meeting id isin company name investment region country ......1117708 bd0259batbc9 british american...

Meeting ID ISIN Company Name Investment Region Country Meeting Date Meeting Type Voting Action Agenda Item Numbers Voting Explanation Vote By Exception

1109353 AU000000SCG8 Scentre Group Australia & New Zealand Australia 05/04/2017 Annual All For

1109353 AU000000SCG8 Scentre Group Australia & New Zealand Australia 05/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1109622 AU000000WFD0 Westfield Corp Australia & New Zealand Australia 07/04/2017 Annual Against 3 Concerns related to approach to board diversity

1109622 AU000000WFD0 Westfield Corp Australia & New Zealand Australia 07/04/2017 Annual Against 5

2

Fund manager or client vote


1112448 AU000000CIM7 CIMIC Group Ltd. Australia & New Zealand Australia 13/04/2017 Annual Against 2

3.1,3.2,3.3

Apparent failure to link pay and appropriate

performance

Concerns related to potential conflict of interests 2-

Concerns to protect shareholder value

1118302 AU000000MQA4 Macquarie Atlas

Roads Ltd.

Australia & New Zealand Australia 13/04/2017 Annual Against 2 Concerns related to approach to board diversity

1124899 AU000000APO2 APN Outdoor

Group Ltd

Australia & New Zealand Australia 20/04/2017 Annual All For

1122270 AU000000DUE7 DUET Group Australia & New Zealand Australia 21/04/2017 Court All For

1124335 AU000XINEOA7 TRONOX LIMITED Australia & New Zealand Australia 21/04/2017 Annual Against 3

1c


performance


1115658 AU000000ILU1 Iluka Resources Ltd. Australia & New Zealand Australia 28/04/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1128974 AU000000AHY8 Asaleo Care Ltd. Australia & New Zealand Australia 02/05/2017 Annual All For

1131668 AU000000DRA1 Dragon Mining Ltd. Australia & New Zealand Australia 02/05/2017 Annual All For

1131432 AU000000DRA1 Dragon Mining Ltd. Australia & New Zealand Australia 02/05/2017 Special All For

1130712 AU000000QBE9 QBE Insurance

Group Ltd.

Australia & New Zealand Australia 03/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1131411 AU000000SIG5 Sigma Healthcare

Ltd


1131697 AU000000SIQ4 Smartgroup

Corporation Ltd.


1131169 AU000000CTX1 Caltex Australia Ltd. Australia & New Zealand Australia 04/05/2017 Annual All For


1124432 AU000000HT18 HT&E Limited Australia & New Zealand Australia 04/05/2017 Annual Against 3,4 Apparent failure to link pay and appropriate

performance

1131464 AU000000IRE2 IRESS Limited Australia & New Zealand Australia 04/05/2017 Annual Against 2,3A,3B Apparent failure to link pay and appropriate

performance

1118398 AU000000RIO1 Rio Tinto Ltd. Australia & New Zealand Australia 04/05/2017 Annual Against 2,3

7


performance

Concerns about overall board structure

1118398 AU000000RIO1 Rio Tinto Ltd. Australia & New Zealand Australia 04/05/2017 Annual All For

1132392 AU000000STO6 Santos Ltd. Australia & New Zealand Australia 04/05/2017 Annual Against 2a

5b

5a

Concerns related to approach to board diversity

SH: For shareholder resolution, against

management recommendation / Shareholder

proposal promotes better management of ESG

opportunities and risks

SH: For shareholder resolution, no management

recommendation / Shareholder proposal promotes

enhanced shareholder rights

1127323 AU000000WPL2 Woodside

Petroleum Ltd.


1110617 AU000000AMP6 AMP Limited Australia & New Zealand Australia 11/05/2017 Annual All For

1130686 AU000000GMA5 Genworth

Mortgage

Insurance Australia

Ltd

Australia & New Zealand Australia 11/05/2017 Annual Against 3

6

Insufficient basis to support a decision

Overboarded/Too many other time commitments

1116726 AU000000GPT8 GPT Group Australia & New Zealand Australia 11/05/2017 Annual All For

1137434 AU000000CCL2 Coca-Cola Amatil

Ltd.



1138575 AU000000GXY2 Galaxy Resources

Ltd.

Australia & New Zealand Australia 18/05/2017 Annual Against 1,14,15,16,17,18

4

13

19

11

2


performance



Concerns to protect shareholder value 2-


Issue of capital raises concerns about excessive

dilution of existing shareholders


1138296 AU000000IVC8 Invocare Ltd. Australia & New Zealand Australia 19/05/2017 Annual Against 1,4 Apparent failure to link pay and appropriate

performance

1139974 AU000000SYR9 Syrah Resources Ltd Australia & New Zealand Australia 19/05/2017 Annual Against 6 Apparent failure to link pay and appropriate

performance

1140382 AU000000SKI7 Spark

Infrastructure

Group


1141588 AU000000WPP3 WPP AUNZ Limited Australia & New Zealand Australia 23/05/2017 Annual Against 3,4 Apparent failure to link pay and appropriate

performance

1126579 AU000000APE3 A.P. Eagers Ltd Australia & New Zealand Australia 24/05/2017 Annual Against 5

4

3

Apparent failure to link pay & appropriate

performance



1141561 AU000000OZL8 OZ Minerals Ltd Australia & New Zealand Australia 24/05/2017 Annual All For

1142353 AU000000RKN9 Reckon Ltd. Australia & New Zealand Australia 24/05/2017 Annual Against 2,3 Apparent failure to link pay & appropriate

performance

1142338 AU000000ABC7 Adelaide Brighton

Ltd.

Australia & New Zealand Australia 25/05/2017 Annual Against 5 Concerns related to approach to board diversity

1140913 AU000000AWC3 Alumina Ltd. Australia & New Zealand Australia 25/05/2017 Annual Against 3c Concerns related to approach to board diversity

1142326 AU000000GRR8 Grange Resources

Ltd.


performance

1145288 AU000000GEM7 G8 Education

Limited


performance

1140910 AU000000SYD9 Sydney Airport Australia & New Zealand Australia 30/05/2017 Annual All For

1148612 AU000000IOF6 Investa Office Fund Australia & New Zealand Australia 31/05/2017 Special Against 1 Concerns to protect shareholder valueInsufficient

basis to support a decision

1152247 AU000000CHC0 Charter Hall Group Australia & New Zealand Australia 20/06/2017 Special Against 1 Concerns to protect shareholder value

1150508 AU000000EVN4 Evolution Mining

Ltd.

Australia & New Zealand Australia 21/06/2017 Special Against 2 Apparent failure to link pay & appropriate

performance

1144385 AU000000CSR5 CSR Limited Australia & New Zealand Australia 23/06/2017 Annual All For

1152191 AU000000RIO1 Rio Tinto Ltd. Australia & New Zealand Australia 29/06/2017 Special All For

1128041 ARP432631215 Pampa Energia S.A. Emerging Markets Argentina 07/04/2017 Annual/Special All For

1123737 ARP689251337 Molinos Rio de la

Plata S.A.

Emerging Markets Argentina 18/04/2017 Annual Against 2

4,7


Insufficient/poor disclosureInappropriate bundling

of election of directors on a single vote

1126497 ARP495251018 Grupo Financiero

Galicia S.A.

Emerging Markets Argentina 25/04/2017 Annual/Special Against 4 Concerns to protect shareholder value

1129722 ARP9028N1016 Telecom Argentina

S.A.

Emerging Markets Argentina 27/04/2017 Annual/Special Against 9 Insufficient/poor disclosure

1137283 ARP9897X1319 YPF Sociedad

Anonima

Emerging Markets Argentina 28/04/2017 Annual/Special All For

1140768 ARP9028N1016 Telecom Argentina

S.A.

Emerging Markets Argentina 23/05/2017 Special Against 4,5

2


Insufficient/poor disclosure

1119933 BSP951331318 United

International

Enterprises Ltd. UIE

Emerging Markets Bahamas 28/04/2017 Annual All For


1117708 BD0259BATBC9 British American

Tobacco

Bangladesh Co Ltd

Emerging Markets Bangladesh 19/04/2017 Annual Against 3 Insufficient/poor disclosureInappropriate bundling


1138639 BD0621DBH007 Delta Brac Housing

Finance

Corporation Limited

Emerging Markets Bangladesh 23/05/2017 Annual Against 3 Insufficient/poor disclosure

1115549 BMG475671050 IHS Markit Ltd. Emerging Markets Bermuda 05/04/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1119276 BMG6331W1091 Multi Packaging

Solutions

International

Limited

Emerging Markets Bermuda 05/04/2017 Special Against 2 Apparent failure to link pay and appropriate

performanceConcerns related to inappropriate

service contracts

1126254 BMG4639H1227 Huabao

International

Holdings Limited

Emerging Markets Bermuda 10/04/2017 Special All For

1120517 BMG215A41075 China Tontine

Wines Group Ltd.

Emerging Markets Bermuda 12/04/2017 Annual Against 4,6 Issue of equity raises concerns about excessive


1122410 BMG684371393 Pacific Basin

Shipping Ltd

Emerging Markets Bermuda 12/04/2017 Annual Against 2.2 Concerns related to attendance at board or

committee meetings

1123329 BMG540501027 Lazard Ltd Emerging Markets Bermuda 25/04/2017 Annual Against 5

1.1

Shareholder proposal promotes appropriate

accountability or incentivisation

Vote against combined Chair/CEO

1123329 BMG540501027 Lazard Ltd Emerging Markets Bermuda 25/04/2017 Annual Against 5 Shareholder proposal promotes appropriate


1123839 BMG6955J1036 Pax Global

Technology Ltd.



1123897 BMG053841059 Aspen Insurance

Holdings Limited

Emerging Markets Bermuda 26/04/2017 Annual All For

1123852 BMG0750C1082 Axalta Coating

Systems Ltd.



1126256 BMG677491539 Orient Overseas

(International) Ltd.

Emerging Markets Bermuda 27/04/2017 Annual Against 2c

5a

5c

2b

Concerns related to inappropriate membership of

committees

Issue of equity raises concerns about excessive



dilution of existing shareholders.

Overboarded/Too many other time

commitmentsConcerns related to attendance at

board or committee meetings

1126256 BMG677491539 Orient Overseas

(International) Ltd.

Emerging Markets Bermuda 27/04/2017 Annual Against 5a

5c





1128270 BMG968101094 Wilson Sons Ltd. Emerging Markets Bermuda 27/04/2017 Annual Against 8.2,8.3,8.4,8.6 Lack of independence on board

1128217 BMG6542T1505 Noble Group

Limited

Emerging Markets Bermuda 28/04/2017 Annual Against 12,13,14

9


performance



1137421 BMG6542T1505 Noble Group

Limited


1133514 BMG5005R1079 James River Group

Holdings, Ltd.

Emerging Markets Bermuda 02/05/2017 Annual Against 1c Concerns about overall board structureConcerns

about overall performance


1133522 BMG5753U1128 Maiden Holdings,

Ltd.

Emerging Markets Bermuda 02/05/2017 Annual Against 4

1.2


1126622 BMG0585R1060 Assured Guaranty

Ltd.


1118428 BMG2624N1535 Dairy Farm

International

Holdings Ltd.

Emerging Markets Bermuda 03/05/2017 Annual Abstain Against 2

3,4,5


committees


committees

1133512 BMG3198U1027 Essent Group Ltd. Emerging Markets Bermuda 03/05/2017 Annual Against 1.3 Concerns related to approach to board diversity

1133512 BMG3198U1027 Essent Group Ltd. Emerging Markets Bermuda 03/05/2017 Annual All For

1118429 BMG4587L1090 Hongkong Land

Holdings Ltd.


2,3,4,5


committees


committees

1122877 BMG5361W1047 Lancashire Holdings

Ltd.


1118427 BMG578481068 Mandarin Oriental

International Ltd.

Emerging Markets Bermuda 03/05/2017 Annual Against 3,4,5,7 Concerns related to inappropriate membership of

committees

1124919 BMG8827U1009 Third Point

Reinsurance Ltd.

Emerging Markets Bermuda 03/05/2017 Annual Against 4 Apparent failure to link pay & appropriate

performance

1128264 BMG0450A1053 Arch Capital Group

Ltd.


1a


performance


1130481 BMG0692U1099 AXIS Capital

Holdings Limited



1115143 BMG375851091 GasLog Ltd. Emerging Markets Bermuda 04/05/2017 Annual Against 1e

1b,1g

Concerns related to approach to board

diversityConcerns about overall board structure


committees

1118430 BMG507361001 Jardine Matheson

Holdings Ltd.

Emerging Markets Bermuda 04/05/2017 Annual Abstain Against 3,4

2

5


committees

Lack of independent representation at board

committees


committees

1134526 BMG507641022 Jardine Strategic

Holdings Ltd.

Emerging Markets Bermuda 04/05/2017 Annual Abstain Against 2,4

3


committees


committees

1131406 BMG720731105 Powerwell Pacific

Holdings Ltd



1132264 BMG1991V1037 Carnival Group

International

Holdings Ltd



1136512 BMG3922B1072 Genpact Limited Emerging Markets Bermuda 09/05/2017 Annual All For

1131779 BMG2178K1009 CK Infrastructure

Hldngs Ltd

Emerging Markets Bermuda 10/05/2017 Annual Against 3.4,3.5

3.3,4

5.1,5.3

3.1,3.2

Concerns related to Non-audit fees




Lack of independence on board


1133661 BMG4069C1486 Great Eagle

Holdings Ltd.


11

7

Concerns related to attendance at board or

committee meetings




1130713 BMG5315B1072 Kosmos Energy Ltd. Emerging Markets Bermuda 10/05/2017 Annual All For

1136447 BMG9078F1077 Triton International

Limited

Emerging Markets Bermuda 10/05/2017 Annual Against 1.9

1.1



1136447 BMG9078F1077 Triton International

Limited

Emerging Markets Bermuda 10/05/2017 Annual Against 1.9 Concerns related to approach to board diversity

1124375 BMG9319H1025 Validus Holdings,

Ltd.


1124240 BMG491BT1088 Invesco Ltd. Emerging Markets Bermuda 11/05/2017 Annual All For

1134197 BMG524401079 Kerry Properties

Limited

Emerging Markets Bermuda 12/05/2017 Annual Against 6A,6C Issue of equity raises concerns about excessive


1132495 BMG5697D1011 Lung Kee

(Bermuda) Holdings

Ltd.



1139610 BMG3223R1088 Everest Re Group,

Ltd.


1132282 BMG7496G1033 RenaissanceRe

Holdings Ltd.


1136897 BMG8086V1467 Shenzhen

International

Holdings Ltd.


6






1136169 BMG8277H1530 Soundwill Holdings

Ltd.

Emerging Markets Bermuda 17/05/2017 Annual Against 5B,5C Issue of equity raises concerns about excessive


1136634 BMG2155W1010 China Oil and Gas

Group Ltd.



1138004 BMG2442N1048 COSCO SHIPPING

Ports Limited


5A,5C

3.1e





1112511 BMG455841020 HAL Trust Emerging Markets Bermuda 18/05/2017 Annual Against 2.e Concerns about overall board structure

1138583 BMG4593F1389 Hiscox Ltd Emerging Markets Bermuda 18/05/2017 Annual Against 2,3 Apparent failure to link pay & appropriate

performance

1134748 BMG760581097 Road King

Infrastructure Ltd.

Emerging Markets Bermuda 18/05/2017 Annual Against 3c,4

5A,5C




1137647 BMG9031M1082 Transport

International

Holdings Ltd.


5,7


committee meetings



1119295 BMG9880L1028 Yuexiu Transport

Infrastructure Ltd.

Emerging Markets Bermuda 18/05/2017 Annual Against 5A,5C

3.3





1134794 BMG0129K1045 Aircastle Limited Emerging Markets Bermuda 19/05/2017 Annual Against 5 Annual vote provides for greater shareholder

oversight

1137840 BMG8065B1037 Shanghai Industrial

Urban

Development

Group Ltd.

Emerging Markets Bermuda 19/05/2017 Annual Against 6,7

3b,3c




1134821 BMG982941046 XL Group Ltd Emerging Markets Bermuda 19/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1141167 BMG0438M1064 Apt Satellite

Holdings Ltd.

Emerging Markets Bermuda 25/05/2017 Annual Against 3b

6,7


committee meetings



1139141 BMG169621056 Bunge Limited Emerging Markets Bermuda 25/05/2017 Annual All For

1138784 BMG173841013 BW LPG Ltd. Emerging Markets Bermuda 25/05/2017 Annual Against 7,10 Insufficient basis to support a decision

1145009 BMG1738J1247 BW Offshore Ltd. Emerging Markets Bermuda 25/05/2017 Annual Against 5 Insufficient/poor disclosure

1139134 BMG667211046 Norwegian Cruise

Line Holdings Ltd.


1149029 BMG668971101 NWS Holdings

Limited


1140896 BMG9618E1075 White Mountains

Insurance Group,

Ltd.

Emerging Markets Bermuda 25/05/2017 Annual Against 7 Apparent failure to link pay and appropriate

performance

1141163 BMG2113B1081 China Resources

Gas Group Ltd.


5C

5A


committee meetings






1143643 BMG3978C1249 Gome Electrical

Appliances

Holdings Ltd

Emerging Markets Bermuda 26/05/2017 Annual Against 8 Insufficient/poor disclosure

1141531 BMG6901M1010 Giordano

International

Limited



1141794 BMG7208D1092 Pou Sheng

International

(Holdings) Ltd.

Emerging Markets Bermuda 26/05/2017 Annual Against 3b

5A,5C


committee meetings



1141785 BMG988031446 Yue Yuen Industrial

(Holdings) Ltd.

Emerging Markets Bermuda 26/05/2017 Annual Against 5C

5A





1142452 BMG8114Z1014 COSCO SHIPPING

International (Hong

Kong) Co., Ltd.

Emerging Markets Bermuda 29/05/2017 Annual Against 5B,5C

3a




1140649 BMG2108V1019 China Oriental

Group Co Ltd


3b





1140590 BMG2759B1072 Digital China

Holdings Limited


4.1,4.3

2.2


performancePerformance-related pay/awards for

non-executives




1137462 BMG0464B1072 Argo Group

International

Holdings, Ltd.


1144284 BMG0957L1090 Beijing Enterprises

Water Group Ltd.


3.1,3.2,3.3




1142556 BMG1154H1079 BELMOND LTD. Emerging Markets Bermuda 01/06/2017 Annual Against 1.3

1.4


committees

Concerns to protect shareholder valueConcerns


1143106 BMG2113M1203 Chow Sang Sang

Holdings

International Ltd.

Emerging Markets Bermuda 01/06/2017 Annual Against 6B,6C Issue of equity raises concerns about excessive


1143846 BMG2154F1095 China Foods Ltd. Emerging Markets Bermuda 01/06/2017 Annual Against 12,14 Issue of equity raises concerns about excessive


1144553 BMG5485F1692 Li & Fung Limited Emerging Markets Bermuda 01/06/2017 Annual Against 3c Lack of independence on board


1142451 BMG3939X1002 Glorious Sun

Enterprises Ltd.


3A1,3A2,3A3,3A4

3A5,3A7

3A6








1149794 BMG3939X1002 Glorious Sun

Enterprises Ltd.


1138003 BMG5320C1082 Kunlun Energy

Company Ltd


3C




1143849 BMG6469T1009 NewOcean Energy

Holdings Ltd.


6





1143599 BMG8063F1068 Shangri-la Asia Ltd. Emerging Markets Bermuda 02/06/2017 Annual Against 6A,6C Issue of equity raises concerns about excessive


1144381 BMG970561087 Wing On Company

International Ltd.


3c





1146774 BMG2161E1113 China Singyes Solar

Technologies

Holdings Ltd


7,8



non-executives



1145355 BMG2345T1099 Concord New

Energy Group Ltd.



1144549 BMG9321Z1086 Varitronix

International Ltd.



1145432 BMG6359F1032 Nabors Industries

Ltd.


1.2,1.3,1.4,1.6,1.7

5


performance

Concerns about overall performance

Shareholder proposal promotes enhanced

shareholder rights

1143030 BMG6699D1074 Ocean Wilsons

Holdings Limited


5


committees


committees

1144548 BMG348041077 First Pacific Co., Ltd. Emerging Markets Bermuda 07/06/2017 Annual Against 4.4

4.1


committee meetings


1140641 BMG5321P1169 K. Wah

International

Holdings Ltd.


5.2,5.3


committee meetings



1145351 BMG687662301 Paliburg Holdings

Ltd.


3D




1145353 BMG7475M1626 Regal Hotels

International

Holdings Ltd.


3D




1151507 BMG760581097 Road King

Infrastructure Ltd.

Emerging Markets Bermuda 07/06/2017 Special Against 2 Apparent failure to link pay & appropriate

performance 2- Issue of capital raises concerns

about excessive dilution of existing shareholders

1143650 BMG4288J1062 Hanergy Thin Film

Power Group Ltd


4,6




1145726 BMG4404N1065 HengTen Networks

Group Limited

Emerging Markets Bermuda 09/06/2017 Annual Against 2b,2d

5,7

Concerns related to attendance at board or

committee meetings

Issue of equity raises concerns about excessive

dilution of existing shareholders


1151948 BMG3978C1249 Gome Electrical

Appliances

Holdings Ltd


1146476 BMG3075P1014 Enstar Group

Limited

Emerging Markets Bermuda 13/06/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1145788 BMG570071099 Luye Pharma Group

Ltd.


3c




1147654 BMG670131058 Oakley Capital

Investments Limited

Emerging Markets Bermuda 14/06/2017 Annual Against 4 Concerns related to inappropriate membership of

committees

1147736 BMG5876H1051 Marvell Technology

Group Ltd.


1.2


performance


1144550 BMG1368B1028 Brilliance China

Automotive

Holdings Ltd.

Emerging Markets Bermuda 16/06/2017 Annual Against 4A,4C Issue of equity raises concerns about excessive


1142459 BMG4600H1016 Hopson

Development

Holdings Ltd.

Emerging Markets Bermuda 16/06/2017 Annual Against 3B

5A,5C


committee meetings



1144288 BMG8162K1137 Sihuan

Pharmaceutical

Holdings Group Ltd.

Emerging Markets Bermuda 16/06/2017 Annual Against 1,4a3

6A,6C




1145418 BMG8979V1046 Town Health

International

Medical Group Ltd.




1141986 BMG9019D1048 Travelport

Worldwide Limited

Emerging Markets Bermuda 16/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1150613 BMG423131256 Haier Electronics

Group Co Ltd

Emerging Markets Bermuda 21/06/2017 Annual Against 2A1

6,7

8


committee meetings



Performance-related pay/awards for non-executives

1147931 BMG0171W1055 Alibaba Pictures

Group Limited


4,6



non-executives



1153499 BMG4491W1001 Midland Holdings

Ltd

Emerging Markets Bermuda 28/06/2017 Annual Against 2a1 Concerns about overall board structure

1148082 BMG812761002 Signet Jewelers

Limited


1158930 BMG0171K1018 Alibaba Health

Information

Technology Ltd.


1159428 BMG653181005 Nine Dragons Paper

(Holdings) Ltd.


1153502 BMG4111M1029 G-Resources Group

Ltd.


4,6




1154525 BMG4232X1020 Haitong

International

Securities Group Ltd


6.1,6.3





1116784 BRLINXACNOR0 Linx S.A. Emerging Markets Brazil 07/04/2017 Annual Against No Action Taken 4

3.1


performance

Insufficient disclosure

1116787 BRLINXACNOR0 Linx S.A. Emerging Markets Brazil 07/04/2017 Special All For

1120949 BRGRNDACNOR3 GRENDENE SA Emerging Markets Brazil 10/04/2017 Annual All For

1121962 BRGRNDACNOR3 GRENDENE SA Emerging Markets Brazil 10/04/2017 Special All For

1121589 BRCCROACNOR2 CCR S.A. Emerging Markets Brazil 11/04/2017 Annual Abstain Against 4.11,4.12,5.2,5.3,5.4

4.13,5.5

6

4.2,4.3,4.4,4.5,4.6,4.7,4.8,4.

9




1121589 BRCCROACNOR2 CCR S.A. Emerging Markets Brazil 11/04/2017 Annual Abstain Against 4.11,4.12,5.2,5.3,5.4

4.10

4.13,5.5

6

4.3,4.4,4.5,4.6,4.7,4.8,4.9

4.2

Cumulative/slate voting in favour of individual

candidates/slates


candidates/slates




1121590 BRCCROACNOR2 CCR S.A. Emerging Markets Brazil 11/04/2017 Special All For

1121955 BRNATUACNOR6 Natura Cosmeticos

S.A.

Emerging Markets Brazil 11/04/2017 Annual Against No Action Taken 5

4.1


performance


1121956 BRNATUACNOR6 Natura Cosmeticos

S.A.

Emerging Markets Brazil 11/04/2017 Special Against 1 Insufficient basis to support a decision

1122286 BRCIELACNOR3 Cielo SA Emerging Markets Brazil 12/04/2017 Annual Against 3 Insufficient/poor disclosure

1122287 BRCIELACNOR3 Cielo SA Emerging Markets Brazil 12/04/2017 Special Abstain Against 2.1,2.2,2.3,2.4,2.5,2.6,2.7,2.

8,2.9,2.10

2.11

1.2,1.3




1121958 BREMBRACNOR4 Embraer SA Emerging Markets Brazil 12/04/2017 Annual Against 5 Insufficient/poor disclosure

1122561 BREMBRACNOR4 Embraer SA Emerging Markets Brazil 12/04/2017 Annual Against 5 Insufficient/poor disclosure

1122144 BRENBRACNOR2 EDP - Energias Do

Brasil SA

Emerging Markets Brazil 12/04/2017 Annual Against 4 Insufficient/poor disclosure

1122145 BRENBRACNOR2 EDP - Energias Do

Brasil SA

Emerging Markets Brazil 12/04/2017 Special All For

1121959 BRFLRYACNOR5 Fleury S.A. Emerging Markets Brazil 12/04/2017 Annual Against 5 Lack of independence on board

1121961 BRFLRYACNOR5 Fleury S.A. Emerging Markets Brazil 12/04/2017 Special All For

1124522 BRBRCRCTF000 FII BTG Pactual

Corporate Office

Fund

Emerging Markets Brazil 13/04/2017 Annual All For

1134546 BRBRCRCTF000 FII BTG Pactual

Corporate Office

Fund

Emerging Markets Brazil 13/04/2017 Special Against 1 Insufficient/poor disclosure

1122773 BRITSAACNPR7 Itausa,

Investimentos Itau

S.A.

Emerging Markets Brazil 13/04/2017 Annual Abstain Against No Action Taken 3.4

3.3,3.5

4.1

3.2


candidates/slates



candidates/slates


Investimentos Itau

S.A.

Emerging Markets Brazil 13/04/2017 Annual Against 2


Investimentos Itau

S.A.


1131170 BRLIGTACNOR2 Light S.A. Emerging Markets Brazil 13/04/2017 Special Against 1 Concerns to protect shareholder value

1123361 BRMDIAACNOR7 M. Dias Branco S.A

Industria E

Comercio De

Alimentos


1124871 BREGIEACNOR9 ENGIE Brasil

Energia SA

Emerging Markets Brazil 17/04/2017 Annual Against No Action Taken 5.1

5


1124877 BRALPAACNPR7 Alpargatas S.A. Emerging Markets Brazil 19/04/2017 Annual Against 1

1125553 BRESTCACNOR5 Estacio

Participacoes SA

Emerging Markets Brazil 19/04/2017 Annual Against 2 Concerns to protect shareholder value

1125568 BRESTCACNOR5 Estacio

Participacoes SA



1125552 BRETERACNOR3 Eternit S.A. Emerging Markets Brazil 19/04/2017 Annual Against 4.2,4.3,7.3

4.1



1120936 BRHYPEACNOR0 Hypermarcas S.A. Emerging Markets Brazil 19/04/2017 Annual Against No Action Taken 4

3.1

3.2




1120938 BRHYPEACNOR0 Hypermarcas S.A. Emerging Markets Brazil 19/04/2017 Special Against 12 Apparent failure to link pay and appropriate

performance

1124870 BRITUBACNPR1 Itau Unibanco

Holding SA

Emerging Markets Brazil 19/04/2017 Annual Against 2.1,2.2

1118782 BRLRENACNOR1 Lojas Renner Emerging Markets Brazil 19/04/2017 Annual All For

1124843 BRTIMPACNOR1 TIM Participacoes

S.A.


5

3.3,3.4,3.6,3.8,3.9

3.2






S.A.

Emerging Markets Brazil 19/04/2017 Annual/Special Against 5

2


performance



S.A.


1124835 BRUGPAACNOR8 Ultrapar

Participacoes S.A.



Participacoes S.A.

Emerging Markets Brazil 19/04/2017 Annual/Special Against 2.1

1.5


performance 2- Concerns to protect shareholder

value



Participacoes S.A.

Emerging Markets Brazil 19/04/2017 Special Against 1 Apparent failure to link pay & appropriate

performance 2- Insufficient/poor disclosure


1125603 BRBBSEACNOR5 BB Seguridade

Participacoes S.A.

Emerging Markets Brazil 20/04/2017 Annual Against No Action Taken 3.1,4.1

6

4

3





Participacoes S.A.

Emerging Markets Brazil 20/04/2017 Annual Against No Action Taken 3.1,4.1

4

3




Participacoes S.A.


1125716 BRELPLACNPR6 Eletropaulo

Metropolitana

Eletricidade de Sao

Paulo S.A.

Emerging Markets Brazil 20/04/2017 Annual Against 1,2

1124172 BRGGBRACNPR8 Gerdau S.A. Emerging Markets Brazil 20/04/2017 Annual Against 2

1124856 BRMGLUACNOR2 Magazine Luiza SA Emerging Markets Brazil 20/04/2017 Annual Abstain Against No Action Taken 4

4.1

3.2

3.3




1134053 BRMGLUACNOR2 Magazine Luiza SA Emerging Markets Brazil 20/04/2017 Special Against 2

3



1134049 BRTAEECDAM10 Transmissora

Alianca De Energia

Eletrica SA


1125792 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 20/04/2017 Annual Against No Action Taken 4.1,4.2

4


1125789 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 20/04/2017 Annual Against 1

1125641 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 20/04/2017 Annual Against No Action Taken 4.1

4



1125644 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 20/04/2017 Special Against 1 Apparent failure to link pay and appropriate

performance

1119734 BRTOTSACNOR8 TOTVS SA Emerging Markets Brazil 20/04/2017 Annual All For

1124841 BRTOTSACNOR8 TOTVS SA Emerging Markets Brazil 20/04/2017 Special All For

1134987 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 20/04/2017 Annual Abstain Against 1.4.1

1.5.1

1.3.1



performance


1125541 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 20/04/2017 Annual Against 5

4


performance


1125540 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 20/04/2017 Annual Abstain Against No Action Taken 4

5

4.1

3



performance



1134992 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 20/04/2017 Annual Against 1.4.1

1.5.1


performance

1127374 BRRDNIACNOR9 Rodobens Negocios

Imobiliarios S.A.


3

4


performance


1127376 BRRDNIACNOR9 Rodobens Negocios

Imobiliarios S.A.



1136891 BRCOCEACNPA3 Companhia

Energetica do

Ceara - Coelce


1128292 BRRENTACNOR4 Localiza Rent a Car

S.A.


1128293 BRRENTACNOR4 Localiza Rent a Car

S.A.


1126380 BRWEGEACNOR0 WEG S.A. Emerging Markets Brazil 25/04/2017 Annual Against No Action Taken 5.1

5


1123699 BRWIZSACNOR1 Wiz Solucoes e

Corretagem de

Seguros S.A.

Emerging Markets Brazil 25/04/2017 Annual Against 3 Lack of independence on board


Corretagem de

Seguros S.A.

Emerging Markets Brazil 25/04/2017 Special Against 1 Insufficient basis to support a decisionApparent

failure to link pay and appropriate performance

1125372 BRBRFSACNOR8 BRF SA Emerging Markets Brazil 26/04/2017 Annual Against 6 Apparent failure to link pay and appropriate

performanceInsufficient/poor disclosure

1130460 BRBRFSACNOR8 BRF SA Emerging Markets Brazil 26/04/2017 Annual/Special Against 6

1




1128530 BRBRFSACNOR8 BRF SA Emerging Markets Brazil 26/04/2017 Special Against 1 Concerns to protect shareholder value

1128834 BRCESPACNPB4 CESP, Companhia

Energetica de Sao

Paulo S.A.

Emerging Markets Brazil 26/04/2017 Annual Against 1,2

1128443 BRCSMGACNOR5 Companhia de

Saneamento de

Minas Gerais

(COPASA)

Emerging Markets Brazil 26/04/2017 Annual Abstain Against No Action Taken 5.4

5.3,5.5

1

5.2




1128449 BRCSMGACNOR5 Companhia de

Saneamento de

Minas Gerais

(COPASA)



1128426 BRDTEXACNOR3 Duratex S.A. Emerging Markets Brazil 26/04/2017 Annual Against No Action Taken 4

3.3



1128429 BRDTEXACNOR3 Duratex S.A. Emerging Markets Brazil 26/04/2017 Special All For

1127391 BRHGTXACNOR9 Cia. Hering Emerging Markets Brazil 26/04/2017 Annual All For

1127394 BRHGTXACNOR9 Cia. Hering Emerging Markets Brazil 26/04/2017 Special All For

1137213 BRPCARACNPR0 Companhia

Brasileira de

Distribuicao Grupo

Pao de Acucar


1128284 BRRAILACNOR9 Rumo S.A. Emerging Markets Brazil 26/04/2017 Annual Abstain Against No Action Taken 6

6.1

4.1



1128285 BRRAILACNOR9 Rumo S.A. Emerging Markets Brazil 26/04/2017 Special Against 1 Insufficient/poor disclosure

1126990 BRVIVTACNPR7 Telefonica Brasil

S.A.


1129671 BRBBASACNOR3 Banco do Brasil S.A. Emerging Markets Brazil 27/04/2017 Annual Against 7

4.2,4.3,4.4,4.5

4.1




4.6

1129674 BRBBASACNOR3 Banco do Brasil S.A. Emerging Markets Brazil 27/04/2017 Special Against 3 Insufficient/poor disclosure

1129436 BRBPACACNPA0 Banco BTG Pactual

SA

Emerging Markets Brazil 27/04/2017 Annual Against 6 Lack of independence on board

1130109 BRBTOWACNOR8 B2W Companhia

Digital


2.1



1130113 BRBTOWACNOR8 B2W Companhia

Digital


1129372 BRCSANACNOR6 Cosan S.A. Industria

e Comercio


4.1

4.2




1134819 BRCSANACNOR6 Cosan S.A. Industria

e Comercio

Emerging Markets Brazil 27/04/2017 Special Against 7

1



value


1129354 BREQTLACNOR0 Equatorial Energia

S.A.

Emerging Markets Brazil 27/04/2017 Annual Against 4.2 Lack of independence on board

1130353 BRLAMEACNPR6 Lojas Americanas

S.A.



S.A.

Emerging Markets Brazil 27/04/2017 Annual Abstain Against 6.2

6.3

4




S.A.


1128889 BRPETRACNPR6 Petroleo Brasileiro

SA-Petrobras

Emerging Markets Brazil 27/04/2017 Annual Against 1.2 Concerns about candidate's experience/skills


SA-Petrobras

Emerging Markets Brazil 27/04/2017 Annual Against 2b Concerns about candidate's experience/skills


SA-Petrobras

Emerging Markets Brazil 27/04/2017 Annual/Special Against 2.2b

2.1

Concerns about candidate's experience/skills


candidates/slates


SA-Petrobras


1130431 BRABEVACNOR1 Ambev S.A. Emerging Markets Brazil 28/04/2017 Annual Abstain Against No Action Taken 4

3.3,4.1

3.2


candidates/slates


candidates/slates


1125479 BRABEVACNOR1 Ambev S.A. Emerging Markets Brazil 28/04/2017 Annual/Special Abstain Against 4a

4b

3.2


candidates/slates


1130430 BRABEVACNOR1 Ambev S.A. Emerging Markets Brazil 28/04/2017 Special All For


SA


3

3.1





SA


1130993 BRBRKMACNPA4 Braskem S.A. Emerging Markets Brazil 28/04/2017 Annual All For

1129676 BRBRMLACNOR9 BR Malls

Participacoes S.A.



Participacoes S.A.


1119316 BRBRPRACNOR9 BR PROPERTIES SA Emerging Markets Brazil 28/04/2017 Annual Against 4 Insufficient/poor disclosure

1131105 BRBRSRACNPB4 Banco Estado Do

Rio Grande Do Sul

SA

Emerging Markets Brazil 28/04/2017 Annual Against 1,2.1,2.2

1130892 BRBVMFACNOR3 BMFBOVESPA S.A. Emerging Markets Brazil 28/04/2017 Annual All For

1130894 BRBVMFACNOR3 BMFBOVESPA S.A. Emerging Markets Brazil 28/04/2017 Special Against 5 Insufficient/poor disclosure

1130894 BRBVMFACNOR3 BMFBOVESPA S.A. Emerging Markets Brazil 28/04/2017 Special All For

1130369 BRCLSCACNPR3 Centrais Eletricas

De Santa Catarina -

Celesc

Emerging Markets Brazil 28/04/2017 Annual/Special Against 1.1,1.2

1129684 BRCPFEACNOR0 CPFL Energia S.A. Emerging Markets Brazil 28/04/2017 Annual Against 6

4.1,4.2,4.3,4.4



1129688 BRCPFEACNOR0 CPFL Energia S.A. Emerging Markets Brazil 28/04/2017 Special Against 1 Insufficient/poor disclosure

1135002 BRCPLEACNPB9 Companhia

Paranaense de

Energia - COPEL


1130463 BRCPLEACNPB9 Companhia

Paranaense de

Energia - COPEL



1130208 BRCSNAACNOR6 Companhia

Siderurgica

Nacional - CSN


2

1.2



1130210 BRCSNAACNOR6 Companhia

Siderurgica

Nacional - CSN

Emerging Markets Brazil 28/04/2017 Special Against 1 Concerns about reducing shareholder rights

1130866 BRCVCBACNOR1 CVC Brasil

Operadora e

Agencia de Viagens

SA

Emerging Markets Brazil 28/04/2017 Annual Against 4 Insufficient basis to support a decision


Operadora e

Agencia de Viagens

SA

Emerging Markets Brazil 28/04/2017 Special Against No Action Taken 5.2

5.1


1130436 BRCYREACNOR7 Cyrela Brazil Realty

S.A

Empreendimentos

E Participacoes


3



1130865 BRCYREACNOR7 Cyrela Brazil Realty

S.A

Empreendimentos

E Participacoes

Emerging Markets Brazil 28/04/2017 Special Against 4 Apparent failure to link pay and appropriate

performance

1130203 BRDIRRACNOR0 Direcional

Engenharia SA


1129407 BRELETACNPB7 Eletrobras, Centrais

Eletricas Brasileiras

S.A.

Emerging Markets Brazil 28/04/2017 Annual Abstain Against No Action Taken 3.2,4

3.1,4.1

5

3




candidates/slates



S.A.




S.A.




S.A.

Emerging Markets Brazil 28/04/2017 Special Against 1 Concerns about reducing shareholder rights


1129353 BRFIBRACNOR9 Fibria Celulose SA Emerging Markets Brazil 28/04/2017 Annual Abstain Against No Action Taken 8

8.2

9

5

5.1





1131085 BRFIBRACNOR9 Fibria Celulose SA Emerging Markets Brazil 28/04/2017 Annual/Special Abstain Against 8

1

9

5





1129313 BRFIBRACNOR9 Fibria Celulose SA Emerging Markets Brazil 28/04/2017 Special Against 1 Concerns to protect shareholder value

1129312 BRGFSAACNOR3 Gafisa S.A. Emerging Markets Brazil 28/04/2017 Annual Against 2 Insufficient basis to support a decision

1128296 BRJBSSACNOR8 JBS S.A. Emerging Markets Brazil 28/04/2017 Annual Against 2

3.4,3.5,3.6,3.7,3.8,3.10

3.2




1128299 BRJBSSACNOR8 JBS S.A. Emerging Markets Brazil 28/04/2017 Special All For

1138693 BRKLBNACNPR9 Klabin S.A. Emerging Markets Brazil 28/04/2017 Special All For

1129691 BRKROTACNOR9 Kroton Educacional

S.A.


1129692 BRKROTACNOR9 Kroton Educacional

S.A.

Emerging Markets Brazil 28/04/2017 Special Against 1 Insufficient/poor disclosure

1130135 BRLIGTACNOR2 Light S.A. Emerging Markets Brazil 28/04/2017 Annual Against No Action Taken 3.3

4

3.2



1130158 BRLIGTACNOR2 Light S.A. Emerging Markets Brazil 28/04/2017 Special Against 1 Lack of independence on board

1130106 BRLPSBACNOR0 LPS Brasil-

Consultoria de

Imoveis SA



1137606 BRLPSBACNOR0 LPS Brasil-

Consultoria de

Imoveis SA


1132368 BRMPLUACNOR3 Multiplus SA Emerging Markets Brazil 28/04/2017 Annual Against 4 Insufficient/poor disclosure

1129694 BRMRFGACNOR0 Marfrig Global

Foods SA

Emerging Markets Brazil 28/04/2017 Annual Abstain Against No Action Taken 3

3.1

2.1



1130087 BRMRVEACNOR2 MRV Engenharia e

Participacoes SA


1130085 BRMRVEACNOR2 MRV Engenharia e

Participacoes SA

Emerging Markets Brazil 28/04/2017 Special Against 4,6

7



1129698 BRMULTACNOR5 Multiplan

Empreendimentos

Imobiliarios S.A.


1129699 BRMULTACNOR5 Multiplan

Empreendimentos

Imobiliarios S.A.


1125373 BRMYPKACNOR7 Iochpe Maxion S.A. Emerging Markets Brazil 28/04/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1129978 BRQUALACNOR6 Qualicorp SA Emerging Markets Brazil 28/04/2017 Annual All For

1131146 BRSANBACNPR5 Banco Santander

(Brasil) S.A.

Emerging Markets Brazil 28/04/2017 Annual Against e Insufficient/poor disclosure

1133812 BRSANBACNPR5 Banco Santander

(Brasil) S.A.


1136511 BRSBSPACNOR5 Companhia

Saneamento Basico

do Estado de Sao

Paulo - SABESP


1138083 BRSUZBACNPA3 Suzano Papel e

Celulose S.A.



Alianca De Energia

Eletrica SA


3

3.1




1129922 BRVLIDACNOR5 Valid Solucoes e

Servicos de

Seguranca em

Meios de

Pagamentos e

Identificacao S.




Servicos de

Seguranca em

Meios de

Pagamentos e

Identificacao S.

Emerging Markets Brazil 28/04/2017 Annual Against 5 Concerns to protect shareholder value


Servicos de

Seguranca em

Meios de

Pagamentos e

Identificacao S.



Servicos de

Seguranca em

Meios de

Pagamentos e

Identificacao S.

Emerging Markets Brazil 28/04/2017 Special Against 6 Concerns related to potential conflict of interests

1124655 BRLRENACNOR1 Lojas Renner Emerging Markets Brazil 03/05/2017 Special All For


Corretagem de

Seguros S.A.



Participacoes S.A.



1140038 BRCMIGACNPR3 Cemig, Companhia

Energetica De

Minas Gerais


1141983 BRCMIGACNPR3 Cemig, Companhia

Energetica De

Minas Gerais

Emerging Markets Brazil 12/05/2017 Annual/Special Against 4

1138725 BREQTLACNOR0 Equatorial Energia

S.A.

Emerging Markets Brazil 15/05/2017 Special Against 3 Insufficient basis to support a decision


Servicos de

Seguranca em

Meios de

Pagamentos e

Identificacao S.



Corretagem de

Seguros S.A.


1145825 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 29/05/2017 Special Against 2 Lack of independence on board

1145984 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 29/05/2017 Special Against 2 Lack of independence on board



Operadora e

Agencia de Viagens

SA



Operadora e

Agencia de Viagens

SA

Emerging Markets Brazil 02/06/2017 Special Against 2

4


performance


performanceConcerns to protect shareholder value

1148500 BRMPLUACNOR3 Multiplus SA Emerging Markets Brazil 05/06/2017 Special All For



Alianca De Energia

Eletrica SA

Emerging Markets Brazil 23/06/2017 Special Against 1 Insufficient/poor disclosureLack of independence on

board

1154104 BRFLRYACNOR5 Fleury S.A. Emerging Markets Brazil 26/06/2017 Special All For

1150527 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 27/06/2017 Special All For



1159064 BRSMLEACNOR1 Smiles SA Emerging Markets Brazil 30/06/2017 Special All For

1122431 Grand Baoxin Auto

Group Limited

Emerging Markets Cayman

Islands

06/04/2017 Special All For


Group Limited


Islands

28/06/2017 Annual Against 5,6 Issue of equity raises concerns about excessive



Group Limited


Islands


1112970 AN8068571086 Schlumberger

Limited

Emerging Markets Curacao 05/04/2017 Annual All For

1146541 ANN6748L1027 Orthofix

International N.V.

Emerging Markets Curacao 13/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1120598 AEE000401019 Emirates

Telecommunication

s Group Co PJSC

(Etisalat Group)

Emerging Markets United

Arab

Emirates

09/04/2017 Annual Against 8 Insufficient/poor disclosure

1121067 AED000601016 Dubai Investments

PJSC


Arab

Emirates

10/04/2017 Annual Against 11 Insufficient disclosure


1125159 AED001301012 DAMAC Properties

Dubai Co PJSC


Arab

Emirates

16/04/2017 Annual All For

1119976 AEE000301011 Emaar Properties

PJSC


Arab

Emirates

17/04/2017 Annual Against 5 Insufficient basis to support a decision

1120463 AEA001501013 Arabtec Holding

S.A.L.


Arab

Emirates


1128460 AED001501017 DXB

Entertainments

PJSC


Arab

Emirates

18/04/2017 Annual Against 7

10

Inappropriate bundling of election of directors on a

single vote


single vote 2- Insufficient/poor disclosure

1116985 AEE001501015 Emaar Malls Group

PJSC


Arab

Emirates

18/04/2017 Annual Against 9,10,12 Insufficient/poor disclosure

1133619 AEN000101016 First Abu Dhabi

Bank P.J.S.C


Arab

Emirates


1126977 AEDFXA0M6V00 DP World Ltd Emerging Markets United

Arab

Emirates


1153108 AED001301012 DAMAC Properties

Dubai Co PJSC


Arab

Emirates

14/06/2017 Special Abstain 9,10,11

5

Concerns about candidate's experience/skills


1101174 AT0000746409 Verbund AG Europe Austria 05/04/2017 Annual All For

1112516 AT0000APOST4 Oesterreichische

Post AG

Europe Austria 20/04/2017 Annual Against 7.2 Concerns about reducing shareholder rights

1100976 AT0000644505 Lenzing AG Europe Austria 25/04/2017 Annual Against 5

6.1,6.2



1101016 AT0000938204 Mayr-Melnhof

Karton AG

Europe Austria 26/04/2017 Annual All For

1101198 AT0000946652 Schoeller-

Bleckmann Oilfield

Equipment AG

Europe Austria 27/04/2017 Annual Against 7 Lack of independence on board


1101202 AT0000676903 RHI AG Europe Austria 05/05/2017 Annual Against 7.2,7.3

7.1


Lack of independence on boardConcerns related to

approach to board diversity

1101169 AT0000641352 CA Immobilien

Anlagen AG


1101182 AT0000908504 Vienna Insurance

Group Ag

Europe Austria 12/05/2017 Annual Against 5,7,8 Issue of equity raises concerns about excessive


1101014 AT0000625108 Oberbank AG Europe Austria 16/05/2017 Annual Against 9

5.3,5.4


performance


1101020 AT0000652011 Erste Group Bank

AG

Europe Austria 17/05/2017 Annual Against 6

10

Concerns related to Non-audit fees 2- Insufficient



1101207 AT0000831706 Wienerberger AG Europe Austria 19/05/2017 Annual Against 7 Insufficient/poor disclosure

1101175 AT0000609607 PORR AG Europe Austria 23/05/2017 Annual All For

1101180 AT0000815402 UBM Development

AG


1101173 AT0000743059 OMV AG Europe Austria 24/05/2017 Annual Against 7.2 Apparent failure to link pay & appropriate

performance

1101407 AT0000821103 UNIQA Insurance

Group AG

Europe Austria 29/05/2017 Annual Against 6.1 Lack of independence on board

1101229 AT0000809058 Immofinanz AG Europe Austria 01/06/2017 Annual All For

1101199 AT0000652250 S Immo AG Europe Austria 08/06/2017 Annual Against 6

7,8




1101232 AT0000720008 Telekom Austria AG Europe Austria 09/06/2017 Annual Against 6.1,6.2 Lack of independence on board


1116970 AT0000A18XM4 ams AG Europe Austria 09/06/2017 Annual Against 9,10 Issue of capital raises concerns about excessive


1112380 AT0000606306 Raiffeisen Bank

International AG

Europe Austria 22/06/2017 Annual Against 6.1,6.2,6.3,6.4,6.7,6.8 Lack of independence on board

1118790 BE0003898187 SIPEF Europe Belgium 04/04/2017 Special Against 3 Concerns to protect shareholder value

1100003 BE0003810273 Proximus Group Europe Belgium 19/04/2017 Annual All For

1115001 BE0165385973 MELEXIS Europe Belgium 20/04/2017 Annual Against 9

5


single vote


1115011 BE0974294267 Nyrstar NV Europe Belgium 20/04/2017 Annual/Special Against 4

3




1100004 BE0003678894 Befimmo SA Europe Belgium 25/04/2017 Annual All For

1108443 BE0003797140 Groupe Bruxelles

Lambert

Europe Belgium 25/04/2017 Annual Against 7.2

5.1.2,5.2.1,5.2.3,5.2.5


performance


1108440 BE0003818359 Galapagos Europe Belgium 25/04/2017 Annual/Special Against 5,11

3

9iii


performance



Oerboarded

1127766 BE0003884047 Umicore Europe Belgium 25/04/2017 Annual/Special All For

1115016 BE0003746600 Intervest Offices &

Warehouses SA

Europe Belgium 26/04/2017 Annual/Special Against I.2,III Issue of equity raises concerns about excessive


1100006 BE0003763779 Warehouses de

Pauw

Europe Belgium 26/04/2017 Annual Against 7 Insufficient/poor disclosure

1115018 BE0003823409 Financiere de

Tubize

Europe Belgium 26/04/2017 Annual All For


1108445 BE0003826436 Telenet Group

Holding NV

Europe Belgium 26/04/2017 Annual Against 11

4

12


performance


Insufficient/poor disclosureApparent failure to link

pay and appropriate performance

1127445 BE0003826436 Telenet Group

Holding NV

Europe Belgium 26/04/2017 Special Against 2 Issue of equity raises concerns about excessive


1114715 BE0003839561 Van De Velde Europe Belgium 26/04/2017 Annual/Special Against 3,4

4

8b

2

8a

Anti-takeover measure not in investors interests




single vote



Overboarded

1118432 BE0974293251 Anheuser-Busch

InBev SA

Europe Belgium 26/04/2017 Annual/Special Against B13.a

B12.a,B12.b,B12.c

B13.c






1118667 BE0974293251 Anheuser-Busch

InBev SA

Europe Belgium 26/04/2017 Annual/Special Against B13.a

B12.a,B12.b,B12.c

B13.c





1108447 BE0003739530 UCB SA Europe Belgium 27/04/2017 Annual/Special All For

1100014 BE0003790079 Barco Europe Belgium 27/04/2017 Annual Against 7.3 Overboarded/Too many other time commitments

1100011 BE0003877942 Ablynx NV Europe Belgium 27/04/2017 Annual/Special Against 8 Inappropriate bundling of election of directors on a

single vote

1115021 BE0003735496 Orange Belgium SA Europe Belgium 03/05/2017 Annual/Special Against 3 Apparent failure to link pay and appropriate

performance

1100015 BE0003565737 KBC Groep NV Europe Belgium 04/05/2017 Annual Against 6

9a,9b,9c,9d,9e


performance


1133038 BE0003717312 Sofina SA Europe Belgium 04/05/2017 Annual Against 5 Apparent failure to link pay and appropriate


non-executives

1100017 BE0003883031 Compagnie d

Entreprises CFE

Europe Belgium 04/05/2017 Annual Against 6.1

9.3,9.4,9.5,9.6,9.7



1118184 BE0003874915 Fagron NV Europe Belgium 08/05/2017 Annual Against 14,15,16 Lack of independence on board

1135193 BE0003874915 Fagron NV Europe Belgium 08/05/2017 Special Against 3

2


Poison pill/anti-takeover measure not in investors

interests


1108663 BE0003470755 Solvay SA Europe Belgium 09/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1118191 BE0003755692 Agfa Gevaert NV Europe Belgium 09/05/2017 Annual All For

1118196 BE0003593044 Cofinimmo Europe Belgium 10/05/2017 Annual All For

1122522 BE0003766806 Ion Beam

Applications SA

Europe Belgium 10/05/2017 Annual All For

1100023 BE0974258874 NV BEKAERT SA Europe Belgium 10/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1100022 BE0974268972 bpost NV-SA Europe Belgium 10/05/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1135183 BE0974274061 Kinepolis Group NV Europe Belgium 10/05/2017 Annual Against 7.1

7.2


Lack of independence on boardLack of independent

representation at board committees

1111233 BE0003816338 Euronav NV Europe Belgium 11/05/2017 Annual Against 10 Apparent failure to link pay & appropriate

performance

1145319 BE0003746600 Intervest Offices &

Warehouses SA

Europe Belgium 15/05/2017 Special Against I.2,III Concerns to protect shareholder value

1144349 BE0003877942 Ablynx NV Europe Belgium 15/05/2017 Special All For

1118200 BE0003820371 EVS Europe Belgium 16/05/2017 Annual All For

1108671 BE0003822393 Elia System

Operator

Europe Belgium 16/05/2017 Annual Against 4 Insufficient/poor disclosure

1100026 BE0974313455 Econocom Group SE Europe Belgium 16/05/2017 Annual/Special Against 8

6.1,6.2

4





interests

1100005 BE0974264930 Ageas SA/NV Europe Belgium 17/05/2017 Annual/Special All For

1139096 BE0974294267 Nyrstar NV Europe Belgium 18/05/2017 Special All For


1147055 BE0974294267 Nyrstar NV Europe Belgium 18/05/2017 Special Against 4

3




1108679 BE0003764785 Ackermans & van

Haaren

Europe Belgium 22/05/2017 Annual Against 7

6.1,6.2,6.3


performance


1136813 BE0974276082 Ontex Group NV Europe Belgium 24/05/2017 Annual/Special Against 8

2

1.a,1.b


performance



interests

1100042 BE0003656676 Recticel SA Europe Belgium 30/05/2017 Annual/Special Against 8.5,2.3

1.2,1.4,2.2

1.3,2.1





interests

1138147 BE0974259880 D'Ieteren Europe Belgium 01/06/2017 Annual/Special Against 6

1.1,1.2



interests

1100044 BE0003555639 Tessenderlo

Chemie NV

Europe Belgium 06/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1148259 BE0003555639 Tessenderlo

Chemie NV

Europe Belgium 06/06/2017 Special Against 3.1,3.2

4.3,4.4,5.2

Administrative declaration


interests

1100046 BE0003898187 SIPEF Europe Belgium 14/06/2017 Annual Against 7 Insufficient/poor disclosure


1100048 BE0003699130 GIMV Europe Belgium 28/06/2017 Annual All For

1154025 BE0003816338 Euronav NV Europe Belgium 28/06/2017 Special All For

1135186 BE0003816338 Euronav NV Europe Belgium 28/06/2017 Special Against 4,5

3.1,3.2

1.2,2





interests

1150326 Carmila SASU Europe France 24/05/2017 Bondholder All For

1109669 Banca Monte dei

Paschi di Siena SPA

Europe Italy 12/04/2017 Annual/Special Against 2 Apparent failure to link pay and appropriate

performance

1150013 iShares Trust North America USA 19/06/2017 Special All For

1150016 iShares Core High

Dividend ETF

North America USA 19/06/2017 Special All For

1151450 iShares, Inc. North America USA 19/06/2017 Special All For

1150017 iShares

Morningstar Multi-

Asset Income Index

Fund


1151448 iShares, Inc. North America USA 19/06/2017 Special All For

1121318 CA0011811068 Ag Growth

International Inc.

North America Canada 01/06/2017 Annual All For

1138976 CA0012641001 AGT Food and

Ingredients Inc.


1116035 CA00208D4084 ARC Resources Ltd. North America Canada 04/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1115128 CA00762V1094 Aecon Group Inc. North America Canada 29/06/2017 Annual All For

1127969 CA00765F1018 Advantage Oil &

Gas Ltd.

North America Canada 25/05/2017 Annual/Special All For

1113224 CA00829Q1019 Africa Oil Corp. North America Canada 19/04/2017 Annual Against 4

5


performance


1114155 CA0084741085 Agnico Eagle Mines

Limited

North America Canada 28/04/2017 Annual Against 1.7 Concerns about candidate's experience/skills 2-


1114155 CA0084741085 Agnico Eagle Mines

Limited



1114164 CA0089118776 Air Canada North America Canada 05/05/2017 Annual Abstain 6

1112646 CA0089161081 Agrium Inc. North America Canada 02/05/2017 Annual All For

1114157 CA00900Q1037 Aimia Inc. North America Canada 11/05/2017 Annual All For

1112013 CA0106791084 Alacer Gold Corp. North America Canada 28/04/2017 Annual/Special Against 4 Apparent failure to link pay and appropriate

performance

1118621 CA0115321089 Alamos Gold Inc. North America Canada 11/05/2017 Annual All For

1122316 CA01163Q4007 Alaris Royalty Corp. North America Canada 09/05/2017 Annual/Special All For

1133597 CA0158571053 Algonquin Power &

Utilities Corp.


1119076 CA0194561027 Allied Properties

Real Estate

Investment Trust


1113236 CA0213611001 AltaGas Ltd. North America Canada 26/04/2017 Annual Against No Action Taken 3

1


performance

1116160 CA02215R1073 Altus Group Limited North America Canada 24/04/2017 Annual/Special All For

1152983 CA02314M1086 Amaya Inc. North America Canada 21/06/2017 Annual/Special Against 3 Concerns to protect shareholder value

1132075 CA04315L1058 Artis Real Estate

Investment Trust


1129167 CA04341Y1051 Asanko Gold Inc. North America Canada 09/06/2017 Annual/Special Against 4,5 Apparent failure to link pay and appropriate

performance

1113145 CA04682R1073 Athabasca Oil

Corporation

North America Canada 25/04/2017 Annual/Special Against 3 Apparent failure to link pay and appropriate

performance

1127975 CA04878Q8636 Atlantic Power

Corporation


performance

1117122 CA05277B2093 AutoCanada Inc. North America Canada 05/05/2017 Annual Against 2.2 Concerns about overall performance

1146251 CA05369Q1063 Avigilon

Corporation


performance

1112887 CA05534B7604 BCE Inc. North America Canada 26/04/2017 Annual All For

1124702 CA05577W2004 BRP Inc. North America Canada 01/06/2017 Annual Against 1.2 ndependent serving as chair of the compensation,

governance and nominating committees Board and

there is no lead director.

1124702 CA05577W2004 BRP Inc. North America Canada 01/06/2017 Annual All For


1114432 CA05651W2094 Badger Daylighting

Ltd.

North America Canada 28/04/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1105856 CA0636711016 Bank Of Montreal North America Canada 04/04/2017 Annual/Special All For

1107763 CA0641491075 The Bank of Nova

Scotia


1111067 CA0679011084 Barrick Gold

Corporation


1114433 CA07317Q1054 Baytex Energy Corp. North America Canada 04/05/2017 Annual All For

1116547 CA0906971035 Birchcliff Energy Ltd. North America Canada 11/05/2017 Annual/Special Against 4

2.4,2.5


performance

Concerns about overall board structure Lack of

independent representation at board committees

1113794 CA09076P1045 Bird Construction

Inc.

North America Canada 12/05/2017 Annual/Special Against 3

1.4,1.10


performance


committees

1136494 CA09228F1036 BlackBerry Limited North America Canada 21/06/2017 Annual/Special Against 3,5 Apparent failure to link pay and appropriate

performance

1116161 CA0966311064 Boardwalk Real

Estate Investment

Trust


1114169 CA0977512007 Bombardier Inc. North America Canada 11/05/2017 Annual Against 1.2

4


Shareholder proposal promotes transparency

1116557 CA09784Y1088 Bonavista Energy

Corporation


1124677 CA0985461049 Bonterra Energy

Corp.

North America Canada 18/05/2017 Annual/Special Against 4 Issue of equity raises concerns about excessive

dilution of existing shareholders. Apparent failure

to link pay & appropriate performance


1117302 CA09950M3003 Boralex Inc. North America Canada 04/05/2017 Annual/Special Against 3,4 Apparent failure to link pay and appropriate

performance

1135823 CA1125851040 Brookfield Asset

Management Inc.


1144010 CA1128231091 Brookfield Canada

Office Properties


1128970 CA11777Q2099 B2Gold Corp. North America Canada 16/06/2017 Annual All For

1110348 CA1254911003 CI Financial Corp. North America Canada 20/04/2017 Annual/Special All For

1113448 CA1264621006 CT Real Estate

Investment Trust


1149695 CA13124N1033 Callidus Capital

Corporation


1112959 CA13321L1085 Cameco

Corporation

North America Canada 11/05/2017 Annual Abstain A

1122563 CA1349211054 Canadian

Apartment

Properties Real

Estate Investment

Trust


1109043 CA1360691010 Canadian Imperial

Bank Of Commerce


1111445 CA1363751027 Canadian National

Railway Company


1111445 CA1363751027 Canadian National

Railway Company

North America Canada 25/04/2017 Annual Against 1.7,1.8

1.11



1114410 CA13645T1003 Canadian Pacific

Railway Limited


performance

1119068 CA13650J1049 Canadian Real

Estate Investment

Trust


1159147 CA1366351098 Canadian Solar Inc. North America Canada 28/06/2017 Annual Against 1.2 Concerns related to approach to board diversity

1132762 CA1366812024 Canadian Tire

Corporation,

Limited


1113136 CA13710C1077 Canam Group Inc. North America Canada 28/04/2017 Annual All For

1148047 CA13710C1077 Canam Group Inc. North America Canada 13/06/2017 Special All For

1114413 CA1375761048 Canfor Corporation North America Canada 26/04/2017 Annual Against 3 Shareholder proposal promotes transparency

1114415 CA1375842079 Canfor Pulp

Products Inc.



1129150 CA1388731046 Canyon Services

Group Inc.


1112181 CA14042M1023 Capital Power

Corporation


1119084 CA1407544099 Cara Operations

Limited

North America Canada 05/05/2017 Annual Against 1.5,1.6 Concerns related to inappropriate membership of

committees

1119085 CA14150G4007 Cardinal Energy Ltd North America Canada 11/05/2017 Annual/Special All For

1114598 CA1469001053 Cascades Inc. North America Canada 10/05/2017 Annual Against 4 Shareholder proposal promotes appropriate


1111227 CA15101Q1081 Celestica Inc. North America Canada 20/04/2017 Annual All For

1112037 CA15135U1093 Cenovus Energy Inc. North America Canada 26/04/2017 Annual All For

1117305 CA1520061021 Centerra Gold Inc. North America Canada 02/05/2017 Annual/Special All For

1136495 CA15713J1049 CES Energy

Solutions Corp


performance

1119090 CA16141A1030 Chartwell

Retirement

Residences


1136496 CA16890P1036 China Gold

International

Resources Corp.

Ltd.

North America Canada 28/06/2017 Annual/Special Against 11,12

7,10

4,6

2.1,2.2,2.3,2.4

2.9


Insufficient justification for related party transaction




Lack of independence on board.

1112038 CA17039A1066 Choice Properties

Real Estate

Investment Trust


1119700 CA1724541000 Cineplex Inc. North America Canada 17/05/2017 Annual Against 1.10 Concerns related to inappropriate membership of

committees


1127141 CA18538U1066 Clearwater

Seafoods

Incorporated

North America Canada 30/05/2017 Annual Against 1.6,1.8

1.9


committees


committeesConcerns about overall performance

1113612 CA1946931070 Colliers

International Group

Inc.


1124630 CA1999101001 Cominar Real

Estate Investment

Trust


1116530 CA21037X1006 Constellation

Software Inc.

North America Canada 28/04/2017 Annual Against 3

1.4



1116530 CA21037X1006 Constellation

Software Inc.

North America Canada 28/04/2017 Annual Against 3 Shareholder proposal promotes transparency

1112122 CA22163N1069 Cott Corporation North America Canada 02/05/2017 Annual/Special All For

1124243 CA22576C1014 Crescent Point

Energy Corp.


1122117 CA2265331074 Crew Energy Inc. North America Canada 18/05/2017 Annual/Special All For

1114170 CA2271071094 Crombie Real

Estate Investment

Trust

North America Canada 11/05/2017 Annual/Special Against 7 Concerns to protect shareholder value

1133082 CA23290R1010 DH Corporation North America Canada 16/05/2017 Special All For

1125331 CA23290R1010 DH Corporation North America Canada 16/05/2017 Special All For

1114172 CA2483561072 Denison Mines

Corp.


1131132 CA2499061083 The Descartes

Systems Group Inc.


1119087 CA2506691088 Detour Gold

Corporation


1117968 CA25490H1064 DIRTT

Environmental

Solutions Ltd.


1127142 CA25675T1075 Dollarama Inc. North America Canada 07/06/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1138972 CA2572871028 Dominion Diamond

Corporation


1124606 CA25822C2058 Dorel Industries Inc. North America Canada 25/05/2017 Annual All For


1119311 CA26153M2004 Dream Unlimited

Corp.

North America Canada 09/05/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance 2- Performance-related pay/awards

for non-executives

1117138 CA26153P1045 Dream Office Real

Estate Investment

Trust

North America Canada 04/05/2017 Annual Against 1.4 Concerns related to inappropriate membership of

committees

1116549 CA26153W1095 Dream Industrial

Real Estate

Investment Trust


1116768 CA26154A1066 Dream Global Real

Estate Investment

Trust

North America Canada 03/05/2017 Annual Against 1.5 Overboarded/Too many other time commitments

1124246 CA2649011095 Dundee Corporation North America Canada 05/06/2017 Annual All For

1132810 CA26829L1076 ECN Capital Corp. North America Canada 12/05/2017 Annual All For

1138891 CA27923D1087 EcoSynthetix Inc. North America Canada 20/06/2017 Annual/Special Against 4 Apparent failure to link pay & appropriate

performance; Issue of equity raises concerns about

excessive dilution of existing shareholders

1112480 CA2849021035 Eldorado Gold

Corporation


performance

1132086 CA2861812014 Element Fleet

Management Corp.

North America Canada 06/06/2017 Annual Against 4

3

Dilution too high given the company's development

stage

Failure to link pay and appropriate performance

1132086 CA2861812014 Element Fleet

Management Corp.


1113696 CA2908761018 Emera Incorporated North America Canada 12/05/2017 Annual All For


1111473 CA2925051047 Encana Corporation North America Canada 02/05/2017 Annual Against 3 A vote AGAINST this proposal is warranted.

Following three consecutive years of stock price

decline, the compensation committee increased the

CEO's total pay by over 50 percent year-over-year.

In particular, the CEO's equity grant increased

significantly in both share size and value.

1114448 CA29250N1050 Enbridge Inc. North America Canada 11/05/2017 Annual Against 5 SH: For shareholder resolution, against



opportunities and risks 2- SH: For shareholder

resolution, against management recommendation /


1114434 CA29251R1055 Enbridge Income

Fund Holdings Inc.


1114173 CA29258Y1034 Endeavour Silver

Corp.


1106225 CA29269C2076 Enercare Inc. North America Canada 01/05/2017 Annual/Special All For

1116558 CA29269R1055 Enerflex Ltd. North America Canada 05/05/2017 Annual All For

1116041 CA2927661025 Enerplus

Corporation


1112642 CA2935701078 Ensign Energy

Services Inc.


1122115 CA2945051027 Equitable Group Inc. North America Canada 17/05/2017 Annual All For

1119741 CA3012831077 Exchange Income

Corporation

North America Canada 10/05/2017 Annual/Special Abstain A

1122577 CA30224T8639 Extendicare Inc. North America Canada 25/05/2017 Annual All For

1113126 CA3039011026 Fairfax Financial

Holdings Limited


1113126 CA3039011026 Fairfax Financial

Holdings Limited

North America Canada 20/04/2017 Annual Against 1.10 Vote against combined Chair/CEO


1133609 CA31660A1030 Fiera Capital

Corporation


performance

1114074 CA3180714048 Finning

International Inc.


1119075 CA31943B1004 First Capital Realty

Inc.


1114599 CA32076V1031 First Majestic Silver

Corp.

North America Canada 25/05/2017 Annual Against 4,5 Apparent failure to link pay and appropriate

performance

1114435 CA33564P1036 First National

Financial

Corporation


1114600 CA3359341052 First Quantum

Minerals Ltd.


1114600 CA3359341052 First Quantum

Minerals Ltd.

North America Canada 04/05/2017 Annual Against 2.3 Executive holding more than 2 outside directorships

1114176 CA33767E1034 FirstService

Corporation


1114418 CA3495531079 Fortis Inc. North America Canada 04/05/2017 Annual/Special All For

1113139 CA3518581051 Franco-Nevada

Corporation


1116777 CA3565001086 Freehold Royalties

Ltd.


1128000 CA37252B1022 Genworth MI

Canada Inc.


1112041 CA3748252069 Gibson Energy Inc. North America Canada 09/05/2017 Annual All For

1111682 CA3759161035 Gildan Activewear

Inc.


1114056 CA3809564097 Goldcorp Inc. North America Canada 26/04/2017 Annual/Special All For

1154108 CA3874371147 Granite Real Estate

Investment Trust

North America Canada 15/06/2017 Proxy Contest Against No Action Taken 1.4,1.5,1.6,1.7,1.8,2.4,2.5,2.

6,2.7,2.8

1.1,1.2,1.3,1.4,1.5,1.6,1.7,1.

8,2.1,2.2,2.3,2.4,2.5,2.6,2.7,

2.8,3,4,1.9,1.10,1.11

1154108 CA3874371147 Granite Real Estate

Investment Trust

North America Canada 15/06/2017 Proxy Contest Against No Action Taken 1.4,1.5,1.6,1.7,1.8,2.4,2.5,2.

6,2.7,2.8

1.1,1.2,1.3,1.4,1.5,1.6,1.7,1.

8,2.1,2.2,2.3,2.4,2.5,2.6,2.7,

2.8,3,4

1113482 CA3899141020 Great Canadian

Gaming Corporation


performance

1113231 CA39138C1068 Great-West Lifeco

Inc.


1119077 CA4035301080 Guyana Goldfields

Inc.



1135828 CA4044282032 H&R Real Estate

Investment Trust


1117141 CA4296951094 High Liner Foods

Incorporated


1114444 CA4369131079 Home Capital

Group Inc.


1148936 CA4369131079 Home Capital

Group Inc.


1118778 CA4436281022 Hudbay Minerals

Inc.


performance

1134993 CA4442181018 Hudson's Bay

Company


1115982 CA4480551031 Husky Energy Inc. North America Canada 05/05/2017 Annual All For

1114428 CA4488112083 Hydro One Limited North America Canada 04/05/2017 Annual All For

1113237 CA4495861060 IGM Financial Inc. North America Canada 05/05/2017 Annual Against 1.5

1.4,1.8

1.13,1.14,1.15,1.16

1.2

1.9

Concerns about overall board structure 2- Concerns

related to attendance at board or committee

meetings 3- Concerns related to inappropriate

membership of committees 4- Insufficient/poor

disclosure 5- Lack of independent representation at

board committees

Concerns about overall board structure Concerns

related to inappropriate membership of committees

Insufficient/poor disclosure Lack of independent









representation at board committees 5- Lack of



committee meetings

1119078 CA4509131088 IAMGOLD

Corporation


performance


1123670 CA45245E1097 IMAX Corporation North America Canada 06/06/2017 Annual Against 3

1.7


performance


1122321 CA4528921022 Imperial Metals

Corporation

North America Canada 25/05/2017 Annual Against 1.1,1.6 Concerns related to inappropriate membership of

committees

1111080 CA4530384086 Imperial Oil Limited North America Canada 28/04/2017 Annual All For

1111080 CA4530384086 Imperial Oil Limited North America Canada 28/04/2017 Annual Against 2.2 Vote against combined Chair/CEO

1114602 CA4558711038 Industrial Alliance

Insurance and

Financial Services

Inc.


1119896 CA45790B1040 Innergex

Renewable Energy

Inc.


1114603 CA45823T1066 Intact Financial

Corporation


3

Concerns about reducing shareholder rights

Concerns about reducing shareholder rights 2-

Concerns to protect shareholder value 3- Poison

pill/anti-takeover measure not in investors interests

1115146 CA45833V1094 Inter Pipeline Ltd. North America Canada 08/05/2017 Annual All For

1113860 CA45868C1095 Interfor Corporation North America Canada 04/05/2017 Annual All For

1141336 CA46071W2058 InterRent Real

Estate Investment

Trust


1128018 CA4609191032 Intertape Polymer

Group Inc.


1132087 CA46579R1047 Ivanhoe Mines Ltd. North America Canada 28/06/2017 Annual/Special Against 4,5 Apparent failure to link pay and appropriate

performance

1142070 CA48213W1014 Just Energy Group

Inc.

North America Canada 27/06/2017 Annual Against 4 Insufficient basis to support a decision

1113140 CA4882951060 Kelt Exploration Ltd. North America Canada 19/04/2017 Annual All For

1116168 CA4932711001 Keyera Corp. North America Canada 09/05/2017 Annual All For


1116540 CA49410M1023 Killam Apartment

Real Estate

Investment Trust


1134981 CA49448Q1090 Kinaxis Inc. North America Canada 15/06/2017 Annual/Special Against 3,4 Apparent failure to link pay and appropriate

performance

1114412 CA4969024047 Kinross Gold

Corporation


1122130 CA49741E1007 Kirkland Lake Gold

Ltd.


1117310 CA4986961031 Klondex Mines Ltd. North America Canada 04/05/2017 Annual/Special All For

1114604 CA4990531069 Knight Therapeutics

Inc.


performance

1119314 CA5054401073 Labrador Iron Ore

Royalty Corporation

North America Canada 11/05/2017 Annual Against No Action Taken 1.3

1



single vote

1113360 CA53278L1076 Linamar

Corporation


1113610 CA5394811015 Loblaw Companies

Limited


1115703 CA5414114010 Logistec

Corporation


1111684 CA54928Q1081 Lucara Diamond

Corp.


1116519 CA5503721063 Lundin Mining

Corporation


1128017 CA5527041084 MEG Energy Corp. North America Canada 25/05/2017 Annual/Special Against 1.5 Fund manager or client vote

1128017 CA5527041084 MEG Energy Corp. North America Canada 25/05/2017 Annual/Special All For

1119125 CA55378N1078 MTY Food Group

Inc.


1113137 CA5589122004 Magellan

Aerospace

Corporation


1146278 CA55903Q1046 MAG Silver Corp. North America Canada 15/06/2017 Annual/Special All For

1117105 CA5592224011 Magna

International Inc.


1116551 CA5649051078 Maple Leaf Foods

Inc.


1111952 CA56501R1064 Manulife Financial

Corporation



1138962 CA5734591046 Martinrea

International Inc.


1129100 CA5753851099 Masonite

International

Corporation


1119166 CA58457V5036 Medical Facilities

Corporation


1111672 CA59151K1084 Methanex

Corporation

North America Canada 27/04/2017 Annual/Special Against 1.9 Concerns - not independent due to 23 years tenure

and is the chair of audit committee.

1111672 CA59151K1084 Methanex

Corporation


1114747 CA6175771014 Morguard

Corporation


1115983 CA61767W1041 Morneau Shepell

Inc.


1114751 CA6179141065 Morguard Real

Estate Investment

Trust


1114414 CA6252841045 Mullen Group Ltd. North America Canada 03/05/2017 Annual/Special Against 4 Apparent failure to link pay and appropriate

performance

1110624 CA6330671034 National Bank of

Canada


1116171 CA64156L1013 Nevsun Resources

Ltd.


4


performance


1113862 CA64438T4019 New Flyer

Industries Inc.

North America Canada 11/05/2017 Annual Against 1.5 Concerns related to inappropriate membership of

committees

1111235 CA6445351068 New Gold Inc. North America Canada 26/04/2017 Annual/Special All For

1131488 CA65500B1031 Nobilis Health Corp. North America Canada 12/06/2017 Annual Against 1.3

1.2,1.4




committees

1111956 CA65548P4033 Norbord Inc. North America Canada 02/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139876 CA6632782083 The North West

Company Inc.



1150730 CA6647841056 Northern Blizzard

Resources Inc.

North America Canada 22/06/2017 Annual/Special Against 4 Apparent failure to link pay & appropriate

performance

1141347 CA66510M2040 Northern Dynasty

Minerals Ltd.


performance Performance-related pay/awards for

non-executives

1132094 CA6665111002 Northland Power

Inc.


1118632 CA6671851021 Northview

Apartment Real

Estate Investment

Trust


1126664 CA6674951059 NorthWest

Healthcare

Properties Real

Estate Investment

Trust


1113147 CA66987E2069 NOVAGOLD

RESOURCES INC.


performance

1119116 CA67000B1040 Novanta Inc. North America Canada 10/05/2017 Annual All For

1118325 CA67072Q1046 NuVista Energy Ltd. North America Canada 10/05/2017 Annual/Special Against 4 Apparent failure to link pay and appropriate

performance

1142882 CA6752221037 OceanaGold

Corporation


1116172 CA68272K1030 Onex Corporation North America Canada 11/05/2017 Annual All For

1119081 CA68827L1013 Osisko Gold

Royalties Ltd


1127146 CA6957791081 Painted Pony

Petroleum Ltd.


1118634 CA6979001089 Pan American Silver

Corp.


1113496 CA6993202069 Paramount

Resources Ltd.


1120750 CA69946Q1046 Parex Resources

Inc.


1116782 CA70137T1057 Parkland Fuel

Corporation


1114577 CA7029251088 Pason Systems Inc. North America Canada 03/05/2017 Annual All For

1136502 CA70706P1045 Pengrowth Energy

Corporation


1132332 CA7078871059 Obsidian Energy Ltd. North America Canada 26/06/2017 Annual/Special All For


1116783 CA7170461064 Peyto Exploration

& Development

Corp.


1111447 CA73755L1076 Potash Corporation

of Saskatchewan

Inc.


1114059 CA7392391016 Power Corporation

of Canada


4

3

1.4

1


committee meetings


accountability




single vote

1114059 CA7392391016 Power Corporation

of Canada


4

3

1


committee meetings


accountability



single vote

1113241 CA7397211086 PrairieSky Royalty

Ltd.


1121319 CA74022D3085 Precision Drilling

Corporation


performance

1138901 CA74051D1042 Premier Gold

Mines Limited


1118781 CA74061A1084 Premium Brands

Holdings

Corporation


performance


1120142 CA74139C1023 Pretium Resources

Inc.


performance

1113452 CA74164W1068 Primero Mining

Corp.


performance

1114417 CA74342Q1046 ProMetic Life

Sciences Inc.


1.6


performance


committee meetings

1117124 CA74623T1084 Pure Industrial Real

Estate Trust


1135487 CA7481932084 Quebecor Inc. North America Canada 11/05/2017 Annual All For

1119124 CA7506491058 Raging River

Exploration Inc.


1123249 CA76131D1033 Restaurant Brands

International Inc.


4


performance


1119092 CA76547T1066 Richmont Mines Inc. North America Canada 04/05/2017 Annual/Special Against 4 Apparent failure to link pay and appropriate

performance

1124370 CA7669101031 RioCan Real Estate

Investment Trust


1114585 CA7677441056 RITCHIE BROS.

AUCTIONEERS

INCORPORATED


1108599 CA7800871021 Royal Bank of

Canada

North America Canada 06/04/2017 Annual Against 8 A vote FOR this proposal is warranted as adoption of

a properly structured proxy access mechanism will

enhance shareholder rights while providing

necessary safeguards to the nomination process.

1114179 CA7819036046 Russel Metals Inc. North America Canada 03/05/2017 Annual All For


1114057 CA78460T1057 SNC-Lavalin Group

Inc.


1124252 CA80013R2063 Sandstorm Gold Ltd. North America Canada 02/06/2017 Annual Against 4 Insufficient basis to support a decision

1111091 CA8002131008 Sandvine

Corporation


1135580 CA8119161054 Seabridge Gold Inc. North America Canada 27/06/2017 Annual Against 6

5



1116785 CA81373C1023 Secure Energy

Services Inc.


1116468 CA8169221089 SEMAFO Inc. North America Canada 04/05/2017 Annual All For

1114586 CA81783Q1054 Seven Generations

Energy Ltd.


1118783 CA8204391079 ShawCor Ltd. North America Canada 09/05/2017 Annual All For

1132338 CA82509L1076 Shopify Inc. North America Canada 07/06/2017 Annual All For

1124676 CA82621K1021 Sienna Senior Living

Inc.


1124663 CA8265161064 Sierra Wireless, Inc. North America Canada 18/05/2017 Annual Against 3,4 Apparent failure to link pay and appropriate

performance

1115706 CA82823L1067 Silver Standard

Resources Inc.


1119071 CA83125J1049 Sleep Country

Canada Holdings

Inc.


1124708 CA83179X1087 Smart Real Estate

Investment Trust


1138279 CA8467856081 Spartan Energy

Corp.


2c


performance


committees

1117128 CA8485101031 Spin Master Corp. North America Canada 12/05/2017 Annual Against 1.2

1.3,1.8


committees Lack of independence on board


1116562 CA8520661098 Sprott Inc. North America Canada 10/05/2017 Annual/Special Against 4,5 Concerns to protect shareholder value


1114590 CA85472N1096 Stantec Inc. North America Canada 11/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1114424 CA85853F1053 Stella-Jones Inc. North America Canada 04/05/2017 Annual/Special All For

1118785 CA86222Q8065 Stornoway

Diamond

Corporation

North America Canada 09/05/2017 Annual Against 3,4

5


performance


1114442 CA8667961053 Sun Life Financial

Inc.


1112916 CA8672241079 Suncor Energy Inc. North America Canada 27/04/2017 Annual All For

1112913 CA86828P1036 Superior Plus Corp. North America Canada 02/05/2017 Annual All For

1119772 CA86880Y1097 Surge Energy Inc. North America Canada 16/05/2017 Annual/Special All For

1114060 CA87241L1094 TFI International

Inc.

North America Canada 26/04/2017 Annual Against 1.5 Concerns about overall performance

1114064 CA87262K1057 TMX Group Limited North America Canada 10/05/2017 Annual/Special All For

1112188 CA8738681037 Tahoe Resources

Inc.


performance

1110213 CA8787422044 Teck Resources

Limited


1112965 CA87971M1032 TELUS Corporation North America Canada 11/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1119083 CA8807972044 Teranga Gold

Corporation


performance

1116574 CA88157K1012 Tesco Corporation North America Canada 16/05/2017 Annual All For

1108799 CA8849031056 Thomson Reuters

Corporation


performance

1117152 CA88709B1040 Timbercreek

Financial Corp.


1118786 CA8908953034 TORC Oil & Gas Ltd. North America Canada 09/05/2017 Annual All For

1136507 CA8910546032 Torex Gold

Resources Inc.


1114180 CA8911021050 Toromont

Industries Ltd.


performance


1146295 CA89154B1022 Total Energy

Services Inc.


performance

1131500 CA89156V1067 Tourmaline Oil

Corp.


performance

1115886 CA8934631091 TransAlta

Renewables Inc.


1112966 CA89346D1078 TransAlta

Corporation


performance

1125504 CA89353D1078 TransCanada

Corporation


1117140 CA8959451037 Trican Well Service

Ltd.


1121357 CA89612W1023 Tricon Capital

Group Inc.

North America Canada 24/05/2017 Annual/Special Against 3,4 Apparent failure to link pay and appropriate

performance

1118788 CA89620H1055 Trilogy Energy Corp. North America Canada 09/05/2017 Annual All For

1126494 CA8963561029 Trinidad Drilling Ltd. North America Canada 10/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1118583 CA9004351081 Turquoise Hill

Resources Ltd.


1119126 CA90457D1006 Uni-Select Inc. North America Canada 04/05/2017 Annual All For

1139880 CA9170171057 Uranium

Participation

Corporation


1117325 CA91911K1021 Valeant

Pharmaceuticals

International, Inc.


performance

1113797 CA92340R1064 Veresen Inc. North America Canada 03/05/2017 Annual All For

1112889 CA9237251058 Vermilion Energy

Inc.


performance

1122102 CA92937G1090 WPT Industrial Real

Estate Investment

Trust


1122791 CA92938W2022 WSP Global Inc. North America Canada 10/05/2017 Annual All For

1111477 CA9307831052 Wajax Corporation North America Canada 02/05/2017 Annual All For

1115980 CA94106B1013 Waste

Connections, Inc.

North America USA 23/05/2017 Annual/Special All For

1119322 CA9582112038 Western Forest

Products Inc.



1117974 CA9604105044 WestJet Airlines Ltd. North America Canada 02/05/2017 Annual Abstain 6

1113609 CA9611485090 George Weston

Limited


1119915 CA96145A2002 Westshore

Terminals

Investment

Corporation


1116012 CA9628791027 Wheaton Precious

Metals Corp.


1114588 CA96467A2002 Whitecap

Resources Inc.


1116786 CA97535P1045 Winpak Ltd. North America Canada 27/04/2017 Annual Against 1.1,1.2,1.5,1.7 Concerns related to inappropriate membership of

committees

1116788 CA98462Y1007 Yamana Gold Inc. North America Canada 04/05/2017 Annual All For

1114589 CA9855721069 Yellow Pages

Limited


1106405 CH0000587979 Sika AG Europe Switzerland 11/04/2017 Annual Against 4.3.2

3.1.1,3.1.4,3.1.8

4.1.4,4.1.8

4.1.2


committees




1106405 CH0000587979 Sika AG Europe Switzerland 11/04/2017 Annual Against 4.3.2,4.3.3

3.1.1,3.1.4,3.1.8


committees


1107664 CH0000816824 OC Oerlikon

Corporation AG

Europe Switzerland 11/04/2017 Annual Against 9,10

11

4.1.3,4.1.4,5.1.1,5.1.2

: Apparent failure to link pay & appropriate

performance



committees

1105923 CH0001503199 Belimo Holding AG Europe Switzerland 03/04/2017 Annual Against 7 Insufficient/poor disclosure

1106604 CH0001752309 Georg Fischer AG Europe Switzerland 19/04/2017 Annual Against 1.2

10


performance



1106125 CH0002168083 Panalpina

Welttransport

(Holding) AG

Europe Switzerland 03/05/2017 Annual Abstain Against 10

5.3

5.2

9.1,9.2,9.3,9.4







1143688 CH0002187810 Phoenix Mecano AG Europe Switzerland 19/05/2017 Annual Against 5.2

6


performance


1106114 CH0002432174 Bucher Industries

AG

Europe Switzerland 19/04/2017 Annual Against 4.1a,4.1b,4.1c,4.1d

6

4.2a,4.2b

Concerns about overall board structure 2- Lack of

independence on board



committees

1106158 CH0003541510 Forbo Holding AG Europe Switzerland 06/04/2017 Annual Against 6.1

8.1,8.3

3

11


performance


committees



1106608 CH0003671440 Rieter Holding AG Europe Switzerland 05/04/2017 Annual Against 7.1

10

5.1,5.8


committees




1107663 CH0005795668 Schmolz +

Bickenbach AG

Europe Switzerland 08/05/2017 Annual Against 2

5.1.3,5.1.4,5.1.5,5.1.7

5.1.1

7

5.2.2

5.2.1


performance







committees


committees

1106118 CH0006372897 Interroll Holding AG Europe Switzerland 12/05/2017 Annual Against 4.2

6.2

9

5.2,5.3,5.4,5.5,5.6


performance


committees



1111440 CH0008012236 Gurit Holding AG Europe Switzerland 12/04/2017 Annual Against 6

5.3.2

10

5.2.3




committees


Overboarded


1106850 CH0008038389 Swiss Prime Site AG Europe Switzerland 11/04/2017 Annual Against 6.2

7.3.3

8

7.1.3,7.1.4,7.1.5,7.1.6,7.1.7,

7.2


performance


committees



1105805 CH0008742519 Swisscom AG Europe Switzerland 03/04/2017 Annual Against 9 Insufficient basis to support a decision

1126415 CH0008837566 Allreal Holding AG Europe Switzerland 21/04/2017 Annual Against 6.1

5.2

5.3a,5.3b

7.1

8

5.1a,5.1b,5.1d

5.1c,5.1f


performance



committees







1106141 CH0009320091 Feintool

International

Holding AG

Europe Switzerland 25/04/2017 Annual Against 4b

4a

6

5a2,5a3,5a4,5a6

5b

5a1

5c1,5c2







Lack of independence on board 3- Non-independent

Chairman 4- Overboarded/Too many other time

commitments

Lack of independence on board Lack of




committees

1140978 CH0009691608 Berner

Kantonalbank AG

Europe Switzerland 16/05/2017 Annual Against 5.1

6


performance


1115561 CH0010532478 Actelion Ltd. Europe Switzerland 05/04/2017 Annual Against 10 Insufficient basis to support a decision


1106120 CH0010570759 Lindt & Spruengli

AG


5.2,5.3,5.5

5.1

10

6.2

6.1


performance







committees


committees

1110838 CH0010702154 Komax Holding AG Europe Switzerland 12/05/2017 Annual Against 5.1

4.3.1,4.3.2

6




committees


1109731 CH0011029946 INFICON Holding AG Europe Switzerland 11/04/2017 Annual Against 7

4.4,4.7

4.3,4.8

10

4.2


performance



committees




1141625 CH0011037469 Syngenta AG Europe Switzerland 26/06/2017 Annual Against 6.3

6.2

11


committees


committees


1105305 CH0011339204 Ascom Holding AG Europe Switzerland 19/04/2017 Annual Against 3

8


performance


1108842 CH0011484067 St. Galler

Kantonalbank

Europe Switzerland 03/05/2017 Annual Against 9 Insufficient/poor disclosure

1109217 CH0012100191 Tecan Group AG Europe Switzerland 11/04/2017 Annual Against 6 Insufficient basis to support a decision

1108253 CH0012138530 Credit Suisse Group

AG

Europe Switzerland 28/04/2017 Annual Against 4.2a

1.2

7.1,7.2


performance


performance


1144357 CH0012138530 Credit Suisse Group

AG

Europe Switzerland 18/05/2017 Special Against 2,3 Insufficient/poor disclosure

1126407 CH0012138605 Adecco Group AG Europe Switzerland 20/04/2017 Annual Against 7

9



1110595 CH0012214059 LafargeHolcim Ltd. Europe Switzerland 03/05/2017 Annual Against 1.2

4.1a

2

6


performance

Concerns about overall board structure; Concerns

related to approach to board diversity




1106847 CH0012221716 ABB Ltd. Europe Switzerland 13/04/2017 Annual Against 2

3

12


performance



1147563 CH0012255151 Swatch Group AG Europe Switzerland 23/05/2017 Annual Against 4.3

4.4

6.1,6.2,6.3,6.4,6.5

5.1

9

5.7

5.2,5.3,5.5


performance


performance


committee Lack of independent representation at

board committees


committeesLack of independent representation at

board committeesLack of independence on board




committeesLack of independence on board


1108403 CH0012255151 Swatch Group AG Europe Switzerland 23/05/2017 Annual Against 4.3

4.4

6.1,6.2,6.3,6.4,6.5

9

5.7

5.1

5.2,5.3,5.5


performance


performance


committee Lack of independent representation at

board committees




representation at board committeesConcerns



committeesLack of independence on board

1106603 CH0012271687 Helvetia Holding AG Europe Switzerland 28/04/2017 Annual Against 8

5.3



1109348 CH0012280076 Straumann Holding

AG


10


performance


1108649 CH0012335540 Vontobel Holding

AG

Europe Switzerland 04/04/2017 Annual Against 7.2,7.5,7.6,7.7

7.1

8


performance


performance


1105922 CH0012410517 Baloise Holding Europe Switzerland 28/04/2017 Annual Against 7 Insufficient/poor disclosure

1108399 CH0012453913 Temenos Group AG Europe Switzerland 10/05/2017 Annual Against 11 Insufficient/poor disclosure


1126417 CH0012530207 Bachem Holding AG Europe Switzerland 24/04/2017 Annual Against 7

9



1111024 CH0012549785 Sonova Holding AG Europe Switzerland 13/06/2017 Annual Against 7 Insufficient/poor disclosure

1109579 CH0012684657 Bobst Group SA Europe Switzerland 06/04/2017 Annual Against 9 Insufficient/poor disclosure

1126428 CH0013841017 Lonza Group Ltd. Europe Switzerland 25/04/2017 Annual Against 13 Insufficient/poor disclosure

1126414 CH0014284498 Siegfried Holding

AG

Europe Switzerland 20/04/2017 Annual Against 4.2.1

8


performance


1106611 CH0014786500 Valiant Holding AG Europe Switzerland 18/05/2017 Annual Against 10 Insufficient/poor disclosure

1126426 CH0014852781 Swiss Life Holding Europe Switzerland 25/04/2017 Annual Against 8 Insufficient/poor disclosure

1109730 CH0015251710 Banque Cantonale

Vaudoise


1106142 CH0018294154 PSP Swiss Property

AG

Europe Switzerland 05/04/2017 Annual Against 12 Insufficient basis to support a decision

1111029 CH0019107025 APG SGA SA Europe Switzerland 23/05/2017 Annual Against 6,7.2

13

5.1,5.3,5.4,5.5




1149788 CH0019396990 Ypsomed Holding

AG

Europe Switzerland 28/06/2017 Annual Against 4c

6

4b


performance




1107665 CH0021783391 Pargesa Holding SA Europe Switzerland 04/05/2017 Annual Against 5.2

4.2

4.3.3,4.3.4

6

4.1b,4.1c,4.1d,4.1e,4.1f,4.1g

,4.1h,4.1i,4.1l,4.1m,4.1o

5.1


performance



committees




1108402 CH0023405456 Dufry AG Europe Switzerland 27/04/2017 Annual Against 9 Insufficient/poor disclosure

1106178 CH0024608827 Partners Group

Holding

Europe Switzerland 10/05/2017 Annual Against 3,5.1,5.2

6.1f,6.2.2

7



non-executives


committees


1115761 CH0024666528 Hochdorf Holding

AG


4.2



1106612 CH0025238863 Kuehne & Nagel

International AG


4.3a,4.3b,4.3c

5.1,6


performance


committees


1107670 CH0028200837 VZ Holding AG Europe Switzerland 06/04/2017 Annual Against 8 Insufficient basis to support a decision

1106605 CH0030170408 Geberit AG Europe Switzerland 05/04/2017 Annual Against 8 Insufficient/poor disclosure


1106606 CH0030380734 Huber+Suhner AG Europe Switzerland 05/04/2017 Annual Against 6.4

5.1

9

4.1


performance


committees



1110347 CH0034389707 Alpiq Holding AG Europe Switzerland 18/05/2017 Annual Against 8 Insufficient/poor disclosure

1107675 CH0038388911 Sulzer AG Europe Switzerland 06/04/2017 Annual Against 1.2

9


performance


1106175 CH0038863350 Nestle SA Europe Switzerland 06/04/2017 Annual All For

1110552 CH0039821084 Metall Zug AG Europe Switzerland 05/05/2017 Annual Against 5.2

1.2

7

8

4.1.4


performance


performance




1134392 CH0044328745 Chubb Limited Europe Switzerland 18/05/2017 Annual Against 13 Insufficient basis to support a decision

1134392 CH0044328745 Chubb Limited Europe Switzerland 18/05/2017 Annual Against 13

5.1



1124308 CH0048265513 Transocean Ltd. Europe Switzerland 11/05/2017 Annual Against 2

12




1126413 CH0100837282 Kardex AG Europe Switzerland 20/04/2017 Annual Against 6.1

5.2

5.3.1,5.3.3

7

5.1.1,5.1.4


performance



committees



committees

1106128 CH0102484968 Julius Baer Gruppe

AG


1126947 CH0108503795 Meyer Burger

Technology AG

Europe Switzerland 27/04/2017 Annual Against 4.2.2,4.2.3

1.2,9

4.1.4


committees



1106407 CH0110240600 Arbonia AG Europe Switzerland 28/04/2017 Annual Against 6 Insufficient/poor disclosure

1142598 CH0114405324 Garmin Ltd. Europe Switzerland 09/06/2017 Annual Against 12 Apparent failure to link pay and appropriate

performance

1154137 CH0121032772 Allied World

Assurance

Company Holdings,

AG


12


performance


1106143 CH0126639464 Calida Holding AG Europe Switzerland 09/05/2017 Annual Against 3.3

10


performance


1107666 CH0126881561 Swiss Reinsurance

(Schweizerische

Rueckversicherungs

)

Europe Switzerland 21/04/2017 Annual Against 10 Insufficient basis to support a decision


1110594 CH0130293662 BKW AG Europe Switzerland 12/05/2017 Annual Against 5b

2

6c1,6c2

7


performance


performance


committees


1124525 CH0198251305 Coca-Cola HBC AG Europe Switzerland 20/06/2017 Annual Against 7,8,9 Apparent failure to link pay and appropriate

performance

1126439 CH0225173167 Cembra Money

Bank AG


1105938 CH0238627142 Bossard Holding AG Europe Switzerland 10/04/2017 Annual Against 2.2

7


performance


1106412 CH0244767585 UBS GROUP AG Europe Switzerland 04/05/2017 Annual Against 9 Insufficient/poor disclosure

1138484 CH0256424794 Oriflame Holding

AG


6.3.1

9

8

6.1.5,6.1.6

6.1.4,6.1.8



committees








1107671 CH0267291224 Sunrise

Communications

Group AG


8.1

4.2.3

4.1.6




committees

Overboarded

1141888 CH0311864901 VAT Group AG Europe Switzerland 17/05/2017 Annual Against 6

4.2.2,4.2.3

9



committees


1115123 CH0315966322 Bell Food Group AG Europe Switzerland 11/04/2017 Annual Against 10 Insufficient/poor disclosure

1107713 CH0319416936 Flughafen Zuerich

AG


8.3.1,8.3.3,8.3.4

9

8.1.2

8.1.3



committees




committees

1106116 CH0364749348 Vifor Pharma AG Europe Switzerland 11/05/2017 Annual Against 8 Insufficient/poor disclosure

1135526 CL0000000035 Aguas Andinas S.A. Emerging Markets Chile 24/04/2017 Annual Against 12 Insufficient/poor disclosure

1133666 CL0000000100 Cencosud S.A. Emerging Markets Chile 28/04/2017 Annual Against l Insufficient/poor disclosure

1132067 CL0000000100 Cencosud S.A. Emerging Markets Chile 28/04/2017 Annual Against l Insufficient/poor disclosure

1137235 CL0000000423 LATAM Airlines

Group S.A.

Emerging Markets Chile 27/04/2017 Annual Against 3 Insufficient/poor disclosureInappropriate bundling



Group S.A.

Emerging Markets Chile 27/04/2017 Annual/Special Against 3 Insufficient/poor disclosureInappropriate bundling



Group S.A.

Emerging Markets Chile 27/04/2017 Special All For


1131027 CL0000001256 Inversiones Aguas

Metropolitanas S.A.

Emerging Markets Chile 27/04/2017 Annual Against 13

8




1135200 CL0000001314 Empresas CMPC

S.A.

Emerging Markets Chile 28/04/2017 Annual Against g Insufficient/poor disclosure

1125891 CL0000001934 Sonda S.A. Emerging Markets Chile 21/04/2017 Annual Against 9

3




1131997 CL0000006750 Empresas Hites S.A. Emerging Markets Chile 28/04/2017 Annual Against 11 Insufficient/poor disclosure

1130508 CL0001583070 Engie Energia Chile

S.A.

Emerging Markets Chile 25/04/2017 Annual Against 10 Insufficient/poor disclosure

1131161 CL0001880955 AES Gener S.A. Emerging Markets Chile 26/04/2017 Annual Against 9

3




1128965 CL0001892547 Inversiones La

Construccion S.A.

Emerging Markets Chile 27/04/2017 Annual Against k Insufficient/poor disclosure

1124184 CL0002266774 Enel Chile S.A. Emerging Markets Chile 26/04/2017 Annual Against 13 Insufficient/poor disclosure

1132078 CL0002266774 Enel Chile S.A. Emerging Markets Chile 26/04/2017 Annual Against 13 Insufficient/poor disclosure

1127746 CLP009331040 Administradora de

Fondos de

Pensiones Habitat

S.A.


6




1137287 CLP0362E1386 AntarChile S.A. Emerging Markets Chile 28/04/2017 Annual Against g

b




1126418 CLP1506A1070 Banco Santander

Chile

Emerging Markets Chile 26/04/2017 Annual All For

1124714 CLP1506A1070 Banco Santander

Chile



1125962 CLP249051044 Compania

Cervecerias Unidas

S.A.


1123731 CLP249051044 Compania

Cervecerias Unidas

S.A.


1119775 CLP256251073 CAP S.A. Emerging Markets Chile 18/04/2017 Annual Against 3,9 Insufficient/poor disclosure

1137258 CLP3064M1019 Compania Sud

Americana de

Vapores S.A.


1159646 CLP321331116 Banco de Credito e

Inversiones (BCI)

Emerging Markets Chile 29/06/2017 Special Against d Insufficient/poor disclosure

1130510 CLP3615W1037 Colbun S.A. Emerging Markets Chile 27/04/2017 Annual Against 14

8




1118223 CLP3697S1034 Embotelladora

Andina S.A.


4




1118739 CLP3697S1034 Embotelladora

Andina S.A.


4




1124171 CLP3710M1090 Enel Generacion

Chile S.A.



Chile S.A.

Emerging Markets Chile 25/04/2017 Annual/Special Against 13 Insufficient/poor disclosure


Chile S.A.

Emerging Markets Chile 25/04/2017 Special All For

1127991 CLP3710P1022 Enaex S.A. Emerging Markets Chile 20/04/2017 Annual Against 14

4




1133618 CLP371151059 Empresa Nacional

de

Telecomunicaciones

S.A. ENTEL



1133617 CLP371151059 Empresa Nacional

de

Telecomunicaciones

S.A. ENTEL

Emerging Markets Chile 27/04/2017 Special Against 8 Concerns about overall board structure

1124188 CLP371861061 Enel Americas S.A. Emerging Markets Chile 27/04/2017 Annual Against 13 Insufficient/poor disclosure

1132065 CLP371861061 Enel Americas S.A. Emerging Markets Chile 27/04/2017 Annual/Special Against 13 Insufficient/poor disclosure

1128044 CLP371861061 Enel Americas S.A. Emerging Markets Chile 27/04/2017 Special All For

1130459 CLP3880F1085 S.A.C.I. Falabella Emerging Markets Chile 25/04/2017 Annual Against d Insufficient/poor disclosureInappropriate bundling


1118895 CLP763281068 Parque Arauco S.A. Emerging Markets Chile 06/04/2017 Annual All For

1133613 CLP7847L1080 Empresas Copec

S.A.


1135238 CLP7980K1070 Quinenco S.A. Emerging Markets Chile 28/04/2017 Annual Against 11

4




1132054 CLP8716X1082 Sociedad Quimica y

Minera de Chile

S.A. SQM


14




1128849 CLP8716X1082 Sociedad Quimica y

Minera de Chile

S.A. SQM


14




1122583 CLP9796J1008 Vina Concha y Toro

S.A.


3




1150515 CNE0000000T2 China Vanke Co.,

Ltd.

Emerging Markets China 30/06/2017 Annual All For

1121181 CNE000000230 Fuyao Glass

Industry Group Co.,

Ltd.



1131239 CNE000000511 Dazhong

Transportation

(Group) Co. Ltd.

Emerging Markets China 28/04/2017 Annual Against 6 Concerns to protect shareholder value 2-


1151763 CNE000000537 Lao Feng Xiang Co.,

Ltd.

Emerging Markets China 16/06/2017 Annual Against 3,6 Insufficient/poor disclosure

1129026 CNE000000578 Dongxu

Optoelectronic

Technology Co., Ltd.


1151480 CNE000000578 Dongxu

Optoelectronic


Emerging Markets China 02/06/2017 Special Against 1 Insufficient/poor disclosure

1158845 CNE000000578 Dongxu

Optoelectronic


Emerging Markets China 26/06/2017 Special All For

1135737 CNE0000006Z6 Guangdong

Provincial

Expressway

Development Co.,

Ltd.

Emerging Markets China 28/04/2017 Annual Against 12 Insufficient/poor disclosure

1128218 CNE0000008L2 GF Securities Co.,

Ltd.


1150542 CNE0000009Y3 Tsingtao Brewery

Co., Ltd.


1148813 CNE000000C82 Shanghai

Pharmaceuticals

Holding Co., Ltd.

Emerging Markets China 23/06/2017 Annual Against 12 Issue of equity raises concerns about excessive


1140650 CNE000000CK1 Haitong Securities

Co., Ltd.

Emerging Markets China 06/06/2017 Annual Against 2

3




1140909 CNE000000CK1 Haitong Securities

Co., Ltd.


1144221 CNE000000CV8 Jiangling Motors

Corp. Ltd


1158085 CNE000000CV8 Jiangling Motors

Corp. Ltd

Emerging Markets China 29/06/2017 Annual Against 6.01,6.02,6.03,6.04,6.05,6.0

6,7.01,7.02,7.03,8.01,8.02,8.

03

1127222 CNE000000DC6 Huaxin Cement Co.,

Ltd.

Emerging Markets China 20/04/2017 Annual Against 8 Apparent failure to link pay & appropriate

performance


1149689 CNE000000GG0 Shanghai Baosight

Software Co., Ltd.

Emerging Markets China 26/05/2017 Special Against 2 Concerns to protect shareholder value

1151478 CNE000000HF0 Shanghai Jinjiang

International Travel

Co., Ltd.


1140319 CNE000000HH6 Shanghai Lujiazui

Finance & Trade

Zone Development

Co. Ltd.


1143317 CNE000000HW5 Guangdong Electric

Power

Development Co.,

Ltd.

Emerging Markets China 17/05/2017 Annual Against 10 Concerns to protect shareholder value 2-


1129191 CNE000000PY4 Zhengzhou Yutong

Bus Co., Ltd.


6

11

13,14



3- Insufficient/poor disclosure







1138247 CNE000000QM7 Shandong

Chenming Paper

Holdings Ltd.


1144184 CNE000000R36 Chongqing Changan

Automobile Co.,

Ltd.


10



1142170 CNE000000T59 Yantai Changyu

Pioneer Wine Co.,

Ltd.

Emerging Markets China 15/06/2017 Annual Against 6 Concerns about overall board structure


1127196 CNE000000TK5 ZTE Corporation Emerging Markets China 20/06/2017 Annual Against 14

13

15

11


performance


performance




1143118 CNE000000TK5 ZTE Corporation Emerging Markets China 20/06/2017 Special Against 1,2

3


performance


1149508 CNE000000X38 Shanghai Fosun

Pharmaceutical

(Group) Co., Ltd.


7

20


performance




1122190 CNE0000014W7 Jiangsu Hengrui

Medicine Co., Ltd.

Emerging Markets China 07/04/2017 Annual Against 7 SH: For shareholder resolution, no management


appropriate accountability or incentivisation

1147276 CNE0000015Y0 China Minsheng

Banking Corp., Ltd.


16




1147278 CNE0000015Y0 China Minsheng

Banking Corp., Ltd.


1130646 CNE000001667 Lu Thai Textile Co.,

Ltd.



1142763 CNE0000018R8 Kweichow Moutai

Co., Ltd.


1138226 CNE0000019V8 Anhui Conch

Cement Company

Ltd

Emerging Markets China 31/05/2017 Annual Against 7 Issue of capital raises concerns about excessive


1138002 CNE0000019V8 Anhui Conch

Cement Company

Ltd



1135309 CNE000001B33 China Merchants

Bank Co Ltd


22




1135324 CNE000001B33 China Merchants

Bank Co Ltd


1147908 CNE000001DB6 CITIC Securities Co.,

Ltd.

Emerging Markets China 19/06/2017 Annual Against 8,7.01,7.02,7.03,7.04,7.05,7.

06,7.07,7.08,7.09,7.10,7.11,

10



1134168 CNE000001DC4 Anhui Expressway

Co Ltd



1150244 CNE000001FG0 China Southern

Airlines Co., Ltd.


6

7



Concerns to protect shareholder value 2- Issue of

capital raises concerns about excessive dilution of

existing shareholders

1134806 CNE1000000R4 China CITIC Bank

Corporation Ltd.


1148648 CNE1000000S2 Bank of

Communications

Co., Ltd.



1150098 CNE1000000T0 Aluminum

Corporation of

China Ltd.


17





1136639 CNE100000163 Shandong Luoxin

Pharmaceutical

Group Stock Co.,

Ltd.

Emerging Markets China 29/05/2017 Annual Against 5,6 Concerns related to Non-audit fees


Pharmaceutical

Group Stock Co.,

Ltd.



Pharmaceutical

Group Stock Co.,

Ltd.


1140927 CNE100000171 Shandong Weigao

Group Medical

Polymer Co., Ltd.


12




1140924 CNE100000171 Shandong Weigao

Group Medical

Polymer Co., Ltd.


1131783 CNE1000001S0 Air China Ltd. Emerging Markets China 25/05/2017 Annual Against 7

6

5




1141598 CNE1000001V4 Angang Steel

Company Limited


9





1137670 CNE1000001Y8 Avichina Industry &


Emerging Markets China 18/05/2017 Annual Against 9,11

10




1150274 CNE1000001Z5 Bank of China

Limited

Emerging Markets China 29/06/2017 Annual Against 7.03,7.04,7.05

7.02





1149713 CNE100000221 Beijing Capital

International

Airport Co., Ltd.

Emerging Markets China 28/06/2017 Annual Against 6.8 Overboarded/Too many other time commitments

1121179 CNE100000239 Beijing Capital Land

Ltd.




Ltd.



Ltd.


1141527 CNE100000296 BYD Company Ltd. Emerging Markets China 06/06/2017 Annual Against 7

13

11

10








1139988 CNE1000002D0 China Bluechemical

Ltd.



1139993 CNE1000002D0 China Bluechemical

Ltd.



1145076 CNE1000002F5 China

Communications

Construction

Company Ltd.


7




1143907 CNE1000002G3 China

Communications

Services Corp. Ltd.

Emerging Markets China 23/06/2017 Annual Against 5.1,5.2,5.3

6,7




1145729 CNE1000002H1 China Construction

Bank Corporation

Emerging Markets China 15/06/2017 Annual Against 2 Concerns about reducing shareholder rights

1136907 CNE1000002L3 China Life

Insurance Co.

Limited



1135291 CNE1000002N9 China National

Building Material

Co., Ltd.



1137425 CNE1000002P4 China Oilfield

Services Ltd.



1137424 CNE1000002P4 China Oilfield

Services Ltd.


1149907 CNE1000002Q2 China Petroleum &

Chemical Corp.


8




1149908 CNE1000002Q2 China Petroleum &

Chemical Corp.


1148645 CNE1000002R0 China Shenhua

Energy Co., Ltd.


10.01



1148645 CNE1000002R0 China Shenhua

Energy Co., Ltd.



1127005 CNE1000002V2 China Telecom

Corporation Ltd

Emerging Markets China 23/05/2017 Annual Against 4.11

7.1,7.2,7.3

10

9


committee meetings






1149918 CNE1000002Y6 Dalian Port (PDA)

Co., Ltd.


1146385 CNE100000304 Dongfang Electric

Corporation Ltd.


1144565 CNE100000312 Dongfeng Motor

Group Company Ltd


13




1144565 CNE100000312 Dongfeng Motor

Group Company Ltd



1144320 CNE100000320 First Tractor Co.,

Ltd.


1144323 CNE100000320 First Tractor Co.,

Ltd.


1127474 CNE100000338 Great Wall Motor

Co., Ltd.


1127488 CNE100000338 Great Wall Motor

Co., Ltd.


1145459 CNE100000361 Guangdong Yueyun

Transportation

Company Limited


1129481 CNE1000003B2 HNA Infrastructure

Co., Ltd.


8






Co., Ltd.

Emerging Markets China 26/06/2017 Special Against 5 Insufficient disclosure


Co., Ltd.

Emerging Markets China 26/06/2017 Special Against 5 Insufficient disclosure

1136103 CNE1000003C0 Harbin Electric

Company Ltd.

Emerging Markets China 26/05/2017 Annual Against 6.5,6.6

9




1150275 CNE1000003G1 Industrial and

Commercial Bank

of China Limited

Emerging Markets China 27/06/2017 Annual Against 10 Concerns about reducing shareholder rights

1147953 CNE1000003J5 Jiangsu Expressway

Co. Ltd.


1142257 CNE1000003K3 Jiangxi Copper

Company Ltd.


1144799 CNE1000003P2 Lianhua

Supermarket

Holdings Co., Ltd.

Emerging Markets China 12/06/2017 Annual Against 6.7 Concerns related to attendance at board or

committee meetings

1143636 CNE1000003R8 Maanshan Iron &

Steel Company Ltd.


1142025 CNE1000003W8 PetroChina

Company Limited


7


committee meetings



1141165 CNE1000003W8 PetroChina

Company Limited


7


committee meetings




1141791 CNE1000003X6 Ping An Insurance

(Group) Co. of

China, Ltd.


9


performance 2- Issue of capital raises concerns




1121185 CNE1000003Y4 Qingling Motors Co

Ltd


1141754 CNE1000003Y4 Qingling Motors Co

Ltd


1142268 CNE1000003Z1 Shanghai Jin Jiang

International

Hotels Group Co.,

Ltd.



1114196 CNE100000437 Shanghai Electric

Group Co., Ltd.



Group Co., Ltd.



Group Co., Ltd.


9.2

9.3,9.4,9.5,9.6

Concerns about overall performance 2- Concerns to

protect shareholder value 3- Insufficient/poor

disclosure

Concerns about overall performance 2- Concerns to

protect shareholder value 3- Insufficient/poor

disclosure


1134778 CNE100000478 Shenzhen

Expressway

Company Ltd.



1134787 CNE100000478 Shenzhen

Expressway

Company Ltd.



1141540 CNE100000494 Sichuan Expressway

Company Ltd.


1135118 CNE1000004B0 Xinhua Winshare

Publishing & Media

Co., Ltd.


1145848 CNE1000004C8 Sinopec Shanghai

Petrochemical Co.

Ltd.


12.08

12.07


performance


committee meetings


committee meetings

1128691 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 12/05/2017 Annual Against 9 Issue of equity raises concerns about excessive


1128696 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 12/05/2017 Special All For

1130607 CNE1000004G9 Tianjin Capital

Environmental

Protection Group

Co., Ltd.

Emerging Markets China 17/05/2017 Annual Against 1 Concerns to protect shareholder value

1144556 CNE1000004J3 TravelSky

Technology Limited



1144894 CNE1000004J3 TravelSky

Technology Limited


1141533 CNE1000004L9 Weichai Power Co.,

Ltd.



1141539 CNE1000004L9 Weichai Power Co.,

Ltd.



1148796 CNE1000004Q8 Yanzhou Coal

Mining Company

Limited


18

20

23.03







1148814 CNE1000004Q8 Yanzhou Coal

Mining Company

Limited


1132532 CNE1000004S4 Zhejiang

Expressway Co., Ltd.



1141166 CNE1000004X4 Zhuzhou CRRC

Times Electric Co.,

Ltd.

Emerging Markets China 13/06/2017 Annual Against 10,11,12,13

17




1149928 CNE100000528 China Coal Energy

Company Limited


1131804 CNE100000569 Guangzhou R&F

Properties Co., Ltd.


12





1131745 CNE100000569 Guangzhou R&F

Properties Co., Ltd.


1141787 CNE100000585 Tong Ren Tang

Technologies Co.,

Ltd.




1148811 CNE100000593 PICC Property and

Casualty Co., Ltd.



1129112 CNE1000006Z4 Huaneng Power

International, Inc.


1146171 CNE1000006Z4 Huaneng Power

International, Inc.

Emerging Markets China 13/06/2017 Annual Against 6,7,8

10




1150099 CNE100000866 China Railway

Group Limited

Emerging Markets China 28/06/2017 Annual Against 16.1,16.2,16.3,16.4,16.5,16.

6,16.7,16.9,17.1,17.2

15

9

14





1136151 CNE100000874 China National

Materials Co., Ltd.



1142962 CNE1000008M8 China Pacific

Insurance (Group)

Co., Ltd


15

14

12.1,12.4,12.5,12.6,12.7,12.

8,12.9,12.10,12.14

12.11


committee meetings







1150113 CNE1000008S5 Xinjiang GoldWind

Science &



6





1144566 CNE1000009T1 China Railway

Construction

Corporation Ltd.


14

15


Insufficient/poor disclosure 1- Issue of capital raises

concerns about excessive dilution of existing

shareholders



1146359 CNE1000009W5 Chongqing

Machinery &

Electric Co., Ltd.



1147949 CNE100000B24 Zijin Mining Group

Co., Ltd.


1147960 CNE100000CP9 CRRC Corp Ltd. Emerging Markets China 20/06/2017 Annual Against 4

10

11







1150252 CNE100000FN7 Sinopharm Group

Co., Ltd.


10






1145034 CNE100000HB8 Jiangsu Yanghe

Brewery Joint-Stock

Co., Ltd.


1148154 CNE100000HD4 China Longyuan

Power Group

Corporation Ltd.



1147952 CNE100000LQ8 Huatai Securities

Co., Ltd.



1150249 CNE100000RJ0 Agricultural Bank of

China Limited

Emerging Markets China 28/06/2017 Annual Against 11 Concerns to protect shareholder value

1148202 CNE100000SL4 China Everbright

Bank Co., Ltd.


1148203 CNE100000SL4 China Everbright

Bank Co., Ltd.


1148349 CNE100000WS1 Huaneng

Renewables

Corporation Ltd.


8




1125032 CNE100000X44 Chongqing Rural

Commercial Bank

Co., Ltd.

Emerging Markets China 05/05/2017 Annual Against 1,2.1,2.2,2.3,2.4,2.5,2.6,2.7,

2.8,4



1125037 CNE100000X44 Chongqing Rural

Commercial Bank

Co., Ltd.

Emerging Markets China 05/05/2017 Annual Against 17 Concerns about overall performance 2- Concerns to

protect shareholder value


1150090 CNE100001336 Beijing Jingneng

Clean Energy Co.,

Ltd.


13

9

12






1122428 CNE1000019Y0 New China Life

Insurance Co Ltd.


1150246 CNE1000019Y0 New China Life

Insurance Co Ltd.


11



1150538 CNE100001F60 Huadian Fuxin

Energy Corp Ltd.



1148802 CNE100001MK7 The People's

Insurance Company

(Group) Of China

Ltd.



1149921 CNE100001NP4 China Machinery

Engineering

Corporation


11

7

8






dilution of existing shareholdersInsufficient basis to

support a decision

1149931 CNE100001NP4 China Machinery

Engineering

Corporation


1132302 CNE100001NQ2 Guangzhou

Automobile Group

Co., Ltd.


1124526 CNE100001NT6 China Galaxy

Securities Co Ltd



1147956 CNE100001NT6 China Galaxy

Securities Co Ltd



1130674 CNE100001NV2 SINOPEC

Engineering Group

Co Ltd



1130671 CNE100001NV2 SINOPEC

Engineering Group

Co Ltd


1131340 CNE100001QQ5 Midea Group Co.,

Ltd.


14


1150617 CNE100001QS1 China Cinda Asset

Management Co.,

Ltd.


1135142 CNE100001SS7 Central China

Securities Co., Ltd.


1135143 CNE100001SS7 Central China



1140119 CNE100001SV1 Beijing Urban

Construction

Design &

Development

Group Co. Ltd.



1134509 CNE100001T72 Yangtze Optical

Fibre and Cable

Joint Stock Limited



Fibre and Cable

Joint Stock Limited



Fibre and Cable

Joint Stock Limited



Fibre and Cable

Joint Stock Limited



Fibre and Cable

Joint Stock Limited



1135713 CNE100001T80 CGN Power Co., Ltd. Emerging Markets China 24/05/2017 Annual Against 11 Issue of equity raises concerns about excessive


1119881 CNE100001TJ4 BAIC Motor

Corporation Ltd

Emerging Markets China 21/04/2017 Special Against 1.12 Overboarded/Too many other time commitments


Corporation Ltd




Corporation Ltd


1128186 CNE100002367 China Huarong

Asset Management

Co., Ltd.


1142275 CNE1000029W3 Postal Savings Bank

of China Co., Ltd.


1142286 CNE1000029W3 Postal Savings Bank

of China Co., Ltd.


1129528 CS0008418869 Philip Morris CR A.S Emerging Markets Czech

Republic


1103633 CY0100470919 Prosafe SE Europe Cyprus 10/05/2017 Annual All For

1122969 CY0105562116 Aroundtown

Property Holdings

PLC

Europe Cyprus 07/04/2017 Special All For

1150662 CZ0005112300 Cez A.S. Emerging Markets Czech

Republic


10



1127508 CZ0008019106 Komercni Banka

A.S.

Emerging Markets Czech

Republic

25/04/2017 Annual Against 10.1,10.2,10.3,10.4,10.5,10.

6,10.7,11.1,11.2


1123084 CZ0008040318 Moneta Money

Bank a. s.


Republic

24/04/2017 Annual Against 14.3 Insufficient/poor disclosure

1148013 CZ0009091500 Unipetrol AS Emerging Markets Czech

Republic

07/06/2017 Annual Against 10.1,10.2 Insufficient/poor disclosure

1123461 CZ0009093209 O2 Czech Republic

AS


Republic


9



1122960 DE0003304002 Software AG Europe Germany 17/05/2017 Annual All For

1123576 DE0003304101 Gerry Weber

International AG

Europe Germany 27/04/2017 Annual All For

1121299 DE0005089031 United Internet AG Europe Germany 18/05/2017 Annual Against 5 Concerns related to Non-audit fees


1124009 DE0005093108 Amadeus FiRe AG Europe Germany 18/05/2017 Annual All For

1134663 DE0005103006 ADVA Optical

Networking SE

Europe Germany 17/05/2017 Annual Against 2 Concerns to protect shareholder value

1123984 DE0005111702 zooplus AG Europe Germany 31/05/2017 Annual Against 2 Concerns to protect shareholder value

1125918 DE0005137004 QSC AG Europe Germany 24/05/2017 Annual All For

1120704 DE0005140008 Deutsche Bank AG Europe Germany 18/05/2017 Annual Against 15 Concerns about reducing shareholder rights

1123418 DE0005158703 Bechtle AG Europe Germany 01/06/2017 Annual All For

1120701 DE0005190003 Bayerische

Motoren Werke AG

(BMW)


1120659 DE0005200000 Beiersdorf AG Europe Germany 20/04/2017 Annual Against 7

5


performance

Concerns regarding Auditor tenure

1125946 DE0005220909 Nexus AG Europe Germany 12/05/2017 Annual Against 5 Concerns about reducing shareholder rights

1122460 DE0005313704 Carl Zeiss Meditec

AG

Europe Germany 30/05/2017 Annual Against 6 Issue of equity raises concerns about excessive


1123442 DE0005403901 CEWE Stiftung & Co

KGAA


1124023 DE0005407506 CENTROTEC

Sustainable AG

Europe Germany 31/05/2017 Annual Against 6 Issue of capital raises concerns about excessive


1121175 DE0005408116 Aareal Bank AG Europe Germany 31/05/2017 Annual Against 6 Proposed term in policy exceeds appropriate limit

1123441 DE0005408884 LEONI AG Europe Germany 11/05/2017 Annual Against 5 Concerns related to Non-audit fees

1123436 DE0005419105 Cancom SE Europe Germany 20/06/2017 Annual All For

1123478 DE0005437305 CompuGroup

Medical SE

Europe Germany 10/05/2017 Annual Against 7.1

6




1121163 DE0005439004 Continental AG Europe Germany 28/04/2017 Annual Against 6 Insufficient/poor disclosure

1123021 DE0005470306 CTS Eventim AG &

Co KGAA

Europe Germany 09/05/2017 Annual Against 5 Concerns related to Non-audit fees

1121171 DE0005470405 Lanxess AG Europe Germany 26/05/2017 Annual All For


1125075 DE0005493365 Hypoport AG Europe Germany 05/05/2017 Annual All For

1122949 DE0005501357 Axel Springer SE Europe Germany 26/04/2017 Annual All For

1123427 DE0005545503 Drillisch AG Europe Germany 18/05/2017 Annual All For

1122517 DE0005550636 Draegerwerk AG &

Co. KGaA


1124603 DE0005552004 Deutsche Post AG Europe Germany 28/04/2017 Annual Against 5

6

8




Proposed term in policy exceeds appropriate limit

1148920 DE0005557508 Deutsche Telekom

AG

Europe Germany 31/05/2017 Annual Against 6 Proposed term in policy exceeds appropriate limit

1120663 DE0005557508 Deutsche Telekom

AG



1122966 DE0005565204 Duerr AG Europe Germany 05/05/2017 Annual All For

1123465 DE0005664809 Evotec AG Europe Germany 14/06/2017 Annual Against 7

6


performance



1125917 DE0005677108 ELMOS

Semiconductor AG


1123426 DE0005772206 Fielmann AG Europe Germany 01/06/2017 Annual All For

1121289 DE0005773303 Fraport AG

Frankfurt Airport

Services Worldwide


1121128 DE0005785604 Fresenius SE & Co

KGaA

Europe Germany 12/05/2017 Annual Against 7 Apparent failure to link pay & appropriate

performance

1121147 DE0005785802 Fresenius Medical

Care AG & Co. KGAA


1125270 DE0005785802 Fresenius Medical

Care AG & Co. KGAA



1124029 DE0005800601 GFT Technologies SE Europe Germany 31/05/2017 Annual Against 6 Issue of equity raises concerns about excessive


1121158 DE0005810055 Deutsche Boerse AG Europe Germany 17/05/2017 Annual Against 3 Concerns about overall performance 2- Concerns to


1123969 DE0005878003 DMG MORI AG Europe Germany 05/05/2017 Annual Against 6 Apparent failure to link pay and appropriate

performance

1123456 DE0005895403 Grammer AG Europe Germany 24/05/2017 Annual All For

1123445 DE0005909006 Bilfinger SE Europe Germany 24/05/2017 Annual All For

1121304 DE0005937007 MAN SE Europe Germany 24/05/2017 Annual All For

1123459 DE0006013006 Hamborner REIT AG Europe Germany 10/05/2017 Annual Against 9

8




1120688 DE0006047004 HeidelbergCement

AG


1115926 DE0006048432 Henkel AG & Co.

KGaA


1121298 DE0006062144 Covestro AG Europe Germany 03/05/2017 Annual All For

1121257 DE0006070006 Hochtief AG Europe Germany 10/05/2017 Annual Against 8

7





1149981 DE0006190705 HAEMATO AG Europe Germany 22/06/2017 Annual All For

1123980 DE0006200108 INDUS Holding AG Europe Germany 24/05/2017 Annual All For

1123017 DE0006202005 Salzgitter AG Europe Germany 01/06/2017 Annual Against 6,7 Issue of capital raises concerns about excessive



1123423 DE0006229107 Jenoptik AG Europe Germany 07/06/2017 Annual Against 8

6.2,6.3




1124045 DE0006292030 KSB AG Europe Germany 10/05/2017 Annual Against 7 Concerns about reducing shareholder rights

1123430 DE0006305006 Deutz AG Europe Germany 04/05/2017 Annual All For

1123218 DE0006335003 Krones AG Europe Germany 20/06/2017 Annual All For

1123479 DE0006452907 Nemetschek SE Europe Germany 01/06/2017 Annual Against 6.1,6.2,6.3 Concerns about overall board structure

1140243 DE0006483001 Linde

Aktiengesellschaft


1120687 DE0006483001 Linde

Aktiengesellschaft


1121168 DE0006599905 Merck KGaA Europe Germany 28/04/2017 Annual Against 7 Insufficient/poor disclosure

1121974 DE0006602006 GEA Group AG Europe Germany 20/04/2017 Annual All For

1123480 DE0006632003 Morphosys AG Europe Germany 17/05/2017 Annual All For

1120114 DE0006916604 Pfeiffer Vacuum

Technology AG


1117465 DE0006972508 publity AG Europe Germany 20/06/2017 Annual All For

1123209 DE0007010803 Rational AG Europe Germany 03/05/2017 Annual All For

1122948 DE0007030009 Rheinmetall AG Europe Germany 09/05/2017 Annual All For

1120664 DE0007037129 RWE AG Europe Germany 27/04/2017 Annual Against 5 Apparent failure to link pay & appropriate


1123007 DE0007042301 Rhoen-Klinikum AG Europe Germany 07/06/2017 Annual Against 5 Lack of independence on board

1120661 DE0007164600 SAP SE Europe Germany 10/05/2017 Annual Against 4 Apparent failure to link pay & appropriate

performance

1123464 DE0007193500 Koenig & Bauer AG Europe Germany 23/05/2017 Annual Against 7 Issue of equity raises concerns about excessive


1122985 DE0007231326 Sixt SE Europe Germany 30/06/2017 Annual All For

1123452 DE0007446007 TAKKT AG Europe Germany 10/05/2017 Annual All For

1122951 DE0007472060 Wirecard AG Europe Germany 20/06/2017 Annual All For


1122961 DE0007480204 Deutsche Euroshop

AG



1123217 DE0007493991 Stroeer SE & Co

KGaA


1125104 DE0007507501 Washtec AG Europe Germany 03/05/2017 Annual All For

1131872 DE0007664039 Volkswagen AG

(VW)

Europe Germany 10/05/2017 Annual Against 5

3.1,3.2,3.3,3.4,3.5,3.6,3.7,3.

8,3.9,4.1,4.2,4.3,4.4,4.5,4.6,

4.7,4.8,4.9,4.10,4.11,4.12,4.

13,4.14,4.15,4.16,4.17,4.18,

4.19,4.20,4.21,4.22


performance


1124017 DE0007667107 Vossloh AG Europe Germany 24/05/2017 Annual Against 7 Issue of equity raises concerns about excessive


1123490 DE0007757007 H&R GmbH & Co

KGaA



value

1123454 DE0007856023 ElringKlinger AG Europe Germany 16/05/2017 Annual All For

1123489 DE0008019001 Deutsche

Pfandbriefbank AG


1124013 DE0008051004 Wuestenrot &

Wuerttembergische

AG


1120679 DE0008232125 Deutsche Lufthansa

AG


1122980 DE0008303504 TAG Immobilien AG Europe Germany 16/05/2017 Annual All For

1121259 DE0008402215 Hannover Rueck SE Europe Germany 10/05/2017 Annual All For

1120649 DE0008404005 Allianz SE Europe Germany 03/05/2017 Annual All For

1121125 DE0008430026 Muenchener

Rueckversicherungs

-Gesellschaft AG


6,9




1123006 DE000A0D6554 Nordex SE Europe Germany 30/05/2017 Annual Against 4 Concerns related to Non-audit fees

1121296 DE000A0D9PT0 MTU Aero Engines

AG



1123440 DE000A0DJ6J9 SMA Solar

Technology AG

Europe Germany 23/05/2017 Annual Against 6 Apparent failure to link pay and appropriate

performance

1131035 DE000A0DNAY5 Bet-At-Home.com

AG

Europe Germany 17/05/2017 Annual Against 6.1 Lack of independence on board

1121146 DE000A0HN5C6 Deutsche Wohnen

AG


8





1125070 DE000A0JBPG2 PNE Wind AG Europe Germany 31/05/2017 Annual Against 9

8





1122971 DE000A0JK2A8 Aurelius Equity

Opportunities SE &

Co KGaA


1122979 DE000A0LD2U1 alstria office REIT-

AG


performance

1122944 DE000A0LD6E6 Gerresheimer AG Europe Germany 26/04/2017 Annual All For

1123462 DE000A0S8488 Hamburger Hafen

und Logistik AG

Europe Germany 21/06/2017 Annual Against 7.1,7.2,7.3,8.1,8.2,8.3

6.1,6.2,6.5





1141905 DE000A0STST2 Tom Tailor Holding

SE


5


about reducing shareholder rights



1123206 DE000A0WMPJ6 Aixtron SE Europe Germany 09/05/2017 Annual Against 5 Lack of independent representation at board

committees

1133477 DE000A0Z1JH9 PSI Software AG Europe Germany 16/05/2017 Annual All For

1122983 DE000A0Z2ZZ5 freenet AG Europe Germany 01/06/2017 Annual All For

1124046 DE000A111338 SLM Solutions

Group AG



1112362 DE000A12B8Z4 TLG Immobilien AG Europe Germany 23/05/2017 Annual All For

1112372 DE000A12UKK6 Rocket Internet SE Europe Germany 02/06/2017 Annual Against 10

9

14






1123432 DE000A161N30 Grenke AG Europe Germany 11/05/2017 Annual Against 7 Apparent failure to link pay & appropriate

performance

1121261 DE000A1DAHH0 Brenntag AG Europe Germany 08/06/2017 Annual All For

1120697 DE000A1EWWW0 adidas AG Europe Germany 11/05/2017 Annual All For 6

1138211 DE000A1EWWW0 adidas AG Europe Germany 11/05/2017 Annual All For

1123003 DE000A1H8BV3 NORMA Group SE Europe Germany 23/05/2017 Annual All For

1112514 DE000A1H8MU2 Adler Modemarkte

AG


1121300 DE000A1J5RX9 Telefonica

Deutschland

Holding AG

Europe Germany 09/05/2017 Annual Against 6.1,6.2,6.3,6.4,6.5,6.7,6.8 Concerns about overall board structure

1147650 DE000A1K0300 euromicron AG Europe Germany 14/06/2017 Annual All For


1121172 DE000A1ML7J1 Vonovia SE Europe Germany 16/05/2017 Annual Against 6 Issue of capital raises concerns about excessive


1121275 DE000A1PHFF7 Hugo Boss AG Europe Germany 23/05/2017 Annual All For

1122525 DE000A2AADD2 innogy SE Europe Germany 24/04/2017 Annual Against 7

8.2,8.3

9.1a





1120657 DE000BASF111 BASF SE Europe Germany 12/05/2017 Annual All For

1115502 DE000BAY0017 Bayer AG Europe Germany 28/04/2017 Annual All For

1120645 DE000CBK1001 Commerzbank AG Europe Germany 03/05/2017 Annual Against 9 Concerns about reducing shareholder rights

1121160 DE000ENAG999 E.ON SE Europe Germany 10/05/2017 Annual All For

1121173 DE000EVNK013 Evonik Industries AG Europe Germany 23/05/2017 Annual All For

1123199 DE000KC01000 Kloeckner & Co SE Europe Germany 12/05/2017 Annual Against 8 Issue of equity raises concerns about excessive


1112550 DE000KGX8881 KION GROUP AG Europe Germany 11/05/2017 Annual Against 8 Apparent failure to link pay & appropriate


1121287 DE000KSAG888 K+S

Aktiengesellschaft


1112549 DE000LEG1110 LEG Immobilien AG Europe Germany 17/05/2017 Annual Against 6,7 Issue of capital raises concerns about excessive

dilution of existing shareholders 2- Proposed term

in policy exceeds appropriate limit

1123425 DE000PAT1AG3 Patrizia Immobilien

AG



1121165 DE000PSM7770 ProSiebenSat.1

Media SE



1121253 DE000SYM9999 Symrise AG Europe Germany 17/05/2017 Annual All For

1122994 DE000TLX1005 Talanx AG Europe Germany 11/05/2017 Annual Against 10

8





1121176 DE000UNSE018 Uniper SE Europe Germany 08/06/2017 Annual Against 6,7,9 Apparent failure to link pay & appropriate

performance

1123990 DE000WACK012 Wacker Neuson SE Europe Germany 30/05/2017 Annual Against 6 Issue of equity raises concerns about excessive


1123421 DE000WCH8881 Wacker Chemie AG Europe Germany 19/05/2017 Annual All For

1123477 DE000XNG8888 XING AG Europe Germany 16/05/2017 Annual All For

1112348 DE000ZAL1111 Zalando SE Europe Germany 31/05/2017 Annual All For

1118623 DK0010201102 Koebenhavns

Lufthavne

Europe Denmark 04/04/2017 Annual All For

1111927 DK0010219153 Rockwool

International A/S

Europe Denmark 05/04/2017 Annual Abstain 6c Lack of independence on board

1130887 DK0010247600 Gyldendal A/S Europe Denmark 25/04/2017 Annual All For

1111918 DK0010253921 Schouw & Co. Europe Denmark 20/04/2017 Annual All For

1111918 DK0010253921 Schouw & Co. Europe Denmark 20/04/2017 Annual All For 6

1105444 DK0010268606 Vestas Wind

System A/S


1110998 DK0010287663 NKT A/S Europe Denmark 21/04/2017 Annual Abstain Against 8

9f

9d,9e

Fund manager vote

Fund Manager Vote



1110998 DK0010287663 NKT A/S Europe Denmark 21/04/2017 Annual All For

1128308 DK0010307958 Jyske Bank A/S Europe Denmark 20/04/2017 Special All For


1128308 DK0010307958 Jyske Bank A/S Europe Denmark 20/04/2017 Special Against 1.2 Issue of equity raises concerns about excessive


1128308 DK0010307958 Jyske Bank A/S Europe Denmark 20/04/2017 Special Against 1.2,1.3 Fund manager vote

1148666 DK0010307958 Jyske Bank A/S Europe Denmark 02/06/2017 Special All For

1125321 DK0015202451 H+H International

A/S


1118423 DK0015250344 Alm. Brand A/S Europe Denmark 26/04/2017 Annual Abstain 4b,4d,4f,4h Lack of independence on board

1118423 DK0015250344 Alm. Brand A/S Europe Denmark 26/04/2017 Annual Abstain 4a,4b,4d,4f,4h Fund Manager Vote

1111973 DK0015998017 Bavarian Nordic A/S Europe Denmark 25/04/2017 Annual All For

1111973 DK0015998017 Bavarian Nordic A/S Europe Denmark 25/04/2017 Annual Against 5b Apparent failure to link pay & appropriate

performance

1111964 DK0060036564 Spar Nord Bank A/S Europe Denmark 26/04/2017 Annual All For

1111964 DK0060036564 Spar Nord Bank A/S Europe Denmark 26/04/2017 Annual Against 5 Insufficient/poor disclosure

1113122 DK0060083210 D/S Norden Europe Denmark 05/04/2017 Annual All For

1111940 DK0060477503 TopDanmark AS Europe Denmark 04/04/2017 Annual Against 4e1

1111940 DK0060477503 TopDanmark AS Europe Denmark 04/04/2017 Annual Abstain Against 6

5b,5c,5d,5e

5a

4e1

4a1





1133335 DK0060495240 SimCorp A/S Europe Denmark 26/04/2017 Special All For

1111969 DK0060497295 Matas A/S Europe Denmark 29/06/2017 Annual All For

1110914 DK0060634707 Royal Unibrew A/S Europe Denmark 27/04/2017 Annual All For

1113061 DK0060696300 Scandinavian

Tobacco Group A/S


1135596 EGS30031C016 Arabian Food

Industries Ltd

DOMTY

Emerging Markets Egypt 23/04/2017 Annual Against 6 Insufficient/poor disclosure

1124758 EGS33041C012 Oriental Weavers Emerging Markets Egypt 02/04/2017 Annual/Special All For


1137088 EGS69101C011 EFG Hermes

Holding SAE

Emerging Markets Egypt 27/04/2017 Annual Against 7,9

6




1127366 ES0105015012 Lar Espana Real

Estate Socimi SA

Europe Spain 26/05/2017 Annual All For

1118668 ES0105019006 Hispania Activos

Inmobiliarios

SOCIMI SA


1151894 ES0105022000 Applus Services SA Europe Spain 20/06/2017 Annual All For

1126184 ES0105025003 Merlin Properties

SOCIMI, SA

Europe Spain 25/04/2017 Annual Against 9

7.1


performance


performance

1151551 ES0105026001 Axiare Patrimonio

SOCIMI SA

Europe Spain 19/06/2017 Annual Against 6 Apparent failure to link pay & appropriate

performance Insufficient/poor disclosure

1126169 ES0105046009 AENA S.A. Europe Spain 25/04/2017 Annual All For

1127367 ES0105066007 Cellnex Telecom

S.A.


1153424 ES0105075008 EUSKALTEL S.A. Europe Spain 26/06/2017 Annual All For

1151129 ES0105128005 Telepizza Group,

S.A.U.


performance

1123086 ES0105630315 CIE Automotive S.A. Europe Spain 04/05/2017 Annual Against 5 Apparent failure to link pay & appropriate

performance

4

1149234 ES0109067019 Amadeus IT Group

SA


1124503 ES0109427734 Atresmedia

Corporacion de

Medios de

Comunicacion SA


3


performance


performance

1118359 ES0111845014 Abertis

Infraestructuras S.A



1144410 ES0112501012 Ebro Foods S.A Europe Spain 31/05/2017 Annual Against 4,10

6.3,6.5

6.2


performance



1120316 ES0113790226 Banco Popular

Espanol S.A


performance

1118669 ES0113900J37 Banco Santander

S.A.


1126179 ES0115056139 Bolsas y Mercados

Espanoles,

Sociedad Holding

de Mercados y

Sistemas

Financieros

Europe Spain 26/04/2017 Annual Against 3.3,3.4

3.2



1120460 ES0116870314 Gas Natural SDG S.A Europe Spain 20/04/2017 Annual Against 10,11 Apparent failure to link pay & appropriate


1116902 ES0116920333 Grupo Catalana

Occidente S.A.

Europe Spain 27/04/2017 Annual Against 9,10.1,10.2,10.3,11

5.2,5.3

5.1


performance



1150350 ES0117160111 Corporacion

Financiera Alba S.A.



1131524 ES0118594417 Indra Sistemas S.A. Europe Spain 28/06/2017 Annual All For

1117155 ES0118900010 Ferrovial SA Europe Spain 04/04/2017 Annual All For


1148384 ES0121975009 Construcciones y

Auxiliar de

Ferrocarriles S.A.


6

4.1,5

8


performance





dilution of existing shareholders Insufficient/poor

disclosure

1153425 ES0122060314 Fomento de

Construcciones y

Contratas, S.A.

Europe Spain 28/06/2017 Annual Against 5.2

4.1




1135182 ES0125220311 Acciona S.A Europe Spain 17/05/2017 Annual Against 7,9

8


performance


performance

1126177 ES0126775032 Distribuidora

Internacional De

Alimentacion SA


1107463 ES0127797019 EDP Renovaveis S.A. Europe Spain 06/04/2017 Annual All For

1126176 ES0130670112 Endesa S.A. Europe Spain 26/04/2017 Annual All For

1145983 ES0132105018 Acerinox S.A. Europe Spain 31/05/2017 Annual Against 8

5


performance


performance


1137126 ES0132945017 Tubacex S.A. Europe Spain 23/05/2017 Annual Against 7

5,6


performance



1143304 ES0134950F36 Faes Farma, S.A. Europe Spain 12/06/2017 Annual All For

1131733 ES0137650018 Fluidra S.A. Europe Spain 03/05/2017 Annual All For

1152880 ES0139140174 Inmobiliaria

Colonial S.A.


10


performance

Insufficient/poor disclosure Apparent failure to link

pay & appropriate performance

1116048 ES0140609019 CaixaBank SA Europe Spain 06/04/2017 Annual All For

1134829 ES0142090317 Obrascon Huarte

Lain S.A.


7


performance


performance

1150364 ES0143416115 Gamesa

Corporacion

Tecnologica S.A.


1132449 ES0147561015 Iberpapel Gestion

S.A.


1127734 ES0152503035 Mediaset Espana

Comunicacion SA

Europe Spain 27/04/2017 Annual Against 6,7 Apparent failure to link pay & appropriate

performance

1116931 ES0157097017 Almirall S.A Europe Spain 03/05/2017 Annual Against 5 Apparent failure to link pay & appropriate

performance

7,8

1149748 ES0161560018 NH Hotel Group SA Europe Spain 29/06/2017 Annual All For

1150752 ES0164180012 Miquel y Costas &

Miquel, SA


performance

1127364 ES0167050915 Acs, Actividades de

Construccion y

Servicios S.A


performance

6


1154124 ES0168561019 Papeles y Cartones

de Europa S.A.

Europe Spain 28/06/2017 Annual Against 4,5

11

10


performance



1123529 ES0168675090 Liberbank SA Europe Spain 19/04/2017 Annual All For

1153995 ES0169501030 Pharma Mar SA Europe Spain 28/06/2017 Annual Against 7 Apparent failure to link pay & appropriate


1154466 ES0171743901 Promotora de

Informaciones S.A

Europe Spain 29/06/2017 Annual Against 4.2

4.1

6,7





1141673 ES0171996087 Grifols SA Europe Spain 25/05/2017 Annual Against 8

7

9


performance


performance


1130789 ES0173516115 Repsol SA Europe Spain 18/05/2017 Annual Against 12 Concerns about overall board structure

1152623 ES0173908015 Realia Business S.A. Europe Spain 27/06/2017 Annual Against 4 Issue of capital raises concerns about excessive


1145971 ES0175438003 Prosegur Compania

de Seguridad S.A.



1148312 ES0176252718 Melia Hotels

International SA



1148065 ES0177542018 International

Consolidated

Airlines Group SA


1151900 ES0178165017 Tecnicas Reunidas

S.A


1150749 ES0178430E18 Telefonica S.A. Europe Spain 08/06/2017 Annual All For

1148004 ES0178430E18 Telefonica S.A. Europe Spain 08/06/2017 Annual All For

1148093 ES0182870214 Sacyr SA Europe Spain 07/06/2017 Annual Against 4 Apparent failure to link pay & appropriate

performance

1143766 ES0183746314 Vidrala S.A. Europe Spain 30/05/2017 Annual Against 6

5


performance


1120010 ES0184262212 VISCOFAN S.A. Europe Spain 26/04/2017 Annual All For

1134822 ES0184933812 Zardoya Otis S.A. Europe Spain 23/05/2017 Annual Against 7,8

6


performance


performance

5

1154562 EST01PA00013 Cemex Latam

Holdings SA

Europe Spain 29/06/2017 Annual Against 5,6,7 Apparent failure to link pay & appropriate

performance

1110983 FI0009000202 Kesko Oyj Europe Finland 03/04/2017 Annual All For

1130166 FI0009000459 Huhtamaki Oyj Europe Finland 27/04/2017 Annual All For

1111356 FI0009000681 Nokia Corp. Europe Finland 23/05/2017 Annual All For

1110574 FI0009003305 Sampo Oyj Europe Finland 27/04/2017 Annual All For

1110858 FI0009005318 Nokian Tyres Oyj Europe Finland 10/04/2017 Annual Against 14

18

17





1110575 FI0009005961 Stora Enso Oyj Europe Finland 27/04/2017 Annual All For


1114966 FI0009006308 HKScan Oyj Europe Finland 06/04/2017 Annual Against 12 Lack of independence on board

1110589 FI0009007132 Fortum Oyj Europe Finland 04/04/2017 Annual All For

1118434 FI0009007264 Bittium Corporation Europe Finland 12/04/2017 Annual Against 16 Issue of equity raises concerns about excessive


1110851 FI0009007884 Elisa Corporation Europe Finland 06/04/2017 Annual Against 13 Concerns related to Non-audit fees

1110586 FI0009013296 Neste Oyj Europe Finland 05/04/2017 Annual All For

1113067 FI4000008719 Tikkurila OY Europe Finland 04/04/2017 Annual All For

1125231 FI4000029905 Scanfil Oyj Europe Finland 26/04/2017 Annual Against 12 Lack of independence on board

1114974 FI4000048418 Ahlstrom-Munksjo

Oyj

Europe Finland 16/05/2017 Annual All For

1118067 FI4000081138 Lehto Group Oyj Europe Finland 11/04/2017 Annual All For

1110995 FO0000000179 Bakkafrost P/F Europe Faroe

Islands


13



1108669 FR0000031122 Air France Klm Europe France 16/05/2017 Annual/Special Against 10

5

19,20,21,22,23,24,25


performance



interests

1116439 FR0000031577 Virbac Europe France 23/06/2017 Annual/Special Against 9,10,12

7

5

14


performance




interests


1119504 FR0000031775 Vicat Europe France 18/04/2017 Annual/Special Against 12,13

6

7


performance


interests


1115498 FR0000032526 Guerbet Europe France 19/05/2017 Annual/Special Against 5,7,8,9

4

15

10,12

11,13


performance



interests


Proposed term in policy exceeds appropriate

limitLack of independence on board

1134598 FR0000033904 Jacquet Metal

Service

Europe France 30/06/2017 Annual/Special Against 9,10,11,12

7,13

6

16


performance

Concerns related to inappropriate service contract(s)



interests


1120577 FR0000034639 Altran Technologies Europe France 28/04/2017 Annual/Special Against 9,10,11,12

6

17


performance



interests

1122527 FR0000035081 Icade Europe France 20/04/2017 Annual/Special Against 19

18

16




interests

1152364 FR0000036857 Societe

internationale de

plantations d

heveas SIPH

Europe France 28/06/2017 Annual/Special Against 8

5


performance


1125706 FR0000038259 Eurofins Scientific

SE

Europe Luxembour

g

20/04/2017 Annual/Special Against 16,18 Concerns to protect shareholder value

1115446 FR0000039299 Bollore Europe France 01/06/2017 Annual/Special Against 13,14,15,16,6

6

11

7,8

12,1,2,3


performance





interests


1115869 FR0000044448 Nexans Europe France 11/05/2017 Annual/Special Against 8,22

5

4


performance



attendance at board or committee meetings

1115077 FR0000045072 Credit agricole SA Europe France 24/05/2017 Annual/Special Against 24,25

8,9,11

14,15,19,20,22


performance



1115511 FR0000050353 Lisi Europe France 25/04/2017 Annual/Special Against 12,13,14

3

6

7

15


performance



Lack of independence on boardConcerns about

overall performance


interests


1140477 FR0000050809 Sopra Steria Group Europe France 13/06/2017 Annual/Special Against 6,7,8,9

17

5

15

13

12


performance


Concerns related to inappropriate service

contract(s)



interests


interests

1117631 FR0000051732 Atos SE Europe France 24/05/2017 Annual/Special Against 13,17

11


performance


1118963 FR0000051807 Teleperformance SE Europe France 23/06/2017 Annual/Special Against 5,6,7,8 Apparent failure to link pay and appropriate

performance

1116935 FR0000052292 Hermes

International

Europe France 06/06/2017 Annual/Special Against 7,8

5

10,11,12,13

6,18,19,23

20,22


performance




interests


interestsIssue of equity raises concerns about



1150637 FR0000053027 MGI Coutier Europe France 28/06/2017 Annual/Special Against 8,10,11,12,13,14

4

6


performance



interests

1122364 FR0000053225 Metropole

Television


5,6,7

14


performance

Concerns related to inappropriate service contract


interests

1129220 FR0000053399 Constructions

industrielles de la

Mediterranee CNIM


8


performance


interests

1115454 FR0000053506 Cegedim Europe France 15/06/2017 Annual Against 8

5

1

9




contract(s)




1109003 FR0000054900 Television francaise

1 TF1

Europe France 13/04/2017 Annual/Special Against 6,8,24

5

3

10

14,15,16,17,19,20,21

18


performance





interests


interestsConcerns to protect shareholder value

1116413 FR0000060402 Albioma Europe France 31/05/2017 Annual/Special Against 5

13

22


performance



interests

1116405 FR0000060618 Rallye Europe France 10/05/2017 Annual/Special Against 19,20,21,22,23,24,35,36,37

41

16,17

5

25


performance





interests


1152307 FR0000060873 Marie Brizard Wine

and Spirits


10

13


performance



interests

1116973 FR0000061129 Boiron Europe France 18/05/2017 Annual/Special Against 14

6,7,8,9,10

5

4

15


performance






contract(s)


interests

1120692 FR0000064271 Stef Europe France 10/05/2017 Annual/Special Against 4

5,6

12


Lack of independence on boardProposed term in

policy exceeds appropriate limit


interests

1115490 FR0000064578 Fonciere des

Regions

Europe France 26/04/2017 Annual/Special All For

1116922 FR0000065484 Lectra Europe France 28/04/2017 Annual/Special All For


1115863 FR0000071946 Alten Europe France 22/06/2017 Annual/Special Against 10,11

4

27


performance



1116408 FR0000073272 Safran Europe France 15/06/2017 Annual/Special Against 5

4

24,25,26,27,28

23



contract(s)


interests


interests

1116924 FR0000073298 Ipsos Europe France 28/04/2017 Annual/Special Against 11,14,16,17

5

7,8


performance




1115435 FR0000074148 Assystem Europe France 16/05/2017 Annual/Special Against 28

12,13,14,15,26,27

11

30

20,23

8

17,19,21,25

22

A: Apparent failure to link pay & appropriate

performance


performance




dilution of existing shareholdersPoison pill/anti-

takeover measure not in investors interests



interests



1115500 FR0000077919 JCDecaux SA Europe France 11/05/2017 Annual/Special Against 11,15,25,26

18,19,20,23

16,21,22


performance





interests

1114190 FR0000120073 L Air Liquide Europe France 03/05/2017 Annual/Special All For


1115448 FR0000120107 Savencia SA Europe France 27/04/2017 Annual/Special Against 21

7

24

25,28

22,31


performance


committees




interests

1143918 FR0000120172 Carrefour Europe France 15/06/2017 Annual/Special Against 12,13

11

5,6

4

7


performance


contract(s)




1115457 FR0000120222 CNP Assurances Europe France 13/04/2017 Annual/Special Against 22

5,6

13,14,15,16,18,19

20,21


Insufficient/poor disclosureConcerns to protect

shareholder value



interests


1115457 FR0000120222 CNP Assurances Europe France 13/04/2017 Annual/Special Against 22

4,5

13,14,15,16,18,19

20,21


Insufficient/poor disclosureConcerns to protect

shareholder value



interests

1116420 FR0000120271 Total SA Europe France 26/05/2017 Annual/Special All For

1147622 FR0000120271 Total SA Europe France 26/05/2017 Annual/Special All For

1115514 FR0000120321 L Oreal Europe France 20/04/2017 Annual/Special Against 8 Apparent failure to link pay & appropriate


1108863 FR0000120354 Vallourec Europe France 12/05/2017 Annual/Special Against 26

31


performance


1122501 FR0000120404 Accor Europe France 05/05/2017 Annual/Special Against 11

21,27

A



interests



proposal promotes enhanced shareholder rights

1153072 FR0000120404 Accor Europe France 30/06/2017 Special All For


1115449 FR0000120503 Bouygues Europe France 27/04/2017 Annual/Special Against 12,28

6,7

27

4

15

16,18,19,24,29

20,21,23,25,26

22


performance






interests






excessive dilution of existing shareholdersConcerns

to protect shareholder value

1115867 FR0000120560 Neopost Europe France 30/06/2017 Annual/Special All For

1116409 FR0000120578 Sanofi Europe France 10/05/2017 Annual/Special All For

1115436 FR0000120628 Axa Europe France 26/04/2017 Annual/Special Against 29 Apparent failure to link pay and appropriate

performance

1116873 FR0000120644 Danone Europe France 27/04/2017 Annual/Special Against 6 Concerns about overall board structure

1121194 FR0000120685 Natixis Europe France 23/05/2017 Annual/Special Against 7

4

11


performance




1116930 FR0000120859 Imerys Europe France 03/05/2017 Annual/Special Against 5,23,24

4

17


performance



1115445 FR0000120966 Societe Bic Europe France 10/05/2017 Annual/Special Against 14,19

6,7

5



service contracts



interests

1115516 FR0000121014 LVMH Moet

Hennessy Louis

Vuitton


16

11,12,13

30,31

18

3

21,22,23,24,25

5,6,7,8


performance





Concerns to protect shareholder value 2- Poison

pill/anti-takeover measure not in investors interests






1120617 FR0000121121 Eurazeo Europe France 11/05/2017 Annual Against 8,10

13,18


performance


interests

1141711 FR0000121147 Faurecia Europe France 30/05/2017 Annual/Special Against 8

5

15


performance



1136026 FR0000121204 Wendel Europe France 18/05/2017 Annual/Special Against 14,15,17,18,31,32

6

4,5

29


performance



contract(s)



1116407 FR0000121253 Rubis Europe France 08/06/2017 Annual/Special Against 25,28 Concerns to protect shareholder value

1120681 FR0000121261 Compagnie

Generale des

Etablissements

Michelin


1116418 FR0000121329 Thales Europe France 17/05/2017 Annual/Special Against 4,5,11,12,13 Lack of independence on board

1120608 FR0000121485 Kering Europe France 27/04/2017 Annual/Special Against 8,9,10 Apparent failure to link pay and appropriate

performance


1121063 FR0000121501 Peugeot SA Europe France 10/05/2017 Annual/Special Against 16,17

9,10,11

32


performance



interests

1118870 FR0000121634 Colas Europe France 11/04/2017 Annual/Special Against 14

16

11

12,18,22

19,20,21


performance




interests




1129965 FR0000121667 Essilor International Europe France 11/05/2017 Annual/Special Against 11,12

4


performance


1115870 FR0000121691 NRJ Group Europe France 18/05/2017 Annual/Special Against 4,7

10


performance



1116411 FR0000121709 Seb SA Europe France 11/05/2017 Annual/Special Against 9,10,18

15

6,7

11,13,14,17


performance






interests

1119677 FR0000121725 Dassault Aviation Europe France 18/05/2017 Annual/Special Against 5,6,7,8

10

14


performance



interests

1131537 FR0000121881 Havas Europe France 10/05/2017 Annual/Special Against 15,16

6


performance


1115503 FR0000121964 Klepierre Europe France 18/04/2017 Annual/Special Against 11

23


performance

Proposal promotes appropriate accountability or

incentivisation

1116410 FR0000121972 Schneider Electric

SE

Europe France 25/04/2017 Annual/Special Against 10,11,13,14 Concerns about overall board structure


1116429 FR0000124141 Veolia

Environnement


11

5

14


performance 2- Fund manager or client vote


performance

Concerns related to potential conflict of interests

Concerns related to succession planning

1116429 FR0000124141 Veolia

Environnement


5

14


performance



10

1119500 FR0000124570 Compagnie Plastic

Omnium


12

11

4

16

17,18,19


performance


performance




interests




1108442 FR0000124711 Unibail Rodamco SE Europe France 25/04/2017 Annual/Special All For


1124155 FR0000125007 Compagnie de Saint

Gobain


1115923 FR0000125338 Capgemini Europe France 10/05/2017 Annual/Special All For

1116926 FR0000125346 Ingenico Group Europe France 10/05/2017 Annual/Special Against 9 Apparent failure to link pay and appropriate

performance

1116436 FR0000125486 Vinci Europe France 20/04/2017 Annual/Special All For

1115453 FR0000125585 Casino Guichard

Perrachon


34

6

16


performance




interests

1116440 FR0000127771 Vivendi Europe France 25/04/2017 Annual/Special Against 6,7,8,9,10,12,13

3

14,16,17

15

19,21,22


performance



Lack of independence on boardOverboarded/Too

many other time commitments


interests

1115510 FR0000130213 Lagardere SCA Europe France 04/05/2017 Annual/Special Against 5,6 Apparent failure to link pay and appropriate

performance


1119378 FR0000130403 Christian Dior Europe France 13/04/2017 Annual/Special Against 9,10

8

12,13

3

11

7

5





Insufficient basis to support a decision 2-




Lack of independence on board Overboarded/Too



1111735 FR0000130452 Eiffage Europe France 19/04/2017 Annual/Special Against 10,23

25

22

16,17,18

21

19,20


performance




interests








1143703 FR0000130577 Publicis Groupe Europe France 31/05/2017 Annual/Special Against 11,12,13,14

21

8

6


performance





1127735 FR0000130650 Dassault Systemes Europe France 23/05/2017 Annual/Special Against 7

11

15,17,18,19,20

21



service contract



interests




1116415 FR0000130809 Societe Generale Europe France 23/05/2017 Annual All For

1143998 FR0000131104 BNP Paribas SA Europe France 23/05/2017 Annual/Special All For

1116974 FR0000131104 BNP Paribas SA Europe France 23/05/2017 Annual/Special All For

1143029 FR0000131906 Renault Europe France 15/06/2017 Annual/Special Against 7

18

14


performance



1130061 FR0000133308 Orange Europe France 01/06/2017 Annual/Special Against 29

7,8,9,10,11,12,13,14

17,19,21,22,24,26,28


performance


performance


interests


1115871 FR0000184798 Orpea Europe France 22/06/2017 Annual/Special Against 10,11,14,15

4


performance


1122494 FR0004007813 Kaufman et Broad

SA


14

12,13,15

17

8,10


performance








interests


1135987 FR0004035913 Iliad Europe France 17/05/2017 Annual/Special Against 11,25

22

4

17,18,20,23

19

16,21,24


performance


Insufficient / poor disclosure






takeover measure not in investors



interests

1115402 FR0004040608 ABC Arbitrage Europe France 16/06/2017 Annual/Special Against 8,10,11

9


performance


interests


1152389 FR0004110310 Esi Group Europe France 29/06/2017 Annual/Special Against 7,10,11

5

4

23

9,16

15

12,13,14,17


performance


committees




interests


interests


interests Issue of equity raises concerns about


1120563 FR0004125920 Amundi Europe France 18/05/2017 Annual/Special Against 6,23

4

9,12,13


performance




1119643 FR0004156297 Linedata Services Europe France 27/04/2017 Annual/Special Against 9,10,31

7

3,6,14

15,21,34

16,17,18,20

19


performance




interests









1150232 FR0004163111 Genfit Europe France 16/06/2017 Annual/Special Against 19,20,32,47,48,55,56,57

8

34,35,59,60

18,46

33,58

9,11,15,23,37,43,51

10,16,38,39,44

12,13,14,40,41,42

26,27,30,52,53

24

25,28,29


performance

Combined CEO/Chairman





interests






excessive dilution of existing shareholders Concerns






1151309 FR0004170017 Le Noble Age Europe France 21/06/2017 Annual/Special Against 18,19,20,21,22,23,34

5

14

24,26,30,31

27,28,29,32,33

6,7,8,9,11,12


performance




interests






1141270 FR0004180537 Akka Technologies Europe France 15/06/2017 Annual/Special Against 21,22

4

25

5

14,15,16,18,19

7

17,20,24

12


performance


performance



contract(s)


dilution of existing shareholders 2- Poison pill/anti-



committees


interests


interests

1129267 FR0004180578 Sword Group SE Europe Luxembour

g

28/04/2017 Annual/Special All For

1115483 FR0004254035 Euler Hermes Group Europe France 24/05/2017 Annual/Special Against 10,12,13

19

17


performance




1152356 FR0004529147 Tessi Europe France 29/06/2017 Annual/Special Against 8,9,25

5,6

15,16,17,19,20

12,18,21

11


performance






interests


1129226 FR0006174348 Bureau Veritas Europe France 16/05/2017 Annual/Special Against 13,16

24

6,7,9,10


performance




1117063 FR0010040865 Gecina Europe France 26/04/2017 Annual/Special Against 8

6


performance



1117633 FR0010096479 BioMerieux SA Europe France 30/05/2017 Annual/Special Against 7,8,9,10

27

20,25,26

21,22,23,24


performance




interests




1135206 FR0010112524 Nexity Europe France 01/06/2017 Annual/Special Against 10

8,9

17,18


performance



1115401 FR0010208488 Engie Europe France 12/05/2017 Annual/Special Against 9 Concerns about overall board structure

1119030 FR0010241638 Mercialys Europe France 27/04/2017 Annual/Special Against 7

8,9,26

30

16


performance


performance



interests


1115474 FR0010242511 Electricite de France Europe France 18/05/2017 Annual/Special Against 14

7,8,9


Policy Rationale:Insufficient/poor disclosure

1129919 FR0010259150 Ipsen Europe France 07/06/2017 Annual/Special Against 13,14,16,17,27

5,6

29

25

11


performance






1120554 FR0010307819 Legrand Europe France 31/05/2017 Annual/Special All For

1115434 FR0010313833 Arkema Europe France 23/05/2017 Annual/Special All For

1115403 FR0010340141 Aeroports de Paris

ADP


32

23

27,28,29,30,31

18




Lack of independence on boardProposed term in

policy exceeds appropriate limit


interests

1145450 FR0010386334 Korian Europe France 22/06/2017 Annual/Special Against 28

26

15




1120453 FR0010411983 Scor Se Europe France 27/04/2017 Annual/Special Against 21 Apparent failure to link pay and appropriate

performance


1127732 FR0010417345 DBV Technologies Europe France 15/06/2017 Annual/Special Against 10,11,14,15

9

4

16


performance


performance


contract(s)


dilution of existing shareholders 2- Apparent failure

to link pay & appropriate performance

1152282 FR0010425595 Cellectis Europe France 26/06/2017 Annual/Special Against 21,22,23,24,25

4

28

13,14,15,16,17,18,19,26

5,6,7,8,9


performance






1132354 FR0010451203 Rexel Europe France 23/05/2017 Annual/Special Against 7,8,12 Apparent failure to link pay and appropriate

performance

1115494 FR0010533075 Groupe Eurotunnel

SE


1118878 FR0010613471 SUEZ Europe France 10/05/2017 Annual/Special Against 4 Lack of independence on board

1118878 FR0010613471 SUEZ Europe France 10/05/2017 Annual/Special Against 9

4


performance


1137599 FR0010667147 Coface SA Europe France 17/05/2017 Annual/Special Against 19

12

6,7,8,9,10,11,14,15,16

5

Apparent failure to link pay and appropriate

performance



Lack of independence on board

Poison pill/anti-takeover measure not in

investors interests

1116262 FR0010908533 Edenred Europe France 04/05/2017 Annual/Special All For

1126924 FR0010918292 Technicolor Europe France 24/05/2017 Annual/Special All For

1141671 FR0011040500 Axway Software Europe France 06/06/2017 Annual/Special Against 21

10

7

13,14,18

15,16,17

19


performance


performance



interests


1139142 FR0011476928 Fnac Darty Europe France 24/05/2017 Annual/Special Against 9,10

19

6,7

20


performance




interests

1143716 FR0011594233 Sfr Group Europe France 31/05/2017 Annual/Special Against 5,6,7,9,10,11,25,26

4

12,13,14,15

16,22,23

17,18,19,21

20


performance




interests








1119661 FR0011726835 Gaztransport et

Technigaz


8

4,6,7

10


performance




interests


1139147 FR0011981968 Worldline Europe France 24/05/2017 Annual/Special Against 12,13

18,19,21

23


performance



Policy Rationale:Apparent failure to link pay and

appropriate performance

1135213 FR0012435121 Elis Europe France 19/05/2017 Annual/Special Against 12,13,15,16

21

24,25,26,27,28


performance




1121162 FR0012757854 Spie SA Europe France 16/05/2017 Annual/Special Against 8 Poison pill/anti-takeover measure not in investors

interests

1141709 FR0012819381 Groupe Guillin Europe France 09/06/2017 Annual/Special Against 7

6


interests

Proposed term in policy exceeds appropriate

limitConcerns about overall board structure

1148324 FR0012938884 Solocal Group Europe France 13/06/2017 Annual/Special Against 11,12,16 Apparent failure to link pay & appropriate

performance


1139148 FR0013153541 Maisons Du Monde Europe France 19/05/2017 Annual/Special Against 5,7,13

4

10

9

11


performance




interests




1109005 FR0013154002 Sartorius Stedim

Biotech

Europe France 04/04/2017 Annual Against 7,8,9,10

5

4

2


performance




1129237 FR0013176526 Valeo Europe France 23/05/2017 Annual/Special All For

1110125 GA0000121459 Total Gabon SA Emerging Markets Gabon 19/05/2017 Annual Against 1 Insufficient/poor disclosure

1149523 GB0000031285 Aberdeen Asset

Management PLC

United Kingdom United

Kingdom

19/06/2017 Court All For

1149524 GB0000031285 Aberdeen Asset

Management PLC


Kingdom


1111224 GB0000282623 Amec Foster

Wheeler plc


Kingdom


1143637 GB0000282623 Amec Foster

Wheeler plc


Kingdom


1122493 GB0000282623 Amec Foster

Wheeler plc


Kingdom


1127369 GB0000293620 The North

American Income

Trust plc


Kingdom



1123123 GB0000456144 Antofagasta plc United Kingdom United

Kingdom


12



1149578 GB0000600931 Braemar Shipping

Services plc


Kingdom

22/06/2017 Annual Against 2,3 Apparent failure to link pay & appropriate

performance

1151718 GB0000608009 WS Atkins plc United Kingdom United

Kingdom


1151717 GB0000608009 WS Atkins plc United Kingdom United

Kingdom


1124566 GB0000706274 Baillie Gifford Shin

Nippon PLC


Kingdom


1132582 GB0000946276 Consort Medical plc United Kingdom United

Kingdom


1123951 GB0000961622 Balfour Beatty plc United Kingdom United

Kingdom

18/05/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1127057 GB0001048619 Ted Baker PLC United Kingdom United

Kingdom

13/06/2017 Annual Against 2,3

7


performance


committees

1127739 GB0001110096 Henry Boot PLC United Kingdom United

Kingdom


7

4


committees


ndependent ChairmanConcerns related to

inappropriate membership of committees

1124532 GB0001500809 Tullow Oil plc United Kingdom United

Kingdom


1112505 GB0001500809 Tullow Oil plc United Kingdom United

Kingdom


1118744 GB0001528156 Interserve plc United Kingdom United

Kingdom


1140437 GB0001570810 Xaar plc United Kingdom United

Kingdom


1140099 GB0001713154 Candover

Investments plc


Kingdom



1143937 GB0001738615 Capital Gearing

Trust plc


Kingdom


1138489 GB0001741544 Capital & Regional

plc


Kingdom

09/05/2017 Annual All For 7

1139914 GB0001771426 accesso Technology

Group plc


Kingdom

23/05/2017 Annual Against 10,12,13

3

6


performance



committees

1120013 GB0001859296 Bovis Homes Group

PLC


Kingdom


1136672 GB0001859296 Bovis Homes Group

PLC


Kingdom


1121161 GB0001883718 Charles Taylor plc United Kingdom United

Kingdom


2


performance


performance

1129435 GB0002015021 T. Clarke plc United Kingdom United

Kingdom


1134595 GB0002018363 Clarkson PLC United Kingdom United

Kingdom

12/05/2017 Annual Against 2,3 Apparent failure to link pay and appropriate

performance

1115827 GB0002148343 Rathbone Brothers

plc


Kingdom


1126793 GB0002162385 Aviva plc United Kingdom United

Kingdom


1145495 GB0002349065 R.E.A. Holdings plc United Kingdom United

Kingdom


performance

1122362 GB0002405495 Schroders plc United Kingdom United

Kingdom


3


performance


performance

1118041 GB0002418548 Elementis plc United Kingdom United

Kingdom



1080850 GB0002634946 BAE Systems plc United Kingdom United

Kingdom

10/05/2017 Annual Abstain 2,3,4,5,6,7,8,9,10,11,12,13,1

4,15,16,17,18,19,20,21,22

1



1080850 GB0002634946 BAE Systems plc United Kingdom United

Kingdom


performance

1127753 GB0002652740 Derwent London plc United Kingdom United

Kingdom

19/05/2017 Annual Against 6 Overboarded/Too many other time commitments

1129162 GB0002670437 Devro plc United Kingdom United

Kingdom


1127139 GB0002875804 British American

Tobacco plc


Kingdom


1096482 GB0002875804 British American

Tobacco plc


Kingdom


1150866 GB0003292009 ICG Enterprise

Trust PLC


Kingdom


1113528 GB0003308607 Spectris plc United Kingdom United

Kingdom


1126186 GB0003328555 Fidelity Japanese

Values PLC


Kingdom


1115819 GB0003390720 Allianz Technology

Trust PLC


Kingdom


1119366 GB0003395000 James Fisher &

Sons plc


Kingdom

04/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1131758 GB0003406096 Dunedin Income

Growth Investment

Trust PLC


Kingdom


1122467 GB0003422184 JPMorgan

Claverhouse

Investment Trust plc


Kingdom


1120079 GB0003466074 Foreign & Colonial

Investment Trust

PLC


Kingdom


1144400 GB0003656021 Witan Pacific

Investment Trust

PLC


Kingdom


1119563 GB0003921052 HgCapital Trust plc United Kingdom United

Kingdom


1114693 GB0004065016 Hammerson plc United Kingdom United

Kingdom


1116395 GB0004082847 Standard Chartered

PLC


Kingdom



1129503 GB0004126057 Ebiquity plc United Kingdom United

Kingdom


performance

1138618 GB0004170089 Headlam Group plc United Kingdom United

Kingdom


1120083 GB0004228648 Herald Investment

Trust PLC


Kingdom


1120629 GB0004270301 Hill & Smith

Holdings PLC


Kingdom


5



1116040 GB0004478896 Hunting plc United Kingdom United

Kingdom

12/04/2017 Annual Abstain Against 3

2,4


performance

1149086 GB0004536594 Advanced Medical

Solutions Group plc


Kingdom


1147936 GB0004657408 MITIE Group PLC United Kingdom United

Kingdom


1153871 GB0004697420 JKX Oil & Gas plc United Kingdom United

Kingdom

30/06/2017 Annual Against 2,3,8 Apparent failure to link pay and appropriate

performance

1118366 GB0004726096 Spirent

Communications plc


Kingdom


1120011 GB0004762810 Johnson Service

Group plc


Kingdom


9

10





1116820 GB0004866223 Keller Group plc United Kingdom United

Kingdom


performance

1121645 GB0005058408 BlackRock Latin

American



Kingdom



1117517 GB0005203376 Jardine Lloyd

Thompson Group

plc


Kingdom


6,13


performance


committees

1125726 GB0005310270 London and St

Lawrence

Investment

Company plc


Kingdom


1125730 GB0005310270 London and St

Lawrence

Investment

Company plc


Kingdom


1111623 GB0005363014 Low & Bonar plc United Kingdom United

Kingdom


1128797 GB0005372411 Martin Currie

Global Portfolio

Trust plc


Kingdom


1115447 GB0005405286 HSBC Holdings plc United Kingdom United

Kingdom


1126258 GB0005576813 Howden Joinery

Group Plc


Kingdom


1120049 GB0005596985 Aberdeen UK

Tracker Trust plc


Kingdom


1120628 GB0005603997 Legal & General

Group Plc


Kingdom


1114232 GB0005622542 Millennium &

Copthorne Hotels

plc


Kingdom


1136060 GB0005630420 Mears Group plc United Kingdom United

Kingdom

07/06/2017 Annual All For 8,12

1117469 GB0005758098 Meggitt PLC United Kingdom United

Kingdom


1116240 GB0005774855 BlackRock World

Mining Trust plc


Kingdom


1120631 GB0005790059 John Menzies plc United Kingdom United

Kingdom


performance

1134836 GB0005794036 The Mercantile



Kingdom


1129485 GB0005800072 The Merchants

Trust Plc


Kingdom


1131919 GB0006027295 Morgan Advanced

Materials plc


Kingdom



1149969 GB0006043169 Wm Morrison

Supermarkets PLC


Kingdom


performance

1127354 GB0006056104 Moss Bros Group

plc


Kingdom


1122465 GB0006111909 Murray

International Trust

PLC


Kingdom


1118443 GB0006215205 National Express

Group PLC


Kingdom


1147040 GB0006436108 BlackRock Smaller

Companies Trust plc


Kingdom


1155834 GB0006439003 North Atlantic

Smaller Companies

Investment Trust

PLC


Kingdom


7


committees


committeesConcerns about overall board

structureConcerns related to succession planning

1136669 GB0006449366 Anglo Pacific Group

plc


Kingdom


1134002 GB0006640972 4imprint Group plc United Kingdom United

Kingdom


1145332 GB0006648157 Oxford BioMedica

PLC


Kingdom


1134266 GB0006674385 Pacific Assets Trust

plc


Kingdom

29/06/2017 Annual Against 13 Issue of equity raises concerns about excessive

dilution of existing shareholdersConcerns to protect

shareholder value

1135219 GB0006683238 Communisis plc United Kingdom United

Kingdom


1127849 GB0006776081 Pearson plc United Kingdom United

Kingdom


performance

1118414 GB0006825383 Persimmon plc United Kingdom United

Kingdom


1124750 GB0006834344 intu properties plc United Kingdom United

Kingdom



1115351 GB0006928617 The Unite Group plc United Kingdom United

Kingdom


1111131 GB0006963689 Porvair plc United Kingdom United

Kingdom


performance

1116765 GB0007099541 Prudential plc United Kingdom United

Kingdom


performance

1112512 GB0007188757 Rio Tinto plc United Kingdom United

Kingdom


7


performance



Kingdom



Kingdom


1129437 GB0007365546 Carillion plc United Kingdom United

Kingdom


1121221 GB0007366395 RIT Capital Partners

plc


Kingdom


7



committees

1125215 GB0007590234 Fidessa group plc United Kingdom United

Kingdom


1120972 GB0007594764 RPS Group plc United Kingdom United

Kingdom


1129488 GB0007655037 S&U plc United Kingdom United

Kingdom


2

5

9


performance


performance

Combined CEO/Chair


committees

1132371 GB0007669376 St. James's Place plc United Kingdom United

Kingdom



1118372 GB0007739609 Travis Perkins plc United Kingdom United

Kingdom


performance

1112802 GB0007873697 Scottish American

Investment

Company plc


Kingdom


1159103 GB0007892358 SVG Capital Plc United Kingdom United

Kingdom


1116816 GB0007958233 Senior plc United Kingdom United

Kingdom


performance

1126085 GB0007973794 Serco Group plc United Kingdom United

Kingdom


performance

1134813 GB0007980591 BP plc United Kingdom United

Kingdom


1123129 GB0008025412 SIG plc United Kingdom United

Kingdom


1121233 GB0008085614 Morgan Sindall

Group plc


Kingdom


1123578 GB0008475088 Robert Walters PLC United Kingdom United

Kingdom


1123416 GB0008706128 Lloyds Banking

Group plc


Kingdom


1127770 GB0008710799 Schroder Asian

Total Return

Investment

Company plc


Kingdom


1135393 GB0008711763 TT Electronics plc United Kingdom United

Kingdom


1117501 GB0008782301 Taylor Wimpey plc United Kingdom United

Kingdom


1150278 GB0008847096 Tesco PLC United Kingdom United

Kingdom


1116841 GB0009039941 Trinity Mirror plc United Kingdom United

Kingdom


performance

1126253 GB0009123323 Ultra Electronics

Holdings plc


Kingdom


1120253 GB0009223206 Smith & Nephew plc United Kingdom United

Kingdom


1119368 GB0009223206 Smith & Nephew plc United Kingdom United

Kingdom


1131018 GB0009252882 GlaxoSmithKline plc United Kingdom United

Kingdom


performance


1114921 GB0009296665 The Vitec Group plc United Kingdom United

Kingdom


1129218 GB0009376368 SDL plc United Kingdom United

Kingdom


performance

1115346 GB0009465807 The Weir Group PLC United Kingdom United

Kingdom


1129915 GB0009580571 Henderson High

Income Trust plc


Kingdom


1155430 GB0009580571 Henderson High

Income Trust plc


Kingdom


1140132 GB0009619924 IQE plc United Kingdom United

Kingdom


1121915 GB0009744060 Witan Investment

Trust plc


Kingdom


1119560 GB0009887422 Synthomer plc United Kingdom United

Kingdom


1127144 GB0009895292 AstraZeneca plc United Kingdom United

Kingdom


performance

1101030 GB0009895292 AstraZeneca plc United Kingdom United

Kingdom


performance

1138424 GB0009896605 Zotefoams plc United Kingdom United

Kingdom


1120641 GB0030232317 PageGroup plc United Kingdom United

Kingdom


performance

1151355 GB0030329360 Wincanton plc United Kingdom United

Kingdom


1127499 GB0030646508 GKN plc United Kingdom United

Kingdom


1127767 GB0030738271 F&C Private Equity

Trust plc


Kingdom


1127356 GB0031030819 Alliance Pharma plc United Kingdom United

Kingdom


1116835 GB0031215220 Carnival plc United Kingdom United

Kingdom

05/04/2017 Annual Against 11,13,14 Apparent failure to link pay & appropriate

performance


1116835 GB0031215220 Carnival plc United Kingdom United

Kingdom

05/04/2017 Annual Against 8 Tenure: 30 years, lead independent board. Chair of

the nominating, governance committee. Question

his independence due to his tenure. No new

directors are involved in key committees.

1132404 GB0031232498 Impax

Environmental

Markets plc


Kingdom


1115890 GB0031348658 Barclays plc United Kingdom United

Kingdom


6



1117524 GB0031429219 The Law Debenture

Corporation plc


Kingdom


1143714 GB0031544546 Petropavlovsk PLC United Kingdom United

Kingdom

22/06/2017 Annual Against 8,9,15 Concerns about overall performance

1120085 GB0031638363 Intertek Group plc United Kingdom United

Kingdom


1116972 GB0031698896 William Hill plc United Kingdom United

Kingdom


1140192 GB0032087826 Amerisur

Resources PLC


Kingdom


1127050 GB0032089863 Next Plc United Kingdom United

Kingdom


performance

1136248 GB0032360173 Highland Gold

Mining Ltd

United Kingdom Jersey 17/05/2017 Annual Against 8 Issue of equity raises concerns about excessive


1150690 GB0033032904 Faroe Petroleum plc United Kingdom United

Kingdom

20/06/2017 Annual Against 6 Concerns related to inappropriate membership of

committees

1116819 GB0033057794 Dialight plc United Kingdom United

Kingdom


1141812 GB0033195214 Kingfisher plc United Kingdom United

Kingdom


1121596 GB0033862573 EP Global

Opportunities Trust

plc


Kingdom



1141568 GB0033875286 Standard Life

Investments

Property Income

Trust Ltd

United Kingdom Guernsey 07/06/2017 Annual All For

1124158 GB0033986497 ITV plc United Kingdom United

Kingdom


1134597 GB0034264548 Paysafe Group Plc United Kingdom Isle of Man 09/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1120015 GB0034291418 Centaur Media plc United Kingdom United

Kingdom


1128199 GB0043620292 Genting Singapore

PLC


Kingdom



1114054 GB0059822006 Dialog

Semiconductor Plc


Kingdom


1120575 GB00B00FPT80 Chesnara plc United Kingdom United

Kingdom


1121148 GB00B012BV22 Marshalls plc United Kingdom United

Kingdom


1128752 GB00B013H060 Michelmersh Brick

Holdings plc


Kingdom

10/05/2017 Annual Against 1 Concerns about overall board structure

1112058 GB00B01C3S32 Randgold

Resources Ltd


Kingdom


performance

1140679 GB00B01D1K48 Vectura Group plc United Kingdom United

Kingdom


1131993 GB00B01FLG62 G4S plc United Kingdom United

Kingdom


1126630 GB00B02J6398 Admiral Group plc United Kingdom United

Kingdom


1101594 GB00B033F229 Centrica plc United Kingdom United

Kingdom


1156031 GB00B03HDJ73 Stobart Group Ltd United Kingdom United

Kingdom


7


performance


1111769 GB00B03MLX29 Royal Dutch Shell

plc


Kingdom


performance

1131875 GB00B06GM726 Telit

Communications

PLC


Kingdom


performance


1114234 GB00B0744359 Essentra plc United Kingdom United

Kingdom


performance

1116815 GB00B0744B38 Bunzl plc United Kingdom United

Kingdom


5


performance


1129505 GB00B07KD360 Cobham plc United Kingdom United

Kingdom


1125532 GB00B07KD360 Cobham plc United Kingdom United

Kingdom


1115820 GB00B082RF11 Rentokil Initial plc United Kingdom United

Kingdom


performance

1120068 GB00B09LSH68 Inmarsat Plc United Kingdom United

Kingdom


performance

1138550 GB00B0CL3P62 GLI Finance Limited United Kingdom Guernsey 10/05/2017 Annual Against 3

4


performance


1143057 GB00B0CRWK29 Huntsworth plc United Kingdom United

Kingdom


1129473 GB00B0DG3H29 Sirius Minerals Plc United Kingdom United

Kingdom

29/06/2017 Annual Abstain 11 Concerns related to Non-audit fees

1118847 GB00B0F99717 Berendsen plc United Kingdom United

Kingdom


1130162 GB00B0H2K534 Petrofac Ltd United Kingdom United

Kingdom


performance

7

1115823 GB00B0HZPV38 KAZ Minerals plc United Kingdom United

Kingdom


performance

1106238 GB00B0KM9T71 SThree plc United Kingdom United

Kingdom


1120017 GB00B0LCW083 Hikma

Pharmaceuticals

PLC


Kingdom


1130874 GB00B0P6J834 Aberdeen Asian

Income Fund

Limited

United Kingdom Jersey 10/05/2017 Annual All For


1126959 GB00B0PPFY88 Hansteen Holdings

PLC


Kingdom


1146425 GB00B0PPFY88 Hansteen Holdings

PLC


Kingdom


1143019 GB00B0SPFW38 Northbridge

Industrial Services

PLC


Kingdom

07/06/2017 Annual Against 2 Concerns about overall board structure Concerns


1125868 GB00B0SWJX34 London Stock

Exchange Group plc


Kingdom

26/04/2017 Annual All For 3,4

1142448 GB00B0YG1K06 Restaurant Group

plc


Kingdom


2

4


performance


1129375 GB00B0ZSH635 Ladbrokes Coral

Group plc


Kingdom


1118055 GB00B10RZP78 Unilever PLC United Kingdom United

Kingdom


1127768 GB00B11V7W98 Alliance Trust PLC United Kingdom United

Kingdom


1127750 GB00B128J450 IP Group Plc United Kingdom United

Kingdom


1152655 GB00B128J450 IP Group Plc United Kingdom United

Kingdom


1131687 GB00B12RQD06 H&T Group Plc United Kingdom United

Kingdom


1126255 GB00B135BJ46 Savills plc United Kingdom United

Kingdom


performance

1121156 GB00B15FWH70 Cineworld Group plc United Kingdom United

Kingdom


performance

1142306 GB00B15PV034 Middlefield

Canadian Income

PCC


1145394 GB00B15PV034 Middlefield

Canadian Income

PCC

United Kingdom Jersey 25/05/2017 Special Against 5 Concerns related to inappropriate membership of

committees

1134545 GB00B17MMZ46 Lookers plc United Kingdom United

Kingdom



1138077 GB00B188SR50 International Public

Partnerships Ltd

United Kingdom Guernsey 05/05/2017 Special All For

1130872 GB00B188SR50 International Public

Partnerships Ltd


1151558 GB00B19Z2J52 UK Commercial

Property Trust Ltd


1127769 GB00B1CL5249 Lamprell plc United Kingdom United

Kingdom


performance

1155500 GB00B1CL5249 Lamprell plc United Kingdom United

Kingdom


1115813 GB00B1CRLC47 Mondi plc United Kingdom United

Kingdom


performance

1144766 GB00B1FL3C76 INVESCO Perpetual

UK Smaller

Companies



Kingdom

08/06/2017 Annual Against 5 Concerns related to succession planning

1151588 GB00B1FL3C76 INVESCO Perpetual

UK Smaller

Companies



Kingdom


1120012 GB00B1FP8915 BBA Aviation plc United Kingdom United

Kingdom

05/05/2017 Annual Against 3 Concerns about overall board structure

1120632 GB00B1FW5029 Hochschild Mining

PLC


Kingdom


5


performance


committees

1146415 GB00B1FW5029 Hochschild Mining

PLC


Kingdom


1120077 GB00B1G5HX72 LSL Property

Services Plc


Kingdom


performance

1148727 GB00B1GCLT25 Polar Capital

Holdings plc


Kingdom


1123128 GB00B1H0DZ51 TP ICAP plc United Kingdom United

Kingdom


performance


1113525 GB00B1JQBT10 Pendragon PLC United Kingdom United

Kingdom


performance

1150650 GB00B1KJJ408 Whitbread PLC United Kingdom United

Kingdom


1130864 GB00B1V9NW54 Hilton Food Group

plc


Kingdom


1117520 GB00B1VNST91 Laird PLC United Kingdom United

Kingdom


1122404 GB00B1VNSX38 Drax Group plc United Kingdom United

Kingdom


performance

1156559 GB00B1WBW239 RhythmOne plc United Kingdom United

Kingdom


1127089 GB00B1XH2C03 Ferrexpo Plc United Kingdom United

Kingdom


performance

1114872 GB00B1XZS820 Anglo American plc United Kingdom United

Kingdom


performance

1118010 GB00B1YKG049 International

Personal Finance Plc


Kingdom


1151695 GB00B1YW4409 3i Group plc United Kingdom United

Kingdom


performance

1117478 GB00B1Z4ST84 Provident Financial

plc


Kingdom


1117476 GB00B1ZBKY84 Moneysupermarket.

com Group PLC


Kingdom


1119365 GB00B23K0M20 Capita plc United Kingdom United

Kingdom


performance

1113000 GB00B24CGK77 Reckitt Benckiser

Group plc


Kingdom


2

8



performance



Group plc


Kingdom


4,8


performance




Group plc


Kingdom


1121235 GB00B24CT194 Ophir Energy Plc United Kingdom United

Kingdom


performance

1130342 GB00B28ZPV64 Sportech PLC United Kingdom United

Kingdom



Kingdom



Kingdom

24/05/2017 Special Against 1,2 Apparent failure to link pay & appropriate

performance

1116346 GB00B2987V85 Rightmove plc United Kingdom United

Kingdom


1120633 GB00B29H4253 Tyman plc United Kingdom United

Kingdom


1120040 GB00B2B0DG97 RELX PLC United Kingdom United

Kingdom


1139545 GB00B2QPKJ12 Fresnillo PLC United Kingdom United

Kingdom


5



commitmentsConcerns related to approach to

board diversity

1127349 GB00B3CX3644 STV Group plc United Kingdom United

Kingdom

25/04/2017 Annual Against 9 Concerns related to Non-audit fees

1125822 GB00B3FLWH99 Bodycote plc United Kingdom United

Kingdom


3,5


performance


1112783 GB00B3MBS747 Ocado Group plc United Kingdom United

Kingdom


performance

1134887 GB00B3PHCS86 Henderson

International

Income Trust plc


Kingdom


1128595 GB00B3ZP1526 Gama Aviation Plc United Kingdom United

Kingdom


performance

1121127 GB00B40SF849 Novae Group Plc United Kingdom United

Kingdom



1121164 GB00B43G0577 Premier Oil plc United Kingdom United

Kingdom


performance

1155315 GB00B43G0577 Premier Oil plc United Kingdom United

Kingdom


1152275 GB00B4TR3444 Aberforth Geared

Income Trust plc


Kingdom


1152276 GB00B4TR3444 Aberforth Geared

Income Trust plc


Kingdom


1132297 GB00B4VLR192 Ensco plc United Kingdom United

Kingdom


1129211 GB00B4YZN328 Coats Group plc United Kingdom United

Kingdom


1126346 GB00B53P2009 Jupiter Fund

Management Plc


Kingdom


2


performance


performance

1141891 GB00B572ZV91 SOCO International

plc


Kingdom


performance

1149479 GB00B580MF54 Hurricane Energy

plc


Kingdom

07/06/2017 Annual Against 1 Concerns to protect shareholder valueConcerns

about overall board structureApparent failure to link


1146420 GB00B5BT0K07 Aon plc United Kingdom United

Kingdom

23/06/2017 Annual Against 1.1 Concerns to protect shareholder value

1114917 GB00B5N0P849 John Wood Group

PLC


Kingdom


performance

1122483 GB00B5N0P849 John Wood Group

PLC


Kingdom


1126927 GB00B5NR1S72 Restore PLC United Kingdom United

Kingdom


1114220 GB00B5ZN1N88 SEGRO plc United Kingdom United

Kingdom



1154188 GB00B60BWY28 Hummingbird

Resources PLC


Kingdom


5,6,7

12


committeesConcerns about overall board structure


committees



1113524 GB00B61D2N63 Acacia Mining plc United Kingdom United

Kingdom


performance

1118032 GB00B61TVQ02 Inchcape plc United Kingdom United

Kingdom


performance

1115352 GB00B62G9D36 Capital & Counties

Properties PLC


Kingdom


performance

1140102 GB00B635TG28 EnQuest PLC United Kingdom United

Kingdom


1113529 GB00B63H8491 Rolls-Royce

Holdings plc


Kingdom


performance

1134110 GB00B63QSB39 Greggs plc United Kingdom United

Kingdom


1124429 GB00B64NSP76 Costain Group plc United Kingdom United

Kingdom


1150537 GB00B6832P16 Polar Capital Global

Healthcare Growth

and Income Trust

plc


Kingdom


1126806 GB00B6SLMV12 Rowan Companies

plc


Kingdom



1127029 GB00B6TKHP66 Secure Trust Bank

Plc


Kingdom


8

3,4


performance



committees

1129368 GB00B6XZKY75 A.G. Barr plc United Kingdom United

Kingdom


2,3

10



performance



1141668 GB00B6ZM0X53 hVIVO plc United Kingdom United

Kingdom


committees

1147855 GB00B71N6K86 EVRAZ plc United Kingdom United

Kingdom


1118038 GB00B71N6K86 EVRAZ plc United Kingdom United

Kingdom


1120016 GB00B74CDH82 Cairn Energy plc United Kingdom United

Kingdom


21

8

2


performanc


performance




1138570 GB00B759CR16 BGEO Group plc United Kingdom United

Kingdom



1137084 GB00B77J0862 Old Mutual plc United Kingdom United

Kingdom

25/05/2017 Annual Against 2xi

2xii


committees


1120637 GB00B7FC0762 NMC Health Plc United Kingdom United

Kingdom


7


performance


1135303 GB00B7T77214 Royal Bank of

Scotland Group plc


Kingdom


1118360 GB00B82YXW83 Vesuvius plc United Kingdom United

Kingdom


6


performance


1118034 GB00B83VD954 Man Group plc United Kingdom United

Kingdom


1137139 GB00B8KJH563 esure Group plc United Kingdom United

Kingdom


7

17


performance



1115817 GB00B8SC6K54 Greencoat UK Wind

PLC


Kingdom


1146605 GB00B8W67B19 Liberty Global plc United Kingdom United

Kingdom


5

2,3

11


performance


performance




1126401 GB00B9NWP991 Countrywide plc United Kingdom United

Kingdom


4



1121916 GB00B9XQT119 Polar Capital Global

Financials Trust plc


Kingdom


1133403 GB00BBQ38507 Keywords Studios

plc


Kingdom


1120625 GB00BCKFY513 Foxtons Group PLC United Kingdom United

Kingdom


10

6


performance



commitmentsConcerns about overall performance

1121929 GB00BCRX1J15 Just Group PLC United Kingdom United

Kingdom


1145504 GB00BD045071 Arix Bioscience plc United Kingdom United

Kingdom


1125825 GB00BD3VFW73 Convatec Group Plc United Kingdom United

Kingdom


1149573 GB00BD6K4575 Compass Group PLC United Kingdom United

Kingdom


1120445 GB00BD8QVH41 InterContinental

Hotels Group plc


Kingdom


1141274 GB00BDCPN049 Coca-Cola

European Partners

Plc


Kingdom

22/06/2017 Annual Against 15 Concerns to protect shareholder value

1118368 GB00BDGTXM47 Arrow Global

Group PLC


Kingdom


1131824 GB00BDR05C01 National Grid plc United Kingdom United

Kingdom


1146438 GB00BDZT6P94 Merlin

Entertainments plc


Kingdom

13/06/2017 Annual Against 3,4 Policy Rationale:Apparent failure to link pay and


1115880 GB00BF03YC36 Henderson

Diversified Income

Limited


1120547 GB00BF03YC36 Henderson

Diversified Income

Limited

United Kingdom Jersey 26/04/2017 Special All For


1120635 GB00BF044593 CLS Holdings plc United Kingdom United

Kingdom

26/04/2017 Annual Against 2,3,5,20

7,10,12,15,16


performance


1121240 GB00BF5SDZ96 Stock Spirits Group

plc


Kingdom


1124620 GB00BFG3KF26 Noble Corporation

plc


Kingdom


performance

1120609 GB00BFRBTP86 Servelec Group plc United Kingdom United

Kingdom


1127036 GB00BFTDG626 PV Crystalox Solar

plc


Kingdom


1142530 GB00BG49KP99 Tritax Big Box REIT

plc


Kingdom


1129572 GB00BG49KP99 Tritax Big Box REIT

plc


Kingdom


1127664 GB00BGLP8L22 IMI plc United Kingdom United

Kingdom


1140104 GB00BGP6Q951 Nostrum Oil & Gas

Plc


Kingdom


15

9

10


performance



non-executives


committee meetings


committees

1116836 GB00BJ3VW957 McColl's Retail

Group plc


Kingdom


1144413 GB00BJL5BR07 4D pharma plc United Kingdom United

Kingdom


1125145 GB00BJVD3B28 Circassia

Pharmaceuticals plc


Kingdom


1146426 GB00BJVD3B28 Circassia

Pharmaceuticals plc


Kingdom



1129486 GB00BJVWTM27 Gulf Marine

Services PLC


Kingdom


performance

1123133 GB00BK1PKQ95 Fidelity European

Values plc


Kingdom


1120071 GB00BK1PTB77 Aggreko plc United Kingdom United

Kingdom


12


performance


1115822 GB00BKKMKR23 RSA Insurance

Group plc


Kingdom

05/05/2017 Annual Against 5 Concerns related to approach to board diversity

1130870 GB00BKRC5K31 Polypipe Group plc United Kingdom United

Kingdom


performance

1120603 GB00BKX5CN86 JUST EAT plc United Kingdom United

Kingdom


1143702 GB00BKXNB024 Cambian Group plc United Kingdom United

Kingdom


performance

1138063 GB00BKY7HG11 Exova Group plc United Kingdom United

Kingdom



Kingdom



Kingdom


1128626 GB00BKZGVH64 JPMorgan

American



Kingdom


1150678 GB00BLDYK618 Scottish Mortgage

Investment Trust

PLC


Kingdom


1133451 GB00BLMQ9L68 Secure Income REIT

Plc


Kingdom



1145650 GB00BLP57Y95 P2P Global

Investments PLC


Kingdom


1144409 GB00BLRLH124 Allied Minds plc United Kingdom United

Kingdom


performance


1117650 GB00BLSNND18 Fundsmith

Emerging Equities

Trust plc


Kingdom



1130099 GB00BLT1Y088 Saga plc United Kingdom United

Kingdom


performance

1120642 GB00BLWDVP51 FDM Group

(Holdings) PLC


Kingdom


1143031 GB00BLWDVR75 Empiric Student

Property plc


Kingdom


1129482 GB00BLY2F708 Card Factory PLC United Kingdom United

Kingdom

25/05/2017 Annual Abstain 3 Concerns related to inappropriate membership of

committees

1124114 GB00BM7S7K96 OneSavings Bank Plc United Kingdom United

Kingdom


performance

1131033 GB00BMJ6DW54 Informa plc United Kingdom United

Kingdom


10


performance


1129492 GB00BMSKPJ95 AA plc United Kingdom United

Kingdom


1118361 GB00BNLPYF73 Spire Healthcare

Group Plc


Kingdom


10


performance


1155017 GB00BP41S218 Savannah

Petroleum Plc


Kingdom



shareholder value

1128069 GB00BQ8P0644 Virgin Money

Holdings (UK) plc


Kingdom


1118351 GB00BQPW6Y82 Jimmy Choo PLC United Kingdom United

Kingdom


committees

1130284 GB00BQQFX454 Accsys

Technologies Plc


Kingdom



1133876 GB00BQQMCJ47 Aldermore Group

PLC


Kingdom


1136653 GB00BQS10J50 Gamma

Communications plc


Kingdom


1133741 GB00BQVC8B38 OM Asset

Management plc


Kingdom

26/04/2017 Annual Against 1.8

1.2,1.9



committees

1149516 GB00BQY7BX88 Micro Focus

International plc


Kingdom


1120630 GB00BRB37M78 Dignity plc United Kingdom United

Kingdom


1118849 GB00BRJ6JV17 Non-Standard

Finance Plc


Kingdom



1125680 GB00BRJ9BJ26 Fevertree Drinks Plc United Kingdom United

Kingdom


3


performance


1127039 GB00BRS65X63 Indivior PLC United Kingdom United

Kingdom


3


performance


1122475 GB00BV9FP302 Computacenter plc United Kingdom United

Kingdom


1120605 GB00BVC3CB83 John Laing Group

plc


Kingdom


1146414 GB00BVFD4645 HSS Hire Group plc United Kingdom United

Kingdom


1116373 GB00BVFD7Q58 Standard Life plc United Kingdom United

Kingdom


1149529 GB00BVFD7Q58 Standard Life plc United Kingdom United

Kingdom

19/06/2017 Special Against 2 Apparent failure to link pay & appropriate

performance

1116822 GB00BVFNZH21 Rotork plc United Kingdom United

Kingdom


performance

1141777 GB00BVG1CF25 Woodford Patient

Capital Trust plc


Kingdom


1145484 GB00BVG6X439 VPC Specialty

Lending

Investments plc


Kingdom


1144900 GB00BVG7F061 International Game

Technology PLC


Kingdom


performance

1134797 GB00BVGBY890 Zegona

Communications plc


Kingdom


5,7

Combined CEO/Chairman

Concerns related to inappropriate membership

of committees

1141216 GB00BVV2KN49 Eurocell plc United Kingdom United

Kingdom


1120622 GB00BVVHWX30 Microgen plc United Kingdom United

Kingdom


performance

1146335 GB00BW4NPD65 Ranger Direct

Lending Fund Plc


Kingdom


1120087 GB00BWDPMF43 Shawbrook Group

plc


Kingdom


1121145 GB00BWFGQN14 Spirax-Sarco

Engineering plc


Kingdom


1135569 GB00BWFY5505 Nielsen Holdings plc United Kingdom United

Kingdom


1123902 GB00BY2Z0H74 PureTech Health plc United Kingdom United

Kingdom

08/05/2017 Annual Against 8,9 Concerns related to inappropriate membership of

committees

1120599 GB00BY9D0Y18 Direct Line

Insurance Group

PLC


Kingdom


1118448 GB00BYM8GJ06 Ascential plc United Kingdom United

Kingdom


1143962 GB00BYM8GJ06 Ascential plc United Kingdom United

Kingdom


1150750 GB00BYMT0J19 LivaNova PLC United Kingdom United

Kingdom


performance

1118433 GB00BYN59130 Domino's Pizza

Group plc


Kingdom


1111693 GB00BYRJ5J14 Primary Health

Properties plc


Kingdom


committees


1118369 GB00BYRJH519 Hastings Group

Holdings plc


Kingdom


11,12

15


performance


committees


1138561 GB00BYSS4K11 Georgia Healthcare

Group PLC


Kingdom

01/06/2017 Annual Abstain Against 3,6

2


committees


performance

1136774 GB00BYT18307 TBC Bank Group plc United Kingdom United

Kingdom


1132245 GB00BYT18414 Cardtronics plc United Kingdom United

Kingdom


1155034 GB00BYV24996 Medica Group PLC United Kingdom United

Kingdom


1158346 GB00BYW6GV68 Ferroglobe PLC United Kingdom United

Kingdom


13,14



1119379 GB00BYWWHR75 Equiniti Group plc United Kingdom United

Kingdom


1154438 GB00BYX91H57 JD Sports Fashion

plc


Kingdom


5


performance

Combined CEO/ChairmanOverboarded/Too many

other time commitments

1138459 GB00BYXJC278 Ibstock plc United Kingdom United

Kingdom

24/05/2017 Annual Abstain Against 7,9

2


performance

1120014 GB00BYYK2V80 Worldpay Group plc United Kingdom United

Kingdom


1129259 GB00BYYN4225 Hostelworld Group

Plc


Kingdom


committees


1138535 GB00BYYW3C20 Forterra plc United Kingdom United

Kingdom

23/05/2017 Annual Abstain 10,11

1119377 GB00BYZJ7G42 Harworth Group plc United Kingdom United

Kingdom


9


committees


committees

1125701 GB00BYZWX769 Croda International

plc


Kingdom


1143155 GB00BZ02Q916 Gocompare.com

Group plc


Kingdom


7

14

4


performance


committees



1134967 GB00BZ04Y379 ARRIS International

plc


Kingdom


1140687 GB00BZ0XJR39 Great Portland

Estates plc


Kingdom


1118362 GB00BZ1G4322 Melrose Industries

PLC


Kingdom



PLC


Kingdom

11/05/2017 Special Against 1,2,3 Apparent failure to link pay and appropriate

performanc


PLC


Kingdom


1130849 GB00BZ21RF93 Stallergenes Greer

Plc


Kingdom

08/06/2017 Annual Against 2,3,4

8

15,16,17

5


performance



interests



1126935 GB00BZ6STL67 Metro Bank plc United Kingdom United

Kingdom

25/04/2017 Annual Against 4 Concerns about overall board structure 2- Non-

independent Chairman 3- Performance-related

pay/awards for non-executives

1123120 GB00BZBX0P70 The Gym Group plc United Kingdom United

Kingdom


1132538 GB00BZC0LP49 Luceco Plc United Kingdom United

Kingdom


1153239 GG00B1NP5142 BH Macro Ltd United Kingdom Guernsey 23/06/2017 Annual All For

1131749 GG00B2QQPT96 BH Global Ltd United Kingdom Guernsey 26/06/2017 Annual All For

1117371 GG00B3KX4Q34 NB Global Floating

Rate Income Fund

Ltd


1134731 GG00B3KX4Q34 NB Global Floating

Rate Income Fund

Ltd


1133343 GG00B4L84979 Burford Capital

Limited


1133256 GG00B4ZPCJ00 F&C Commercial

Property Trust

Limited


1125249 GG00B4ZWPH08 John Laing

Infrastructure Fund

Ltd


1134111 GG00B79WC100 Starwood European

Real Estate Finance

Ltd

United Kingdom Guernsey 11/05/2017 Annual Against 9

7



1144383 GG00B8C23S81 ICG-Longbow

Senior Secured UK

Property Debt

Investments Ltd


1114920 GG00BBHX2H91 Renewables

Infrastructure

Group Ltd

United Kingdom Guernsey 03/05/2017 Annual Against 2,3 Overboarded/Too many other time commitments

1118040 GG00BBHXCL35 Riverstone Energy

Limited

United Kingdom Guernsey 23/05/2017 Annual Against 14 Concerns to protect shareholder value 2- Issue of



1147674 GG00BV54HY67 Sequoia Economic

Infrastructure

Income Fund Ltd


1142548 GG00BYMK4250 SafeCharge

International Group

Limited



1127035 GG00BYV2ZQ34 Regional REIT Ltd United Kingdom Guernsey 25/05/2017 Annual All For

1135297 GI000A0F6407 888 Holdings plc United Kingdom Gibraltar 09/05/2017 Annual All For

1158684 GRS003003027 National Bank of

Greece SA

Europe Greece 30/06/2017 Annual Against 10

5



1158684 GRS003003027 National Bank of

Greece SA


10

5


single vote



1154123 GRS014003016 Piraeus Bank SA Europe Greece 28/06/2017 Annual All For

1154123 GRS014003016 Piraeus Bank SA Europe Greece 28/06/2017 Annual Against 6 Inappropriate bundling of election of directors on a

single vote

1158690 GRS015003007 Alpha Bank AE Europe Greece 30/06/2017 Annual Against 6 Inappropriate bundling of election of directors on a

single vote

1158690 GRS015003007 Alpha Bank AE Europe Greece 30/06/2017 Annual All For

1126936 GRS074083007 Titan Cement

Company SA

Europe Greece 12/05/2017 Annual Against 8 Apparent failure to link pay and appropriate

performance

1148916 GRS091103002 Metka Industrial

Construction SA

Europe Greece 01/06/2017 Annual Against 9 15422 Insufficient basis to support a decision

1115566 GRS096003009 Fourlis Holdings SA Europe Greece 16/06/2017 Annual Against 8

5


performance


single vote

1144899 GRS191213008 ELLAKTOR SA Europe Greece 30/06/2017 Annual Against 8

6

Concerns to protect shareholder value ; Insufficient



1141314 GRS260333000 Hellenic

Telecommunication

s Organization SA

Europe Greece 15/05/2017 Special Against 3 Insufficient/poor disclosure

1118194 GRS260333000 Hellenic

Telecommunication

s Organization SA

Europe Greece 20/06/2017 Annual Against 3,4 Insufficient/poor disclosure

1138011 GRS294003009 Folli Follie Group Europe Greece 30/06/2017 Annual Against 9

4,5

8





1152021 GRS323003012 Eurobank Ergasias

SA

Europe Greece 16/06/2017 Annual Against 4 Inappropriate bundling of election of directors on a

single vote

1112577 GRS359353000 Athens Water

Supply & Sewage

(EYDAP)

Europe Greece 16/06/2017 Annual Against 8 Insufficient/poor disclosure

1148915 GRS393503008 Mytilineos Holdings

SA


13


single vote


1104273 GRS395363005 Hellenic Exchanges -

Athens Stock

Exchange SA

Europe Greece 24/05/2017 Annual All For

1153300 GRS395363005 Hellenic Exchanges -

Athens Stock

Exchange SA

Europe Greece 09/06/2017 Special All For

1119635 GRS419003009 OPAP (Greek

Organisation of

Football

Prognostics SA)

Europe Greece 27/04/2017 Annual Against 12,13

8.16

9


performance



1119635 GRS419003009 OPAP (Greek

Organisation of

Football

Prognostics SA)


12,13

Lack of independence on board


performance


1149989 GRS426003000 Motor Oil (Hellas)

Corinth Refineries

SA


3


performance


single vote

1144984 GRS434003000 Public Power

Corporation S.A.

Europe Greece 23/05/2017 Special Against 5 Insufficient basis to support a decision

1152817 GRS434003000 Public Power

Corporation S.A.

Europe Greece 12/06/2017 Special All For

1113566 GRS470003013 Piraeus Port

Authority SA


6,8


single vote


1123124 GRS495003006 Aegean Airlines SA Europe Greece 10/05/2017 Annual Against 8

5,6

Insufficient basis for a decision


1145461 HK0000046869 SinoMedia Holding

Ltd.

Asia Hong Kong 09/06/2017 Annual Against 5,7 Issue of equity raises concerns about excessive


1131799 HK0000049939 China Unicom

(Hong Kong) Ltd

Asia Hong Kong 10/05/2017 Annual Against 2.1b,2.1d

5,6


committee meetings



1140112 HK0000055878 China Taiping

Insurance Holdings

Co Ltd.

Asia Hong Kong 23/05/2017 Annual Against 3a4

5,7


committee meetings



1147275 HK0000056256 China Traditional

Chinese Medicine

Holdings Co.

Limited

Asia Hong Kong 05/06/2017 Annual Against 3a3,3a4,4

3a5



committee meetingsConcerns related to Non-audit

fees


1136100 HK0000063609 Swire Properties

Ltd.

Asia Hong Kong 16/05/2017 Annual Against 4

1c




1136154 HK0000065737 China Overseas

Grand Oceans

Group Ltd.



1142481 HK0000065869 Guotai Junan

International

Holdings Ltd.

Asia Hong Kong 26/05/2017 Annual Against 3.2,3.3,5

6a,6c




1117569 HK0000069689 AIA Group Ltd. Asia Hong Kong 12/05/2017 Annual All For

1149035 HK0000077468 Far East Horizon

Ltd.



1147905 HK0000080694 Welling Holding Ltd Asia Hong Kong 16/06/2017 Annual Against 5,7 Issue of equity raises concerns about excessive


1152300 HK0000080694 Welling Holding Ltd Asia Hong Kong 16/06/2017 Special Against 1 Insufficient justification for related party transaction

1123443 HK0000083920 Sun Art Retail

Group Ltd.



1153946 HK0000139300 Television

Broadcasts Ltd.

Asia Hong Kong 29/06/2017 Annual Against 9,10

7



non-executives



1130968 HK0000145638 Beijing Tong Ren

Tang Chinese

Medicine Co Ltd

Asia Hong Kong 08/05/2017 Annual Against 5A,5C Issue of equity raises concerns about excessive


1125415 HK0000174232 Spring Real Estate

Investment Trust

Asia Hong Kong 25/05/2017 Special All For

1130956 HK0000179108 HK Electric

Investments Limited

Asia Hong Kong 10/05/2017 Annual Against 2a,2d,2f

4

2b





1128622 HK0002007356 CLP Holdings Ltd. Asia Hong Kong 05/05/2017 Annual Against 2e Concerns related to potential conflict of interests 2-



1140639 HK0003000038 The Hong Kong and

China Gas Co. Ltd.

Asia Hong Kong 07/06/2017 Annual Against 6.3,6.4

3.1,3.2

3.3






1131795 HK0004000045 The Wharf

(Holdings) Ltd.




1130939 HK0006000050 Power Assets

Holdings Ltd.


3b

3d





1126324 HK0010000088 Hang Lung Group

Limited

Asia Hong Kong 27/04/2017 Annual Against 3a

6,7


committee meetings



1120053 HK0011000095 Hang Seng Bank Asia Hong Kong 12/05/2017 Annual Against 6 Issue of equity raises concerns about excessive


1142963 HK0012000102 Henderson Land

Development Co.

Ltd.

Asia Hong Kong 05/06/2017 Annual Against 3A1,3A2,3A3,3A4,3A5,3A6

5C,5D




1129860 HK0014000126 Hysan

Development Co.

Ltd.

Asia Hong Kong 15/05/2017 Annual Against 4 Issue of equity raises concerns about excessive


1148809 HK0017000149 New World

Development Co.

Ltd.


1136092 HK0019000162 Swire Pacific

Limited

Asia Hong Kong 18/05/2017 Annual Against 1a,1b

4





1132501 HK0020000177 Wheelock & Co. Ltd. Asia Hong Kong 11/05/2017 Annual Against 6,7

2a




1132501 HK0020000177 Wheelock & Co. Ltd. Asia Hong Kong 11/05/2017 Annual Against 6,7 Issue of equity raises concerns about excessive


1129475 HK0023000190 The Bank of East

Asia, Limited



1127491 HK0027032686 Galaxy

Entertainment

Group Ltd.

Asia Hong Kong 04/05/2017 Annual Against 4.2,4.3 Issue of equity raises concerns about excessive


1134682 HK0044000302 Hong Kong Aircraft

Engineering Co. Ltd.


1b




1130943 HK0045000319 The Hongkong and

Shanghai Hotels Ltd.

Asia Hong Kong 08/05/2017 Annual Against 3e

5,7


committee meetingsOverboarded/Too many other

time commitments



1135271 HK0066009694 MTR Corporation

Ltd

Asia Hong Kong 17/05/2017 Annual Against 3e Overboarded/Too many other time commitments

1143109 HK0071000456 Miramar Hotel and

Investment Co., Ltd.

Asia Hong Kong 01/06/2017 Annual Against 3c

5,7


committee meetings




1140592 HK0086000525 Sun Hung Kai & Co.,

Ltd.

Asia Hong Kong 25/05/2017 Annual Against 2b

4A,4C


committee meetings



1126323 HK0101000591 Hang Lung

Properties Ltd.

Asia Hong Kong 27/04/2017 Annual Against 3a

6,7


committee meetings



1140690 HK0119000674 Poly Property

Group Co., Ltd.

Asia Hong Kong 25/05/2017 Annual Against 4A,4C

2A,2B




1144372 HK0123000694 Yuexiu Property

Company Limited

Asia Hong Kong 06/06/2017 Annual Against 5B,5C

3.3



Overboarded

1151823 HK0123000694 Yuexiu Property

Company Limited


1144551 HK0144000764 China Merchants

Port Holdings

Company Limited

Asia Hong Kong 02/06/2017 Annual Against 5A

5B,5D



non-executives



1146767 HK0144000764 China Merchants

Port Holdings

Company Limited


1149236 HK0160011786 Hon Kwok Land

Investment Co. Ltd.



1140009 HK0165000859 China Everbright

Limited



1144278 HK0200030994 Melco International

Development Ltd

Asia Hong Kong 09/06/2017 Annual Against 3a3,3a4,4

6.1,6.2




1130942 HK0257001336 China Everbright

International Ltd.

Asia Hong Kong 24/05/2017 Annual Against 5.3

5.1

3b,3c,3d






1142455 HK0267001375 CITIC Limited Asia Hong Kong 13/06/2017 Annual Against 9 Issue of equity raises concerns about excessive


1143885 HK0270001396 Guangdong

Investment Ltd.


5

3.4


committee meetings



Overboarded

1141185 HK0285041858 BYD Electronic

(International) Co.,

Ltd.



1141784 HK0291001490 China Resources

Beer (Holdings) Co.,

Ltd.




1134124 HK0293001514 Cathay Pacific

Airways Ltd

Asia Hong Kong 17/05/2017 Annual Against 1d

4

1a,1e,1f


committee meetings




1140921 HK0308001558 China Travel

International

Investment Hong

Kong Limited



1138661 HK0363006039 Shanghai Industrial

Holdings Ltd



1118099 HK0388045442 Hong Kong

Exchanges and

Clearing Ltd

Asia Hong Kong 26/04/2017 Annual All For

1151629 HK0392044647 Beijing Enterprises

Holdings Ltd.


7

6


committee meetings





1141168 HK0440001847 Dah Sing Financial

Holdings Ltd.


9




1136824 HK0560006634 Chu Kong Shipping

Enterprises (Group)

Company Limited




1144789 HK0604011236 Shenzhen

Investment Ltd.


4,5

10,11



non-executives


committee meetings



1143064 HK0606037437 China Agri-

Industries Holdings

Ltd.



1137913 HK0639031506 Shougang Fushan

Resources Group

Ltd.


3E




1145321 HK0656038673 Fosun International

Ltd


6,7

3.1



non-executives





1151942 HK0656038673 Fosun International

Ltd

Asia Hong Kong 06/06/2017 Special Against 2

1a,1b,1c,1d,1e,1f,1g,1h,1i,1j

,1k,1l,1m,1n,1o,1p,1q,1r



non-executives


1134125 HK0669013440 Techtronic

Industries Co., Ltd.


5,7

3d





committees


Land & Investment

Ltd.




Land & Investment

Ltd.


3a




1144790 HK0716002271 Singamas Container

Holdings Ltd



1130950 HK0808032913 Prosperity Real

Estate Investment

Trust


1148634 HK0817039453 China Jinmao

Holdings Group Ltd.


3C





1145457 HK0836012952 China Resources

Power Holdings

Co., Ltd.

Asia Hong Kong 08/06/2017 Annual Against 3.2,3.3

6,7


committee meetings



1142895 HK0880043028 SJM Holdings Ltd. Asia Hong Kong 13/06/2017 Annual Against 7

3.3


performance


committee meetings

1142922 HK0882007260 Tianjin

Development

Holdings Ltd.

Asia Hong Kong 19/05/2017 Special Against 1 Apparent failure to link pay & appropriate

performance

1142258 HK0882007260 Tianjin

Development

Holdings Ltd.

Asia Hong Kong 15/06/2017 Annual Against 5B,5C Issue of equity raises concerns about excessive


1142931 HK0883013259 CNOOC Ltd. Asia Hong Kong 26/05/2017 Annual Against B2,B3 Issue of capital raises concerns about excessive


1127171 HK0941009539 China Mobile

Limited


4.2




1137809 HK0941009539 China Mobile

Limited


4.2





1140912 HK1093012172 CSPC

Pharmaceutical

Group Ltd.


6,7

3a4

3a1


performance





1140912 HK1093012172 CSPC

Pharmaceutical

Group Ltd.


6,7

3a4


performance




1137825 HK1881037571 Regal Real Estate

Investment Trust


1141577 HK1883037637 Citic Telecom

International

Holdings Ltd.


4




1141179 HK2356013600 Dah Sing Banking

Group Ltd.


6

3b

7





commitmentsConcerns related to Non-audit fees



1141587 HK2380027329 China Power

International

Development Ltd.



1140647 HK2388011192 BOC Hong Kong

(Holdings) Ltd.

Asia Hong Kong 28/06/2017 Annual Against 3b

3a

8

6


committee meetings


committee meetings





1140893 HK2388011192 BOC Hong Kong

(Holdings) Ltd.


1126227 HK2778034606 Champion Real

Estate Investment

Trust

Asia Hong Kong 23/05/2017 Annual Against 5 Overboarded/Too many other time commitments

1144896 HK2778034606 Champion Real

Estate Investment

Trust


1136890 HK3377040226 Sino-Ocean Group

Holding Limited



1138449 HK3808041546 Sinotruk (Hong

Kong) Ltd


1121900 HU0000061726 OTP Bank PLC Emerging Markets Hungary 12/04/2017 Annual Against 11 Concerns to protect shareholder value

1123045 HU0000068952 MOL Hungarian Oil

and Gas Plc

Emerging Markets Hungary 13/04/2017 Annual Against 13,14,15,17,18,19,21

9





1123045 HU0000068952 MOL Hungarian Oil

and Gas Plc

Emerging Markets Hungary 13/04/2017 Annual Against 13,14,15,16,17,18,19,20,21

9,24




1119093 HU0000073507 Magyar Telekom

Plc.

Emerging Markets Hungary 07/04/2017 Annual All For

1128002 HU0000123096 Chemical WKS of

Richter Gedeon Plc


1127509 HU0000123096 Chemical WKS of

Richter Gedeon Plc


1142934 ID1000057003 PT Indofood Sukses

Makmur Tbk

Emerging Markets Indonesia 02/06/2017 Annual All For

1119902 ID1000058407 PT United Tractors

Tbk


1147459 ID1000059603 PT Hanson

International Tbk


1138395 ID1000061302 PT Indocement

Tunggal Prakarsa

Tbk


1116813 ID1000066103 PT Astra Graphia

Tbk


1137655 ID1000068604 PT Gudang Garam

Tbk


1125688 ID1000074008 PT Hanjaya

Mandala

Sampoerna Tbk


1125497 ID1000074008 PT Hanjaya

Mandala

Sampoerna Tbk

Emerging Markets Indonesia 27/04/2017 Special All For

1150123 ID1000086002 PT Gajah Tunggal

Tbk


1146989 ID1000092406 PT Summarecon

Agung Tbk

Emerging Markets Indonesia 15/06/2017 Annual/Special Against 1 Insufficient/poor disclosure

1122751 ID1000094006 PT Tambang

Batubara Bukit

Asam Tbk

Emerging Markets Indonesia 20/04/2017 Annual Against 7,8 Insufficient/poor disclosure

1114674 ID1000094204 PT Bank Danamon

Indonesia Tbk

Emerging Markets Indonesia 12/04/2017 Annual/Special Against 5 Insufficient disclosure

1137499 ID1000095201 PT Clipan Finance

Indonesia Tbk

Emerging Markets Indonesia 22/05/2017 Annual Against 6,7,8 Insufficient/poor disclosure

1150846 ID1000095607 PT Panin Financial

Tbk


1122757 ID1000095706 PT Unilever

Indonesia Tbk

Emerging Markets Indonesia 27/04/2017 Special All For


1145296 ID1000095706 PT Unilever

Indonesia Tbk

Emerging Markets Indonesia 20/06/2017 Annual/Special Against 4,2 Insufficient/poor disclosure

1139538 ID1000097405 PT Indosat Tbk Emerging Markets Indonesia 24/05/2017 Annual Against 6 Insufficient/poor disclosure

1122732 ID1000098007 PT Bank CIMB

Niaga Tbk


1130877 ID1000099500 PT Ramayana

Lestari Sentosa Tbk


1136814 ID1000105604 PT Global

Mediacom Tbk

Emerging Markets Indonesia 23/06/2017 Annual Against 4,6 Policy Rationale:Insufficient/poor disclosure

1137135 ID1000106206 PT Media

Nusantara Citra Tbk

Emerging Markets Indonesia 22/06/2017 Annual Against 4,6 Insufficient/poor disclosure

1122756 ID1000106701 PT AKR Corporindo

Tbk

Emerging Markets Indonesia 20/04/2017 Annual Against 5 Insufficient/poor disclosure

1117342 ID1000109507 PT Bank Central

Asia Tbk


1130746 ID1000109606 PT Elnusa Tbk Emerging Markets Indonesia 19/05/2017 Annual All For

1141745 ID1000110000 PT Bakrie &

Brothers Tbk

Emerging Markets Indonesia 20/06/2017 Annual/Special Against 1

5

2






1139504 ID1000110802 PT Bumi Serpong

Damai Tbk


1122424 ID1000111305 PT Adaro Energy

Tbk


1120059 ID1000111602 PT Perusahaan Gas

Negara (Persero)

Tbk

Emerging Markets Indonesia 04/05/2017 Annual Against 6

8




1124887 ID1000113301 PT Matahari

Department Store

Tbk


1139910 ID1000115306 PT Ciputra

Development Tbk


1142943 ID1000116700 PT Indofood CBP

Sukses Makmur Tbk



1135831 ID1000116908 PT Tower Bersama

Infrastructure Tbk


1138386 ID1000117708 PT Charoen

Pokphand

Indonesia Tbk


1122841 ID1000118607 PT Mitrabahtera

Segara Sejati Tbk

Emerging Markets Indonesia 20/04/2017 Annual Against 5 Insufficient/poor disclosureInappropriate bundling


1141678 ID1000119100 PT Salim Ivomas

Pratama Tbk


1150104 ID1000119407 PT Malindo

Feedmill Tbk


1130685 ID1000119902 PT Surya Semesta

Internusa Tbk

Emerging Markets Indonesia 05/04/2017 Special Against 1 Insufficient/poor disclosure

1129937 ID1000119902 PT Surya Semesta

Internusa Tbk


1146974 ID1000121601 PT Erajaya

Swasembada Tbk



1120926 ID1000122401 PT Petrosea Tbk Emerging Markets Indonesia 21/04/2017 Annual Against 5 Insufficient/poor disclosureInappropriate bundling


1142935 ID1000122500 PT Pakuwon Jati Tbk Emerging Markets Indonesia 02/06/2017 Annual All For

1122755 ID1000122807 PT Astra

International Tbk

Emerging Markets Indonesia 20/04/2017 Annual Against 4

3





1134122 ID1000123904 PT Bank

Pembangunan

Daerah Jawa Timur

Tbk

Emerging Markets Indonesia 15/06/2017 Special Against 1,3 Insufficient/poor disclosure

1144325 ID1000125107 PT Kalbe Farma Tbk Emerging Markets Indonesia 05/06/2017 Annual All For

1132982 ID1000125305 PT Surya Citra

Media Tbk



1134524 ID1000125503 PT Ace Hardware

Indonesia Tbk



1134115 ID1000128705 PT Sumber Alfaria

Trijaya Tbk



1145640 ID1000128804 PT Sarana Menara

Nusantara Tbk


1123589 ID1000129000 PT Telekomunikasi

Indonesia Tbk



1123685 ID1000129000 PT Telekomunikasi

Indonesia Tbk



1104924 IE0000669501 Glanbia plc Europe Ireland 26/04/2017 Annual Against 3(f),3(j)

3(b)


committees



1146444 IE0000669501 Glanbia plc Europe Ireland 22/05/2017 Special All For

1118008 IE0001827041 CRH plc Europe Ireland 27/04/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1134922 IE0002325243 IFG Group plc Europe Ireland 09/05/2017 Annual Against 3 Overboarded/Too many other time commitments

1114923 IE0004906560 Kerry Group plc Europe Ireland 04/05/2017 Annual All For

1120436 IE0004927939 Kingspan Group plc Europe Ireland 27/04/2017 Annual Against 13 Apparent failure to link pay and appropriate

performance

1118970 IE0030606259 Governor and

Company of the

Bank of Ireland

Europe Ireland 28/04/2017 Annual All For

1134687 IE0030606259 Governor and

Company of the

Bank of Ireland

Europe Ireland 28/04/2017 Court All For

1134686 IE0030606259 Governor and

Company of the

Bank of Ireland

Europe Ireland 28/04/2017 Special All For

1119966 IE00B00MZ448 Grafton Group plc Europe Ireland 09/05/2017 Annual All For


1152358 IE00B0CQS788 Specialist

Investment Funds

(1) plc - M&G

European Loan

Fund

Europe Ireland 22/06/2017 Annual Against 1

3


Insufficient/poor disclosureConcerns related to Non-

audit fees

1132378 IE00B1RR8406 Smurfit Kappa

Group plc


1138989 IE00B56GVS15 Alkermes plc Europe Ireland 24/05/2017 Annual Against 6

5,7




1142562 IE00B6330302 Ingersoll-Rand plc Europe Ireland 08/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1142562 IE00B6330302 Ingersoll-Rand plc Europe Ireland 08/06/2017 Annual Against 2

1f


performance


1143957 IE00B66B5T26 Providence

Resources Plc


1125322 IE00B8KQN827 Eaton Corporation

plc


1125322 IE00B8KQN827 Eaton Corporation

plc

Europe Ireland 26/04/2017 Annual Against 1a Vote against combined Chair/CEO

1132298 IE00B91XRN20 Prothena

Corporation plc


5,6




1144898 IE00BDB6Q211 Willis Towers

Watson Public

Limited Company

Europe Ireland 13/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1126320 IE00BDC5DG00 Kenmare Resources

plc


1142231 IE00BFRT3W74 Allegion plc Europe Ireland 07/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1146480 IE00BJ3V9050 Endo International

plc


performance


1143220 IE00BLNN3691 Weatherford

International plc


1B

1I


performance



1119399 IE00BLP58571 Irish Continental

Group plc


performance

1128238 IE00BLS09M33 Pentair plc Europe Ireland 09/05/2017 Annual All For

1128238 IE00BLS09M33 Pentair plc Europe Ireland 09/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1133744 IE00BQPVQZ61 Horizon Pharma plc Europe Ireland 03/05/2017 Annual All For

1114132 IE00BWB8X525 Permanent TSB

Group Holdings plc


1130933 IE00BWT6H894 Paddy Power

Betfair plc


1138638 IE00BWY4ZF18 Cairn Homes plc Europe Ireland 17/05/2017 Annual All For

1146436 IE00BXC8D038 Applegreen Plc Europe Ireland 29/05/2017 Annual Against 3(b) Overboarded/Too many other time commitments

1125222 IE00BY9D5467 Allergan plc Europe Ireland 04/05/2017 Annual All For

1114076 IL0002300114 Bezeq The Israeli

Telecommunication

Corp. Ltd.

Emerging Markets Israel 03/04/2017 Special Against A,B1,B2 Administrative declaration


Telecommunication

Corp. Ltd.



Telecommunication

Corp. Ltd.

Emerging Markets Israel 09/05/2017 Annual/Special Against A,B1,B2

4



1151700 IL0002730112 NICE Ltd. Emerging Markets Israel 27/06/2017 Annual Against A Administrative declaration

1152881 IL0002730112 NICE Ltd. Emerging Markets Israel 27/06/2017 Annual Against 3A,4A Administrative declaration

1127145 IL0003230146 Melisron Ltd. Emerging Markets Israel 27/04/2017 Special Against A,B1,B2 Administrative declaration

1151453 IL0003870198 Alrov Properties &

Lodgings Ltd.


1130341 IL0005760173 ISRAEL

CORPORATION LTD



1117048 IL0006625771 Bank Hapoalim Ltd. Emerging Markets Israel 04/04/2017 Annual/Special Against A,B1,B2 Administrative declaration

1148679 IL0007460160 Strauss Group Ltd. Emerging Markets Israel 12/06/2017 Special Against A,B1,B2 Administrative declaration

1128924 IL0007630119 F.I.B.I. Holdings Ltd. Emerging Markets Israel 04/05/2017 Annual Against A,B1,B2 Administrative declaration

1134948 IL0007770378 Shufersal Ltd. Emerging Markets Israel 15/05/2017 Special Against A,B1,B2 Administrative declaration

1153274 IL0007770378 Shufersal Ltd. Emerging Markets Israel 12/06/2017 Annual Against A,B1,B2

2



1150677 IL0008290103 Delek Automotive

Systems Ltd.

Emerging Markets Israel 21/06/2017 Annual/Special Against B4

A,B1,B2


1117066 IL0010816861 Summit Real Estate

Holdings Ltd

Emerging Markets Israel 05/04/2017 Annual/Special Against A,B1,B2

1

5

11

3



performance



committees

Votes AGAINST these proposals are warranted due

to the failure of the company to disclose

determination of exercise price and the excessive

dilution of 11.43 percent associated with the

company's equity incentive plan.

1153231 IL0010823388 Orbotech Ltd. Emerging Markets Israel 29/06/2017 Annual Against A Administrative declaration

1153530 IL0010823792 Tower

Semiconductor Ltd.

Emerging Markets Israel 29/06/2017 Annual Against A Administrative declaration

1141869 IL0010824113 Check Point

Software

Technologies Ltd.

Emerging Markets Israel 07/06/2017 Annual Against A

4



performance


1112423 IL0010841281 Delek Group Ltd. Emerging Markets Israel 02/04/2017 Special Against A,B1,B3

B4

1

2





service contract(s)


1149965 IL0010845571 Nova Measuring

Instruments Ltd.

Emerging Markets Israel 22/06/2017 Annual Against A Administrative declaration

1126570 IL0011017329 Mellanox

Technologies, Ltd.

Emerging Markets Israel 25/04/2017 Annual Against 2B,3B

1117059 IL0011096448 Sella Capital Real

Estate Ltd

Emerging Markets Israel 05/04/2017 Special Against B4

A,B1,B2


1126384 IL0011194789 Azrieli Group Ltd. Emerging Markets Israel 27/04/2017 Annual/Special Against A,B1,B2

8



1151711 IL0011301780 Wix.com Ltd. Emerging Markets Israel 26/06/2017 Annual Against A

3



performance

1153213 IL0011334468 CyberArk Software

Ltd.

Emerging Markets Israel 27/06/2017 Annual Against A

2



performance

1127060 IM00B5VQMV65 GVC Holdings PLC United Kingdom Isle of Man 20/06/2017 Annual Against 2

9


performance

Non-independent Chairman

1138480 IM00B7S9G985 Playtech plc United Kingdom Isle of Man 17/05/2017 Annual Against 2a,2b Apparent failure to link pay and appropriate

performance


1143982 IM00B7S9G985 Playtech plc United Kingdom Isle of Man 17/05/2017 Special Against 1

2


performance


performance

1135388 IM00B8BV8G91 Redefine

International plc

United Kingdom Isle of Man 25/04/2017 Special All For

1150941 IM00BHY3RF70 Manx Telecom Plc United Kingdom Isle of Man 14/06/2017 Annual All For

1122518 INE009A01021 Infosys Ltd. Emerging Markets India 05/04/2017 Special Against 1 Apparent failure to link pay & appropriate

performance

1138419 INE009A01021 Infosys Ltd. Emerging Markets India 24/06/2017 Annual All For

1158760 INE009A01021 Infosys Ltd. Emerging Markets India 24/06/2017 Annual All For

1156868 INE019A01038 JSW Steel Ltd. Emerging Markets India 29/06/2017 Annual Against 11 Concerns to protect shareholder value

1149994 INE021A01026 Asian Paints Ltd. Emerging Markets India 27/06/2017 Annual All For

1115518 INE028A01039 Bank of Baroda Ltd. Emerging Markets India 30/06/2017 Annual All For

1151430 INE030A01027 Hindustan Unilever

Limited.

Emerging Markets India 30/06/2017 Annual All For

1144482 INE034A01011 Arvind Limited Emerging Markets India 09/06/2017 Court All For

1128232 INE036A01016 Reliance

Infrastructure Ltd.

Emerging Markets India 24/04/2017 Special All For

1150073 INE044A01036 Sun Pharmaceutical

Industries Ltd.

Emerging Markets India 20/06/2017 Court All For

1118303 INE047A01021 Grasim Industries

Ltd.

Emerging Markets India 06/04/2017 Court Against 1 Concerns to protect shareholder value

1148791 INE062A01020 State Bank of India Emerging Markets India 15/06/2017 Special Abstain No Action Taken 1.7,1.8,1.9,1.10

1.5

1.1,1.2,1.3,1.4,1.6



committee meetings


1153383 INE062A01020 State Bank of India Emerging Markets India 27/06/2017 Annual All For

1148138 INE075A01022 Wipro Limited Emerging Markets India 03/06/2017 Special All For

1147717 INE075A01022 Wipro Limited Emerging Markets India 05/06/2017 Special All For

1149153 INE090A01021 ICICI Bank Limited Emerging Markets India 12/06/2017 Special All For

1147819 INE090A01021 ICICI Bank Limited Emerging Markets India 30/06/2017 Annual All For

1134436 INE092A01019 Tata Chemicals Ltd. Emerging Markets India 08/05/2017 Court All For

1149413 INE101A01026 Mahindra &

Mahindra Ltd.


1149851 INE101D01020 Granules India Ltd Emerging Markets India 12/06/2017 Special All For


1150820 INE102D01028 Godrej Consumer

Products Ltd.


1152230 INE112A01023 Corporation Bank

Ltd.

Emerging Markets India 28/06/2017 Annual Against 2 Issue of equity raises concerns about excessive


1150812 INE140A01024 Piramal Enterprises

Limited


1150890 INE160A01022 Punjab National

Bank Ltd.


1142838 INE168A01041 Jammu & Kashmir

Bank Ltd. (The)


1154410 INE168A01041 Jammu & Kashmir

Bank Ltd. (The)

Emerging Markets India 17/06/2017 Annual Against 2,5,6

12,13,14

11





1148999 INE171A01029 The Federal Bank

Ltd.


1117206 INE199A01012 Merck Limited Emerging Markets India 31/05/2017 Annual All For

1150478 INE203G01019 Indraprastha Gas

Ltd.


1136170 INE237A01028 Kotak Mahindra

Bank Ltd


1113919 INE239A01016 Nestle India Ltd. Emerging Markets India 11/05/2017 Annual All For

1134570 INE256A01028 Zee Entertainment

Enterprises Ltd.


1153224 INE347G01014 Petronet LNG Ltd. Emerging Markets India 20/06/2017 Special All For

1124845 INE424H01027 Sun TV Network Ltd Emerging Markets India 17/04/2017 Special Against 3 Apparent failure to link pay and appropriate

performance

1135267 INE434A01013 Andhra Bank Ltd. Emerging Markets India 06/05/2017 Special Against 2 Insufficient disclosure

1124307 INE467B01029 Tata Consultancy

Services Ltd.


1152929 INE467B01029 Tata Consultancy

Services Ltd.

Emerging Markets India 16/06/2017 Annual Against 9 Concerns to protect shareholder value

1150053 INE528G01019 Yes Bank Limited Emerging Markets India 06/06/2017 Annual All For

1148593 INE562A01011 Indian Bank Limited Emerging Markets India 12/06/2017 Annual All For

1139630 INE580B01029 GRUH Finance Ltd Emerging Markets India 15/06/2017 Annual All For


1157546 INE669E01016 Idea Cellular Ltd Emerging Markets India 30/06/2017 Annual Against 11

3

10

2


performanceInsufficient basis to support a decision


committee meetings



1152931 INE705A01016 Vijaya Bank Ltd. Emerging Markets India 23/06/2017 Annual All For

1144485 INE721A01013 Shriram Transport

Finance Company

Limited


1152557 INE742F01042 Adani Ports and

Special Economic

Zone Ltd.


1140164 INE752H01013 Credit Analysis and

Research Limited


1150532 INE774D01024 Mahindra &

Mahindra Financial

Services Limited


1141493 INE775A01035 Motherson Sumi

Systems Ltd.


1155268 INE775A01035 Motherson Sumi

Systems Ltd.


1131379 INE836F01026 Dish TV India Ltd. Emerging Markets India 12/05/2017 Court All For

1137187 INE860A01027 HCL Technologies

Ltd.


1147820 INE943C01027 Srikalahasthi Pipes

Limited


1108845 IT0000060886 FNM SpA Europe Italy 28/04/2017 Annual Against 2 Apparent failure to link pay and appropriate


service contracts

1112236 IT0000062072 Assicurazioni

Generali Spa

Europe Italy 25/04/2017 Annual/Special Against No Action Taken 2.a.1

2.a.2


candidates/slates

1114873 IT0000066123 Bper Banca Europe Italy 08/04/2017 Annual Against No Action Taken 2.2

2.1


1106153 IT0000072170 FinecoBank Banca

Fineco SpA

Europe Italy 11/04/2017 Annual/Special Against No Action Taken 3.a,3.b,3.c.2,4,5.1,6

12

A

3.c.1


performance



candidates/slates

1106094 IT0000072618 Intesa SanPaolo SPA Europe Italy 27/04/2017 Annual All For

1110077 IT0000076536 Sogefi S.p.A. Europe Italy 26/04/2017 Annual Against 4,5

3


performance


1110282 IT0000084027 ASTM S.p.A. Europe Italy 28/04/2017 Annual Against 4.1,4.2,4.3,7

6.2

5




shareholder value

1108514 IT0000433307 Saras SPA Europe Italy 20/04/2017 Annual/Special Against 4

2



1112288 IT0000784154 Societa Cattolica di

Assicurazioni

Europe Italy 21/04/2017 Annual/Special Against 2

3


performance



1110117 IT0000784196 Banca Popolare Di

Sondrio

Europe Italy 28/04/2017 Annual All For

1105999 IT0001031084 Banca Generali

S.p.a.

Europe Italy 20/04/2017 Annual Against 7

4


performance


1105083 IT0001037081 SAES Getters Europe Italy 27/04/2017 Annual Against 4.1

2

5

4.2,A


performance



1126162 IT0001049623 IMA S.p.A.

(Industria Macchine

Automatiche)


1

3


performance

Double voting rights



1109301 IT0001055521 La Doria Europe Italy 16/06/2017 Annual Against 4.2,5.1,5.3

3

4.3,4.4

6


performance




shareholder value

1111102 IT0001063210 Mediaset Spa Europe Italy 28/06/2017 Annual Against No Action Taken 4.2

A

4.1



candidates/slates

1105967 IT0001078911 Interpump Group

Spa

Europe Italy 28/04/2017 Annual Against No Action Taken 4.1,4.2,4.3.2,6.1.2,6.3

3

7

4.3.1


performance



candidates/slates


1111097 IT0001137345 Autogrill Spa Europe Italy 25/05/2017 Annual Against No Action Taken 3,4,5.2

6,A

5.1



candidates/slates

1112842 IT0001157020 ERG spa Europe Italy 20/04/2017 Annual Against 4,5,6

8

7


performance



1110429 IT0001207098 Acea Spa Europe Italy 27/04/2017 Annual Against No Action Taken 4.2.2

3

4.3,4.4

4.2.1,4.2.3


performance



candidates/slates

1107606 IT0001233417 A2A SpA Europe Italy 15/05/2017 Annual Against No Action Taken 5.1.1,6.1.1

5.2,A

5.1.2,5.1.3



candidates/slates

1111092 IT0001250932 HERA SPA Europe Italy 27/04/2017 Annual Against No Action Taken 4.2,6.2

5

4.1,4.3



candidates/slates

1109280 IT0001347308 Buzzi Unicem Spa Europe Italy 12/05/2017 Annual/Special Against No Action Taken 4.2,5.2

6

4.1


performance


candidates/slates

1131546 IT0001347308 Buzzi Unicem Spa Europe Italy 12/05/2017 Special Against 1


1111274 IT0001389631 Beni Stabili S.p.A.

SIIQ

Europe Italy 06/04/2017 Annual/Special All For

1109664 IT0001469383 Arnoldo Mondadori

Editore S.p.A.


2

1

A


performance




1105478 IT0001479374 Luxottica Group

S.p.A.


A


performance


1110443 IT0001499679 Reply S.p.A. Europe Italy 21/04/2017 Annual Against A

2




1099269 IT0003007728 Tod's SPA Europe Italy 21/04/2017 Annual/Special Against 2,1 Concerns to protect shareholder value

1110231 IT0003027817 Iren SpA Europe Italy 20/04/2017 Annual Against 2

A


performance


1108395 IT0003043418 EI Towers SpA Europe Italy 20/04/2017 Annual Against No Action Taken 3.2,4

2

6

3.1


performance



candidates/slates


1110283 IT0003073266 Piaggio & C. S.p.A. Europe Italy 12/04/2017 Annual/Special Against 2

A

3


performance




1108961 IT0003097257 Biesse SpA Europe Italy 27/04/2017 Annual All For

1106280 IT0003115950 DE LONGHI S.p.A. Europe Italy 11/04/2017 Annual/Special Against 2

3,4


performance


1109904 IT0003121677 Credito Emiliano

S.p.A. (Credem)

Europe Italy 27/04/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1111306 IT0003126783 Cementir Holding

Spa

Europe Italy 19/04/2017 Annual/Special Against No Action Taken 3.a.2,3.b

5

4.a,A

3.a.1


performance



candidates/slates

1109905 IT0003128367 Enel SpA Europe Italy 04/05/2017 Annual Against No Action Taken 6.2,7,8

6.1


candidates/slates

1109854 IT0003132476 Eni S.p.A. Europe Italy 13/04/2017 Annual Against No Action Taken 6,9,10

5.2

8.2

7

5.1


candidates/slates




candidates/slates


1110075 IT0003153415 Snam SpA Europe Italy 11/04/2017 Annual Against 4,5

A


performance


1109665 IT0003153621 Tamburi

Investment

Partners S.p.A


2


performance



1109110 IT0003188064 Banca IFIS S.p.A. Europe Italy 21/04/2017 Annual Against A Insufficient/poor disclosure

1110438 IT0003198790 Falck Renewables

SpA

Europe Italy 27/04/2017 Annual Against No Action Taken 4.3.2,5.1.2,5.3

3

4.4,A

4.3.1


performance



candidates/slates

1110281 IT0003201198 Societa Iniziative

Autostradali e

Servizi SpA (SIAS)

Europe Italy 27/04/2017 Annual Against No Action Taken 4.1,4.2,4.3.2,4.4,4.5,5.1.2,5.

2,5.3

4.3.1


candidates/slates

1111283 IT0003242622 Terna SpA Europe Italy 27/04/2017 Annual Against No Action Taken 3,4.2,5,6,7.2,8

A

4.1



candidates/slates

1112237 IT0003261069 Astaldi SPA Europe Italy 21/04/2017 Annual All For

1108396 IT0003261697 AZIMUT HOLDING

S.p.A.

Europe Italy 27/04/2017 Annual Against A

3

2.2






1102262 IT0003428445 MARR S.P.A. Europe Italy 28/04/2017 Annual Against No Action Taken 2.3.2,3.1.2

2.4,2.5

2.3.1



candidates/slates

1111263 IT0003487029 Unione di Banche

Italiane S.p.A.


1110430 IT0003492391 Diasorin S.p.A Europe Italy 27/04/2017 Annual Against 2,4

A


performance


1127924 IT0003497168 Telecom Italia Spa Europe Italy 04/05/2017 Annual Against No Action Taken 3.1,3.2,3.3,3.4.2

2

3.4.1


performance


candidates/slates

1109861 IT0003506190 Atlantia SPA Europe Italy 21/04/2017 Annual Against 3

2

A


performance



1111923 IT0003540470 Yoox Net-A-Porter

Group SpA


A


performance


1109545 IT0003745889 IGD -Immobiliare

Grande

Distribuzione


A

3


performance




shareholder value


1105479 IT0003796171 POSTE ITALIANE SPA Europe Italy 27/04/2017 Annual Against No Action Taken 6,7,8

5.2

A

5.1


candidates/slates



candidates/slates

1109107 IT0003826473 PARMALAT S.p.A. Europe Italy 28/04/2017 Annual Against No Action Taken 3.1.1,3.2

A

3.1.2



candidates/slates

1146875 IT0003826473 PARMALAT S.p.A. Europe Italy 29/05/2017 Special Against 1 Insufficient basis to support a decision

1112286 IT0003828271 Recordati Industria

Chimica e

Farmaceutica Spa

Europe Italy 11/04/2017 Annual/Special Against No Action Taken 2.a,2.b,2.c,3.a.2

4

2.d,A

1

3.a.1


performance





candidates/slates

1111103 IT0003850929 Esprinet S.p.A. Europe Italy 04/05/2017 Annual/Special Against A Insufficient/poor disclosure

1138961 IT0003856405 Leonardo S.p.A. Europe Italy 16/05/2017 Annual/Special Against No Action Taken 2,3,4.2,5,6

7

4.1

Concerns related to inappropriate service contracts


candidates/slates

1109842 IT0003865570 Salini Impregilo

S.p.A.

Europe Italy 27/04/2017 Annual Against No Action Taken 2.1.2,2.2

2.1.1


candidates/slates

1143639 IT0003874101 PRADA S.p.A. Europe Italy 31/05/2017 Annual/Special All For


1111292 IT0003977540 ANSALDO STS S.P.A. Europe Italy 11/05/2017 Annual/Special Against No Action Taken 3.1.2,3.2

2,5

A

3.1.1


performance



candidates/slates

1112251 IT0004053440 Datalogic Spa Europe Italy 04/05/2017 Annual/Special Against 3

1

5

4


performance





shareholder value

1097320 IT0004056880 Amplifon SpA Europe Italy 20/04/2017 Annual Against 3

4


performance


1106389 IT0004093263 ASCOPIAVE S.P.A. Europe Italy 27/04/2017 Annual/Special Against No Action Taken 3.2,4.2

2

1

5

3.1


performance




shareholder value


candidates/slates

1109667 IT0004176001 Prysmian S.p.A. Europe Italy 12/04/2017 Annual/Special All For


1107656 IT0004195308 Gruppo

MutuiOnline S.p.A.


6


performance



1111262 IT0004329733 Cairo

Communication

S.p.A.

Europe Italy 08/05/2017 Annual Against No Action Taken 2.c.2,3.a.2

4

2.f

2.d,2.e,A

6

2.c.1


performance






candidates/slates

1097055 IT0004712375 Salvatore

Ferragamo S.p.A

Europe Italy 27/04/2017 Annual Against No Action Taken 4.2,5

7

A

4.1


performance



candidates/slates

1104552 IT0004776628 Banca Mediolanum

S.p.A

Europe Italy 05/04/2017 Annual Against 4,5.1,5.2,5.3,A Insufficient/poor disclosure

1112291 IT0004810054 Unipol Gruppo

Finanziario SpA

Europe Italy 28/04/2017 Annual/Special Against 2,3

4


performance



shareholder value


1109671 IT0004827447 UnipolSai

Assicurazioni SpA


A

3


performance




shareholder value

1110424 IT0004931058 Maire Tecnimont

S.p.A.

Europe Italy 26/04/2017 Annual Against 2,3

4

A


performance



1100217 IT0004965148 Moncler SpA Europe Italy 20/04/2017 Annual Against No Action Taken 4.1.1

5

4.1.2



candidates/slates

1108268 IT0004998065 Anima Holding

S.P.A.

Europe Italy 27/04/2017 Annual Against No Action Taken 3.1,3.2.2,3.3,3.4,4.1.1,4.2,4.

3

2

3.2.1


performance


candidates/slates

1112248 IT0005010423 Cerved Information

Solutions SpA

Europe Italy 13/04/2017 Annual Against No Action Taken 4.a.2,4.b

4.a.1


candidates/slates


1118401 IT0005043507 OVS SpA Europe Italy 31/05/2017 Annual/Special Against No Action Taken 6.1,6.2,6.3.2,7.2

3,4,1

5,2

6.4,6.5

6.3.1


performance




candidates/slates

1112240 IT0005084717 ePRICE S.p.A. Europe Italy 27/04/2017 Annual Against 4 Issue of equity raises concerns about excessive


shareholder value

1107620 IT0005090300 Infrastrutture

Wireless Italiane

S.p.A.

Europe Italy 20/04/2017 Annual All For

1099953 IT0005162406 Technogym S.p.A. Europe Italy 21/04/2017 Annual/Special Against 3,4,1 Apparent failure to link pay and appropriate

performance

1108452 IT0005188336 El.En. S.p.A. Europe Italy 15/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1106092 IT0005211237 Italgas S.p.A. Europe Italy 28/04/2017 Annual Against 6

4,5


performance

1124496 IT0005218380 Banco BPM SPA Europe Italy 08/04/2017 Annual Against A Insufficient/poor disclosure

1106093 IT0005239360 UniCredit SpA Europe Italy 20/04/2017 Annual/Special All For

1109300 IT0005242026 Credito Valtellinese Europe Italy 08/04/2017 Annual All For

1105596 IT0005252140 Saipem Europe Italy 28/04/2017 Annual/Special Against No Action Taken 2.1,4

A

2.2



candidates/slates


1124134 IT0005252207 Davide Campari-

Milano S.p.A.


5


performance



shareholder value

1103434 IT0005252728 Brembo SpA Europe Italy 20/04/2017 Annual/Special Against No Action Taken 5.2.1,5.2.2,6.1.2,6.2

7

6.1.1


performance


candidates/slates

1124520 JE00B2419D89 Breedon Group plc United Kingdom Jersey 25/04/2017 Annual All For

1156101 JE00B248KJ21 Phoenix Spree

Deutschland Limited

United Kingdom Jersey 26/06/2017 Annual Against 4,5 Concerns related to inappropriate membership of

committees

1156100 JE00B248KJ21 Phoenix Spree

Deutschland Limited

United Kingdom Jersey 26/06/2017 Special All For

1133174 JE00B2QKY057 Shire plc United Kingdom Jersey 25/04/2017 Annual Against 2

4,8


performance


1132539 JE00B2QKY057 Shire plc United Kingdom Jersey 25/04/2017 Annual Against 2

4,8


performance


1135349 JE00B3DCF752 Atrium European

Real Estate Ltd

United Kingdom Jersey 25/04/2017 Annual Against 10,12 Concerns to protect shareholder value

1118020 JE00B3DG9318 Tarsus Group plc United Kingdom Jersey 21/06/2017 Annual Against 2

8


performance


committees


1138741 JE00B3MW7P88 West China Cement

Ltd.

United Kingdom Jersey 12/05/2017 Annual Against 5,7

2b




1115845 JE00B4T3BW64 Glencore Plc United Kingdom Jersey 24/05/2017 Annual Against 3,8 Concerns about overall board structure

1151846 JE00B5BCW814 United Company

RUSAL Plc

United Kingdom Jersey 20/06/2017 Annual Against 2a

4,6


committee meetings



1123584 JE00B5SJJD95 Cape plc United Kingdom Jersey 10/05/2017 Annual All For

1129571 JE00B6RMDP68 City Merchants

High Yield Trust Ltd


1121238 JE00B6T5S470 Polymetal

International Plc

United Kingdom Jersey 16/05/2017 Annual Against 10 Concerns about overall board structure

1122754 JE00B783TY65 Delphi Automotive

PLC


1145611 JE00B8KF9B49 WPP plc United Kingdom Jersey 07/06/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1147196 JE00B8KF9B49 WPP plc United Kingdom Jersey 07/06/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance; Absolute quantum considered

excessive

1117369 JE00B9MRHZ51 CVC Credit Partners

European

Opportunities

Limited

United Kingdom Jersey 03/04/2017 Annual Against 5 Concerns related to inappropriate membership of

committees

1113975 JE00BD3QJR55 Foresight Solar

Fund Limited


1122777 JE00BD9WR069 UBM plc United Kingdom Jersey 17/05/2017 Annual All For

1129306 JE00BFNWV485 Wolseley plc United Kingdom United

Kingdom


1152242 JE00BG6L7297 boohoo.com plc United Kingdom Jersey 23/06/2017 Annual Against 12 Concerns to protect shareholder value

1127040 JE00BGP63272 Safestyle UK plc United Kingdom Jersey 18/05/2017 Annual All For


1148693 JE00BH6XDL31 XLMedia PLC United Kingdom Jersey 24/05/2017 Annual Abstain Against 6

2

3



committees


committees

1126961 JE00BJT32513 Kennedy Wilson

Europe Real Estate

Plc


1135255 JE00BVRZ8S85 Sanne Group plc United Kingdom Jersey 18/05/2017 Annual Against 2 Apparent failure to link pay & appropriate

performance

1118380 JE00BYPZJM29 Janus Henderson

Group plc


Kingdom


1126264 JE00BYPZJM29 Janus Henderson

Group plc


Kingdom


1137626 JE00BYVQYS01 IWG PLC United Kingdom Jersey 16/05/2017 Annual All For

1138542 JE00BYXX8B08 GCP Asset Backed

Income Fund Ltd

United Kingdom Jersey 23/05/2017 Annual Abstain 3 Concerns related to inappropriate membership of

committees

1122950 JP3044510000 Tokyu Reit Inc. Asia Japan 21/04/2017 Special All For

1148642 JP3046170001 Mori Trust Sogo

Reit Inc.

Asia Japan 13/06/2017 Special All For

1152742 JP3046280008 Sekisui House SI

Residential

Investment REIT


1144255 JP3046440008 Nippon

Accommodations

Fund Inc.


1148640 JP3046450007 MCUBS MidCity

Investment

Corporation


1119197 JP3046470005 Mori Hills REIT

Investment Corp


1139913 JP3047660000 Hulic REIT, Inc. Asia Japan 25/05/2017 Special All For

1140894 JP3048110005 Nomura Real Estate

Master Fund, Inc.


1142799 JP3100100001 Arcland Sakamoto

Co. Ltd.

Asia Japan 11/05/2017 Annual All For

1155212 JP3100210008 ARTNATURE INC Asia Japan 22/06/2017 Annual Against 2

3


performance



1153805 JP3100600000 Ahresty Corp. Asia Japan 15/06/2017 Annual Against 2.4 Concerns about overall board structure

1153661 JP3100800006 Aica Kogyo Co. Ltd. Asia Japan 23/06/2017 Annual All For

1152512 JP3101600009 Aisan Industry Asia Japan 13/06/2017 Annual Against 4

2.8


performance


1153337 JP3102000001 Aisin Seiki Co. Ltd. Asia Japan 16/06/2017 Annual All For

1153808 JP3102400003 Aida Engineering

Ltd.

Asia Japan 19/06/2017 Annual Against 2.6 Concerns about overall board structure

1155682 JP3103000000 Aichi Bank Ltd. Asia Japan 23/06/2017 Annual Against 2.2

2.1


Concerns about overall performanceConcerns about

overall board structure

1153814 JP3103600007 Aichi Steel Corp. Asia Japan 21/06/2017 Annual Against 2.8

2.1,2.2



1155715 JP3104870005 CONEXIO Corp Asia Japan 27/06/2017 Annual Against 3.1,3.5,4.2 Concerns about overall board structure

1151804 JP3104890003 TIS Inc. Asia Japan 27/06/2017 Annual All For

1156363 JP3105040004 Aiful Corp. Asia Japan 27/06/2017 Annual All For

1157355 JP3105050003 Aiphone Co. Asia Japan 29/06/2017 Annual Against 3.9 Concerns about overall board structure

1154177 JP3105220002 Seven Bank Ltd Asia Japan 19/06/2017 Annual Against 1.8 Concerns about overall board structure

1154354 JP3106200003 Aoyama Trading

Co. Ltd.


1155827 JP3107200002 Via Holdings Inc. Asia Japan 29/06/2017 Annual Against 4 Insufficient basis to support a decision

1153373 JP3108600002 Acom Co., Ltd. Asia Japan 22/06/2017 Annual Against 2.1 Concerns about overall performance

1158858 JP3109900005 Asax Co., Ltd. Asia Japan 29/06/2017 Annual Against 2.1 Concerns about overall board structure

1154309 JP3111200006 Asahi Kasei Corp. Asia Japan 28/06/2017 Annual All For


1156328 JP3112600006 ASAHI INDUSTRIES

CO. LTD.

Asia Japan 23/06/2017 Annual Against 5

4

2


Concerns about overall board structureLack of



interests

1156305 JP3114400009 Asahi Diamond

Industrial Co. Ltd.

Asia Japan 27/06/2017 Annual Against 3 Concerns about overall board structure

1153346 JP3114800000 Adeka Corp. Asia Japan 23/06/2017 Annual All For

1156747 JP3115800009 Asahi Net Inc Asia Japan 27/06/2017 Annual Against 2.3 Concerns about overall board structure

1152956 JP3116700000 Asahi Holdings, Inc. Asia Japan 20/06/2017 Annual All For

1153792 JP3116800008 Asahi Broadcasting Asia Japan 22/06/2017 Annual Against 4.10,4.11,4.12,4.14,4.15

2,3



1154326 JP3117700009 Mebuki Financial

Group Inc.


1158194 JP3119400004 Ahjikan Co. Ltd. Asia Japan 29/06/2017 Annual Against 7

4.2,4.3


performance



1154777 JP3119600009 Ajinomoto Co. Inc. Asia Japan 27/06/2017 Annual All For

1157343 JP3120200005 Atsugi Co. Ltd. Asia Japan 29/06/2017 Annual All For

1154768 JP3122400009 Advantest Corp. Asia Japan 27/06/2017 Annual All For

1157179 JP3122800000 Amada Holdings

Co., Ltd.


1155687 JP3125000004 Arakawa Chemical

Industries



1155729 JP3125800007 Ariake Japan Co.

Ltd.

Asia Japan 23/06/2017 Annual Against 3.1,3.2,3.3

2.1



interests

1157248 JP3126000003 Arisawa Mfg Co Ltd Asia Japan 28/06/2017 Annual Against 5 Poison pill/anti-takeover measure not in investors

interests

1155203 JP3126110000 Argo Graphics Inc. Asia Japan 15/06/2017 Annual All For

1155202 JP3126200009 Alpine Electronics

Inc.


1154341 JP3126300007 Albis Co. Ltd. Asia Japan 22/06/2017 Annual Against 3 Concerns about overall board structure

1156408 JP3126340003 Alfresa Holdings

Corp.

Asia Japan 27/06/2017 Annual Against 1 Policy Rationale:Concerns to protect shareholder

value

1155702 JP3126360001 Alpha Corp. (3434) Asia Japan 23/06/2017 Annual Against 2.1 Concerns about overall performance

1155813 JP3126400005 Alps Electric Co. Ltd. Asia Japan 23/06/2017 Annual Against 2.2 Concerns about overall board structure

1155734 JP3126800006 Awa Bank Ltd. Asia Japan 29/06/2017 Annual Against 4

2.1,2.2


performance


1156312 JP3128800004 Anritsu Corp. Asia Japan 28/06/2017 Annual All For

1158366 JP3131090007 Iida Group Holdings

Co., Ltd.


1154705 JP3131200002 Iino Kaiun Kaisha

Ltd.


1158778 JP3131300000 As One Corp. Asia Japan 29/06/2017 Annual Against 2

4



1155694 JP3131350005 Yellow Hat Ltd. Asia Japan 22/06/2017 Annual Against 1.6,2.2 Concerns about overall board structure

1156885 JP3131400008 AEON Financial

Service Co., Ltd.


1144202 JP3131430005 AEON Mall Co., Ltd. Asia Japan 17/05/2017 Annual Against 1.1 Concerns about overall board structure


1155835 JP3132600002 Senshu Ikeda

Holdings Inc

Asia Japan 28/06/2017 Annual Against 3.9,3.12,4.4 Concerns about overall board structure

1154174 JP3134800006 IHI Corporation Asia Japan 23/06/2017 Annual All For

1155712 JP3137200006 Isuzu Motors Ltd. Asia Japan 29/06/2017 Annual Against 3.1,3.2,3.3 Concerns about overall board structure

1155712 JP3137200006 Isuzu Motors Ltd. Asia Japan 29/06/2017 Annual All For

1146666 JP3138400001 Izumi Co. Ltd. Asia Japan 24/05/2017 Annual Against 4

2.8




1157647 JP3140400007 Isewan Terminal

Service Co. Ltd.

Asia Japan 29/06/2017 Annual Against 2.1,2.2

3



1158001 JP3142350002 J Trust Co Ltd Asia Japan 28/06/2017 Annual Against 1.13 Concerns about overall board structure

1155172 JP3142500002 Idemitsu Kosan Co.,

Ltd.


1152938 JP3143600009 Itochu Corp. Asia Japan 23/06/2017 Annual All For

1155149 JP3143700007 ITOCHU-SHOKUHIN

Co., Ltd.


2.10

2.5


performance



1153713 JP3143900003 Itochu Techno-

Solutions Corp.


1155179 JP3144000001 Itochu Enex Co. Ltd. Asia Japan 21/06/2017 Annual All For

1158105 JP3144500000 Itoham Yonekyu

Holdings Inc


1153335 JP3146000009 Inabata & Co., Ltd. Asia Japan 23/06/2017 Annual Against 1.7 Concerns about overall board structure

1152220 JP3148800000 Ibiden Co. Ltd. Asia Japan 16/06/2017 Annual Against 2.1,2.2 Concerns about overall performance


1156777 JP3149600003 Iyo Bank Ltd. Asia Japan 29/06/2017 Annual Against 2.3,2.4,2.6

1.1




1159241 JP3149800009 Iriso Electronics Co. Asia Japan 27/06/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1157370 JP3151600008 Iwatani Corporation Asia Japan 28/06/2017 Annual Against 5

4



interests

1153365 JP3152400002 Bank of Iwate Ltd. Asia Japan 22/06/2017 Annual Against 2.12 Concerns about overall board structure

1149693 JP3152740001 ABC-Mart Inc. Asia Japan 30/05/2017 Annual Against 3.2 Concerns about overall board structure

1142138 JP3152750000 GMO internet Inc Asia Japan 10/05/2017 Annual Against 1.1 Lack of independence on boardPoison pill/anti-


1155248 JP3152820001 Internet Initiative

Japan Inc


1158792 JP3154390003 WIN-Partners Co.,

Ltd.


1157611 JP3155350006 Uyemura (C.) & Co. Asia Japan 29/06/2017 Annual Against 2.8,2.9,3.2,3.3

4



1156782 JP3156400008 Ushio Inc. Asia Japan 29/06/2017 Annual Against 2.5,2.6,2.7,2.8

2.1,2.2



1154808 JP3158800007 Ube Industries Ltd. Asia Japan 29/06/2017 Annual Against 3.5,3.8 Concerns about overall board structure

1155776 JP3160300004 Fuji Oil Company

Ltd

Asia Japan 28/06/2017 Annual Against 2.6,2.7,2.8,2.9,2.10 Concerns about overall board structure


1150094 JP3160400002 Eisai Co. Ltd. Asia Japan 21/06/2017 Annual Against 1.1 Poison pill/anti-takeover measure not in investors

interests

1156250 JP3160670000 Air Water Inc. Asia Japan 28/06/2017 Annual Against 2.1 Concerns about overall board structure

1157317 JP3160840009 Eidai Co., Ltd. Asia Japan 28/06/2017 Annual Against 3.3

2.1

4




interests

1156196 JP3161160001 Exedy Corp. Asia Japan 27/06/2017 Annual Against 2.8,2.10,3 Concerns about overall board structure

1155737 JP3161200005 Ezaki Glico Co. Ltd. Asia Japan 29/06/2017 Annual All For

1157256 JP3161450006 SRA HOLDINGS INC Asia Japan 23/06/2017 Annual All For

1156258 JP3162600005 SMC Corp. Asia Japan 28/06/2017 Annual All For

1155741 JP3164470001 Edion Corp. Asia Japan 29/06/2017 Annual Against 3.13 Concerns about overall board structure

1152535 JP3164630000 Square Enix

Holdings Co., Ltd.


1157725 JP3164800009 NOK Corp. Asia Japan 28/06/2017 Annual All For

1152530 JP3165000005 Sompo Holdings,

Inc.


1154674 JP3165600002 NTN Corp. Asia Japan 23/06/2017 Annual Against 2.1

3



interests

1153375 JP3165650007 NTT DoCoMo Inc. Asia Japan 20/06/2017 Annual Against 4.2 Concerns about overall board structure

1154372 JP3165690003 NTT Urban

Development Corp.


1152958 JP3165700000 NTT Data Corp. Asia Japan 20/06/2017 Annual Against 2.1 Concerns about overall board structure

1153740 JP3166000004 Ebara Corp. Asia Japan 23/06/2017 Annual All For


1158008 JP3166400006 Ehime Bank Ltd. Asia Japan 29/06/2017 Annual Against 5

2.1,2.16


performance


1154704 JP3166900005 F.C.C. Co., Ltd. Asia Japan 20/06/2017 Annual All For

1157195 JP3167000003 FP Corporation Asia Japan 28/06/2017 Annual Against 1.1

2



1156314 JP3167420003 MCJ Co Ltd Asia Japan 28/06/2017 Annual Against 2.5 Concerns about overall board structure

1156281 JP3167500002 Leopalace21 Corp. Asia Japan 29/06/2017 Annual Against 3.10 Concerns about overall board structure

1158925 JP3168200008 Elecom Co Ltd Asia Japan 28/06/2017 Annual Against 5

3.1,3.7,3.8,3.9,4.2,4.3


performance


1155783 JP3169800004 Enplas Corp. Asia Japan 23/06/2017 Annual All For

1154818 JP3172100004 Okuma Corp. Asia Japan 27/06/2017 Annual Against 4.10,5.1,5.2 Concerns about overall board structure

1156236 JP3172420006 Odelic Co. Ltd. Asia Japan 23/06/2017 Annual All For

1155282 JP3172500005 Autobacs Seven Co.

Ltd.

Asia Japan 27/06/2017 Annual Against 2.1 Concerns about overall performance

1157765 JP3173400007 Obic Co Ltd Asia Japan 29/06/2017 Annual Against 3.10,4.2,4.3

5



1156402 JP3173500004 OBIC Business

Consultants Co. Ltd.


2.1,2.5,2.6,2.8

3


performance



1156872 JP3174200000 Oiles Corporation Asia Japan 29/06/2017 Annual All For

1155285 JP3174300008 Ohsho Food Service

Corp.

Asia Japan 28/06/2017 Annual Against 2.9,2.10,4 Concerns about overall board structure


1153697 JP3174410005 Oji Holdings Corp. Asia Japan 29/06/2017 Annual Against 3 Poison pill/anti-takeover measure not in investors

interests

1155232 JP3175200009 Oita Bank Ltd. Asia Japan 27/06/2017 Annual Against 4.1,4.2 Concerns about overall performance

1154823 JP3176000002 Ogaki Kyoritsu Bank

Ltd.


1156957 JP3180000006 OUG Holdings Inc. Asia Japan 29/06/2017 Annual Against 4.1,4.6 Concerns about overall board structure

1154799 JP3180400008 Osaka Gas Co. Ltd. Asia Japan 29/06/2017 Annual All For

1152180 JP3183200009 Japan Exchange

Group Inc.


1157188 JP3184600009 Osaka Steel Co., Ltd. Asia Japan 28/06/2017 Annual Against 1.4

1.1



1156765 JP3188300002 Ootoya Holdings Co

Ltd.


1154761 JP3190000004 Obayashi Corp. Asia Japan 29/06/2017 Annual All For

1155141 JP3190800007 Okasan Securities

Group Inc


1155770 JP3192400004 Okamura Corp. Asia Japan 29/06/2017 Annual Against 3.1,3.8,3.9,3.10 Concerns about overall board structure

1154671 JP3194000000 Oki Electric

Industry Co. Ltd.


1153685 JP3194650002 Okinawa Cellular

Telephone


2.1



committee meetings

1156690 JP3194700005 Okinawa Electric

Power Co. Inc.

Asia Japan 29/06/2017 Annual Against 2.12

2.1,2.2



1156248 JP3194800003 Okumura Corp. Asia Japan 29/06/2017 Annual All For

1155123 JP3196000008 Odakyu Electric

Railway Co. Ltd.


1155616 JP3197600004 Ono

Pharmaceutical Co.

Ltd.


1151210 JP3197800000 Omron Corp. Asia Japan 22/06/2017 Annual All For


1157232 JP3198900007 Oriental Land Co.,

Ltd.


1157760 JP3200400004 Origin Electric Co.

Ltd.


6



interests

1156294 JP3200450009 Orix Corp. Asia Japan 27/06/2017 Annual All For

1155658 JP3201200007 Olympus Corp. Asia Japan 28/06/2017 Annual All For

1146234 JP3203500008 Onward Holdings

Co Ltd


2.1,2.2

3




interests

1156329 JP3206000006 Kakaku.com Inc Asia Japan 21/06/2017 Annual Against 2.10 Concerns about overall board structure

1156796 JP3206200002 Kaga Electronics Asia Japan 29/06/2017 Annual Against 2.9,2.10 Concerns about overall board structure

1156410 JP3207000005 Kaken

Pharmaceutical Co.

Ltd.


1157612 JP3209000003 Casio Computer Co.

Ltd.


1155837 JP3210200006 Kajima Corp. Asia Japan 29/06/2017 Annual All For

1153696 JP3214350005 Kadokawa Dwango

Corp.


1154142 JP3214400008 Kadoya Sesame

Mill Inc.


1156394 JP3215000005 Kanaden Corp. Asia Japan 29/06/2017 Annual Against 2.3,2.4,4.1,4.2 Concerns about overall board structure

1154753 JP3215800008 Kaneka Corp. Asia Japan 29/06/2017 Annual Against 1.10 Concerns about overall board structure

1153758 JP3217100001 Kanematsu Corp. Asia Japan 23/06/2017 Annual All For

1156715 JP3218850000 kabu.com Securities Asia Japan 24/06/2017 Annual Against 1.1 Concerns about overall board structure

1149697 JP3218900003 Capcom Co. Ltd. Asia Japan 09/06/2017 Annual All For

1157788 JP3219000001 Kamigumi Co. Ltd. Asia Japan 29/06/2017 Annual All For

1152508 JP3220580009 CALBEE, Inc. Asia Japan 21/06/2017 Annual All For


1153741 JP3223800008 Kawasaki Kisen

Kaisha Ltd.


2.1,2.2



1153722 JP3224200000 Kawasaki Heavy

Industries, Ltd.


1154388 JP3225500002 Gecoss Corp. Asia Japan 22/06/2017 Annual Against 4,5

2.1,2.7


performance


1153491 JP3225800006 Kawasumi

Laboratories Inc.


3

6

5

4



interests



proposal promotes efficient capital structure






proposal promotes transparency

1154430 JP3228600007 Kansai Electric

Power Co. Inc.


1155885 JP3229400001 Kansai Paint Co. Ltd. Asia Japan 29/06/2017 Annual Against 7 Poison pill/anti-takeover measure not in investors

interests


1158098 JP3230600003 Kandenko Co. Ltd. Asia Japan 27/06/2017 Annual Against 3

2.5


performance


1155745 JP3231000005 Tsukuba Bank Ltd Asia Japan 28/06/2017 Annual Against 1.1,1.2 Concerns about overall performance

1157590 JP3232600001 Kanto Denka Kogyo

Co. Ltd.


1154719 JP3233250004 Japan Post

Insurance Co., Ltd.


1152977 JP3236200006 Keyence Corp. Asia Japan 09/06/2017 Annual Against 3.8

1




1156319 JP3236300004 Key Coffee Inc Asia Japan 21/06/2017 Annual Against 3.4

2.1

4




interests

1156346 JP3237000009 Kisoji Co. Asia Japan 28/06/2017 Annual Against 2.7

2.1



1154370 JP3238200004 Kita-Nippon Bank

Ltd.


2.1,2.2



1154745 JP3240400006 Kikkoman Corp. Asia Japan 27/06/2017 Annual Against 2.9 Concerns about overall board structure

1156400 JP3240600001 Kissei

Pharmaceutical Co.

Ltd.

Asia Japan 28/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1155244 JP3240800007 KITO Corporation Asia Japan 21/06/2017 Annual All For

1155328 JP3246400000 Kyushu Electric

Power Co. Inc.


1153354 JP3246500007 Kyushu Financial

Group, Inc.



1155787 JP3247010006 Kyushu Railway

Company


1155820 JP3247050002 Kyudenko Corp. Asia Japan 28/06/2017 Annual Against 1.12,2.1,2.2 Concerns about overall board structure

1156696 JP3247090008 KYORIN Holdings Inc Asia Japan 23/06/2017 Annual Against 1.11 Concerns about overall board structure

1157594 JP3247400009 Kyoei Steel Ltd Asia Japan 26/06/2017 Annual Against 1.10,1.11,2

1.1,1.2



1156252 JP3248000006 The Kiyo Bank, Ltd. Asia Japan 29/06/2017 Annual Against 8

4.5




1156222 JP3249600002 Kyocera Corp. Asia Japan 27/06/2017 Annual All For

1157205 JP3250600008 Kyoto Kimono

Yuzen Ltd.


1154819 JP3251200006 Bank of Kyoto Ltd. Asia Japan 29/06/2017 Annual Against 3.9

3.1,3.2



1158013 JP3253700003 KYORITSU

PRINTING CO LTD


1158851 JP3253900009 Kyoritsu

Maintenance Co.,

Ltd.


5




1153817 JP3254200003 Kyowa Exeo Corp. Asia Japan 23/06/2017 Annual All For

1156425 JP3257200000 Kyokuyo Co. Ltd. Asia Japan 27/06/2017 Annual Against 4

5

6




interests

1146675 JP3257900005 Kirindo Holdings

Co., Ltd.



1159508 JP3258800006 Kinki Sharyo Co. Ltd. Asia Japan 29/06/2017 Annual Against 1.12

1.1

1.13





1153717 JP3260800002 Kintetsu Group

Holdings Co., Ltd.

Asia Japan 22/06/2017 Annual Against 3.1,3.11,3.12,3.14 Concerns about overall board structure

1155856 JP3262900008 Kintetsu World

Express, Inc.

Asia Japan 27/06/2017 Annual Against 3.7,4.2,4.3,5 Concerns about overall board structure

1156411 JP3263000006 Kinden Corp. Asia Japan 27/06/2017 Annual All For

1157615 JP3266160005 QOL Co., Ltd Asia Japan 28/06/2017 Annual Against 1.8,1.9 Concerns about overall board structure

1155220 JP3266800006 Kumagai Gumi Co.,

Ltd.


1154146 JP3268950007 Medipal Holdings

Corp

Asia Japan 27/06/2017 Annual Against 1.10,2 Concerns about overall board structure

1158041 JP3270000007 Kurita Water

Industries Ltd.


1157196 JP3270800000 Kurimoto Ltd. Asia Japan 29/06/2017 Annual Against 2.7,3.1 Concerns about overall board structure

1152947 JP3271400008 Credit Saison Co.

Ltd.

Asia Japan 20/06/2017 Annual Against 3.1,3.17 Concerns about overall board structure

1154362 JP3271600003 Kureha Corp Asia Japan 27/06/2017 Annual Against 2

1.5


performance


1154702 JP3273000004 Kuroda Electric Co.

Ltd.


1158946 JP3274150006 Ship Healthcare

Holdings Inc


1156376 JP3274180003 Gurunavi, Inc. Asia Japan 21/06/2017 Annual Against 3.10,3.11 Concerns about overall board structure

1156380 JP3274200009 Gourmet Kineya Co. Asia Japan 21/06/2017 Annual Against 3

2.1




1145263 JP3274280001 Welcia Holdings

Co., Ltd.


1153639 JP3274400005 Glory Ltd. Asia Japan 23/06/2017 Annual All For

1154718 JP3276400003 Gunma Bank Ltd. Asia Japan 27/06/2017 Annual Against 2.9 Concerns about overall board structure

1156691 JP3277150003 K's Holdings Corp. Asia Japan 27/06/2017 Annual All For

1155671 JP3277230003 Keihin Corp. (7251) Asia Japan 23/06/2017 Annual Against 2.9,3.1 Concerns about overall board structure

1156746 JP3277300004 Ku Holdings Co Ltd Asia Japan 27/06/2017 Annual Against 5

2.4

4


performance

Concerns about overall board structureConcerns


meetings


1154825 JP3277800003 Keio Corp Asia Japan 29/06/2017 Annual Against 3.1,3.10,3.11 Concerns about overall board structure

1155274 JP3278600006 Keisei Electric

Railway

Asia Japan 29/06/2017 Annual Against 2.1,3

2.12



committee meetings

1155120 JP3279000008 Keihanshin Building

Co. Ltd.


1154822 JP3279400000 Keihan Holdings

Co.,Ltd.


1155287 JP3280200001 Keikyu Corp Asia Japan 29/06/2017 Annual Against 3.1,3.7,3.9 Concerns about overall board structure

1156295 JP3281600001 Keiyo Bank Ltd. Asia Japan 28/06/2017 Annual All For

1157757 JP3282270002 Gamecard-Joyco

Holdings Inc

Asia Japan 22/06/2017 Annual Against 3.3,3.4,3.5,3.6,4 Concerns about overall board structure

1155720 JP3283460008 Koei Tecmo

Holdings Co., Ltd.


1157216 JP3283650004 Kose Corp. Asia Japan 29/06/2017 Annual Against 4,5 Insufficient/poor disclosure

1148594 JP3283750002 Kohnan Shoji Co.,

Ltd.

Asia Japan 25/05/2017 Annual Against 6 Insufficient/poor disclosure


1154339 JP3284600008 Koito

Manufacturing Co.

Ltd.


2.13,2.14


performance


1155691 JP3286500008 IBJ Leasing

Company Limited


1154698 JP3288900008 Kohsoku Corp. Asia Japan 22/06/2017 Annual All For

1158141 JP3288970001 Konoike Transport

Co., Ltd.


1152988 JP3289800009 Kobe Steel Ltd. Asia Japan 21/06/2017 Annual Against 1.1 Concerns about overall performance

1154668 JP3292200007 JTEKT Corp. Asia Japan 28/06/2017 Annual Against 2.10 Concerns about overall board structure

1154687 JP3292400003 Kourakuen

Holdings Corp.

Asia Japan 21/06/2017 Annual Against 1.1 Concerns about overall board structureConcerns


1154253 JP3294460005 Inpex Corporation Asia Japan 27/06/2017 Annual Against 2.11,2.12,2.14 Concerns about overall board structure 2.1

1155800 JP3294600006 Hitachi Kokusai

Electric Co. Ltd.


1155728 JP3297330007 cocokara fine Inc Asia Japan 27/06/2017 Annual All For

1156379 JP3300200007 Konami Holdings

Corp.


1151870 JP3300600008 Konica Minolta Inc. Asia Japan 20/06/2017 Annual All For

1153802 JP3300800004 Konishi Co Ltd Asia Japan 16/06/2017 Annual All For

1156813 JP3303200004 Komatsu Wall

Industry Co., Ltd.


1153395 JP3304200003 Komatsu Ltd. Asia Japan 20/06/2017 Annual Against 4

2.6,2.8


performance


1156708 JP3305530002 COMSYS Holdings

Corp.


1153665 JP3305600003 Komeri Co. Ltd. Asia Japan 23/06/2017 Annual Against 2.3 Concerns about overall board structure

1153397 JP3305800009 Komori Corp. Asia Japan 20/06/2017 Annual Against 2.1,2.2 Concerns about overall performance


1156852 JP3305950002 Corona Corp. Asia Japan 28/06/2017 Annual Against 2.1,2.2

3



1155632 JP3305970000 Colowide Co., Ltd. Asia Japan 28/06/2017 Annual Against 2.2 Concerns about overall board structureLack of


1152500 JP3305990008 Concordia Financial

Group Ltd.


1155133 JP3306800008 Goldcrest Co. Ltd. Asia Japan 22/06/2017 Annual Against 2.2 Concerns about overall board structure

1157589 JP3307800007 Godo Steel Ltd. Asia Japan 28/06/2017 Annual Against 1.5,1.6

1.1



1157311 JP3309000002 Penta-Ocean

Construction Co.

Ltd.


1157687 JP3311530004 CYBERDYNE Inc. Asia Japan 23/06/2017 Annual Against 2.1,2.2

3



1155726 JP3312800000 Sakai Chemical

Industry Co. Ltd.


2.1


performance


1154813 JP3313200002 Sakai Heavy

Industries Ltd.

Asia Japan 29/06/2017 Annual Against 3,4

6.3


performance



1153370 JP3314200001 Sakai Moving

Service Co., Ltd.


1156389 JP3315200000 Bank of Saga Ltd. Asia Japan 29/06/2017 Annual Against 4.1 Concerns about overall performance


1158003 JP3316200009 Sagami Chain Co.

Ltd.


2.1,2.2



1155840 JP3316400005 Sotetsu Holdings Inc Asia Japan 29/06/2017 Annual Against 3.7

3.1



interests

1155754 JP3322000005 Sato Shoji Corp. Asia Japan 23/06/2017 Annual All For

1157360 JP3322350004 SATO RESTAURANT

SYSTEMS CO LTD


8



interests

1156399 JP3323050009 Sawai

Pharmaceutical

Co., Ltd.


1157695 JP3323600001 San-Ai Oil Co. Ltd. Asia Japan 29/06/2017 Annual Against 4

2.9

7


performance



interests

1154369 JP3324000003 San-in Godo Bank

Ltd.


2.1,2.2



1155819 JP3325600009 Sanki Engineering

Co. Ltd.


1157325 JP3326000001 Sankyu Inc. Asia Japan 28/06/2017 Annual Against 3.7,4.1 Concerns about overall board structure

1156762 JP3326410002 Sankyo Co. Ltd.

(6417)



1158390 JP3328200005 Sankyo Frontier Co.

Ltd.


3.1

4.1


performance



committee meetingsConcerns about overall board

structure

1155239 JP3329600005 Sanken Electric Co.

Ltd.


1155749 JP3330000005 Sangetsu Corp. Asia Japan 23/06/2017 Annual Against 3.2,3.3 Concerns about overall board structureLack of


1155765 JP3330600002 Suncall Corporation Asia Japan 23/06/2017 Annual Against 2.5,2.6,2.7,3,4

5



interests

1154678 JP3331600001 Shinko Plantech Co

Ltd


1154404 JP3336000009 Santen

Pharmaceutical Co.

Ltd.


1153774 JP3336400001 Sanden Holdings

Corp.


3.1,3.2

5




interests

1156311 JP3336450006 Sun Corporation Asia Japan 22/06/2017 Annual All For

1156381 JP3336600006 Sundrug Co. Ltd. Asia Japan 24/06/2017 Annual All For

1155118 JP3336950005 Sun Frontier

Fudousan Co., Ltd.


1154401 JP3337600005 Sanyo Chemical

Industries Ltd.



1153352 JP3340800006 Sanyo Denki Co. Ltd. Asia Japan 14/06/2017 Annual Against 4.6,4.7,4.8 Concerns about overall board structure

1156952 JP3341600009 Sanyo Electric

Railway Co. Ltd.


1154815 JP3342000001 Sanyo Special Steel

Co. Ltd.


2.10,3

2.1


performance



interests

1155748 JP3343200006 Sanrio Co. Ltd. Asia Japan 22/06/2017 Annual Against 2 Concerns about overall board structure

1156841 JP3344400001 Sanwa Holdings

Corp.


1157719 JP3346180007 Chilled & Frozen

Logistics Holdings

Co., Ltd


1127183 JP3346200003 Computer

Engineering &

Consulting Ltd.

(CEC)


1155247 JP3346800000 CKD Corp. Asia Japan 23/06/2017 Annual All For

1153664 JP3347200002 Shionogi & Co., Ltd. Asia Japan 22/06/2017 Annual Against 3 Concerns about overall board structure

1155169 JP3347600003 Shiga Bank Ltd. Asia Japan 27/06/2017 Annual Against 2.1,2.2 Concerns about overall performance

1155323 JP3350800003 Shikoku Electric

Power Co. Inc.


4.2,4.5,4.6

3.1






1155799 JP3351100007 Sysmex Corp Asia Japan 23/06/2017 Annual All For

1153796 JP3351200005 Shizuoka Bank Ltd. Asia Japan 16/06/2017 Annual Against 2.10 Concerns about overall board structure


1155842 JP3352000008 77 Bank Ltd. Asia Japan 29/06/2017 Annual Against 5.3,5.4,5.5,6

4.2

4.1





1154686 JP3352400000 Citizen Watch Co.,

Ltd.


1156349 JP3354000006 Sinanen Holdings

Co. Ltd.


1156950 JP3355600002 Shibusawa

Warehouse Co. Ltd.


4.1,4.2



1155217 JP3357200009 Shimadzu Corp. Asia Japan 29/06/2017 Annual All For

1143443 JP3358200008 Shimamura Co. Ltd. Asia Japan 12/05/2017 Annual All For

1154147 JP3358800005 Shimizu Corp. Asia Japan 29/06/2017 Annual Against 4

2.11,3.2


performance


1154839 JP3359600008 Sharp Corp. Asia Japan 20/06/2017 Annual Against 3.1

4.1,4.2




1157711 JP3359800004 Charle Co., Ltd. Asia Japan 29/06/2017 Annual Against 2.1 Concerns about overall performance

1157273 JP3360300002 Showa Corp. Asia Japan 23/06/2017 Annual Against 1.1 Concerns about overall performance

1153744 JP3362700001 Mitsui O.S.K. Lines

Ltd.


3.1,3.2



1155143 JP3368000000 Showa Denko K.K. Asia Japan 27/06/2017 Special All For

1156253 JP3371200001 Shin-Etsu Chemical

Co. Ltd.


1157166 JP3372800007 Sinko Industries Ltd. Asia Japan 28/06/2017 Annual Against 4 Insufficient/poor disclosure


1156719 JP3374200008 Shinko Shoji Co. Ltd. Asia Japan 23/06/2017 Annual Against 1.9

1.2

1.1




1156214 JP3375800004 Shinko Electric

Industries Co. Ltd.


1154785 JP3377800002 Shindengen Electric

Mfg. Co. Ltd.


1155142 JP3379900008 NS Solutions Corp. Asia Japan 23/06/2017 Annual All For

1154368 JP3381000003 Nippon Steel &

Sumitomo Metal

Corp.


2.1,2.2



1156775 JP3384600007 ShinMaywa

Industries Ltd.


2.7,3


performance


1155785 JP3385820000 GS YUASA CORP. Asia Japan 29/06/2017 Annual Against 5

2.6,3.1,3.2


performance


1156763 JP3385850007 GL Sciences Inc. Asia Japan 22/06/2017 Annual Against 4

3.1

5





1151828 JP3385980002 JSR Corp. Asia Japan 16/06/2017 Annual All For

1158518 JP3386000008 JSP Corp. Asia Japan 29/06/2017 Annual Against 1.1 Concerns about overall board structure

1152184 JP3386030005 JFE Holdings, Inc. Asia Japan 23/06/2017 Annual All For


1154780 JP3386050003 JMS Co. Ltd. Asia Japan 22/06/2017 Annual Against 3.8

3.1

6




interests

1144234 JP3386380004 J. Front Retailing

Co. Ltd.


1152986 JP3386450005 JXTG Holdings Inc. Asia Japan 28/06/2017 Annual All For

1157735 JP3387970001 Jimoto Holdings,

Inc.


1142151 JP3388200002 Aeon Co., Ltd. Asia Japan 24/05/2017 Annual Against 1.2 Concerns about overall performance

1157755 JP3388600003 Jaccs Co. Ltd. Asia Japan 29/06/2017 Annual All For

1153791 JP3389660006 Japan Display Inc. Asia Japan 21/06/2017 Annual Against 2.2 Concerns about overall performance

1146660 JP3389700000 Aeon Delight Co.

Ltd.


1150579 JP3389900006 JAFCO Co. Ltd. Asia Japan 20/06/2017 Annual All For

1155163 JP3392200006 Eighteenth Bank

Ltd.


2.1,2.2



1155230 JP3392600007 Juroku Bank Ltd. Asia Japan 23/06/2017 Annual Against 3.8,3.9 Concerns about overall board structure

1154171 JP3394400000 Unizo Holdings Co.,

Ltd.


1156754 JP3396350005 SKY Perfect JSAT

Holdings Inc

Asia Japan 23/06/2017 Annual Against 1.7,1.10,1.11,1.12,2.1,2.2 Concerns about overall board structure

1146205 JP3397060009 Sugi Holdings Co.

Ltd.


1153734 JP3397200001 Suzuki Motor Corp. Asia Japan 29/06/2017 Annual All For

1156883 JP3398000004 Suzuken Co Ltd Asia Japan 28/06/2017 Annual Against 2.7 Concerns about overall board structure

1148592 JP3399000003 Star Micronics Co.

Ltd.


1158520 JP3399100001 Starzen Co. Ltd. Asia Japan 29/06/2017 Annual Against 2.8,2.9,2.10 Concerns about overall board structure

1158026 JP3399200009 Starts Corporation Asia Japan 22/06/2017 Annual Against 1.1 Concerns about overall board structure


1148990 JP3399300007 S Foods Inc. Asia Japan 23/05/2017 Annual Against 2.11,3.1,3.2,3.3

5



1157780 JP3399310006 Start Today Co Ltd Asia Japan 27/06/2017 Annual Against 3.1,3.9 Concerns about overall board structure

1154714 JP3399400005 Stanley Electric Co.

Ltd.


1154824 JP3400400002 SCSK Corp. Asia Japan 23/06/2017 Annual All For

1155161 JP3400900001 Sumitomo Osaka

Cement Co. Ltd.


1152504 JP3401400001 Sumitomo

Chemical Co. Ltd.


1154156 JP3402600005 Sumitomo Metal

Mining Co. Ltd.


1153361 JP3404600003 Sumitomo Corp. Asia Japan 23/06/2017 Annual Against 3.9 Concerns about overall board structure

1154153 JP3405400007 Sumitomo Heavy

Industries, Ltd.


1155805 JP3407000003 Sumitomo

Warehouse Co. Ltd.


2.1,2.2



1155155 JP3407400005 Sumitomo Electric

Industries Ltd.


1156943 JP3407800006 Sumitomo

Densetsu Co. Ltd.


4.1,4.8,4.9

6


performance



1157721 JP3409000001 Sumitomo Realty &

Development Co.

Ltd.


1158225 JP3409200007 Sumitomo Real

Estate Sales Co.


1154351 JP3409400003 Sumitomo Bakelite

Co. Ltd.


1155152 JP3409800004 Sumitomo Forestry

Co. Ltd.



1154364 JP3411000007 Suruga Bank Ltd. Asia Japan 21/06/2017 Annual Against 1.9,1.10

2



1158014 JP3412000006 Zuken Inc. Asia Japan 29/06/2017 Annual All For

1153314 JP3413800008 Seiren Co. Ltd. Asia Japan 20/06/2017 Annual Against 2.7 Concerns about overall board structure

1152178 JP3414000004 Seikagaku Corp. Asia Japan 20/06/2017 Annual Against 2.1

4



interests

1156391 JP3414200000 Seika Corp. Asia Japan 27/06/2017 Annual All For

1153710 JP3414750004 Seiko Epson Corp. Asia Japan 28/06/2017 Annual Against 4 Poison pill/anti-takeover measure not in investors

interests

1155320 JP3415400005 Seino Holdings Co

Ltd


4

5




interests

1156413 JP3417000001 Seibu Electric

Industrial

Asia Japan 23/06/2017 Annual Against 2.11,2.12,3.1,3.2

2.1



1152523 JP3417200007 Seibu Holdings Inc. Asia Japan 21/06/2017 Annual All For

1155795 JP3419050004 Sega Sammy

Holdings Inc.


1154751 JP3419400001 Sekisui Chemical

Co. Ltd.


1156191 JP3420200002 Sekisui Jushi Corp. Asia Japan 29/06/2017 Annual Against 2.3 Concerns about overall board structure

1133643 JP3420600003 Sekisui House Ltd. Asia Japan 27/04/2017 Annual Against 3 Performance-related pay/awards for non-executives


1154773 JP3421100003 Japan Petroleum

Exploration Ltd.


2.12

2.1,2.2

2.14

5


performance




committee meetings


interests

1156296 JP3421800008 Secom Co. Ltd. Asia Japan 27/06/2017 Annual All For

1144232 JP3422950000 Seven & i Holdings

Co Ltd

Asia Japan 25/05/2017 Annual All For 2.10

1155131 JP3423520000 SERIA CO. LTD. Asia Japan 23/06/2017 Annual All For

1156701 JP3423800006 Senko Group

Holdings Co. Ltd.


1154181 JP3424950008 Tokyo Century Corp Asia Japan 23/06/2017 Annual Against 2.3 Concerns about overall board structure

1155821 JP3425000001 Central Glass Co.

Ltd.


1156336 JP3425600008 Central Sports Asia Japan 29/06/2017 Annual Against 1.1 Concerns about overall board structure

1158477 JP3428850006 Zeria

Pharmaceutical


1152992 JP3429250008 ZENKOKU HOSHO

Co., Ltd.


1154344 JP3429300001 Zensho Holdings

Co., Ltd.


1153736 JP3429800000 ANA Holdings

Co.,Ltd.


1152532 JP3430400006 Zenrin Co. Ltd. Asia Japan 16/06/2017 Annual All For

1155198 JP3431300007 Sosei Group Corp. Asia Japan 22/06/2017 Annual Against 1.3,1.4 Concerns about overall board structureLack of


1156699 JP3431900004 Sohgo Security

Services Co., Ltd.



1152985 JP3432300006 Sogo Medical Co.,

Ltd.


3



interests

1152182 JP3435000009 Sony Corporation Asia Japan 15/06/2017 Annual All For 1.1

1155186 JP3435350008 Sony Financial

Holdings Inc.


1157722 JP3435750009 M3 Inc Asia Japan 29/06/2017 Annual Against 1.8 Concerns about overall board structure

1154696 JP3436100006 SoftBank Group

Corp.

Asia Japan 21/06/2017 Annual Against 3.2,3.3 Concerns regarding Auditor tenure

1157183 JP3436120004 SBI Holdings Asia Japan 29/06/2017 Annual Against 1.16,2 Concerns about overall board structure

1155159 JP3441200007 Taikisha Ltd. Asia Japan 29/06/2017 Annual All For

1156736 JP3442850008 Taisho

Pharmaceutical

Holdings Co., Ltd.


2.1



1151524 JP3443600006 Taisei Corp. Asia Japan 29/06/2017 Annual Against 3.9,3.10 Concerns about overall board structure

1157785 JP3447200001 Taihei Dengyo

Kaisha Ltd.


1154787 JP3449020001 Taiheiyo Cement

Corp.


1152993 JP3449080005 Taiho Kogyo Co.,

Ltd.


2.7,3


performance


1155843 JP3452000007 Taiyo Yuden Co. Ltd. Asia Japan 29/06/2017 Annual All For

1152971 JP3455200000 Takasago Thermal

Engineering


1144222 JP3456000003 Takashimaya Co.

Ltd.


2.9


performance



1155138 JP3459600007 Takara Holdings Inc. Asia Japan 29/06/2017 Annual Against 3.1,3.3 Concerns about overall board structure

1157658 JP3460000007 Takara Standard

Co. Ltd.


1155189 JP3460200003 TAKARA BIO INC Asia Japan 23/06/2017 Annual Against 2.1,2.2 Concerns about overall performance

1156948 JP3460800000 Takara Leben Co.,

Ltd.


1155674 JP3462200001 C I Takiron Corp. Asia Japan 28/06/2017 Annual Against 2.1 Concerns about overall board structure

1156878 JP3462600002 Takuma Co. Ltd. Asia Japan 28/06/2017 Annual All For

1154796 JP3463000004 Takeda

Pharmaceutical Co.

Ltd.


1153815 JP3465000002 Tadano Ltd. Asia Japan 27/06/2017 Annual Against 4 Policy Rationale:Poison pill/anti-takeover measure

not in investors interests

1154328 JP3465400004 Tachi-S Co. Ltd. Asia Japan 23/06/2017 Annual Against 3.6

2



1155153 JP3467400002 Tatsuta Electric

Wire & Cable Co.

Ltd.

Asia Japan 23/06/2017 Annual Against 2.1,2.2,2.4 Concerns about overall board structureLack of


1152990 JP3469000008 Mitsubishi Tanabe

Pharma Corp.


1156309 JP3471000004 Tamura Corp. Asia Japan 28/06/2017 Annual Against 2.4

4



interests

1152514 JP3475000000 Dai-ichi Kogyo

Seiyaku Co. Ltd.


2.11,2.12


performance



1154778 JP3475200006 Daiichikosho Co.,

Ltd.

Asia Japan 23/06/2017 Annual Against 3.12 Concerns related to attendance at board or

committee meetings

1151801 JP3475350009 Daiichi Sankyo Co.

Ltd.


1155854 JP3475800003 Daiichi Jitsugyo Co.

Ltd.


1151208 JP3476480003 Dai-Ichi Life

Holdings Inc.


1157329 JP3480600000 Daiki Aluminum

Industry Co. Ltd.


1154405 JP3481300006 DaikyoNishikawa

Corporation


1153377 JP3481400004 Daikyo Inc. Asia Japan 22/06/2017 Annual Against 3.7 Concerns about overall board structure

1153807 JP3481800005 Daikin Industries

Ltd.


1158394 JP3483100008 Daikoku Denki Co.,

Ltd.


1.1,1.2

3




1151802 JP3483800003 Daishi Bank Ltd. Asia Japan 27/06/2017 Annual Against 2.1 Concerns about overall performance

1153728 JP3485800001 Daicel Corp. Asia Japan 23/06/2017 Annual Against 4 Poison pill/anti-takeover measure not in investors

interests

1154828 JP3486700002 Daito Bank Asia Japan 23/06/2017 Annual Against 2.8,2.9 Concerns about overall board structure

1154760 JP3486800000 Daito Trust

Construction Co.

Ltd.


1124305 JP3488400007 DyDo Group

Holdings Inc.


3



interests


1156889 JP3491000000 Daido Steel Co. Ltd. Asia Japan 28/06/2017 Annual Against 6

3.9,3.10,4.1,4.2


performance


1154530 JP3491910000 DYNAM Japan

Holdings Co., Ltd.

Asia Japan 22/06/2017 Annual Against 1 Issue of equity raises concerns about excessive


1156717 JP3492200005 Dainichiseika

Colour & Chem

Mfg. Co. Ltd.


4.8,5.2,5.3

8


performance



interests

1154338 JP3493800001 Dai Nippon Printing

Co. Ltd.


3.1



1155608 JP3494600004 SCREEN Holdings

Co., Ltd.


1154400 JP3495000006 Sumitomo

Dainippon Pharma

Co., Ltd.


1152520 JP3496400007 KDDI Corporation Asia Japan 21/06/2017 Annual All For

1158448 JP3497000004 Daihatsu Diesel Mfg Asia Japan 29/06/2017 Annual Against 4,5

2.12,3.1,3.2


performance


1158068 JP3497200000 Daibiru Corp. Asia Japan 28/06/2017 Annual Against 2.1,2.2 Concerns about overall performance

1155792 JP3497400006 Daifuku Co. Ltd. Asia Japan 23/06/2017 Annual Against 1.10 Concerns about overall board structure

1157631 JP3497800007 Daihen Corp. Asia Japan 28/06/2017 Annual Against 2.7,2.8 Concerns about overall board structure


1157331 JP3499800005 Mitsubishi UFJ

Lease & Finance Co.


2.12

2.13



committee meetings



structure

1154380 JP3500610005 Resona Holdings,

Inc.


5



proposal promotes appropriate accountability or

incentivisation




incentivisation

1152183 JP3502200003 Daiwa Securities

Group Inc.


1156906 JP3505000004 Daiwa House

Industry Co. Ltd.


2.1,3.2


performance


1156355 JP3511800009 Chiba Bank Ltd. Asia Japan 28/06/2017 Annual All For

1154173 JP3512200001 Chiba Kogyo Bank

Ltd.


1154732 JP3521000004 Chugoku Bank Ltd. Asia Japan 23/06/2017 Annual Against 2.11 Concerns about overall board structure

1154758 JP3522200009 Chugoku Electric

Power Co. Inc.

Asia Japan 28/06/2017 Annual All For 2.1,2.2


1156706 JP3524600008 Chubu Steel Plate

Co. Ltd.


3.1



1155822 JP3525400002 Chubu Shiryo Asia Japan 29/06/2017 Annual Against 3

5



interests

1154735 JP3526600006 Chubu Electric

Power Co. Inc.


1154713 JP3528200003 Chori Co. Ltd. Asia Japan 15/06/2017 Annual Against 3

5

4


performance







1154172 JP3528600004 Chiyoda Corp. Asia Japan 26/06/2017 Annual Against 2.9

2.1



1154184 JP3531800005 Tsugami Corp. Asia Japan 21/06/2017 Annual Against 1.8,1.9 Concerns about overall board structure

1155270 JP3535400000 Tsubakimoto Chain

Co.


1156936 JP3535800001 Tsumura & Co. Asia Japan 29/06/2017 Annual All For

1155886 JP3538570007 T & K Toka Co., Ltd. Asia Japan 22/06/2017 Annual Against 6,7,9 Apparent failure to link pay and appropriate

performance


1155802 JP3538600002 Toa Corp. (6809) Asia Japan 22/06/2017 Annual Against 2.1

4



interests

1142874 JP3538690003 TSI Holdings Co.,

Ltd.


1.6



1154669 JP3538800008 TDK Corp. Asia Japan 29/06/2017 Annual All For

1153810 JP3539220008 T&D HOLDINGS INC. Asia Japan 28/06/2017 Annual All For

1153747 JP3539230007 TS TECH Co., Ltd. Asia Japan 23/06/2017 Annual All For

1154165 JP3539250005 THK Co. Ltd. Asia Japan 17/06/2017 Annual Against 3.8 Concerns about overall board structure

1156255 JP3539300008 Tayca Corp. Asia Japan 28/06/2017 Annual Against 3 Poison pill/anti-takeover measure not in investors

interests

1158382 JP3541600007 Teikoku Tsushin

Kogyo Co.

Asia Japan 29/06/2017 Annual Against 4.1 Concerns about overall performanceConcerns about


1158048 JP3542400001 TPR Co., Ltd. Asia Japan 29/06/2017 Annual Against 2.9

4



1153315 JP3544000007 Teijin Ltd. Asia Japan 22/06/2017 Annual All For

1156288 JP3545040002 Techno Ryowa

Limited


4.2,4.3




1155641 JP3546800008 Terumo Corp. Asia Japan 27/06/2017 Annual All For

1153355 JP3547670004 Temp Holdings Co.,

Ltd.


1154151 JP3548500002 DTS Corp. Asia Japan 22/06/2017 Annual Against 3.7,3.8,3.9,3.10 Concerns about overall board structure

1155812 JP3548600000 Disco Co. Asia Japan 27/06/2017 Annual All For

1153719 JP3548610009 DeNA Co Ltd Asia Japan 24/06/2017 Annual All For

1146243 JP3548640006 DIP Corp. Asia Japan 27/05/2017 Annual All For


1145251 JP3548660004 DCM Holdings Co.,

Ltd.


1152965 JP3549600009 Denka Co., Ltd. Asia Japan 22/06/2017 Annual Against 3.7,3.8 Concerns about overall board structure

1152176 JP3551200003 Electric Power

Development Co. (J-

Power)


1152518 JP3551500006 Denso Corp. Asia Japan 20/06/2017 Annual Against 1.8,1.9 Concerns about overall board structure

1156881 JP3552250007 Tokai Corporation -

Gifu City


1153663 JP3552290003 TOCALO CO LTD Asia Japan 23/06/2017 Annual All For

1157314 JP3554000004 Tomoku Co. Ltd. Asia Japan 23/06/2017 Annual Against 2,3 Concerns to protect shareholder value

1153806 JP3564200008 Sumitomo Riko

Company Ltd.

Asia Japan 22/06/2017 Annual Against 2.1,2.2 Concerns about overall performance

1153737 JP3566600007 Tokai Rika Co. Ltd. Asia Japan 16/06/2017 Annual Against 3.14,4.2

3.1

2




1155296 JP3566800003 Central Japan

Railway Co.


1156908 JP3567410000 Tokyu Construction

Co.


1156242 JP3569200003 Tokyu Fudosan

Holdings

Corporation


1152536 JP3571400005 Tokyo Electron Ltd. Asia Japan 20/06/2017 Annual Against 3

1.11


performance


1154784 JP3571800006 Tokyo Ohka Kogyo

Co. Ltd.


1153751 JP3573000001 Tokyo Gas Co. Ltd. Asia Japan 29/06/2017 Annual All For

1155291 JP3574200006 Tokyu Corp. Asia Japan 29/06/2017 Annual Against 3.1,3.15,3.17 Concerns about overall board structure

1155145 JP3577600004 Tokai Tokyo

Financial Holdings

Inc


1154182 JP3579800008 Tokyo Steel Mfg.

Co. Ltd.



1155624 JP3580200008 Tokyo Seimitsu Co.

Ltd.


1156292 JP3584400000 Tokyo TY Financial

Group, Inc.


1155730 JP3584600005 Tokyo Tekko Co.

Ltd.


1156422 JP3585400009 Tokyo Energy &

Systems Inc.


1154435 JP3585800000 Tokyo Electric

Power Co Holdings

Inc.


1132844 JP3587600002 Tokyo Dome Corp. Asia Japan 27/04/2017 Annual Against 3.10

3.8,3.9



1155711 JP3588600001 Tokyo Broadcasting

System Holdings Inc


2.3

2.2



Concerns about overall performancePoison pill/anti-

takeover measure not in investors

interestsConcerns about overall board structure

1156233 JP3592200004 Toshiba Corp. Asia Japan 28/06/2017 Annual Against 1.1,1.2,1.3

1.8



1153803 JP3592600005 Toshiba Machine

Co. Ltd.


1154225 JP3594200002 Toshiba Plant

Systems & Services

Corp.


1155208 JP3595200001 Tosoh Corp. Asia Japan 28/06/2017 Annual Against 2.9,2.10 Concerns about overall board structure

1154378 JP3596200000 Toto Ltd. Asia Japan 27/06/2017 Annual Against 2.2 Concerns about overall board structure

1153369 JP3597800006 Tobu Railway Co.

Ltd.


1157266 JP3598200008 Topre Corp. Asia Japan 28/06/2017 Annual All For


1142871 JP3598600009 Toho Co. Ltd. (9602) Asia Japan 25/05/2017 Annual Against 2.1 Concerns about overall board structure

1156286 JP3600200004 Toho Gas Co. Ltd. Asia Japan 27/06/2017 Annual Against 5

3.9,3.10


performance


1153786 JP3601000007 Toho Bank Ltd. Asia Japan 26/06/2017 Annual All For

1156261 JP3602600003 Toho Holdings Co

Ltd


1154729 JP3605400005 Tohoku Electric

Power Co. Inc.


1156713 JP3606600009 Toyo Ink SC

Holdings Co., Ltd.


5



interests

1155154 JP3610200002 Toyo Kohan Co. Ltd. Asia Japan 23/06/2017 Annual Against 2.7

2.1




1157641 JP3613000003 Toyo Suisan Kaisha

Ltd.


1154180 JP3613400005 Toyo Seikan Group

Holdings Ltd.


1156900 JP3619800000 Toyobo Co. Ltd. Asia Japan 28/06/2017 Annual Against 4.3

5



interests


1158171 JP3620200000 T. Rad Co. Ltd. Asia Japan 28/06/2017 Annual Against 5

4.5,4.7

4.1


performance



1153765 JP3620600001 TOLI Corporation Asia Japan 21/06/2017 Annual Against 2.4 Concerns about overall board structure

1153325 JP3621000003 Toray Industries Inc. Asia Japan 27/06/2017 Annual Against 2.2,2.3

2.1



1158964 JP3622400004 Towa Bank Ltd. Asia Japan 27/06/2017 Annual Against 2,3,7,8 Concerns to protect shareholder value

1156405 JP3623150004 Towa

Pharmaceutical Co.

Ltd.


2.1,2.10

3


performance



1153396 JP3625000009 Tokuyama

Corporation


1154209 JP3626800001 LIXIL Group

Corporation


1157318 JP3627000007 Toda Corp. Asia Japan 29/06/2017 Annual Against 4

3



interests

1156359 JP3627800000 Tochigi Bank Ltd. Asia Japan 29/06/2017 Annual Against 2.5 Concerns about overall board structure


1153762 JP3629000005 Toppan Printing Co.

Ltd.


1.2

1.1





1154143 JP3630200008 Topy Industries Ltd. Asia Japan 23/06/2017 Annual All For

1157715 JP3630400004 Topcon Corp. Asia Japan 28/06/2017 Annual Against 1.7 Concerns about overall board structure

1156926 JP3631700006 TOMONY

Holdings,Inc.


1150583 JP3633400001 Toyota Motor Corp. Asia Japan 14/06/2017 Annual All For

1154377 JP3634200004 Toyoda Gosei Co.

Ltd.


1152497 JP3634600005 Toyota Industries

Corp.


2.9,2.10,2.11


performance


1156282 JP3635000007 Toyota Tsusho Corp. Asia Japan 23/06/2017 Annual All For

1153725 JP3635400009 Toyota Boshoku

Corp.


3.7,3.8,3.9,3.10


performance


1154162 JP3635700002 transcosmos inc. Asia Japan 20/06/2017 Annual Against 3.14 Concerns related to attendance at board or

committee meetings

1157365 JP3636650008 Toridoll Holdings

Corp


3.1


performance


1154283 JP3638600001 Dowa Holdings Co.

Ltd.



1142873 JP3639100001 Doutor-Nichires

Holdings Co Ltd


2.10


performance


1157694 JP3643600004 Nakano Corp. Asia Japan 29/06/2017 Annual Against 2.8,3.3 Concerns about overall board structure

1156347 JP3646800007 Nakayo Inc. Asia Japan 28/06/2017 Annual Against 6

4.4,4.5

4.1


performance



1155184 JP3647800006 Nagase & Co., Ltd. Asia Japan 28/06/2017 Annual Against 2.1,2.3 Concerns about overall performance

1155686 JP3648800005 Bank of Nagoya Ltd. Asia Japan 23/06/2017 Annual All For

1157783 JP3649800004 Nagoya Railroad

Co. Ltd.

Asia Japan 28/06/2017 Annual Against 5 Policy Rationale:Apparent failure to link pay and

appropriate performanceInsufficient/poor disclosure

4.1

1155130 JP3651060000 NATORI CO LTD Asia Japan 29/06/2017 Annual Against 1.8,1.9,1.10 Concerns about overall board structure

1153753 JP3651080008 EIZO Corporation Asia Japan 22/06/2017 Annual All For

1158379 JP3651160008 NAFCO CO. LTD. Asia Japan 28/06/2017 Annual Against 4

2.16

2.3

2.1

3


performance






1153745 JP3653000004 Nankai Electric

Railway Co. Ltd.



1158509 JP3653400006 Nanto Bank Ltd. Asia Japan 29/06/2017 Annual Against 2.9

2.1,2.2



1158019 JP3657400002 Nikon Corp. Asia Japan 29/06/2017 Annual Against 2.6

2.1



1153712 JP3658800002 Nishi Nippon

Railroad Co. Ltd.


1157804 JP3658850007 Nishi-Nippon

Financial Holdings,

Inc.


1151811 JP3659000008 West Japan Railway

Co.


1154321 JP3659200004 Nishimatsu

Construction Co.

Ltd.


1155767 JP3660400007 Nichias Corp. Asia Japan 29/06/2017 Annual All For

1158494 JP3660900006 NichiiGakkan Co.,

Ltd.


performance

1157733 JP3661800007 Nichicon Corp. Asia Japan 29/06/2017 Annual Against 2.7

2.1,2.2



1156803 JP3662200009 Nichiha Corp. Asia Japan 23/06/2017 Annual Against 2.9 Concerns about overall board structure

1152527 JP3663900003 Sojitz Corporation Asia Japan 20/06/2017 Annual All For

1154284 JP3665200006 Nichirei Corp. Asia Japan 27/06/2017 Annual All For

1154160 JP3667600005 JGC Corp. Asia Japan 29/06/2017 Annual All For

1153640 JP3670800006 Nissan Chemical

Industries Ltd.

Asia Japan 28/06/2017 Annual Against 3 Concerns about overall board structure 2- Lack of



1155673 JP3672000001 Nissan Shatai Co.

Ltd.


1

3






1156210 JP3672400003 Nissan Motor Co.

Ltd.

Asia Japan 27/06/2017 Annual Against 2.1,2.2,2.3,2.8 Lack of independence on board

1156809 JP3673600007 Nipro Corp. Asia Japan 28/06/2017 Annual All For

1156705 JP3674400001 Nissin Corp. Asia Japan 23/06/2017 Annual Against 4.1,4.2 Concerns about overall board structureLack of


1154742 JP3675600005 Nissin Foods

Holdings Co., Ltd.


1151523 JP3676200003 Nisshin Steel Co.,

Ltd.


2.1

2.2





1155150 JP3676600004 Nissin Sugar Co.,

Ltd.


1155826 JP3676800000 Nisshin Seifun

Group Inc.


1153358 JP3677200002 NISSHIN OILLIO

GROUP LTD


1157718 JP3677900007 Nisshin Fudosan

Co. Ltd.


1156913 JP3678000005 Nisshinbo Holdings

Inc.


2.1



1155192 JP3678100003 Nissui

Pharmaceutical



1154164 JP3678800008 Hitachi High-

Technologies Corp.


1156339 JP3679000004 Nissei Plastic

Industrial Co., Ltd.


1157309 JP3680800004 Nittetsu Mining Co.

Ltd.


1154693 JP3681000000 Nippon Steel &

Sumikin Bussan


1157156 JP3682400001 Nitto Kogyo Corp. Asia Japan 29/06/2017 Annual All For

1152526 JP3684000007 Nitto Denko Corp. Asia Japan 16/06/2017 Annual Against 3.7,3.8 Concerns about overall board structure

1155164 JP3686800008 Nippon Sheet Glass

Co. Ltd.


1154408 JP3687200000 Nichi-Iko

Pharmaceutical Co.

Ltd.

Asia Japan 16/06/2017 Annual Against 2.6,2.7,3

4



interests

1155815 JP3689050007 Nihon M&A Center

Inc


1157796 JP3691600005 Nippon Chemical

Industrial Co. Ltd.


1157251 JP3694400007 Nippon Kayaku Co.

Ltd.


1156863 JP3695200000 NGK Insulators Ltd. Asia Japan 29/06/2017 Annual All For

1157779 JP3695600001 Nippon Gas Co. Ltd. Asia Japan 28/06/2017 Annual Against 3.11 Concerns about overall board structure

1155864 JP3699400002 Japan Airport

Terminal Co. Ltd.


3.10,3.12

3.9,3.11

7


performance




structure


interests


1153384 JP3700200003 Nippon Light Metal

Holdings Company,

Ltd.


1153344 JP3701600003 Nippon Chemiphar

Co. Ltd.


3



1152187 JP3705200008 Japan AirLines Co.

Ltd.


1156348 JP3705600009 Japan Aviation

Electronics Industry

Ltd.


1154781 JP3706400003 Nippon Koshuha

Steel Co. Ltd.


4.1




1154763 JP3706800004 Nihon Kohden Corp. Asia Japan 28/06/2017 Annual All For

1157158 JP3709600005 Nikkon Holdings

Co., Ltd.


1155229 JP3711200000 Aozora Bank, Ltd. Asia Japan 27/06/2017 Annual Against 3.4,3.5 Concerns about overall board structure

1153650 JP3711600001 Taiyo Nippon Sanso

Corp.


1158032 JP3712000003 CMK Corp. Asia Japan 29/06/2017 Annual Against 3

2.1



1154681 JP3712600000 NSD Co. Ltd. Asia Japan 27/06/2017 Annual Against 1.6 Concerns about overall board structure

1153798 JP3714400003 Japan Securities

Finance Co. Ltd.


1152959 JP3715200006 Nippon Shokubai

Co. Ltd.


1158380 JP3715600007 Nihon Shokuhin

Kako Co. Ltd.


1153724 JP3716000009 Nippon Signal Co.

Ltd.


2




1155875 JP3717600005 Nippon Shinyaku

Co. Ltd.


1156924 JP3718800000 Nippon Suisan

Kaisha Ltd.


1155640 JP3720000003 Nippon Fine

Chemical Co. Ltd.


1156703 JP3720600000 Nippon Seiki Co. Asia Japan 28/06/2017 Annual All For

1153702 JP3720800006 NSK Ltd. Asia Japan 23/06/2017 Annual Against 2.11,2.12

3



interests

1154675 JP3721400004 Japan Steel Works

Ltd.


2.1

4




interests

1154754 JP3721600009 Nippon Paper

Industries Co., Ltd.


1158215 JP3721800005 Nippon Seisen Co.

Ltd.


4.1,4.4,4.6,5,6

2

3

7


performance





1156415 JP3723000000 Nippon Flour Mills

Co. Ltd.


1157600 JP3725400000 Zeon Corp. Asia Japan 29/06/2017 Annual Against 2.12

4



interests

1153350 JP3729000004 Shinsei Bank Ltd. Asia Japan 21/06/2017 Annual All For


1158064 JP3729200000 NIHON CHOUZAI

CO. LTD.


2.1




1157777 JP3729400006 Nippon Express Co.

Ltd.


1155288 JP3732200005 Nippon Television

Holdings Inc.


1157664 JP3732600006 Nippon Beet Sugar

Mfg. Co. Ltd.


1153732 JP3733000008 NEC Corp. Asia Japan 22/06/2017 Annual All For

1154688 JP3733800001 NEC Networks &

System Integration

Corp.


1153700 JP3734800000 Nidec Corp. Asia Japan 16/06/2017 Annual All For

1158360 JP3735000006 Jeol Ltd. Asia Japan 28/06/2017 Annual Against 4 Insufficient/poor disclosure

1150815 JP3735400008 Nippon Telegraph

& Telephone Corp.


1155779 JP3738600000 NGK Spark Plug Co.

Ltd.


1156383 JP3739000002 Nihon Tokushu

Toryo Co. Ltd.


1156277 JP3740200005 Nippon Road Co.

Ltd.


1156316 JP3742600004 NHK Spring Co. Asia Japan 28/06/2017 Annual Against 2.6 Concerns about overall board structure

1153733 JP3743000006 NH Foods Ltd. Asia Japan 28/06/2017 Annual All For

1158949 JP3744600002 Nihon Parkerizing

Co. Ltd.


1159870 JP3745800007 Nippon Hume Corp. Asia Japan 29/06/2017 Annual Against 2.10

3



interests


1154389 JP3746800006 JBCC Holdings Inc. Asia Japan 21/06/2017 Annual Against 1.7

2



1156417 JP3750200002 Nippo Corp. Asia Japan 23/06/2017 Annual Against 2.1,2.9,3.1,3.3,3.4 Concerns about overall board structure

1154789 JP3752800007 Nihon Yamamura

Glass Co. Ltd.


1155156 JP3752900005 Japan Post Holdings

Co., Ltd.


1152945 JP3753000003 Nippon Yusen K.K. Asia Japan 21/06/2017 Annual Against 4.1,4.2 Concerns about overall performance

1155319 JP3753400005 NOF Corp. Asia Japan 29/06/2017 Annual Against 3.9,3.10 Concerns about overall board structure

1157659 JP3754200008 Nihon Unisys Ltd. Asia Japan 28/06/2017 Annual All For

1157160 JP3755200007 Relo Group Inc. Asia Japan 23/06/2017 Annual Against 1.6 Concerns about overall board structure

1139027 JP3756100008 Nitori Holdings Co

Ltd


1156178 JP3756200006 Nifco Inc. Asia Japan 23/06/2017 Annual All For

1158044 JP3756350009 NUFLARE

TECHNOLOGY INC


1156802 JP3756600007 Nintendo Co. Ltd. Asia Japan 29/06/2017 Annual All For

1157344 JP3758140002 Lifull Co., Ltd. Asia Japan 28/06/2017 Annual Against 3.4,3.5,3.6,4.2,4.3 Concerns about overall board structure

1145254 JP3762400004 Nomura Co. Ltd. Asia Japan 25/05/2017 Annual All For

1153367 JP3762600009 Nomura Holdings

Inc.


1152181 JP3762800005 Nomura Research

Institute Ltd.


1155126 JP3762900003 Nomura Real Estate

Holdings, Inc.


1155215 JP3765100007 Hurxley Corp Asia Japan 21/06/2017 Annual All For

1151797 JP3765150002 Harmonic Drive

Systems Inc.


1156299 JP3765400001 House Foods Group

Inc.


1154699 JP3766400000 Hakuto Co., Ltd. Asia Japan 28/06/2017 Annual Against 1.1 Concerns about overall performance


1158203 JP3766500007 Hakudo Co. Ltd. Asia Japan 29/06/2017 Annual Against 6 Apparent failure to link pay and appropriate

performance

1156326 JP3766550002 Hakuhodo Dy

Holdings Inc.


2.14

4


performance



1153386 JP3767810009 Hazama Ando Corp. Asia Japan 29/06/2017 Annual Against 2.9 Concerns about overall board structure

1155165 JP3768600003 Haseko Corp. Asia Japan 29/06/2017 Annual All For

1153793 JP3769000005 Hachijuni Bank Ltd. Asia Japan 23/06/2017 Annual Against 2.1 Concerns about overall performance

1154803 JP3771150004 Hamakyorex Asia Japan 15/06/2017 Annual All For

1156772 JP3772400002 Axial Retailing Inc. Asia Japan 23/06/2017 Annual All For

1157223 JP3773600006 Haruyama Holdings

Inc.

Asia Japan 29/06/2017 Annual Against 1.1 Concerns about overall performanceConcerns about


1151794 JP3774200004 Hankyu Hanshin

Holdings Inc.


1153336 JP3774600005 H2O Retailing Corp. Asia Japan 21/06/2017 Annual All For

1155769 JP3777800008 Hanwa Co. Ltd. Asia Japan 29/06/2017 Annual Against 4.9 Concerns about overall board structure

1158202 JP3778280002 VITAL KSK

HOLDINGS CO LTD


1158007 JP3778400006 Valor Holdings Co.

Ltd.


4



interests

1152531 JP3778630008 BANDAI NAMCO

Holdings Inc.


1154376 JP3779000003 Bando Chemical

Industries Ltd.


1155240 JP3780200006 Pioneer Corporation Asia Japan 28/06/2017 Annual Against 2.1 Concerns about overall performance

1157784 JP3781620004 Paramount Bed

Holdings Co., Ltd.


1142875 JP3781800002 Parco Co. Ltd. Asia Japan 27/05/2017 Annual All For


1155221 JP3782200004 Paltac Corporation Asia Japan 23/06/2017 Annual All For

1155881 JP3783420007 Hikari Tsushin Inc Asia Japan 23/06/2017 Annual Against 6

3.3


performance



1152948 JP3783600004 East Japan Railway

Co.


1143552 JP3784600003 Hisamitsu

Pharmaceutical Co.

Inc.


1153666 JP3785000005 Hitachi Chemical

Co. Ltd.


1156856 JP3786200000 Hitachi Metals Ltd. Asia Japan 27/06/2017 Annual Against 1.2 Concerns about overall board structure

1156280 JP3786600001 Hitachi Capital Corp. Asia Japan 23/06/2017 Annual All For

1154670 JP3787000003 Hitachi

Construction

Machinery Co. Ltd.


1154112 JP3788600009 Hitachi Ltd. Asia Japan 21/06/2017 Annual All For

1152997 JP3788600009 Hitachi Ltd. Asia Japan 21/06/2017 Annual All For

1153698 JP3789000001 Hitachi Zosen Corp. Asia Japan 22/06/2017 Annual Against 2.10 Concerns about overall board structure

1156289 JP3791200003 Hitachi Transport

Systems Ltd.

Asia Japan 23/06/2017 Annual Against 2.6 Lack of independent representation at board

committees

1156350 JP3791800000 Hitachi Maxell Ltd. Asia Japan 27/06/2017 Annual All For

1156781 JP3792600003 Hino Motors Ltd. Asia Japan 27/06/2017 Annual Against 2.1,2.9,2.10,4 Concerns about overall board structure

1155696 JP3793800008 Hyakugo Bank Ltd. Asia Japan 23/06/2017 Annual Against 2.13,2.14

2.1,2.2




1156958 JP3794200000 Hyakujushi Bank

Ltd.


3.1,3.2




1158049 JP3795800006 Hirano Tecseed Co. Asia Japan 28/06/2017 Annual All For

1155137 JP3796000002 Hiramatsu Inc. Asia Japan 23/06/2017 Annual Against 2 Concerns to protect shareholder value

1155236 JP3797000001 Hiroshima Bank Ltd. Asia Japan 28/06/2017 Annual All For

1156343 JP3799000009 Hirose Electric Co.

Ltd.


1156718 JP3799700004 BML Inc. Asia Japan 29/06/2017 Annual Against 2.12,4

6



1158372 JP3801520002 PC Depot

Corporation


1129067 JP3801600002 Pigeon Corp. Asia Japan 27/04/2017 Annual All For

1155844 JP3802400006 Fanuc Corp. Asia Japan 29/06/2017 Annual All For

1147248 JP3802600001 FamilyMart UNY

Holdings Co., Ltd.

Asia Japan 25/05/2017 Annual Against 2.2,2.3,2.4,2.5,2.6,2.10,2.11,

3

2.1



1155798 JP3802720007 Ferrotec Holdings

Corp


1154769 JP3802800007 Foster Electric Co.

Ltd.


1155297 JP3802940001 FIDEA Holdings Co.

Ltd.


1157678 JP3802960009 Feed One Holdings

Co., Ltd.


1154772 JP3803600000 Fukui Bank Ltd. Asia Japan 24/06/2017 Annual Against 2.7

2.9

2.1,2.2






1157351 JP3805010000 Fukuoka Financial

Group Inc.

Asia Japan 29/06/2017 Annual All For 3.1,3.2

1154827 JP3805100009 Fukushima Bank Asia Japan 23/06/2017 Annual All For

1158771 JP3806000000 Fukuda Denshi

(Electronics)


1.1



interestsConcerns about overall board structure

1157372 JP3809200003 Fuji Machine Mfg.

Co. Ltd.


1155299 JP3811000003 Fujikura Ltd. Asia Japan 29/06/2017 Annual Against 4.3,4.4 Concerns about overall board structureLack of


1155596 JP3811200009 Fujikura Kasei Co.,

Ltd.


1154682 JP3813800004 Fuji Seal

International Inc.


1159240 JP3814000000 FUJIFILM Holdings

Corp.


1157781 JP3814600007 Fujishoji Co., Ltd. Asia Japan 27/06/2017 Annual Against 2 Concerns about overall board structure

1152980 JP3814800003 Subaru Corp Asia Japan 23/06/2017 Annual All For

1153654 JP3816400000 Fuji Oil Holdings Inc. Asia Japan 22/06/2017 Annual All For

1154263 JP3818000006 Fujitsu Ltd. Asia Japan 26/06/2017 Annual All For

1155790 JP3818200002 Fujitsu Frontech

Ltd.


1154677 JP3818400008 Fujitsu General Ltd. Asia Japan 20/06/2017 Annual Against 2.6,4 Concerns about overall board structure

1152989 JP3818800009 Fujitec Co. Ltd. Asia Japan 22/06/2017 Annual All For

1153351 JP3819400007 Fuji Media

Holdings, Inc.

Asia Japan 28/06/2017 Annual Against 2.8,2.9,2.10,2.11,2.17

2.6

2.2






1156866 JP3820000002 Fuji Electric Co., Ltd. Asia Japan 27/06/2017 Annual Against 1.7 Concerns about overall board structure

1155129 JP3820800005 Fujibo Holdings Inc. Asia Japan 29/06/2017 Annual Against 3 Poison pill/anti-takeover measure not in investors

interests

1153382 JP3820900003 Fujimi Inc. Asia Japan 23/06/2017 Annual Against 4 Concerns about overall board structure

1156352 JP3821000001 Fujimori Kogyo Co. Asia Japan 20/06/2017 Annual Against 4 Concerns about overall board structure

1154733 JP3822000000 Miraca Holdings Inc Asia Japan 23/06/2017 Annual All For

1153795 JP3826270005 FUYO GENERAL

LEASE CO LTD


1155241 JP3826900007 UACJ Corp. Asia Japan 29/06/2017 Annual All For

1153797 JP3827200001 Furukawa Electric

Co. Ltd.


1157371 JP3828000004 Furusato Industries Asia Japan 28/06/2017 Annual All For

1152529 JP3830000000 Brother Industries

Ltd.


1156365 JP3831600006 Bunka Shutter Co.

Ltd.

Asia Japan 27/06/2017 Annual Against 7 Poison pill/anti-takeover measure not in investors

interests

1156898 JP3833200003 Prima Meat

Packers Ltd.


performance

1154333 JP3833600004 Press Kogyo Co. Ltd. Asia Japan 29/06/2017 Annual All For

1149027 JP3833700002 Plenus Co. Ltd. Asia Japan 25/05/2017 Annual Against 1.8

2.2,2.3




1153729 JP3833740008 Proto Corporation Asia Japan 27/06/2017 Annual Against 3.2

4



1155789 JP3834200002 Heiwa Corp. Asia Japan 29/06/2017 Annual All For

1145191 JP3834400008 Heiwado Co. Ltd. Asia Japan 18/05/2017 Annual All For


1149417 JP3835600002 Best Denki Co. Ltd. Asia Japan 25/05/2017 Annual Against 3.1,3.8,3.9,4,5

6



1158498 JP3835620000 Benesse Holdings

Inc


1158162 JP3835630009 Benefit One Inc. Asia Japan 29/06/2017 Annual Against 4 Concerns about overall board structure

1159590 JP3835650007 Belluna Co. Ltd. Asia Japan 28/06/2017 Annual Against 5

3.3


performance



1146665 JP3835700000 Belc Co. Asia Japan 26/05/2017 Annual Against 2.12 Concerns about overall board structure

1157356 JP3837400005 Hochiki Corp. Asia Japan 28/06/2017 Annual Against 3.7,3.8,4 Concerns about overall board structure

1152994 JP3837800006 Hoya Corp. Asia Japan 21/06/2017 Annual All For

1155171 JP3841000007 Hokuetsu Bank Ltd. Asia Japan 23/06/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1156256 JP3842400008 Hokuhoku Financial

Group Inc.

Asia Japan 27/06/2017 Annual Against 4.2,4.5 Concerns about overall board structureLack of


1153800 JP3843400007 North Pacific Bank

Ltd.


1155841 JP3845000003 Hokuriku Electrical

Construction Co.

Ltd.


3

4





1153787 JP3845400005 Hokuriku Electric

Power


2.4,2.6

7

8






incentivisation




1154205 JP3846600009 Hokkan Holdings

Ltd.


4



interests

1154412 JP3850200001 Hokkaido Electric

Power Co. Inc.


6





2.1,2.2

1155836 JP3851400006 Hokkoku Bank Ltd. Asia Japan 23/06/2017 Annual Against 4.3,4.4,4.5,4.6

3.1





1153359 JP3854600008 Honda Motor Co.

Ltd.



1148583 JP3856000009 Adastria Co., Ltd. Asia Japan 25/05/2017 Annual All For

1158496 JP3860220007 Mars Engineering Asia Japan 27/06/2017 Annual All For

1153763 JP3860230006 Marvelous Inc. Asia Japan 20/06/2017 Annual Against 1.7,1.8,2 Concerns about overall board structure

1148997 JP3860260003 Pocket Card Co. Ltd. Asia Japan 26/05/2017 Annual Against 1.6,1.8,2.1,2.2

1.7

1.1




meetings


1145242 JP3860270002 Aeon Hokkaido

Corp


1155839 JP3861200008 Maeda Corp. Asia Japan 23/06/2017 Annual Against 2.12 Concerns about overall board structure

1157700 JP3861600009 Maeda Road

Construction Co.

Ltd.


1156860 JP3862400003 Makita Corp. Asia Japan 28/06/2017 Annual All For

1156310 JP3862800004 Makino Milling

Machine Co. Ltd.


1157701 JP3863600007 Matsui

Construction Co.

Ltd.

Asia Japan 29/06/2017 Annual Against 2,3 Concerns about overall board structure

1155684 JP3863800003 Matsui Securities Asia Japan 25/06/2017 Annual All For

1155850 JP3866800000 Panasonic Corp Asia Japan 29/06/2017 Annual Against 2.6,2.7 Concerns about overall board structure

1155223 JP3868400007 Mazda Motor Corp. Asia Japan 28/06/2017 Annual Against 3.2 Concerns about overall board structure

1157231 JP3868500004 MATSUDA SANGYO

Co., Ltd.


1154779 JP3869010003 Matsumotokiyoshi

Holdings Co Ltd


1146181 JP3869200000 Matsuya Co. Ltd.

(8237)


1156875 JP3869800007 Matsuya Foods Co

Ltd


1154168 JP3870400003 Marui Group Co.

Ltd.



1153811 JP3871200006 Maruichi Steel

Tube Ltd.


1158878 JP3876000005 Maruzen Showa

Unyu Co. Ltd.


4



interests

1156342 JP3876400007 Marudai Food Co.

Ltd.


2.1



1154767 JP3876600002 Maruha Nichiro

Corp.


1152170 JP3877600001 Marubeni Corp. Asia Japan 23/06/2017 Annual All For

1155283 JP3879250003 Maruwa Co., Ltd.

(5344)


1158474 JP3880800002 Miura Co. Ltd. Asia Japan 29/06/2017 Annual Against 3.1 Concerns about overall board structure

1156770 JP3881200004 Mie Bank Ltd. Asia Japan 23/06/2017 Annual Against 2.8,2.9

2.1,2.2



1156897 JP3882750007 Mixi Inc Asia Japan 27/06/2017 Annual Against 1.5 Concerns about overall board structure

1151809 JP3885400006 MISUMI Group Inc. Asia Japan 15/06/2017 Annual Against 3.1 Concerns about overall board structure

1153135 JP3885780001 Mizuho Financial

Group Inc.


1155279 JP3888300005 Mitsui Chemicals

Inc.


1153746 JP3888400003 Mitsui Mining &

Smelting Co. Ltd.


1155721 JP3889200006 Sumitomo Mitsui

Construction Co.

Ltd.


1159223 JP3889610006 Nippon Coke &

Engineering Co.


1152503 JP3890310000 MS&AD Insurance

Group Holdings



Financial Group, Inc.






1156341 JP3890400009 Mitsui Sugar Co. Ltd Asia Japan 27/06/2017 Annual Against 3.1,3.2 Concerns about overall board structure

1154716 JP3891200002 Mitsui-Soko

Holdings Co., Ltd.


1156945 JP3891600003 Mitsui Engineering

& Shipbuilding Co.

Ltd.



Trust Holdings, Inc.


1154373 JP3893200000 Mitsui Fudosan Co.

Ltd.


1151202 JP3893600001 Mitsui & Co. Asia Japan 21/06/2017 Annual Against 2.13 Concerns about overall board structure

1153720 JP3893700009 T-Gaia Corporation Asia Japan 21/06/2017 Annual Against 3.8,5 Concerns about overall board structure

1156419 JP3893800007 Mitsui Home Co.

Ltd.


1150849 JP3894900004 Isetan Mitsukoshi

Holdings Ltd


2.1,2.2



1155862 JP3895200008 Mitsuba Corp. Asia Japan 23/06/2017 Annual All For

1155214 JP3896800004 Mitsubishi Gas

Chemical Co. Inc.


1154357 JP3897700005 Mitsubishi

Chemical Holdings

Corp.


1152174 JP3898400001 Mitsubishi Corp. Asia Japan 23/06/2017 Annual All For 2.11

1155136 JP3899600005 Mitsubishi Estate

Co Ltd


1155867 JP3899800001 Mitsubishi Motors

Corp.


1153731 JP3900000005 Mitsubishi Heavy

Industries, Ltd.


1155246 JP3900800008 Mitsubishi Steel

Mfg. Co. Ltd.



1155317 JP3902000003 Mitsubishi Logistics

Corp.


3.9,3.10

3.1,3.2


performance



1153699 JP3902400005 Mitsubishi Electric

Corp.

Asia Japan 29/06/2017 Annual Against 1.11 Lack of independent representation at board

committees


Financial Group


3






Financial Group



Financial Group


3

4





Vote in favour of a resolution requiring or

requesting an independent chair

1152960 JP3903000002 Mitsubishi

Materials Corp.


1157606 JP3904000001 Mitsuboshi Belting

Ltd.


1153804 JP3905400002 Mito Securities Co. Asia Japan 27/06/2017 Annual Against 2.4,3.1,3.2,4 Concerns about overall board structure

1156360 JP3905850008 Minato Bank Asia Japan 29/06/2017 Annual Against 2.1,2.4,3.1 Concerns about overall board structure


1142857 JP3905950006 Ministop Co. Ltd. Asia Japan 17/05/2017 Annual Against 2

1.1,1.2



1155797 JP3906000009 Minebea Mitsumi

Inc.


4



interests

1155764 JP3908000007 Miyazaki Bank Ltd. Asia Japan 27/06/2017 Annual All For

1155846 JP3910620008 Mirait Holdings

Corp


1152507 JP3910660004 Tokio Marine

Holdings, Inc.


1156356 JP3912800004 Musashino Bank

Ltd.


1154269 JP3914400001 Murata

Manufacturing Co.

Ltd.


1155746 JP3918000005 Meiji Holdings Co

Ltd


1158485 JP3920200007 Meito Sangyo Co. Asia Japan 28/06/2017 Annual Against 2.7

2.1




1155751 JP3920600008 Meiwa Corp. Asia Japan 27/06/2017 Annual Against 2.6 Concerns about overall board structure

1155703 JP3921260000 METAWATER

CO.,LTD.


1154684 JP3921270009 Menicon Co.,Ltd. Asia Japan 29/06/2017 Annual Against 1.7,1.9 Lack of independent representation at board

committees

1154676 JP3922400001 Mos Food Services Asia Japan 28/06/2017 Annual All For

1156742 JP3922800002 Mochida

Pharmaceutical Co.

Ltd.


1158028 JP3924000007 Mory Industries Inc. Asia Japan 28/06/2017 Annual All For


1156345 JP3926400007 Morinaga & Co.,

Ltd.


4

2


performance



interests

1154340 JP3926800008 Morinaga Milk

Industry Co. Ltd.


1158880 JP3930200005 Yaoko Asia Japan 27/06/2017 Annual Against 2.10 Concerns about overall board structure

1144236 JP3930400001 Maxvalu Tokai Co. Asia Japan 25/05/2017 Annual Against 1.1,1.9,2.1 Concerns about overall board structure

1155148 JP3931600005 Yakult Honsha Co.

Ltd.

Asia Japan 21/06/2017 Annual Against 1.11,1.12 Concerns related to attendance at board or


structure

1151209 JP3932000007 Yaskawa Electric

Corp.


1157159 JP3932820008 Yasuda Logistics

Corp.


2.2

2.1

5






interests

1154183 JP3933800009 Yahoo Japan

Corporation


3.1



committees

1155833 JP3934800008 Yamagata Bank Ltd. Asia Japan 23/06/2017 Annual Against 3.1 Concerns about overall performance

1156251 JP3935300008 Yamaguchi



1155180 JP3936800006 Yamazen Corp. Asia Japan 28/06/2017 Annual All For


1153766 JP3937200008 Azbil Corp. Asia Japan 27/06/2017 Annual All For

1157155 JP3937600009 Yamatane Corp. Asia Japan 28/06/2017 Annual Against 1.8 Concerns about overall board structure

1153727 JP3939000000 Yamada Denki Co. Asia Japan 29/06/2017 Annual All For

1154710 JP3940000007 Yamato Holdings

Co Ltd


1155771 JP3940400009 Yamato Kogyo Co.

Ltd.


2.1





1154337 JP3942000005 Yamanashi Chuo

Bank Ltd.


1154397 JP3942400007 Astellas Pharma Inc. Asia Japan 19/06/2017 Annual All For

1152941 JP3942600002 Yamaha Corp. Asia Japan 22/06/2017 Annual All For

1156702 JP3943000004 Yamabiko Corp. Asia Japan 29/06/2017 Annual All For

1156364 JP3943800007 Yamaya

Corporation


1151817 JP3944130008 USS Co., Ltd. Asia Japan 13/06/2017 Annual All For

1153785 JP3945200008 Yuasa Trading Co.

Ltd.


1156416 JP3946200007 Yurtec Corp. Asia Japan 27/06/2017 Annual Against 2.1,2.11,3.1

4



1152995 JP3946750001 Japan Post Bank

Co., Ltd.


1154756 JP3947800003 Megmilk Snow

Brand Co., Ltd.


1158036 JP3948900000 Yutaka Giken Co. Asia Japan 23/06/2017 Annual Against 2.1 Concerns about overall board structure

1153001 JP3949400000 United Arrows Asia Japan 22/06/2017 Annual All For

1154176 JP3952550006 Unipres Corp. Asia Japan 22/06/2017 Annual Against 2.5 Concerns about overall board structure

1154270 JP3954200006 Yokowo Co. Ltd. Asia Japan 29/06/2017 Annual Against 5 Poison pill/anti-takeover measure not in investors

interests

1156175 JP3955000009 Yokogawa Electric

Corp.



1143566 JP3958000006 Yoshinoya Holdings

Co. Ltd.

Asia Japan 25/05/2017 Annual Against 6 Poison pill/anti-takeover measure not in investors

interests

1151807 JP3961400003 Yorozu Corp. Asia Japan 16/06/2017 Annual All For

1157304 JP3965800000 Raito Kogyo Co. Ltd. Asia Japan 29/06/2017 Annual All For

1155602 JP3966800009 Round One Corp. Asia Japan 24/06/2017 Annual All For

1157803 JP3967400007 Rasa Industries Ltd. Asia Japan 29/06/2017 Annual Against 4.1,4.8,5 Concerns about overall board structure

1146655 JP3968600001 Arcs Co., Ltd. Asia Japan 23/05/2017 Annual Against 3

4



interests

1152999 JP3969700008 Rion Co., Ltd. Asia Japan 23/06/2017 Annual All For

1153392 JP3970300004 Recruit Holdings

Co., Ltd.


1152168 JP3973400009 Ricoh Co. Ltd. Asia Japan 16/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1153000 JP3974100004 Ricoh Leasing Co.,

Ltd.


1156867 JP3974400008 Riso Kagaku Asia Japan 27/06/2017 Annual Against 2.1,2.6,3.2 Concerns about overall board structure

1157614 JP3974450003 Resorttrust Inc. Asia Japan 29/06/2017 Annual Against 2.1,3.3,3.4

4



1155146 JP3975000005 Bank of The

Ryukyus Ltd.


1156361 JP3975800008 Ryobi Ltd. Asia Japan 23/06/2017 Annual Against 4.5 Concerns about overall board structure

1156768 JP3976000004 Mitsubishi

Shokuhin Co Ltd.


1156403 JP3976200000 Ryoden Corp. Asia Japan 29/06/2017 Annual Against 3.15

3.1




1145237 JP3976300008 Ryohin Keikaku Co.

Ltd.



1145265 JP3977000003 Ringer Hut Co. Asia Japan 24/05/2017 Annual Against 3

2.8


performance


1153339 JP3977200009 Lintec Corp. Asia Japan 22/06/2017 Annual Against 1.1,1.12,2.2 Concerns about overall board structure

1155151 JP3977400005 Rinnai Corp. Asia Japan 28/06/2017 Annual All For

1158803 JP3978800005 Renaissance Inc. Asia Japan 28/06/2017 Annual Against 1.6 Concerns about overall board structure

1157268 JP3979100009 Raysum Co Ltd Asia Japan 23/06/2017 Annual All For

1155709 JP3981400009 Rengo Co. Ltd. Asia Japan 29/06/2017 Annual Against 1.1,1.15,1.17 Concerns about overall board structure

1143568 JP3982100004 Lawson, Inc. Asia Japan 30/05/2017 Annual All For

1156688 JP3982400008 Rohto

Pharmaceutical Co.

Ltd.


1154711 JP3982800009 Rohm Co. Ltd. Asia Japan 29/06/2017 Annual Against 2.1 Concerns about overall performance

1156338 JP3990770004 Wowow Inc. Asia Japan 23/06/2017 Annual Against 1.8,1.9,1.11,1.12 Concerns about overall board structure

1146180 JP3992000004 Wakita & Co., Ltd. Asia Japan 25/05/2017 Annual Against 7

1

8







incentivisation

1155717 JP3992400006 Wacoal Holdings

Corp


1149007 JP3994400004 Warabeya Nichiyo

Holdings Co., Ltd.


1124490 KE0000000554 Equity Group

Holdings Limited

Emerging Markets Kenya 23/05/2017 Annual Against 1 Insufficient/poor disclosure


1151286 KR7001720002 Shinyoung


Asia South

Korea


1139530 KR7002550002 KB Insurance Co.

Ltd.

Asia South

Korea


1136739 KR7003030004 Seah Steel Corp. Asia South

Korea


1146729 KR7003520004 Yungjin

Pharmaceutical Co.

Asia South

Korea


1144711 KR7012450003 Hanwha Techwin

Co., Ltd.

Asia South

Korea


1146856 KR7035720002 Kakao Corp. Asia South

Korea


1145728 KR7078520004 Able C&C Co. Asia South

Korea


1125544 KR7086450004 DongKook

Pharmaceutical Co.

Asia South

Korea


1145777 KR7086900008 Medy-Tox Inc. Asia South

Korea

13/06/2017 Special Against 2 Issue of capital raises concerns about excessive


1151603 KR7092440007 Kishin Corp. Asia South

Korea


2.2

2.3





committee meetings

1136336 KR7200880003 Seoyon E-Hwa Co.

Ltd.

Asia South

Korea


1141189 KR7204320006 Mando Corp. Asia South

Korea


1130232 KYG011981035 Agile Group

Holdings Ltd.


Islands


11B,11C

6,7


committee meetings



Overboarded


1116401 KYG014081064 AirTAC

International Group


Islands


1141578 KYG0192S1093 Ajisen (China)

Holdings Ltd.


Islands

24/05/2017 Annual Against 5A,5C Issue of capital raises concerns about excessive


1145377 KYG037AX1015 Ambarella, Inc. Emerging Markets Cayman

Islands


1118491 KYG040111059 Anta Sports

Products Ltd.


Islands


9

11

6


performance






1123931 KYG0407M1033 Apex International

Co Ltd


Islands


1145458 KYG0420V1068 AMVIG Holdings Ltd Emerging Markets Cayman

Islands



1130226 KYG0535Q1331 ASM Pacific

Technology Ltd.


Islands


1142942 KYG0539C1069 Asia Cement

(China) Holdings

Corporation


Islands



1126680 KYG0539R1039 Asia Plastic

Recycling Holding

Ltd


Islands


1138614 KYG106891008 Best Pacific

International

Holdings Ltd.


Islands



1120596 KYG114741062 Bizlink Holdings Inc. Emerging Markets Cayman

Islands



1144268 KYG1179M1078 Bloomage

BioTechnology

Corp Ltd


Islands



1142487 KYG127751058 Boyaa Interactive

International Ltd.


Islands



1119999 KYG193031096 Casetek Holdings

Ltd.


Islands


1115839 KYG202881093 Chailease Holding

Company Limited


Islands


1140655 KYG2045D1079 Changshouhua

Food Co., Ltd.


Islands



1145464 KYG204791043 Chaowei Power

Holdings Ltd


Islands


8,10


committee meetings



1138382 KYG207681001 Central China Real

Estate Ltd.


Islands

19/05/2017 Annual Against 4A,4C Issue of equity raises concerns about excessive


1134237 KYG2103F1019 Cheung Kong

Property Holdings

Ltd.


Islands

11/05/2017 Annual Against 5.1,5.3

3.2,3.3

3.4






1144486 KYG2108Y1052 China Resources

Land Ltd.


Islands

02/06/2017 Annual Against 3.5,3.7,3.8

6,7


committee meetings



1144561 KYG210961051 China Mengniu

Dairy Co., Ltd.


Islands

02/06/2017 Annual Against 6 Issue of capital raises concerns about excessive


1127260 KYG211081248 China Medical

System Holdings

Ltd.


Islands



1138412 KYG2110A1114 Chinasoft

International Ltd.


Islands


2.3

5,7



non-executives



fees



1143903 KYG2110P1000 China Shineway

Pharmaceutical

Group Ltd.


Islands

31/05/2017 Annual Against 4B,4C

2A,2B,2C




1134655 KYG2110X1034 China Metal

International

Holdings Inc.


Islands




1140115 KYG2112H1065 China Aoyuan

Property Group Ltd


Islands



1131752 KYG2112Y1098 China Dongxiang

(Group) Co., Ltd.


Islands

10/05/2017 Annual Against 5,7 Concerns to protect shareholder value 2- Issue of



1126235 KYG2113L1068 China Resources

Cement Holdings

Ltd.


Islands

12/05/2017 Annual Against 3.5,4

3.4

6,7




fees



1125039 KYG211411098 China Lilang Ltd Emerging Markets Cayman

Islands


6,8

3.2


committee meetings






1140118 KYG2116J1085 China Conch

Venture Holdings

Ltd


Islands




1149919 KYG2116M1015 China Shanshui

Cement Group Ltd.


Islands


1

10,11


committee meetings




1145783 KYG2118N1079 China Harmony

New Energy Auto

Holding Limited


Islands


5,6



non-executives



1146773 KYG2119W1069 China Evergrande

Group


Islands


6,7

10,12


committee meetings




1150623 KYG2133W1087 China Resources

Phoenix Healthcare

Holdings Company

Limited


Islands



1124840 KYG2140A1076 CIFI Holdings Group

Co Ltd.


Islands



1136784 KYG2157Q1029 China Lesso Group

Holdings Limited


Islands

19/05/2017 Annual Against 3b,3d

5a,5c


committee meetings




1138019 KYG215A81084 China ZhengTong

Auto Services

Holdings Ltd


Islands



1142479 KYG215AT1023 China Zhongwang

Holdings Ltd.


Islands

26/05/2017 Annual Against 3.1b,3.1c

5A,5C




1127072 KYG216771363 China State

Construction

International

Holdings Limited


Islands

01/06/2017 Annual Against 6C

6A

3A,3B

3D







1134195 KYG217651051 CK Hutchison

Holdings Limited


Islands

11/05/2017 Annual Against 3a,3b,3c,3d,3f

5.1,5.3

3e






1136112 KYG2198S1093 CIMC Enric

Holdings Ltd


Islands



1142465 KYG229721140 Comba Telecom

Systems Holdings

Ltd.


Islands



1134199 KYG245241032 Country Garden

Holdings Company

Ltd.


Islands


3a6

5,7



non-executives


committee meetings



1142486 KYG258851156 CT Environmental

Group Limited


Islands


8b,8c

Concerns to protect shareholder value

Issue of equity raises concerns about excessive

dilution of existing shareholders

1138666 KYG2687M1006 Dawnrays

Pharmaceutical

(Holdings) Ltd.


Islands

25/05/2017 Annual Against 3.2,3.3

5,7


committee meetings



1141801 KYG2743Y1061 Dali Foods Group

Company Ltd


Islands



1144804 KYG2920K1013 EcoGreen

International Group

Ltd.


Islands



1140114 KYG2953R1149 AAC Technologies

Holdings Inc.


Islands


5


1149093 KYG3040R1589 Endeavour Mining

Corporation


Islands


performance

1134752 KYG3066L1014 ENN Energy

Holdings Ltd.


Islands


1138740 KYG321481015 EVA Precision

Industrial Holdings

Ltd.


Islands



1137905 KYG3472Y1017 FIH Mobile Limited Emerging Markets Cayman

Islands


12




1148347 KYG3472Y1017 FIH Mobile Limited Emerging Markets Cayman

Islands


1134073 KYG367381053 Fresh Del Monte

Produce Inc.


Islands

03/05/2017 Annual Against 1a Concerns about overall performance

1134200 KYG368441195 Fufeng Group Ltd. Emerging Markets Cayman

Islands

12/05/2017 Annual Against 5D

5A,5C



non-executives



1140398 KYG3690U1058 Fullshare Holdings

Limited


Islands



1136043 KYG3701A1067 Future Land

Development

Holdings Ltd.


Islands




1143864 KYG3707A1004 Future World

Financial Holdings

Ltd


Islands


1,2d,2e,2f

4A,4C



non-executives




1140653 KYG3774X1088 GCL-Poly Energy

Holdings Ltd.


Islands


4A,4C


committee meetings



1136115 KYG3777B1032 Geely Automobile

Holdings Ltd.


Islands



1119891 KYG3808R1011 General Interface

Solution (GIS)

Holding Limited


Islands


1120597 KYG390101064 Ginko International

Co., Ltd.


Islands


1133890 KYG3931M1024 Global Lighting

Technologies Inc


Islands


1142266 KYG3958R1092 Golden Eagle Retail

Group Ltd.


Islands

25/05/2017 Annual Against 5A,5C

3B





1142272 KYG398141013 Goodbaby

International

Holdings Ltd.


Islands


6,7



non-executives



1118499 KYG4002A1004 Gourmet Master

Co Ltd


Islands


1142482 KYG407691040 Greatview Aseptic

Packaging Co Ltd.


Islands



1127520 KYG409711069 Green Seal Holding

Limited


Islands


1150115 KYG4100M1050 Greentown China

Holdings Ltd.


Islands



1136968 KYG4232C1087 Haitian

International

Holdings Ltd.


Islands


3

8,10



committee meetings



1135922 KYG4402L1510 Hengan

International Group

Co. Ltd.


Islands


8

11,13





1122723 KYG4412G1010 Herbalife Ltd. Emerging Markets Cayman

Islands


1.1


performance



1122723 KYG4412G1010 Herbalife Ltd. Emerging Markets Cayman

Islands


performance

1120429 KYG451001070 Hiroca Holdings Ltd. Asia Taiwan 31/05/2017 Annual All For

1132854 KYG4638Y1008 Hua Han Health

Industry Holdings

Ltd.


Islands

28/04/2017 Special Against 1,2 Concerns to protect shareholder value

1131526 KYG4922U1031 Intime Retail

(Group) Company

Limited


Islands


1131378 KYG4922U1031 Intime Retail

(Group) Company

Limited


Islands


1135127 KYG513831001 Jiangnan Group

Limited


Islands



1133759 KYG513871015 Jinli Group Holdings

Limited


Islands


7.1

8




1135270 KYG521051063 Ju Teng

International

Holdings Ltd.


Islands



1152954 KYG521321003 Kaisa Group

Holdings Ltd.


Islands


1145366 KYG521321003 Kaisa Group

Holdings Ltd.


Islands

28/06/2017 Annual Against 8,9,10

15,16





1142259 KYG525621408 Kingboard Chemical

Holdings Ltd


Islands


6A,6C

3A,3B,3C



non-executives




1132860 KYG525681477 Kingdee

International

Software Group Co.

Ltd.


Islands

10/05/2017 Annual Against 2B

5A,5C


committee meetings



1142267 KYG5257K1076 Kingboard

Laminates Holdings

Ltd.


Islands


6A,6C



non-executives




1141184 KYG5264Y1089 Kingsoft

Corporation Ltd.


Islands


5,7

3.2

3.3


performance






1143121 KYG532241042 KWG Property

Holding Ltd.


Islands


8,10


committee meetings



1139856 KYG5380M1033 Lansen

Pharmaceutical

Holdings Limited


Islands



1130949 KYG5427W1309 Lee & Man Paper

Manufacturing Ltd.


Islands


5




1130696 KYG548561284 Lifestyle

International

Holdings Ltd.


Islands


3b


equity raises concerns about excessive dilution of




1134725 KYG5496K1242 Li Ning Company

Ltd.


Islands



1139854 KYG555551095 Logan Property

Holdings Co., Ltd.


Islands


6,7




1144569 KYG5635P1090 Longfor Properties

Co. Ltd


Islands


5,7




1145298 KYG5966D1051 Meitu, Inc. Emerging Markets China 02/06/2017 Annual Against 5,7 Issue of equity raises concerns about excessive


1140656 KYG607441022 MGM China

Holdings Limited


Islands


5,7


performance



1144808 KYG6103P1000 Midland IC&I Ltd. Emerging Markets Cayman

Islands

27/06/2017 Annual Against 2a4

5,6


committee meetings



1158274 KYG6103P1000 Midland IC&I Ltd. Emerging Markets Cayman

Islands


1128200 KYG6145U1094 Minth Group Ltd. Emerging Markets Cayman

Islands



1144285 KYG6145U1094 Minth Group Ltd. Emerging Markets Cayman

Islands


11,13

Concerns related to Non-audit feesConcerns related

to attendance at board or committee meetings



1124072 KYG6382M1096 NagaCorp Ltd. Emerging Markets Cayman

Islands

25/04/2017 Annual Against 6a,6c Issue of equity raises concerns about excessive


1142262 KYG6420C1217 Neo Telemedia Ltd. Emerging Markets Cayman

Islands



1148350 KYG650071098 New World

Department Store

China Ltd.


Islands


1135758 KYG6501M1050 Nexteer

Automotive Group

Ltd.


Islands



1138016 KYG693701156 Parkson Retail

Group Ltd.


Islands



1125256 KYG7091M1096 Phoenix Group

Holdings


Islands


1138359 KYG720051047 Powerlong Real

Estate Holdings Ltd.


Islands


4





1136143 KYG730611061 Qinqin Foodstuffs

Group (Cayman)

Company Limited


Islands


2h,2i,2j,2k,3

5,6



non-executives




1142955 KYG7306W1087 PW Medtech Group

Ltd.


Islands



1144567 KYG750041041 Renhe Commercial

Holdings Company

Ltd.


Islands

22/06/2017 Annual Against 2a,2b,2e

5,7

2c


committee meetings



Overboarded

1130955 KYG7800X1079 Sands China Ltd. Emerging Markets Cayman

Islands


6





1152702 KYG8020E1199 Semiconductor

Manufacturing

International

Corporation


Islands


9,10,11,12,13,14





1142470 KYG8087W1015 Shenzhou

International Group

Holdings Ltd.


Islands


11

9

Concerns related to Non-audit fees 2-






1141793 KYG810431042 Shimao Property

Holdings Ltd.


Islands



1141143 KYG811511131 Shui On Land

Limited


Islands


5A,5C



non-executives



1138668 KYG8116M1087 Shenguan Holdings

(Group) Ltd.


Islands



1122336 KYG811801045 Shunsin Technology

Holdings Ltd


Islands

22/06/2017 Annual Against 4.7 Concerns related to attendance at board or

committee meetings

1144793 KYG8167W1380 Sino

Biopharmaceutical

Ltd.


Islands


10A,10C


committee meetings




1143124 KYG818751094 Sinosoft

Technology Group

Limited


Islands


8,10




1135130 KYG8187G1055 SITC International

Holdings Co Ltd.


Islands


3f




1142474 KYG826001003 SOHO China Ltd. Emerging Markets Cayman

Islands



1141186 KYG837851081 Springland

International

Holdings Ltd.


Islands



1137652 KYG8406X1034 SSY Group Ltd. Emerging Markets Cayman

Islands



1130952 KYG846981028 Stella International

Holdings Ltd.


Islands


4.3

6,8


performance


committee meetings



1140385 KYG8569A1067 Sunac China

Holdings Ltd.


Islands



1152301 KYG857001054 SUNeVision

Holdings Ltd


Islands



1135256 KYG8586D1097 Sunny Optical

Technology Group

Co., Ltd.


Islands

26/05/2017 Annual Against 5,7 Issue of capital raises concerns about excessive


1136041 KYG8655K1094 Tianneng Power

International Ltd


Islands

18/05/2017 Annual Against 3b,4

6A,7


committee meetings



1143110 KYG869731078 TCC International

Holdings Ltd.


Islands



1136641 KYG875721634 Tencent Holdings

Ltd.


Islands


3c

5,7


performance


committees



1143615 KYG875721634 Tencent Holdings

Ltd.


Islands

17/05/2017 Special Against 1 Apparent failure to link pay & appropriate

performance

1121178 KYG876551170 Texhong Textile

Group Ltd.


Islands



1137456 KYG8807B1068 Theravance

Biopharma, Inc.


Islands


3

1.4

Annual vote provides for greater shareholder

oversight


performance



1144813 KYG8813K1085 The United

Laboratories

International

Holdings Limited


Islands

08/06/2017 Annual Against 2b

4,6


committee meetings



1125007 KYG884931042 361 Degrees

International Ltd.


Islands



1143908 KYG8875G1029 3SBio Inc. Emerging Markets Cayman

Islands



1136766 KYG8878S1030 Tingyi (Cayman

Islands) Holding

Corp.


Islands



1140586 KYG8917X1218 Tongda Group

Holdings Ltd.


Islands


2c




1140658 KYG8918Q1257 Tonly Electronics

Holdings Ltd.


Islands



1140113 KYG8972T1067 Towngas China Co.,

Ltd.


Islands


2a

2b





1115810 KYG898431096 TPK Holding Co.,

Ltd.


Islands



1135742 KYG905191022 Trigiant Group

Limited


Islands


2c




1149220 KYG905191022 Trigiant Group

Limited


Islands


1138604 KYG910191363 Truly International

Holdings Ltd.


Islands


6B,6C




1134130 KYG9222R1065 Uni-President China

Holdings Ltd.


Islands



1143048 KYG9222R1065 Uni-President China

Holdings Ltd.


Islands


1141798 KYG9302L1023 Universal Health

International Group

Holding Limited


Islands



1125782 KYG931751005 Value Partners

Group Ltd.


Islands


5A,5C



non-executives



1140925 KYG9327M1015 Vedan

International

(Holdings) Ltd.


Islands



1129962 KYG935971054 Victory New

Materials Ltd Co.


Islands


1148503 KYG9361H1092 Vietnam Enterprise

Investments Ltd.


Islands



1138667 KYG9400C1116 VST Holdings

Limited


Islands

23/05/2017 Annual Against 3a,3c,3d

5A,5C




1158273 KYG9400C1116 VST Holdings

Limited


Islands


1131755 KYG9431R1039 Want Want China

Holdings Ltd.


Islands

12/05/2017 Annual Against 3a,3b,3c,3d,3e

6,7




1136772 KYG9463P1081 Wasion Group

Holdings Ltd.


Islands


11,12


committee meetings



1138021 KYG960071028 WH Group Ltd. Emerging Markets Cayman

Islands



1136139 KYG9684P1019 Pacific Online Ltd. Emerging Markets Cayman

Islands


9,10

3



non-executives




1118015 KYG9721M1033 Wisdom Marine

Lines Company Ltd.


Islands


1141602 KYG9721M1033 Wisdom Marine

Lines Company Ltd.


Islands



1142480 KYG981491007 Wynn Macau Ltd. Emerging Markets Cayman

Islands


9




1126893 KYG982771092 Xtep International

Holdings Ltd.


Islands



1140596 KYG9827V1068 Xingda

International

Holdings Ltd


Islands



1144806 KYG9828G1082 Xinyi Glass Holdings

Ltd.


Islands

31/05/2017 Annual Against 5B,5C Issue of equity raises concerns about excessive


1140404 KYG9829N1025 Xinyi Solar Holdings

Ltd.


Islands

31/05/2017 Annual Against 3A1,3A2

5B,5C


committee meetings



1131751 KYG9830W1096 Xinyi Automobile

Glass Hong Kong

Enterprises Limited


Islands


5




1145297 KYG9884T1013 Yuzhou Properties

Co. Ltd.


Islands



1126585 KYG989221000 Zhen Ding

Technology Holding

Ltd


Islands


1149034 KYG9894K1085 Zhongsheng Group

Holdings Ltd.


Islands

01/06/2017 Special Against 1 Issue of equity raises concerns about excessive



1144818 KYG9894K1085 Zhongsheng Group

Holdings Ltd.


Islands


5




1124493 KZ000A0KEZQ2 KazMunaiGas

Exploration

Production JSC

Emerging Markets Kazakhstan 23/05/2017 Annual Against 13

12.5,12.6,12.7,12.8,12.9

12.1


performance



1122497 LI0315487269 VP Bank AG Europe Liechtenste

in

28/04/2017 Annual Against 4.1.2 Lack of independent representation at board

committees

1122497 LI0315487269 VP Bank AG Europe Liechtenste

in


1074357 LI0355147575 Liechtensteinische

Landesbank

Europe Liechtenste

in


1142551 LK0053N00005 Commercial Bank

of Ceylon Ltd.

Emerging Markets Sri Lanka 19/05/2017 Special All For

1123147 LK0092N00003 John Keells

Holdings PLC

Emerging Markets Sri Lanka 30/06/2017 Annual All For

1132753 LK0348N00009 Dialog Axiata Plc Emerging Markets Sri Lanka 09/05/2017 Annual Against 9,1 Insufficient/poor disclosure

1141499 LR0008862868 Royal Caribbean

Cruises Ltd.

Emerging Markets Liberia 22/05/2017 Annual Against 1b Vote against combined Chair/CEO

1141499 LR0008862868 Royal Caribbean

Cruises Ltd.

Emerging Markets Liberia 22/05/2017 Annual All For

1121964 LU0061462528 RTL Group S.A. Europe Luxembour

g

19/04/2017 Annual Against 5.2,5.3 Lack of independence on board

1124494 LU0061462528 RTL Group S.A. Europe Luxembour

g


1118445 LU0075646355 Subsea 7 S.A. Europe Luxembour

g


1118863 LU0088087324 SES SA Europe Luxembour

g

06/04/2017 Annual Against 14 Performance-related pay/awards for non-

executivesApparent failure to link pay and

appropriate performanceInsufficient disclosure

1136072 LU0089395866 Genesis Smaller

Companies SICAV

Europe Luxembour

g



1136462 LU0156801721 TENARIS SA Europe Luxembour

g

03/05/2017 Annual Against 6 Lack of independence on boardCombined

CEO/Chairman

1116055 LU0156801721 TENARIS SA Europe Luxembour

g

03/05/2017 Annual Against 6 Policy Rationale:Concerns about overall board

structureCombined CEO/ChairmanInappropriate

bundling of election of directors on a single vote

1138351 LU0275164910 PEGAS

NONWOVENS SA

Europe Luxembour

g


performance

1124491 LU0290697514 D'Amico

International

Shipping S.A.

Europe Luxembour

g


1129272 LU0307018795 Saf-Holland S.A. Europe Luxembour

g


1129274 LU0307018795 Saf-Holland S.A. Europe Luxembour

g

27/04/2017 Special Against 4 Insufficient basis to support a decision

1135574 LU0445408270 Altisource Portfolio

Solutions S.A.

Europe Luxembour

g


8



1136031 LU0445408270 Altisource Portfolio

Solutions S.A.

Europe Luxembour

g



1137982 LU0562313402 Schroder ISF -

Frontier Markets

Equity

Europe Luxembour

g


1135236 LU0569974404 APERAM S.A. Europe Luxembour

g


1136633 LU0633102719 Samsonite

International S.A.

Europe Luxembour

g


1130355 LU0686550053 BBGI Sicav S.A. Europe Luxembour

g


7



Overboarded/Too many other time commitmentsv

1130365 LU0686550053 BBGI Sicav S.A. Europe Luxembour

g


1153857 LU0775917882 Grand City

Properties SA

Europe Luxembour

g



1135284 LU0974299876 Globant S.A. Europe Luxembour

g

08/05/2017 Annual/Special Against 7

1





1137961 LU1012218142 Schroder ISF -

Global Emerging

Markets Smaller

Companies

Europe Luxembour

g


1146379 LU1057788488 Trinseo S.A. Europe Luxembour

g


1c


performance


1131738 LU1250154413 ADO Properties S.A. Europe Luxembour

g


1131735 LU1250154413 ADO Properties S.A. Europe Luxembour

g



1116308 LU1598757687 ArcelorMittal Europe Luxembour

g

10/05/2017 Annual/Special Against X

VI


performance


1138985 LU1598757687 ArcelorMittal Europe Luxembour

g

10/05/2017 Annual/Special Against X

VI


performance

ndependent Chairman

1142517 MA0000011926 Attijariwafa Bank Emerging Markets Morocco 24/05/2017 Annual Against 2 Insufficient/poor disclosure

1139578 MHY0207T1001 Ardmore Shipping

Corporation

Emerging Markets Marshall Isl 23/05/2017 Annual All For

1121232 MHY2066G1044 Diana Shipping Inc. Emerging Markets Marshall Isl 11/05/2017 Annual Against 1.1

1.2



1142651 MHY7542C1066 Scorpio Tankers Inc. Emerging Markets Marshall Isl 31/05/2017 Annual All For


1143193 MHY7546A1221 Scorpio Bulkers Inc. Emerging Markets Marshall Isl 31/05/2017 Annual Against 1.1 Vote against combined Chair/CEO

1124181 MHY756381098 Seaspan

Corporation

Emerging Markets Marshall Isl 21/04/2017 Annual Against 1.1,1.2,1.4,1.5,1.7 Lack of independence on board

1132855 MU0117U00026 Golden Agri-

Resources Ltd

Emerging Markets Mauritius 25/04/2017 Annual Against 6 Issue of equity raises concerns about excessive


1131429 MU0117U00026 Golden Agri-

Resources Ltd

Emerging Markets Mauritius 25/04/2017 Special All For

1140304 MX00UN000002 Unifin Financiera

S.A.B. de C.V.

SOFOM E.N.R.

Emerging Markets Mexico 04/05/2017 Special Against 1 Insufficient/poor disclosure

1123721 MX01AC100006 Arca Continental

S.A.B. de C.V.

Emerging Markets Mexico 27/04/2017 Annual Against 4,5 Insufficient/poor disclosureInappropriate bundling


1140305 MX01AE010005 Grupo Aeromexico

S.A.B. de C.V.

Emerging Markets Mexico 26/04/2017 Annual Against 1

2



1122098 MX01BA1D0003 Industrias Bachoco

S.A.B. de C.V.

Emerging Markets Mexico 26/04/2017 Annual Against 5 Lack of independence on board

1138059 MX01BM1B0000 Bolsa Mexicana de

Valores S.A.B de

C.V.

Emerging Markets Mexico 27/04/2017 Annual Against 4 Insufficient/poor disclosureInappropriate bundling


1138054 MX01BM1B0000 Bolsa Mexicana de

Valores S.A.B de

C.V.

Emerging Markets Mexico 27/04/2017 Special Against 2

1



1124719 MX01CH170002 Grupo Comercial

Chedraui S.A.B. de

C.V.


7



1138183 MX01CU010003 Becle, S.A.B. de C.V. Emerging Markets Mexico 27/04/2017 Annual Against 1,5,9

6,7




1118675 MX01GA000004 Grupo

Aeroportuario del

Pacifico S.A.B. de

C.V.

Emerging Markets Mexico 25/04/2017 Annual All For


1120812 MX01GA000004 Grupo

Aeroportuario del

Pacifico S.A.B. de

C.V.

Emerging Markets Mexico 25/04/2017 Annual/Special All For

1118676 MX01GA000004 Grupo

Aeroportuario del

Pacifico S.A.B. de

C.V.

Emerging Markets Mexico 25/04/2017 Special All For

1129725 MX01GE0E0004 GENTERA S.A.B. de

C.V.


1129728 MX01GE0E0004 GENTERA S.A.B. de

C.V.


1135564 MX01GF0X0008 BanRegio Grupo

Financiero S.A.B. de

C.V.


1137297 MX01HO000007 Desarrolladora

Homex S.A.B. de

C.V.

Emerging Markets Mexico 28/04/2017 Annual Against 1,5

8,9



of election of directors on a single voteConcerns to


1137210 MX01IE060002 Infraestructura

Energetica Nova

S.A.B. de C.V.


2




1137320 MX01LA010006 Genomma Lab

Internacional S.A.B.

de C.V.


1137321 MX01LA010006 Genomma Lab

Internacional S.A.B.

de C.V.

Emerging Markets Mexico 27/04/2017 Special Against 2,3 Insufficient/poor disclosure

1138115 MX01LA040003 Grupo Lala S.A.B.

de C.V.



1124211 MX01LA050010 La Comer S.A.B. De

C.V.

Emerging Markets Mexico 05/04/2017 Annual Against 3 Insufficient/poor disclosure

1126480 MX01ME050007 Mexichem S.A.B. de

C.V.

Emerging Markets Mexico 25/04/2017 Annual Against 4.3a Lack of independence on board

1125953 MX01OH010006 OHL Mexico S.A.B.

de C.V.

Emerging Markets Mexico 06/04/2017 Annual Against 5 Insufficient/poor disclosure


1126491 MX01OM000018 Grupo

Aeroportuario del

Centro Norte S.A.B.

de C.V.


1128042 MX01OM000018 Grupo

Aeroportuario del

Centro Norte S.A.B.

de C.V.

Emerging Markets Mexico 28/04/2017 Annual/Special All For

1126492 MX01OM000018 Grupo

Aeroportuario del

Centro Norte S.A.B.

de C.V.


1148925 MX01OM000018 Grupo

Aeroportuario del

Centro Norte S.A.B.

de C.V.


1133600 MX01PI000005 Promotora y

Operadora de

Infraestructura

S.A.B. de C.V.


5




1136489 MX01SI080038 Telesites S.A.B. de

C.V.



1134877 MXCFFI0T0005 Deutsche Bank

Mexico - Fibra

Hotelera


7



1135472 MXCFFI0U0002 FIBRA Macquarie

Mexico


1135528 MXCFFI0U0002 FIBRA Macquarie

Mexico


1137200 MXCFFU000001 Fibra Uno

Administracion de

Mexico S.A. de C.V.



1133495 MXCFTE0B0005 TF Administradora

S. de R.L. de C.V.

(TERRAFINA)


1133497 MXCFTE0B0005 TF Administradora

S. de R.L. de C.V.

(TERRAFINA)


1139991 MXFHFH020001 FHipo Emerging Markets Mexico 28/04/2017 Annual All For

1132042 MXP001161019 Consorcio Ara

S.A.B. de C.V.



1130486 MXP001391012 Alsea S.A.B. de C.V. Emerging Markets Mexico 27/04/2017 Annual All For

1122446 MXP001661018 Grupo

Aeroportuario del

Sureste S.A.B. de

C.V.


1123906 MXP001661018 Grupo

Aeroportuario del

Sureste S.A.B. de

C.V.


1124219 MXP001691213 America Movil

S.A.B. de C.V.


1126627 MXP001691213 America Movil

S.A.B. de C.V.


1129606 MXP370641013 Grupo Financiero

Inbursa S.A.B. de

C.V.


3

10

5,7







Interacciones S.A.B.

de C.V.

Emerging Markets Mexico 28/04/2017 Annual Against 4,5,6 Insufficient/poor disclosureInappropriate bundling



Banorte S.A.B. de

C.V.



Banorte S.A.B. de

C.V.


1136335 MXP370841019 Grupo Mexico

S.A.B. de C.V.

Emerging Markets Mexico 26/04/2017 Annual Against 6,7 Insufficient/poor disclosure

1134886 MXP4948K1056 Gruma S.A.B. de

C.V.



1132032 MXP495211262 Grupo Bimbo S.A.B

de C.V.

Emerging Markets Mexico 18/04/2017 Annual Against 5,6 Vote confirmed; record-kept with last accepted vote

string

1132032 MXP495211262 Grupo Bimbo S.A.B

de C.V.



1129731 MXP4984U1083 Grupo Simec S.A.B.

de C.V.



1137313 MXP4987V1378 Grupo Televisa

S.A.B.

Emerging Markets Mexico 28/04/2017 Annual/Special Against 3 Concerns to protect shareholder value

1136325 MXP524131127 Industrias CH S.A.B.

de C.V.



1132757 MXP554091415 Industrias Penoles

S.A.B de C.V.




Santander Mexico

S.A.B. de C.V.

Emerging Markets Mexico 28/04/2017 Annual/Special Against 10,12,13

9




Santander Mexico

S.A.B. de C.V.

Emerging Markets Mexico 28/04/2017 Special Against 2

1





Santander Mexico

S.A.B. de C.V.

Emerging Markets Mexico 12/05/2017 Annual/Special Against 2,12,13

1,9,10




1134804 MXP8728U1671 Organizacion

Soriana S.A.B. de

C.V.

Emerging Markets Mexico 28/04/2017 Annual Against 3 Lack of independence on board

1130963 MYL1023OO000 CIMB Group

Holdings Berhad

Emerging Markets Malaysia 28/04/2017 Annual All For

1128651 MYL1066OO009 RHB Bank Bhd. Emerging Markets Malaysia 26/04/2017 Annual All For

1122972 MYL1155OO000 Malayan Banking

Berhad


1123455 MYL1155OO000 Malayan Banking

Berhad

Emerging Markets Malaysia 06/04/2017 Special Against 1,2 Insufficient/poor disclosureIssue of equity raises

concerns about excessive dilution of existing

shareholders


1141824 MYL1163OO004 Allianz Malaysia

Berhad

Emerging Markets Malaysia 24/05/2017 Annual Against 8 Insufficient justification for related party transaction

1140629 MYL1171OO007 Malaysia Building

Society Berhad


1139434 MYL2194OO008 MMC Corporation

Berhad


1143837 MYL2194OO008 MMC Corporation

Berhad

Emerging Markets Malaysia 11/05/2017 Special All For

1132289 MYL2291OO002 Genting Plantations

Berhad

Emerging Markets Malaysia 30/05/2017 Annual Against 9 Apparent failure to link pay and appropriate

performance

1124506 MYL2836OO004 Carlsberg Brewery

Malaysia Berhad

Emerging Markets Malaysia 20/04/2017 Annual Against 8,12 Concerns related to succession planning

1144539 MYL3034OO005 Hap Seng

Consolidated

Berhad

Emerging Markets Malaysia 31/05/2017 Annual Against 3a,3b,7 Concerns related to succession planning

1150933 MYL3034OO005 Hap Seng

Consolidated

Berhad


1144489 MYL3042OO008 Petron Malaysia

Refining &

Marketing Bhd

Emerging Markets Malaysia 15/06/2017 Annual Against 8 Insufficient/poor disclosure

1133667 MYL3182OO002 Genting Berhad Emerging Markets Malaysia 01/06/2017 Annual Against 3 Concerns to protect shareholder valueApparent


1154961 MYL3204OO004 George Kent

(Malaysia) Berhad

Emerging Markets Malaysia 22/06/2017 Annual Against 2,8 Concerns related to attendance at board or

committee meetings

1125735 MYL3255OO006 Heineken Malaysia

Bhd


1125771 MYL3255OO006 Heineken Malaysia

Bhd


1131731 MYL3522OO009 Kian Joo Can

Factory Berhad


1141842 MYL3794OO004 Lafarge Malaysia

Berhad


1129474 MYL3816OO005 MISC Berhad Emerging Markets Malaysia 20/04/2017 Annual All For

1139853 MYL4065OO008 PPB Group Berhad Emerging Markets Malaysia 09/05/2017 Annual All For

1127464 MYL4162OO003 British American

Tobacco (Malaysia)

Berhad



1143768 MYL4243OO001 WTK Holdings

Berhad

Emerging Markets Malaysia 26/05/2017 Annual Against 6,9,10 Concerns related to succession planning

1132544 MYL4502OO000 Media Prima

Berhad


1137085 MYL4588OO009 UMW Holdings

Berhad


1144666 MYL4588OO009 UMW Holdings

Berhad


1129471 MYL4707OO005 Nestle (Malaysia)

Berhad


1132973 MYL4715OO008 Genting Malaysia

Berhad


1132973 MYL4715OO008 Genting Malaysia

Berhad


1132523 MYL4863OO006 Telekom Malaysia

Berhad


1144842 MYL4898OO002 TA Enterprise

Berhad

Emerging Markets Malaysia 24/05/2017 Annual Against 8,9,11

10



1131726 MYL5005OO003 Unisem (M) Berhad Emerging Markets Malaysia 26/04/2017 Annual All For

1144602 MYL5012OO009 Ta Ann Holdings

Berhad


1144728 MYL5014OO005 Malaysia Airports

Holdings Berhad


1143101 MYL5031OO009 TIME dotCom

Berhad


1145344 MYL5038OO004 KSL Holdings Berhad Emerging Markets Malaysia 30/05/2017 Annual Against 2,5,8,9,10 Concerns related to succession planning

1126260 MYL5053OO003 OSK Holdings

Berhad


1144655 MYL5070OO007 Protasco Berhad Emerging Markets Malaysia 25/05/2017 Annual All For

1145392 MYL5073OO001 Naim Holdings

Berhad

Emerging Markets Malaysia 29/05/2017 Annual Against 6

2,5,7,8



1144756 MYL5094OO007 CSC Steel Holdings

Berhad

Emerging Markets Malaysia 25/05/2017 Annual Against 3,6 Lack of independence on board

1144670 MYL5095OO004 HeveaBoard Berhad Emerging Markets Malaysia 30/05/2017 Annual Against 5,7,10,11 Concerns related to succession planning

1144660 MYL5099OO006 AirAsia Berhad Emerging Markets Malaysia 25/05/2017 Annual Against 8 Concerns related to succession planning

1143085 MYL5101OO000 Evergreen

Fibreboard Berhad

Emerging Markets Malaysia 19/05/2017 Annual Against 9 Concerns related to succession planning

1116941 MYL5106TO008 Axis Real Estate

Investment Trust


1128277 MYL5183OO008 Petronas Chemicals

Group Berhad



1144674 MYL5200OO000 UOA Development

Bhd


1147929 MYL5200OO000 UOA Development

Bhd

Emerging Markets Malaysia 22/05/2017 Special Against 1,2,3 Insufficient justification for related party transaction

1144754 MYL5211OO007 Sunway Berhad Emerging Markets Malaysia 14/06/2017 Annual All For

1143309 MYL5222OO004 Felda Global

Ventures Holdings

Berhad

Emerging Markets Malaysia 25/05/2017 Annual Against 3 Concerns related to attendance at board or

committee meetings

1144609 MYL5225OO007 IHH Healthcare

Berhad

Emerging Markets Malaysia 22/05/2017 Annual Against 2

12,13,14


committee meetings


1144743 MYL5230OO007 Tune Protect Group

Berhad

Emerging Markets Malaysia 22/05/2017 Annual Against 8 Apparent failure to link pay and appropriate

performance

1116947 MYL5235SS008 KLCC Property

Holdings BHD


1131727 MYL5246OO003 Westports Holdings

Berhad


1144779 MYL5250OO005 7-Eleven Malaysia

Holdings Berhad


1144664 MYL5255OO004 Icon Offshore

Berhad


1143075 MYL5258OO008 BIMB Holdings

Berhad


1144955 MYL5263OO008 Sunway

Construction Group

Bhd


1144827 MYL5401OO004 Tropicana

Corporation Berhad


1125108 MYL5681OO001 PETRONAS

Dagangan Berhad


1144851 MYL5703OO003 Muhibbah

Engineering (M) Bhd


1157441 MYL5703OO003 Muhibbah

Engineering (M) Bhd

Emerging Markets Malaysia 22/06/2017 Special Against 1,2,3,4,5,6,7 Issue of equity raises concerns about excessive

dilution of existing shareholdersApparent failure to

link pay and appropriate performance

1127638 MYL6012OO008 Maxis Berhad Emerging Markets Malaysia 26/04/2017 Annual All For


1124515 MYL6033OO004 Petronas Gas

Berhad


1152296 MYL6181OO001 Malton Berhad Emerging Markets Malaysia 07/06/2017 Special All For

1150914 MYL6399OO009 Astro Malaysia

Holdings Berhad


1144042 MYL6556OO004 Ann Joo Resources

Berhad


1143826 MYL6888OO001 Axiata Group

Berhad


1135377 MYL6947OO005 DiGi.Com Berhad Emerging Markets Malaysia 09/05/2017 Annual All For

1122978 MYL7081OO002 Pharmaniaga

Berhad


1141198 MYL7153OO009 Kossan Rubber

Industries Bhd


1144857 MYL8583OO006 Mah Sing Group

Berhad

Emerging Markets Malaysia 15/06/2017 Annual Against 4,7,8,9,10 Concerns related to succession planning

1129550 NGFCMB000005 FCMB Group Plc Emerging Markets Nigeria 28/04/2017 Annual Against 6 Insufficient/poor disclosure

1124001 NGGUARANTY06 Guaranty Trust

Bank Plc

Emerging Markets Nigeria 07/04/2017 Annual Against 5 Insufficient/poor disclosure

1122055 NGGUARANTY06 Guaranty Trust

Bank Plc

Emerging Markets Nigeria 07/04/2017 Annual Against 5 Insufficient/poor disclosure

1115008 NGNB00000005 Nigerian Breweries

Plc

Emerging Markets Nigeria 03/05/2017 Annual Against 5 Insufficient disclosure

1118531 NGNESTLE0006 Nestle Nigeria Plc Emerging Markets Nigeria 23/05/2017 Annual Against 3,5,7 Insufficient/poor disclosure

1097529 NL0000008977 Heineken Holding

NV

Europe Netherland

s

20/04/2017 Annual Against 8.b

8.a



1108432 NL0000009082 Koninklijke KPN NV Europe Netherland

s


1108218 NL0000009132 Akzo Nobel NV Europe Netherland

s


1097407 NL0000009165 Heineken NV Europe Netherland

s


1112877 NL0000009355 Unilever NV Europe Netherland

s


1128952 NL0000009355 Unilever NV Europe Netherland

s


1100083 NL0000009538 Koninklijke Philips

NV

Europe Netherland

s

11/05/2017 Annual All For 3a,3b

1099750 NL0000009827 Koninklijke DSM NV Europe Netherland

s


1122379 NL0000200384 Core Laboratories

N.V.

Europe Netherland

s


2


performance



1122379 NL0000200384 Core Laboratories

N.V.

Europe Netherland

s


2

1a


performance



1148461 NL0000226223 STMicroelectronics

NV

Europe Netherland

s


15




1144715 NL0000226223 STMicroelectronics

NV

Europe Netherland

s


15




1111556 NL0000235190 Airbus SE Europe Netherland

s


1100067 NL0000288918 Vastned Retail NV Europe Netherland

s


1100071 NL0000289213 Wereldhave NV Europe Netherland

s


1099754 NL0000302636 Van Lanschot NV Europe Netherland

s


1135554 NL0000303709 Aegon NV Europe Netherland

s


1103393 NL0000303709 Aegon NV Europe Netherland

s


1108680 NL0000334118 ASM International

NV

Europe Netherland

s


1112241 NL0000335578 BinckBank NV Europe Netherland

s


1100062 NL0000337319 Koninklijke Bam

Groep NV

Europe Netherland

s


1116523 NL0000339760 BE Semiconductor

Industries NV

Europe Netherland

s


1100078 NL0000352565 Fugro NV Europe Netherland

s


1078627 NL0000360618 SBM Offshore NV Europe Netherland

s


1100064 NL0000362648 KAS Bank NV Europe Netherland

s



1108438 NL0000387058 TOMTOM NV Europe Netherland

s


performance

1108433 NL0000395317 Wessanen NV Europe Netherland

s


1100068 NL0000395903 Wolters Kluwer NV Europe Netherland

s


1124182 NL0000400653 Gemalto Europe Netherland

s


1100075 NL0000440584 Ordina NV Europe Netherland

s


1126127 NL0000687663 AerCap Holdings NV Europe Netherland

s


1099752 NL0000852523 TKH Group NV Europe Netherland

s


1108431 NL0000852531 Kendrion NV Europe Netherland

s


1100058 NL0000852564 Aalberts Industries Europe Netherland

s


1100081 NL0000852580 Koninklijke Boskalis

Westminster NV

Europe Netherland

s


1108659 NL0000888691 AMG Advanced

Metallurgical

Group NV

Europe Netherland

s


1114926 NL0006144495 RELX NV Europe Netherland

s


1114041 NL0006237562 ARCADIS NV Europe Netherland

s


1136047 NL0006294274 Euronext NV Europe Netherland

s


1111859 NL0009324904 Sensata

Technologies

Holding N.V.

Europe Netherland

s


1114676 NL0009432491 Koninklijke Vopak

NV

Europe Netherland

s


1129308 NL0009434992 LyondellBasell

Industries N.V.

Europe Netherland

s


1148335 NL0009538784 NXP

Semiconductors NV

Europe Netherland

s


1123453 NL0009604859 Fortuna

entertainment

Group NV

Europe Netherland

s

26/04/2017 Special Against 3 Insufficient justification for related party transaction


1145885 NL0009604859 Fortuna

entertainment

Group NV

Europe Netherland

s



1157433 NL0009693779 InterXion Holding

NV

Europe Netherland

s

30/06/2017 Annual Against 5.a Apparent failure to link pay & appropriate

performance

1100060 NL0009739416 PostNL NV Europe Netherland

s


1108441 NL0009767532 Accell Group Europe Netherland

s


1149866 NL0009805522 Yandex NV Europe Netherland

s

25/05/2017 Annual Against 8,9,10 Issue of equity raises concerns about excessive


1108444 NL0010273215 ASML Holding NV Europe Netherland

s


1116016 NL0010273215 ASML Holding NV Europe Netherland

s


1123038 NL0010315453 Fyber N.V. Europe Netherland

s

11/04/2017 Special Against 4.c

4.b


performance


performance

1147825 NL0010489522 Constellium NV Europe Netherland

s


1118133 NL0010545661 CNH Industrial N.V. Europe Netherland

s

14/04/2017 Annual Against 3.a Executive Chairman Overboarded/Too many other

time commitments

1147291 NL0010558797 OCI NV Europe Netherland

s


1100085 NL0010583399 Corbion NV Europe Netherland

s


1086977 NL0010773842 NN GROUP NV Europe Netherland

s


1100086 NL0010776944 Brunel

International NV

Europe Netherland

s


1108654 NL0010801007 IMCD NV Europe Netherland

s


1150593 NL0010831061 Mobileye N.V. Europe Netherland

s


1152706 NL0010872420 Affimed NV Europe Netherland

s

20/06/2017 Annual Against 11,12 Concerns to protect shareholder value

1111624 NL0010877643 Fiat Chrysler

Automobiles NV

Europe Netherland

s

14/04/2017 Annual Against 3.a Executive Chairman


1147087 NL0011031208 Mylan N.V. Europe Netherland

s


1B,1C,1D,1E,1F,1H,1I

1J


performance



1147087 NL0011031208 Mylan N.V. Europe Netherland

s


1B,1C,1D,1E,1F,1H,1I

1J

1A,1G


performance



Fund manager or client vote General governance

concerns

1108664 NL0011214010 Refresco Group NV Europe Netherland

s


1108682 NL0011279492 Flow Traders NV Europe Netherland

s


1144362 NL0011327523 Wright Medical

Group N.V.

Europe Netherland

s


performance

1152769 NL0011333752 Altice NV Europe Netherland

s

28/06/2017 Annual Against 8.a,8.b,8.c,8.d,8.e,8.f Apparent failure to link pay & appropriate

performance

1148903 NL0011540547 ABN AMRO Group

N.V.

Europe Netherland

s

16/05/2017 Annual Against 5.b Concerns about reducing shareholder rights

1108683 NL0011540547 ABN AMRO Group

N.V.

Europe Netherland

s


1111489 NL0011585146 Ferrari NV Europe Netherland

s


3.a

3.b,3.e

3.d


performance

Combined CEO/Chairman 2- Overboarded/Too



committees



1088055 NL0011794037 Koninklijke Ahold

Delhaize NV

Europe Netherland

s


1108660 NL0011821202 ING Groep NV Europe Netherland

s


1109956 NL0011821392 Philips Lighting NV Europe Netherland

s

09/05/2017 Annual All For 9.b

1108684 NL0011872643 ASR Nederland NV Europe Netherland

s


1128631 NL0011872650 Basic Fit NV Europe Netherland

s

16/05/2017 Annual Against 4.a Lack of independent representation at board

committees

1149547 NL0012047823 Avantium N.V. Europe Netherland

s


1142558 NL0012059018 Exor N.V. Europe Netherland

s


5

6b


performance

Combined CEO/Chair


1135331 NL0012169213 Qiagen NV Europe Netherland

s


1114927 NL0012365084 NSI NV Europe Netherland

s


1147823 NL0012365084 NSI NV Europe Netherland

s


1110877 NO0003028904 Schibsted ASA Europe Norway 12/05/2017 Annual Against 9b

7


performance


1110989 NO0003053605 Storebrand ASA Europe Norway 05/04/2017 Annual All For

1110577 NO0003054108 Marine Harvest ASA Europe Norway 01/06/2017 Annual Against 7

11b,11c

11a


performance



1110577 NO0003054108 Marine Harvest ASA Europe Norway 01/06/2017 Annual Against 11b,11c Concerns about overall board structure


1113117 NO0003055501 Nordic

Semiconductor ASA

Europe Norway 24/04/2017 Annual Against 10

8


performance


1110984 NO0003078800 TGS Nopec

Geophysical Co. ASA


14b


performance



1110999 NO0003096208 Leroy Seafood

Group Asa


8a,8b,8c,8d


performance

Lack of independence on boardInsufficient/poor

disclosure

1110839 NO0003733800 Orkla ASA Europe Norway 20/04/2017 Annual Against 3c

6g

6f




1111963 NO0003921009 DNO ASA Europe Norway 01/06/2017 Annual Against 6

5

12

10

11


performance


committeesInappropriate bundling of election of

directors on a single vote






1111970 NO0004822503 Atea ASA Europe Norway 27/04/2017 Annual Against 10.1,10.2,12 Apparent failure to link pay and appropriate

performance

1110580 NO0005052605 Norsk Hydro ASA Europe Norway 03/05/2017 Annual Against 6 Apparent failure to link pay and appropriate


1111980 NO0005668905 Tomra Systems ASA Europe Norway 27/04/2017 Annual Against 8 Insufficient/poor disclosure

1113108 NO0005806802 Veidekke ASA Europe Norway 10/05/2017 Annual All For

1110561 NO0010031479 DNB ASA Europe Norway 25/04/2017 Annual All For

1122962 NO0010040611 Opera Software ASA Europe Norway 04/04/2017 Special Against 5,6,7 Apparent failure to link pay and appropriate

performance

1113070 NO0010040611 Opera Software ASA Europe Norway 02/06/2017 Annual Against 11.1,13.2 Apparent failure to link pay and appropriate

performance

1110566 NO0010063308 Telenor ASA Europe Norway 10/05/2017 Annual Against 7b Apparent failure to link pay and appropriate

performance

1111004 NO0010073489 Austevoll Seafood

ASA


8d

Insufficient basis to support a decisionApparent



1111904 NO0010096985 Statoil ASA Europe Norway 11/05/2017 Annual All For

1111950 NO0010196140 Norwegian Air

Shuttle ASA

Europe Norway 09/05/2017 Annual Against 14,15

8

9




1110912 NO0010199151 Petroleum Geo-

Services ASA

Europe Norway 10/05/2017 Annual Against 10 Apparent failure to link pay & appropriate

performance

1110579 NO0010208051 Yara International

ASA

Europe Norway 11/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1113116 NO0010209331 Protector

Forsikring AS

Europe Norway 20/04/2017 Annual All For


1111911 NO0010234552 Aker ASA Europe Norway 21/04/2017 Annual Against 5a,5b

12,13,14

9





1134863 NO0010308240 Weifa ASA Europe Norway 30/05/2017 Annual Against 6,8

11


performance

Concerns about overall board

structureInappropriate bundling of election of

directors on a single vote

1110990 NO0010310956 SalMar ASA Europe Norway 06/06/2017 Annual Against 8,10

11b


performance


1124005 NO0010317811 Norwegian

Property ASA

Europe Norway 06/04/2017 Annual Against 5 Lack of independence on board

1107783 NO0010345853 Aker BP ASA Europe Norway 05/04/2017 Annual Against 5

9

11,12


performance



interests

1151057 NO0010365521 Grieg Seafood ASA Europe Norway 07/06/2017 Annual Against 11b

9b,9c


performance



1110881 NO0010582521 Gjensidige

Forsikring ASA


9a6,9a7

9a3




1113089 NO0010605371 Kvaerner ASA Europe Norway 20/04/2017 Annual Against 9

12,13,14

Lack of independence on boardInappropriate

bundling of election of directors on a single vote




1111979 NO0010631567 SpareBank 1 SR

Bank

Europe Norway 20/04/2017 Annual Against 9 Insufficient basis to support a decision

1113056 NO0010657448 Ocean Yield ASA Europe Norway 20/04/2017 Annual Against 7b

14,15,16

17,18,19,20






dilution of existing shareholdersAnti-takeover

measure not in investors interests

1111925 NO0010657505 Borregaard ASA Europe Norway 20/04/2017 Annual All For


1115034 NO0010715139 Scatec Solar ASA Europe Norway 24/04/2017 Annual Against 8b

9,11,12

10


performance




1112867 NO0010716863 XXL ASA Europe Norway 07/06/2017 Annual Against 4,10,11 Apparent failure to link pay and appropriate


1114975 NO0010735343 Europris ASA Europe Norway 23/05/2017 Annual Against 8b Apparent failure to link pay and appropriate

performance

1114140 NZNZRE0001S9 The New Zealand

Refining Company

Limited

Australia & New Zealand New

Zealand


1122737 NZSCLE0002S8 Scales Corporation

Limited


Zealand


1126018 NZSUME0001S0 Summerset Group

Holdings Ltd.


Zealand


1145292 NZZELE0001S1 Z Energy Limited Australia & New Zealand New

Zealand


1116044 PA1436583006 Carnival

Corporation

Emerging Markets Panama 05/04/2017 Annual Against 11,13,14 Apparent failure to link pay & appropriate

performance

1128237 PA5800371096 McDermott

International, Inc.

Emerging Markets Panama 05/05/2017 Annual All For

1125330 PAP169941328 Banco

Latinoamericano

de Comercio

Exterior, S.A.

Emerging Markets Panama 19/04/2017 Annual All For

1118746 PG0008579883 Oil Search Ltd. Emerging Markets Papua

New

Guinea

19/05/2017 Annual Against 7 SH: For shareholder resolution, against




1120024 PHY0001Z1040 Aboitiz Equity

Ventures Inc.

Emerging Markets Philippines 15/05/2017 Annual Against 6 Insufficient/poor disclosure


1120032 PHY0005M1090 Aboitiz Power

Corporation


1104016 PHY0486V1154 Ayala Corporation Emerging Markets Philippines 21/04/2017 Annual Against 5 Insufficient/poor disclosure

1102379 PHY0488F1004 Ayala Land, Inc. Emerging Markets Philippines 19/04/2017 Annual Against 5 Insufficient/poor disclosure

1108209 PHY077751022 BDO Unibank Inc. Emerging Markets Philippines 20/04/2017 Annual Against 10 Insufficient/poor disclosure

1105440 PHY0967S1694 Bank of The

Philippine Islands

Emerging Markets Philippines 20/04/2017 Annual Against 6

4.4,4.7,4.10

A Insufficient/poor disclosure


1126082 PHY1234G1032 CEBU Air Inc. Emerging Markets Philippines 19/05/2017 Annual Against 7

4.2,4.5,4.6,4.7

4.3




commitmentsLack of independence on board

1149221 PHY1249R1024 Century Pacific

Food, Inc.

Emerging Markets Philippines 30/06/2017 Annual All For

1133274 PHY1694P1067 Concepcion

Industrial

Corporation

Emerging Markets Philippines 07/06/2017 Annual Against 6.2,6.3,6.4,6.5,6.6 Lack of independence on board

1153124 PHY1765W1054 Cosco Capital, Inc. Emerging Markets Philippines 30/06/2017 Annual Against 11

15



1124359 PHY2088F1004 DMCI Holdings, Inc. Emerging Markets Philippines 16/05/2017 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7

5.1



1124359 PHY2088F1004 DMCI Holdings, Inc. Emerging Markets Philippines 16/05/2017 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7 Lack of independence on board

1118101 PHY2292T1026 Energy

Development

Corporation

Emerging Markets Philippines 08/05/2017 Annual Against 6.5

8


committee meetings



1109294 PHY249161019 Filinvest Land, Inc. Emerging Markets Philippines 21/04/2017 Annual Against 8.1,8.2,8.3,8.5,8.7

8.6




meetings

1121198 PHY2558N1203 First Philippine

Holdings

Corporation

Emerging Markets Philippines 29/05/2017 Annual Against 4e,4h

6

4m

4o


committee meetings




commitmentsConcerns related to succession

planning

1104410 PHY272571498 Globe Telecom, Inc. Emerging Markets Philippines 18/04/2017 Annual Against 3.2

5


committee meetings


1126094 PHY290451046 GT Capital

Holdings, Inc.


1115721 PHY411571011 International

Container Terminal

Services, Inc.


7.2,7.5,7.6,7.7



1142965 PHY444251177 JG Summit

Holdings, Inc.


6

3.1

3.2






1134198 PHY4466S1007 Jollibee Foods

Corporation


7.4,7.5,7.6

7.2

7.7







1124434 PHY5347P1085 Lopez Holdings

Corporation

Emerging Markets Philippines 08/06/2017 Annual Against 4.1,4.3

6

4.6

4.2


committee meetings




planning


1124434 PHY5347P1085 Lopez Holdings

Corporation

Emerging Markets Philippines 08/06/2017 Annual Against 4.1,4.3

6

4.6


committee meetings




planning

1102249 PHY569991086 Manila Water

Company, Inc.



1111054 PHY5764J1483 Manila Electric

Company (Meralco)


4.1,4.2,4.5,4.6,4.9

4.8

4.3,4.4

Concerns related to succession planningLack of






1136125 PHY594811127 Megaworld

Corporation

Emerging Markets Philippines 16/06/2017 Annual Against 8e,8f,8g Concerns related to succession planning

1110406 PHY6028G1361 Metropolitan Bank

& Trust Company


1118125 PHY603051020 Metro Pacific

Investments

Corporation

Emerging Markets Philippines 26/05/2017 Annual Against 5.8,5.15 Overboarded/Too many other time commitments

1112827 PHY6033N1001 Metro Retail Stores

Group, Inc.

Emerging Markets Philippines 05/05/2017 Annual Against 5.2,5.3,5.4,5.5 Lack of independence on board

1123740 PHY6350R1069 Nickel Asia

Corporation


5.3,5.6,5.7

5.4,5.5


committee meetings




1135151 PHY6955M1063 Philippine Seven

Corporation


1136344 PHY7072Q1032 PLDT Inc. Emerging Markets Philippines 13/06/2017 Annual Against 2.3

2.2,2.6



1120025 PHY7072Q1032 PLDT Inc. Emerging Markets Philippines 13/06/2017 Annual Against 2.3

2.2,2.6




1123083 PHY716171079 Puregold Price Club

Inc.


1151192 PHY7311H1463 Rizal Commercial

Banking

Corporation (RCBC)

Emerging Markets Philippines 26/06/2017 Annual Against 7f

6


committee meetings


1142532 PHY7318T1017 Robinsons Retail

Holdings, Inc.


3.4,3.5,3.6,3.7

3.1,3.2





1143699 PHY731961264 Robinsons Land

Corporation


3.1,3.2,3.8



1124756 PHY7510J1254 San Miguel Pure

Foods Company,

Inc.


1117667 PHY7571C1000 Security Bank

Corporation

Emerging Markets Philippines 25/04/2017 Annual Against 5.2,5.9 Concerns related to succession planning

1113883 PHY7628G1124 Semirara Mining

and Power Corp.

Emerging Markets Philippines 02/05/2017 Annual Against 7.2,7.3,7.4,7.5,7.6,7.7,7.8,7.

9

7.1



1113883 PHY7628G1124 Semirara Mining

and Power Corp.

Emerging Markets Philippines 02/05/2017 Annual Against 7.2,7.3,7.4,7.5,7.6,7.7,7.8,7.

9


1110256 PHY806761029 SM Investments

Corporation


1114867 PHY8076N1120 SM Prime Holdings,

Inc.


1127511 PHY9091H1069 Union Bank of the

Philippines

Emerging Markets Philippines 26/05/2017 Annual Against 3e

1.2,1.3,1.4,1.5,1.6,1.7,1.8,1.

9,1.10,1.11,1.12




1143659 PHY9297P1004 Universal Robina

Corporation


7

4.4,4.5,4.6,4.7

4.1,4.2





1139911 PHY9382G1068 Vista Land &

Lifescapes, Inc.

Emerging Markets Philippines 15/06/2017 Annual Against 3.1,3.3,3.4,3.5 Lack of independence on board

1115485 PK0025101012 Nestle Pakistan Ltd Emerging Markets Pakistan 18/04/2017 Annual Against 4 Insufficient/poor disclosure

1148043 PK0065001015 The Hub Power

Company Ltd

Emerging Markets Pakistan 25/05/2017 Special All For

1140177 PK0078001010 National Bank of

Pakistan

Emerging Markets Pakistan 15/05/2017 Special Against 2,6 Insufficient/poor disclosure

1147151 PK0085101019 Habib Bank Ltd. Emerging Markets Pakistan 24/05/2017 Special Against 1 Insufficient/poor disclosure

1128025 PLALIOR00045 Alior Bank S.A. Emerging Markets Poland 21/04/2017 Special Against 6 Concerns to protect shareholder value

1156500 PLALIOR00045 Alior Bank S.A. Emerging Markets Poland 29/06/2017 Annual All For

1153917 PLBH00000012 Bank Handlowy w

Warszawie SA

Emerging Markets Poland 22/06/2017 Annual Against 5.8 Insufficient/poor disclosure

1141990 PLBRSZW00011 Boryszew S.A. Emerging Markets Poland 18/05/2017 Annual Against 13 Insufficient/poor disclosure

1136320 PLBUDMX00013 Budimex SA Emerging Markets Poland 11/05/2017 Annual All For

1140723 PLBZ00000044 Bank Zachodni WBK

SA

Emerging Markets Poland 17/05/2017 Annual Against 17

16

12

13,14





1150130 PLCCC0000016 CCC SA Emerging Markets Poland 08/06/2017 Annual Against 14.1,14.2,14.3,14.4,14.5,15 Insufficient/poor disclosure

1155579 PLCFRPT00013 Cyfrowy Polsat SA Emerging Markets Poland 27/06/2017 Annual All For

1154506 PLCIECH00018 CIECH SA Emerging Markets Poland 22/06/2017 Annual Against 16.1

19

17




1134642 PLDWORY00019 Synthos SA Emerging Markets Poland 08/05/2017 Annual Against 5.5.1,5.5.4,5.6.1,5.6.2,5.6.3,

5.6.4,5.6.5,5.7


1155010 PLENEA000013 ENEA S.A. Emerging Markets Poland 26/06/2017 Annual Against 13 Concerns to protect shareholder value


1155109 PLENERG00022 Energa SA Emerging Markets Poland 26/06/2017 Annual Against 15.2,15.3,15.4,15.5,15.6,15.

7

13.2,15.1,16.2,16.4,16.5,16.

6,16.7,16.8

13.1



1131009 PLEURCH00011 Eurocash SA Emerging Markets Poland 25/04/2017 Annual All For

1153254 PLGRBRN00012 Alchemia S.A. Emerging Markets Poland 21/06/2017 Annual Against 15

14.1,14.2




1145861 PLIMPXM00019 Impexmetal SA Emerging Markets Poland 25/05/2017 Annual Against 13 Insufficient/poor disclosure

1151090 PLINTCS00010 Inter Cars SA Emerging Markets Poland 12/06/2017 Annual All For

1154029 PLJSW0000015 Jastrzebska Spolka

Weglowa SA

Emerging Markets Poland 23/06/2017 Annual All For

1151114 PLKGHM000017 KGHM Polska

Miedz S.A.

Emerging Markets Poland 21/06/2017 Annual Against 12.2,12.3,12.4,12.5,12.6

11.1l

11.1e,11.1h

11.1b,12.1,13.2,13.3,13.4,13

.5,13.6,13.7,13.8




1140299 PLKRK0000010 KRUK S.A. Emerging Markets Poland 15/05/2017 Annual All For

1152014 PLLOTOS00025 Grupa LOTOS SA Emerging Markets Poland 14/06/2017 Annual Against 17.1,17.2 Insufficient/poor disclosure

1153448 PLLPP0000011 LPP S.A. Emerging Markets Poland 19/06/2017 Annual Against 14 Apparent failure to link pay & appropriate


1155422 PLLWBGD00016 LW Bogdanka SA Emerging Markets Poland 26/06/2017 Annual Against 13 Insufficient/poor disclosure

1136744 PLMEDCS00015 Pelion SA Emerging Markets Poland 08/05/2017 Special Against 5 Concerns to protect shareholder value

1128588 PLPEKAO00016 Bank Polska Kasa

Opieki S.A.


1150383 PLPEKAO00016 Bank Polska Kasa

Opieki S.A.

Emerging Markets Poland 08/06/2017 Special Against 6,7

9


1155560 PLPGER000010 PGE Polska Grupa

Energetyczna SA


12.2,12.3,12.4,12.5,12.6,12.

7,12.8,14.1,14.2,14.3,14.4,1

4.5,14.6,14.7,14.8






1156492 PLPGNIG00014 Polskie Gornictwo

Naftowe i

Gazownictwo S.A.

(PGNiG)

Emerging Markets Poland 28/06/2017 Annual Against 11.1,11.2 Insufficient/poor disclosure

1151338 PLPKN0000018 Polski Koncern

Naftowy Orlen SA


1153928 PLPKO0000016 Powszechna Kasa

Oszczednosci Bank

Polski SA

Emerging Markets Poland 22/06/2017 Annual Against 10 Insufficient/poor disclosure

1123735 PLPZU0000011 Powszechny Zaklad

Ubezpieczen SA

Emerging Markets Poland 12/04/2017 Special All For

1156171 PLPZU0000011 Powszechny Zaklad

Ubezpieczen SA


1130360 PLSOFTB00016 Asseco Poland S.A. Emerging Markets Poland 25/04/2017 Annual Against 16 Insufficient/poor disclosure

1153246 PLSTLPD00017 Stalprodukt SA Emerging Markets Poland 19/06/2017 Annual All For

1144628 PLTAURN00011 Tauron Polska

Energia SA

Emerging Markets Poland 29/05/2017 Annual Against 19.3,19.4,19.5,19.6,19.7,19.

8,19.9,19.10

20.1,20.2,20.3,20.4,20.5,20.

6,20.7

17


The name of the nominee has not been provided

1124622 PLTLKPL00017 Orange Polska S.A. Emerging Markets Poland 19/04/2017 Annual Against 8.1,8.3,8.4 Lack of independence on board

1134630 PLTRFRM00018 NEUCA SA Emerging Markets Poland 27/04/2017 Annual Against 14,15 Insufficient/poor disclosure

1153245 PLTRKPL00014 Trakcja PRKiI SA Emerging Markets Poland 27/06/2017 Annual Against 7.1 Insufficient basis to support a decision

1156514 PLZATRM00012 Grupa Azoty S.A. Emerging Markets Poland 30/06/2017 Annual Against 15

1139470 PR30040P1032 Evertec, Inc. North America USA 25/05/2017 Annual All For

1139474 PR3186727065 First BanCorp. North America USA 25/05/2017 Annual Against 2

1G


performance


committees

1124255 PR67103X1020 OFG Bancorp North America USA 26/04/2017 Annual Against 1.1 Concerns related to approach to board diversity

1121480 PR7331747001 Popular, Inc. Emerging Markets Puerto Rico 26/04/2017 Annual All For

1124386 PR8967491088 Triple-S

Management

Corporation

North America USA 28/04/2017 Annual Against 1a Concerns to protect shareholder value


1132827 PTALT0AE0002 ALTRI SGPS SA Europe Portugal 26/04/2017 Annual Against 4 Lack of independence on boardCombined

CEO/Chairman

1108595 PTBCP0AM0015 Banco Comercial

Portugues S.A.

Europe Portugal 10/05/2017 Annual Against 5 Concerns about overall board structure

1115496 PTCOR0AE0006 Corticeira Amorim

S.A.

Europe Portugal 07/04/2017 Annual Against 6 Lack of independence on board

1103046 PTCTT0AM0001 CTT-Correios de

Portugal S.A.

Europe Portugal 20/04/2017 Annual All For

1107279 PTEDP0AM0009 EDP-Energias de

Portugal S.A

Europe Portugal 19/04/2017 Annual Against 6 Apparent failure to link pay & appropriate

performance

1105978 PTGAL0AM0009 Galp Energia, SGPS

S.A.

Europe Portugal 12/05/2017 Annual Against 8

2



1105357 PTJMT0AE0001 Jeronimo Martins

SGPS S.A


1145015 PTPTI0AM0006 The Navigator

Company SA


performance

1140531 PTREL0AM0008 REN - Redes

Energeticas

Nacionais, SGPS,

S.A.


1145723 PTSEM0AM0004 Semapa -

Sociedade de

Investimento e

Gestao S.A.



value

1128969 PTSNC0AM0006 Sonaecom SGPS S.A. Europe Portugal 28/04/2017 Annual All For

1130071 PTSON0AM0001 Sonae SGPS SA Europe Portugal 28/04/2017 Annual All For

1128707 PTZON0AM0006 Nos SGPS SA Europe Portugal 27/04/2017 Annual Against 7 Lack of independence on board

1128037 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 25/04/2017 Annual Against 4

6


performance


1146619 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 15/06/2017 Special Against 11

1110527 ROTLVAACNOR1 Banca Transilvania

Cluj S.A.

Emerging Markets Romania 26/04/2017 Annual Against 5,6 Insufficient/poor disclosure


1126819 ROTLVAACNOR1 Banca Transilvania

Cluj S.A.

Emerging Markets Romania 26/04/2017 Special Against 2 Insufficient basis to support a decision

1119698 RU0006914488 Sollers PJSC Emerging Markets Russia 29/06/2017 Annual Against 3.1,3.4,3.5,3.6,3.7,3.8,3.9,3.

10

5.1,5.2,5.4



1143147 RU0007252813 Alrosa PJSC Emerging Markets Russia 30/06/2017 Annual Against 7.1,7.2,7.3,7.4,7.5,7.7,7.8,7.

9,7.10,7.11,7.12,7.13,7.14,7.

15,7.16,7.17,7.18,7.20,7.21

6

5




1135243 RU0007288411 MMC Norilsk Nickel

PJSC

Emerging Markets Russia 09/06/2017 Annual Against 9

5.1,5.2,5.3,5.4,5.5,5.6,5.7,5.

10,5.11

13



value



1135023 RU0007288411 MMC Norilsk Nickel

PJSC

Emerging Markets Russia 09/06/2017 Annual Against 5.1,5.2,5.3,5.4,5.5,5.6,5.7,5.

10,5.11

9

13



value


1114438 RU0007661625 Gazprom PJSC Emerging Markets Russia 30/06/2017 Annual Against No Action Taken 14.1,14.2,14.3,14.4,14.5,14.

6,14.7,14.8,14.9,14.10,14.11

6

15.1,15.4,15.6,15.9,15.10,15

.12,15.13



1114438 RU0007661625 Gazprom PJSC Emerging Markets Russia 30/06/2017 Annual Abstain Against 15.1,15.4,15.6,15.9,15.10,15

.12,15.13

14.1,14.2,14.3,14.4,14.5,14.

6,14.7,14.8,14.9,14.10,14.11

6




1112212 RU0007661625 Gazprom PJSC Emerging Markets Russia 30/06/2017 Annual Abstain Against No Action Taken 15.12,15.13

14.1,14.2,14.3,14.4,14.5,14.

6,14.7,14.8,14.9,14.10,14.11

6

15.1,15.4,15.6,15.9,15.10


committees




committees

1091398 RU0007775219 Mobile Telesystems

PJSC

Emerging Markets Russia 29/06/2017 Annual Against 3.1,3.2,3.3,3.4,3.6,3.7

6



1150748 RU0007775219 Mobile Telesystems

PJSC

Emerging Markets Russia 29/06/2017 Annual Against 3.1,3.2,3.3,3.4,3.6,3.7

6



1141328 RU0008926258 Surgutneftegaz Emerging Markets Russia 29/06/2017 Annual Against 7.1,7.2,7.3,7.4,7.5,7.6,7.7,7.

8,7.9

5



1140640 RU0008926258 Surgutneftegaz Emerging Markets Russia 29/06/2017 Annual Against 7.1,7.2,7.3,7.4,7.5,7.6,7.7,7.

8,7.9

5




1150970 RU0008943394 Rostelecom PJSC Emerging Markets Russia 19/06/2017 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7,5.8,5.

9,5.10,5.12

14

10




1148938 RU0009024277 LUKOIL PJSC Emerging Markets Russia 21/06/2017 Annual Against 2.1,2.2,2.4,2.5,2.6,2.8,2.9,2.

11,2.12


1143883 RU0009024277 LUKOIL PJSC Emerging Markets Russia 21/06/2017 Annual Against 2.1,2.2,2.4,2.5,2.6,2.8,2.9,2.

11,2.12


1153084 RU0009028674 Acron PJSC Emerging Markets Russia 22/06/2017 Annual Against 4.2,4.3,4.4,4.5,4.7,4.8 Concerns about overall board structure

1145986 RU0009029540 Sberbank of Russia

PJSC

Emerging Markets Russia 26/05/2017 Annual Against 5.5,5.6,5.7,5.8,5.9,5.11,5.12,

5.14

5.4


Vote against combined Chair/CEOConcerns about


1118103 RU0009033591 Tatneft PJSC Emerging Markets Russia 23/06/2017 Annual Against 4.1,4.3,4.4,4.5,4.6,4.7,4.8,4.

9,4.10,4.11,4.12,4.13

7



1115573 RU0009033591 Tatneft PJSC Emerging Markets Russia 23/06/2017 Annual Against 4.1,4.3,4.4,4.5,4.6,4.7,4.8,4.

9,4.10,4.11,4.12,4.13

7



1119626 RU0009046452 Novolipetsk Steel Emerging Markets Russia 02/06/2017 Annual Against 5.1,5.4,5.5,5.6 Concerns about overall board structure

1148482 RU0009046452 Novolipetsk Steel Emerging Markets Russia 02/06/2017 Annual Against 5.1,5.4,5.5,5.6 Concerns about overall board structure

1151457 RU0009046510 Severstal PJSC Emerging Markets Russia 09/06/2017 Annual Against 1.1,1.2,1.3,1.4,1.5

7



1111801 RU0009046510 Severstal PJSC Emerging Markets Russia 09/06/2017 Annual Against 1.1,1.2,1.3,1.4,1.5

7




1130078 RU0009062285 Aeroflot PJSC Emerging Markets Russia 26/06/2017 Annual Against 9.1,9.2,9.4,9.6,9.7,9.8,9.9,9.

10,9.11,9.12,9.13,9.14

12,13



1143867 RU0009062467 Gazprom Neft PJSC Emerging Markets Russia 09/06/2017 Annual Against 9

6.1,6.2,6.3,6.4,6.5,6.6,6.7,6.

8,6.9,6.11,6.12,6.13




1123724 RU0009084396 Magnitogorsk Iron

& Steel Works


3.1,3.3,3.4,3.7,3.8,3.9,3.10


performance


1113901 RU0009084396 Magnitogorsk Iron

& Steel Works


3.1,3.3,3.4,3.7,3.8,3.9,3.10


performance


1111939 RU0009100945 Bank Saint-

Petersburg PJSC


10

1147191 RU000A0B6NK6 TMK PAO Emerging Markets Russia 08/06/2017 Annual Against 2.2,2.5,2.6,2.8,2.9,2.10,2.11,

2.12

5,6,7,8



1148070 RU000A0B6NK6 TMK PAO Emerging Markets Russia 08/06/2017 Annual Against 2.2,2.5,2.6,2.8,2.9,2.10,2.11,

2.12

5,6,7,8



1124201 RU000A0DKVS5 Novatek PJSC Emerging Markets Russia 21/04/2017 Annual Against 2.1,2.2,2.3,2.5,2.6 Lack of independence on board

1143654 RU000A0DKXV5 Mechel PAO Emerging Markets Russia 17/05/2017 Special Against 1.1,1.2 Insufficient/poor disclosure

1157563 RU000A0DKXV5 Mechel PAO Emerging Markets Russia 30/06/2017 Annual Against 2.1,2.2,2.3,2.7,2.8

5

6




1157580 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 24/06/2017 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7,5.9,5.

10


1132735 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 24/06/2017 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7,5.9,5.

10

1129710 RU000A0F5UN3 Enel Russia PJSC Emerging Markets Russia 15/06/2017 Annual Against 4.1,4.2,4.3,4.4,4.5,4.6,4.7,4.

8,4.9,4.10,4.11,4.12,4.13,4.1

4


1153169 RU000A0HL5M1 Synergy, Co PJSC Emerging Markets Russia 26/06/2017 Annual Against No Action Taken 4.1,4.2,4.4,4.5,4.6,4.7,4.8,4.

9

5.3



1152873 RU000A0J2Q06 Rosneft Oil

Company OJSC

Emerging Markets Russia 22/06/2017 Annual Against 5 Apparent failure to link pay & appropriate


value

1149787 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/06/2017 Annual Against 4.3,4.4,4.5,4.6,4.7

1147398 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/06/2017 Annual Against 4.3,4.4,4.5,4.6,4.7

1112792 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 26/04/2017 Annual Against 8.1,8.4,8.5,8.8,8.9,8.10,8.11 Concerns about overall board structure

1130454 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 26/04/2017 Annual Against 8.1,8.4,8.5,8.8,8.9,8.10,8.11 Concerns about overall board structure

1150377 RU000A0JPFP0 LSR Group PJSC Emerging Markets Russia 09/06/2017 Annual Against 5.1,5.2,5.4,5.7,5.8,5.9,8 Concerns about overall board structure

1153176 RU000A0JPKH7 RusHydro PJSC Emerging Markets Russia 26/06/2017 Annual Against 7.1,7.2,7.3,7.4,7.6,7.7,7.9,7.

10,7.11,7.12,7.13


1156164 RU000A0JPKH7 RusHydro PJSC Emerging Markets Russia 26/06/2017 Annual Against 7.1,7.2,7.3,7.4,7.6,7.7,7.9,7.

10,7.11,7.12,7.13


1135513 RU000A0JPNM1 Inter RAO UES PJSC Emerging Markets Russia 09/06/2017 Annual Against 6.1,6.3,6.4,6.5,6.6,6.7,6.8,6.

12,6.13

10

Concerns about overall board structure


1151888 RU000A0JPVJ0 Rosseti PJSC Emerging Markets Russia 30/06/2017 Annual Against 7.1,7.2,7.3,7.7,7.8,7.9,7.10,7

.11,7.12,7.13,7.14,7.15

6

5




1119207 RU000A0JR4A1 Moscow Exchange

MICEX-RTS PJSC


9,4.10,4.11,4.12


1150394 RU000A0JRKT8 PhosAgro PJSC Emerging Markets Russia 30/05/2017 Annual Against 4.1,4.2,4.3,4.4,4.5,4.6,4.8,4.

10,4.12,4.13


1155112 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 30/06/2017 Annual Against 4.1,4.2,4.3,4.4,4.5,4.7,4.8,4.

9,4.10,4.11,4.12,4.13,4.14


1128786 RU000A0JVW89 Europlan PJSC Emerging Markets Russia 25/04/2017 Special Against 1 Insufficient/poor disclosure

1151933 RU000A0JVW89 Europlan PJSC Emerging Markets Russia 26/06/2017 Annual Against 3.1,3.3,3.4,3.5,3.8,3.9 Concerns about overall board structure

1152576 SE0000101362 B&B Tools AB Europe Sweden 14/06/2017 Special All For

1152579 SE0000101362 B&B Tools AB Europe Sweden 21/06/2017 Special All For

1110841 SE0000103699 Hexagon AB Europe Sweden 02/05/2017 Annual Against 12 Lack of independence on board

1113066 SE0000105199 Haldex AB Europe Sweden 04/05/2017 Annual Against 13 Apparent failure to link pay and appropriate

performance

1137098 SE0000106205 Peab AB Europe Sweden 10/05/2017 Annual Against 19

14


performance


1110583 SE0000106270 H & M Hennes &

Mauritz

Europe Sweden 10/05/2017 Annual All For

1110578 SE0000107419 Investor AB Europe Sweden 03/05/2017 Annual Against 17b Apparent failure to link pay & appropriate

performance

1109693 SE0000108847 LE

Lundbergfoeretagen

AB

Europe Sweden 05/04/2017 Annual Against 12 Concerns about overall board structure

1113064 SE0000109811 Nolato AB Europe Sweden 26/04/2017 Annual All For

1112868 SE0000111940 Ratos AB Europe Sweden 06/04/2017 Annual Against 20 Issue of equity raises concerns about excessive


1152039 SE0000111940 Ratos AB Europe Sweden 14/06/2017 Special All For

1110986 SE0000112385 SaaB AB Europe Sweden 05/04/2017 Annual Against 13a

13b,13c,14c





1109709 SE0000112724 Svenska Cellulosa

AB (SCA)

Europe Sweden 05/04/2017 Annual Against 16 Insufficient/poor disclosureApparent failure to link


1141615 SE0000112724 Svenska Cellulosa

AB (SCA)

Europe Sweden 17/05/2017 Special All For

1109891 SE0000113250 Skanska AB Europe Sweden 04/04/2017 Annual Against 14j

16

14b,14d,14e,14h




1110991 SE0000114837 Trelleborg AB Europe Sweden 27/04/2017 Annual Against 14 Apparent failure to link pay and appropriate

performance

1109541 SE0000115446 Volvo AB Europe Sweden 04/04/2017 Annual Against 13 Apparent failure to link pay & appropriate

performance

1109969 SE0000117970 NCC AB Europe Sweden 05/04/2017 Annual All For

1110840 SE0000163594 Securitas AB Europe Sweden 03/05/2017 Annual Against 12 Lack of independence on board

1110494 SE0000171100 SSAB AB Europe Sweden 06/04/2017 Annual Against 13

10


performance


1110862 SE0000190126 Industrivarden AB Europe Sweden 09/05/2017 Annual All For

1109710 SE0000195570 Gunnebo AB Europe Sweden 05/04/2017 Annual Against 16a,16b Insufficient/poor disclosure

1113045 SE0000195810 Bure Equity AB Europe Sweden 03/05/2017 Annual Against 16 Apparent failure to link pay and appropriate

performance

1110588 SE0000310336 Swedish Match AB Europe Sweden 04/05/2017 Annual All For

1111917 SE0000375115 Mycronic AB Europe Sweden 04/05/2017 Annual Against 12

15



1112390 SE0000379497 Semcon AB Europe Sweden 26/04/2017 Annual Against 20c Apparent failure to link pay and appropriate

performance


1111003 SE0000412371 Modern Times

Group MTG AB


1113129 SE0000426546 New Wave Group

AB


1110992 SE0000455057 Fastighets AB Balder Europe Sweden 11/05/2017 Annual All For

1113071 SE0000470395 BioGaia AB Europe Sweden 03/05/2017 Annual All For

1112356 SE0000489098 Sweco AB Europe Sweden 27/04/2017 Annual All For

1110495 SE0000549412 Kungsleden AB Europe Sweden 25/04/2017 Annual Against 17 Apparent failure to link pay and appropriate

performance

1109929 SE0000652216 ICA Gruppen AB Europe Sweden 07/04/2017 Annual Against 19

16



1110590 SE0000667891 Sandvik AB Europe Sweden 27/04/2017 Annual Against 18 Insufficient/poor disclosure

1110564 SE0000667925 Telia Company AB Europe Sweden 05/04/2017 Annual Against 20a,20b Insufficient/poor disclosure

1111742 SE0000683484 CellaVision AB Europe Sweden 05/05/2017 Annual Against 18 Apparent failure to link pay and appropriate


1110339 SE0000695876 Alfa Laval AB Europe Sweden 26/04/2017 Annual Against 15

14


performance


1111922 SE0000806994 JM AB Europe Sweden 27/04/2017 Annual Against 15 Apparent failure to link pay and appropriate

performance

1111962 SE0000816043 Vitrolife AB Europe Sweden 27/04/2017 Annual Against 17 Insufficient/poor disclosure

1110885 SE0000825820 Lundin Petroleum

AB

Europe Sweden 04/05/2017 Annual Against 18 Apparent failure to link pay and appropriate

performance

1110987 SE0000862997 BillerudKorsnas AB Europe Sweden 10/05/2017 Annual All For

1110452 SE0000869646 Boliden AB Europe Sweden 25/04/2017 Annual Against 16 Lack of independence on board


1111947 SE0000872095 Swedish Orphan

Biovitrum AB

Europe Sweden 04/05/2017 Annual Against 16

17a,17b,17c

18


performance





1110530 SE0000936478 Intrum Justitia AB Europe Sweden 29/06/2017 Annual Against 17

13


performance


1109928 SE0000949331 Nobia AB Europe Sweden 06/04/2017 Annual Against 17b1,17b2

17a


Insufficient/poor disclosure Performance conditions

are not disclosed and we remain disappointed that

EPS remains the sole metric used

1130848 SE0001174970 Millicom

International

Cellular S.A.

Europe Luxembour

g


1113040 SE0001413600 Wihlborgs

Fastigheter AB


1111977 SE0001493776 AAK AB Europe Sweden 17/05/2017 Annual Against 12 Concerns about overall board structure

1111961 SE0001515552 Indutrade AB Europe Sweden 26/04/2017 Annual Against 14 Lack of independence on board

1113068 SE0001629288 AB Sagax Europe Sweden 04/05/2017 Annual All For

1119158 SE0001634262 Dios Fastigheter AB Europe Sweden 26/04/2017 Annual Against 12 Concerns about overall board structure

1110132 SE0001662230 Husqvarna AB Europe Sweden 04/04/2017 Annual Against 13,14a,14b

11a,11c,11e,11f,11i




1113057 SE0001852419 Lindab

International AB


1112515 SE0001857533 Rezidor Hotel

Group AB

Europe Sweden 28/04/2017 Annual Against 16a

13


performance


1110522 SE0002110064 Mekonomen AB Europe Sweden 25/04/2017 Annual Against 18 Insufficient/poor disclosure

1109564 SE0002626861 Cloetta AB Europe Sweden 04/04/2017 Annual Against 20 Insufficient/poor disclosure

1113760 SE0002683557 Loomis AB Europe Sweden 04/05/2017 Annual Against 12 Lack of independence on board

1113087 SE0003303627 Byggmax Group AB Europe Sweden 10/05/2017 Annual All For

1110855 SE0005190238 Tele2 AB Europe Sweden 09/05/2017 Annual All For

1113069 SE0005757267 Recipharm AB Europe Sweden 10/05/2017 Annual Against 17b,17c

16,17a


performance


performance

1121669 SE0005936713 Akelius Residential

AB


1149453 SE0005999778 Com Hem Holding

AB

Europe Sweden 13/06/2017 Special All For

1112391 SE0005999836 AF AB Europe Sweden 25/04/2017 Annual All For

1111007 SE0006288015 Granges AB Europe Sweden 04/05/2017 Annual All For 13

1113082 SE0006370730 Lifco AB Europe Sweden 04/05/2017 Annual All For

1111731 SE0006422390 Thule Group AB Europe Sweden 26/04/2017 Annual Against 14 Concerns related to Non-audit fees

1111002 SE0006593901 Klovern AB Europe Sweden 26/04/2017 Annual Against 12 Lack of independence on board

1113107 SE0006826046 Evolution Gaming

Group AB


1110565 SE0006886750 Atlas Copco AB Europe Sweden 26/04/2017 Annual Against 12b

10b

10


performance




1113098 SE0006965216 Nordax Group AB Europe Sweden 27/04/2017 Annual Against 17b2 Apparent failure to link pay and appropriate

performance

1110996 SE0007074281 Hexpol AB Europe Sweden 28/04/2017 Annual Against 12 Concerns about overall board structure

1113062 SE0007074844 Wallenstam AB Europe Sweden 26/04/2017 Annual Against 14 Lack of independence on board

1110576 SE0007100581 Assa Abloy AB Europe Sweden 26/04/2017 Annual Against 16 Apparent failure to link pay & appropriate


1110576 SE0007100581 Assa Abloy AB Europe Sweden 26/04/2017 Annual Against 12

16



1110531 SE0007126115 Hemfosa

Fastigheter AB


1112869 SE0007185418 Nobina AB Europe Sweden 31/05/2017 Annual Against 14d Concerns to protect shareholder value

1113065 SE0007491303 Bravida Holding AB Europe Sweden 10/05/2017 Annual Against 18 Insufficient/poor disclosure

1112872 SE0007640156 Scandic Hotels

Group AB

Europe Sweden 10/05/2017 Annual Against 17a,17b

16


performance


performance

1109931 SE0007691613 Dometic Group AB Europe Sweden 07/04/2017 Annual Against 14 Insufficient/poor disclosure

1114727 SE0007871645 Kindred Group plc Europe Malta 16/05/2017 Annual All For

1109572 SE0008091581 Bonava AB Europe Sweden 04/04/2017 Annual Against 17a,17b Insufficient/poor disclosure

1111936 SE0008321293 NIBE Industrier AB Europe Sweden 11/05/2017 Annual Against 16

13

12


performance



1109955 SE0008321608 Investment AB

Oresund



1110878 SE0008373906 Investment AB

Kinnevik


18


performance


committees

1106321 SE0008374250 Fingerprint Cards

AB


17c




1111928 SE0009161185 Tethys Oil AB Europe Sweden 17/05/2017 Annual All For

1109970 SE0009773237 NetEnt AB Europe Sweden 21/04/2017 Annual All For

1111967 SE0009806896 Betsson AB Europe Sweden 11/05/2017 Annual Against 13 Concerns related to Non-audit fees

1109954 SE0009921588 Bilia AB Europe Sweden 19/04/2017 Annual Against 14 Concerns about overall board structure

1133381 SG0531000230 Venture

Corporation Limited

Asia Singapore 27/04/2017 Annual Against 7 Apparent failure to link pay and appropriate

performance

1133658 SG1A49000759 QAF Limited Asia Singapore 24/04/2017 Annual Against 8

3,4




1129841 SG1AB8000006 IREIT Global Asia Singapore 20/04/2017 Annual Against 2

3




1129843 SG1AB8000006 IREIT Global Asia Singapore 20/04/2017 Special All For


1129511 SG1AB9000005 Japfa Ltd Asia Singapore 12/04/2017 Annual Against 15

4

14


performance




1125513 SG1AB9000005 Japfa Ltd Asia Singapore 12/04/2017 Special All For

1128592 SG1AF6000009 Keppel DC REIT Asia Singapore 18/04/2017 Annual Against 6 Issue of equity raises concerns about excessive


1138313 SG1AI1000008 Golden Energy and

Resources Ltd.

Asia Singapore 28/04/2017 Annual Against 8 Issue of equity raises concerns about excessive


1134505 SG1AI1000008 Golden Energy and

Resources Ltd.

Asia Singapore 28/04/2017 Special All For

1128193 SG1B09007736 Elec & Eltek

International

Company Limited

Asia Singapore 28/04/2017 Annual Against 4

7


committee meetings



1134162 SG1B51001017 Jardine Cycle &

Carriage Limited

Asia Singapore 28/04/2017 Annual Against 4a

7a

4b,4d


committee meetings





1135351 SG1BA3000001 Yongnam Holdings

Limited


7


performance



1135774 SG1BI7000000 SIIC Environment

Holdings Ltd.

Asia Singapore 25/04/2017 Annual Against 11,12

9


performance



1135801 SG1BI7000000 SIIC Environment

Holdings Ltd.


1129108 SG1BJ1000004 SunningDale Tech

Ltd.


4

8


performance


committee meetings



1138311 SG1C20001063 CWT Limited Asia Singapore 28/04/2017 Annual Against 7 Issue of equity raises concerns about excessive


1132209 SG1CH4000003 Raffles Medical

Group Ltd


9


performance



1137413 SG1CI0000005 Penguin

International

Limited




1135116 SG1CI3000002 Baker Technology

Limited



1134492 SG1D25001158 Haw Par

Corporation Limited



1127312 SG1F60858221 Singapore

Technologies

Engineering Ltd.

Asia Singapore 21/04/2017 Annual All For

1136974 SG1F66858902 InnoTek Limited Asia Singapore 27/04/2017 Annual Against 6,7 Policy Rationale:Issue of equity raises concerns


1132857 SG1G47869290 CSE Global Limited Asia Singapore 20/04/2017 Annual Against 8 Issue of equity raises concerns about excessive


1132888 SG1G47869290 CSE Global Limited Asia Singapore 20/04/2017 Special Against 2

1


performance


performance

1131391 SG1H41875896 Ho Bee Land

Limited



1131416 SG1H97877952 Sembcorp Marine

Ltd.


1128596 SG1I55882803 Great Eastern

Holdings Limited

Asia Singapore 18/04/2017 Annual Against 3a1 Lack of independent representation at board

committees

1131409 SG1J27887962 CapitaLand Limited Asia Singapore 24/04/2017 Annual All For

1134126 SG1J94892465 UMS Holdings

Limited



1134164 SG1J94892465 UMS Holdings

Limited



1135119 SG1K25001639 United Engineers

Limited


1135123 SG1K37001643 United Industrial

Corporation Limited

Asia Singapore 28/04/2017 Annual Against 4d

6A

4a

4c


committee meetingsLack of independence on board






1129844 SG1L01001701 DBS Group

Holdings Ltd.


1129464 SG1M31001969 United Overseas

Bank Limited


1122743 SG1M51904654 CapitaLand Mall

Trust



1157752 SG1M77906915 Ascendas Real

Estate Investment

Trust



1129107 SG1N31909426 ComfortDelGro

Corporation Limited


1138324 SG1N72002107 Wheelock

Properties

(Singapore) Limited

Asia Singapore 28/04/2017 Annual Against 6 Concerns related to inappropriate membership of

committees

1125485 SG1P32918333 CapitaLand

Commercial Trust



1130927 SG1Q52922370 Suntec Real Estate

Investment Trust




1129109 SG1R50925390 Sembcorp

Industries Limited


1128586 SG1R89002252 City Developments

Limited


1134500 SG1S04926220 Oversea-Chinese

Banking

Corporation Limited


1132499 SG1S11926551 Asia Enterprises

Holdings Limited



1130914 SG1S83002349 UOL Group Limited Asia Singapore 26/04/2017 Annual Against 9

10


performance



1131389 SG1T06929205 China Aviation Oil

(Singapore)

Corporation Ltd.



1124842 SG1T08929278 Ascott Residence

Trust



1120415 SG1T08929278 Ascott Residence

Trust


1130932 SG1T22929874 Keppel REIT Asia Singapore 21/04/2017 Annual Against 8 Issue of equity raises concerns about excessive


1137824 SG1T29930156 World Precision

Machinery Limited




1132223 SG1T56930848 Wilmar

International

Limited


9


performance



1135766 SG1T57930854 Yanlord Land Group

Limited

Asia Singapore 27/04/2017 Annual Against 4b

7


committee meetings



1130926 SG1T66931158 CDL Hospitality

Trusts



1135115 SG1T70931228 Cambridge

Industrial Trust



1124837 SG1U25933169 CapitaLand Retail

China Trust



1131413 SG1U27933225 First Real Estate

Investment Trust



1135923 SG1U47933908 Indofood Agri

Resources Ltd.

Asia Singapore 27/04/2017 Annual Against 4b

6


committee meetings




1130664 SG1U68934629 Keppel Corporation

Limited


3




committees

1130935 SG1U76934819 Yangzijiang

Shipbuilding

(Holdings) Ltd.



1125481 SG1U89935555 M1 Limited Asia Singapore 12/04/2017 Annual Against 9,10,11

12


performance



1125525 SG1V12936232 StarHub Ltd. Asia Singapore 12/04/2017 Annual Against 8 Issue of equity raises concerns about excessive


1125526 SG1V12936232 StarHub Ltd. Asia Singapore 12/04/2017 Special All For

1131403 SG1V52937132 Parkway Life Real

Estate Investment

Trust


1131405 SG1W27938677 Lippo Malls

Indonesia Retail

Trust



1137399 SG1W35938974 First Resources Ltd. Asia Singapore 28/04/2017 Annual Against 4

8


committee meetings




1136983 SG1W38939029 Ezion Holdings

Limited


6


performance



1130673 SG1Z70955880 Cache Logistics

Trust



1137414 SG2B80958517 OUE Limited Asia Singapore 28/04/2017 Annual Against 6

4a




1136631 SG2C57965205 Sabana Shariah

Compliant

Industrial REIT



1134511 SG2C57965205 Sabana Shariah

Compliant

Industrial REIT


1134494 SG2D00968206 Hutchison Port

Holdings Trust



1135783 SG2D51973063 Centurion

Corporation Limited



1137879 SG2D54973185 Sheng Siong Group

Ltd.


9


performance




1134495 SG2E67980267 Bumitama Agri Ltd. Asia Singapore 21/04/2017 Annual Against 9 Issue of equity raises concerns about excessive


1130678 SG2F08984575 Far East Hospitality

Trust


3




1137397 SG2F77993036 Asian Pay

Television Trust



1129105 SG2G03994610 OUE Hospitality

Trust



1128201 SG2G07995670 Soilbuild Business

Space REIT



1134746 SG2G19997136 Sino Grandness

Food Industry

Group Limited


2

4

7


performance


committee meetings



time commitments



1152987 SG2G19997136 Sino Grandness

Food Industry

Group Limited

Asia Singapore 08/06/2017 Special Against 1 Insufficient/poor disclosure

1136803 SG2G31998161 Viva Industrial Trust Asia Singapore 27/04/2017 Annual Against 3 Issue of equity raises concerns about excessive


1113427 SG9999003735 XP Power Ltd Asia Singapore 19/04/2017 Annual Against 13,14,15 Apparent failure to link pay & appropriate

performance

1114540 SG9999014823 Broadcom Limited Asia Singapore 05/04/2017 Annual All For

1116131 TH0001010006 Bangkok Bank

Public Co. Ltd

Emerging Markets Thailand 12/04/2017 Annual Against 6.1

10



1117930 TH0015010000 Siam Commercial

Bank PCL

Emerging Markets Thailand 11/04/2017 Annual Against 5.5 Concerns related to attendance at board or

committee meetings

1115798 TH0016010009 Kasikornbank PCL Emerging Markets Thailand 03/04/2017 Annual Against 9 Concerns related to Non-audit fees

1113847 TH0068010Z07 TMB Bank PCL Emerging Markets Thailand 07/04/2017 Annual Against 5.3

9



Insufficient/poor disclosure

1114787 TH0083A10Z03 Thanachart Capital

PCL


8



1115669 TH0088010002 Padaeng Industry

PCL


9

Concerns related to succession planningConcerns


meetings


1116896 TH0101A10Z01 Charoen Pokphand

Foods PCL

Emerging Markets Thailand 25/04/2017 Annual All For

1150111 TH0101A10Z01 Charoen Pokphand

Foods PCL

Emerging Markets Thailand 27/06/2017 Special All For

1115815 TH0121010001 Kiatnakin Bank

Public Co Ltd

Emerging Markets Thailand 24/04/2017 Annual Against 7 Insufficient/poor disclosure

1123350 TH0122B10Z05 KCE Electronics

Public Company

Limited

1114803 TH0128B10Z09 Minor International

PCL


1115678 TH0137A10Y00 Asia Plus Group

Holdings Public

Company Limited


1117929 TH0143010Z08 Land & Houses

Public Co. Ltd.


9



1116119 TH0148A10Z06 Banpu PCL Emerging Markets Thailand 04/04/2017 Annual All For

1125503 TH0150010Z03 Krung Thai Bank

Public Co., Ltd.


1117978 TH0168A10Z01 Bumrungrad

Hospital Public Co

Ltd

Emerging Markets Thailand 26/04/2017 Annual Against 9 Insufficient/poor disclosure

1115653 TH0171B10Z05 KGI Securities

(Thailand) PCL


5.1

9


committee meetings



1120422 TH0209010Z07 Thai Vegetable Oil

PCL


1113176 TH0221A10Z06 BTS Group Holdings

PCL

Emerging Markets Thailand 03/04/2017 Special Against 4 Insufficient/poor disclosure

1117352 TH0256A10Z04 Quality Houses PCL Emerging Markets Thailand 18/04/2017 Annual Against 10 Insufficient/poor disclosure

1117895 TH0264A10Z04 Bangkok Dusit

Medical Services

PCL


1116751 TH0266A10Z02 Srithai Superware

PCL


1114120 TH0279010Y01 Robinson Public

Company Limited


1115291 TH0297010Z02 GFPT Public Co Ltd Emerging Markets Thailand 05/04/2017 Annual Against 5.1 Concerns related to inappropriate membership of

committees

1115787 TH0308010Y08 AP (Thailand) Public

Company Limited


1116123 TH0324B10Z01 Hana

Microelectronics

PCL


1115241 TH0371010Z05 Supalai Public Co

Ltd

Emerging Markets Thailand 21/04/2017 Annual Against 4.1,4.2 Concerns related to succession planning

1117926 TH0375010Z06 True Corporation

PCL

Emerging Markets Thailand 28/04/2017 Annual Against 4.6 Concerns related to attendance at board or

1119888 TH0409010Z03 Lanna Resources

PCL

Emerging Markets Thailand 25/04/2017 Annual Against 8

5.1,5.2,5.3,5.4



1114134 TH0420010Y01 Bangchak

Corporation Public

Company Limited


1114868 TH0450010Y08 Thai Union Group

Public Company

Limited

Emerging Markets Thailand 05/04/2017 Annual Against 7 Concerns related to Non-audit fees

1113641 TH0471010Y04 IRPC Public

Company Limited


1115776 TH0475010Z04 Vinythai Public Co

Ltd


9

Concerns related to succession planningConcerns


meetings


1120904 TH0480A10Z02 MBK Public

Company Ltd.


8



1117356 TH0481B10Z00 Central Pattana PCL Emerging Markets Thailand 24/04/2017 Annual Against 8 Insufficient/poor disclosure

1117272 TH0533010Z00 Vanachai Group PCL Emerging Markets Thailand 26/04/2017 Annual Against 5.4,5.5

5.1

8




1117411 TH0577C10Z04 Sansiri PCL Emerging Markets Thailand 20/04/2017 Annual Against 9 Insufficient/poor disclosure

1116757 TH0588010Z04 Dhipaya Insurance

Public Co Ltd


8



1122256 TH0592010Z06 BEC World Public

Company Limited

Emerging Markets Thailand 27/04/2017 Annual Against 5.1 Concerns related to inappropriate membership

of committees

1113855 TH0637010008 Ratchaburi

Electricity

Generating Holding

PCL


9


1124883 TH0646010007 PTT PCL Emerging Markets Thailand 28/04/2017 Annual Against 7

8

A Concerns to protect shareholder value


1117358 TH0661010007 Home Product

Center Public Co.

Ltd.


1114543 TH0671010Z08 Major Cineplex

Group PCL


9


committee meetings


1113637 TH0689010005 Krungthai Card

Public Company Ltd.


5.1,5.3



1114833 TH0697010Z03 Ratchthani Leasing

PCL

Emerging Markets Thailand 04/04/2017 Annual Against 9 Insufficient disclosure

1114111 TH0712010006 Advanced

Information

Technology PCL


8


committee meetings


1116113 TH0737010Y08 CP All PCL Emerging Markets Thailand 20/04/2017 Annual Against 5.1,5.2

5.5

9


committee meetings


committees


1115695 TH0747A10Z01 SC Asset

Corporation PCL


1113845 TH0796010005 Thai Oil Public

Company Limited


1114522 TH0823010002 Somboon Advance

Technology Public

Co Ltd


1114549 TH0826010009 THAI METAL TRADE

PUBLIC CO LTD


9



1115333 TH0834010009 Glow Energy Public

Co. Ltd.


8



1115648 TH0961010Y04 TTW Public Co., Ltd. Emerging Markets Thailand 18/04/2017 Annual Against 8 Insufficient/poor disclosure

1114137 TH0999010Z03 TISCO Financial

Group Public Co Ltd

Emerging Markets Thailand 20/04/2017 Annual Against 5.2B Concerns related to attendance at board or

committee meetings

1114533 TH1027010004 Indorama Ventures

PCL


8



Insufficient/poor disclosure

1114812 TH1074010006 PTT Global

Chemical Public

Co., Ltd.


1116228 TH3545010003 Energy Absolute

Public Company Ltd

Emerging Markets Thailand 27/04/2017 Annual Against 6.3 Concerns related to attendance at board or


1116719 TH4539010Z03 Chularat Hospital

PCL


1116712 TH4577010002 MK Restaurants

Group PCL


1116122 TH4984010009 Mega Lifesciences

Public Company

Limited


1115720 TH6141010004 WHA Premium

Growth Freehold

and Leasehold Real

Investment Trust


1113667 TH6329010008 The Platinum

Group Public

Company Limited


1117374 TH6927010004 Taokaenoi Food &

Marketing Public

Company Limited


8


committee meetings


1115278 TH7585010005 Hemaraj Leasehold

Real Estate

Investment Trust


1151195 TH7585010005 Hemaraj Leasehold

Real Estate

Investment Trust

Emerging Markets Thailand 21/06/2017 Special Against 5.2

7



1118962 TN0001100254 Societe de

Fabrication des

Boissons de Tunisie

Emerging Markets Tunisia 11/04/2017 Annual Against 4

7,8,9,14



1118964 TN0001100254 Societe de

Fabrication des

Boissons de Tunisie

Emerging Markets Tunisia 11/04/2017 Special All For

1132759 TRAAEFES91A9 Anadolu Efes

Biracilik ve Malt

Sanayii A.S.

Emerging Markets Turkey 27/04/2017 Annual All For

1122093 TRAALARK91Q0 Alarko Holding AS Emerging Markets Turkey 17/04/2017 Annual Against 8 Insufficient/poor disclosure

1130511 TRAGUBRF91E2 Gubre Fabrikalari

T.A.S.


1120313 TRAIZMDC91G6 Izmir Demir Celik

Sanayi AS

Emerging Markets Turkey 04/04/2017 Annual Against 6 Insufficient/poor disclosure

1111198 TRATCELL91M1 Turkcell Iletisim

Hizmet AS

Emerging Markets Turkey 25/05/2017 Annual Against 9 Insufficient disclosure

1118213 TRATCELL91M1 Turkcell Iletisim

Hizmet AS


1122123 TRATHYAO91M5 Turk Hava Yollari

A.O.


1127038 TREBIMM00018 Bim Birlesik

Magazalar AS


1124113 TRECOLA00011 Coca Cola Icecek

A.S.


1121297 TREEGYO00017 Emlak Konut

Gayrimenkul

Yatirim Ortakligi

A.S.

Emerging Markets Turkey 26/04/2017 Annual Against 8,10 Insufficient/poor disclosure

1125934 TRESLEC00014 Selcuk Ecza Deposu

AS


1119018 TRETHAL00019 Turkiye Halk

Bankasi A.S.


1145943 TRETRGY00018 Torunlar

Gayrimenkul

Yatirim Ortakligi AS


1143278 TRETTLK00013 Turk

Telekomunikasyon

AS


1137240 TREVEST00017 Vestel Beyaz Esya

Sanayi ve Ticaret AS


1116984 TREVKFB00019 Turkiye Vakiflar

Bankasi TAO


1129124 TW0001101004 Taiwan Cement

Corp.

Asia Taiwan 28/06/2017 Annual Against 6 Insufficient/poor disclosure


1127320 TW0001102002 Asia Cement

Corporation


1122792 TW0001215002 Charoen Pokphand

Enterprise (Taiwan)

Co., Ltd.


1130224 TW0001216000 Uni-President

Enterprises Corp.

Asia Taiwan 21/06/2017 Annual All For

1127704 TW0001227007 Standard Foods

Corp


1126897 TW0001301000 Formosa Plastics

Corp.


1127510 TW0001303006 Nan Ya Plastics Corp Asia Taiwan 20/06/2017 Annual Against 8 Insufficient/poor disclosure

1124103 TW0001304004 USI Corporation Asia Taiwan 08/06/2017 Annual Against 7.9

4

9


committee meetings



1123511 TW0001305001 China General

Plastics Corp.


1121943 TW0001310001 Taiwan Styrene

Monomer Corp.


1126898 TW0001312007 Grand Pacific

Petrochemical Corp.


1108491 TW0001313005 UPC Technology

Corp.


1127433 TW0001319002 Tong Yang Industry

Co., Ltd.


1124537 TW0001326007 Formosa Chemicals

& Fibre Corporation


1127322 TW0001402006 Far Eastern New

Century Corp


1140489 TW0001416006 Kwong Fong

Industries

Corporation


1124536 TW0001434009 Formosa Taffeta

Co. Ltd.

Asia Taiwan 23/06/2017 Annual Against 5,6 Insufficient/poor disclosure

1128327 TW0001455004 Zig Sheng Industrial

Co Ltd


1124071 TW0001476000 Eclat Textile Co.,

Ltd.


1126974 TW0001477008 Makalot Industrial

Co., Ltd.


1127756 TW0001504009 Teco Electric &

Machinery Co. Ltd.



1124347 TW0001507002 Yungtay

Engineering Co.,

Ltd.


1128337 TW0001517001 Lee Chi Enterprises

Co., Ltd.

Asia Taiwan 12/06/2017 Annual Against 7.5,7.6,7.7,8 Insufficient/poor disclosure

1124349 TW0001527000 Basso Industry Corp. Asia Taiwan 28/06/2017 Annual Against 3

4,5



1126945 TW0001536001 Hota Industrial

Manufacturing Co.,

Ltd.


1129127 TW0001537009 Kung Long Batteries



1126342 TW0001558005 Zeng Hsing

Industrial Co Ltd


1126946 TW0001565000 St. Shine Optical

Co., Ltd.


1129892 TW0001580009 Sinmag Equipment

Corp.


1124590 TW0001582005 Syncmold

Enterprise Corp.

Asia Taiwan 13/06/2017 Annual Against 4.1,4.2

5,6



1127853 TW0001602001 Pacific Electric Wire

and Cable Co. Ltd.


1114247 TW0001605004 Walsin Lihwa Corp

of Taiwan

Asia Taiwan 26/05/2017 Annual Against 10.11,19

10.8,10.10,16,18


committee meetings


1122759 TW0001702009 Namchow Chemical



1125829 TW0001707008 Grape King Bio Ltd. Asia Taiwan 13/06/2017 Annual All For

1128365 TW0001709004 Formosan Union

Chemical Corp


1105471 TW0001711000 Everlight Chemical

Industrial Corp.


1132896 TW0001712008 Sinon Corporation Asia Taiwan 16/06/2017 Annual All For

1128245 TW0001722007 Taiwan Fertilizer

Co., Ltd.



1114989 TW0001733004 Apex Biotechnology

Co., Ltd.


1126214 TW0002002003 China Steel

Corporation


1129186 TW0002006004 Tung Ho Steel

Enterprise Corp.


1116385 TW0002015005 Feng Hsin Steel Co.,

Ltd.


1123557 TW0002029006 Sheng Yu Steel Co

Ltd

Asia Taiwan 15/06/2017 Annual Against 7,9 Concerns about reducing shareholder rights

1124559 TW0002034006 YC Inox Co., Ltd. Asia Taiwan 15/06/2017 Annual All For

1126340 TW0002049004 Hiwin Technologies

Corp.


1116390 TW0002059003 King Slide Works

Co., Ltd.

Asia Taiwan 23/06/2017 Annual Against 3

4



1129123 TW0002104007 China Synthetic

Rubber Corporation


7



1125106 TW0002105004 Cheng Shin Rubber

Industry Co. Ltd.

Asia Taiwan 15/06/2017 Annual Against 8 Concerns about overall board structure

1125510 TW0002106002 Kenda Rubber

Industrial Co.


1124128 TW0002107000 Formosan Rubber

Group Inc.


1125511 TW0002201001 Yulon Motor Asia Taiwan 22/06/2017 Annual Against 4 Insufficient basis to support a decision

1128680 TW0002204005 China Motor Corp Asia Taiwan 28/06/2017 Annual All For

1129534 TW0002207008 Hotai Motor Co Ltd Asia Taiwan 22/06/2017 Annual Against 5 Insufficient/poor disclosure

1124142 TW0002228004 Iron Force

Industrial Co.,Ltd.


1126135 TW0002233004 Turvo International

Co., Ltd.


1116388 TW0002301009 Lite-On Technology

Corp.


1115413 TW0002303005 United

Microelectronics

Corp

Asia Taiwan 08/06/2017 Annual Against 6,7 Insufficient basis to support a decision

1118975 TW0002308004 Delta Electronics

Inc.


1130938 TW0002311008 Advanced

Semiconductor

Engineering Inc.



1121631 TW0002313004 Compeq

Manufacturing Co

Ltd

Asia Taiwan 16/06/2017 Annual Against 8.9 Lack of independence on board

1129531 TW0002316007 Wus Printed Circuit

Co. Ltd.


1132463 TW0002317005 Hon Hai Precision

Industry Co., Ltd.


1153604 TW0002317005 Hon Hai Precision

Industry Co., Ltd.


1129496 TW0002324001 Compal Electronics

Inc.


1148460 TW0002325008 Siliconware

Precision Industries

Co., Ltd.


1126896 TW0002325008 Siliconware

Precision Industries

Co., Ltd.


1119293 TW0002327004 Yageo Corp Asia Taiwan 07/06/2017 Annual Against 6 Insufficient/poor disclosure

1126937 TW0002329000 Orient

Semiconductor

Electronics Ltd.


1113648 TW0002330008 Taiwan

Semiconductor

Manufacturing Co.,

Ltd.


1148929 TW0002330008 Taiwan

Semiconductor

Manufacturing Co.,

Ltd.


1112686 TW0002332004 D-Link Corp. Asia Taiwan 28/04/2017 Annual Against 11 Insufficient/poor disclosure

1127706 TW0002344009 Winbond

Electronics

Corporation


5.11



committee meetings

1125694 TW0002345006 Accton Technology

Corp.


1124896 TW0002347002 Synnex Technology

International Corp.


1126702 TW0002351004 SDI Corporation Asia Taiwan 21/06/2017 Annual All For


1121553 TW0002352002 Qisda Corporation Asia Taiwan 22/06/2017 Annual Against 6

4

1.5





1130976 TW0002353000 Acer Inc. Asia Taiwan 21/06/2017 Annual All For

1130706 TW0002354008 Foxconn

Technology Co. Ltd


1126616 TW0002355005 Chin-Poon


Asia Taiwan 22/06/2017 Annual Against 11.8 Lack of independence on board

1129497 TW0002356003 Inventec

Corporation

Asia Taiwan 16/06/2017 Annual Against 8.8 Overboarded/Too many other time commitments

1124588 TW0002357001 ASUSTeK Computer

Inc.


1114930 TW0002360005 Chroma ATE Inc. Asia Taiwan 08/06/2017 Annual Against 9.5,9.6 Concerns about overall board structure

1129535 TW0002367000 Unitech Printed

Circuit Board Corp.


1127514 TW0002374006 Ability Enterprise

Co., Ltd.


1123514 TW0002376001 Gigabyte



1127760 TW0002377009 Micro-Star

International Co.,

Ltd.


1122646 TW0002379005 Realtek

Semiconductor

Corp.


1129498 TW0002382009 Quanta Computer

Inc.


1124040 TW0002383007 Elite Materials

Company


1121847 TW0002385002 Chicony Electronics

Co., Ltd.


1127513 TW0002387008 Sunrex Technology

Corp


1124435 TW0002392008 Cheng Uei Precision

Industry Co. Ltd.



1127332 TW0002393006 Everlight

Electronics Co., Ltd.


1119520 TW0002395001 Advantech Co., Ltd. Asia Taiwan 26/05/2017 Annual Against 12

10




1129887 TW0002404001 United Integrated

Services Co. Ltd


1121113 TW0002408002 Nanya Technology

Corp.


1149289 TW0002409000 AU Optronics Corp Asia Taiwan 15/06/2017 Annual All For

1126333 TW0002409000 AU Optronics Corp Asia Taiwan 15/06/2017 Annual All For

1120056 TW0002412004 Chunghwa Telecom

Co., Ltd.


1150004 TW0002412004 Chunghwa Telecom

Co., Ltd.


1125594 TW0002421005 Sunonwealth

Electric Machine

Industry Co., Ltd.


1125150 TW0002428000 Thinking Electronic



1116140 TW0002439007 Merry Electronics

Co., Ltd.


1114931 TW0002441003 Greatek Electronics

Inc.


1124135 TW0002448008 Epistar Corp. Asia Taiwan 21/06/2017 Annual Against 4

3




1118901 TW0002449006 King Yuan

ELECTRONICS CO.,

LTD.


1121552 TW0002451002 Transcend

Information Inc.


1126216 TW0002454006 MediaTek Inc. Asia Taiwan 15/06/2017 Annual Against 8 Insufficient/poor disclosure

1122301 TW0002459005 Audix Corp. Asia Taiwan 16/06/2017 Annual All For

1120984 TW0002467008 C-Sun

Manufacturing Ltd.

Asia Taiwan 08/06/2017 Annual Against 8 Concerns to protect shareholder value


1124139 TW0002474004 Catcher Technology

Co., Ltd.


1126613 TW0002475001 Chunghwa Picture

Tubes Ltd.


5



1126147 TW0002476009 G-Shank Enterprise

Co., Ltd.


1126901 TW0002481009 Pan Jit

International Inc.


1124539 TW0002489002 AmTRAN



1119890 TW0002498003 HTC Corporation Asia Taiwan 15/06/2017 Annual Against 4 Insufficient/poor disclosure

1128720 TW0002520004 Kindom

Construction Corp.


1125567 TW0002535002 Da-Cin

Construction Co Ltd


1126899 TW0002536000 Hung Poo Real

Estate

Development Co Ltd


1126973 TW0002538006 Kee Tai Properties

Co., Ltd.


1127436 TW0002542008 Highwealth

Construction Corp


1120569 TW0002548005 Huaku

Development Co.,

Ltd.


1130974 TW0002603008 Evergreen Marine

Corp.


1130940 TW0002610003 China Airlines Ltd. Asia Taiwan 22/06/2017 Annual Against 6 Insufficient/poor disclosure

1124132 TW0002615002 Wan Hai Lines

Limited

Asia Taiwan 22/06/2017 Annual Against 3.6 Concerns related to attendance at board or

committee meetings

1133035 TW0002616000 Shan-Loong

Transportation Co.,

Ltd.


1130278 TW0002618006 Eva Airways Corp. Asia Taiwan 26/06/2017 Annual All For


1120918 TW0002633005 Taiwan High Speed

Rail Corporation

Asia Taiwan 24/05/2017 Annual Against No Action Taken 12

4.11


committee meetings


committee meetings

1125111 TW0002707007 Formosa

International

Hotels Corporation


1127321 TW0002801008 Chang Hwa

Commercial Bank

Ltd.

Asia Taiwan 16/06/2017 Annual Against No Action Taken 6.13,6.15,6.17

6.3,6.4,6.5,6.6,6.7,6.12



1117927 TW0002809001 King's Town Bank Asia Taiwan 17/05/2017 Annual Against 6 Insufficient/poor disclosure

1124129 TW0002812005 Taichung

Commercial Bank

Asia Taiwan 07/06/2017 Annual Against 6.1

7


committee meetings


1114946 TW0002820008 China Bills Finance

Corp.


1115801 TW0002823002 China Life

Insurance Co., Ltd


7.7,7.8



1126614 TW0002834009 Taiwan Business

Bank


1124136 TW0002836004 Bank of Kaohsiung

Co., Ltd.


6.11,6.12



1121001 TW0002849007 EnTie Commercial

Bank


1133055 TW0002852001 First Insurance Co.,

Ltd. (The)


1125831 TW0002867009 Mercuries Life

Insurance Co., Ltd.


3





1128777 TW0002880002 Hua Nan Financial

Holdings Co., Ltd.


1109508 TW0002881000 Fubon Financial

Holding Co. Ltd.


1120900 TW0002882008 Cathay Financial

Holding Co., Ltd.

Asia Taiwan 16/06/2017 Annual Against 5.1 Overboarded/Too many other time commitments

1109620 TW0002883006 China Development

Financial Holding

Corp.


1127710 TW0002884004 E.SUN Financial

Holding Co., Ltd.


1118310 TW0002885001 Yuanta Financial

Holding Co Ltd.


1129855 TW0002886009 Mega Financial

Holding Co. Ltd.


1116154 TW0002887007 Taishin Financial

Holding Co., Ltd.


1128180 TW0002888005 Shin Kong Financial

Holding Co., Ltd.

Asia Taiwan 16/06/2017 Annual Against No Action Taken 4.21

4.3,4.4,4.5,4.16,4.17



1127709 TW0002890001 SinoPac Financial

Holdings Co. Ltd.


1129533 TW0002891009 CTBC Financial

Holding Co., Ltd.


1126939 TW0002892007 First Financial

Holding Co. Ltd.


1125189 TW0002903002 Far Eastern

Department Stores

Ltd.


1115415 TW0002912003 President Chain

Store Corp.


1127762 TW0002915006 Ruentex Industries

Ltd.


5


1127331 TW0003006003 Elite

Semiconductor

Memory

Technology Inc.


1114654 TW0003008009 Largan Precision

Co., Ltd.



1115419 TW0003010005 Wah Lee Industrial

Corp.


7.7,7.9


committee meetingsLack of independence on board


1116391 TW0003014007 ITE Tech., Inc. Asia Taiwan 14/06/2017 Annual All For

1125112 TW0003015004 FSP Technology Inc Asia Taiwan 08/06/2017 Annual Against 9.1

10



1128723 TW0003022000 IEI Integration Corp Asia Taiwan 16/06/2017 Annual All For

1115423 TW0003030003 Test Research Co.,

Ltd.


1123047 TW0003034005 Novatek

Microelectronics

Corp. Ltd.


1134753 TW0003036000 WT

Microelectronics

Co., Ltd.


1130279 TW0003037008 Unimicron

Technology Corp.


1121214 TW0003042008 TXC Corp. Asia Taiwan 08/06/2017 Annual All For

1114932 TW0003044004 Tripod Technology

Corporation


1110288 TW0003045001 Taiwan Mobile Co.,

Ltd.

Asia Taiwan 14/06/2017 Annual Against 6.6,10 Lack of independence on board

1125195 TW0003060000 Min Aik Technology

Co., Ltd.


6.5



1141604 TW0003078002 Channel Well



1113464 TW0003081006 LandMark

Optoelectronics

Corporation


1126905 TW0003105003 WIN

Semiconductors

Corp


1112524 TW0003189007 Kinsus Interconnect

Technology Corp.



1118978 TW0003211009 Dynapack

International

Technology Corp.


1125113 TW0003231007 Wistron Corp. Asia Taiwan 14/06/2017 Annual All For

1127266 TW0003264008 Ardentec Corp. Asia Taiwan 28/06/2017 Annual Against 10

8.11,8.12



1121115 TW0003305009 Shenmao

Technology Inc.


1120595 TW0003376000 Shin Zu Shing Co.,

Ltd.


1112817 TW0003443008 Global UniChip

Corp.

Asia Taiwan 18/05/2017 Annual Against 4.5,4.6,4.7

6



1123563 TW0003450003 Elite Advanced

Laser Corp.


1113042 TW0003481008 Innolux Corp Asia Taiwan 20/06/2017 Annual All For

1126752 TW0003501003 Well Shin



6

5.1




1115425 TW0003529004 eMemory

Technology Inc.


1125115 TW0003533006 LOTES Co., Ltd. Asia Taiwan 14/06/2017 Annual All For

1123859 TW0003552006 Tung Thih

Electronic Co., Ltd.


1126751 TW0003558003 SENAO NETWORKS

INC


1126102 TW0003576005 Neo Solar Power

Corp.


4,5




1120572 TW0003592002 Raydium

Semiconductor

Corp.


5



1126736 TW0003596003 Arcadyan

Technology Corp.

Asia Taiwan 13/06/2017 Annual Against 4.1,4.2,4.3,4.4,4.5,4.6

4.7,4.8,4.9

6




1124042 TW0003682001 Asia Pacific

Telecom Co., Ltd.


1129890 TW0003702007 WPG Holdings Co.,

Ltd.

Asia Taiwan 19/06/2017 Annual Against 4.9,4.10,4.11 Lack of independence on board

1122309 TW0004105002 TTY Biopharm Co.,

Ltd.


1119413 TW0004147004 TaiMed Biologics Inc Asia Taiwan 26/05/2017 Annual Against 8 Insufficient/poor disclosure

1121554 TW0004174008 OBI Pharma Inc Asia Taiwan 28/06/2017 Annual Against 4 Insufficient/poor disclosure

1124562 TW0004401005 Toung Loong

Textile Mfg Co Ltd


1124560 TW0004532007 Rechi Precision Co.,

Ltd.

Asia Taiwan 22/06/2017 Annual Against 12 Concerns about reducing shareholder rights

1113742 TW0004904008 Far EasTone

Telecommunication

s Co., Ltd.


1124558 TW0004906003 Gemtek Technology

Co Ltd


1133147 TW0004909007 New Era Electronics

Co., Ltd.

Asia Taiwan 27/06/2017 Annual Against 5,6

4.1,4.2



1120417 TW0004915004 Primax Electronics

Ltd.


1123028 TW0004938006 Pegatron Corp. Asia Taiwan 20/06/2017 Annual All For

1125699 TW0004942008 Chia Chang Co Ltd. Asia Taiwan 13/06/2017 Annual All For

1116779 TW0004952007 Generalplus

Technology Inc


1124350 TW0005009005 Gloria Material

Technology Corp.


6.7



1131759 TW0005203004 CyberLink Corp. Asia Taiwan 20/06/2017 Annual Against 4

3.1



1126941 TW0005305007 Lite-On

Semiconductor

Corp.

Asia Taiwan 16/06/2017 Annual Against 3 Insufficient basis to support a decision

1114952 TW0005347009 Vanguard

International

Semiconductor

Corp.



1132916 TW0005356000 Sirtec International

Co., Ltd.


1128778 TW0005371009 Coretronic

Corporation


1128685 TW0005388003 SerComm Corp. Asia Taiwan 22/06/2017 Annual All For

1129126 TW0005425003 Taiwan

Semiconductor Co.,

Ltd.


1126332 TW0005434005 TOPCO Scientific

Co., Ltd.


1126313 TW0005478002 Soft-World

International Corp.


1126975 TW0005483002 Sino-American

Silicon Products Inc


5

11.12,11.13

11.11


performance




1124898 TW0005522007 Farglory Land

Development Co.

Ltd.


1130170 TW0005534002 Chong Hong

Construction Co.,

Ltd.


1132936 TW0005876007 The Shanghai

Commercial &

Savings Bank Ltd


1129130 TW0005880009 Taiwan

Cooperative

Financial Holding

Co.,Ltd.

Asia Taiwan 16/06/2017 Annual Against No Action Taken 7

6.4,6.5



1124038 TW0006121007 Simplo Technology

Co., Ltd.


4

6.4,6.5


committee meetings



1115424 TW0006146004 Sporton

International Inc.



1116389 TW0006147002 Chipbond

Technology Corp.

Asia Taiwan 15/06/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1116389 TW0006147002 Chipbond

Technology Corp.


1132993 TW0006152002 PRIME

ELECTRONICS

SATELLITICS INC


1126337 TW0006153000 Career Technology

Co., Ltd.

Asia Taiwan 13/06/2017 Annual Against 8.7,8.8,8.9 Concerns about overall board structure

1124137 TW0006176001 Radiant Opto-

Electronics Corp.


1118440 TW0006202005 Holtek

Semiconductor, Inc.


1118112 TW0006206006 Flytech Technology

Co., Ltd.


1121189 TW0006213002 ITEQ Corp. Asia Taiwan 15/06/2017 Annual All For

1127330 TW0006214000 Systex Corp Asia Taiwan 16/06/2017 Annual All For

1133000 TW0006223001 MPI corporation Asia Taiwan 13/06/2017 Annual Against 7.1,7.2 Concerns about reducing shareholder rights

1114249 TW0006238009 International

Branding Marketing

Inc


1115422 TW0006239007 Powertech

Technology Inc.


6.1



1120594 TW0006257009 Sigurd

Microelectronics

Corp.

Asia Taiwan 15/06/2017 Annual Against 4,5

7



1114990 TW0006269004 FLEXium

Interconnect Inc


1121947 TW0006271000 Tong Hsing

Electronic

Industries Ltd.


1134596 TW0006274004 Taiwan Union

Technology Corp


1124561 TW0006278005 Taiwan Surface

Mounting

Technology Corp.


1129129 TW0006279003 Hu Lane Associate

Inc.


5

4.1

Concerns about reducing shareholder rights 2-




1121213 TW0006282007 AcBel Polytech, Inc. Asia Taiwan 21/06/2017 Annual Against 8 Insufficient/poor disclosure

1123561 TW0006285000 Wistron NeWeb

Corp.


1125576 TW0006290000 Longwell Company Asia Taiwan 13/06/2017 Annual Against 3 Insufficient/poor disclosure

1126750 TW0006412000 Chicony Power



1116141 TW0006414006 Ennoconn

Corporation

Asia Taiwan 18/05/2017 Annual Against 6 Insufficient/poor disclosure

1125832 TW0006488000 GlobalWafers Co.,

Ltd.


1123519 TW0006505001 Formosa

Petrochemical Corp.


1123562 TW0008016007 Sitronix Technology

Corp.


1116753 TW0008021007 Topoint Technology

Co., Ltd.


1116300 TW0008039009 Taiflex Scientific

Co., Ltd.


1129539 TW0008044009 PChome Online Inc. Asia Taiwan 22/06/2017 Annual All For

1127718 TW0008046004 Nan Ya Printed

Circuit Board Corp.


7

5.7,5.8





1118441 TW0008076001 Firich Enterprises

Co., Ltd.

Asia Taiwan 14/06/2017 Annual Against 9.5,9.6,9.7

10



1133143 TW0008103003 CVILUX CORP Asia Taiwan 16/06/2017 Annual All For


1124541 TW0008131004 Formosa Advanced

Technologies Co.,

Ltd.


1147236 TW0008150004 ChipMOS

TECHNOLOGIES INC.


1125196 TW0008213000 Taiwan Printed

Circuit Board

Techvest Co., Ltd.


1133087 TW0008249004 Creative Sensor Inc Asia Taiwan 15/06/2017 Annual All For

1120914 TW0008255001 Actron Technology

Corp.


1115640 TW0008271008 APACER

TECHNOLOGY INC


1125114 TW0008299009 Phison Electronics

Corp.


7

5

4.1


committee meetings





1116402 TW0008341009 Sunny Friend

Environmental

Technology Co.


1127519 TW0008422007 Cleanaway

Company Ltd


1118311 TW0008436007 TCI Co Ltd Asia Taiwan 19/05/2017 Annual Against 7 Insufficient/poor disclosure

1126314 TW0008464009 NIEN MADE

ENTERPRISE CO LTD


1118124 TW0008942004 XXENTRIA

TECHNOLOGY

MATERIALS CORP


4,5



1129125 TW0009904003 Pou Chen

Corporation


1127763 TW0009910000 Feng Tay

Enterprises Co., Ltd.


1128684 TW0009914002 Merida Industry

Co., Ltd.



1127757 TW0009917005 Taiwan Secom Co.

Ltd.


1130228 TW0009921007 Giant

Manufacturing Co.,

Ltd.


1124556 TW0009933002 CTCI Corp. Asia Taiwan 28/06/2017 Annual All For

1120418 TW0009938001 Taiwan Paiho Co.,

Ltd.


7

12




1128247 TW0009939009 Taiwan Hon Chuan

Enterprise Co. Ltd.


1127712 TW0009945006 Ruentex

Development Co.,

Ltd.


1133554 US0003602069 AAON, Inc. North America USA 16/05/2017 Annual Against 4

1129723 US00081T1088 ACCO Brands

Corporation

North America USA 16/05/2017 Annual All For

1124322 US0010551028 Aflac Incorporated North America USA 01/05/2017 Annual Against 2

1a


performance


1124322 US0010551028 Aflac Incorporated North America USA 01/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1129134 US0010841023 AGCO Corporation North America USA 27/04/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1126562 US0012281053 AG Mortgage

Investment Trust,

Inc.

North America USA 03/05/2017 Annual Against 1.2 Concerns related to approach to board diversity

1122259 US00123Q1040 AGNC Investment

Corp.


1120640 US00130H1059 The AES

Corporation

North America USA 20/04/2017 Annual Against 6

5








1136443 US0015471081 AK Steel Holding

Corporation


1141293 US00163U1060 AMAG

Pharmaceuticals,

Inc.


1145439 US00164V1035 AMC Networks Inc. North America USA 06/06/2017 Annual Against 1.2

1.4



1124925 US00165C1045 AMC

Entertainment

Holdings, Inc.

North America USA 26/04/2017 Annual Against 1.1 Concerns to protect shareholder valueConcerns

about overall board structure

1121262 US0017441017 AMN Healthcare

Services, Inc.


1135306 US00182C1036 ANI

Pharmaceuticals,

Inc.

North America USA 17/05/2017 Annual Against 1f Concerns related to approach to board

diversity

1129864 US00191G1031 ARC Document

Solutions, Inc.


1122261 US00206R1023 AT&T Inc. North America USA 28/04/2017 Annual Against 3

6

7

1.1


performance









1122261 US00206R1023 AT&T Inc. North America USA 28/04/2017 Annual Against 3

6

7


performance









1146574 US00215F1075 ATN International,

Inc.


2


oversight


performance

1125717 US0025353006 Aaron's, Inc. North America USA 02/05/2017 Annual All For

1124732 US0028241000 Abbott Laboratories North America USA 28/04/2017 Annual Against 7 SH: For shareholder resolution, against



incentivisation

1125691 US00287Y1091 AbbVie Inc. North America USA 05/05/2017 Annual Against 5

6




incentivisation




1130477 US0028962076 Abercrombie &

Fitch Co.


1133740 US0038301067 Abraxas Petroleum

Corporation


1135378 US00401C1080 Acacia

Communications,

Inc.

North America USA 18/05/2017 Annual Against 1.2 Concerns about overall board structure 2- Concerns

about reducing shareholder rights


1139073 US00404A1097 Acadia Healthcare

Company, Inc.


5


performance





1145303 US0042251084 ACADIA

Pharmaceuticals

Inc.

North America USA 13/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1129769 US0042391096 Acadia Realty Trust North America USA 10/05/2017 Annual Against 1b,1d,1h

4



1139907 US00448Q2012 Achillion

Pharmaceuticals,

Inc.


1145011 US0044981019 ACI Worldwide, Inc. North America USA 14/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1142280 US00484M1062 Acorda

Therapeutics, Inc.


performance

1142312 US00507V1098 Activision Blizzard,

Inc.


performance

1145996 US0050941071 Actua Corporation North America USA 16/06/2017 Annual All For

1119201 US00724F1012 Adobe Systems

Incorporated


1147120 US00737L1035 Adtalem Global

Education Inc


1133764 US00738A1060 ADTRAN, Inc. North America USA 10/05/2017 Annual All For

1142278 US00739L1017 Aduro Biotech, Inc. North America USA 08/06/2017 Annual Against 1.1

1.2


committee meetings


committee meetingsConcerns about overall

performance

1135572 US00751Y1064 Advance Auto

Parts, Inc.


1113200 US0076242082 Advaxis, Inc. North America USA 05/04/2017 Annual Against 2,3

1.2

1.1


performance



1141979 US00762W1071 The Advisory Board

Company


performance

1145510 US00770C1018 Advanced

Emissions

Solutions, Inc.


1.2


performance


1121104 US00770F1049 Aegion Corporation North America USA 26/04/2017 Annual All For

1145014 US00771V1089 Aerie

Pharmaceuticals,

Inc.

North America USA 08/06/2017 Annual Against 1.3 Concerns related to attendance at board or

committee meetings

1139086 US00773T1016 AdvanSix Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1127776 US0078001056 Aerojet Rocketdyne

Holdings, Inc.

North America USA 04/05/2017 Annual Against 1.7 Concerns about overall performance

1120892 US0079031078 Advanced Micro

Devices, Inc.


performance

1134807 US00790X1019 Advanced Disposal

Services, Inc.


1.1


performance

Concerns about overall board structureConcerns

about overall performance

1123318 US0079731008 Advanced Energy

Industries, Inc.

North America USA 04/05/2017 Annual Against 1.2

7



1135814 US00817Y1082 Aetna Inc. North America USA 19/05/2017 Annual Against 6A

1h

Shareholder proposal promotes

transparency


1135814 US00817Y1082 Aetna Inc. North America USA 19/05/2017 Annual Against 6A

1b






1135814 US00817Y1082 Aetna Inc. North America USA 19/05/2017 Annual Against 6A SH: For shareholder resolution, against




1146318 US0082521081 Affiliated Managers

Group, Inc.


performance

1142632 US00847X1046 Agios

Pharmaceuticals,

Inc.


performance

1132363 US0084921008 AGREE REALTY

CORPORATION


1138365 US00900T1079 Aimmune

Therapeutics, Inc.

North America USA 25/05/2017 Annual Against 1.1 Concerns about overall performance

1125890 US00912X3026 Air Lease

Corporation


performance

1125890 US00912X3026 Air Lease

Corporation


1127247 US00922R1059 Air Transport

Services Group, Inc.

North America USA 05/05/2017 Annual Against 1a Concerns related to approach to board diversity

1133892 US00971T1016 Akamai

Technologies, Inc.


1125651 US0097281069 Akorn, Inc. North America USA 27/04/2017 Annual Against 1.7 Concerns related to attendance at board or

committee meetings

1125347 US0113111076 Alamo Group Inc. North America USA 04/05/2017 Annual All For

1128047 US0116591092 Alaska Air Group,

Inc.

North America USA 04/05/2017 Annual Against 6 Shareholder proposal promotes enhanced

shareholder rights

1128047 US0116591092 Alaska Air Group,

Inc.


1i


shareholder rights


1130732 US0123481089 Albany

International Corp.

North America USA 12/05/2017 Annual Against 1.5 Concerns to protect shareholder value

1130732 US0123481089 Albany

International Corp.


1.8

1.5


performance


of committees


1140905 US0124231095 Albany Molecular

Research, Inc.


performance

1131462 US0126531013 Albemarle

Corporation


1124891 US0138721065 Alcoa Corporation North America USA 10/05/2017 Annual All For


1146355 US0143391052 Alder

BioPharmaceuticals,

Inc.


1.2


performance


1122511 US0144911049 Alexander &

Baldwin, Inc.


1135936 US0147521092 Alexander's, Inc. North America USA 18/05/2017 Annual Against 3

1.1


performance


1134714 US0152711091 Alexandria Real

Estate Equities, Inc.

North America USA 09/05/2017 Annual Against 1.3 Concerns about reducing shareholder rights

1132102 US0153511094 Alexion

Pharmaceuticals,

Inc.


1135498 US0162551016 Align Technology,

Inc.


performance

1125375 US0171751003 Alleghany

Corporation


1131489 US01741R1023 Allegheny

Technologies

Incorporated


1146776 US01748X1028 Allegiant Travel

Company


2


oversight


performance

1146776 US01748X1028 Allegiant Travel

Company


2

1C


oversight


performance


1126229 US0185223007 ALLETE, Inc. North America USA 09/05/2017 Annual All For

1142343 US0185811082 Alliance Data

Systems

Corporation


1140241 US0188021085 Alliant Energy

Corporation

North America USA 23/05/2017 Annual Against 5 Shareholder proposal promotes transparency

1132754 US01973R1014 Allison

Transmission

Holdings, Inc.

North America USA 11/05/2017 Annual Against 1g Concerns related to approach to board diversity

1138440 US01988P1084 Allscripts

Healthcare

Solutions, Inc.


1138323 US0200021014 The Allstate

Corporation

North America USA 25/05/2017 Annual Against 1j

6




1138323 US0200021014 The Allstate

Corporation


4

6





1138323 US0200021014 The Allstate

Corporation

North America USA 25/05/2017 Annual Against 6 Shareholder proposal promotes appropriate


1126466 US02005N1000 Ally Financial Inc. North America USA 02/05/2017 Annual All For

1135860 US0204091088 Almost Family, Inc. North America USA 08/05/2017 Annual Against 1.5

1.7

Concerns related to approach to board

diversity


of committees

1124878 US02043Q1076 Alnylam

Pharmaceuticals,

Inc.


performance

1155097 US0205201025 Alon USA Energy,

Inc.

1146451 US02079K3059 Alphabet Inc. North America USA 07/06/2017 Annual Against 5

4

1.7,1.8,1.10,1.11

1.4

3

8,9

7

6


oversight


performance
















1142907 US0213461017 Yahoo! Inc. North America USA 08/06/2017 Special All For

1143732 US02153W1009 Altisource

Residential

Corporation

North America USA 23/05/2017 Annual Against 1.4,1.6 Concerns about reducing shareholder rights

1127878 US02208R1068 Altra Industrial

Motion Corp.


1135547 US02209S1033 Altria Group, Inc. North America USA 18/05/2017 Annual Against 3

1.2


performance


1135547 US02209S1033 Altria Group, Inc. North America USA 18/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1130730 US0231112063 Amarin

Corporation plc


Kingdom


2


performance

Concerns about overall performance


1138455 US0231351067 Amazon.com, Inc. North America USA 23/05/2017 Annual Against 4

1a


performance


1138455 US0231351067 Amazon.com, Inc. North America USA 23/05/2017 Annual Against 4 Apparent failure to link pay & appropriate

performance

1135954 US0231398845 Ambac Financial

Group, Inc.


1.1


performance


1143828 US0234361089 Amedisys, Inc. North America USA 08/06/2017 Annual Against 1I Concerns related to inappropriate membership of

committees

1123786 US0236081024 Ameren

Corporation

North America USA 27/04/2017 Annual Against 6,7

5









1146614 US02376R1023 American Airlines

Group Inc.

North America USA 14/06/2017 Annual Against 1k

5




1146614 US02376R1023 American Airlines

Group Inc.




1139081 US0240131047 American Assets

Trust, Inc.


1.3

1.4


performance


diversityConcerns about overall performance


committee meetings

1119879 US0240611030 American Axle &

Manufacturing

Holdings, Inc.


1127172 US0240611030 American Axle &

Manufacturing

Holdings, Inc.


performance

1126563 US0248351001 American Campus

Communities, Inc.


1121339 US0255371017 American Electric

Power Company,

Inc.


1121339 US0255371017 American Electric

Power Company,

Inc.

North America USA 25/04/2017 Annual Against 1.1 Vote against combined Chair/CEO

1138407 US02553E1064 American Eagle

Outfitters, Inc.


1140704 US0256762065 American Equity

Investment Life

Holding Company


1125480 US0258161092 American Express

Company


1d


performance



Company

North America USA 01/05/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance


Company


1135850 US0259321042 American Financial

Group, Inc.



1128026 US02665T3068 American Homes 4

Rent

North America USA 04/05/2017 Annual Against 1.4 Policy Rationale:Concerns to protect shareholder

value

1151972 US0268747849 American

International

Group, Inc.


1134359 US0285911055 American National

Insurance Company


1132283 US02913V1035 American Public

Education, Inc.


1145444 US02916P1030 American Railcar

Industries, Inc.


1b

1e,1f


performance



committees

1135375 US0298991011 American States

Water Company


1140728 US03027X1000 American Tower

Corporation

North America USA 31/05/2017 Annual All For 3

1141998 US0303711081 American Vanguard

Corporation


1128984 US0304201033 American Water

Works Company,

Inc.


1151227 US03071H1005 AMERISAFE, Inc. North America USA 09/06/2017 Annual All For

1124923 US03076C1062 Ameriprise

Financial, Inc.


1133871 US03076K1088 Ameris Bancorp North America USA 16/05/2017 Annual All For

1129132 US0311001004 AMETEK, Inc. North America USA 09/05/2017 Annual All For

1135504 US0311621009 Amgen Inc. North America USA 19/05/2017 Annual Against 3

1.2


performance


1135504 US0311621009 Amgen Inc. North America USA 19/05/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1145801 US03152W1099 Amicus

Therapeutics, Inc.


1133628 US0316521006 Amkor Technology,

Inc.


1139923 US0320951017 Amphenol

Corporation


1142307 US03209R1032 Amphastar

Pharmaceuticals,

Inc.

North America USA 08/06/2017 Annual Against 1c Concerns about overall performance

1132051 US03211L1026 Amplify Snack

Brands, Inc.


1137272 US0323593097 AmTrust Financial

Services, Inc.

North America USA 18/05/2017 Annual Against 3 Annual vote provides for greater shareholder

oversight

1145295 US03236M2008 Amyris, Inc. North America USA 23/05/2017 Annual Against 4

1.4


oversight


committee meetings

1124902 US0325111070 Anadarko

Petroleum

Corporation


1124388 US0341641035 The Andersons, Inc. North America USA 12/05/2017 Annual All For

1146408 US0352551081 Anika Therapeutics,

Inc.


1.2


performance


1141526 US0352901054 Anixter

International Inc.


performance

1137445 US0357104092 Annaly Capital

Management, Inc.


performance

1132346 US03662Q1058 ANSYS, Inc. North America USA 19/05/2017 Annual All For

1144303 US03674X1063 Antero Resources

Corporation


performance

1132348 US0367521038 Anthem, Inc. North America USA 18/05/2017 Annual All For

1122752 US0373471012 Anworth Mortgage

Asset Corporation


1b


performance


1129736 US0374111054 Apache Corporation North America USA 11/05/2017 Annual All For

1119575 US03748R1014 APARTMENT

INVESTMENT AND

MANAGEMENT

COMPANY


1148943 US0375981091 Apogee

Enterprises, Inc.


performance

1132259 US03762U1051 Apollo Commercial

Real Estate

Finance, Inc.


1135148 US03784Y2000 Apple Hospitality

REIT, Inc.


1126595 US0383361039 AptarGroup, Inc. North America USA 03/05/2017 Annual All For

1128258 US03836W1036 Aqua America, Inc. North America USA 03/05/2017 Annual All For

1122277 US03937C1053 ArcBest Corporation North America USA 02/05/2017 Annual All For

1127949 US0394831020 Archer-Daniels-

Midland Company


1124353 US03957W1062 Archrock Inc. North America USA 26/04/2017 Annual All For

1122595 US03965L1008 Arconic Inc. North America USA 25/05/2017 Proxy Contest Against No Action Taken 1.1,1.3,1.5

1.1,1.2,1.3,1.4,1.5,2,3,4,5,6,

7,8,9

Proposal withdrawn/not put to a vote

1145962 US0400476075 Arena

Pharmaceuticals,

Inc.


performance

1148950 US04010E1091 Argan, Inc. North America USA 22/06/2017 Annual Against 3

1.8


performance


1128058 US04010L1035 Ares Capital

Corporation


1130157 US04010L1035 Ares Capital

Corporation


1140931 US0404131064 Arista Networks,

Inc.


1.2


performance


1147074 US0423155078 ARMOUR

Residential REIT,

Inc.



1146462 US04238R1068 Armstrong

Flooring, Inc.


1130756 US0427351004 Arrow Electronics,

Inc.


1130756 US0427351004 Arrow Electronics,

Inc.


1128289 US0427441029 Arrow Financial

Corporation


performance

1139920 US04316A1088 Artisan Partners

Asset Management

Inc.


1.1

1.3




1139920 US04316A1088 Artisan Partners

Asset Management

Inc.


1.1



1126033 US0434361046 Asbury Automotive

Group, Inc.


1146520 US0441021013 Ashford Hospitality

Prime, Inc.


1.2


performance


1139042 US0441031095 Ashford Hospitality

Trust, Inc.


1.4


performance


1123330 US0454871056 Associated Banc-

Corp


1127956 US04621X1081 Assurant, Inc. North America USA 11/05/2017 Annual All For

1122225 US0462241011 Astec Industries,

Inc.


1146999 US0462651045 Astoria Financial

Corporation

North America USA 13/06/2017 Special Against 2 Apparent failure to link pay and appropriate


service contracts

1143226 US0465131078 Atara

Biotherapeutics,

Inc.


1145395 US04685W1036 athenahealth, Inc. North America USA 07/06/2017 Annual All For


1140412 US0491642056 Atlas Air

Worldwide

Holdings, Inc.


1.7


performance


1138414 US04963C2098 AtriCure, Inc. North America USA 24/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1147218 US0527691069 Autodesk, Inc. North America USA 14/06/2017 Annual All For

1157466 US05278C1071 Autohome Inc. Emerging Markets Cayman

Islands

27/06/2017 Special Against 1 Apparent failure to link pay and appropriate

performance

1128528 US0528001094 Autoliv, Inc. North America USA 09/05/2017 Annual All For

1119564 US05329W1027 AutoNation, Inc. North America USA 19/04/2017 Annual Against 4

1134994 US0534841012 AvalonBay

Communities, Inc.

North America USA 18/05/2017 Annual Against 1h Concerns about reducing shareholder rights

1146358 US05351W1036 Avangrid, Inc. North America USA 22/06/2017 Annual Against 1.6

1.1



committees

1122078 US0536111091 Avery Dennison

Corporation


1126042 US0537741052 Avis Budget Group,

Inc.


1132352 US05379B1070 Avista Corporation North America USA 11/05/2017 Annual All For

1131412 US0543031027 Avon Products, Inc. North America USA 09/05/2017 Annual Against 1.3 Concerns to protect shareholder value

1139564 US05464C1018 Axon Enterprise,

Inc.


performance

1123856 US0549371070 BB&T Corporation North America USA 25/04/2017 Annual All For

1135570 US05508R1068 B&G Foods, Inc. North America USA 23/05/2017 Annual All For

1143177 US05541T1016 BGC Partners, Inc. North America USA 06/06/2017 Annual Against 3

2


oversight


performance


1123900 US05561Q2012 BOK Financial

Corporation


1.19

1.14



committee meetings


committees

1129092 US05591B1098 BMC Stock

Holdings, Inc.


1123326 US0565251081 Badger Meter, Inc. North America USA 28/04/2017 Annual Against 3

1121487 US0572241075 Baker Hughes

Incorporated


1155238 US0572241075 Baker Hughes

Incorporated

North America USA 30/06/2017 Special Against 4

3


performance



service contracts

1145008 US0576652004 Balchem

Corporation


1123887 US0584981064 Ball Corporation North America USA 26/04/2017 Annual Against 1.3,1.4

1.2



1139674 US05945F1030 BancFirst

Corporation


oversight

1126693 US0596921033 BancorpSouth, Inc. North America USA 26/04/2017 Annual All For

1139901 US05969A1051 THE BANCORP, INC. North America USA 17/05/2017 Annual All For

1146042 US05990K1060 Banc of California,

Inc.



1112797 US0605051046 Bank of America

Corporation

North America USA 26/04/2017 Annual Against 1j

7

Combined CEO/Chair 2- Fund manager or client

vote




incentivisation


Corporation

North America USA 26/04/2017 Annual Against 7 SH: For shareholder resolution, against



incentivisation


Corporation

North America USA 26/04/2017 Annual Against 1f

7





incentivisation

1124722 US0625401098 Bank of Hawaii

Corporation


1120822 US0637501034 Bank Mutual

Corporation


1122502 US0639041062 Bank of the Ozarks,

Inc.


1148622 US0639041062 Bank of the Ozarks,

Inc.


1122229 US0640581007 The Bank of New

York Mellon

Corporation


1122229 US0640581007 The Bank of New

York Mellon

Corporation


1138283 US06652K1034 BankUnited, Inc. North America USA 16/05/2017 Annual All For

1128537 US06652V2088 Banner Corporation North America USA 25/04/2017 Annual All For

1123893 US0673831097 C. R. Bard, Inc. North America USA 19/04/2017 Annual Against 1.7 Vote against combined Chair/CEO

1123893 US0673831097 C. R. Bard, Inc. North America USA 19/04/2017 Annual All For

1125895 US0678061096 Barnes Group Inc. North America USA 05/05/2017 Annual All For

1135400 US06846N1046 Bill Barrett

Corporation

North America USA 16/05/2017 Annual Against 1.2 Concerns related to approach to board

diversity

1124833 US0718131099 Baxter

International Inc.


shareholder rights

1155590 US0758961009 Bed Bath & Beyond

Inc.


1d


performance

Policy Rationale:Concerns about overall performance

1134972 US0774541066 Belden Inc. North America USA 25/05/2017 Annual Against 1.8 Concerns about reducing shareholder rights

1134972 US0774541066 Belden Inc. North America USA 25/05/2017 Annual Against 3

1.8


performance


1125301 US0814371052 Bemis Company,

Inc.


1132034 US08160H1014 Benchmark

Electronics, Inc.


1132034 US08160H1014 Benchmark

Electronics, Inc.


1142054 US08180D1063 Benefitfocus, Inc. North America USA 02/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1135265 US0844231029 W. R. Berkley

Corporation


1C


performance


1123467 US0846707026 Berkshire

Hathaway Inc.


1.11

4


oversight






1123467 US0846707026 Berkshire

Hathaway Inc.


1.11

4

5

1.1


oversight












1123467 US0846707026 Berkshire

Hathaway Inc.


1.11

4

5


oversight










1135613 US0846801076 Berkshire Hills

Bancorp, Inc.


1146805 US0865161014 Best Buy Co., Inc. North America USA 13/06/2017 Annual All For

1146805 US0865161014 Best Buy Co., Inc. North America USA 13/06/2017 Annual Against 1e Vote against combined Chair/CEO

1146579 US08915P1012 Big 5 Sporting

Goods Corporation


performance

1137468 US0893021032 Big Lots, Inc. North America USA 25/05/2017 Annual All For

1133527 US08986R1014 Biglari Holdings Inc. North America USA 27/04/2017 Annual Against 3

1.2,1.3,1.4,1.5

1.1

4

5


performance







incentivisation

1131399 US0905722072 Bio-Rad

Laboratories, Inc.


6


performance

Enables greater accountability to shareholders

1138408 US09058V1035 BioCryst

Pharmaceuticals,

Inc.


1143820 US09061G1013 BioMarin

Pharmaceutical Inc.


performance

1144346 US09062X1037 Biogen Inc. North America USA 07/06/2017 Annual All For

1128981 US0906721065 BioTelemetry, Inc. North America USA 11/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1145858 US09180C1062 BJ's Restaurants,

Inc.


performance

1124418 US0921131092 Black Hills

Corporation


1144359 US09214X1000 Black Knight

Financial Services,

Inc.


1143266 US09227Q1004 Blackbaud, Inc. North America USA 13/06/2017 Annual All For


1141534 US09238E1047 Blackhawk Network

Holdings, Inc.


1.5


performance


committees

1139069 US09247X1019 BlackRock, Inc. North America USA 25/05/2017 Annual Against 5 SH: For shareholder resolution, against




1125973 US0925331086 BlackRock Capital

Investment

Corporation


1130096 US0925331086 BlackRock Capital

Investment

Corporation


1142325 US09257W1009 Blackstone

Mortgage Trust, Inc.


1118683 US0942351083 Bloomin' Brands,

Inc.


performance

1141359 US0952291005 Blucora, Inc. North America USA 01/06/2017 Annual Against 3

5b


performance


1139949 US09531U1025 Blue Buffalo Pet

Products, Inc.

North America USA 01/06/2017 Annual Against 1.1 Concerns related to inappropriate membership of

committeesConcerns about overall

performanceConcerns about overall board structure

1142057 US09609G1004 bluebird bio, Inc. North America USA 08/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1146469 US09627Y1091 Blueprint

Medicines

Corporation



1125299 US0970231058 The Boeing

Company


5






better management of ESG opportunities and risks

1125299 US0970231058 The Boeing

Company


5

1i








1127246 US09739D1000 Boise Cascade

Company


1125323 US0997241064 BorgWarner Inc. North America USA 26/04/2017 Annual All For

1135943 US1005571070 The Boston Beer

Company, Inc.


1.1


performance


1126052 US1011191053 Boston Private

Financial Holdings,

Inc.


1136090 US1011211018 Boston Properties,

Inc.



1129829 US1011371077 Boston Scientific

Corporation


1123325 US1033041013 Boyd Gaming

Corporation


1134410 US1053682035 Brandywine Realty

Trust

North America USA 18/05/2017 Annual Against 1g Concerns about reducing shareholder rights

1139083 US1091941005 Bright Horizons

Family Solutions Inc.


performance

1125707 US1096961040 The Brink's

Company


performance

1127231 US1101221083 Bristol-Myers

Squibb Company


1C


shareholder rights


1127231 US1101221083 Bristol-Myers

Squibb Company


shareholder rights

1130718 US11120U1051 Brixmor Property

Group Inc.


1124740 US11133B4095 BroadSoft, Inc. North America USA 27/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1116072 US1116213067 Brocade

Communications

Systems, Inc.


1128224 US11373M1071 Brookline Bancorp,

Inc.


performance

1126367 US1152361010 Brown & Brown,

Inc.


1139909 US1167941087 Bruker Corporation North America USA 22/05/2017 Annual Against 3 Annual vote provides for greater shareholder

oversight

1126416 US1170431092 Brunswick

Corporation


1122195 US1176651099 Bryn Mawr Bank

Corporation



1140290 US1184401065 The Buckle, Inc. North America USA 30/05/2017 Annual Against 5

8


oversight


1139089 US12008R1077 Builders

FirstSource, Inc.


2

1.3


oversight


performance


1132294 US1220171060 Burlington Stores,

Inc.


1140411 US12477X1063 CAI International,

Inc.


performance

1135573 US1248051021 CBIZ, Inc. North America USA 11/05/2017 Annual Against 5 Insufficient basis to support a decision

1129876 US1248301004 CBL & Associates

Properties, Inc.


1134774 US12503M1080 CBOE Holdings, Inc. North America USA 18/05/2017 Annual All For

1134404 US12504L1098 CBRE Group, Inc. North America USA 19/05/2017 Annual Against 1a,1c,1d,1e,1f Concerns about overall performance

1120405 US1251341061 CEB Inc. North America USA 04/04/2017 Special All For

1132106 US1252691001 CF Industries

Holdings, Inc.


performance

1130468 US12541W2098 C.H. Robinson

Worldwide, Inc.


1130468 US12541W2098 C.H. Robinson

Worldwide, Inc.


1124746 US1255091092 Cigna Corporation North America USA 26/04/2017 Annual Against 6 SH: For shareholder resolution, against



1131417 US1255818015 CIT Group Inc. North America USA 09/05/2017 Annual All For

1135527 US12572Q1058 CME Group Inc. North America USA 24/05/2017 Annual Against 1h Concerns to protect shareholder value


1127174 US1258961002 CMS Energy

Corporation


1124739 US1261171003 CNA Financial

Corporation


1.7


performance


1131461 US12621E1038 CNO Financial

Group, Inc.


1133602 US1263491094 CSG Systems

International, Inc.


performance

1141514 US1264081035 CSX Corporation North America USA 05/06/2017 Proxy Contest Against No Action Taken 5

3

1g,1m

1f

1a,1b,1c,1d,1e,1f,1g,1h,1i,1j

,1k,1l,1m,2,3,4,5


performance


performance



1135136 US1265011056 CTS Corporation North America USA 18/05/2017 Annual All For

1135525 US1266001056 CVB Financial Corp. North America USA 17/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1132251 US1266501006 CVS Health

Corporation


6








3


1132808 US12673A1088 CYS Investments,

Inc.

North America USA 12/05/2017 Annual Against 1.2,1.6,1.7 Concerns about reducing shareholder rights

1129842 US12685J1051 Cable One, Inc. North America USA 02/05/2017 Annual Against 1b Concerns about overall performance

1126054 US1270971039 Cabot Oil & Gas

Corporation


performance

1127290 US1273871087 CADENCE DESIGN

SYSTEMS, INC.


1132043 US1281951046 CalAtlantic Group,

Inc.


1117900 US1282461052 Calavo Growers,

Inc.

North America USA 26/04/2017 Annual Against 1.3,1.4,1.5,1.7,1.8,1.9,1.10

1.12



1139675 US1295001044 Caleres, Inc. North America USA 25/05/2017 Annual All For

1127153 US1296031065 Calgon Carbon

Corporation


1129834 US13057Q2066 California

Resources

Corporation


performance

1138292 US1307881029 California Water

Service Group


1142060 US13089P1012 Calithera

Biosciences, Inc.


1126583 US1311931042 Callaway Golf

Company


1145453 US13123E5006 Callidus Software

Inc.


performance

1130621 US13123X1028 Callon Petroleum

Company


1130714 US1313473043 Calpine Corporation North America USA 10/05/2017 Annual Against 8 Shareholder proposal promotes transparency

1126066 US1320111073 Cambrex

Corporation


1126834 US1330341082 Camden National

Corporation


1128478 US1331311027 Camden Property

Trust


1127129 US1395941057 Capella Education

Company



1146581 US1397941014 Capital Bank

Financial Corp.


1.3


performance


1126037 US14040H1059 Capital One

Financial

Corporation


1126037 US14040H1059 Capital One

Financial

Corporation

North America USA 04/05/2017 Annual Against 1A Vote against combined Chair/CEO

1139223 US1404751042 Capital Senior

Living Corporation

North America USA 16/05/2017 Annual Against 5 Insufficient basis to support a decision

1135928 US14067E5069 Capstead Mortgage

Corporation


1135532 US1407811058 CARBO Ceramics

Inc.


1115157 US14149F1093 Cardinal Financial

Corporation



service contracts

1135829 US1416241065 Care Capital

Properties, Inc.

North America USA 18/05/2017 Annual Against 1B Concerns about reducing shareholder rights

1136454 US1416651099 Career Education

Corporation


1123840 US14174T1079 CareTrust REIT, Inc. North America USA 26/04/2017 Annual All For

1120706 US1423391002 Carlisle Companies

Incorporated



service contract

1148501 US1431301027 CarMax, Inc. North America USA 26/06/2017 Annual Against 3

6


performance


1125494 US1438731077 Carolina Financial

Corporation



1134706 US1439051079 Carriage Services,

Inc.


2

1


performance



service contract


1140255 US1445771033 Carrizo Oil & Gas,

Inc.


1.4


performance


1135529 US1462291097 Carter's, Inc. North America USA 17/05/2017 Annual All For

1142956 US1474481041 Casella Waste

Systems, Inc.


1144032 US1491231015 Caterpillar Inc. North America USA 14/06/2017 Annual Against 10,11

7

6




shareholder rights


1144032 US1491231015 Caterpillar Inc. North America USA 14/06/2017 Annual Against 3

10,11

7

6






shareholder rights



1139070 US1491501045 Cathay General

Bancorp


1136424 US1492051065 The Cato

Corporation


1.1


performance


diversityConcerns to protect shareholder value

1144891 US14964U1088 Cavium, Inc. North America USA 20/06/2017 Annual All For

1127298 US1506022094 Cedar Realty Trust,

Inc.


1.4,1.5,1.7

1.1


performance



1122134 US1508701034 Celanese

Corporation


1145426 US1510201049 Celgene

Corporation


1.5,1.7,1.9,1.11


performance


1146400 US15117B1035 Celldex

Therapeutics, Inc.


performance

1122196 US15135B1017 Centene

Corporation


1140762 US15136A1025 Centennial

Resource

Development, Inc.

North America USA 25/05/2017 Special Against 1,2 Concerns to protect shareholder value

1144005 US15136A1025 Centennial

Resource

Development, Inc.



1124169 US15189T1079 CenterPoint

Energy, Inc.


1118728 US15201P1093 CenterState Banks,

Inc.


1121988 US1547604090 Central Pacific

Financial Corp.



1143152 US1564311082 Century Aluminum

Company


1130466 US1565043007 Century

Communities, Inc.


1139236 US1567001060 CenturyLink, Inc. North America USA 24/05/2017 Annual Against 4a

4b,4c




1142538 US1567821046 Cerner Corporation North America USA 24/05/2017 Annual Against 1b Vote against combined Chair/CEO

1142538 US1567821046 Cerner Corporation North America USA 24/05/2017 Annual All For

1134375 US1572101053 CEVA, Inc. North America USA 15/05/2017 Annual All For

1131455 US1598641074 Charles River

Laboratories

International, Inc.


1137292 US16115Q3083 Chart Industries,

Inc.

North America USA 25/05/2017 Annual Against 3,5 Apparent failure to link pay and appropriate

performance

1124366 US16119P1084 Charter

Communications,

Inc.


1d,1e

3

5

1l


performance








1124366 US16119P1084 Charter

Communications,

Inc.


1d,1e

3

5


performance






1133596 US16208T1025 Chatham Lodging

Trust


1143999 US1630721017 The Cheesecake

Factory

Incorporated


1143999 US1630721017 The Cheesecake

Factory

Incorporated

North America USA 08/06/2017 Annual Against 1a Vote against combined Chair/CEO

1135859 US1630861011 The Chefs'

Warehouse, Inc.


1136448 US16359R1032 Chemed

Corporation


shareholder rights

1122260 US1637311028 Chemical Financial

Corporation


1122733 US1638511089 The Chemours

Company

North America USA 26/04/2017 Annual Against 1e Concerns about overall performance

1139940 US16411R2085 Cheniere Energy,

Inc.


performance

1135934 US1651671075 Chesapeake Energy

Corporation


performance

1135625 US1652401027 Chesapeake

Lodging Trust


1136420 US1653031088 Chesapeake

Utilities Corporation



1137427 US1667641005 Chevron

Corporation


9

10

5,8

11


performance




incentivisation












1122373 US1672501095 Chicago Bridge &

Iron Company N.V.

Europe Netherland

s


10


performance



1148496 US1686151028 Chico's FAS, Inc. North America USA 22/06/2017 Annual All For

1133751 US1689051076 The Children's

Place, Inc.


performance

1139916 US16934Q2084 Chimera

Investment

Corporation


1a


performance


1146746 US16934W1062 Chimerix, Inc. North America USA 28/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance


1152076 US16938C1062 China Biologic

Products, Inc.


1.1

5


performance




1131390 US1696561059 Chipotle Mexican

Grill, Inc.


shareholder rights

1129077 US1699051066 Choice Hotels

International, Inc.


1126580 US1713401024 Church & Dwight

Co., Inc.


1124384 US1714841087 Churchill Downs

Incorporated


1132299 US1717981013 Cimarex Energy Co. North America USA 11/05/2017 Annual All For

1127980 US1718715022 Cincinnati Bell Inc. North America USA 04/05/2017 Annual All For

1126487 US1720621010 Cincinnati Financial

Corporation


1135621 US17243V1026 Cinemark Holdings,

Inc.


1132684 US17273K1097 CIRCOR

International, Inc.


1122241 US1729221069 Citizens & Northern

Corporation


1123835 US1729674242 Citigroup Inc. North America USA 25/04/2017 Annual Against 7 SH: For shareholder resolution, against




1133896 US17306X1028 Citi Trends, Inc. North America USA 24/05/2017 Proxy Contest Against No Action Taken 2

4

1.2

1.1,1.2,1.3,2,3,4,5,6

A vote FOR this proposal is warranted given that the

proposal is on ballot solely for Section 162(m)

approval and the committee administering the plan

is fully independent.

Although a concern is noted, a vote FOR this

proposal is warranted as pay and performance are

reasonably aligned at this time

As the dissident has made a compelling case that

change is warranted at the board level, a vote FOR

dissident candidate Duskin and management

nominee Levy on the WHITE card is warranted.

1120392 US1746101054 Citizens Financial

Group, Inc.


1120392 US1746101054 Citizens Financial

Group, Inc.

North America USA 27/04/2017 Annual Against 1.1 Combined CEO/Chair 2- Fund manager or client vote

1144986 US1773761002 Citrix Systems, Inc. North America USA 22/06/2017 Annual Against 1a,2 Fund manager or client vote

1144986 US1773761002 Citrix Systems, Inc. North America USA 22/06/2017 Annual All For

1125500 US1778351056 City Holding

Company


1144024 US1844961078 Clean Harbors, Inc. North America USA 07/06/2017 Annual All For

1129899 US18538R1032 Clearwater Paper

Corporation


1123977 US18683K1016 Cliffs Natural

Resources Inc.


performance

1129147 US18911Q1022 Cloud Peak Energy

Inc.

North America USA 10/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1144263 US1894641000 Clovis Oncology,

Inc.

1127305 US19075F3047 Cobalt

International

Energy, Inc.


1121967 US1908971088 CoBiz Financial Inc. North America USA 27/04/2017 Annual Against 4 Shareholder proposal promotes appropriate


1121497 US1912161007 The Coca-Cola

Company


performance

1130467 US1921085049 Coeur Mining, Inc. North America USA 09/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1124598 US19239V3024 Cogent

Communications

Holdings, Inc.


1123688 US1924221039 COGNEX

CORPORATION





1141357 US1924461023 Cognizant

Technology

Solutions

Corporation


1128387 US19247A1007 Cohen & Steers, Inc. North America USA 04/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1135273 US19249H1032 Coherus

BioSciences, Inc.

North America USA 17/05/2017 Annual Against 1.2 Concerns about overall board structure

1137005 US1925761066 Cohu, Inc. North America USA 10/05/2017 Annual Against 1.2 Concerns related to approach to board diversity

1134378 US1940141062 Colfax Corporation North America USA 18/05/2017 Annual Against 1g Concerns about overall performance


1130651 US1941621039 Colgate-Palmolive

Company


5

1d


performance


shareholder rights


1130651 US1941621039 Colgate-Palmolive

Company


5


performance


shareholder rights

1130483 US19625W1045 Colony NorthStar,

Inc.


1.5


performance


1132345 US19625X1028 Colony Starwood

Homes


1138982 US1972361026 Columbia Banking

System, Inc.


1144008 US1972361026 Columbia Banking

System, Inc.


1125296 US1982872038 Columbia Property

Trust, Inc.


1144977 US1985161066 COLUMBIA

SPORTSWEAR

COMPANY


7


performance


shareholder rights

1135631 US1999081045 Comfort Systems

USA, Inc.


1146514 US20030N1019 Comcast

Corporation


5

Shareholder proposal promotes efficient capital

structure



1146514 US20030N1019 Comcast

Corporation


5

1.9


structure



1123136 US2003401070 Comerica

Incorporated


1121503 US2005251036 Commerce

Bancshares, Inc.


1142951 US20084V1089 CommerceHub, Inc. North America USA 16/06/2017 Annual Against 3

1.1


performance


1139497 US2026081057 Commercial

Vehicle Group, Inc.


1126095 US20337X1090 CommScope

Holding Company,

Inc.


1132694 US2036071064 Community Bank

System, Inc.


1135295 US2036681086 Community Health

Systems, Inc.



1134183 US2041491083 Community Trust

Bancorp, Inc.


1126058 US20451N1019 Compass Minerals

International, Inc.


1138353 US20451Q1040 Compass

Diversified Holdings

LLC


1.2


performance


1132774 US2053061030 Computer

Programs and

Systems, Inc.


1134739 US20605P1012 Concho Resources

Inc.



1138363 US20676Y4035 Condor Hospitality

Trust, Inc.

North America USA 16/05/2017 Annual Against 1.9,3,4

1.2,1.3,1.4,1.5,1.6,1.7,1.8

Policy Rationale:A vote AGAINST the proposed

conversion is warranted given the dilutive impact to

common shareholders. Moreover, the company's

current financial condition does not seem to

support the need for this transaction, the

transaction provides no additional capital to the

company, and there are no apparent downside risks

of non-approval.

WITHHOLD votes are warranted for all director

nominees. While unilateral increases in authorized

shares are permitted (but not required) under

Maryland law, some shareholders expect companies

to put reverse splits and/or increases in authorized

shares to shareholder vote, particularly when the

effective increase in share capital is significant, as in

this case.

1137229 US2067871036 Conduent

Incorporated


performance

1130534 US20717E1010 ConforMIS, Inc. North America USA 08/05/2017 Annual Against 1.2 Concerns about overall performance

1139498 US2074101013 CONMED

Corporation


1145020 US20786W1071 ConnectOne

Bancorp, Inc.


1139724 US2082421072 Conn's, Inc. North America USA 31/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1133349 US20825C1045 ConocoPhillips North America USA 16/05/2017 Annual Against 3

5,6


performance





1133686 US20854P1093 CONSOL Energy Inc. North America USA 09/05/2017 Annual Against 5 Shareholder proposal promotes transparency

1129862 US2090341072 Consolidated

Communications

Holdings, Inc.



Edison, Inc.



Edison, Inc.

North America USA 15/05/2017 Annual Against 1f Vote against combined Chair/CEO

1132295 US21075N2045 Contango Oil & Gas

Company


1c


performance


diversity

1134181 US2111711030 Continental

Building Products,

Inc.


1135544 US2120151012 Continental

Resources, Inc.


3

5


oversight


performance



1124736 US2124851062 Convergys

Corporation


1135301 US21676P1030 Cooper-Standard

Holdings Inc.


1125554 US2168311072 Cooper Tire &

Rubber Company


1135958 US2186811046 Core-Mark Holding

Company, Inc.


1135078 US21870Q1058 CoreSite Realty

Corporation


1135607 US21870U5020 CorEnergy

Infrastructure

Trust, Inc.


1125441 US21871D1037 CoreLogic, Inc. North America USA 03/05/2017 Annual All For

1131359 US21871N1019 CoreCivic, Inc. North America USA 11/05/2017 Annual Against 1c,1g,1h Concerns about reducing shareholder rights

1148076 US21925Y1038 Cornerstone

OnDemand, Inc.


1124901 US2193501051 Corning

Incorporated


1124901 US2193501051 Corning

Incorporated


1129086 US22002T1088 Corporate Office

Properties Trust


1142970 US22160N1090 CoStar Group, Inc. North America USA 06/06/2017 Annual All For

1138358 US22164K1016 Cotiviti Holdings,

Inc.

North America USA 25/05/2017 Annual Against 3 Concerns to protect shareholder value

1124587 US2227951066 Cousins Properties

Incorporated


1128214 US22282E1029 Covanta Holding

Corporation


1124729 US2243991054 Crane Co. North America USA 24/04/2017 Annual All For

1141874 US2252233042 Cray Inc. North America USA 13/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1144969 US2253101016 Credit Acceptance

Corporation


1140379 US2267181046 Criteo S.A. Europe France 28/06/2017 Annual/Special Against 6

21,22

5


performance




1143302 US2270461096 Crocs, Inc. North America USA 06/06/2017 Annual All For

1136472 US2274831047 Cross Country

Healthcare, Inc.


1133728 US22822V1017 Crown Castle

International Corp.


shareholder rights

1125530 US2283681060 CROWN HOLDINGS,

INC.


shareholder rights

1130448 US2289031005 CryoLife, Inc. North America USA 17/05/2017 Annual Against 5

1.6


performance


diversity

1140416 US2296631094 CubeSmart North America USA 31/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1124904 US2298991090 Cullen/Frost

Bankers, Inc.


1129145 US2310211063 Cummins Inc. North America USA 09/05/2017 Annual Against 7

16

1







8,14

16

16





1128390 US2315611010 Curtiss-Wright

Corporation


1140770 US23204G1004 Customers

Bancorp, Inc.


1136674 US2328061096 Cypress

Semiconductor

Corporation

North America USA 20/06/2017 Proxy Contest Against No Action Taken 5

1.1,1.2,1.4,1.5,1.6,1.7,2,3,4,

5


performance 2- Based on an evaluation of the

estimated cost, plan features, and grant practices

using the Equity Plan Scorecard (EPSC), a vote

AGAINST this proposal is warranted due to the

following key factors:* Plan cost is excessive; and*

The plan allows broad discretion to accelerate

vesting.

1124905 US23283R1005 CyrusOne Inc. North America USA 28/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1124474 US2331532042 DCT Industrial Trust

Inc.


1134717 US23317H1023 DDR Corp. North America USA 09/05/2017 Annual All For

1127023 US23331S1006 DHI Group, Inc. North America USA 28/04/2017 Annual All For

1128546 US2333261079 DST Systems, Inc. North America USA 09/05/2017 Annual All For

1128546 US2333261079 DST Systems, Inc. North America USA 09/05/2017 Annual Against 1.5 Vote against combined Chair/CEO

1136742 US23332B1061 DSP Group, Inc. North America USA 15/05/2017 Annual Against 1.5 Concerns related to approach to board

diversity

1121509 US2333311072 DTE Energy

Company





1139484 US23334L1026 DSW Inc. North America USA 24/05/2017 Annual Against 2

1.1


performance


1146624 US2333774071 DXP Enterprises,

Inc.


1.2


performance


1124178 US2358252052 Dana Incorporated North America USA 27/04/2017 Annual Against 6 Shareholder proposal promotes enhanced

shareholder rights

1132068 US2358511028 Danaher

Corporation


7






1130693 US2372661015 Darling Ingredients

Inc.


1144006 US2383371091 Dave & Buster's

Entertainment, Inc.


performance

1146603 US23918K1088 DaVita Inc. North America USA 16/06/2017 Annual All For

1129143 US2423702032 Dean Foods

Company


performance

1135819 US2450771025 Del Frisco's

Restaurant Group,

Inc.


1139052 US2454961044 Del Taco

Restaurants, Inc.


1135389 US2466471016 Delek US Holdings,

Inc.


1155101 US2466471016 Delek US Holdings,

Inc.


1151135 US24703L1035 Dell Technologies

Inc.


1146391 US2473617023 Delta Air Lines, Inc. North America USA 30/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1125250 US2478501008 Deltic Timber

Corporation


1139450 US2479162081 Denbury Resources

Inc.


6


performance


1124839 US2480191012 Deluxe Corporation North America USA 02/05/2017 Annual All For

1132031 US24869P1049 Denny's

Corporation


1139128 US24906P1093 DENTSPLY SIRONA

Inc.

North America USA 24/05/2017 Annual Against 1a Concerns related to approach to board diversity


1143921 US25179M1036 Devon Energy

Corporation


8

7,9









transparency

1141346 US2521311074 DexCom, Inc. North America USA 31/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1129849 US25271C1027 Diamond Offshore

Drilling, Inc.


5


performance





1128457 US2527843013 DiamondRock

Hospitality

Company



1146500 US25278X1090 Diamondback

Energy, Inc.


1.4


performance


1146039 US2533931026 Dick's Sporting

Goods, Inc.


1c


performance


1122675 US2536511031 Diebold Nixdorf,

Incorporated


1130681 US2538681030 Digital Realty Trust,

Inc.

North America USA 08/05/2017 Annual Against 1e Concerns to protect shareholder value

1146613 US25389M8771 DigitalGlobe, Inc. North America USA 22/06/2017 Annual All For

1139652 US2539221083 Dime Community

Bancshares, Inc.


1136022 US2540671011 Dillard's, Inc. North America USA 20/05/2017 Annual Against 5

6


oversight



1133345 US2544231069 DineEquity, Inc. North America USA 16/05/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1132126 US2545431015 Diodes

Incorporated


1144001 US25456K1016 Diplomat

Pharmacy, Inc.


1123886 US2547091080 Discover Financial

Services


1123886 US2547091080 Discover Financial

Services



1134761 US25470F1049 Discovery

Communications,

Inc.


3

1.1

1.2

5,6


oversight


performance




1126353 US25470M1099 DISH Network

Corporation


1.1


1138354 US2566771059 Dollar General

Corporation


4


oversight


performance

1148467 US2567461080 Dollar Tree, Inc. North America USA 15/06/2017 Annual All For

1125506 US25746U1097 Dominion Energy

Inc


1.5

8,9


performance


committees






1124185 US25754A2015 Domino's Pizza, Inc. North America USA 25/04/2017 Annual Against 5 SH: For shareholder resolution, no management



1132666 US2575592033 Domtar Corporation North America USA 03/05/2017 Annual All For

1136659 US2578672006 R.R. Donnelley &

Sons Company


1139665 US25787G1004 Donnelley Financial

Solutions, Inc.


1133348 US2582781009 Dorman Products,

Inc.


1139931 US25960P1093 Douglas Emmett,

Inc.


1.9


performance


1132809 US25960R1059 Douglas Dynamics,

Inc.


1132809 US25960R1059 Douglas Dynamics,

Inc.


1127250 US2600031080 Dover Corporation North America USA 05/05/2017 Annual All For

1131382 US2600951048 DOVER DOWNS

GAMING &

ENTERTAINMENT,

INC.

North America USA 26/04/2017 Annual Against 1.2 Concerns about overall board structure

1132366 US2605431038 The Dow Chemical

Company


1132366 US2605431038 The Dow Chemical

Company


1129874 US26138E1091 Dr Pepper Snapple

Group, Inc.






1132133 US2620371045 Dril-Quip, Inc. North America USA 12/05/2017 Annual Against 5

1.2


performance


1139620 US2635341090 E. I. du Pont de

Nemours and

Company


1h

6


performance



1131466 US2641471097 Ducommun

Incorporated


1123822 US2644115055 Duke Realty

Corporation


1127176 US26441C2044 Duke Energy

Corporation


6









1127176 US26441C2044 Duke Energy

Corporation


6

1.6









1129748 US26483E1001 The Dun &

Bradstreet

Corporation


performance

1129748 US26483E1001 The Dun &

Bradstreet

Corporation


1a


performance


1129031 US2655041000 Dunkin' Brands

Group, Inc.





1139500 US26613Q1067 DUPONT FABROS

TECHNOLOGY, INC.


1142311 US2681582019 Dynavax

Technologies

Corporation


1.3


performance


committee meetings

1132164 US26817Q5062 Dynex Capital, Inc. North America USA 16/05/2017 Annual All For

1131667 US26817R1086 Dynegy Inc. North America USA 18/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1143750 US2686031079 El Pollo Loco

Holdings, Inc.

North America USA 06/06/2017 Annual Against 1.2,1.3

3


Shareholder proposal promotes

transparency

1124731 US26875P1012 EOG Resources, Inc. North America USA 27/04/2017 Annual Against 1f Combined CEO/Chair

1124731 US26875P1012 EOG Resources, Inc. North America USA 27/04/2017 Annual All For

1114383 US26884L1098 EQT Corporation North America USA 19/04/2017 Annual All For

1142324 US26884U1097 EPR Properties North America USA 31/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1143926 US26885G1094 Era Group Inc. North America USA 07/06/2017 Annual All For

1132609 US2689481065 Eagle Bancorp, Inc. North America USA 18/05/2017 Annual Against 1.5 Concerns about reducing shareholder rights

1139590 US26907Y1047 ESH Hospitality, Inc. North America USA 17/05/2017 Annual Against 1.6 Concerns to protect shareholder value

1130478 US2692464017 E*TRADE Financial

Corporation


1146485 US2697961082 Eagle

Pharmaceuticals,

Inc.


1a


performance


1140767 US27579R1041 East West Bancorp,

Inc.


1132118 US2772761019 EastGroup

Properties, Inc.


1127385 US2774321002 Eastman Chemical

Company


1132234 US2786421030 eBay Inc. North America USA 18/05/2017 Annual All For

1142629 US2787152063 Ebix, Inc. North America USA 24/05/2017 Annual Against 4

1.3

6


performance




1146645 US27875T1016 Echo Global

Logistics, Inc.

North America USA 16/06/2017 Annual Against 1.4 Overboarded/Too many other time

commitments

1127041 US2787681061 EchoStar

Corporation


5,6

1.1

1.4


performance


committee meetings



1124838 US2788651006 Ecolab Inc. North America USA 04/05/2017 Annual Against 1a Combined CEO/Chair

1124838 US2788651006 Ecolab Inc. North America USA 04/05/2017 Annual All For

1125315 US2810201077 Edison International North America USA 27/04/2017 Annual Against 5 Shareholder proposal promotes enhanced

shareholder rights

1130076 US28140H2031 Education Realty

Trust, Inc.


1131366 US28176E1082 Edwards

Lifesciences

Corporation


1146618 US28238P1093 eHealth, Inc. North America USA 13/06/2017 Annual All For

1139690 US2836778546 El Paso Electric

Company


1146486 US2860821022 ELECTRONICS FOR

IMAGING, INC.


1146486 US2860821022 ELECTRONICS FOR

IMAGING, INC.

1135402 US28849P1003 Ellie Mae, Inc. North America USA 17/05/2017 Annual Against 4 Shareholder proposal promotes appropriate


1148832 US2888531041 Perry Ellis

International, Inc.


1140741 US29084Q1004 EMCOR Group, Inc. North America USA 01/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1139137 US29089Q1058 Emergent

BioSolutions Inc.


1130679 US2921041065 Empire State Realty

Trust, Inc.


1.7


performance


1139670 US2922181043 Employers

Holdings, Inc.


1.1


performance


1145448 US2925541029 Encore Capital

Group, Inc.


1129115 US2925621052 Encore Wire

Corporation


diversity

1126053 US29265N1081 Energen

Corporation


1146635 US29266S1069 Endologix, Inc. North America USA 31/05/2017 Annual Against 2,3 Apparent failure to link pay and appropriate

performance

1124700 US29272B1052 Endurance

International Group

Holdings, Inc.


1128397 US29278N1037 Energy Transfer, LP North America USA 26/04/2017 Special All For

1138321 US29286C1071 Engility Holdings,

Inc.


performance

1127085 US29355X1072 EnPro Industries,

Inc.

1135838 US29357K1034 Enova

International, Inc.


1e

1f


performance


Overboarded/Too many other time

commitments

1139136 US29358P1012 The Ensign Group,

Inc.


6


performance





1139597 US29362U1043 Entegris, Inc. North America USA 24/05/2017 Annual Against 1b Concerns related to approach to board diversity

1126062 US29364G1031 Entergy Corporation North America USA 05/05/2017 Annual Against 5 SH: For shareholder resolution, against




1126062 US29364G1031 Entergy Corporation North America USA 05/05/2017 Annual Against 5

1c






1123896 US2937121059 Enterprise Financial

Services Corp


1144939 US29414B1044 EPAM Systems, Inc. North America USA 06/06/2017 Annual All For

1144939 US29414B1044 EPAM Systems, Inc. North America USA 06/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139064 US29414D1000 Envision Healthcare

Corporation


performance

1128535 US2944291051 Equifax Inc. North America USA 04/05/2017 Annual Against 5

1i




Vote against combined Chair/CEO Fund manager or

client vote

1128535 US2944291051 Equifax Inc. North America USA 04/05/2017 Annual Against 5 SH: For shareholder resolution, against



1142321 US29444U7000 Equinix, Inc. North America USA 31/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1141865 US2946281027 Equity

Commonwealth


1124863 US29472R1086 Equity LifeStyle

Properties, Inc.


1.6



1143234 US29476L1070 Equity Residential North America USA 15/06/2017 Annual Against 1.3

5



shareholder rights

1119624 US29664W1053 Esperion

Therapeutics, Inc.


performance

1138473 US2966891028 Essendant Inc. North America USA 23/05/2017 Annual All For


1125495 US2971781057 Essex Property

Trust, Inc.


1142059 US29786A1060 Etsy, Inc. North America USA 08/06/2017 Annual Against 3

1c


performance


1139047 US2987361092 Euronet

Worldwide, Inc.


1146384 US29977A1051 Evercore Partners

Inc.


performance

1128196 US30040W1080 Eversource Energy North America USA 03/05/2017 Annual All For

1128541 US30064E1091 Exactech, Inc. North America USA 04/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1123892 US30161N1019 Exelon Corporation North America USA 25/04/2017 Annual All For 3

1138993 US30161Q1040 Exelixis, Inc. North America USA 24/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1146576 US3020811044 ExlService Holdings,

Inc.


1147072 US30212P3038 Expedia, Inc. North America USA 13/06/2017 Annual Against 3

2

1h

1d

1k

5


oversight


performance


committee meetings


committees


commitmentsConcerns about overall board

structure



1127241 US3021301094 Expeditors

International of

Washington, Inc.


1140422 US30214U1025 Exponent, Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1145972 US30219E1038 Express, Inc. North America USA 07/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1125358 US30219G1085 EXPRESS SCRIPTS

HOLDING COMPANY




incentivisation

1139595 US30224P2002 Extended Stay

America, Inc.


performance

1133749 US30225T1025 Extra Space Storage

Inc.


1124614 US30227H1068 Exterran

Corporation


1135362 US30227M1053 Extraction Oil &

Gas, Inc.

North America USA 04/05/2017 Annual Against 1B Concerns about overall performanceConcerns about



1139482 US30231G1022 Exxon Mobil

Corporation


10,12,13

7

6

1.11




incentivisation













1139482 US30231G1022 Exxon Mobil

Corporation


10,12,13

7

6




incentivisation











1132061 US30239F1066 FBL Financial

Group, Inc.


1122027 US3024451011 FLIR Systems, Inc. North America USA 21/04/2017 Annual All For

1125263 US3024913036 FMC Corporation North America USA 25/04/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1132821 US3025201019 F.N.B. Corporation North America USA 17/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1143931 US30281V1089 FTD Companies, Inc. North America USA 06/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1143267 US3029411093 FTI Consulting, Inc. North America USA 07/06/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance


1139329 US30303M1027 Facebook, Inc. North America USA 01/06/2017 Annual Against 1.4

7

6

3

4


Policy Rationale:Shareholder proposal promotes







structure


1139329 US30303M1027 Facebook, Inc. North America USA 01/06/2017 Annual Against 1.4

7

6

3

4

1.8









structure



1134184 US30555Q1085 Fairmount Santrol

Holdings Inc.


1.1


performance



1151140 US3076751086 Farmer Bros. Co. North America USA 20/06/2017 Special All For

1130471 US3116421021 FARO Technologies,

Inc.


1117085 US3119001044 Fastenal Company North America USA 25/04/2017 Annual All For

1127173 US3137472060 Federal Realty

Investment Trust


1122255 US3138551086 Federal Signal

Corporation


1127235 US3154051003 Ferro Corporation North America USA 27/04/2017 Annual Against 1.2 Concerns related to approach to board diversity

1143170 US31572Q8087 FibroGen, Inc. North America USA 07/06/2017 Annual Against 2

1a


performance


1141949 US31620M1062 Fidelity National

Information

Services, Inc.


1144321 US31620R3030 Fidelity National

Financial, Inc.


1.4


performance


1127229 US3163941053 Fidelity Southern

Corporation


1.2


performance


1147011 US31660B1017 Fiesta Restaurant

Group, Inc.

North America USA 07/06/2017 Proxy Contest Against No Action Taken 3

1.1,1.2,1.3,2,3,4,5

The proposal is on ballot solely for Section 162(m)

approval; however, this is the first opportunity for

shareholders to weigh in on an equity plan following

the company's IPO. As such, the recommendation

relies on the overall Equity Plan Scorecard (EPSC).

Based on evaluation of the estimated cost, plan

features, and grant practices using the EPSC, a vote

AGAINST this proposal is warranted due to the

following key factor(s):* The plan permits repricing

and/or exchange of grants without shareholder

approval;* The plan permits cash buyout of awards

without shareholder approval; and* Plan cost is

excessive.

1121252 US3167731005 Fifth Third Bancorp North America USA 18/04/2017 Annual All For

1135383 US3174851002 Financial Engines,

Inc.


1146442 US3175854047 Financial

Institutions, Inc.


1139935 US31816Q1013 FireEye, Inc. North America USA 01/06/2017 Annual Against 3

1b


performance


1132263 US31847R1023 First American

Financial

Corporation


1122239 US31866P1021 The First Bancorp,

Inc.


performance

1129102 US3189101062 First Bancorp North America USA 03/05/2017 Annual Against 1.12 Concerns related to inappropriate membership of

committees


1139478 US3193832041 First Busey

Corporation


committees

1135937 US3193901002 First Business

Financial Services,

Inc.


1122721 US31946M1036 First Citizens

BancShares, Inc.


1.9



1124191 US3198291078 First

Commonwealth

Financial

Corporation


1123145 US31983A1034 First Community

Bancshares, Inc.


1130509 US32006W1062 First Defiance

Financial Corp.


1123618 US32008D1063 First Data

Corporation


1.1


committees


1139078 US3202091092 First Financial

Bancorp.


1118214 US32020R1095 First Financial

Bankshares, Inc.


1123718 US3202181000 First Financial

Corporation


1.1



1145347 US32022K1025 First Financial

Northwest, Inc.


1122744 US3205171057 First Horizon

National

Corporation


1136513 US32054K1034 First Industrial

Realty Trust, Inc.


1139072 US32055Y2019 First Interstate

BancSystem, Inc.


5


oversight


performance

1126078 US3208171096 First Merchants

Corporation


1137481 US3208671046 First Midwest

Bancorp, Inc.



1135373 US33610F1093 First Potomac

Realty Trust


1129716 US33616C1009 First Republic Bank North America USA 09/05/2017 Annual Against 3

7

1a


performance



1129716 US33616C1009 First Republic Bank North America USA 09/05/2017 Annual Against 3

7


performance


1134762 US3364331070 First Solar, Inc. North America USA 17/05/2017 Annual Against 4 Annual vote provides for greater shareholder

oversight

1122984 US3369011032 1st Source

Corporation


1145999 US33767D1054 FirstCash, Inc. North America USA 08/06/2017 Annual Against 1.2 Concerns related to approach to board diversity

1137479 US3377381088 Fiserv, Inc. North America USA 24/05/2017 Annual Against 2

5


performance





1132756 US3379321074 FirstEnergy Corp. North America USA 16/05/2017 Annual Against 3

10

11

9


performance






shareholder rights


1139044 US33812L1026 Fitbit, Inc. North America USA 25/05/2017 Annual Against 3

1.6


performance



1150025 US33829M1018 Five Below, Inc. North America USA 20/06/2017 Annual All For

1131303 US3383071012 Five9, Inc. North America USA 15/05/2017 Annual Against 1.3 Concerns about overall performance

1132052 US33830X1046 Five Prime

Therapeutics, Inc.


2


performance

1147189 US3390411052 FleetCor

Technologies, Inc.


3

5


oversight


performance



1128417 US3433891021 Flotek Industries,

Inc.



1121505 US3434121022 Fluor Corporation North America USA 04/05/2017 Annual Against 6

1K






1121505 US3434121022 Fluor Corporation North America USA 04/05/2017 Annual Against 6 SH: For shareholder resolution, against




1137277 US3434981011 Flowers Foods, Inc. North America USA 25/05/2017 Annual Against 5 Vote in favour of a resolution requiring or


1135600 US34354P1057 Flowserve

Corporation


shareholder rights

1140744 US3438731057 Flushing Financial

Corporation


performance

1138707 US3441771009 Fogo de Chao, Inc. North America USA 17/05/2017 Annual Against 1.2 Concerns related to inappropriate membership of


1144023 US3444374058 Fonar Corporation North America USA 05/06/2017 Annual Against 1.2

4



1135619 US3448491049 Foot Locker, Inc. North America USA 17/05/2017 Annual Against 5

1d


performance



1135619 US3448491049 Foot Locker, Inc. North America USA 17/05/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1132604 US3453708600 Ford Motor

Company

North America USA 11/05/2017 Annual Against 1k

5

6



shareholder rights


1149356 US3456051099 Forest City Realty

Trust, Inc.


1129894 US3462331097 Forestar Group Inc. North America USA 09/05/2017 Annual Against 1.3

4



1136486 US3463751087 FormFactor, Inc. North America USA 26/05/2017 Annual All For

1134996 US3465631097 Forrester Research,

Inc.


1147198 US34959E1091 Fortinet, Inc. North America USA 23/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139714 US34959J1088 Fortive Corporation North America USA 06/06/2017 Annual All For

1120402 US34964C1062 Fortune Brands

Home & Security,

Inc.


1132630 US34984V1008 Forum Energy

Technologies, Inc.


1131150 US3498531017 Forward Air

Corporation


1139485 US34988V1061 Fossil Group, Inc. North America USA 24/05/2017 Annual All For

1138443 US3500601097 L.B. Foster

Company


1146548 US35086T1097 Four Corners

Property Trust, Inc.


1127238 US35138V1026 Fox Factory Holding

Corp.


1142292 US3517931040 Francesca's Holding

Corporation



1126086 US3535141028 Franklin Electric

Co., Inc.


1a,1b


performance


1132266 US35471R1068 Franklin Street

Properties Corp.


1151137 US3561081007 Fred's, Inc. North America USA 15/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1140761 US35671D8570 Freeport-McMoRan

Inc.


performance

1132778 US3570231007 FreightCar America,

Inc.


1129827 US35906A1088 Frontier

Communications

Corporation


1115582 US3596941068 H.B. Fuller Company North America USA 06/04/2017 Annual All For

1133692 US3602711000 FULTON FINANCIAL

CORPORATION


1128400 US3614481030 GATX Corporation North America USA 05/05/2017 Annual All For

1128400 US3614481030 GATX Corporation North America USA 05/05/2017 Annual Against 1.4 Vote against combined Chair/CEO

1124743 US36162J1060 The GEO Group, Inc. North America USA 27/04/2017 Annual All For

1126050 US36164Y1010 GCP Applied

Technologies Inc.


1134040 US36174X1019 GGP Inc. North America USA 17/05/2017 Annual Against 6 Shareholder proposal promotes enhanced

shareholder rights

1137437 US36191G1076 GNC Holdings, Inc. North America USA 23/05/2017 Annual All For

1149893 US36237H1014 G-III Apparel

Group, Ltd.


1128045 US3635761097 Arthur J. Gallagher

& Co.


1144976 US36467J1088 Gaming and Leisure

Properties, Inc.


5


performance



1150403 US36467W1099 GameStop Corp. North America USA 27/06/2017 Annual All For

1128456 US36473H1041 Gannett Co., Inc. North America USA 10/05/2017 Annual All For

1133604 US3647601083 Gap Inc. North America USA 17/05/2017 Annual All For

1137224 US3666511072 Gartner, Inc. North America USA 01/06/2017 Annual All For

1146014 US3687361044 Generac Holdings

Inc.


performance

1133768 US3693001089 General Cable

Corporation


1151074 US3693851095 General

Communication,

Inc.


3

1b

Annual vote provides for greater shareholder

oversight


performance


1127282 US3695501086 General Dynamics

Corporation

North America USA 03/05/2017 Annual Against 1b Fund manager or client vote Lead director -

Concern in respect of independence given long

tenure (30 years) and family affiliation with

Longview Asset Management, which beneficially

owns 11% of the Company's outstanding common

stock.

1127282 US3695501086 General Dynamics

Corporation


1120823 US3696041033 General Electric

Company


1150302 US3715321028 Genesco Inc. North America USA 22/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1136407 US3715591059 Genesee &

Wyoming Inc.


1133797 US3719011096 Gentex Corporation North America USA 18/05/2017 Annual Against 1.1 Vote against combined Chair/CEO

1133797 US3719011096 Gentex Corporation North America USA 18/05/2017 Annual All For

1117273 US3724601055 Genuine Parts

Company


1140279 US37253A1034 Gentherm

Incorporated


1127017 US3742971092 Getty Realty Corp. North America USA 04/05/2017 Annual Against 1b,1c

1f



1134174 US3746891072 Gibraltar

Industries, Inc.


1152077 US37518B1026 Gigamon Inc. North America USA 29/06/2017 Annual Against 2,4 Apparent failure to link pay and appropriate

performance

1129087 US3755581036 Gilead Sciences, Inc. North America USA 10/05/2017 Annual Against 7 Shareholder proposal promotes appropriate


1123857 US37637Q1058 Glacier Bancorp,

Inc.


1125274 US3765361080 Gladstone

Commercial

Corporation


1130910 US3773161043 P. H. Glatfelter

Company


performance

1146595 US37890U1088 Global Blood

Therapeutics, Inc.

North America USA 20/06/2017 Annual Against 1.1 Concerns about overall performanceConcerns


1135523 US3789734080 Globalstar, Inc. North America USA 16/05/2017 Annual Against 4

6


oversight



1129703 US3793782018 Global Net Lease,

Inc.

North America USA 31/05/2017 Annual Against 1d Concerns to protect shareholder value

1126064 US37940X1028 Global Payments

Inc.


1133607 US37949E2046 Globaltrans

Investment Plc

Europe Cyprus 24/04/2017 Annual All For

1138193 US37951Q2021 Global Ports

Investments PLC

Europe Cyprus 12/05/2017 Annual Against 2

3,5,7,8,9,10,11,12,16



1137449 US37953G1031 Global Brass and

Copper Holdings,

Inc.


1145420 US3795772082 Globus Medical, Inc. North America USA 07/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1141290 US38000Q1022 GlycoMimetics, Inc. North America USA 25/05/2017 Annual Against 1.1 Concerns about overall performance

1144002 US3802371076 GoDaddy Inc. North America USA 07/06/2017 Annual Against 3

1.1


performance


1143943 US38046C1099 Gogo Inc. North America USA 07/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1125302 US38141G1040 The Goldman Sachs

Group, Inc.

North America USA 28/04/2017 Annual Against 1a Vote against combined Chair/CEO

1125302 US38141G1040 The Goldman Sachs

Group, Inc.


1122250 US3825501014 The Goodyear Tire

& Rubber Company


1144332 US38268T1034 GoPro, Inc. North America USA 06/06/2017 Annual Against 1.7 Concerns to protect shareholder value

1116071 US38376A1034 Government

Properties Income

Trust


2

1.2

1.1


oversight


performance



1129885 US38388F1084 W. R. Grace & Co. North America USA 09/05/2017 Annual All For


1123901 US3841091040 Graco Inc. North America USA 28/04/2017 Annual All For

1127353 US3846371041 Graham Holdings

Company


1124153 US3848021040 W.W. Grainger, Inc. North America USA 26/04/2017 Annual All For

1146623 US3850023082 Gramercy Property

Trust


1125700 US38500T1016 GRAN TIERRA

ENERGY INC.


1145979 US38526M1062 Grand Canyon

Education, Inc.


performance

1143713 US3873281071 GRANITE

CONSTRUCTION

INCORPORATED


1132717 US3886891015 Graphic Packaging

Holding Company


1129103 US3909051076 Great Southern

Bancorp, Inc.


1127149 US3911641005 Great Plains Energy

Incorporated


5







1139065 US39304D1028 Green Dot

Corporation


1129840 US3932221043 Green Plains Inc. North America USA 09/05/2017 Annual Against 4

3


performance

1136474 US3989051095 Group 1

Automotive, Inc.


performance

1145912 US3994731079 Groupon, Inc. North America USA 13/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance


1132304 US4001101025 Grubhub Inc. North America USA 11/05/2017 Annual Against 1.3 Concerns about overall performance

1153985 US4016171054 Guess?, Inc. North America USA 29/06/2017 Annual Against 6 Shareholder proposal promotes appropriate


1122608 US4023071024 Gulf Island

Fabrication, Inc.


1147157 US4026353049 Gulfport Energy

Corporation


1.5


performance


1135949 US4040301081 H&E Equipment

Services, Inc.


1124735 US40412C1018 HCA Healthcare Inc North America USA 27/04/2017 Annual Against 5 Shareholder proposal promotes enhanced

shareholder rights

1124735 US40412C1018 HCA Healthcare Inc North America USA 27/04/2017 Annual Against 1a

5

Combined CEO/Chair 2- Fund manager or client

vote


shareholder rights

1124309 US40414L1098 HCP, Inc. North America USA 27/04/2017 Annual All For

1124309 US40414L1098 HCP, Inc. North America USA 27/04/2017 Annual Against 1g

1f

Fund manager or client vote 2- Lack of independent


Fund manager or client vote 2- Overboarded/Too


1146478 US40416E1038 HCI GROUP, INC. North America USA 25/05/2017 Annual Against 1.1 Concerns about overall performance

1132303 US40416M1053 HD Supply

Holdings, Inc.


1146352 US40418F1084 HFF, Inc. North America USA 25/05/2017 Annual All For

1128441 US4042511000 HNI Corporation North America USA 09/05/2017 Annual All For

1136468 US4043031099 HSN, Inc. North America USA 24/05/2017 Annual Against 4 Annual vote provides for greater shareholder

oversight

1114539 US40434L1052 HP Inc. North America USA 17/04/2017 Annual All For


1128229 US4046091090 The Hackett Group,

Inc.


1135931 US4062161017 Halliburton

Company


1135931 US4062161017 Halliburton

Company

North America USA 17/05/2017 Annual Against 1i Vote against combined Chair/CEO

1128240 US40637H1095 Halozyme

Therapeutics, Inc.


performance

1122271 US40650V1008 Halyard Health, Inc. North America USA 27/04/2017 Annual All For

1124728 US4101201097 Hancock Holding

Company


1143796 US4103151050 Handy & Harman

Ltd.


1.6

1.1


performance



committee meetings

1122725 US4103451021 Hanesbrands Inc. North America USA 25/04/2017 Annual All For

1135807 US4104952043 Hanmi Financial

Corporation


1137231 US41068X1000 Hannon Armstrong

Sustainable

Infrastructure

Capital, Inc.


1131490 US4108671052 The Hanover

Insurance Group,

Inc.


1125346 US4123243036 Hardinge Inc. North America USA 03/05/2017 Annual All For

1125493 US4128221086 Harley-Davidson,

Inc.


1147179 US4131601027 Harmonic Inc. North America USA 13/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1122717 US4158641070 Harsco Corporation North America USA 25/04/2017 Annual All For

1135486 US4165151048 The Hartford

Financial Services

Group, Inc.


1133586 US4180561072 Hasbro, Inc. North America USA 18/05/2017 Annual All For

1133586 US4180561072 Hasbro, Inc. North America USA 18/05/2017 Annual Against 1.6 Vote against combined Chair/CEO

1130514 US4195961010 Haverty Furniture

Companies, Inc.


1.3


1127132 US4198701009 Hawaiian Electric

Industries, Inc.


1132116 US4198791018 Hawaiian Holdings,

Inc.

North America USA 10/05/2017 Annual Against A

1.7


1139918 US4219061086 Healthcare Services

Group, Inc.

North America USA 30/05/2017 Annual Against 1.1,1.2,1.3,1.4,1.5,1.6,1.7,1.

8,1.9

WITHHOLD votes are warranted for all director

nominees for failure to adequately respond to

majority opposition to Dino Ottaviano's re-election

at the 2016 annual meeting.

1127485 US4219243098 HealthSouth

Corporation


1125965 US4219461047 Healthcare Realty

Trust Incorporated


1138485 US42222N1037 HealthStream, Inc. North America USA 25/05/2017 Annual Against 1.3 Concerns related to inappropriate membership

of committees

1149370 US42226A1079 HealthEquity, Inc. North America USA 22/06/2017 Annual Against 3

1.8


performance


1132293 US4223471040 Heartland Express,

Inc.



1139524 US42234Q1022 Heartland Financial

USA, Inc.

North America USA 17/05/2017 Annual Against 1.1 Concerns related to approach to board


1136460 US4227041062 Hecla Mining

Company


performance

1143983 US4228191023 Heidrick &

Struggles

International, Inc.


1129859 US42330P1075 Helix Energy

Solutions Group,

Inc.


performance

1133998 US42704L1044 Herc Holdings Inc. North America USA 18/05/2017 Annual All For

1124205 US42722X1063 Heritage Financial

Corporation


1126591 US42726M1062 Heritage-Crystal

Clean, Inc.


1142294 US4278255009 Hersha Hospitality

Trust


1127138 US4278661081 The Hershey

Company


1139062 US42806J1060 Hertz Global

Holdings, Inc.


performance

1145740 US42809H1077 Hess Corporation North America USA 07/06/2017 Annual Against 6 A vote FOR this proposal is warranted, as

shareholders would benefit from additional

information about the impact that climate change

regulations might have on the company and its

operations, and the actions that the company is

taking to mitigate these risks.

1124671 US4282911084 Hexcel Corporation North America USA 04/05/2017 Annual Against 1.1 Vote against combined Chair/CEO

1124671 US4282911084 Hexcel Corporation North America USA 04/05/2017 Annual All For

1140746 US4285671016 Hibbett Sports, Inc. North America USA 17/05/2017 Annual All For

1132246 US4312841087 Highwoods

Properties, Inc.


1148952 US4327481010 Hilltop Holdings Inc. North America USA 15/06/2017 Annual Against 2

1.15


performance


1128055 US43283X1054 Hilton Grand

Vacations Inc.



1138986 US43300A2033 Hilton Worldwide

Holdings Inc.


1127352 US4361061082 HollyFrontier

Corporation

North America USA 10/05/2017 Annual Against 1h Concerns related to approach to board diversity

1118239 US4368932004 Home BancShares,

Inc.


committees

1133725 US4370761029 The Home Depot,

Inc.


5


shareholder rights


1133725 US4370761029 The Home Depot,

Inc.


5

1l


shareholder rights



1142627 US43785V1026 HomeStreet, Inc. North America USA 25/05/2017 Annual Against 1.2 Concerns about overall performance

1121243 US4385161066 Honeywell

International Inc.


5




1135738 US4403271046 Horace Mann

Educators

Corporation


1125295 US4404071049 Horizon Bancorp North America USA 04/05/2017 Annual Against 1.1,1.2,1.4 Concerns about reducing shareholder rights

1142253 US4405431069 Hornbeck Offshore

Services, Inc.


3

1.2


oversight


performance



1142544 US44106M1027 Hospitality

Properties Trust


2

1.1

1.2

5,6


oversight


performance




shareholder rights

1133763 US44107P1049 Host Hotels &

Resorts, Inc.


1146336 US44109J1060 Hostess Brands, Inc. North America USA 15/06/2017 Annual All For

1130512 US44157R1095 Houghton Mifflin

Harcourt Company


1128234 US44244K1097 Houston Wire &

Cable Company


1137436 US44267D1072 The Howard

Hughes Corporation


performance

1126357 US4433201062 Hub Group, Inc. North America USA 10/05/2017 Annual Against 5

1.5


performance



1123683 US4435106079 Hubbell

Incorporated


1143697 US4435731009 HubSpot, Inc. North America USA 07/06/2017 Annual Against 3

1.1


performance



1136449 US4440971095 Hudson Pacific

Properties, Inc.


6



1120670 US4448591028 Humana Inc. North America USA 20/04/2017 Annual Against 1e

5





1120530 US4456581077 J.B. Hunt Transport

Services, Inc.

North America USA 20/04/2017 Annual Against 1.9,5

6



1121518 US4461501045 Huntington

Bancshares

Incorporated


1121518 US4461501045 Huntington

Bancshares

Incorporated


1126629 US4464131063 Huntington Ingalls

Industries, Inc.


shareholder rights

1126561 US4470111075 Huntsman

Corporation


1129119 US4474621020 Huron Consulting

Group Inc.


1135379 US4485791028 Hyatt Hotels

Corporation


1125341 US4491721050 Hyster-Yale

Materials Handling,

Inc.


1146598 US44919P5089 IAC/InterActiveCorp North America USA 21/06/2017 Annual Against 3

2


oversight


performance

1142317 US44925C1036 ICF International,

Inc.


1136477 US44930G1076 ICU Medical, Inc. North America USA 09/05/2017 Annual All For

1134178 US44967H1014 ILG, Inc. North America USA 15/05/2017 Annual All For


1134178 US44967H1014 ILG, Inc. North America USA 15/05/2017 Annual Against 1.1 Vote against combined Chair/CEO

1134789 US44980X1090 IPG Photonics

Corporation


2


oversight


performance

1135009 US45031U1016 iStar Inc. North America USA 16/05/2017 Annual Against 1.2,1.3,1.4,1.5

5





1123356 US45071R1095 Ixia North America USA 12/04/2017 Special All For

1129135 US45073V1089 ITT Inc. North America USA 10/05/2017 Annual All For

1135978 US4508281080 IBERIABANK

Corporation


1133346 US4511071064 IDACORP, Inc. North America USA 18/05/2017 Annual All For

1124730 US45167R1041 IDEX Corporation North America USA 26/04/2017 Annual All For

1124730 US45167R1041 IDEX Corporation North America USA 26/04/2017 Annual Against 1.1 Vote against combined Chair/CEO

1127178 US45168D1046 IDEXX Laboratories,

Inc.



1140720 US45174J1034 iHeartMedia, Inc. North America USA 26/05/2017 Annual Against 3

2

1.14

1.12

1.1,1.6,1.7,1.11

1.13


oversight


performance

Concerns about overall board structureConcerns to



committee meetingsConcerns related to



committees


1128606 US4523081093 Illinois Tool Works

Inc.


1128606 US4523081093 Illinois Tool Works

Inc.


1139566 US4523271090 Illumina, Inc. North America USA 30/05/2017 Annual All For

1146004 US45253H1014 ImmunoGen, Inc. North America USA 13/06/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1134820 US45256B1017 Impax

Laboratories, Inc.


1157138 US4529071080 Immunomedics, Inc. North America USA 29/06/2017 Special All For

1142309 US4532041096 Impinj, Inc. North America USA 14/06/2017 Annual Against 1.2 Concerns about overall performance

1124654 US45321L1008 Imperva, Inc. North America USA 26/04/2017 Annual Against 2

1.3


performance


1138992 US45329R1095 INC Research

Holdings, Inc.



1139928 US45337C1027 Incyte Corporation North America USA 26/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1134403 US45378A1060 INDEPENDENCE

REALTY TRUST, INC.

North America USA 16/05/2017 Annual Against 1.2 Concerns about reducing shareholder rights 3

1131430 US4538361084 Independent Bank

Corp.


1120265 US4538386099 Independent Bank

Corporation


1146032 US45384B1061 Independent Bank

Group, Inc.


1137291 US45665Q1031 Infinity Property

and Casualty

Corporation


1138385 US45667G1031 Infinera Corporation North America USA 25/05/2017 Annual All For

1127237 US45685L1008 InfraREIT, Inc. North America USA 17/05/2017 Annual Against 1.1 Concerns about reducing shareholder rights

1123603 US45688C1071 Ingevity

Corporation


1134344 US4571871023 Ingredion

Incorporated


1134278 US45765U1034 Insight Enterprises,

Inc.


1135808 US4576693075 Insmed

Incorporated


oversight

1124618 US45768S1050 Innospec Inc. North America USA 10/05/2017 Annual Against 3

1.1


performance


1143798 US45772F1075 Inphi Corporation North America USA 25/05/2017 Annual All For

1139059 US45773Y1055 InnerWorkings, Inc. North America USA 01/06/2017 Annual Against 2

1F


performance


committee meetings

1133691 US45774N1081 Innophos Holdings,

Inc.


performance

1146596 US45778Q1076 Insperity, Inc. North America USA 16/06/2017 Annual All For

1129719 US45780L1044 Inogen, Inc. North America USA 11/05/2017 Annual Against 1.1 Concerns about overall performance

1141872 US45780R1014 Installed Building

Products, Inc.


1.1

5


performance


Shareholder proposal promotes appropriate

accountability or incentivisation

1141528 US45781D1019 Inovalon Holdings,

Inc.



1136062 US45784P1012 Insulet Corporation North America USA 17/05/2017 Annual All For

1139721 US4579852082 Integra LifeSciences

Holdings

Corporation


committee meetings

1135150 US4581401001 Intel Corporation North America USA 18/05/2017 Annual All For

1140251 US45824V2097 Insys Therapeutics,

Inc.


1139903 US45826H1095 Integer Holdings

Corporation


1121341 US45841N1072 Interactive Brokers

Group, Inc.

North America USA 20/04/2017 Annual Against 1A,1B

4



1147203 US45845P1084 Intercept

Pharmaceuticals,

Inc.


1.9


performance


1133591 US4586653044 Interface, Inc. North America USA 16/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1131538 US45866F1049 Intercontinental

Exchange, Inc.

North America USA 19/05/2017 Annual Against 1i Vote against combined Chair/CEO


Exchange, Inc.



Exchange, Inc.

North America USA 19/05/2017 Annual Against 1k Fund manager or client vote

1145975 US45867G1013 InterDigital, Inc. North America USA 14/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139216 US4590441030 International

Bancshares

Corporation



Bancshares

Corporation



Business Machines

Corporation


1.11

6,7


performance



shareholder rights


Business Machines

Corporation


6,7


performance


shareholder rights


Flavors &

Fragrances Inc.


performance

1135565 US4601461035 International Paper

Company



1139455 US4606901001 The Interpublic

Group of

Companies, Inc.


1139455 US4606901001 The Interpublic

Group of

Companies, Inc.


1140897 US46071F1030 Intersect ENT, Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1146953 US46116X1019 Intra-Cellular

Therapies, Inc.


performance

1135627 US4612031017 Invacare

Corporation

North America USA 18/05/2017 Annual Against 1.3 Concerns to protect shareholder value

1119219 US46120E6023 Intuitive Surgical,

Inc.


performance

1147195 US46122T1025 Intrexon

Corporation


1B


performance


committees

1129830 US46123D2053 InvenSense, Inc. North America USA 17/05/2017 Special All For

1124908 US46131B1008 Invesco Mortgage

Capital Inc.


1144004 US46145F1057 Investment

Technology Group,

Inc.


1b


performance


1139481 US46146L1017 Investors Bancorp,

Inc.


1136412 US4622221004 Ionis

Pharmaceuticals,

Inc.


performance

1131458 US46269C1027 Iridium

Communications

Inc.


1139917 US4627261005 iRobot Corporation North America USA 23/05/2017 Annual All For

1139088 US46284V1017 Iron Mountain

Incorporated

North America USA 24/05/2017 Annual Against 2,3 Fund manager or client vote

1139088 US46284V1017 Iron Mountain

Incorporated


1140413 US46333X1081 Ironwood

Pharmaceuticals,

Inc.


performance

1151465 US46435G6310 iShares Trust North America USA 19/06/2017 Special All For

1128255 US4657411066 Itron, Inc. North America USA 12/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1128255 US4657411066 Itron, Inc. North America USA 12/05/2017 Annual All For


1135144 US46625H1005 JPMorgan Chase &

Co.


5

10

9


performance




incentivisation








1135144 US46625H1005 JPMorgan Chase &

Co.


5

10

9

1g


performance




incentivisation








1126084 US47102X1054 Janus Capital

Group, Inc.

North America USA 25/04/2017 Special Against 3,4 Concerns to protect shareholder value

1133760 US4771431016 JetBlue Airways

Corporation


1131469 US4778391049 John Bean

Technologies

Corporation


1123715 US4781601046 Johnson & Johnson North America USA 27/04/2017 Annual Against 6

1d






1123715 US4781601046 Johnson & Johnson North America USA 27/04/2017 Annual Against 6 SH: For shareholder resolution, no management



1142282 US48020Q1076 Jones Lang LaSalle

Incorporated


performance

1127140 US48123V1026 j2 Global, Inc. North America USA 04/05/2017 Annual Against 1.1 Concerns related to approach to board diversity

1137011 US48203R1041 Juniper Networks,

Inc.


1142525 US48205A1097 Juno Therapeutics,

Inc.


1.3


performance


1143994 US48238T1097 KAR Auction

Services, Inc.


1134166 US48242W1062 KBR, Inc. North America USA 17/05/2017 Annual All For

1132301 US48244B1008 KCG Holdings, Inc. North America USA 10/05/2017 Annual All For

1132796 US48282T1043 Kadant Inc. North America USA 17/05/2017 Annual All For

1146459 US4830077040 Kaiser Aluminum

Corporation


performance

1119123 US4835481031 Kaman Corporation North America USA 19/04/2017 Annual All For

1133364 US4851703029 Kansas City

Southern


6


performance


shareholder rights

1134814 US48562P1030 KapStone Paper

and Packaging

Corporation


1146464 US48576U1060 Karyopharm

Therapeutics Inc.


1148502 US4858651098 Kate Spade &

Company


shareholder rights


1119258 US48666K1097 KB Home North America USA 13/04/2017 Annual Against 1.8 Concerns related to attendance at board or

committee meetings

1120888 US4878361082 Kellogg Company North America USA 28/04/2017 Annual Against 6 Shareholder proposal promotes enhanced

shareholder rights

1127777 US4884011002 Kemper

Corporation


1146342 US4893981070 Kennedy-Wilson

Holdings, Inc.


performance

1144301 US4925151015 Keryx

Biopharmaceuticals,

Inc.


1130745 US4932671088 KeyCorp North America USA 18/05/2017 Annual Against 5 Shareholder proposal promotes appropriate


1124922 US4937321010 Kforce Inc. North America USA 18/04/2017 Annual All For

1138340 US49427F1084 Kilroy Realty

Corporation


1117277 US4943681035 Kimberly-Clark

Corporation


1117277 US4943681035 Kimberly-Clark

Corporation


1123759 US49446R1095 Kimco Realty

Corporation


1132782 US49456B1017 Kinder Morgan, Inc. North America USA 10/05/2017 Annual Against 5,6

4

3












1133524 US4945801037 Kindred Healthcare,

Inc.


performance

1119035 US4972661064 Kirby Corporation North America USA 25/04/2017 Annual All For

1146018 US4974981056 Kirkland's, Inc. North America USA 02/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1145933 US49803L1098 Kite Pharma, Inc. North America USA 20/06/2017 Annual Against 4

3


performance



1132066 US49803T3005 Kite Realty Group

Trust

North America USA 10/05/2017 Annual Against 1b,1c,1d,1h Concerns about reducing shareholder rights

1129837 US4989042001 Knoll, Inc. North America USA 09/05/2017 Annual All For

1132141 US4990641031 KNIGHT

TRANSPORTATION,

INC.

1124362 US49926D1090 Knowles

Corporation


performance

1132320 US5002551043 Kohl's Corporation North America USA 10/05/2017 Annual Against 6 Shareholder proposal promotes appropriate


1146890 US5006001011 Kopin Corporation North America USA 31/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1134402 US50060P1066 Koppers Holdings

Inc.


1119279 US5007541064 The Kraft Heinz

Company


1g


performance 2- Fund manager or client vote



1119279 US5007541064 The Kraft Heinz

Company


4,5,6


performance







1139661 US50077C1062 Kraton Corporation North America USA 25/05/2017 Annual All For


1149611 US5010441013 The Kroger Co. North America USA 22/06/2017 Annual Against 2

8

5,6,7


performance







1149611 US5010441013 The Kroger Co. North America USA 22/06/2017 Annual Against 2

8

5,6,7

1e


performance








1135479 US5017971046 L Brands, Inc. North America USA 18/05/2017 Annual Against 5 Shareholder proposal promotes enhanced

shareholder rights

1146503 US50187A1079 LHC Group, Inc. North America USA 08/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1127175 US50187T1060 LGI Homes, Inc. North America USA 04/05/2017 Annual Against 1.5

4


diversity

Shareholder proposal promotes enhanced

shareholder rights

1124381 US5018892084 LKQ Corporation North America USA 08/05/2017 Annual All For

1137444 US50189K1034 LCI Industries North America USA 25/05/2017 Annual Against 1.4 Concerns related to approach to board diversity

1137282 US50212V1008 LPL Financial

Holdings Inc.


1146942 US5021601043 LSB Industries, Inc. North America USA 01/06/2017 Annual Against 3

1.3


performance


1144260 US5021751020 LTC Properties, Inc. North America USA 01/06/2017 Annual All For

1144260 US5021751020 LTC Properties, Inc. North America USA 01/06/2017 Annual Against 1.4 Vote against combined Chair/CEO

1137467 US50218P1075 LSC

Communications,

Inc.


performance

1129144 US5024131071 L3 Technologies Inc. North America USA 09/05/2017 Annual All For

1135608 US50420D1081 La Quinta Holdings

Inc.


1132765 US50540R4092 Laboratory

Corporation of

America Holdings

North America USA 11/05/2017 Annual Against 1d Vote against combined Chair/CEO

1132765 US50540R4092 Laboratory

Corporation of

America Holdings


1133695 US5116371007 Lakeland Bancorp,

Inc.


1118204 US5116561003 Lakeland Financial

Corporation


1139680 US5128161099 Lamar Advertising

Company


1.2


oversight


1137315 US5150981018 Landstar System,

Inc.


1126097 US5168061068 Laredo Petroleum,

Inc.


performance

1142058 US5178341070 Las Vegas Sands

Corp.


performance

1128532 US5179421087 LaSalle Hotel

Properties


1146470 US5184151042 Lattice

Semiconductor

Corporation


performance

1132241 US5218652049 Lear Corporation North America USA 18/05/2017 Annual All For

1131479 US5246601075 Leggett & Platt,

Incorporated


1139583 US52471Y1064 LegacyTexas



1143078 US52603A1097 LendingClub

Corporation


1.2


performance


1146338 US52603B1070 LendingTree, Inc. North America USA 14/06/2017 Annual Against 4

3,5

6


oversight


performance




1120081 US5260571048 Lennar Corporation North America USA 18/04/2017 Annual Against 3

1.10

5


performance



shareholder rights

1135925 US5261071071 Lennox

International Inc.


1152836 US52634T2006 Lenta Ltd Emerging Markets Virgin Isl

(UK)


committees

1140415 US5272881047 Leucadia National

Corporation

North America USA 25/05/2017 Annual Against 1.11 Overboarded/Too many other time commitments

1135624 US52729N3089 Level 3

Communications,

Inc.


1125271 US5288723027 Lexicon

Pharmaceuticals,

Inc.


1134171 US5290431015 Lexington Realty

Trust


1141233 US5303073051 Liberty Broadband

Corporation


1.1



1143878 US53046P1093 Liberty Expedia

Holdings, Inc.


2,3

1.4

1.1


oversight


performance





1141217 US53071M1045 Liberty Interactive

Corporation


1.2


oversight


1135088 US5311721048 Liberty Property

Trust


1141230 US5312297063 Liberty Media

Corporation


1.3

1.2


performance




1141229 US5314651028 Liberty TripAdvisor

Holdings, Inc.


1143818 US53219L1098 LifePoint Health,

Inc.


performance

1139679 US53220K5048 Ligand

Pharmaceuticals

Incorporated


1.1


performance


1137276 US53223X1072 Life Storage, Inc. North America USA 18/05/2017 Annual Against 1.3 Concerns related to approach to board diversity

1125537 US5324571083 Eli Lilly and

Company

North America USA 01/05/2017 Annual Against 1a

6



1125528 US5339001068 Lincoln Electric

Holdings, Inc.


1125528 US5339001068 Lincoln Electric

Holdings, Inc.


1139684 US5341871094 Lincoln National

Corporation


performance

1141959 US5352191093 Lindblad

Expeditions

Holdings, Inc.



1122233 US5367971034 Lithia Motors, Inc. North America USA 19/04/2017 Annual Against 1.6

1.5



1124257 US5370081045 Littelfuse, Inc. North America USA 28/04/2017 Annual Against 1f Concerns related to approach to board diversity

1141871 US5380341090 Live Nation

Entertainment, Inc.


2

1f

1i


oversight


performance


committee meetings


1141871 US5380341090 Live Nation

Entertainment, Inc.


1f

1i


oversight


committee meetings


1146627 US5381461012 LivePerson, Inc. North America USA 02/06/2017 Annual All For

1124725 US5398301094 Lockheed Martin

Corporation

North America USA 27/04/2017 Annual All For 1b,1c,1e,1g,1l

1124725 US5398301094 Lockheed Martin

Corporation

North America USA 27/04/2017 Annual Against 1i Vote against combined Chair/CEO 1b,1c,1e,1g,1l

1130729 US5404241086 Loews Corporation North America USA 09/05/2017 Annual Against 1f,1h Concerns related to inappropriate membership of

committees

1139079 US54142L1098 LogMeIn, Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1125508 US5463471053 Louisiana-Pacific

Corporation


1142227 US5486611073 Lowe's Companies,

Inc.


1.9






1142227 US5486611073 Lowe's Companies,

Inc.





1146873 US5488621013 Loxo Oncology, Inc. North America USA 22/06/2017 Annual Against 1.1 Concerns about overall performance

1143303 US5500211090 lululemon athletica

inc.


performance

1138727 US55003T1079 Lumber Liquidators

Holdings, Inc.


performance

1133800 US55027E1029 Luminex

Corporation


performance

1142361 US5502831051 Lumos Networks

Corp.


diversity

1140307 US5506781062 Luxfer Holdings PLC United Kingdom United

Kingdom


6


performance


1121513 US5508191062 Lydall, Inc. North America USA 28/04/2017 Annual All For

1138293 US5520747008 William Lyon

Homes

North America USA 23/05/2017 Annual Against 1.4 Concerns to protect shareholder value

1120894 US55261F1049 M&T Bank

Corporation


1126558 US55262C1009 MBIA Inc. North America USA 03/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1135858 US55264U1088 MB Financial, Inc. North America USA 23/05/2017 Annual All For

1118193 US5526761086 M.D.C. Holdings,

Inc.


1128394 US5526901096 MDU Resources

Group, Inc.


1137458 US55272X1028 MFA Financial, Inc. North America USA 24/05/2017 Annual All For

1129141 US55277P1049 MGE Energy, Inc. North America USA 16/05/2017 Annual All For

1125235 US55279C2008 MD Medical Group

Investments Plc

Europe Cyprus 21/04/2017 Annual All For

1135549 US55279C2008 MD Medical Group

Investments Plc

Europe Cyprus 28/04/2017 Special All For

1140917 US5529531015 MGM Resorts

International


1140917 US5529531015 MGM Resorts

International


1133544 US55305B1017 M/I Homes, Inc. North America USA 09/05/2017 Annual All For

1128295 US55306N1046 MKS Instruments,

Inc.


1124477 US55345K1034 MRC Global Inc. North America USA 02/05/2017 Annual Against 1.2 Concerns to protect shareholder value

1136065 US5534981064 MSA Safety

Incorporated


1128108 US55354G1004 MSCI Inc. North America USA 11/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1143271 US5537771033 MTS Systems

Corporation


performance

1126590 US55378A1051 MTGE Investment

Corp.


1122275 US55405W1045 MYR Group Inc. North America USA 27/04/2017 Annual Against 1.3 Concerns related to approach to board diversity

1140403 US5543821012 The Macerich

Company

North America USA 01/06/2017 Annual Against 1g Concerns about overall performance

1146354 US5544891048 Mack-Cali Realty

Corporation


1128185 US55608B1052 Macquarie

Infrastructure

Corporation



1133592 US5560991094 MacroGenics, Inc. North America USA 18/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1132328 US55616P1049 Macy's, Inc. North America USA 19/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1135139 US5562691080 Steven Madden,

Ltd.


performance

1135139 US5562691080 Steven Madden,

Ltd.


1.1


performance


1138415 US5590792074 Magellan Health,

Inc.


1148937 US5603172082 Mail RU Group Ltd. Emerging Markets Virgin Isl

(UK)

02/06/2017 Annual Abstain Against 2.1

2.7


committees


committees

1123662 US56035L1044 Main Street Capital

Corporation


oversight

1128226 US56062Y1029 MainSource



1132798 US5627501092 Manhattan

Associates, Inc.


performance

1124733 US5635711089 The Manitowoc

Company, Inc.


1147154 US56382Q1022 Manning & Napier,

Inc.


1135789 US56400P7069 MannKind

Corporation


1119274 US56418H1005 ManpowerGroup

Inc.

North America USA 02/05/2017 Annual Against 1I Vote against combined Chair/CEO

1119274 US56418H1005 ManpowerGroup

Inc.


1135948 US5645631046 ManTech

International

Corporation


1.7

1.4


oversight




1139505 US5658491064 Marathon Oil

Corporation


1123851 US56585A1025 Marathon

Petroleum

Corporation


7








1129904 US5663301068 THE MARCUS

CORPORATION


1.7


performance


1127236 US5705351048 Markel Corporation North America USA 15/05/2017 Annual All For

1144028 US57060D1081 MarketAxess

Holdings Inc.


1a


performance


1144028 US57060D1081 MarketAxess

Holdings Inc.


performance


1129884 US57164Y1073 Marriott Vacations

Worldwide

Corporation


1132342 US5717481023 Marsh & McLennan

Companies, Inc.


performance

1133360 US5719032022 Marriott

International, Inc.


1127148 US5730751089 Marten Transport,

Ltd.


5



1139908 US5732841060 Martin Marietta

Materials, Inc.


shareholder rights

1132285 US5745991068 Masco Corporation North America USA 12/05/2017 Annual All For

1138488 US5747951003 Masimo

Corporation


performance

1129088 US5763231090 MasTec, Inc. North America USA 18/05/2017 Annual All For

1146463 US57636Q1040 Mastercard

Incorporated


performance

1141879 US5764852050 Matador Resources

Company


performance

1128051 US5766901012 Materion

Corporation


1122726 US57686G1058 Matson, Inc. North America USA 27/04/2017 Annual All For

1135092 US5770811025 Mattel, Inc. North America USA 19/05/2017 Annual All For

1141361 US57776J1007 MAXLINEAR, INC. North America USA 24/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1125681 US5788771021 MBT Financial Corp. North America USA 04/05/2017 Annual Against 1.4 Concerns related to inappropriate membership of

committees


1139516 US5801351017 McDonald's

Corporation


10,11







1145277 US5828391061 Mead Johnson

Nutrition Company



service contracts

1146984 US5839281061 Medallion Financial

Corp.


1.2


performance


committee meetings

1124879 US58409L3069 MedEquities Realty

Trust, Inc.



1145334 US58463J3041 Medical Properties

Trust, Inc.


1144270 US5846881051 THE MEDICINES

COMPANY


performance

1135830 US58470H1014 Medifast, Inc. North America USA 18/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance


1140755 US58471A1051 Medidata

Solutions, Inc.


1g


performance


1124876 US58502B1061 MEDNAX, Inc. North America USA 11/05/2017 Annual All For

1134811 US58506Q1094 Medpace Holdings,

Inc.


1146046 US58733R1023 MercadoLibre, Inc. North America USA 13/06/2017 Annual All For

1139074 US5880561015 Mercer

International Inc.


1137151 US58933Y1055 Merck & Co., Inc. North America USA 23/05/2017 Annual Against 5

7




1137151 US58933Y1055 Merck & Co., Inc. North America USA 23/05/2017 Annual Against 5

7

1d





1132046 US5894001008 MERCURY GENERAL

CORPORATION


1137472 US5898891040 Merit Medical

Systems, Inc.


performance

1129111 US59001A1025 Meritage Homes

Corporation


1.3


performance


1119867 US59116R1077 Metaldyne

Performance Group

Inc.


1144971 US59156R1086 MetLife, Inc. North America USA 13/06/2017 Annual Against 5 Shareholder proposal promotes enhanced

shareholder rights


1123876 US5926881054 Mettler-Toledo

International Inc.


1142650 US59408Q1067 The Michaels

Companies, Inc.


1141541 US5949724083 MicroStrategy

Incorporated


oversight

1140730 US59522J1034 Mid-America

Apartment

Communities, Inc.


1131408 US5962781010 The Middleby

Corporation


6

Combined CEO/Chair





1131408 US5962781010 The Middleby

Corporation





1122152 US5985111039 MidWest One



1124377 US59870L1061 Milacron Holdings

Corp.


1.2


performance



1139048 US6024961012 MiMedx Group, Inc. North America USA 17/05/2017 Annual All For

1134722 US6031581068 MINERALS

TECHNOLOGIES INC.


shareholder rights


1139926 US60649T1079 Mistras Group, Inc. North America USA 16/05/2017 Annual Against 1.5 Concerns related to approach to board diversity

1122629 US60740F1057 Mobile Mini, Inc. North America USA 27/04/2017 Annual All For

1144351 US60786M1053 MOELIS &

COMPANY


3



1144351 US60786M1053 MOELIS &

COMPANY


3

1.1




1135471 US6081901042 Mohawk Industries,

Inc.


1135471 US6081901042 Mohawk Industries,

Inc.


1122745 US60855R1005 Molina Healthcare,

Inc.


performance

1135152 US60871R2094 Molson Coors

Brewing Company


1144947 US60877T1007 Momenta

Pharmaceuticals,

Inc.


1146508 US6090271072 Monarch Casino &

Resort, Inc.


3


oversight


performance

1129727 US6092071058 Mondelez

International, Inc.


1129727 US6092071058 Mondelez

International, Inc.





1136679 US60935Y2081 MoneyGram

International, Inc.



1145374 US60935Y2081 MoneyGram

International, Inc.


3

1e


oversight


performance


committees

1132261 US6097201072 Monmouth Real

Estate Investment

Corporation


1147204 US60979P1057 Monogram

Residential Trust,

Inc.


1.4


performance


1146504 US6098391054 Monolithic Power

Systems, Inc.


1135141 US61022P1003 Monotype Imaging

Holdings Inc.


1146475 US61174X1090 Monster Beverage

Corporation


7

6


performance






shareholder rights

1123884 US6153691059 Moody's

Corporation


1136167 US6174464486 Morgan Stanley North America USA 22/05/2017 Annual Against 1d Vote against combined Chair/CEO

1136167 US6174464486 Morgan Stanley North America USA 22/05/2017 Annual All For


1132716 US6177001095 Morningstar, Inc. North America USA 12/05/2017 Annual Against 3

2


performance

1134006 US61945C1036 The Mosaic

Company


1129140 US6200763075 Motorola

Solutions, Inc.

North America USA 15/05/2017 Annual Against 1c

5


committees


1149371 US6245801062 Movado Group, Inc. North America USA 22/06/2017 Annual Against 3

1.8


performance


1131332 US6247561029 Mueller Industries,

Inc.


1.7


performance


1127862 US6267171022 Murphy Oil

Corporation


1124254 US6267551025 Murphy USA Inc. North America USA 04/05/2017 Annual All For

1126073 US6284641098 Myers Industries,

Inc.


1143285 US62857M1053 MyoKardia, Inc. North America USA 14/06/2017 Annual Against 1.2 Concerns about overall performance

1139695 US6287781024 NBT Bancorp Inc. North America USA 23/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1124867 US62886E1082 NCR Corporation North America USA 26/04/2017 Annual Against 2,4,5

7


performance


shareholder rights


1140899 US62913F5089 NII Holdings, Inc. North America USA 24/05/2017 Annual Against 2

1F

1E

1B


performance




1125297 US62914B1008 NIC Inc. North America USA 02/05/2017 Annual All For

1131149 US6292093050 NMI Holdings, Inc. North America USA 11/05/2017 Annual Against 2

1.6


performance


1124333 US6293775085 NRG Energy, Inc. North America USA 27/04/2017 Annual Against 7 Shareholder proposal promotes transparency

1124328 US62942X3061 NRG Yield, Inc. North America USA 25/04/2017 Annual Against 3

1.6


performance



1132731 US62944T1051 NVR, Inc. North America USA 04/05/2017 Annual All For

1133504 US6300771051 NANOMETRICS

INCORPORATED


1130655 US6311031081 Nasdaq, Inc. North America USA 10/05/2017 Annual All For

1129091 US6337071046 National Bank

Holdings

Corporation


1123899 US6353091076 National

CineMedia, Inc.


1133629 US6359061008 National

HealthCare

Corporation


3

1b


performance



1131457 US6362203035 National General

Holdings Corp.


committees

1125230 US63633D1046 National Health

Investors, Inc.


1131151 US6365181022 National

Instruments

Corporation


oversight

1135852 US6370711011 National Oilwell

Varco, Inc.


1135381 US6372151042 National Presto

Industries, Inc.


2


oversight


performance

1130656 US6374171063 NATIONAL RETAIL

PROPERTIES, INC.


performance

1139581 US6378701063 National Storage

Affiliates Trust



1146628 US63886Q1094 Natural Gas



performance

1139321 US6389041020 The Navigators

Group, Inc.


1146055 US6390501038 Natus Medical

Incorporated


performance

1128333 US63910B1026 Nautilus, Inc. North America USA 25/04/2017 Annual All For

1136458 US63935N1072 Navigant

Consulting, Inc.


1139082 US63938C1080 Navient Corporation North America USA 25/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1137286 US6400791090 Neenah Paper, Inc. North America USA 23/05/2017 Annual All For

1146634 US6402681083 Nektar Therapeutics North America USA 14/06/2017 Annual All For


1139320 US64031N1081 Nelnet, Inc. North America USA 25/05/2017 Annual Against 1h

1i,5


committees


1139703 US64051T1007 NeoPhotonics

Corporation


3


oversight


performance

1143154 US64110L1061 Netflix, Inc. North America USA 06/06/2017 Annual Against 3

1.2

8

7

6

9,10

5


performance

















1141985 US64111Q1040 NETGEAR, Inc. North America USA 01/06/2017 Annual Against 3

6


performance


shareholder rights

1141883 US64125C1099 Neurocrine

Biosciences, Inc.


performance

1138290 US64157F1030 Nevro Corp. North America USA 25/05/2017 Annual Against 3

1.1


performance


1139087 US64704V1061 New Media

Investment Group

Inc.


1.1

4


performance



time commitments



1138375 US64828T2015 New Residential

Investment Corp.


1145002 US6494451031 New York

Community

Bancorp, Inc.


performance

1129869 US6496045013 New York

Mortgage Trust, Inc.

North America USA 11/05/2017 Annual Against 1.4 Concerns about reducing shareholder rights 2-


1146617 US64976L1098 New York REIT, Inc. North America USA 08/06/2017 Annual Against 3

1.1,1.5


performance


1120291 US6501111073 The New York

Times Company


1131383 US6512291062 NEWELL BRANDS

INC.


1130469 US6512901082 Newfield

Exploration

Company


performance

1132770 US6515111077 NEWLINK GENETICS

CORPORATION


performance


1121768 US6515871076 NewMarket

Corporation


1119275 US6516391066 Newmont Mining

Corporation


5


performance





1135467 US6517185046 Newpark

Resources, Inc.


1.5


performance


1147164 US65336K1034 Nexstar Media

Group, Inc.


oversight

1129136 US65339F1012 NextEra Energy, Inc. North America USA 18/05/2017 Annual Against 6 Shareholder proposal promotes transparency

1122267 US65406E1029 Nicolet Bankshares,

Inc.


1132129 US65473P1057 NiSource Inc. North America USA 09/05/2017 Annual All For

1118692 US6550441058 Noble Energy, Inc. North America USA 25/04/2017 Annual Against 1d

6


committees




1134969 US6556641008 Nordstrom, Inc. North America USA 16/05/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1126411 US6558441084 Norfolk Southern

Corporation


1139055 US6655311099 Northern Oil and

Gas, Inc.


performance

1124199 US6658591044 Northern Trust

Corporation


1137455 US66611T1088 Northfield Bancorp,

Inc.


1139515 US6667621097 Northrim BanCorp,

Inc.


1132253 US6668071029 Northrop

Grumman

Corporation


1132253 US6668071029 Northrop

Grumman

Corporation


1120093 US6673401039 Northwest

Bancshares, Inc.


1139326 US6676551046 Northwest Natural

Gas Company


1124369 US6680743050 NorthWestern

Corporation


1146466 US6700021040 Novavax, Inc. North America USA 15/06/2017 Annual Against 3

2


oversight


performance

1139689 US67011P1003 NOW Inc. North America USA 24/05/2017 Annual All For

1124912 US67018T1051 Nu Skin

Enterprises, Inc.


performance


1127179 US6703461052 Nucor Corporation North America USA 11/05/2017 Annual Against 4

6

5


oversight








1135809 US67066G1040 NVIDIA Corporation North America USA 23/05/2017 Annual All For

1135809 US67066G1040 NVIDIA Corporation North America USA 23/05/2017 Annual Against 1i Fund manager or client vote

1129875 US67069D1081 Nutrisystem, Inc. North America USA 10/05/2017 Annual All For

1134888 US6707041058 NuVasive, Inc. North America USA 18/05/2017 Annual All For

1144613 US67072V1035 NxSTAGE MEDICAL,

INC.


performance

1132296 US6708371033 OGE Energy Corp. North America USA 18/05/2017 Annual All For

1132040 US6708662019 O'KEY Group SA Europe Luxembour

g


performance

1128207 US67103H1077 O'Reilly

Automotive, Inc.


shareholder rights

1126547 US6742151086 Oasis Petroleum

Inc.



1128171 US6745991058 Occidental

Petroleum

Corporation


5,7







1130663 US6752321025 Oceaneering

International, Inc.


1130663 US6752321025 Oceaneering

International, Inc.


1.2


performance


1144402 US6752341080 OceanFirst

Financial Corp.


performance

1136446 US6757463095 Ocwen Financial

Corporation


1128183 US6780261052 Oil States

International, Inc.


1139929 US6795801009 Old Dominion

Freight Line, Inc.


1119875 US6800331075 Old National

Bancorp



1139682 US6802231042 Old Republic

International

Corporation


1.1,1.2,1.3,1.4

5


performance

Concerns about overall performanceConcerns to



shareholder rights

1120662 US6806652052 Olin Corporation North America USA 27/04/2017 Annual All For

1145372 US6811161099 Ollie's Bargain

Outlet Holdings, Inc.


1126047 US68162K1060 Olympic Steel, Inc. North America USA 28/04/2017 Annual All For

1139518 US6819191064 Omnicom Group

Inc.


1143242 US6819361006 Omega Healthcare

Investors, Inc.


1146439 US68210P1075 Omega Protein

Corporation


1139934 US68213N1090 Omnicell, Inc. North America USA 23/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1141538 US6821591087 On Assignment, Inc. North America USA 08/06/2017 Annual All For

1138367 US6821891057 ON Semiconductor

Corporation


1135154 US68235P1084 ONE Gas, Inc. North America USA 25/05/2017 Annual All For

1141944 US6824061039 One Liberty

Properties, Inc.


2

1.3


oversight


performance


1135492 US6826801036 ONEOK, Inc. North America USA 24/05/2017 Annual All For

1152543 US6826801036 ONEOK, Inc. North America USA 30/06/2017 Special All For

1138991 US68268W1036 OneMain Holdings,

Inc.


1.2


performance


1142967 US6837451037 Ophthotech

Corporation


performance

1146356 US68375N1037 OPKO Health, Inc. North America USA 15/06/2017 Annual Against 2

1.5,1.8

1.6

1.1,1.3


performance


committee meetings



inappropriate membership of committeesConcerns



1131708 US6840001027 Opus Bank North America USA 11/05/2017 Annual Against 1.2 Concerns related to approach to board


1134715 US68554V1089 OraSure

Technologies, Inc.


1124341 US68555P1003 ORBCOMM Inc. North America USA 19/04/2017 Annual All For

1136492 US68628V3087 Orion Group

Holdings, Inc.


1


oversight


diversity

1118536 US6866881021 Ormat

Technologies, Inc.


oversight

1146491 US68906L1052 Otonomy, Inc. North America USA 20/06/2017 Annual Against 1.3 Concerns about overall performance


1143936 US69007J1060 OUTFRONT Media

Inc.


1143974 US69014Q1013 OvaScience, Inc. North America USA 08/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1126587 US6907321029 Owens & Minor,

Inc.


1124356 US6907421019 Owens Corning North America USA 20/04/2017 Annual All For

1131699 US6907684038 Owens-Illinois, Inc. North America USA 11/05/2017 Annual All For

1150756 US6908281081 Owens Realty

Mortgage, Inc.


1147676 US6914973093 Oxford Industries,

Inc.


1132048 US69318G1067 PBF Energy Inc. North America USA 18/05/2017 Annual Against 1.3 Concerns related to approach to board


1140750 US69327R1014 PDC Energy, Inc. North America USA 30/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1145874 US69329Y1047 PDL BioPharma, Inc. North America USA 09/06/2017 Annual All For

1140302 US69331C1080 PG&E Corporation North America USA 30/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1149881 US6933202029 PHH Corporation North America USA 31/05/2017 Special All For

1146421 US6933202029 PHH Corporation North America USA 28/06/2017 Annual Against 3

1.1


performance


1142289 US69336V1017 PGT Innovations,

Inc.


1123697 US6934751057 The PNC Financial



1123697 US6934751057 The PNC Financial




1134372 US69349H1077 PNM Resources, Inc. North America USA 16/05/2017 Annual Against 5,6 SH: For shareholder resolution, against




1121492 US6935061076 PPG Industries, Inc. North America USA 20/04/2017 Annual All For

1132124 US69351T1060 PPL Corporation North America USA 17/05/2017 Annual Against 6

1.6






1132124 US69351T1060 PPL Corporation North America USA 17/05/2017 Annual Against 6 SH: For shareholder resolution, against




1142052 US69354M1080 PRA Health

Sciences, Inc.


1.2


performance



1140926 US69354N1063 PRA Group, Inc. North America USA 01/06/2017 Annual All For

1127324 US69360J1079 PS Business Parks,

Inc.


1148471 US6936561009 PVH CORP. North America USA 15/06/2017 Annual All For


1145832 US69366J2006 PTC Therapeutics,

Inc.


1.2


performance


1124358 US6937181088 PACCAR Inc North America USA 25/04/2017 Annual Against 3

4,5


shareholder rights

1145302 US69478X1054 Pacific Premier

Bancorp, Inc.


performance

1141867 US6951271005 Pacira

Pharmaceuticals,

Inc.


performance

1128382 US6951561090 Packaging

Corporation of

America


1128382 US6951561090 Packaging

Corporation of

America


1132271 US6952631033 PacWest Bancorp North America USA 15/05/2017 Annual Against 7 Insufficient basis to support a decision

1127068 US6988131024 Papa John's

International, Inc.


1127068 US6988131024 Papa John's

International, Inc.

North America USA 27/04/2017 Annual Against 1e Vote against combined Chair/CEO

1135615 US69924R1086 Paramount Group,

Inc.


1g


performance


1133550 US7006661000 Park-Ohio Holdings

Corp.


3


oversight


performance

1131386 US7010811013 Parker Drilling

Company


performance

1134823 US70156Q1076 Parkway, Inc. North America USA 23/05/2017 Annual Against 1.7 Concerns related to approach to board diversity

1140395 US7018771029 Parsley Energy, Inc. North America USA 02/06/2017 Annual All For

1142550 US7033431039 Patrick Industries,

Inc.


1.3


performance


1139710 US70338P1003 Pattern Energy

Group Inc.


performance

1129472 US7034811015 Patterson-UTI

Energy, Inc.


1151672 US7034811015 Patterson-UTI

Energy, Inc.


performance

1130694 US70432V1026 Paycom Software,

Inc.


1139068 US70450Y1038 PayPal Holdings,

Inc.

North America USA 24/05/2017 Annual Against 6,7 SH: For shareholder resolution, against




1145957 US70509V1008 Pebblebrook Hotel

Trust


1145300 US7055731035 Pegasystems Inc. North America USA 21/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1143834 US7075691094 Penn National

Gaming, Inc.


performance

1128187 US7081601061 J. C. Penney

Company, Inc.


1143997 US7091021078 Pennsylvania Real

Estate Investment

Trust


1139692 US70931T1034 PennyMac

Mortgage

Investment Trust


1.3


performance


1124325 US70959W1036 Penske Automotive

Group, Inc.

North America USA 10/05/2017 Annual Against 1.3,1.6,1.13 Concerns about overall board structure

1143682 US70975L1070 Penumbra, Inc. North America USA 07/06/2017 Annual Against 1b Concerns about overall performance

1120879 US7097891011 Peoples Bancorp

Inc.


1121501 US7127041058 People's United

Financial, Inc.


1124880 US7134481081 PepsiCo, Inc. North America USA 03/05/2017 Annual Against 1i Vote against combined Chair/CEO

1124880 US7134481081 PepsiCo, Inc. North America USA 03/05/2017 Annual All For

1145842 US71375U1016 Perficient, Inc. North America USA 14/06/2017 Annual Against 2,5

1.2


performance


1120689 US7140461093 PerkinElmer, Inc. North America USA 25/04/2017 Annual Against 1c Vote against combined Chair/CEO

1120689 US7140461093 PerkinElmer, Inc. North America USA 25/04/2017 Annual All For

1124423 US7170811035 Pfizer Inc. North America USA 27/04/2017 Annual Against 7

6

1.10




incentivisation






1124423 US7170811035 Pfizer Inc. North America USA 27/04/2017 Annual Against 7

6




incentivisation




1146882 US71714F1049 PharMerica

Corporation


shareholder rights

1127128 US7181721090 Philip Morris

International Inc.


1126422 US7185461040 Phillips 66 North America USA 03/05/2017 Annual All For

1127170 US71943U1043 Physicians Realty

Trust


1126566 US7201902068 Piedmont Office

Realty Trust, Inc.


1149947 US7202791080 Pier 1 Imports, Inc. North America USA 22/06/2017 Annual All For

1132205 US72147K1088 Pilgrim's Pride

Corporation


7

6










1121500 US72346Q1040 Pinnacle Financial

Partners, Inc.


performance

1149214 US72346Q1040 Pinnacle Financial

Partners, Inc.


1132772 US7234841010 Pinnacle West

Capital Corporation


performance

1139514 US72348P1049 Pinnacle Foods Inc. North America USA 23/05/2017 Annual All For

1123140 US72348Y1055 Pinnacle

Entertainment, Inc.


performance

1139720 US7236641087 Pioneer Energy

Services Corp.


diversity


1135558 US7237871071 Pioneer Natural

Resources Company

North America USA 18/05/2017 Annual Against 5 SH: For shareholder resolution, no management



1129836 US7240781002 Piper Jaffray

Companies


1128428 US7244791007 Pitney Bowes Inc. North America USA 08/05/2017 Annual Against 1k Concerns to protect shareholder value

1131475 US72703H1014 Planet Fitness, Inc. North America USA 09/05/2017 Annual Against 1.1

2

1.2




committee meetings

1139580 US72766Q1058 Platform Specialty

Products

Corporation


1.5

1.4


performance



1122246 US7310681025 Polaris Industries

Inc.


performance

1132128 US73179P1066 PolyOne

Corporation


1130747 US73278L1052 Pool Corporation North America USA 02/05/2017 Annual Against 1f Concerns related to approach to board diversity

1124123 US7365088472 Portland General

Electric Company


1142924 US7370101088 Portola

Pharmaceuticals,

Inc.


performance

1127313 US73754Y1001 Potbelly

Corporation


1133365 US7376301039 Potlatch

Corporation



1127297 US7392761034 Power Integrations,

Inc.


performance

1123819 US74005P1049 Praxair, Inc. North America USA 25/04/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1123819 US74005P1049 Praxair, Inc. North America USA 25/04/2017 Annual Against 1g Fund manager or client vote 2- Overboarded/Too


1123819 US74005P1049 Praxair, Inc. North America USA 25/04/2017 Annual Against 3

1a


performance


1124402 US74039L1035 Preferred

Apartment

Communities, Inc.


1.8

1.5




1125376 US7404441047 Preformed Line

Products Company


1.2



1124869 US74144T1088 T. Rowe Price

Group, Inc.


8













1143081 US7415034039 The Priceline Group

Inc.

North America USA 08/06/2017 Annual Against 5 SH: For shareholder resolution, no management



3

1137261 US74164F1030 Primoris Services

Corporation


1.1,1.2

1.3


performance



committees

1134983 US74164M1080 Primerica, Inc. North America USA 17/05/2017 Annual All For

1133470 US74251V1026 Principal Financial

Group, Inc.


1139925 US74267C1062 ProAssurance

Corporation



1138532 US7429621037 PrivateBancorp, Inc. North America USA 12/05/2017 Special Against 2 Concerns related to inappropriate service contract(s)

1145388 US7431871067 Progenics

Pharmaceuticals,

Inc.


performance

1150409 US7433121008 PROGRESS

SOFTWARE

CORPORATION


1.6


performance


1132767 US7433151039 The Progressive

Corporation


1127355 US74340W1036 Prologis, Inc. North America USA 03/05/2017 Annual All For

1139615 US7434241037 Proofpoint, Inc. North America USA 01/06/2017 Annual All For

1135940 US74346Y1038 PROS Holdings, Inc. North America USA 18/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1123131 US7436061052 Prosperity

Bancshares, Inc.


1134334 US7437131094 Proto Labs, Inc. North America USA 18/05/2017 Annual All For

1146482 US7438151026 The Providence

Service Corporation


1124334 US74386T1051 Provident Financial

Services, Inc.


1126055 US7443201022 Prudential

Financial, Inc.


1123225 US7445731067 Public Service

Enterprise Group

Incorporated


1123225 US7445731067 Public Service

Enterprise Group

Incorporated


1124726 US74460D1090 Public Storage North America USA 26/04/2017 Annual Against 1.6 Concerns about reducing shareholder rights

1125996 US7458671010 PulteGroup, Inc. North America USA 03/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance


1146340 US74587V1070 Puma

Biotechnology, Inc.


1.2


performance



1148836 US74624M1027 Pure Storage, Inc. North America USA 20/06/2017 Annual Against 5

1.3


performance


1145016 US74727D3061 QAD Inc. North America USA 13/06/2017 Annual Against 2

1f


performance


1132058 US7473161070 Quaker Chemical

Corporation


1132766 US74733V1008 QEP Resources, Inc. North America USA 16/05/2017 Annual All For

1139858 US74735M1080 Qiwi plc Europe Cyprus 02/06/2017 Annual All For

1125492 US74736A1034 QTS Realty Trust,

Inc.


1139609 US7475451016 Quality Care

Properties, Inc.

North America USA 25/05/2017 Annual Against 1.3,1.6 Concerns about overall performance

1142647 US74758T3032 Qualys, Inc. North America USA 05/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139616 US74762E1029 Quanta Services,

Inc.


1146403 US74766D1000 Quantenna

Communications,

Inc.


2


Insufficient basis to support a decisionConcerns to


1134742 US74834L1008 Quest Diagnostics

Incorporated


1134742 US74834L1008 Quest Diagnostics

Incorporated


1139522 US74838J1016 Quidel Corporation North America USA 16/05/2017 Annual All For


1115639 US74876Y1010 Quintiles IMS

Holdings, Inc.


2


performance

1139056 US74909E1064 Quorum Health

Corp


1150817 US7492276099 RAIT FINANCIAL

TRUST


1.8


performance


1146432 US74933V1089 Ra

Pharmaceuticals,

Inc.

North America USA 20/06/2017 Annual Against 1.2 Concerns about overall performanceConcerns


1127325 US7496071074 RLI Corp. North America USA 04/05/2017 Annual All For

1129853 US74965L1017 RLJ Lodging Trust North America USA 28/04/2017 Annual All For

1126070 US7496601060 RPC, Inc. North America USA 25/04/2017 Annual Against 4

1.2



1151670 US74967X1037 RH North America USA 27/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1145502 US74972G1031 RPX Corporation North America USA 13/06/2017 Annual All For

1133754 US74975N1054 RTI Surgical, Inc. North America USA 16/05/2017 Annual All For

1146031 US74978Q1058 RSP Permian, Inc. North America USA 25/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1136461 US7502361014 Radian Group Inc. North America USA 10/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1142056 US7504692077 Radius Health, Inc. North America USA 07/06/2017 Annual Against 3

1.2


performance


1121538 US7509171069 Rambus Inc. North America USA 20/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance


1134370 US7514522025 Ramco-Gershenson

Properties Trust


performance

1135806 US75281A1097 Range Resources

Corporation


5


performance


1140772 US7542121089 Raven Industries,

Inc.


1.6


performance


1133354 US7549071030 Rayonier Inc. North America USA 18/05/2017 Annual All For

1135929 US75508B1044 Rayonier Advanced

Materials Inc.

North America USA 22/05/2017 Annual Against 1C Concerns about overall performance

1141969 US7551115071 Raytheon Company North America USA 25/05/2017 Annual Against 1e Vote against combined Chair/CEO

1141969 US7551115071 Raytheon Company North America USA 25/05/2017 Annual All For

1138370 US75524W1080 RE/MAX Holdings,

Inc.


5


oversight


performance

1125285 US75605Y1064 Realogy Holdings

Corp.


1142973 US75606N1090 RealPage, Inc. North America USA 01/06/2017 Annual Against 4 Annual vote provides for greater shareholder

oversight

1133683 US7561091049 Realty Income

Corporation

North America USA 16/05/2017 Annual Against 1d,1e,1g Concerns about reducing shareholder rights

1134395 US75689M1018 Red Robin Gourmet

Burgers, Inc.


1126046 US7580754023 Redwood Trust, Inc. North America USA 18/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1126444 US7587501039 Regal Beloit

Corporation



1136768 US7587661098 Regal

Entertainment

Group


performance

1123324 US7588491032 Regency Centers

Corporation


1143256 US75886F1075 Regeneron

Pharmaceuticals,

Inc.


3,4


oversight


performance

1128219 US75902K1060 Regional

Management Corp.


1120390 US7591EP1005 Regions Financial

Corporation


1138291 US7593516047 Reinsurance Group

of America,

Incorporated


1135620 US7595091023 Reliance Steel &

Aluminum Co.


1124378 US75970E1073 Renasant

Corporation


1123300 US75972A3014 Renewable Energy

Group, Inc.


1142301 US7599161095 Repligen

Corporation


1141763 US76009N1000 Rent-A-Center, Inc. North America USA 08/06/2017 Proxy Contest Against No Action Taken 1.1

1.1,1.2,1.3,2,3,4


1122126 US7602812049 Republic Bancorp,

Inc.


1.1



1131395 US7607591002 Republic Services,

Inc.


1137280 US76116A3068 Resolute Energy

Corporation


5



1119118 US76117W1099 Resolute Forest

Products Inc.



1142345 US76120W7083 RESOURCE CAPITAL

CORP.


2

1g


oversight


performance


1139685 US7612991064 Retrophin, Inc. North America USA 17/05/2017 Annual Against 2

1.4


performance


1128220 US76131N1019 Retail Opportunity

Investments Corp.


1.3

Concerns about reducing shareholder rights The

company maintains a charter which prohibits or

restricts shareholders’ ability to amend the

company bylaws

Concerns about reducing shareholder rights The

company maintains a charter which prohibits or

restricts shareholders’ ability to amend the

company bylaws

1135815 US76131V2025 Retail Properties of

America, Inc.


1149276 US7616241052 REX American

Resources

Corporation


1.6


performance


1139063 US76169C1009 Rexford Industrial

Realty, Inc.


1139712 US7627601062 Rice Energy Inc. North America USA 31/05/2017 Annual Against 1.1 Concerns about overall performance


1146498 US76680R2067 RingCentral, Inc. North America USA 02/06/2017 Annual Against 3

1.4


performance


1140705 US7703231032 ROBERT HALF

INTERNATIONAL

INC.


1140705 US7703231032 ROBERT HALF

INTERNATIONAL

INC.


1139932 US7745151008 Rocky Brands, Inc. North America USA 17/05/2017 Annual All For

1126572 US7751331015 Rogers Corporation North America USA 04/05/2017 Annual All For

1126068 US7757111049 ROLLINS, INC. North America USA 25/04/2017 Annual Against 4

1.2


1146544 US7766961061 Roper

Technologies, Inc.


1133457 US7782961038 Ross Stores, Inc. North America USA 17/05/2017 Annual All For

1137264 US78112V1026 The Rubicon

Project, Inc.


1139230 US7812701032 Rudolph

Technologies, Inc.


1134399 US7818462092 Rush Enterprises,

Inc.


2

1.4


oversight


performance



1139627 US7833321091 Ruth's Hospitality

Group, Inc.


1125583 US7835491082 Ryder System, Inc. North America USA 05/05/2017 Annual All For

1132287 US78377T1079 Ryman Hospitality

Properties, Inc.


1135027 US7838591011 S&T Bancorp, Inc. North America USA 15/05/2017 Annual All For

1122550 US78409V1044 S&P Global Inc. North America USA 26/04/2017 Annual All For

1134758 US78410G1040 SBA

Communications

Corporation


performance


1135056 US7841171033 SEI Investments

Company


1119107 US7843051043 SJW Group North America USA 26/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1147201 US78440X1019 SL Green Realty

Corp.


1c


performance


1145309 US78442P1066 SLM Corporation North America USA 22/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1145309 US78442P1066 SLM Corporation North America USA 22/06/2017 Annual Against 2

1h


performance


1139032 US78454L1008 SM Energy

Company


1129164 US7846351044 SPX Corporation North America USA 08/05/2017 Annual All For

1132248 US78463M1071 SPS Commerce, Inc. North America USA 23/05/2017 Annual All For

1130920 US78467J1007 SS&C Technologies

Holdings, Inc.


oversight

1133753 US78469C1036 SP Plus Corporation North America USA 09/05/2017 Annual All For

1130594 US78469X1072 SPX FLOW, Inc. North America USA 10/05/2017 Annual All For

1141967 US78470V1089 SRC Energy Inc. North America USA 15/06/2017 Annual Against 1.5 Concerns related to approach to board diversity

1121540 US78486Q1013 SVB Financial Group North America USA 27/04/2017 Annual All For

1143708 US78573L1061 Sabra Health Care

REIT, Inc.


1b


performance


1135944 US78573M1045 Sabre Corporation North America USA 24/05/2017 Annual Against 1.2,1.4 Concerns about overall performance

1137466 US78648T1007 Safety Insurance

Group, Inc.



1146038 US78667J1088 Sage Therapeutics,

Inc.


1A


performance


1126582 US78709Y1055 Saia, Inc. North America USA 27/04/2017 Annual Against 1.3 Concerns related to approach to board diversity

1144308 US79466L3024 salesforce.com, inc. North America USA 06/06/2017 Annual Against 5

7


performance


shareholder rights

1144000 US8006771062 Sangamo

Therapeutics, Inc.


performance

1146441 US80283M1018 Santander

Consumer USA

Holdings Inc.


1.8





1143823 US8036071004 Sarepta

Therapeutics, Inc.


1125533 US8043951016 SAUL CENTERS, INC. North America USA 05/05/2017 Annual All For

1128379 US80589M1027 SCANA Corporation North America USA 27/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1137170 US8064071025 Henry Schein, Inc. North America USA 31/05/2017 Annual All For

1131415 US8085131055 The Charles Schwab

Corporation


5,6







1131415 US8085131055 The Charles Schwab

Corporation

North America USA 16/05/2017 Annual Against 1b,1d

7

5

Concerns about overall board structure 2- Fund

manager or client vote







1124379 US8085411069 Schweitzer-

Mauduit

International, Inc.


1144330 US8086251076 Science

Applications

International

Corporation


performance

1146041 US80862K1043 SciClone

Pharmaceuticals,

Inc.


5


performance


shareholder rights

1147202 US80874P1093 Scientific Games

Corporation

North America USA 14/06/2017 Annual Against 1.11 Concerns about overall performance


1127274 US8110544025 The E. W. Scripps

Company


1130720 US8110651010 Scripps Networks

Interactive, Inc.


1.3



1121105 US8115431079 Seaboard

Corporation


1.2

2

3

Combined CEO/Chair




1135553 US81211K1007 Sealed Air

Corporation


1132277 US8123501061 Sears Holdings

Corporation


performance

1134798 US8125781026 Seattle Genetics,

Inc.


1142926 US81282V1008 SeaWorld

Entertainment, Inc.


performance

1134190 US81616X1037 Select Comfort

Corporation


1114542 US81618T1007 Select Income REIT North America USA 23/05/2017 Annual Against 1.1 Concerns about overall performance

1120876 US81619Q1058 Select Medical

Holdings

Corporation


1128352 US8163001071 Selective Insurance

Group, Inc.


1139084 US81663A1051 SemGroup

Corporation


1146622 US8168501018 Semtech

Corporation


performance

1127804 US8168511090 Sempra Energy North America USA 12/05/2017 Annual All For


1117843 US81721M1099 Senior Housing

Properties Trust


2

1.5

1.1

1.2

1.4

5


oversight


performance








1122092 US81725T1007 Sensient

Technologies

Corporation


1123833 US81752R1005 Seritage Growth

Properties

North America USA 25/04/2017 Annual Against 1.1,1.2 Concerns about reducing shareholder rights 2-


1131467 US8175651046 Service Corporation

International


7




shareholder rights

1126069 US81761R1095 ServiceMaster

Global Holdings, Inc.


1146357 US81762P1021 ServiceNow, Inc. North America USA 13/06/2017 Annual All For

1130688 US81768T1088 ServisFirst

Bancshares, Inc.


5


diversity



1145918 US8190471016 Shake Shack Inc. North America USA 12/06/2017 Annual Against 1.2 Concerns about overall performance

1127362 US82312B1061 Shenandoah

Telecommunication

s Company


1119647 US8243481061 THE SHERWIN-

WILLIAMS

COMPANY


1119647 US8243481061 THE SHERWIN-

WILLIAMS

COMPANY


1149367 US8248891090 Shoe Carnival, Inc. North America USA 13/06/2017 Annual All For

1139694 US82568P3047 Shutterfly, Inc. North America USA 24/05/2017 Annual Against 2,4

1.1


performance


1145970 US8256901005 Shutterstock, Inc. North America USA 07/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1139683 US82620P1021 Sierra Bancorp North America USA 24/05/2017 Annual Against 2,4 Apparent failure to link pay and appropriate

performance

1120529 US82669G1040 Signature Bank North America USA 20/04/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1121550 US8269191024 Silicon Laboratories

Inc.


performance

1146002 US8270481091 Silgan Holdings Inc. North America USA 05/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1134175 US82735Q1022 Silver Bay Realty

Trust Corp.


1139643 US82817Q1031 Silver Spring

Networks, Inc.


1123315 US8287302009 Simmons First

National

Corporation


1132107 US8288061091 Simon Property

Group, Inc.

North America USA 10/05/2017 Annual Against 1c Concerns to protect shareholder value

1137450 US8290731053 Simpson

Manufacturing Co.,

Inc.


1141972 US8292261091 Sinclair Broadcast

Group, Inc.


3,5

1.4

1.7


oversight


performance



committees

1133584 US82968B1035 Sirius XM Holdings

Inc.


2

1.3

1.6,1.10


oversight


performance


committees


1131705 US82982L1035 SiteOne Landscape

Supply, Inc.

North America USA 16/05/2017 Annual Against 1.1 Concerns about overall board structureConcerns


1126019 US83001A1025 Six Flags

Entertainment

Corporation


performance


1145713 US8305661055 Skechers U.S.A., Inc. North America USA 23/05/2017 Annual Against 3

4

6


oversight


performance


1126489 US8308791024 SkyWest, Inc. North America USA 09/05/2017 Annual All For

1133678 US83088M1027 Skyworks Solutions,

Inc.


1118983 US8318652091 A. O. Smith

Corporation


performance

1121997 US8330341012 Snap-on

Incorporated


1.8


performance


1121997 US8330341012 Snap-on

Incorporated


performance

1129113 US8335511049 Snyder's-Lance, Inc. North America USA 03/05/2017 Annual All For

1144924 US83408W1036 Sohu.com Inc. North America USA 20/06/2017 Annual Against 1.3

1.2



performance


1132119 US83413U1007 Solar Capital Ltd. North America USA 17/05/2017 Annual Against 2 Issue of capital raises concerns about excessive


1128033 US83417M1045 SolarEdge

Technologies, Inc.

North America USA 10/05/2017 Annual Against 1a,1b Concerns about overall performance

1119801 US83545G1022 Sonic Automotive,

Inc.


3





1124734 US8354951027 Sonoco Products

Company


1130734 US8358981079 Sotheby's North America USA 12/05/2017 Annual All For

1128257 US83600C1036 Sotherly Hotels Inc. North America USA 25/04/2017 Annual Against 1.5

4



shareholder rights

1125674 US8385181081 South Jersey

Industries, Inc.


1119659 US8404411097 South State

Corporation


performance

1135629 US8425871071 The Southern

Company


6


performance




1135629 US8425871071 The Southern

Company


6

1d


performance





1131034 US84265V1052 Southern Copper

Corporation


1150033 US8433951048 Southern National

Bancorp of Virginia,

Inc.


performance

1150506 US8433951048 Southern National

Bancorp of Virginia,

Inc.



service contracts


1126618 US84470P1093 Southside

Bancshares, Inc.


1137267 US8447411088 Southwest Airlines

Co.


1129165 US8448951025 Southwest Gas

Holdings, Inc.


1138430 US8454671095 Southwestern

Energy Company


1139499 US8465111032 Spark Energy, Inc. North America USA 25/05/2017 Annual Against 1 Concerns about overall board structureConcerns


1142299 US84652J1034 Spark Therapeutics,

Inc.


1.2


performance


1139143 US8472151005 SpartanNash

Company


1145936 US84760C1071 The Spectranetics

Corporation


performance

1139937 US84763A1088 Spectrum

Pharmaceuticals,

Inc.


2

1.1,1.3,1.5,1.7

1.4

5


oversight


performance


Concerns about overall performanceConcerns




1128179 US8485741099 Spirit AeroSystems

Holdings, Inc.


1134724 US8485771021 Spirit Airlines, Inc. North America USA 23/05/2017 Annual All For


1132117 US84860W1027 Spirit Realty

Capital, Inc.

North America USA 28/06/2017 Annual Against 1.2,1.3,1.6,1.8 Concerns about reducing shareholder rights

1143967 US8486371045 Splunk Inc. North America USA 08/06/2017 Annual All For

1125721 US85208M1027 Sprouts Farmers

Market, Inc.


performance

1141978 US85254C3051 Stage Stores, Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1126578 US85254J1025 STAG Industrial, Inc. North America USA 01/05/2017 Annual Against 1.6 Concerns related to approach to board diversity

1147153 US8528572006 Stamps.com Inc. North America USA 14/06/2017 Annual All For

1140289 US8536661056 STANDARD MOTOR

PRODUCTS, INC.


1120667 US8545021011 Stanley Black &

Decker, Inc.


1141524 US8550301027 Staples, Inc. North America USA 12/06/2017 Annual All For

1132250 US85571B1052 Starwood Property

Trust, Inc.


1139508 US8561901039 State Bank

Financial

Corporation


1135361 US8574771031 State Street

Corporation


1135361 US8574771031 State Street

Corporation

North America USA 17/05/2017 Annual Against 1g Vote against combined Chair/CEO

1129863 US8581191009 Steel Dynamics, Inc. North America USA 18/05/2017 Annual Against 1.7 Concerns about reducing shareholder rights

1147988 US8583751081 Stein Mart, Inc. North America USA 20/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1127868 US8585861003 Stepan Company North America USA 25/04/2017 Annual All For

1139319 US8589121081 Stericycle, Inc. North America USA 24/05/2017 Annual Against 2

1d

8

7


performance





shareholder rights

1139286 US85917A1007 Sterling Bancorp North America USA 23/05/2017 Annual All For

1147222 US85917A1007 Sterling Bancorp North America USA 13/06/2017 Special All For

1124909 US8592411016 Sterling

Construction

Company, Inc.


1130692 US8603721015 Stewart

Information

Services

Corporation


diversity

1144343 US8606301021 Stifel Financial Corp. North America USA 06/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1126835 US86074Q1022 Stillwater Mining

Company


8,9



service contracts


1127877 US8610251048 Stock Yards

Bancorp, Inc.


1141147 US8618111079 Stonegate Bank North America USA 31/05/2017 Annual Against 2

1.9

1.2


performance



1129166 US86181Q3002 Stonegate

Mortgage

Corporation


1131481 US86183P1021 Stoneridge, Inc. North America USA 09/05/2017 Annual All For


1141953 US8621211007 STORE Capital

Corporation


1.1


performance


1124310 US8632361056 Strayer Education,

Inc.


1125520 US8636671013 Stryker Corporation North America USA 03/05/2017 Annual All For

1129121 US8641591081 STURM, RUGER &

COMPANY, INC.


1142050 US8649091068 Sucampo

Pharmaceuticals,

Inc.


performance

1134791 US8660821005 Summit Hotel

Properties, Inc.


1131414 US86614U1007 Summit Materials,

Inc.

North America USA 17/05/2017 Annual Against 1b Concerns about overall performance

1131463 US8666741041 Sun Communities,

Inc.

North America USA 18/05/2017 Annual Against 1C Concerns about reducing shareholder rights

1142535 US8669421054 Sun Hydraulics

Corporation


performance

1126659 US86722A1034 SunCoke Energy,

Inc.


1124638 US8676524064 SunPower

Corporation


1.1,1.2


performance



1127221 US8678921011 Sunstone Hotel

Investors, Inc.


1122571 US8679141031 SunTrust Banks, Inc. North America USA 25/04/2017 Annual All For

1138447 US8681571084 Superior Energy

Services, Inc.


1123591 US8681681057 Superior Industries

International, Inc.


5


performance



1145287 US8684591089 Supernus

Pharmaceuticals,

Inc.


1.1


performance


1139539 US87074U1016 Swift

Transportation

Company


5




shareholder rights

1141971 US8712371033 Sykes Enterprises,

Incorporated


1135199 US87157B1035 Synchronoss

Technologies, Inc.


1114536 US8716071076 Synopsys, Inc. North America USA 06/04/2017 Annual Against 5 Apparent failure to link pay and appropriate

performance

1122122 US87161C5013 Synovus Financial

Corp.


1144625 US87162H1032 Syntel, Inc. North America USA 07/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1146549 US8716393082 Synergy

Pharmaceuticals

Inc.


1.6



1135622 US87164F1057 Syndax

Pharmaceuticals,

Inc.

North America USA 17/05/2017 Annual Against 1a Concerns about overall performance

1134393 US87165B1035 Synchrony Financial North America USA 18/05/2017 Annual All For

1123832 US8722751026 TCF Financial

Corporation


1135616 US87238Q1031 TCP Capital Corp. North America USA 25/05/2017 Annual Against 2 Concerns to protect shareholder value

1111770 US87238U2033 TCS Group Holdings

Plc

Europe Cyprus 29/05/2017 Annual Against 5 Insufficient basis to support a decision

1145010 US8725401090 The TJX Companies,

Inc.


10


performance




1145614 US8725901040 T-Mobile US, Inc. North America USA 13/06/2017 Annual Against 4

1.2,1.7

6,7

5


oversight


of committees



Shareholder proposal promotes enhanced

shareholder rights

1145614 US8725901040 T-Mobile US, Inc. North America USA 13/06/2017 Annual Against 4

1.11

1.2,1.7

6,7

5


oversight



committees




shareholder rights


1139573 US87265H1095 TRI Pointe Group,

Inc.


1132112 US87305R1095 TTM Technologies,

Inc.


1138349 US87336U1051 Tableau Software,

Inc.


1.1

1.2


performance



1148098 US87403A1079 Tailored Brands, Inc. North America USA 15/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1134765 US8754651060 Tanger Factory

Outlet Centers, Inc.


1146611 US87612E1064 Target Corporation North America USA 14/06/2017 Annual All For

1146611 US87612E1064 Target Corporation North America USA 14/06/2017 Annual Against 1c Vote against combined Chair/CEO

1130455 US87612G1013 Targa Resources

Corp.


performance

1140918 US87724P1066 Taylor Morrison

Home Corporation


1.3


performance



1138371 US8781551002 Team, Inc. North America USA 18/05/2017 Annual All For

1145429 US8782371061 Tech Data

Corporation


performance

1124881 US87901J1051 TEGNA Inc. North America USA 04/05/2017 Annual All For

1135204 US87918A1051 Teladoc, Inc. North America USA 25/05/2017 Annual Against 3

2.6,2.2


performance


1122220 US8793601050 Teledyne

Technologies

Incorporated


performance


1130918 US8793691069 Teleflex

Incorporated


performance

1138452 US8794338298 Telephone and

Data Systems, Inc.


6


performance


shareholder rights

1139076 US8799391060 TeleTech Holdings,

Inc.


3

1d


oversight


performance


1129014 US88023U1016 Tempur Sealy

International, Inc.


performance

1127815 US88033G4073 Tenet Healthcare

Corporation


performance

1123823 US8803451033 Tennant Company North America USA 26/04/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1133367 US8803491054 Tenneco Inc. North America USA 17/05/2017 Annual All For

1118290 US88076W1036 Teradata

Corporation


1131451 US8807701029 Teradyne, Inc. North America USA 09/05/2017 Annual All For

1132284 US8807791038 Terex Corporation North America USA 11/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1134398 US8808901081 Ternium S.A. Europe Luxembour

g


1135626 US8815691071 TESARO, Inc. North America USA 11/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1126559 US8816091016 Tesoro Corporation North America USA 04/05/2017 Annual Against 1.3 Vote against combined Chair/CEO

1126559 US8816091016 Tesoro Corporation North America USA 04/05/2017 Annual All For


1141557 US88160R1014 Tesla, Inc. North America USA 06/06/2017 Annual Against 3 Annual vote provides for greater shareholder

oversight

1141557 US88160R1014 Tesla, Inc. North America USA 06/06/2017 Annual Against 3

5


oversight



1141557 US88160R1014 Tesla, Inc. North America USA 06/06/2017 Annual Against 3

5

1.1


oversight




1125294 US88162F1057 TETRA

Technologies, Inc.


1121237 US88224Q1076 Texas Capital

Bancshares, Inc.


performance

1121237 US88224Q1076 Texas Capital

Bancshares, Inc.


1119743 US8825081040 Texas Instruments

Incorporated

North America USA 20/04/2017 Annual Against 1l Vote against combined Chair/CEO

1119743 US8825081040 Texas Instruments

Incorporated


1135384 US8826811098 Texas Roadhouse,

Inc.





1119151 US8832031012 Textron Inc. North America USA 26/04/2017 Annual Against 6 Shareholder proposal promotes transparency


1143717 US88338N1072 TherapeuticsMD,

Inc.


1133531 US8835561023 Thermo Fisher

Scientific Inc.


performance

1130668 US88554D2053 3D Systems

Corporation


1.6


performance


1126631 US88579Y1010 3M Company North America USA 09/05/2017 Annual All For

1135960 US8865471085 Tiffany & Co. North America USA 25/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1151136 US8872281048 Time Inc. North America USA 29/06/2017 Annual Against 3

4


performance



1146563 US8873173038 Time Warner Inc. North America USA 15/06/2017 Annual Against 3

1d


performance


1146563 US8873173038 Time Warner Inc. North America USA 15/06/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance

1146563 US8873173038 Time Warner Inc. North America USA 15/06/2017 Annual All For

1146563 US8873173038 Time Warner Inc. North America USA 15/06/2017 Annual Against 3

1b


performance


1124699 US8873891043 The Timken

Company


1126539 US8873991033 TimkenSteel

Corporation


1146047 US88830M1027 Titan International,

Inc.



1144994 US88830R1014 Titan Machinery Inc. North America USA 01/06/2017 Annual All For

1123333 US88870P1066 TiVo Corporation North America USA 26/04/2017 Annual Against 1.5 Concerns related to approach to board diversity

1139240 US88870R1023 Tivity Health, Inc. North America USA 25/05/2017 Annual All For

1131710 US8901101092 Tompkins Financial

Corporation


1125300 US89055F1030 TopBuild Corp. North America USA 01/05/2017 Annual Against 1.1,1.2 Concerns about reducing shareholder rights

1124120 US8910271043 Torchmark

Corporation


1124120 US8910271043 Torchmark

Corporation

North America USA 27/04/2017 Annual Against 1.5,1.6 Vote against combined Chair/CEO

1125914 US8918261095 Tower

International, Inc.


1123666 US8919061098 Total System

Services, Inc.

North America USA 27/04/2017 Annual Against 1k Vote against combined Chair/CEO

1123666 US8919061098 Total System

Services, Inc.


1146030 US89214P1093 TowneBank North America USA 24/05/2017 Annual All For

1129695 US8923561067 Tractor Supply

Company


1125723 US89400J1079 TransUnion North America USA 03/05/2017 Annual Against 1.1

1.2




committees

1132109 US89417E1091 The Travelers

Companies, Inc.


8

6


performance



transparency



transparency

1131381 US8946501009 Tredegar

Corporation


diversity

1118697 US89469A1043 Treehouse Foods,

Inc.


performance

1127127 US89531P1057 Trex Company, Inc. North America USA 03/05/2017 Annual All For

1133362 US89532E1091 Trevena, Inc. North America USA 17/05/2017 Annual All For

1120699 US8958481090 Triangle Capital

Corporation


1.8


oversight


1128222 US8960475031 Tribune Media

Company


performance

1139904 US8960951064 TriCo Bancshares North America USA 23/05/2017 Annual All For

1135125 US8962152091 TriMas Corporation North America USA 11/05/2017 Annual All For

1127232 US8962391004 Trimble Inc. North America USA 02/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1135810 US8962881079 TriNet Group, Inc. North America USA 18/05/2017 Annual Against 1.3 Concerns about overall performance

1132347 US8965221091 Trinity Industries,

Inc.


1128533 US89679E3009 Triumph Bancorp,

Inc.


1144336 US8969452015 TripAdvisor, Inc. North America USA 22/06/2017 Annual All For

1144336 US8969452015 TripAdvisor, Inc. North America USA 22/06/2017 Annual Against 1.1 Overboarded/Too many other time commitments

1121537 US89703P1075 tronc, Inc. North America USA 18/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1132358 US89785X1019 TrueBlue, Inc. North America USA 11/05/2017 Annual All For

1144317 US8982021060 Trupanion, Inc. North America USA 07/06/2017 Annual All For

1133665 US8983491056 TrustCo Bank Corp

NY


1122542 US8984021027 Trustmark

Corporation


1135818 US8998961044 Tupperware Brands

Corporation


performance

1135818 US8998961044 Tupperware Brands

Corporation


1.5


performance


1139085 US9011091082 Tutor Perini

Corporation


performance

1135802 US90184L1026 Twitter, Inc. North America USA 22/05/2017 Annual All For

1131380 US90187B1017 Two Harbors

Investment Corp.


1145795 US90214J1016 2U, Inc. North America USA 05/06/2017 Annual Against 3

1.1


performance



performance

1129848 US9022521051 TYLER

TECHNOLOGIES,

INC.


1129838 US9026531049 UDR, Inc. North America USA 11/05/2017 Annual Against 1e Concerns about reducing shareholder rights

1122687 US9027881088 UMB Financial

Corporation


5



1120489 US9029733048 U.S. Bancorp North America USA 18/04/2017 Annual Against 3

5


performance



1120489 US9029733048 U.S. Bancorp North America USA 18/04/2017 Annual Against 3 Apparent failure to link pay & appropriate

performance


1128054 US90328M1071 USANA Health

Sciences, Inc.


1131452 US9032934054 USG Corporation North America USA 10/05/2017 Annual All For

1129879 US90333L2016 U.S. Concrete, Inc. North America USA 18/05/2017 Annual Against 1A Concerns related to approach to board diversity

1127780 US90346E1038 U.S. Silica Holdings,

Inc.


1140928 US90384S3031 Ulta Beauty, Inc. North America USA 01/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1135016 US90385D1072 The Ultimate

Software Group,

Inc.


performance

1146594 US90400D1081 Ultragenyx

Pharmaceutical Inc.


performance

1142917 US9040341052 Ultratech, Inc. North America USA 25/05/2017 Special Against 2 Apparent failure to link pay and appropriate


service contract

1119278 US9042141039 Umpqua Holdings

Corporation


shareholder rights

1139467 US9043111072 Under Armour, Inc. North America USA 31/05/2017 Annual Against 1.8 Concerns to protect shareholder valueConcerns


1126060 US90539J1097 Union Bankshares

Corporation



1130635 US9078181081 Union Pacific

Corporation


5

1d


performance





1130635 US9078181081 Union Pacific

Corporation


5


performance




1124834 US9092143067 Unisys Corporation North America USA 26/04/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1125740 US9092181091 Unit Corporation North America USA 03/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1128300 US90984P3038 United Community

Banks, Inc.


1115150 US9099071071 UNITED

BANKSHARES, INC.


1135089 US9099071071 UNITED

BANKSHARES, INC.


1142303 US9100471096 United Continental

Holdings, Inc.


1135813 US9103041045 United Financial

Bancorp, Inc.


1135546 US9103401082 United Fire Group,

Inc.



1130652 US9107101027 United Insurance

Holdings Corp.



1122753 US9113121068 United Parcel

Service, Inc.


6

5

1a


oversight








client vote

1122753 US9113121068 United Parcel

Service, Inc.


6

5


oversight







1126045 US9113631090 United Rentals, Inc. North America USA 04/05/2017 Annual Against 6 Shareholder proposal promotes enhanced

shareholder rights


1128191 US9120081099 US Foods Holding

Corp.


1.2


performance



1123153 US9129091081 United States Steel

Corporation


1122146 US9130171096 United

Technologies

Corporation


1e


performance


1122146 US9130171096 United

Technologies

Corporation


1122146 US9130171096 United

Technologies

Corporation


performance

1145876 US91307C1027 United

Therapeutics

Corporation


performance

1142055 US91324P1021 UnitedHealth

Group Incorporated


5


performance


transparenc

1125573 US9132591077 Unitil Corporation North America USA 26/04/2017 Annual Against 4

1131529 US91325V1089 Uniti Group Inc. North America USA 11/05/2017 Annual All For

1125365 US91336L1070 Univar Inc. North America USA 04/05/2017 Annual Against 5

1.4


performance


committeesConcerns about overall board

structureConcerns about overall performance


1144030 US91347P1057 UNIVERSAL

DISPLAY

CORPORATION


1142616 US9134831034 Universal

Electronics Inc.


performance

1121247 US9135431040 Universal Forest

Products, Inc.


1141301 US91359E1055 Universal Health

Realty Income Trust


performance

1146487 US91359V1070 Universal Insurance

Holdings, Inc.


3


oversight


performance

1146487 US91359V1070 Universal Insurance

Holdings, Inc.


3

1.3


oversight


performance


1135567 US9139031002 Universal Health

Services, Inc.


6


oversight


shareholder rights

1125262 US9152711001 Univest

Corporation of

Pennsylvania


committee meetings

1138994 US91529Y1064 Unum Group North America USA 25/05/2017 Annual All For


1133698 US9170471026 Urban Outfitters,

Inc.


3

1.2


oversight


performance


committees

1133698 US9170471026 Urban Outfitters,

Inc.


3

1.2

1.6


oversight


performance


committees


1131385 US91704F1049 Urban Edge

Properties


1138287 US91732J1025 US Ecology, Inc. North America USA 23/05/2017 Annual All For

1124164 US9182041080 VF Corporation North America USA 25/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1134411 US9182841000 VSE Corporation North America USA 02/05/2017 Annual All For

1132267 US91843L1035 VWR Corporation North America USA 02/05/2017 Annual All For

1140732 US91851C2017 VAALCO Energy, Inc. North America USA 01/06/2017 Annual Against 3

1.5

1.2


performance



1127347 US91913Y1001 Valero Energy

Corporation

North America USA 03/05/2017 Annual Against 1h Fund manager or client vote Long-tenured director

(20 years) and audit committee member

1127347 US91913Y1001 Valero Energy

Corporation



1125318 US9197941076 Valley National

Bancorp

North America USA 27/04/2017 Annual Against 5 Poison pill/anti-takeover measure not in investors

interests

1123820 US9202531011 Valmont Industries,

Inc.


1144916 US9216591084 Vanda

Pharmaceuticals

Inc.


performance

1123846 US92210H1059 Vantiv, Inc. North America USA 02/05/2017 Annual Against 1.1 Concerns to protect shareholder value

1143661 US92230Y1047 VASCO Data

Security

International, Inc.


oversight

1128531 US92240G1013 Vectren

Corporation


1122160 US92240M1080 Vector Group Ltd. North America USA 27/04/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1124900 US9224171002 Veeco Instruments

Inc.


1132110 US92242T1016 Vectrus, Inc. North America USA 12/05/2017 Annual All For

1149369 US9224751084 Veeva Systems Inc. North America USA 21/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1134406 US92276F1003 Ventas, Inc. North America USA 18/05/2017 Annual All For

1143287 US92335C1062 Vera Bradley, Inc. North America USA 25/05/2017 Annual Against 3

1.2


performance


1125904 US92339V1008 VEREIT, Inc. North America USA 03/05/2017 Annual All For

1138348 US92343E1029 VeriSign, Inc. North America USA 25/05/2017 Annual Against 1.1 Vote against combined Chair/CEO

1138348 US92343E1029 VeriSign, Inc. North America USA 25/05/2017 Annual All For


1125536 US92343V1044 Verizon

Communications

Inc.


9,10

1.7

SH: Against shareholder resolution, against


proposal does not promote enhanced shareholder

rights




incentivisation


client vote

1125536 US92343V1044 Verizon

Communications

Inc.


9,10

SH: Against shareholder resolution, against


proposal does not promote enhanced shareholder

rights




incentivisation

1149634 US92343X1000 Verint Systems Inc. North America USA 22/06/2017 Annual Against 3

1.6


performance


1118096 US9234511080 Veritex Holdings,

Inc.


1137250 US9234511080 Veritex Holdings,

Inc.


1


committees


1139239 US9234541020 Veritiv Corporation North America USA 25/05/2017 Annual Against 4 Apparent failure to link pay and appropriate

performance

1132111 US92345Y1064 Verisk Analytics, Inc. North America USA 17/05/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1145995 US92532F1003 Vertex

Pharmaceuticals

Incorporated


7

8


performance


shareholder rights


1135628 US92552R4065 Viad Corp North America USA 18/05/2017 Annual All For

1146990 US9258151029 Vicor Corporation North America USA 16/06/2017 Annual Against 3

4

1.2


oversight


performance

Concerns about overall board structure

1151751 US9276511097 Virco Mfg.

Corporation


oversight

1134732 US92828Q1094 Virtus Investment

Partners, Inc.


performance

1132306 US9282981086 Vishay

Intertechnology,

Inc.


1.1


oversight


1145331 US92839U2069 Visteon Corporation North America USA 08/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1135630 US92840M1027 Vistra Energy Corp. North America USA 16/05/2017 Annual All For

1144974 US92849E1010 Vitamin Shoppe,

Inc.


performance

1142980 US9285634021 VMware, Inc. North America USA 08/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1145954 US92886T2015 Vonage Holdings

Corp.


performance

1135772 US9290421091 Vornado Realty

Trust


1135822 US9290891004 Voya Financial, Inc. North America USA 25/05/2017 Annual All For

1129095 US9291601097 Vulcan Materials

Company


1132340 US92924F1066 WGL Holdings, Inc. North America USA 10/05/2017 Special All For

1138984 US92927K1025 WABCO Holdings

Inc.


1129120 US9293281021 WSFS Financial

Corporation


1137473 US92936U1097 W. P. Carey Inc. North America USA 15/06/2017 Annual All For

1127315 US92939U1060 WEC Energy Group,

Inc.


1135575 US9295661071 Wabash National

Corporation


1130484 US9297401088 Westinghouse Air

Brake Technologies

Corporation


1119287 US9300591008 Waddell & Reed

Financial, Inc.


1124855 US9304271094 WageWorks, Inc. North America USA 27/04/2017 Annual All For


1141555 US9311421039 Wal-Mart Stores,

Inc.


5

6


performance




incentivisation




1131686 US93148P1021 Walker & Dunlop,

Inc.


1134963 US93317W1027 Walter Investment

Management Corp.


1e,1g

4

1b


performance




Policy Rationale:Concerns related to approach to

board diversityConcerns about overall performance

1135617 US93964W1080 Washington Prime

Group Inc.


1137278 US9396531017 Washington Real

Estate Investment

Trust


1122587 US9406101082 WASHINGTON

TRUST BANCORP,

INC.



1128046 US94106L1098 Waste

Management, Inc.



1130491 US9418481035 Waters Corporation North America USA 09/05/2017 Annual Against 1.1

1.9

6






1.2

1145938 US9426222009 Watsco, Inc. North America USA 05/06/2017 Annual Against 2 Apparent failure to link pay and appropriate

performance

1130187 US9427491025 Watts Water

Technologies, Inc.


1135019 US94419L1017 Wayfair Inc. North America USA 17/05/2017 Annual Abstain 1e Concerns to protect shareholder value

1133590 US94733A1043 WEB.COM GROUP,

INC.


1141350 US94770V1026 WebMD Health

Corp.


performance

1125317 US9478901096 Webster Financial

Corporation


1122796 US9487411038 Weingarten Realty

Investors


1124361 US9490901041 Welbilt, Inc. North America USA 28/04/2017 Annual All For

1136456 US94946T1060 WellCare Health

Plans, Inc.



1123891 US9497461015 Wells Fargo &

Company

North America USA 25/04/2017 Annual Against 1c,1e,1g,1i,1j,1n

1a

10

5














1123891 US9497461015 Wells Fargo &

Company

North America USA 25/04/2017 Annual Against 1c,1e,1g,1i,1j,1n

1a

1k,1o

1b

5












1128035 US95040Q1040 Welltower Inc. North America USA 04/05/2017 Annual All For

1137441 US95058W1009 The Wendy's

Company



1134718 US9507551086 Werner

Enterprises, Inc.


committee meetings

1123328 US9508101014 Wesbanco, Inc. North America USA 19/04/2017 Annual All For

1139719 US95082P1057 WESCO

International, Inc.


performance

1135535 US9523552043 West Corporation North America USA 16/05/2017 Annual All For

1126440 US9553061055 West

Pharmaceutical

Services, Inc.


1122528 US9570901036 Westamerica

Bancorporation



1142293 US9576381092 Western Alliance

Bancorporation



1140402 US95790D1054 Western Asset

Mortgage Capital

Corporation


1130672 US9598021098 The Western Union

Company

North America USA 11/05/2017 Annual Against 5 Shareholder proposal promotes transparency 2

1135956 US9604131022 Westlake Chemical

Corporation


1.1


oversight


committees

1142644 US96208T1043 WEX Inc. North America USA 12/05/2017 Annual All For

1135561 US9621661043 Weyerhaeuser

Company


1118554 US9633201069 WHIRLPOOL

CORPORATION


1118554 US9633201069 WHIRLPOOL

CORPORATION

North America USA 18/04/2017 Annual Against 1g Vote against combined Chair/CEO

1125569 US9663871021 Whiting Petroleum

Corporation


performance

1135366 US9694571004 The Williams

Companies, Inc.


1140771 US9699041011 Williams-Sonoma,

Inc.


6


performance




1139639 US97382A2006 Windstream

Holdings, Inc.


1127168 US9741551033 Wingstop Inc. North America USA 03/05/2017 Annual Against 1.2 Concerns about overall performance

1135861 US97650W1080 Wintrust Financial

Corporation


1146621 US97717P1049 WisdomTree

Investments, Inc.


1129852 US9780971035 Wolverine World

Wide, Inc.


1146349 US98138H1014 Workday, Inc. North America USA 20/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1139645 US9814751064 WORLD FUEL

SERVICES

CORPORATION


1122238 US98156Q1085 World Wrestling

Entertainment, Inc.


1130653 US98212B1035 WPX Energy, Inc. North America USA 18/05/2017 Annual All For

1130687 US98310W1080 Wyndham

Worldwide

Corporation


5


performance


1122127 US9831341071 Wynn Resorts,

Limited


3

5


performance


1137266 US9837721045 XO Group Inc. North America USA 25/05/2017 Annual Against 1.2 Concerns related to attendance at board or


1139895 US9837931008 XPO Logistics, Inc. North America USA 10/05/2017 Annual Against 1.2

3

4



performance





1139895 US9837931008 XPO Logistics, Inc. North America USA 10/05/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance


1114995 US98387E2054 X5 Retail Group NV Europe Netherland

s


performance

1134409 US98389B1008 Xcel Energy Inc. North America USA 17/05/2017 Annual Against 5 Shareholder proposal promotes appropriate


1134409 US98389B1008 Xcel Energy Inc. North America USA 17/05/2017 Annual Against 1c

5




1136457 US9840171030 Xenia Hotels &

Resorts, Inc.


1129720 US9841216081 Xerox Corporation North America USA 23/05/2017 Annual All For

1129833 US98419M1009 Xylem Inc. North America USA 10/05/2017 Annual All For

1123911 US98421B1008 Xperi Corporation North America USA 27/04/2017 Annual Against 1.6

1.7



1126077 US9842496070 YRC Worldwide Inc. North America USA 02/05/2017 Annual All For

1146471 US9858171054 YELP INC. North America USA 15/06/2017 Annual Against 3 Apparent failure to link pay and appropriate

performance

1135611 US9884981013 YUM! Brands, Inc. North America USA 19/05/2017 Annual Against 3

5


performance




1124483 US98850P1093 Yum China

Holdings, Inc.


1139686 US9892071054 Zebra Technologies

Corporation



1127383 US98933Q1085 ZELTIQ Aesthetics,

Inc.

North America USA 27/04/2017 Special Against 2 Concerns related to inappropriate service contract

1131358 US98936J1016 Zendesk, Inc. North America USA 16/05/2017 Annual Against 1.2 Concerns about overall performance

1144388 US98954M1018 Zillow Group, Inc. North America USA 14/06/2017 Annual Against 1.3 Overboarded/Too many other time commitments

1130485 US98956P1021 Zimmer Biomet

Holdings, Inc.


performance

1141349 US9897011071 Zions

Bancorporation


4


performance



1146395 US98973P1012 ZIOPHARM

Oncology, Inc.


1.1


performance


1132064 US98978V1035 Zoetis Inc. North America USA 11/05/2017 Annual All For

1142225 US9898171015 Zumiez Inc. North America USA 31/05/2017 Annual Against 3 Annual vote provides for greater shareholder

oversight

1125974 US98986T1088 Zynga Inc. North America USA 01/05/2017 Annual Against 2

1.3


performance


1123677 USU834501038 Somero

Enterprises, Inc.

North America USA 06/06/2017 Annual All For 3

1140662 VGG379591065 Gem Diamonds Ltd United Kingdom United

Kingdom


1118848 VN000000VNM8 Vietnam Dairy

Products JSC

Emerging Markets Vietnam 15/04/2017 Annual Against 12 Insufficient/poor disclosure

1117402 ZAE000000220 AECI Ltd Emerging Markets South

Africa

29/05/2017 Annual Against 7.1,7.2 Apparent failure to link pay and appropriate

performance

1133329 ZAE000003257 Hosken

Consolidated

Investments Ltd

Emerging Markets South

Africa



1117404 ZAE000004875 Nedbank Group Ltd Emerging Markets South

Africa


performance

1152387 ZAE000013017 PSG Group Ltd Emerging Markets South

Africa


2.3

1.2

1.3


performance


committees




1109890 ZAE000013181 Anglo American

Platinum Ltd


Africa


1125964 ZAE000018123 Gold Fields Ltd Emerging Markets South

Africa


1121151 ZAE000018123 Gold Fields Ltd Emerging Markets South

Africa


1128269 ZAE000035861 Capitec Bank

Holdings Ltd


Africa


9


committees 2- Lack of independent representation

at board committees


1129909 ZAE000042164 MTN Group Ltd Emerging Markets South

Africa



value

1132232 ZAE000043485 AngloGold Ashanti

Ltd


Africa


1114997 ZAE000043485 AngloGold Ashanti

Ltd


Africa


1132408 ZAE000070660 Sanlam Ltd Emerging Markets South

Africa



1131845 ZAE000072328 Grindrod Ltd Emerging Markets South

Africa

24/05/2017 Annual Against 2.4.2

4.1


committees

Insufficient basis to support a decisionApparent


1117962 ZAE000079711 JSE Ltd Emerging Markets South

Africa


1139523 ZAE000084992 Exxaro Resources

Ltd


Africa


2.2

1.5


performance


committees


1113530 ZAE000085346 Kumba Iron Ore Ltd Emerging Markets South

Africa


6


performance


1132394 ZAE000093779 Santam Ltd Emerging Markets South

Africa


15

4,9

6


committees






1128636 ZAE000097580 Sun International

Ltd


Africa


8




1121938 ZAE000109815 Standard Bank

Group Ltd


Africa


1132511 ZAE000127148 Liberty Holdings Ltd Emerging Markets South

Africa


performance

1140711 ZAE000152617 Massmart Holdings

Ltd


Africa

25/05/2017 Annual Against 8 Concerns to protect shareholder value 3

1140711 ZAE000152617 Massmart Holdings

Ltd


Africa


1123954 ZAE000156501 Mpact Ltd Emerging Markets South

Africa


1115814 ZAE000156550 Mondi Ltd Emerging Markets South

Africa


1121388 ZAE000173951 Sibanye Gold Ltd Emerging Markets South

Africa




Africa




Africa


13


performance


performance


Africa


performance

1123941 ZAE000174124 Barclays Africa

Group Ltd


Africa


performance

1117963 ZAE000201687 Rebosis Property

Fund Ltd


Africa


1




1154587 ZAE000203063 Emira Property

Fund Ltd


Africa


1132510 ZAE000203238 SA Corporate Real

Estate Ltd


Africa

19/05/2017 Annual Against 1.5,1.6,1.8 Apparent failure to link pay and appropriate

performance

meeting id isin company name investment region country ......1117708 bd0259batbc9 british american...

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