn C8od1 eans:d_D4_) - · · A =SJ.000 or less B =SJ ,001 - $2,500 C =$2.501 • $5,000

F =$50,001 ·$I 00,000 G =$100,00t • $1,000,000 HI =$ 1,000,001 • $5,000.000 I

2. Value Codes J =$15,000 or less K =SJ 5,00 I • $50.000 L =$50,001 • $ J00,000 1 (S ee Colum n sCl and DJ) N =$250,00 I - $500,000 0 =$500,00I - S 1,000,000 Pl =$1,000,001 • $5.000.000 I PJ =$25.000,00 I • $50,000,000 P4 =More than $50,000.000i 3. ValueMetho Codes Q =Appraisal R 9:ost (Real EstateOnly) S =Assessm ent

Date Value I Gain Identity of

Month- Code 2 J Code I Day (J-P) r (A-H)

I

2/26 J

2/12 J

2/26 J

D =S5,00 I • $15,000H2 =More than $5,000,000 M =SJ00,001. S250,000 P2 =$5,000,00 I - $25.000,000 T =Cash Market

buyer/seller

(if private

transaction)

i=11-5:aol-s50.0oo ·1 ! i

! __{See _ U =Book .

__ __ ___ -- ______

________ =$5.oITT-Si5.ooo

_ _

(2)

buy, sell,

9/3

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT of19 Murtha, J. Garvan 4/22/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(2) (1) (1) (2) (3) I (4) (5) Date Value Gain Identity of Type (e.g., Value Value Type (e.g., I (1)Place "(X)" after each asset 1 Amount

I Code I I buyer/sellerCode 1exempt from prior disclosure div., rent, Code 2Code 2 JMonth. MethodI i (J-P) I Code 3 I(A-H) (A-H) 11 transaction) ;

(if private

I ior int.) (J-P)Dayredemption)II ' (Q-W)_J_____

I Ii __,__ J_ _ '----------- --·-- - -----·-- _________ _____L_ --- ____l_ _____;

_ _ _ __

18. !share Small Cap 600 Fund A Dividend J T

19. Kaman Corp. Common Stock A Dividend J T

20. Maxim Integrated Prods. Stock A Dividend J T

21. McGraw Hill Stock A Dividend J T

22. Medtronic, Inc. Common Stock A Dividend K T

Buy23. Nokia Common Stock A Dividend J T J

24. Omnicom Group Common Stock A

25. Pepsico Common Stock A

26. Pimco Commodity Fund A

27. Pimco Real Return Fund A

28. Procter & Gamble Stock A

29. Qualcomm Stock A

30. U.S. Bankcorp Stock A

31. Vanguard Emerging Mkts Stock A

32. Wells Fargo Stock A

33. Webster Fincl. Corp. Slack A

34. Merchants Bank Account A

Dividend J T

Dividend J T

Dividend J T

Dividend J T

Dividend J T

Dividend

Dividend J T

Dividend J T

Dividend J T

Dividend

Interest J T

Buy

Sold

Buy

Buy

Sold

9105

9/3

2/26

2/26

9/3

J

J A

J

J

J c

--1.-1 -.-;;;c:i.inc;d;s - ---- - - -- -=-il ooci- -;ie ;-- - --- · ---8:;,-."0o s2.5oo - ----------c-=-$i.so1-:S5 o-ii o - ----- E-:Sls:Oiil---S5o il0a-l0 . o(See Columns BI and 04) F =$50,00 I - SI 00,000 G =$100.001 - Sl,000.000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$ll,001-S50,000 L =$50,001 -$100,000 M =s100.001 - mo, ooo (See Columns Ci and OJ) N =$250,001 - $500,000 0 =$500.00 I - $1,000.000 Pl =SI ,000,001 - $5,000,000 P2 =$5,000,001 - $25.000,000

PJ =$25,000.00I - $50.000,000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estaie Only) S =Assessment T =Cash Market

. (See Column C2) U =Book Value Y =Other W =Estimatedi_______ ___ _ --------

! I

I I --

r

I I

----·------·----------------

I

I

T rn---1 Identity

l buyer/seller

(A-H) (ifprivate

transaction) i


of19


Murtha, J. Garvan

Date of Report

4/22/2009

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) r--------------- --·--·-·- - - ------ - -----,- ------------ -------------------,-- ---1 A. I B. I c. I

I "'""""""of"'"" j '"-' '"""' G=.,•I " ood of !


(I) (2) (I) (2) Place "(X)" after each asset

(I) : Amount Type (e.g., Value ! exempt ti-om p ior disclosure Code l div .. rent, Code 2i I (A-H) or int.) (J-P)

35. Brattleboro Country Club Bond A Interest J

36. Brattleboro Tennis Club, VT Stock None J

37. Ocean Reef Yacht Club Timeshare None J

38. - Limited Partnership #I D Div. & Int. N

39. - Automatic Data Processing Stock

40. - Becton Dickinson Stock

41. - CVS Caremark

42. - Citigroup Stock

43. - Columbia Dividend Income Fund

44. - Columbia Mid-Cap Value Fund

45. - Columbia Lg. Cap Growth Fund

46. - Columbia Sm. Cap Core Fund

47. - Columbia Mid-Cap Index Fund

48. - Columbia SmCap Growth Fund

49. - Columbia Small Cap Index Fund

50. - Columbia Acom Fund

51. - Columbia Acom Int'! Fund

---------·-- -------

I. Income Gain Codes:

(See Columns Eil and 04) 2. Value Codes

(See Columns Ct and 03)

3. Value Method Codes

(See Column C2)

A =S 1,000 or Jess

F =S50,001 -S 100.000

J =$15,000 or less N =$250,001 -$500,000

P3 =$25,000.001 -$50.000,000

Q =Appraisal

U=Book Value

B =S 1,00 I -S2.500

G =SI 00.00 I - S 1,000,000

K =S!S,001 • SS0,000 0 =$500.001 - $1 ,000,000

R =Cost (Real Estate Only) V=Other

i I

Value Type (e.g.,

Method buy, sell.

Code 3 redemption)

(Q-W)

w

w

w

T

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Sold

C =S2,501 -$5.000

HI =Sl.000,001 - S5,000.000

L =Sl0.00 I • $I00,000

Pl =$t,000,00l -S5.000,000

P4=More than $50,000,000

S =Assessment

W=Estimated

D. -- ---·---- - l

I I

Transactions during reporting period

(2) (3) Date Value

Month- Code 2 Day (J-P)

1/17 J

12/17 K

12117 K

12117 K

12117 K

12117 K

12/17 K

12/17 J

12/17 J

12117 K

D =Sl,001 -$15.000

"'Gain of !

Code i · J

E =$15,001 -S50,000

H2 =More than $5.000.000

M =$100,001 • $250,000 P2 =S5.000.00I -$25.000.000

T=Cash Market

I i I

I

I

I

54.

55.

(Q-W)

D.

Name of Person Reporti ng Date of Report FINANCIAL DISCLOSURE REPORT

of19 Murtha, J. Garvan 412212009

VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransacnons r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)


A. c.

Description of Assets Income during Gross value al end of

(I) (2) (I) (2) {!) (3) (5)


II


(2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g .•iCode I exempt from prior disclosure div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-P) Code 3 redemption)

Date Value Gain Identity of

Month- Code2 Code I buyer/seller

Day (J-P) (A-H) (if private

tran saction)

52. - Dreyfus Tax Exempt Fund

53. - Hartford Fin'! Stock Sold 12119 J

- Home Depot Stock Sold 12119 J

- MFS Ser Int'! Fund Buy 12117 K

56. - Oracle Stock

57. - Pepsico Stock

58. - Procter & Gamble Stock

59. - Target Stock

60. - United Technologies Stock

61. - Weyerhaeuser Stock

62. - Limited Partnership #2

63. - Bank of America Stock

64. - BA Diversified Real Estate Fund

65. - Caterpillar Stock

66. - Cathay Bancorp Stock

67. - Coca Cola


F Div. &Int. Pl

Sold

T

Sold

Buy

Sold

12119 J

12119 M

12/19 K

12117 M

I. Income Gain Codes: A =S 1.000 or less B =$1,001 -$2,500 C =!2,50 I - $5.000 D=!5.00i -$15.000 E =$15,001 -$50,000

(See Columns Bl and D4) F =SS0.001 -$100,000 G =$100.001 -Sl.000,000 Ill =SJ,000,001 -!5.000.000 H2 =More than !5.000.000

2. Value Codes J =$15,000 or less K =$15,001- $50.000 L =$50,001 - $100.000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250.00 I - $500,000 0 =$500,00 I -$1,000.000 Pl =Sl.000,001 -$5,000.000 P2 =!5,000.001 - $25,000,000

P3 =$25,000.001 - $50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

: (See Column C2) U =Book Value V =-Other W =Estimated IL____ --· ---------· -- ·-· -------------·-----·· -------··-·--· ________.;

L

____

J --.--(-2)----.---C-Jl ! -i4li I Gain

-W)

i

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

of19 4/22/2009Murtha, J. Garvan

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. Desc ription of Assets Income during Gross value at e n d of Transactions duri reporting period

(including trust assets) reporting period reporting period (I) (2) (1) (2) ---c-i)-- cs)

Place "(X)" after each asset i Amount Type (e.g., Value Value Type (e.g., Date Value I . Identity of Code Iexempt from prior disclosure i div., rent, Code 2 Method buy, sell, Month - Code 2 ) Code I j buyer/seller

i (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) ! (A-H) (if private

, ____________ l___ --·---- ----'------ L __ L_ ______ ____ _ __ - ---- __ _ ______ ir_"

c_'.'. - ___ J

69. - Columbia Dividend Income Fund Buy 12/17 L

70. - Columbia Marisco Int'] Fund Sold 12/17 L

71. - Columbia Mid Cap Fd

72. - Columbia Multi-Strategy Hedge Fund

73. - Columbia Small Cap Core Fd Sold 12/17 K

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.

84.

85.

- Columbia Small Cap Index Fund Buy 12/17 L

- CSX Corp. Stock

- Disney Stock Buy 12/19 K

- Dreyfus Tax Exempt Fund

- Exxon Mobil Stock

- Franklin Res. Stock

- Genzyme Stock

- Hewlett Packard Stock

- Lubrizol Corp. Stock

- MFS Ser lnt'J Fund Buy 12/17 L

- Morgan J.P. Chase Stock

- Procter & Gamble Stock

I. Income Gain Codes: A =S 1,000 or less B =$1.001 -52.500 C =$2,501 -SS.ODO D =$5.001 - $15,000 E =$15,001 -$50,000

(See Columns Bl and 04) F =$50.00 I - $I 00.000 G =$I 00.00 I -. S 1,000,000 HI =S 1,000,00 I - $5,000,000 H2 =More than S5,000,000

2. Value Codes J =$15,000 or less K=$15,001-$50,000 L =$50,00 I - $I 00,000 M =$100,001-$250,000 (See Columns Ct and DJ) N =$250,00 I - $500,000 0=$500,001-Sl,OOO,OOO Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

Pl =$25.000.001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value I___ .--------- ----- .. - ----· - ·-·-·-·-- -··· .

V =Other W =Estimated

I I

I I I I

I

·-------·------------------------··--·---·-·-- ·-·---

i

I ;


of19


Murtha, J. Garvan

Date of Report

4/22/2009

VII. INVESTMENTS and TRUSTS -income, value, rransactions r1nc1udes those of spouse and dependent children: see PP· 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period I I

(I) (2) (1) (2) '

(I)iI Place "(X)" after each asset Amount Type (e.g., Value Value I Type (e.g.,

exempt from prior disclosure

86. - Royal Dutch Shell Stock

87. - Staples Stock

88. - Target Stock

89. - Teva Pharmaceutical Stock


91. - Weyerhaeuser Stock


93. - Becton Dickinson Stock

94. - CVS Caremark


96. - Columbia Mid Cap Value Fund

97. - Columbia Mid Cap Index Fund

98. - Columbia Sm. Cap Core Fund

99. - Columbia Small Cap Index Fund

100. - Columbia SmCap Growth Fund

I 01. - Columbia Acom Fund


I. Income Gain Codes: A::::$ 1,000 or less (See Columns Bl and 04)

i 2. Value Codes (See Columns Cl and DJ)

F =$50,001 -$100,000

J =$15.000 or less

N =$250,001 -$500,000

3. Value Method Codes (See Column C2)

PJ =$25,000,00 I -$50,000,000 Q =Appraisal U =Book Value

Code 1 div., rent, Code2 (A-H) or int.) (J-P)

c lnt./Div.

B =Sl,001 - S2,500 0 =SI 00,00 I -S 1,000,000

K =$15,00 I - $50,000 0 =$500,00 I -S 1,000,000

R =Cost (Real Estate Only) V =Other

N

Method buy, sell,

Code 3 redemption)

(Q-W)

Sold

Sold

Sold

T

Sold

Sold

Buy

Sold

Buy

Sold

Sold

Sold

c =$2,501 - $5,000 HI =$1,000,001 -$5.000,000

L =$50,00 I • SI 00,000 Pl =$ 1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D.


(2) (3) (4) Date Value Gain

Month- Code 2 Code I

Day (J-P) (A-H)

12/19 L

12/19 K

12/19 K

1/17 K

12/17 J

12/17 K

9/23 K

12117 K

9123 K

9123 J

12117 J

D =$5,001 -$15.000 H2 =More than $5,000.000

M =$100,00 I - $250,000 P2 =$5,000,001 -$25,000,000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

E =$ 15,00 I -$50,000

···------··--··-·

!

Descnptifn· sset:-----T---=om ·during ----- ::. ions duri

I

i _________

�ColumnC2)

--

I

of -Gross v= a e- -:f-,------- reporting period -------1

·-----__________ _,


ofl9 4/22/2009Murtha, J. Garvan

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D

reporting penod(including trust assets) 1reporting period Ii ,

(1) (2) c1) c2) c1)Amount Type (e.g., j Value Value Type (e.g .. Code I div., rent, Code 2 Method buy, sell, (A-H)

1 Code 3 I

__L_____ j__'. 2

ior int ) redemption)

_j ______ _ I J_____

j (J-P) I

_

(3) i (4) (5)(2) Value I Gain Identity of Date Code 2 Code I buyer/sellerMonth

Day )

(ifprivatetran saction

I(J-P) (A-H) i_JJ 1

Place "(X)" after each asset exempt from prior disc lo sure

'---·--


104. - Hartford Fin'! Stock Sold 12/19 J .

105. - MFS Ser lnt'I Fund Buy 12/17 K

106. - Oracle Stock

107. - Target Stock



110. - Air Prods & Chems Stock

Il l. -AT&T Stock



114. - Caterpillar Stock

115. - Cathay Bancorp Stock

116. - Coca Cola Stock

117. - Columbia Acom Int'! Fd

118. - Columbia Marisco Int'! Fd

119. - Columbia Mid Cap Fd

G lnt./Div. Pl T

Sold

Buy

Sold

Sold

Buy

Sold

Sold

12/19

12/19

12/19

12/19

12119

12/17

12/17

L

L

K

M

L

M

L

-i I. Income Gain Codes: A ==$1,000 or less B =S 1,001 -$2,500 c =$2,501 • $5,000 D=S5,00I • S 15,000 E =Sl5.001-S50,000 j-------------·-- - --·- ---- -· ··---·· -- - - ----·-· G =$100,001. St.000.000 HI =$ 1,000,00 I • $5.000.000 H2 =More than S5,000,000 -(See Columns Bl and 04) F=$50.00 I • $I 00,000

2. Value Codes J =$15.000 or less K =$15,001 • S50,000 L =$50,001 • $100,000 M =SJ00,001 -$250,000

(See Columns Ct and DJ) N=$250,001 • $500,000 0=$500,001 ·SI ,000,000 Pl=$! ,000,001 -$5,000,000 P2 =S5.000.00 I - $25,000,000

Pl =$25,000,001 -$50,000,000 P4 =More than $50,000,000

i 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment . T Cash Market

U=Book Value V =Other W =Estimated ___ _!

I I !

I

I i

! i

I

I

___ _J I

I

A.

(e.g.,

I

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

of 19 Murtha, J. Garvan 4/2212009

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)


Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

I

r- B. c. D.

(I) (2) (I) I I (2) I I) (2) (3) 1(4)1 (SlII Date Value Gain Identity of i I

Type Code I exempt from prior disclosure div., rent, Code 2 i Method I

I buy, sell, Month - Code 2 1 Code I buyer/seller ,1(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private I!

j 1transaction)(Q-W)

120. - Columbia Mngt Hedge Fd

Place "(X)" after each asset !Amount Type (e.g., IValue Value

121. - Columbia Small Cap Fd

122. - CSX Corp. Stock

123. - Disney Stock Buy 12/19 K


125. - Exxon Mobil Stock

126. - Franklin Res. Stock

127. - Genzyme Stock

128. - Harbor Int'! Fund

129. - Hewlett Packard Stock

130. - Houston Tex Arpt Bonds

131. - Johnson & Johnson Stock

132. - Kellogg Stock

133. - Lowes Stock

134. - Lubrizol Corp. Stock

135. - MFS Ser Int'! Fund

136. - Microsoft Stock

Sold

Buy

Sold

Sold

Buy

Sold

4/24 N

12117 L

12/19 M

12/J 9 K

12/J 7 L

12119 L

I. Income Gain Codes: A =$1,000 or less B=Sl,001-$2.500 c=$2.501 - $5,000 D =$5,00 I - $ J5,000 E =$15,001 - $50,000

(See Columns BI and D4) F=$50,001 - $100.000 G =SI00,001 - $1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=S15,ooo or less K =$15,001 - Sl0,000 L =$50.001 -$100,000 M =$100,001 • $250,000 (See Columns Cl and DJ) N =$250,001 - $500,000 0 =$500,00 I - $1,000.000 PI =$1,000.00 I - $5,000,000 P2 =$5,000.001 - $25.000.000

P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=Boak Value V =Other W =Estimated

I i

I I ! I I I I '

I

L-��--��-i

l

i l I

I I

-- - - - -- -- - - - - --- --


of19


Murtha, J. Garvan

Date of Report

4/2212009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) - -- . ---- --- ------- -- ··- ----- --- - ---- -------- .. --- --- - - - - - ·-- --· - -·- - --- ----,

A. B. c. T 0. Description of Assets

(including trust assets)

IIncome during reporting period

Transactions during reporting period Gross value at end of I I

[)(Q-W)

137. - Monsanto Stock Buy 12/19 K

reporting period I I

I

(1) (2) (1) (2)(I) (3) (4) (5)(2)Amount Value Date Value GainValuePlace "(X)" after each asset Type (e.g.,

div., rent, Type (e.g., buy, sell,

1Code I Code Iexempt from prior disclosure Code 2 Code 2

Identity of buyer/sellerMethod Month - i I !

(A- )H

Day (if private H)

or int) (J-P) Code 3 redemption (J-P) (A-transaction) I

138. - Morgan J.P. Chase Stock


140. - Rio Tinto PLC Stock Sold 12/J 9 K


142. - Staples Stock

143. - Target Stock Sold 12/19 L


145. - United Parcel Stock Sold 12119 K

146. - United Technologies Stock Sold 12/19 M

147. - U.S. Bankcorp Del Buy 12/19 K

148. - Vanguard Int'! Fund Buy 12119 M

149. - Weyerhaeuser Stock Sold 12/19 K

150. Trust Company of VT - IRA c Div. & Int. M T

151. - Abbott Labs Stock

152. - Accenture Ltd. Stock

153. - Apache Corp. Stock

-. - -· --· - -

I. Income Gain Codes: A =$1,000 or less B =S 1.001 - $2,500 c =$2,501 -$5,000 D=S5,00l -Sl5.000 E=$15.001 - $50,000

(See Columns Bl and D4)

2. ValueCodes

F=$50,001 -$100,000

J =$15,000 or less G =$100.001 -$1,000,000

K =$15,001 - $50,000 HI =$1,000,001 - $5,000,000

L =$50,001 - SJ00,000 H2 =More than $5,000,000

M=$I 00,001 - $250,000 (See Columns CJ and DJ) N=$250,001 -$500,000 0=$500,001- $1,000,000 Pl =$t,OOO,OOI -$5,000,000 P2 =$5,000,001 -$25,000,000

Pl =$25,000.001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U=Book Value V=Other W =Estimated I

--

I I

I I i I ___

Citigroup

r1 ; ;;; -

- ------ - -

I I

i

!

(I) I

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT of19 Murtha, J, Garvan 4/22/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) c. --- r--- -

Description of Assets Income during I Gross value at end of I I

(including trust assets) reporting period I reporting period I I(2) (2) (I)(I) I

Place "(X)" after each asset /Amount Type (e_g., Value Value Type (e.g., Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, I (A-H) or int.) (J- P) i Code 3 I redemption)

co-wi_L_

154. - Arrow Electronics Stock

··--- ·· ----------- -------

o_


(2) (3) (4) (5)Date Value Gain Identity of

Month- Code 2 Code I buyer/seller

Day (A-H) ( if private

transaction)

(J-P)



157. - Bemis Stock

158. - BPPLC Stock

159_ - CGM Focus Fund Buy 8120 J

160. - Stock

161. - CVS Corp. Stock

162. - Dover Corp. Stock

163. - Fortune Brands Stock

164. - FPL Group Stock

165. - Franklin Res. Stock

166. - GS Federal Fund, formerly GS Finl Sq Tre asury Fund

167. - HCP Stock

168. - Illinois Tool Wks Stock

169. - !Share MSC! Fund

170. - !Share Midcap Fund

- s5. 0 - ---------6,:Si:0() 1- - -- - --- -e:-=s2:so1--:-ss ooo -- -- - -- ---D= SIS.000-- -- - --s: --Gai -Code -S2.500 . 0 1 E =$15.00 I -$50,000 n =Sl,000or 1c,; -

(See Columns BI and 04) F =$50.00 I -SI 00.000 G =SI 00,00 I - $1,000.000 fl! =$1,000,00 I - $5,000.000 H2 =More than $5,000,000 2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and DJ) N =$250,001 - S500.000 0 =$500,00 I -S 1,000,000 Pi =$1,000,00t -$5,000,000 P2 =$5,000.001 - $25,000.000 PJ =S25,000,00 I -$50,000,000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V Other W =Estimated

I!

I I

___________

�_:a C22_

I

'------ _ ______________ _

FINANCIAL DISCLOSURE REPORT of19


Murtha, J. Garvan

Date of Report

4/22/2009

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those ofspouse and dependent children; see pp. 34-60 offiling instructions.)

D NONE (No reportable income, assets, or transactions.) A.

Description of Assets

(inclu ding tru st assets)

B. Income during

reporting period

c. Gross valu e at end of

reporting period

I (I) ( 2) (I) (2)

:,,: Place "(X)" after e ach asse t 1,1 : : t Type (e.g., ·1'

CVoadlue

e2 I M

Veatlhuoed ii'exempt from prior disclosure div., rent .' ! . (A-H) or int.) ! (J-P) i Code J •

! i I i (Q-W) •'----------------------- ---------......_;i__ ,,. _______ ____ !,.______ ---

171. - !Share Small Cap Fund

172. - Johnson & Johnson Stock

I 73. - Kimco Realty Stock

174. - Maxim Integrated Prods. Stock

175. - MSC Industrial Direct Stock

176. - Nokia Stock

177. - Omnicom Group Stock

178. - Patterson Utl Energy Stock

179. - Pepsico, Inc. Stock


181. - Roche Holding Stock


183. - Sanofi Aventis Stock

184. - Stryker Corp. Stock

185. - Target Corp. Stock


187. - US Bancorp Stock

(1)Type (e.g.,buy. sell.

redemption)

B=Sl.001-$2.500 C=S2.501-S5.000 G =SI 00.001 -Sl.000.000 HI =S1.000,001 -$5.000,000

2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50.001 - $100,000I (See Columns Cl and DJ) N =$250,001 -$500,000 D=$500.001. $1.000.000 Pl =$1,000.001 -SS.000,000

I PJ=$25.000.001 -$50,000.000 P4=M o

re than SS0,000,000I 3. Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S =Assessment

lumn _________u-==- ook

Vu: _ ---·- ·------- = -h --------__ ·- _________v:_ E

stima

t ed

D.

Tr ansactions during reporting pe riod

( 2)Date

Month

Day

(3) (4) I (5)V alue 1 Gain i Identity of

Code 2 l Code I I bu yer/seller i (J-P) ! (A-H) i (ifprivate ;j ! transaction) J

--- _...__ -- __l_

D =$5,001 -$15.000 E=S15,00I -$50.000 H2 =More than $5,000.000 M =$IOD.OD I - mo.DOD P2 =S5.000,00I -$25.000,000

T=Cash Market

:--------------A -.

---------- - ---B -- -11

II ��·";fh� ir"f "I

Gam-�---Wi.ooo

- - -- --- -- ---'

I I

--------------�·

I - - - - --- --- ---

(4)

(J-P)

417

I

I i

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT of19 Murtha, J. Garvan 4/22/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of fl/inc instructions.)

D NONE (No reportable income, assets. or transactions.) -- - -,------ - - .- -- C D.

- . . ·-- - ----- ·· -· ·--

I Gross value at end of Transactions during reporting period Descnption of Assets Income dunng !

1 (2)(I) (3) (5)

GainDate ValueType (e.g., Identity of .:;:;�·;�;:; Month- Code l buyer/sellerCode2buy, sell,

(A-H) or int.) (J-P) Code 3 Day (A-H) (if private re demption)

(Q-W) transaction)

188. - Vanguard Emergin Mkts Stock

189. - Wells Fargo Stock

190. - Wm Blair lnt'I Fund

191. Estate# I E l nt ./Div. 0 T

192. - Air Prods & Chems Stock Sold K

193. - Coca Cola


195. - Columbia Dividend Income Fund

196. - Columbia Marisco Equities Fund

197. - Columbia Large Cap Growth Fund

198. - Columbia Marisco Int'! Fund

199. - Dreyfus Tax Exempt Cash Fund

200. - Hewlett Packard Stock

201. - MFS Ser Int'! Fund

202. - Rio Tinto Stock

203. - Target Stock


Buy

Sold

Buy

_ Sold

Buy

Sold

Sold

Buy

Sold

Sold

12/19 K

12/J 7 M

12/22 M

12/I7 L

12/22 L

12/17 M

12/17 L

12117 M

417 K

417 L

! c m or less B =S 1.00 I -S2,500 c =$2,501. $5,000 D=S5,00l -Sl5.000 E =Sl5,00J • S50,000

! (See Columns Bl and 04) F =S50.00I -$100.000 G =Sl00,001 -Sl,000,000 HI =$ 1,000,00 I - SS,000.000 H2 =More than S5,000,000

2. Value Codes 1=$15,000or less K =$15,001 • S50.000 L =$50,001 -$100,000 M =1100,001 -mo,ooo (See Columns Cl and DJ) N =$250.001 - $500.000 0 =$500,001. $1,000,000 Pl =$1,000.001 • $5,000.000 P2 =$5,000.001. $25,000,000

Pl =$25,000,001 -$50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ===Assessment T=Cash Market

(See Column C2) U =Book Value v 0ther W =Estimated

------------------

I !

_____________________________ __

I ___

nsa_rion)

________

--------------------------------

(I) (2) Value

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

ofl9 Murtha, J. Garvan 4/22/2009

VII. INVESTMENTS and TRUSTS - income, vatue, transactions rrncludes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D A. B. c.

Description of Assets Income during Gross value at end of (including trust assets) reporting period reporting period

(2) (2) (I) (3)o i (4) (5)Place "(X)" after each asset

exempt from prior disclosure I I1 Code I Amount Value

div., rent, Code 2 Method buy, sell, Month Code 2 Value Date Gain Identity of

Code I buyer/seller Type (e.g., Type (e.g.,

I1(A-H) Dayor int.) (J-P) Code3 redemption) (J-P) i (A-H) (if p rivate i I

(Q-W) -· ________ _ _ _ _ _i -· _____ --------�-- _ __.. ______ . LL i _j

205. - United Technologies Stock Sold 12/19 L

206. Trust #2 E Div. & Int. N T

207. - Dreyfus Tax Exempt Cash Fund

208. - Kaman Stock

209. Merrill Lynch IRA

210. - Alliance Bernstein Int'! Fund

211. - American Growth Fund


213. - Ford Motor Cdt Bond

214. - General Mtrs Bond

215. - Hartford Cap Apprec. Fund

216. - Henderson Int'! Fund

217. - Hotchkis & Wiley Midcap Fund

218. - Legg Mason Fund

219. - Loomis Sayles Strategic Fund

220. - Lord Abbett Midcap Fund

221. - Mainstay Midcap Growth Fund

c Div. & Int. M T

Buy

Sold

Sold

Buy

Buy

10/29 J

613 J

613 J

613 J

613 J

I. Income Gain Codes: A =$ l ,000 or less B =Sl.001. $2.500 C =$2.50I - SS.ODO D =$5.001 • $15.000 E =S 15,00 I • $50,000

(Sec Columns BI and 04) F 450,001 • $100,000 G =SI 00,00 I · S 1.000.000 HI =$1.000.001 • S5.000.000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15,00 I - $50,000 L =$50,001. SI00,000 M =s100.001 - mo.ooo (See Columns Cl and DJ) N =$250,001 • $500.000 0 =$500,00I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I • $25.000,000

PJ =$25,000.001 • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W =Estimated

----B-. --------C-.-------------- ---

i;� t Tb yl{ 17:

--1-M ::: r z+ , ��:::,::--

l (A-H

-

)-o-r

-

int) (J-P) (A-H ) __________ __ ! transact1on)___J

C es: ------------- --E-=_$_1-5.-00 1

!

:7v 2{: :· i -(!)----(2) _____ ,/!-- -- ---- ___

---------·-----------·--s O:ooo-1

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of19 Murtha, J. Garvan 4/22/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) A. D.

Description of Assets 1 Income during i Gross value at end of J Transactions during reporting period (including trust assets)' reporting period _J_ reporting period , i

Value

Day (1fpnvate

Place "(X)" after each asset exempt from prior disclosure

ValueCode2(J-P)

MethodCode 3 redemption)(Q-W)

i

222. - P!MCO Emerg Mkts Bd Fund

223. - TouchstoneMidcap Growth Fund

224. - Vanguard Total Fund Buy 6/3 J

225. - Van Kampen Global Fund Sold 6/3 J

226. Trust #I (X) Income Beneficiary D Distribution M T

r1.1-;;c e Gain A=$1,000 or less B =Sl,001 -$2,500 (See Columns Bl and 04) F =$50,00I - $ 100,000

1 2. Value Codes J =$ t 5,000 or less K =$15,00 I -$50,000 I

C =S2,50I -S5.000 D =$5,00I -SI5,000 iG ;$ J 00,00 I - S 1,000,000 HI •$ J ,000,00 I -$5,000,000 H2 =More than $5.000,000

L =$50.00 I -$I 00.000 M =$I OD.DOI - $250,000 (See Columns CI and DJ) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 PI =$1,000,00 I -$5.000,000 P2 =$5,000.00 I -$25,000.000

PJ =$25,000,001 - $50,000,000 P4 =More Jhan $50.000.000 J. Value Method Codes Q =Appraisal R =CosJ (Real ESJale Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated


of19 Murtha, J. Garvan 4/22/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporlJ


of19 4/22/2009Murtha, J. Garvan

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

murtha garvan j - judicial watch · financial disclosure report name of person reporting date of...

Documents