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    Modern Techniques for EarthquakeResistant Design of Retaining Structures

    by

    Dr. Deepankar Choudhury

    Assistant Professor, Department of Civil Engineering,

    Indian Institute of Technology (IIT) Bombay,

    Powai, Mumbai 400 076, India.

    URL: http://www.civil.iitb.ac.in/~dc/

    Deepankar Choudhury, IIT Bombay

    Why this Topic?

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    Deepankar Choudhury, IIT Bombay

    Devastating effect of earthquake on retaining wall

    September, 1999 Ji Ji, Taiwan EarthquakeSeptember, 1999 Ji Ji, Taiwan Earthquake

    Deepankar Choudhury, IIT Bombay

    Preamble and Background

    o Design of retaining walls under seismic condition is very important inearthquake prone areas to reduce the devastating effect of

    earthquake.

    o Evaluation of earth pressure under seismic condition is important.

    o Estimation of passive pressure under both static and seismic

    conditions are very important for the design of retaining walls,anchors, foundations etc.

    o Research on static passive earth pressure is plenty whereas thesame under seismic condition is still lacking.

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    Deepankar Choudhury, IIT Bombay

    Pseudo-static methodLimit Equilibrium method [Mononobe-Okabe (1926, 1929), Kapila andMaini (1962), Arya and Gupta (1966), Prakash and Saran (1966),

    Madhav and Kameswara Rao (1969), Ebeling and Morrison (1992),

    Morrison and Ebeling (1995), Choudhury et al. (2002), Subba Rao and

    Choudhury (2005), Choudhury and Singh (2006)]

    Limit Analysis [Soubra (2000)]

    Method of Characteristics [Kumar and Chitikela (2002)]

    Pseudo-dynamic methodSteedman and Zeng (1990), Choudhury and Nimbalkar (2005, 2006)

    Force-Based Analysis

    Displacement-Based AnalysisRichards and Elms (1979), Prakash (1981), Nadim and Whitman (1983), Sherif

    and Fang (1984), Rathje and Bray (1999), Choudhury and Nimbalkar (2006)

    Deepankar Choudhury, IIT Bombay

    Pseudo Static Analysis

    Mononobe-Okabe (1926, 1929)

    Failure surface and the forces considered by Mononobe-Okabe

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    Deepankar Choudhury, IIT Bombay

    Mononobe-Okabe

    2

    ae,pe v ae,pe

    1P H (1-k ) K

    2=

    2

    ae,pe 20.5

    2

    cos ( - )K

    sin ( ) sin ( - )cos cos cos ( ) 1 -

    cos ( ) cos ( - )

    i

    i

    = +

    + +

    m

    m

    =

    v

    h1-

    k-1

    ktan

    Seismic Passive Earth Resistance

    +

    +=

    sin

    -k1

    ktansin

    sin2

    1

    2

    k1

    ktan

    2

    1

    24

    v

    h1-

    1-

    v

    h1-

    Subba Rao, K. S. and Choudhury, D. (2005), Seismic passive earth pressures in soils,

    Journal of Geotechnical and Geoenvironmental Engineering, ASCE, USA, 131(1): pp. 131-135.

    Failure surface and forces by Subba Rao and Choudhury (2005)

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    Deepankar Choudhury, IIT Bombay

    Typical Design Charts

    Seismic Passive Earth Pressure Distribution

    Choudhury, D., Subba Rao, K. S. and Ghosh, S. (2002), Passive earth pressures distribution under seismic condition,

    15th International Conference of Engineering Mechanics Division (EM2002), ASCE, Columbia University, NY, in CD.

    Analytical model proposed by Choudhury et al. (2002)

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    Deepankar Choudhury, IIT Bombay

    Typical Results

    Deepankar Choudhury, IIT Bombay

    Design As Per Seismic Code

    Using pseudo-static approach to evaluate stability of retaining walls.

    Compute seismic earth pressure using Mononobe-Okabe equations.

    Dynamic increment of earth pressure will act at mid height of the wall.

    Effect of dry, partially submerged and saturated backfill is considered.

    Range of permissible displacement is not specified.

    Soil amplification has not considered.

    IS 1893: 1984, Part 3 (Bridges and Retaining Walls)

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    13Deepankar Choudhury, IIT Bombay

    Based on modified pseudo-static analysis.

    Compute seismic earth pressure using Richards and Elms (1979) model.

    Permissible displacement for sliding and rocking movement of the

    wall are considered.

    Included non-linear behaviour in base soil and backfill.

    The point of application of the dynamic earth pressure increment

    is at mid-height of the wall.

    Soil amplification is considered.

    Eurocode 8 1998

    Choudhury and Nimbalkar (2006)

    Seismic active earth pressure by pseudo-dynamic model

    Choudhury, D. and Nimbalkar, S. (2006), Pseudo-dynamic approach of seismic active earth pressure behind retaining

    wall, Geotechnical and Geological Engineering, Springer, The Netherlands, Vol. 24, No. 5, pp. 1103-1113.

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    Deepankar Choudhury, IIT Bombay

    H

    h0

    ( ) m(z)a (z, t)dzhQ t = [ ]2

    2 Hcosw (sin sin )4 tan

    ha w wtg

    + =

    where, = TVs is the wavelength of the vertically propagatingshear wave and = t-H/Vs.

    H

    v

    0

    ( ) m(z)a (z, t)dzvQ t = [ ]2

    2 Hcos (sin sin )

    4 tan

    va tg

    = +

    The total (static plus dynamic) active thrust is given by,

    where, = TVp, is the wavelength of the vertically propagating primarywave and = t H/Vp.

    sin( ) ( )cos( ) ( )sin( )( )

    cos( )

    h vae

    W Q t Q t P t

    + =

    +

    ah(z, t) = ah sin [{t (H z)/Vs}]

    where = angular frequency; t = time elapsed; Vs

    = shear wave velocity;

    Vp = primary wave velocity

    av(z, t) = av sin [{t (H z)/Vp}]

    D. Choudhury, IITB Choudhury and Nimbalkar (2006)

    ( )

    ( ) ( ) ( )

    ( )

    ( )

    ( )

    ( ) ( )

    1 22 2

    1

    2

    1 sin cos sin

    tan cos 2 tan cos 2 tan cos

    where,

    m 2 cos 2 sin 2 sin 2

    m

    ph S v

    ae

    S

    s s

    TVk TV k m m

    H H

    TVt H t H t

    T TV H T TV T

    K

    =

    + + +

    = +

    + +

    ( )2 cos 2 sin 2 sin 2pp p

    TVt H t H t

    T TV H T TV T

    = +

    ( ) z s in ( )( )

    ta n c o s ( )

    c o s ( ) s in

    ta n c o s ( )

    s in ( ) s in

    ta n c o s ( )

    a e

    ae

    h

    s

    v

    p

    P tp t

    z

    k z zw t

    V

    k z zw t

    V

    = =

    +

    +

    +

    + +

    The seismic active earth pressure distribution is given by,

    The seismic active earth pressure coefficient, Kae is defined as

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    D. Choudhury, IITB

    Typical non-linear variation of seismic active earth pressure

    Choudhury and Nimbalkar (2006)

    1.0

    0.8

    0.6

    0.4

    0.2

    0.0

    0.0 0.1 0.2 0.3 0.4 0.5 0.6

    kv=0.5k

    h, =30

    0, =/2,H/=0.3, H/=0.16

    z/H

    pae/H

    kh=0.0

    kh=0.1

    kh=0.2

    kh=0.3

    Deepankar Choudhury, IIT Bombay

    Effect of amplification factor on seismic active earth pressure

    0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0

    0.2

    0.4

    0.6

    0.8

    1.0

    kh= 0.2, k

    v= 0.0, = 33

    0, = 16

    0

    fa=1.0

    fa=1.2

    fa=1.4

    fa=1.8

    fa=2.0K

    ae

    H/TVs

    ah(z, t) = {1 + (H z).(fa 1)/H}ah sin [{t (H z)/Vs}]

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    Deepankar Choudhury, IIT Bombay

    Comparison of proposed pseudo-dynamic methodwith existing pseudo-static method Active case

    Dynamic moment increment,Z

    , where M (Z, t) = p (z, t) cos (Z - z) dz3 3 ae0

    M

    H

    0.0

    0.2

    0.4

    0.6

    0.8

    1.0

    0 0.05 0.1 0.15 0.2 0.25

    Dynamic moment increment

    z/H

    Mononobe-Okabe method

    Present method

    Centrifuge test results

    (Steedman and Zeng, 1990)

    = 370, = 20

    0, kh= 0.184, kv= 0, fa= 2,

    G = 57 MPa, T = 1.0 s

    Seismic passive earth pressure by pseudo-dynamic model

    Choudhury and Nimbalkar (2005)

    Choudhury, D. and Nimbalkar, S. (2005), Seismic passive resistance by pseudo-dynamic method, Geotechnique,

    London Vol. 55 No. 9 . 699-702.

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    D. Choudhury, IITB

    Typical non-linear variation of seismic passive earth pressure

    Choudhury and Nimbalkar (2005)

    1.0

    0.8

    0.6

    0.4

    0.2

    0.0

    0 1 2 3 4 5 6

    kv= 0.5k

    h, = 30

    0, = / 2, H /= 0.3, H/ = 0.16

    z/H

    ppe/H

    kh=0.0

    kh=0.1

    kh=0.2

    kh=0.3

    Deepankar Choudhury, IIT Bombay

    0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.02

    3

    4

    5

    6

    kh= 0.2, k

    v= 0.0, = 30

    0, = 16

    0

    fa=1.0

    fa=1.2

    fa=1.4

    fa=1.8

    fa

    =2.0

    Kpe

    H/TVs

    Effect of amplification factor on seismic passive earth pressure

    ah(z, t) = {1 + (H z).(fa 1)/H}ah sin [{t (H z)/Vs}]

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    Model proposed by Choudhury and Nimbalkar (2006) for

    Seismic Design of Retaining Wall considering wall-soil inertia

    Active earth pressure conditionChoudhury, D. and Nimbalkar, S. (2006), Seismic design of retaining wall by considering wall-soil inertia,

    Canadian Geotechnical Journal (tentatively accepted).

    Deepankar Choudhury, IIT Bombay

    Soil thrust factor, aeT

    a

    KF

    K=

    ( )Wall inertia factor, IE

    I

    Ia

    C tF

    C=

    cos sin tan

    tan

    b

    Ia

    b

    C

    =

    ( )Combined dynamic factor, w

    w T I

    w

    W tF F F

    W= =

    Proposed Design Factors for Retaining Wall

    by Choudhury and Nimbalkar (2006)

    cos sin tan ( ) ( ) tanwhere, ( )

    tan ( ) tan

    b hw vw b

    IE

    b ae b

    Q t Q t C t

    P t

    += +

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    D. Choudhury, IITB

    Typical Variation of Soil thrust factor FT,

    Wall inertia factor FI and Combined dynamic factor Fw

    Choudhury and Nimbalkar (2006)

    0.0 0.1 0.2 0.3

    0

    1

    2

    3

    4

    5

    6

    Combined dynamic factor FW

    Wall inertia factor FI

    Soil thrust factor FT

    kv=0.5k

    h, = 30

    0, = 15

    0, H/TV

    s= 0.3, H/TV

    p= 0.16,

    H/TVsw

    =0.012, H/TVpw

    =0.0077

    FactorsF

    W,FI,

    FT

    kh

    D. Choudhury, IITB Choudhury and Nimbalkar (2006)

    0.0 0.1 0.2 0.30

    2

    4

    6

    8

    10

    kh

    FW

    kv=0.5k

    h, = /2, H/TV

    s= 0.3, H/TV

    p= 0.16,

    H/TVsw

    =0.012, H/TVpw

    =0.0077

    = 200

    = 300

    = 400

    0.0 0.1 0.2 0.30

    1

    2

    3

    4

    5

    6

    7

    FW

    kh

    kv=0.5k

    h, = 30

    0, H/TV

    s= 0.3, H/TV

    p= 0.16,

    H/TVsw

    =0.012, H/TVpw

    =0.0077

    /= -0.5

    /= 0.0

    /= 0.5

    /= 1.0

    Effect of angle of internal friction () Effect of wall friction angle ()

    Typical Results

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    D. Choudhury, IITB

    Comparison of Soil thrust factor FT, Wall inertia factor FIand Combined Dynamic Factor Fw

    Choudhury and Nimbalkar (2006)

    24.0597.4643.2236.6831.9093.5000.00

    0.5

    7.7533.2552.3825.0392.0212.4930.000.4

    6.4003.0272.1144.6622.4641.8920.15

    3.8852.0821.8663.8321.9941.9220.00

    0.3

    3.6812.2051.6693.6762.9281.2560.20

    2.8401.8061.5723.2172.3471.3710.10

    2.2951.5301.5002.8001.8341.5270.00

    0.2

    1.7181.3761.2482.2532.1601.0430.10

    1.5881.2871.2342.0601.8121.1370.05

    1.4761.2091.2211.8681.5171.2310.00

    0.1

    1.01.01.01.01.01.00.00

    0.0

    FWFIFTFWFIFT

    Richards and Elms (1979)Present studykvkh

    Deepankar Choudhury, IIT Bombay

    * Using limit equilibrium method and adopting both pseudo-static and

    pseudo-dynamic approach for seismic forces, comprehensive results

    of active and passive earth pressures are obtained for static and

    seismic conditions with wide range of variation in design parameters.

    active and passive earth pressure coefficients,

    point of application of resultant earth force,

    effects of shear and primary waves,

    wall-soil inertia are considered together,

    design factor Fw is proposed for wall design.

    * Present solutions compare well with existing theories for static caseand very rarely available seismic cases. In most of the cases, present

    study generates new solutions for the seismic cases.

    Concluding Remarks

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    Deepankar Choudhury, IIT Bombay

    Apart from the approximate pseudo-static approach, considering shearand primary waves through the soil-structure with variation of time

    can be used to get better solution by using pseudo-dynamic approach.

    * Point of application of seismic earth pressure should be computed

    based on some logical analysis instead of some arbitrary selection.

    * IS code must be revised for design of retaining wall under seismic

    conditions.

    Concluding Remarks (contd.)

    Hope to build STABLE Earthquake Resistant

    Retaining Structures in Soil

    Deepankar Choudhury, IIT Bombay