l1. 1 introduction to algorithms 6.046j/18.401j lecture 1 analysis of algorithms insertion sort...

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L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algori thms • Insertion sort • Merge sort Prof. Charles E. Leiserson

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Page 1: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 1

Introduction to Algorithms6.046J/18.401J

LECTURE 1

Analysis of Algorithms

• Insertion sort

• Merge sort

Prof. Charles E. Leiserson

Page 2: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 2

Course information

1. Staff

2. Prerequisites

3. Lectures

4. Recitations

5. Handouts

6. Textbook (CLRS)

7. Extra help

8. Registration

9.Problem sets

10.Describing algorithms

11.Grading policy

12.Collaboration policy

Course information handout

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 3: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 3

Analysis of algorithms

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

• modularity• correctness• maintainability• functionality• robustness

• user-friendliness• programmer time• simplicity• extensibility• reliability

The theoretical study of computer-programperformance and resource usage.

What’s more important than performance?

Page 4: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 4

Why study algorithms andperformance?

• Algorithms help us to understand scalability.• Performance often draws the line between what i

s feasible and what is impossible.• Algorithmic mathematics provides a language fo

r talking about program behavior.• Performance is the currency of computing.• The lessons of program performance generalize

to other computing resources.• Speed is fun!

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 5: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 5

The problem of sorting

Input: sequence of numbers.

Output: permutation such

that

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Example:

Input: 8 2 4 9 3 6

Output: 2 3 4 6 8 9

Page 6: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 6

Insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

“pseudocode”

INSERTION-SORT

Page 7: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 7

Insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

“pseudocode”

INSERTION-SORT

Page 8: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 8

Example of insertion sort

8 2 4 9 3 6

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 9: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 9

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 10: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 10

Example of insertion sort

8 2 4 9 3 6

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 11: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 11

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 12: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 12

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 13: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 13

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 14: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 14

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 15: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 15

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 16: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 16

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 17: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 17

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 18: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 18

Example of insertion sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

done

Page 19: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 19

Running time

• The running time depends on the input: an already sorted sequence is easier to sort.

• Parameterize the running time by the size of the input, since short sequences are easier to sort than long ones.

• Generally, we seek upper bounds on the running time, because everybody likes a guarantee.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 20: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 20

Kinds of analyses

Worst-case: (usually) • T(n) = maximum time of algorithm on any input of size n.Average-case: (sometimes) • T(n) = expected time of algorithm over all inputs of size n. • Need assumption of statistical distribution of inputs.Best-case: (bogus) • Cheat with a slow algorithm that works fast on some input.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 21: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 21

Machine-independent time

What is insertion sort’s worst-case time? It depends on the speed of our computer:

relative speed (on the same machine),absolute speed (on different machines).

BIG IDEA:

• Ignore machine-dependent constants.

• Look at growth of T(n) as n → ∞ .

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

““Asymptotic Analysis”Asymptotic Analysis”

Page 22: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 22

Θ-notation

Math:Θ(g(n)) = { f (n) : there exist positive constants c1, c2, and

n0 such that 0 ≤ c1 g(n) ≤ f (n) ≤ c2 g(n)

for all n ≥ n0 }

Engineering:

• Drop low-order terms; ignore leading constants.

• Example: 3n3 + 90n2 – 5n + 6046 = Θ(n3)

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 23: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 23

Asymptotic performance

When n gets large enough, a Θ(n2) algorithmalways beats a Θ(n3) algorithm.

• We shouldn’t ignore asymptotically slower algorithms, however.

• Real-world design situations often call for a careful balancing of engineering objectives.

• Asymptotic analysis is a useful tool to help to structure our thinking.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 24: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 24

Insertion sort analysis

Worst case: Input reverse sorted.

[arithmetic series]

Average case: All permutations equally likely.

Is insertion sort a fast sorting algorithm?

• Moderately so, for small n.

• Not at all, for large n.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 25: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 25

Merge sort

MERGE-SORT A[1 . . n]

1. If n = 1, done.

2. Recursively sort A[ 1 . . n/2 ]

and A[ n/2+1 . . n ] .

3. “Merge” the 2 sorted lists.

Key subroutine: MERGE

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 26: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 26

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 27: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 27

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 28: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 28

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 29: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 29

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 30: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 30

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 31: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 31

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 32: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 32

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 33: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 33

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 34: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 34

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 35: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 35

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 36: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 36

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 37: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 37

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 38: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 38

Merging two sorted arrays

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Time = Θ(n) to merge a total

of n elements (linear time).

Page 39: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 39

Analyzing merge sort

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Abuse

Sloppiness: Should be ,

but it turns out not to matter asymptotically.

MERGE-SORT A[1 . . n]

1. If n = 1, done.

2. Recursively sort A[ 1 . . n/2 ]

and A[ n/2+1 . . n ] .

3. “Merge” the 2 sorted lists

Page 40: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 40

Recurrence for merge sort

• We shall usually omit stating the base case when T(n) = Θ(1) for sufficiently small n, but only when it has no effect on the asymptotic solution to the recurrence.• CLRS and Lecture 2 provide several ways to find a good upper bound on T(n).

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 41: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 41

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 42: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 42

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

T(n)

Page 43: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 43

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 44: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 44

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 45: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 45

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 46: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 46

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 47: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 47

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 48: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 48

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 49: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 49

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 50: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 50

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 51: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 51

Recursion tree

Solve T(n) = 2T(n/2) + cn, where c > 0 is constant.

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson

Page 52: L1. 1 Introduction to Algorithms 6.046J/18.401J LECTURE 1 Analysis of Algorithms Insertion sort Merge sort Prof. Charles E. Leiserson

L1. 52

Conclusions

• Θ(n lg n) grows more slowly than Θ(n2).

• Therefore, merge sort asymptotically beats insertion sort in the worst case.

• In practice, merge sort beats insertion sort for n > 30 or so.

• Go test it out for yourself!

September 8, 2004 Introduction to Algorithms

© 2001–4 by Charles E. Leiserson