keith p ellison financial disclosure report for 2009

8/3/2019 Keith P Ellison Financial Disclosure Report for 2009

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ao t0 I FINANCIAL DISCLOSURE REPORT R ~ p o a R e q u i re d b y the Ethicsl " in Government Act of 1978R e v . 1 , 7 0 1 0 ] FOR CALENDAR YEAR 2009 ( s v . s .c , a p p . ~ 0 t - I 1 1 )I . l~er~ou Repor ting ( las t ~zane , f i r~ m iddl~ in i t i al ) 2 . C o u t~ o r O r g a n ~ o a 3. Da le o f Re~aE l l~o n , K e i ~ P . U.S.D.C. Sou~ of Tex~ 7/19~010

4. Title (A~icle ~I j~ ia~ ~five or se~or s~; 5a. Repo~ T~e (~k ~p~d~ ty~) 6. Repor tng Fed~ma~ ~ judg~ i ndi~ ~11- or p~-~me) 01/0 ! ~0~~ Nomimfion, D a t e

U.S. Dis~ctJudge-Acfive ~ ~al ~ ~ual ~ Fi~ to1~1~9.5b. ~ Amend~ Re~a

7. Chmbe~ or O~ Ad d ms 8 . On ~ e b a s i s o f ~ e ~ f o m a a o n o n ~ i n ~ I n ~ R e p o ~ a ~ a n ym o d i f l~o n s p e~ ln l n g ~er e to , I t I g I n m y o p in ~n , i n co m p l i an ce515 ~k S~et, Room3716 with a pp l i c~ le l a ws a nd regu la a o~ .Ho~ton ~ 77~2

R e , S e w i n g O ~ c ~ Dale

I M P O R T A N T N O T E S : I7~e instructions accompanying thls form must be followe~L Complele all parts,checking the NONE bo x for each part where you have no reportable information. Sign on last page.

[--] NONE (No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

I. Direc to r Har ry A. B lac lFtg6. Director Ho u s to n Ach i evem e n t P lace

I I. A G R E E M E N T S . t n , ~o~ i ~ , ~ , ~vU ~ot o . o , ~ ~ e ~ , ~ . u - ~ ~ o Z l -a ~ . ~ ~ . ,a o ~ )N O N E (No reportable agreements.)

DAT E pARTIES AND TERMSI.


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Name of Ferson Rep~rtin~ Date of ReporP a g ~ F IN A N C I A L 2 o f 8 D Is cL O S U R E R E P O R T IEllison, Keith P. 7/19/2010

I IL N O N -I N V E S T M E N T I N C O M E . ~ o r~ a ~ ~o~; ~-, ~. ~ ~-~ o~ ~o~.~A. Filers N o n - In v e s t m e n t I n c o m e

N O N E (No repor table non-investment income.)DATE ~OURCE AND TYPE ~( y o u r s , n o t s p 0 a s e s )

1 .2.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you ~r married during any portion of the repordng year, complete tl~ sectlo~.(Dollar amo unt not required except for honorar ia.)D NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE1. Fulbright & Jaworski, L.L.P. partne~hip profits

2.

3.

4.

I V . R E I M B U R S E M E N T S -.~ , o ~ i o ~ , ~ o , ~ g ~ ./ o o a , ~ ,~ .~ , ~(Includes ~u~se to spo~e and depe~ent ch~d~: see pp. 25-27 of filing i~ctio~.)

~ N O N E ~ o reportab& reimbursements.)S O U R C E ~ L O C A T I O N PU~OSE I T E M ~ P A I D O R P R O V ID E

1. ~n ~stimte 1~0~9-~1/2~9 M ~ h ~ s e t , N Y C o ~ . o n n a f i o n ~ s e c ~ T~s~fio~m~l~g/ngi ~ u ~ f ~ i n g t h e ju d ic i ~2.3.4.5.


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Name of Person Reporttn~ Date ~f RcportP a g e F I N A N C I A L 3 o f 8 D I S C L O S U R E R E P O R T I E lli so n , K dm 1:. 7/1912 010

V . G I F T S . a , , a ,, ,~ t h o , , ,o , p o ..... d depend~nt children; see pp. 2S-31 of fding Ltrtructions.)N O N E ( N o reportable gifts.)

S O U R C E D E S C R I P T I O N VALUEI.2.3.4.

5.

[] N O N E ( N o reportable liabilities.)C R E D I T O R ~ VALUE CODE

I.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT ~ a m e of Per t :on Report ing Date of ReportPage 4 of 8 Z i l li o n , K e i t h P . 7 / 1 9 / 2 0 1 0

VII. INVESTMENTS and TRUS TS -NONE (No repor table incom e, assets , or transactions. )

A. B. C. . D.D e s c r i p ti o n o f A s s e t s Income dur ing Gr~ss value at end T ~ a n s a e t i o n s d u r i n g r e p o r t in g p e r i o d(including trust assets) r e p o r t in g p e r i o d of repoRing period

(1 ) { Z ) (I) (2) (I ) (2) (3) (4) (5P l a c e " ( X ) " a f t e r e a c h a s s e t Am o u n t Typ e ( e . g . , V alue V alu e T y p e ( e . g ., Date Va l ue Gain I d e n t i t y o f

e x e m p t f ro m p r i o r d is c l o s u r e C o d e I I d i v . , r e n t , Code 2 M e t h od buy, sell , m m !dd/yy Code 2 Code I buyer/se lle r(A-H)4

o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t eI ( Q - W ) t r a n s a c t i o n )

I. 401(K) SAVINGS PLAN E D i v i d e n d PI T

2. - Va ngua rd P r ime Mone y Ma rke t Fund

3. - V a n g u a r d T o tal M a r ke t in d e x Fu n d .

4. - Va ng tmrd In te rna t ional S tock Index Fund

5. - Va ngu a rd Tota l S tock Ma rke t Index Fund

6. - Ad am s -Exp res s Co . Com m o n Sto ck

7. - Amer ica n Oppor tun i t i e s Mutua l Fund

8. - Va n Ka mpen In te ra c t Mutua l Fund

9. IR A A D i v i d e n d O TI0 . - Dea n Wit te r Dividend Growth Mutua lFundI 1 . - Dean Witler Money Market

1 2 . - Va n K~Jnpen In teme t Mutua l Fund1 3 . RETIKEMENT SAV INGS PLAN B D i v i d e n d M T1 4 1 - Spa r ta n U. S . Equ i ty Income

1 5 . 401{K) PLAN -TAX DEFERRED E Dividend O T1 6 . - F ide l i ty Cont ra fund

1 7 . - Fid e l i ty Go vern m en t I n co m e Fu n d


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DISCLOSURE Name of lerson Reporting Dale of ReportF I N A N C I A L R E P O R T[ ~ u ~ o . , K ~ i t h P .

~ / I g : Z 0 1 oP a g e 5 o f 8V I I . E N V E S T M E N T S a n d T R U S T S - i ,~o~,~ ~t~, ~,~,~,~ a~a~,~ ~ho,~ of ~,~ ,~a ~o~,~t ~U ~,~; ~o r~ ~-~0 o/ lUng ~r~,~)

NONE (No reportable income, assets, or transactions.)A. B . C. D.

Descr ip t ion o f Assets hacom dur ing Gross va lue z t end Traraacdons d t , t r ing repor t ing per iod( i n c l u d in g a n g s t a s s e t s ) repo rtSng per iod o f r e po r t i ng p e r i o d( ) ( ~ ) 0) (~) (t) ( ~ ) I ( ~ ) ( ~ ) (5)Daze V a l u e Gain Iden t i ty o fPla c e " (X )" a f t e r e a c h a s s e t A m otm t Typ e ( e.g ., V a l u e V a l u e T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d iv . , rent, C o d e 2 Me~bod buy, s el l , m m / d d / ~ . y C o d e 2 C o de I b ~ , e r / s e l l e r(A-H) or int) (J -P) C o de 3 r e d e m p t i o n ) (J -P) ( A -H) ( i f p r ivate( Q - V 0 tr~saaion)

I 8 . WELLS FARGO BANK A I n t e r e s t J T

1 9 . WELLS FARGO BANK A Inte res t 3 " T20. AMEGY BANK OF TEXAS CHECKING A Inte res t M TACCOUNT21. AMEGY BANKOF TEXAS SAVINGS A Interest M T

ACCOUNT

22. FEDERAL THRIFT SAVINGS PLAN A D i ~d an d L T23. - Co m m o n Sto ck In d ex In ves tm en t Fu n d

24. FIDELITY BROKERAGE ACCOUNT2 5. - Fideli ty Municipal Money Market E I n t e r e s t O T

26. Sa n Franc i s co Ai rpo r t Imp rovemen t Bond A Interes t I T

27. Chevron Corp . E Dividend O T

28. STATE FARM BANK A Interes t M T1 2 9 . FIDELITY INVESTMENTS-IRA30 . Ada ms Expre s s Co . B D i v i d e n d L T

3 i . Chevron Corporation A Dividend K T32 . Fairpoin t Comm unicat ions , I nc . A Dividend J" T

33. Merc k& Co . A Dividend K T34 . V e r i z on A Dividend L T

1. I ncom e Gala Ctx~: A .~ 1,000 or less B -$1.001 - $2,500 C -$2 ,501 - $~.~ D ~$5,~1 - $I~,~ E - $ 1 5 .~ 1 - $ 5 0 ,~2. Value ~

P3 "~5,~,~1 - $~0,~,~ P4 =More ~ $50,~,~


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F I N A N C I A L D I S C L O S U R E R E P O R TP a g e 6 o f 8 E ll l so n , K e i th P . 7 / 1 9 / 2 0 1 0

N O N E ~o reportable income, ~se~, or ~a~actions.)A. B. C. D.

(includ~g ~t ~se~) ~po~ng p~ of ~o~O) (2) O) ~) O) (2) (3) (4) (5 )

Place "(X)" ~ ~ m~ ~ount T~ (e.g., V a l u e V M u g T~ (e.g, Da~ Vflue G~ ldenfi~ ofexempt ~m prior disclose C~e 1 ~v., ~n~ ~e 2 Me~ buy, ~11, ~d~ C~e 2 C o de 1 buy=/~ll~(A-H) or ~t) (J-P) ~ 3 ~empfion) ( J-P) (A-~ ( i f p r i va t e(Q.~

35. Spar tan In ternat ional A Dividend K T36. Le gg Ma son A Dividend J T37. GE Capi ta l I n , : r e s t s A Interes t J T

38. Time Wa rne r A Interes t L T

39. Le hm a n B r os A Interest J T40 . Fide l i ty Cash Rese rves A Interes t M T41. Covt Nat l. Meg . Assn A Interes t L T


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FINANCIAL DISCLOSURE REPORT [ n ,m~ ot r~o . ~po~ .g ~t o~,poaPage 7 of 8[ Ellison, Keith P.

7/19/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORTP a g v 8 of 8

[ Ellison, Kelth P.7/19/2010

IX. CERTIFICATION.I c e r t if y t ha t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e ~ t o f m y kn o w l e d g e a n d b e l i e f , an d t h a t an y i n f o r m a t i o n n o t r e p o r t e d w a s w i th h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t~ w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s i o n s o f 5 U . S . C . a p p . 50 1 e t . s e q , 5 U . S . C. 7 3 53 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

NOTE: ANY I~DIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CMLAND CRIMINAL SANCTIONS (5 U.S.C. app . 10 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eAdm in i s t r a t ive Of f ic e o f t he Un i t ed S t a t e s Co u r t sSu i t e 2- 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 44

keith p ellison financial disclosure report for 2009

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