lynn s adelman financial disclosure report for 2010

8/3/2019 Lynn S Adelman Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/lynn-s-adelman-financial-disclosure-report-for-2010 1/9

Rev. 1/20!1

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)

A d e l m a n , L y n n S .

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;

magis t ra te judges indicate fu l l - or par t - t ime)

D i s t r i c t J u dge - A c t i v e

7. Chamb er s or O f f ic e Addr es s

517 E . Wisco n s in Ave. , Rm . 364M ilwaukee , W I 53202

2. Cour t or Organiza t ion

E as t e r n D i s t r i c t o f W i s c ons i n

3. Date of Repor t

05/12/2011

5a . Report Type (check ap propria te type )

] Nominat ion, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis o f the in fo rma tion con ta ined in th is Report and any

modif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl i cable l aws and regula t ions .

Reviewing Officer Date

6. Report ing Pe riod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepp. 9 -13 of fi l ing instruct ions.)

~] N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 offiling instructions.)

N O N E (No reportable agreements.)

DATE

1 .

2.

3.

PARTIES AND TERM S




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Adelman, Lynn S.

D a t e o f R e p o r t

05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE INCOME

( y o u r s , n o t s p o u s e ’ s )

1. 2010 State of Wisconsin - Pension/Retirement $19,078.32

2.

3.

4.

B . S p o u s e’ s N o n - I n v e s tm e n t I n c o m e - If you w ere married during any portion of the reporting year, complete this section.

(Dollar a mount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - tra.sport.tion, lodging, food, e n t e r t a i n m e n t .

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION

1 .

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED




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Adelman, Lynn S.


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V . G I F T S . a n c i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

N O N E (No reportable gif ts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o . s e a.d dependent children; see pp. 32 -33 of f iling instructions. )

N O N E ( N o reportable liabilities.)

C R E DIT O R DE SC R IP T IO N

1 .

2.

3.

4.

5.

VALUECODE




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Adelman, Lynn S.


05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Ineludes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

~ NONE incom e, or transactions.)N o reporta ble assets,

A. B.C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t t n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (l) (2 ) (l) (2 ) (3) (4) (5 )

P l a c e " ( X ) " a l ~ e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e .g . , D a t e V a l u e G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . . r e n t . C od e 2 M e th o d b u y , s e l l , m m !d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r

( A - H ) or int.) ( J - P ) C o d e 3 redempt ion) (J-P) (A-H) (if private

( Q - W ) t r a n s a c t i o n )

1 . Exxon A Dividend K T

2. Nike A Dividend K T

3. Pfizer, Inc. B Dividend K T

4. Royal Dutch Pet. Co. A Dividend J T

5. Rental Property - M ilwauk ee, W isconsin E Rent N S

6. Citizen’s B ank of M uk w onago None K T

7. Citizen’s Bank of Mukwonago A I n t e r e s t K T

8. Mutual Savings Bank A I n t e r e s t K T

9. Citizen’s Bank of Mukwonago A I n t e r e s t 3 T

1 0 . Mu tual Savings Bank A I n t e r e s t K T

1 1 . Business - plant nursery~ None J W

1 2 . Wells Fargo Mun. Fund B I n t e r e s t K T

1 3 . Puerto Rico 5.0% A I n t e r e s t K T

1 4 . Eaton Vance Tax MG D C Dividend N T

1 5 . Eaton V ance Mu t. FDTR C Dividend N T

1 6 . Guam Power Auth. C I n t e r e s t K T

1 7 . M idcap SPDR A Dividend L T

t. I n c o m e G a i n C o d e s : A -$1,000 or less B =$L001 - $2,500 C =$ 2 , 501 - $5 , 000 D =$5,001 - $15,000

( S e e C o l u m n s B 1 an d D4) F =$ 50,001 - $100,000 G =$1 00,001 - $1 ,000 ,000 H I -$1,000,001 - $5,000,000 H 2 = M ore than $5 ,000 ,000

2. V a l u e C o d e s J 3515.000 or less K =$15,001 ÷ $50,000 L =$50,001 - $100,000 M = $100 , 001 - $250 , 000

( s ee C olu mns C 1 and D 3 ) N =$250,001 - $500,000 O -$500,001 - $ 1,000,000 PI =$I ,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,00] - $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q = A p p r a i sa l R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2 ) U = Book Valu c V = O t h e r W =Estimated

E =$15,001 - $50,000




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Adelman, Lynn S.

Date of Report

05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depe ndent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C.D.

Description of Assets Income dur ing Gross value a t end Transac t ons dur ng repor t ing per iod

( inc luding t rus t asse ts ) reporting period of reporting period

(O ( 2 ) (1) (2) (1 ) (2) (3) ’ (4) (s )

Place "(X)" after each asset Amount Type (e.g. , V alu e V a lu e Type (e.g. , D a t e V a l u e Gai~ Identity of

exempt f rom pr ior d isc losure C o d e 1 div. , rent, Code 2 Method bu y s e l l , m m /dd /yy C od e 2 C o d e 1 buyer/ se l le r

(A-H) o r i n t . ) ( J - P ) C o d e 3 r edempt ion) (J-p) (A-H) ( i f p r i v a t e

(Q-W ) transacuon)

1 8 . E n e rg ize r H o ld in g s N o n e J

1 9 . A l l ia n c e B e m s t e in S m a l l C a p V a l u e I R A A Di v i d e n d L

20 . F i d e l it y N e w l n s i g h t IR A A Di v i d e n d K T

21 . F i d e l it y N e w I n s i g h t S e p I R A A D i v i d e n d K T

22 . Mut ua l Di scove ry Se p IRA A Div idend K T

23 . H e n d e r s o n E u r o p e a n F o c u s F u n d H F E B X B D i v i d e n d L T

( f o rm e r l y H F E D X ) ( I R A )

24 . A llia n c e ln t’l G ro w th A W P A X (fo rm e r ly N o n e S o l d 09/20/10

A W P B X )

25 . S o l d 09/21/10

J

J

2 6 ~ M o n t a n a S t a e t B r d H s ’ g A In te re st K T

27 . P u e r t o R i c o G / O C o m w l th B In te re st K T

28 . O r a n g e C o u n t y F L H s ’ g F i n . A u t h . A In te re st K T Redeemed 03/01/I0

(pa rt)

29 . R e d e e m e d 0 9 / 0 1 / 1 0

(pa rt)

30 . San Pa t r i c i o TX M u n. W at e r D i s t . B In te re st L T

K

K

31 . NY St a te Twy A ut h . Hwy . B Interest L T

32 . P u e r t o R i c o E l e c P o w e r A u t h . C Interest M T

33 . Pe or i a A Z l m p t Di s t . B Interest L T

34 . B a y C o u n t y F L S c h . B d . B In te re st K T

1. In co m e Ga i n Co d es : A =$!,000 or less B = $1 ,001 - $2 ,500 C =$ 2,501 - $5,000 D =$5,001 - $15,000

( S ee C olu mns B 1 and D 4 ) F =$50,001 - $ 100,000 G =$ 1001001 - $ t ,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V alu e C o des J = $ 15,000 or less K =$15,001 - $ 50,000 L =$50,001 - $100,000 M = $100 , 001 - $250 , 000

(S ee Co lu mn s C I a nd D3) N $250,001 - $ 500,0 00 O=$500 ,001-$1 ,000 ,000 P 1 =$1,000,001 - $5,000,00 0 P2 =$5;000,001 " $25,000,00 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3 . Valu e Method C odes Q =A p p r a i sa l R = C os t ( R eal E s t a t e O nly ) S = A s s es s ment T = C a s h M a r k e t

( S c c C olu mn C 2 ) U = Book Valu e V = O t h e r W = E s t imated

E =$15,001- $50,000




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Adelman, Lynn S.


05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , , e , v o l u e , t r a n s a c t i o n s anctuaes those of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income dur ing Gross va lue a l end Transac t ions dur ing repor t ing per iod

( inc luding t rus t asse ts ) reporting period of reporting period

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) ’ (4) ( 5 )

Place "(X)" aRer each asse t Amount T y p e ( e . g ., V alue V a lu e Type (e.g. , D a t e Va l ue Gain Identit~ of

exempt f rom pr ior d isc losure Code 1 div. , rent, Code 2 Method buy, se l l , m m /d d!yy C od e 2 Code 1 buyer/ se l le r

(A-H) o r i n t . ) ( J - P ) C ode 3 redem p tion ) (J-P ) (A-H ) (if private

(Q-W ) t r a n s a c t i o n )

35 . FL Hs ’g F in . Corp . B Interest K T

36 .

37 . P i m c o T o t a l R e t u rn B Div idend K T

38 . T ra n s a m e r ic a N o n e J

39 . E l a n Corp . N o n e J T

4 0. H e n d e r s o n E u r o p e a n F u n d A Div idend J T

4 1. RB C Mone y Ma rke t A Interest K T

4 2. R BC M on ey Marke t A Interest L T

4 3. G i l e a d S c i n e c e ( G I L D ) N o n e J T

4 4. K i r b y ( K E X ) N o n e K T

45 . W .P . Carey (W P C) B Distr ibut ion K T

4 6. H e n d e r s o n (H F E B X ) A Div idend J T

47 . Ge ne sse e C t y MI A Interest K T

48 . P i m a C t y A Z G o B o n d s B Interest K T

4 9. P u e r t o R i c o P u b B l d g A u t h B Interest K T

50 . L i n n E n e r g y ( L I N E ) B Distr ibut ionK T

51 . A B G l o b a l B o n d F u n d ( A N A G X ) N o n e J T

Redeemed 07/01 / 10 J

(pa rt)

Redeemed 08/02/10 J

(pa rt)

S old 11/24/10 J(par t)

B uy 09/20/10 K

Bu y 09/21 /10 J

1. In co m e Ga i n Co d es : A =$!i000 o[ less B =$1 , 001 - $2 , 500

( S ee C olu nms B I and D 4 ) F =$50,001 - $100,000 G =$1 00,001 - $1 ,000 ,000

2 . Valu e C odes J =$15,000 or less K ~$15 , 001 - $50 , 000

( S ee C olu mns C I and D 3 ) N =$250 , 001 - $500 , 000 O= $ 5 0 0 , 0 0 1 - $ 1 ,000 ,000

P3 =$25,000,001 - $50,000,000

3 . Valu e Method C odes Q =A p p r a i sa l R = C os t ( R eal E s t a t e O nly )

( S ee C olu mn C 2 ) U = Book Valu e V = O t h e r

C =$ 2 , 501 - $5 , 000 D =$5,001 - $15,000

HI =$1,000,001-$5,000,000 H2 =More than $5~000,000

L =$50,001 - $100,000 M = $1~0 , 001 - $250 , 000

P I -$ I ;000,001 - $ 5,000,000 P2 =$5;000,001 - $25,000,000

P4 =More than $50,000,000

S = A s s es s ment T = C a s h M a r k e t

W = E s t imated

E =$ t 5,001 - $ 50,000




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Adelman, Lynn S.


05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Intrudes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

~-] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s

( i n c l u d i n g t r u s t a s s 6 t s )

Place "(X)" after each asset

exempt f rom pr ior d isc losure

B. C.D.

I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c tio n s d u rin g re p o r t in g p e r io d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3)

A m ou nt T yp e ( e .g :, Value V a l u e Type te.g., D a t e V a l u e

C o d e 1 d iv ., r e n t , C od e 2 M e t h o d buy , se l l ; m m / d d / y y C o d e 2( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P)

( Q -W )

(4 ) (5 )

G a i n I d e n t i t y o f

C o d e 1 b u y e r / s e l l e r

( A = H ) ( i f p r i v a t e

t r a n s a c t i o n )

52 . A B G l o b a l B o nd F u n d ( A N A G X ) N o n e J T B uy 09/20/10 J

1. Incom e G ain C odes: A = $1 ,000 or less B =$1,001 - $2,500 C = $2,501 - $ 5,000 D = $5,001 - $15,000

(Se e Co lumn s B I a n d D4) F = $ 50 001 - $100,000 G = $ 100,001 - $1,000,000 H 1 = $t ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 =M o re t ha n $ 5, 00 0, 00 0

2 . Valu e C odes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250~000

(Se e Co lumn s CI a n d D3) N =$250,001 - $500,000 O =$ 500,001 - $1,000,000 PI =$t,000,001 , $5,000;000 P2 =$5,000,001 ~ $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Valu e Method C odes Q =A p p r a i sa l R = C o s t ( R eal E s t a t e O nly ) S = A s s es s ment Y = C as h Mar k et

( S e e C o l u m n C 2 ) U = Book Valu e V = O t h e r W ~ E s t imated

E =$15,001 - $50,000




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05/12/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Z.dicatepart of report.)

S ect ion VII , l i ne 5 , r en t a l p rope r ty , i s loca t ed i n M i lwaukee Cou nty and a s s es s ed by the C i ty of M i lwaukee , W is cons in a t $433 , 600 wi th a fa i r ma rke t va lue of

$453,200.

Section VII, line 1 I, plant nursery~ had no income during the reporting period.

Sec t io n VII , l in es 41 an d 42 a re acco un ts w i th b ro ker w h ere d iv id en d s , p ro ceed s o f in ves tmen ts th a t matured , w ere red eeme d o r so ld (as d i sc lo sed in th e in d iv id ua li nves tmen t l is t i ngs i n t h i s r epor t ) were depos i t ed du r ing the repo r t i ng pe r iod .




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Date of Repor t

0511212011

IX . CERTIFICATION.

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Lynn S. Adelman

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

lynn s adelman financial disclosure report for 2010

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