william keith watkins financial disclosure report for 2010

8/3/2019 William Keith Watkins Financial Disclosure Report for 2010

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AO I0

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

Report Re quired b, t’ the Ethics

in Governm ent Act ofl978( 5 U . S . C . a p p . ,.,q,~q I01-111)

I . Person Re port ing ( las t name, f i rs t , middle ini t ia l )

Watkins , Wil l i am K.

4. Tit le (Art icle I I I judges indicate act ive o r senior s tatus;magistrate judges indicate full- or parl-time)

2. C o u r t or Organization

U.S. Distr ic t Court , M.D. AL

5a. Report Type (check appropriate ~s’pe)

] N o m i n a t i o n , D a t e

U.S . D i s t r i c t Cour t Judge

7. Chambers or Of f ice Address

U.S . Cour thouse

I Cburcb Street , E300Montgomery , AL 36104

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

wi t h a p p l i c a b l e l a ws a n d r e g u l a t i o n s .

Reviewing Of f ice r Date

3. Date of Report

08/I 1 /2011

6 . Report ing Per iod

OI/OI/2010

to

12/31/2010

I M P O R T A N T N O T E S : T h e instructions accompanying this form must be fol lowed Complete al l parts ,

checking the NONE box for each part where you have no reportable informat ion. S ign on last page.

I . P 0 S I T I 0 N S . ~ R e r o r n . g i n d i v i a u o t o n tr ; s e , 1 " ~ ’ . 9 - t ~ o f ~ t l n g i = t r a . io . ~ )

~-] (No reportable positions.)ONE

POSITION

1 . M a na ge r/S ole M em b er

2. M a n a g i n g M e m b e r

3. Di r ec t o r , S h a r eho l de r

NAME OF ORGANIZATION/ENTITY

Rosewood Mar t i n , LLC

D Q V , L L C

Powermaster , Inc.

I I . A G R E E M E N T S . ¢ R , r o ~ a n g individual only: see pp. 14-16 of f i l ing instructions.)

~] (No reportable agreements . )ONE

D A T E PARTIES AND TERMS




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N a m e o f P e r so n R e p o r t i n g

Watkin s , \Vi l l iam K .

D a t e o f R e p o r t

08/I 1 /2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( Ropo , ing ind i , ,U uu t und sp ouse; see pp . ! Z -2 o f , l l . g ins~ .uc , io , s .)

A. Filer’s Non-Investm ent Incom e

[ ~ ] NONE non-investment income.)N o reportable

D A T E SOURCE AND TYPE INCOME

( y o u r s , n o t s p o u s e ’ s )

1 .4 /15 /2010 State of Albama Income Tax Re fund f rom 2009 $1,920.00

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were married d uring any portion of the reporting year, complete this se ction.

(Dollar amount not required e xcept for honoraria.)

D N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1. 2010 Medica l Out reach M in i s tr i e s Sa l a ry repor t ed on Form W -2

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, entertainment.

( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f i li n g i n s t r u c t io n s . )

~ (No reportable reimbursements . )O N E

2.

3.

4.

5.

SOURCE D A T E S _ LOCATION PURPOSE ITEM S PAID OR PROVIDED




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W a t k i n s , W i l li a m K .


08/I 1 /2011

V . G I F T S . a n e l u d , t h o s e t o s , o u s e a , d dependent children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E ( N o reportable gifts .)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a . c l. d e s t h o s e o ~ " s p o . se a n d d e ~ , e .d e n t children; see p p . 3 2 - 3 3 of filing instructions.)

~ ] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1 . W el l s F a rg o Ban k (N am e c h an g e f r o m DQV, LLC R ea l Es t a te Loan NWachovia Bank on p r io r r epor t )

2. T roy Bank and Trust C om pany T urkey M ountain Rea l E s tate Loan L

3. R eg ion s B ank L in e o f C red it J

4.

5.




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Wa t k i n s , Wi l l ia m K .


08/I 1 /2011

V II. INVESTM ENTS and TRU STS -in com o, value, ~ ....t i o . ~ ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d re n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during

(including trust assets) reporting period

~ O) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . ,

exempt from prior disclosure ,, Code I d i v . , r e n t ,, (A -H) o r i n t . )

Gross value at end

o f r e p o r t i n g p e r i o d

(0 (2)

Value Value

C o d e 2 M e t h o d

( J - P ) Code 3

( Q - W )

(i )T y p e ( e . g . .

buy, sel l ,

r e d e m p t i o n )

Transactions during reporting period

(2) (3) (4) (5 )

D a t e Value Gain I d e n t i ~ y o f

m m ! d d ! y y Code 2 C ode I buyer/sel ler

( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. Renta l - DQV, LLC (51% in t e re s t ) , T roy , E Ren t N W

A L *See VIII

2. P ike Co. A I. Farm #1 N one O W

3. Fa rm ( I / 4 i n t e r e s t ), Co f f e e Coun t y , AL N o n e L

4. N o r t h C a ro h n a J a c k s o n Co.,,,~. ~.. ~,~ N o n e M(Appr a i s a l 7 / 23 / 04)

5. North Carolina, Jackson Co *See VIII N o n e K

6. Nor t h Ca ro l i na Land , Ja ck son Co . N o n e N

(Appr a i s a l 8 / 8 / 02 )

7. Barn Proper ty Troy, AL N o n e K

8. P ike C o . A L Fa rm #3 N one L

9. P ike Co . AL Farm r4 - M in er a l N o n e J

1 0 . Pik e Co . AL Fa rm #5 - M ine r a l N o n e J

1 1 . P ike C o . A L Fa rm #6 (1 9% in te res t) N one K

1 2 . Pik e Co . AL Fa rm #6 ( 19% i n t e r e s t ) M ine r al N o n e J

1 3 . WE, LLC (50% in t e r es t) None J

1 4 . Powermaster , Inc. O/3 interes t ) N o n e K

1 5 . Wel l s F a rgo Adv i so r s B rokerag e Cash A Interest

1 6 . Reg ion s F in an c i a l Co rp . - comm on A Div id end J

1 7 . A m e r i c a n F u n d s- I n v e s t m e n t C o . o f A Div id end J

A m e r i c a C l a s s C S h a r e

w

w

w

w

w

w

w

w

w

w

w

w

M e r ge d

(with l ine 35)

T

T

07/13/10

I . Incom e G ain C Odes: A =$1.000 or less B $ 1 , 001 - $ 2 .5 00 C =$2.501 . $5.000 D :$5.001 - $15.000

(S cc Co lu mn s B I a nd D4 ) F $5 0.00 1 - $1 0~.0 00 G =$100.001 - $1.090.000 III =$1.000.001 -$5.009.000 112 =Morcthan $5.000.000

2. Value Codes J $15.000 or less K = $15 ,001 . $50 .000 L =$50.001 . $10~.00~ M =$100.001 - $250.000

(S ee Coh lmns CI and D3 ) N $250.001 - $500.000 O =$500.001 . $1.000.000 p I = $ 1 .0 0 0. 00 1 - $5 ,0 00 ,0 0 0 p 2 = $5 .0 0 0, 00 1 - $2 5. 0~ 0. 00 0

P3= $ 25.000.001 - $ 50.000.00~ P 4 = M o ~ e t h a n $ 5 0 . 0 0 0 .0 0 0

3. Value Method Codes Q -Appraisal R = Cos l (Rea l [ s t a te On ly ) S =As s es smen t T Ga sh M a r k d

(S ee Co lumn C2 ) U =B t~k Va lu e V =Othe r W =Es t imated

E =$15,001- $50.000




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\Va tk in s , Wi l l i am K .


08/11/2011

V I 1. INVESTM ENTS and TRUSTS - ;nco . . ..l u e , t r a n s a c t i o n s (Incl udes t hose of spouse and depende nt ch i ldren; s e e p p . 3 4 - 6 0 o f f i l in g in s tru c t io n s . )

N O N E (No reportable income, assets, or transactions.)

A. B. D.

Description of Assets Income during Transactions during reporting period

(including trust assets) reporting period

i (I) (2 )

’ Amount T y p e ( e . g . ,Code I d i v . , r e n t ,

(A-H) o r i n t . )

P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

G r o s s v a l u e a t e n d

o f r e p o t a i n g p e r i o d

(I) (2)

Value Value

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q -W )

(I) (2) (3) (4) (5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

buy , sell, m m /dd~,y Code 2 Code I buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . W el l s F a rg o Ad v i s o r s SE P - IR A Bro ke r ag e A Interest M e r g e d ! 0 7 / 1 3 / 1 0 J

cash *See VIII (with line 36)

1 9 . W el l s Fa rg o Co mm o n S t o ck A Dividend J T

20 . E .D . M ose ley N o te N one J U

21 . W el l s F a rg o Ban k ( f o rme r l y W ach o v i aBank) - D imens ions Acc t .

A Interest

22 . Pr inc ipa l : Var iab le Un ivem ia l L i fe Po l i cy A Int . /Div. J

23 . Pr inc ipa l #302 Variab le A Int . /Div. JUnive rsa l L i fe

24 . Nor lhwest em Mutua lTM 0 10 Ex t raord ina ry A Int./Div. JLi fe

25 . Am er i can F u n d s - I n v e s t men t Co . Ame r i c a A Dividend LClass A Sha re s

26 . Am er i can F u n d s - Cap i t a l I n co me Bu i l d e r D Di v i d en d LFund C la ss F

27 . Co l u m b i a S e l i g man Co mm u n i c a t io n s & None Jl n fo . Fund C la ss C

28 . Am er i can Funds - Wash Mut l Invs Fd Inc B Dividend LClass A Sha re s

29 . Colon i a l BancGroup Inc . N o n e J

U

T

T

T

T

T

30 . Gen e r a l E l e c tr i c Co mm o n S t o ck A Dividend So l d 07/07/10 J

31 . Kraf t Food s Cl as s A A Div id end So ld 07/07/10 J

32 . Newel l Rubbermaid Inc . A Dividend So l d 07/07/I 0 J

33 . Pfizer Inc. A Dividend Sold 07/07/10 J

34 . S o u t h e rn C o m p a n y A Div id end Sold 07/07/10 J

1. Income Gain Codes : A =$1.000 or less B =$1,001 - $2 ,500 C =$2 ,501 - $5 ,000

(S cc Co lumns BI and IM) F ~$50.001 - $ 100,000 G -$ 100.001 - $1 ,000.000 ! I I =$1,000.0OI - $5.000.000

2. Value Cod¢’s J =$15,000 or less K =$15,0OI - $ 5 0 . 0 ~ O L =$50.001 - $100.000

(S,’¢ ColumtLs C| a n d D 3 ) N =$250.0OI - $500.000 O $500.001 - $1 ,000o000 PI =$1.000,001 - $5,000,000

P3 =$25.000.001 - $50.090,000 P4 =More than $50.000.000

3. Value Method Codes Q -Appraisal R - ~ S o s t ( R e a l E s t a w e O n l y ) S =A sse s smen !

~See Co lumn C2) U -Book Va lu e V = O / h ta " W E s l ima t c d

D =$5.0OI - $15,000

1 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 O O

M =$100.001 - $250,000

P 2 = $ 5 . O 0 0 , 0 O I - $ 2 5 , 00 0 . 0 O O

T -~a sh Ma rkc~

E =$15 ,001- $50,000




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08/I 1/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transaction~ anclud~ those of spouse and dependent children; see pp. 34-60 of filing instruction~)

"--] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Desc r i p t io n o f A s s e t s I n c o m e d u r in g Gr o s s v a l u e a t e nd T r an s a c t i o n s du r i ng r e po r t i n g p e r i od

(in c lud ing tru s t a sse ts) re p o rtin g p e r io d o f r e p o rt in g pe r io d

" O) (2) 0) (2 ) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e (e.g., V a l u e V a l u e T y p e ( e .g . , D a t e V a l u e G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e I C o d e 1 div . , r en t , C od e 2 M e th od b uy , se l l , mm! d d P ~ y C o d e 2 C o d e I buyer !se l l er

i (A-|I) or int .) ( J - P ) C o d e 3 r ed e m ptio n ) ( J - P ) ( A - H ) ( i f p r iva te

( Q -W ) t r ansact i on)

35.

36.

LPL Financial IRA Account B rokerageCash-Insured Deposit Fnd

L P L F i n a n c ia l I R A A c c o u n t B r o k e r a g eC a s h - ln s u r e d D e p o s it F n d

A

A

I n t e r e s t

I n t e r e s t

J

L

T

T Open 07113/10

1. Income Gain Codes : A =$1,000 or less B -$1,001 - $2.500 C =$2 .501 - $5 ,000 D =$5.001 - $15,000

(See Co lumns B I and D4 ) F = $ 5 0 , 0 0 1 - $ I 0 ~ . 0 0 0 G =$ 100.001 - $ 1,000.000 I I 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0 11 2=

M o r e t h a n $ 5 .0 O O . 0 0 0

2. Value Cod,-s J = $ 1 5 . 0 tq O o r l e s s K =$15.01)1 - $50.000 L =$50.0OI - $100.000 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 1 ]O

(S cc Co lumns CI and D3 ) N $250.001-$500.000 O=$500 .001 -$1 .000 .000 P I = $ 1. 00 0 .0 0 1 - $5 .0 0 0,0 0 0 P 2 = $ 5.0 0 0. 00 1 - $2 5. 00 0. 00 0

P3 =$25.000.001 - $50.000,000 P4 =M ore th an $50.000.000

3. Value htcihod Codes Q -Appraisal R -~?os! (Real Es tate Only) S =As s es smen! T =Cash M a rket

(See Co lumn C2 I U B o o k Va l u e V =Othe r W =E s t imated

E =$1 5 . 0 ~ 1 - $ 50 . 0 0 0




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Watk ins , Wi l l iam K.


08/I 1/201 I

V II I. A DD I T I O N A L I N F O R MA T I O N O R EX P LA N A T I O N S . (Indlcatepar~ofrepor~)

VII. L ine I i s a comm erc ia l rest au ran t p roper ty owned 51% by f i l e r and loca ted in the Coun ty o f P ike , Ci ty o f Troy , Alabam a. The undev e loped rea l es t a t e waspu rchased on Augu s t 16 , 1994 , fo r $140 ,000 . The comm erc ia l res tau ran t was cons t ruc ted and p laced in to s e rv ice on February 10 , 1995 , a t a co s t o f $365 ,000 ,fo r a t o t a l cos t o fcons t ruc t i on and undev e loped l and o f :~1.95 ,000. The p rope r t y i s owned by a l imi t ed l i ab il i ty com pany , wh ich , in t u rn , i s owned 51% by t h ef i l e r. The f l i e r ’ s ownersh ip o f the L .L .C. , when i t was fo rmed on Ju ly 2 6 , 1994 , was 45%. Th e f i l e r acqu i red an add i t iona l 6% ownersh ip by g i f t on October 10 ,2003. Excep t fo r the po r t ion rece ived by g i l l , the co s l o f the ownersh ip un i t s o f the L .L .C. is equ iva len t to the co s t o f the undev e loped rea l p roper ty toge ther wi thcons t ruc t ion cos t o f t h e com merc i a l r e s t auran t l oca ted t h e reon .

VII. L ine 5 was pu rchased on Aug us t 23 , 2005 , fo r $27 ,500 .

VI I . L i n e 41 i s a m o n ey m a r ke t a cco u n t h e l d w i th i n ~ ’7~ I RA acco u n t a t LP L F in an c i a l LLC .

VII. L ine 42 i s a m oney m arke t accoun t he ld wi th in Judge W atk in s ’ IRA accoun t a t LPL F inan c ia l LLC




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Name of Person Report ing

Watk in s , Wi l l i am K.

Date of Report

08/I 1/201 I

IX. CERTIFICATION.

I c e r t if y t h a t a l l i n f o rma t i o n g i v en abo v e ( i n c l u d i n g i n f o r ma t i o n p e r t a i n i n g t o my s p o u s e an d m in o r o r d ep en d en t ch i l d ren , i f an y ) i s

a ccu r a t e , t ru e , an d co m p l e t e t o t h e be s t o f my kn o w led g e an d be l i e f , an d t h a t an y i n f o r ma t i o n n o t r ep o r t ed w as w i thhe l d bec au s e i t me t ap p l i c ab l e s t a t u t o r yprov is ions permi t t ing non-d isc losure.

I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d ho n o r a r i a a n d t h e a c c e p t a n ce o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncom p l i an ce w i t h t he p rov i s i o n s o f 5 U .S .C. app . § 501 e t . s eq ., 5 U .S .C. § 7353 , and J ud i c i a l Con fe r en c e r egu l a t i o n s .

Signature: S] William K . Watkins

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f i c e o f t h e U n i te d S t a te s C o u r t sS u i t e 2 - 3 0 1

One Columbus Circle, N.E.

W a s h i n g t o n , D . C . 2 0 5 4 4

william keith watkins financial disclosure report for 2010

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