Investment Administration ServicesSimplifying complexity through tailored investment operations

Creating value through scalable, open-architecture solutions.

Investment Manager

Citi Tools

Cit

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• Research

• Portfolio Management

• Sales and Marketing

• Investor Services

• Portfolio and Tax Optimization• Automated Overlay Management• Portfolio Modelling • Trade Management• Data Management• Reporting

Citi Services

• Trade Processing

• Accounting and Reconciliation

• Performance and Attribution

• Corporate Action and Proxy

• Statements and Billing

• Connectivity• Technology Management• Information Security • Contingency and Disaster Recovery• Market Data• Information Delivery

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Investment Administration Services at Citi Managing global complexity for you in the simplest, most effective way.

Integrated within Citi’s Securities and Fund Services, Investment

Administration Services provides innovative middle- and

back-office solutions for clients of all sizes around the world.

In today’s rapidly changing global

capital marketplace, success requires

an unwavering commitment to

achieving your business and investment

objectives and those of your clients.

Increased market expansion, new and

complex investment vehicles and a

myriad of regulatory and compliance

issues not only bring opportunity,

but also significant challenges.

Meeting your business objectives —

whether it be market expansion,

improved client service, product

innovation or risk mitigation — requires

significant capital investment, together

with a high level of technological

and operational support. With

Citi’s introduction of Investment

Administration Services, we can take

care of these requirements — while

allowing you to focus on growing your

business and meeting the needs of your

clients.

Developed from the asset manager’s

point of view, our services encompass

a suite of best-of-breed client-based

solutions. Citi’s platform standardizes

operational processes for investment

managers, from account opening to

trading and reconciliation.

We work closely with you to identify key

challenges and opportunities — designing

the correct blend of solutions to enable

you to meet your business objectives.

Enhancing growth through innovative, open-architecture solutions

Offload your noncore support functions •to an expert

Account administration —

Trade processing —

Account reconciliation —

Customized client statements —

Modular solutions available across a •comprehensive suite of services

Seamless integration of services into your •own processes

Flexible platforms to focus on building •underlying investment value

“Our global footprint, expert resources

and institutional capabilities position us to

provide investment servicing solutions that

allow our clients to grow profitability.”

— Chandresh Iyer, Global Head of Investment

Administration Services, Citi

OpenSMASM

Our solutions provide front-, •

middle- and back-office

outsourcing (trading, operations

and technology tools and

support services) to investment

managers of retail separately

managed accounts.

Client Dashboard

Heat-map-driven account managementRebalancer Console

Automated rebalancer

Based on a modern technology •

platform, we offer true

automation of your managed

accounts including managing

by exception, using unique

heat map capabilities and

automated rebalancing of

accounts — regardless of

style or sponsor. We provide

industry-leading connectivity

capabilities across sponsors,

programs and styles, including

workflow, imaging and document

management capabilities.

OpenWealthSM

Designed for Sponsors/Distributors

of wealth management products

and Managed Account programs,

Citi’s OpenWealthSM provides

the first true Unified Managed

Household (UMH) platform.

Using single or multiple investment

strategies in a household, OpenWealth

provides automated portfolio and

tax optimization capabilities across

household accounts without the need

for separate overlay management.

OpenWealth supports multiple

investment products, including: mutual

funds, SMAs, ETFs and individual

securities and replaces disparate legacy

managed account silos (FundWrap,

SMAs, model-only and Rep as PM) with

an all-in-one, end-to-end platform.

Unified Managed Households

OpenWealth’s user-friendly, browser-

based application delivers end-to-

end functionality for multiple wealth

management programs, including:

Proposal Generation•

Automated Suitability•

Automated Account Opening•

Strategy and Model Allocation•

Automated Overlay with •

Tax Optimization

Automated Restriction •

Management and Rebalancing

Trade Routing to Broker•

Custodian Reconciliation•

Daily Performance Reporting•

Consolidated Household Statements•

Pricing and Fee Calculation•

Robust End-to-End Processing and Features

Portfolio Management at the Household Level

Household-Level Asset Allocation

JOHN DOE

JOHN SMITH

SMITH, JANE

SMITH, BOB

SMITH, MARY

SMITH, HARRY

JOHN JONES

MARY JONES

JANE JONES

BOB JONES

For institutional managers •

who are looking to outsource

their operational processing

infrastructure, our proposition

includes consistent global

platforms, regional services,

local reporting and worldwide

time-zone coverage — all through

a single service agreement.

CitiDirect® for Securities

Extensive Standard Reports that you can customize

Institutional Portfolio Services

Based on a modular set of •

platforms, our Web-based

solution includes performance

measurement, trade operations,

voluntary corporate action

management, investment

accounting, reconciliations, fund

accountant oversight, post-trade

compliance, performance

reporting, custom-branded client

statements and information

delivery.

Performance Reporting

Graphical representation

Flexible benchmarks

Developed for hedge funds of •

any size, OpenPrimeSM provides

secure end-to-end capabilities to

manage positions across multiple

regions, markets, asset classes

and currencies. Provided as an

open architecture solution, this

robust platform addresses the

operational and technological

needs of a hedge fund’s front,

middle and back offices.

Rich Trade Capture

Multicurrency

Flexible Real-Time Portfolio Reporting

Differentiated Profit & Loss Reports at your fingertips

OpenPrimeSM

OpenPrime offers one platform

with four powerful capabilities:

Order and Portfolio Management•

Portfolio Analytics and Reporting•

Trade Routing•

Portfolio Accounting•

Our team is global, with local

staff in North America, Europe

and Asia — providing hedge

funds with support wherever

and whenever needed.

Citi has the global experience, scale and technology to meet the needs of our clients.

Our commitment to the industry and our clients is demonstrated through the products

and services we offer. Each product in this suite is designed from an asset manager’s

point of view and can be customized to meet the individual needs of the client.

For more information please contact your Global Transaction Services

representative or visit us at our website, www.transactionservices.citi.com

Strength of Citi

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Global Transaction Services www.transactionservices.citi.com

© 2009 Citibank, N.A. All rights reserved. Citi and Arc Design is a trademark and service mark of Citigroup Inc., used and registered throughout the world. OpenSMA, OpenPrime and OpenWealth are service marks of Citigroup Global Markets Inc.

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