introduction to lidar technology and applications … to lidar technology and applications in forest...

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Introduction to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated Remote Sensing Studio Faculty of Forestry University of British Columbia. Canada I + R + S + S University of British Columbia

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Page 1: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

Introduction to LiDAR

Technology and Applications in

Forest Management

Presented by Rory Tooke, Douglas Bolton and Nicholas Coops

Integrated Remote Sensing Studio

Faculty of Forestry

University of British Columbia. Canada

I+R + S+S University of British Columbia

Page 2: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S What is LiDAR?

• LiDAR = Light Detection And Ranging

• Active form of remote sensing

• Measures the distance to target surfaces using narrow beams of near-infrared light (e.g.1064 nm).

• Primarily operated on airborne platforms for forestry applications – However spaceborne (GLAS) and field based LiDAR instruments

have also been developed.

1

Page 3: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S LiDAR is Distance Measurement

R = Range or distance

c = Speed of light (299 792 km / sec)

tp = Time the pulse is emitted from the sensor

t = Time the pulse arrives back at the sensor

Divided by 2 to compensate for the round-trip distance

2

Page 4: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

LIDAR systems incorporate three technologies:

(i) laser ranging for accurate distance measurement,

(ii) satellite positioning using the Global Positioning System (GPS) to determine the geographic position and the height of the sensor, and

(iii) aircraft attitude measurement using an inertial measurement unit (IMU) to record the precise orientation of the sensor.

LIDAR Requires Three Enabling

Technologies

Page 5: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S LIDAR from Space (Theoretical)

Images and movies from NASA and used with permission

Page 6: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Point Registration

y

x

z

roll

yaw

pitch

Sensor / IMU

reference frame

GPS

reference

frame

• The coordinates (x, y, z) of target objects

are determined by:

1. Differential GPS (DGPS)

- Determine precise location

of the LiDAR instrument

2. Inertial Measurement Unit (IMU)

-Determine the orientation of

the LiDAR instrument

3. LiDAR pulse orientation

4. Range to target object

-By recording the time

until pulse return

y

x

z

5

Page 7: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

LiDAR Echo

Ele

va

tio

n

Return Strength

[ Slide courtesy of Darren T. Janzen

Bluewater Business Solutions

[email protected] ]

A LiDAR Pulse

6

A waveform describes the entire return intensity as a function of time for each pulse

Page 8: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

LiDAR Echo

Ele

va

tio

n

Return Strength

[ Slide courtesy of Darren T. Janzen

Bluewater Business Solutions

[email protected] ]

A LiDAR Pulse

7

A waveform describes the entire return intensity as a function of time for each pulse

Page 9: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Storage of the Return Signal

• The returned energy is stored as either:

– Discrete points

or

– Waveform data

8

Page 10: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Discrete Return Data

• The returned pulse is classified into one or more discrete returns

– Returns are recorded when the return energy exceeds the systems predefined threshold

– Early LiDAR systems were designed to record only the distance to the first target

– Later systems recorded multiple returns

– Last returns are particularly important for detecting the ground surface

9

Page 11: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Discrete Return Data

• Cross-section of discrete return data

10

Page 12: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Waveform Data

11

• Waveform data is less common than discrete return data

– As technology advances, it is becoming easier to record the full waveform

• Much larger volume of data

• Methods of processing waveform data are not as advanced

Page 13: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

• Advantages of LiDAR technology:

– Assessment of vertical structure of forests at high spatial resolutions

– Accurate estimates of surface height

– Can operate independently of sunlight

• Growing interest in LiDAR in past two decades:

– In the beginning, primary interest was the development of digital elevation

models (DEM) • Looking past the vegetation

– In the past decade, the potential for LiDAR in forestry applications has been realized • Measure tree heights to sub-metre levels of accuracy • Estimate forest attributes such as stem volume and basal area

LiDAR Technology

12

Page 14: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Different Types of LiDAR instruments

• Profiling LiDAR

• Small-footprint LiDAR

• Large-footprint LiDAR

• Ground based LiDAR

13

Page 15: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Profiling LiDAR

• Early airborne LiDAR instruments

• Measure height information along single transects with a fixed nadir view angle

• Advantages: – Relatively inexpensive

technology – Great sampling tool

• Limitation:

– Lack of spatial detail

14

Page 16: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S LiDAR Scanning Pattern

• More advanced scanning

systems were later

developed (~1990s

onwards).

• Rotating mirror used to

direct pulses perpendicular

to flight direction

• Both small- and large-

footprint LiDAR use this

approach

15

Page 17: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Small-footprint LiDAR

• Beam diameters at intercepting surface < 1 m

• Typically record high sampling densities (>1 / m2)

• Accuracy ~15 cm vertically and 40 cm horizontally

• Operated on fixed wing or helicopter platforms

• Commercially available • Sensors now emit up to 260 000 pulses / sec – 3 years ago this was closer to 25 000 pulses / sec

• Increase from first / last return combinations to 5 returns per pulse

– Ability to separate returns by smaller distances (e.g. 2 m intervals) – Option to record full waveform is becoming more common

16

Page 18: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Large-footprint LiDAR

• These instruments use larger beam diameters at intercepting

surface (generally 5 to 25 m)

• Signal is averaged across the footprint

• Record the entire returned signal as a function of time

(waveform)

• Currently only experimental (e.g. SLICER and LVIS)

17

Page 19: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Ground based LiDAR

18 Figures provided by Martin van Leeuwen of the University of British Columbia

• Scanner is placed below the forest canopy

• Algorithms are deployed to detect individual tree stems

• Stems can be occluded by other stems

• Current research aims to make ground based LiDAR an operational

inventory tool

Page 20: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

• How do we derive meaningful measurements from a

LiDAR point cloud?

Working with Discrete Return LiDAR data

33 m 36 m

34 m 36 m

41 m 35 m

0

20

40

Height (m) Stem Volume (m3)

0

2.5

5

19 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 21: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S TERRAIN GENERATION

• LIDAR usually has high spatial sampling (0.1 – 4 m).

• Accuracy of 3-D location very good (<20 cm).

• Post-processing is done to ensure

– Recommend 2 GPS ground receivers with known positions making

absolute georeferencing possible

– Filtering of data to ascertain ground versus non-ground hits.

• Typical Accuracies: 15 cm in elevation and horizontal position

• Spot spacing much denser for slower aircraft

• More reliable/accurate DTM through denser spot spacing – more data collected

• Highest accuracy heights at nadir and decrease as swath angle increases

Page 22: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Step 1: Extract probable

ground returns

- Ground points are often

classified by LiDAR vendor

Step 2: Create surface

from ground returns

Creating A Digital Elevation Model (DEM)

21 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 23: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

22

Creating A Digital Elevation Model (DEM)

• The density of

ground points

depends on the

vegetation

structural class

• Fewer pulses will

reach the surface

under dense

canopies

• Methods of

interpolation are

needed where

ground return

densities are low Analysis performed at Pacific Rim National Park,

Vancouver Island

Page 24: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Interpolation Methods

• Interpolation is the estimation of values at unsampled locations.

• Algorithms fit a continuous surface through a set of measured points (e.g. LiDAR ground returns)

• Algorithms differ in their ease of use, mathematical complexity, and computational expense.

Inverse Distance Weighted (IDW)

Spline

Natural Neighbor

Measured Point

Fitted Surface

Sources: Johnston et al. 2001;

Maune et al. 2001

23

Page 25: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Creating A Digital Elevation Model (DEM)

24

Page 26: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

• Validating DEM

– Difficult task due to high level of accuracy

– Differential GPS is affected by vegetation cover (Naesset and Jonmeister, 2002).

– DEM accuracy may vary spatially across the landscape due to vegetation cover and ground slope

– Accuracy is generally within 1 m

Creating A Digital Elevation Model (DEM)

25

Page 27: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Digital Elevation Model (DEM) DEM of Alex Fraser Research Forest)

Page 28: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Digital Elevation Model (DEM)

Current uses in operational

planning:

• Contour lines

– Road planning

– Block boundaries

– Stream modeling

• Operational slope classes

– < 35% slope: Conventional

ground skidding

– 35-50% slope: Requires

specialized equipment

– > 50% slope: Consider cable

yarding

Uses provided by:

Don Skea, AFRF

Page 29: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Visualization for

Malcolm Knapp Research

Forest

Digital Surface Model (DSM)

Page 30: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Lidar visualizations produced with FUSION/LDA software – USDA Forest Service

Visualization for

Malcolm Knapp Research

Forest

Digital Surface Model (DSM)

Page 31: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Point

elevation

Derive Heights in Relation to the Surface

30 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 32: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Point

elevation

Surface

elevation

Derive Heights in Relation to the Surface

31 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 33: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

20

40

Height (m)

Point

elevation

Surface

elevation

Point

height above

surface

Derive Heights in Relation to the Surface

32 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 34: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

[ Slide courtesy of Darren T. Janzen

Bluewater Business Solutions

[email protected] ]

• Two scales of analysis are commonly undertaken

– Tree scale

• Individual trees located in the LiDAR data and a range of tree attributes

derived (e.g. Maximum tree height, crown area, basal area….)

– Plot scale

• Attributes are estimated over a defined area (square, rectangular or

circular). For example, maximum plot height, basal area, height percentiles

Page 35: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

20

40

Height (m)

Tree Level Analysis

33.0 m 35.9 m

34.4 m 35.6 m

40.7 m 34.8 m

Step 1: Create Digital

Surface Model (DSM)

Step 2: Deploy

algorithms to identify

peaks in DSM

Difficult in dense canopies

34 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 36: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Tree scale estimation

30

m

0

Tree Level Analysis

Page 37: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Identification of individual trees using a Digital Surface Model

Tree Level Analysis

36

DSM DSM with trees identified

Page 38: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

• High levels of accuracy with differences generally < 1 m

• Some argue LiDAR heights are more accurate than field measurements of tree height

• The derivation of tree heights will be affected by:

– Sampling density

• High density improves changes of hitting tree top

– Tree dimensions • A smaller crown will have fewer returns

– Occlusion • Adjacent trees

Tree Level Analysis – Maximum Tree Height

37 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 39: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Modified based on Zimble et al. 2003

Missed tree

(no ‘peak’)

Missed good

height

Missed good

height

Side Height

Good Height

Incorrect Height

Interpolated Surface

Tree Level Analysis – Maximum Tree Height

38

Page 40: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

LiDAR Point Cloud for Alex Fraser Research Forest

39 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 41: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Summarize LiDAR data on a grid

LiDAR Point Cloud for Alex Fraser Research Forest

40 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 42: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Summarize LiDAR data on a grid

• Use summary metrics to estimate forest attributes for each grid cell

LiDAR Point Cloud for Alex Fraser Research Forest

41 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 43: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Summarize LiDAR data on a grid

• Use summary metrics to estimate forest attributes for each grid cell

LiDAR Point Cloud for Alex Fraser Research Forest

42 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

• Must first develop relationships between LiDAR metrics and forest attributes

Page 44: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Summarize LiDAR data on a grid

• Use summary metrics to estimate forest attributes for each grid cell

LiDAR Point Cloud for Alex Fraser Research Forest

43 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

• Must first develop relationships between LiDAR metrics and forest attributes

Page 45: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Extract LiDAR data associated with each plot

LiDAR Point Cloud for Alex Fraser Research Forest

44 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 46: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Extract LiDAR data associated with each plot

• Summarize the LiDAR data within each plot

LiDAR Point Cloud for Alex Fraser Research Forest

45 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 47: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Extract LiDAR data associated with each plot

• Summarize the LiDAR data within each plot

LiDAR Point Cloud for Alex Fraser Research Forest

46 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

• Develop relationships between the LiDAR metrics and the plot level data

Page 48: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Site 1 –

High Volume Example

Site 2 -

Low Volume Example

Plot Level Analysis

LiDAR Point Cloud for Alex Fraser Research Forest

47 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 49: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

• Use first returns to calculate LiDAR metrics

• Forest attributes calculated with first returns found to be more

robust than using all returns (Bater et. al 2011)

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht

(m)

First returns plotted in two dimensions

48 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 50: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

21% 0.1%

Plot Level Analysis

Calculate

Cover Metrics

Cover

30 – 40 m

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

49 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 51: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

58% 5%

Calculate

Cover Metrics

Cover

20 – 30 m

50 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 52: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

Plot Level Analysis

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

5% 8%

Calculate

Cover Metrics

Cover

10 – 20 m

51 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 53: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

Plot Level Analysis

86% 16%

Calculate

Cover Metrics

Cover

Above 2 m

52 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 54: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

27 m 15.6 m

Calculate

Height Metrics

Mean

Height

Plot Level Analysis

53 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 55: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

21.7 m 2.8 m

Calculate

Height Metrics

10th

Percentile

Plot Level Analysis

54 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 56: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

25.1 m 8.2 m

Calculate

Height Metrics

20th

Percentile

Plot Level Analysis

55 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 57: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

26.5 m 12.5 m

Calculate

Height Metrics

30th

Percentile

Plot Level Analysis

56 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 58: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

27.4 m 15.6 m

Calculate

Height Metrics

40th

Percentile

Plot Level Analysis

57 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 59: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

28.2 m 16.5 m

Calculate

Height Metrics

50th

Percentile

Plot Level Analysis

58 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 60: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

28.8 m 17.5 m

Calculate

Height Metrics

60th

Percentile

Plot Level Analysis

59 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 61: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S

0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

30 m 20.1 m

Calculate

Height Metrics

70th

Percentile

Plot Level Analysis

60 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 62: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

30.3 m 23.2 m

Calculate

Height Metrics

80th

Percentile

Plot Level Analysis

61 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 63: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

31.3 m 25.7 m

Calculate

Height Metrics

90th

Percentile

Plot Level Analysis

62 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 64: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

34.8 m 30 m

Calculate

Height Metrics

99th

Percentile

Plot Level Analysis

63 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

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0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

5.2 m 7.8 m

Standard

Deviation

Plot Level Analysis

64 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

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0

5

10

15

20

25

30

35

40

High Volume Site Low Volume Site

Heig

ht (m

)

0.19 m 0.50 m

Coefficient of

Variation

Measure of the

structural

diversity

Plot Level Analysis

65 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

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Plot Level Analysis

• Once metrics are calculated at the plot level:

– Investigate the relationships between metrics and measured

forest attributes • Mean tree height, dominant tree height, stem volume, basal area

– Develop statistical models to predict forest attributes using several LiDAR metrics

• Usually a combination of a height and cover metric

– Statistical models are applied to gridded LiDAR metrics to predict forest attributes across the study area

66

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Deriving Forest Attributes

LiDAR point

cloud

Mean

elevation Cover

above 2m Coefficient

of variation

Stem volume

estimation

0

20

40

Height (m)

0

2.5

5

Stem Volume (m3)

0 m

35 m

0 %

100 %

0 m

1.5 m

Step 1: Calculate

gridded metrics

Step 2: Apply

statistical model

67

LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

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Mean Tree Height

0 5 10 15 20 25 30

Predicted (m)

0

5

10

15

20

25

30

Observ

ed (

m)

r2 = 0.89

se = 1.50

f = 183.76

p = 0.0000

y = 3.91 + 0.61*x

Maximum Tree Height

5 10 15 20 25 30 35 40 45 50

Predicted (m)

5

10

15

20

25

30

35

40

45

50

Observ

ed (

m)

r2 = 0.81

se = 3.81

f = 93.03

p = 0.0000

y = 0.38+0.96*x

Standard Deviation of Tree Heights

0 2 4 6 8 10 12 14 16

Predicted (m)

0

2

4

6

8

10

12

14

16

Observ

ed (

m)

r2 = 0.90

se = 0.86

f = 200.78

p = 0.0000

y = 0.1845 + 1.27*x

Mean Diameter at Breast Height (DBH)

0 5 10 15 20 25 30

Mean Lidar Height (m)

10

15

20

25

30

35

40

45

50

55

60

Observ

ed D

BH

(cm

)

r2 = 0.31

se = 7.85

f = 11.03

p = 0.0028

y = 15.76 + 0.75*x

How do we relate lidar to ground data? Mean tree height Maximum tree height

Variation of tree height Mean diameter (dbh)

• GPS ground plot location

• Make ground measures

• Statistically relate ground measures to lidar metrics

• Can apply these relationships across all lidar grid cells (25 x 25m)

• Metrics not limited to height

• Inventory: Generalize by polygon (ht in m):

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Example Equation and Results

Ŷ – TAGB

Lh0.5 – 50th percentile of laser canopy height (m).

Lh0.6 – 60th percentile of laser canopy height (m);

CC0.0 – canopy density (%) at 2 m above the ground surface.

R2 – multiple coefficient of determination.

SEE – standard error of the estimate in transformed units.

Radius (m)

Plot Size (m

2) Fitted OLS Regression Model

R

2 SEE

20 1257 Ŷ = −51.3755 + 13.0245 × Lh0.6 + 3.6330 × CC0.0 0.960 38.64

TAGB Mg/ha

Page 71: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Example of Multiple Regression Equations at the Plot Scale

Source: Næsset 2002

Page 72: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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Alberta SRD – 16 Dec 2011

A Canadian Foothills Project

Study Area

– Hinton FMA ~990,000 ha; 385,000 AVI polygons

• Clients, Partners & Collaborators

– West Fraser Mills, Hinton Wood Prods.

– AB Sustainable Resource Development

– CFS, Pacific Forestry Centre

• Dr. Mike Wulder, Dr. Gordon Frazer,

Joanne White, Geordie Hobart

– University of BC

• Dr. Nicholas Coops, Dr. Thomas Hilker, Danny Grills, Martin van Leeuwen, Chris Bater

Partners: WFM - Hinton Wood Prod.; Alberta SRD; CFS–PFC; UBC

Page 73: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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Alberta SRD – 16 Dec 2011

Existing Data Sources & Evolving Objectives

LiDAR & Ground Data

– AB SRD: Full LiDAR coverage (2004-2007) @ 0.75 to 1.1 hits/m2 & AVI data:

– HWP: Permanent Growth Sample Plot Data

Evolving Objectives

– Proof of Concept for mapping plot attributes from LiDAR-based predictions

Page 74: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Processing Point Cloud “Canopy Metrics”

• Used available USDA FS Freeware package, “FUSION/LDV“, to tile, grid & calculate 61 Canopy Metrics @ 25m X 25m resolution (i.e. for each of nearly 14 million grid cells)

Page 75: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S Ground Calibration Prediction Model Development

• HWP maintains a network of systematically distributed Permanent Growth Sample Plots

– team used 788 of >3200 available plots to develop Prediction Models

– Ordinary Least Squares multiple regression and a non-parametric tool “Random Forests” (resident in “R” statistical software) used to create prediction models

– separate models developed for each of 3 “forest types”, based on AVI spp. composition

• “conifer-leading”, “mixed” & “deciduous-leading”

Page 76: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

Alberta SRD – 16 Dec 2011

Predicted Inventory Variables GIS Layers

• Mapped @ “plot-level” & @ AVI “polygon-level”

– Top Height, Mean Height, & Modal Height

– Quadratic Mean Diameter & Basal Area

– Total & Merchantable Volume

– Total Above Ground Biomass

• Also mapped all canopy metrics and several generalized plot/elevation characteristics

– e.g. terrain wetness index, plan & profile curvature, solar radiation, hill shade, slope & aspect

Total Above Ground Biomass (tonnes/ha)

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Page 79: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

276 m3/ha

384 m3/ha

164 m3/ha

331 m3/ha

14 m3/ha

247 m3/ha

33 m3/ha

525 m3/ha

0 m3/ha

Merchantable Volume

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276 m3/ha

Within-block variability:

Count: 365 cells

Minimum: 102 m3/ha

Maximum: 480 m3/ha

Mean: 276 m3/ha

Std Dev: 70 m3/ha

95% CI: 276 m3/ha ± 7.18

m3/ha

Merchantable Volume

Page 81: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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Alberta SRD – 16 Dec 2011

Validation Weight-scaled volume from 272 cutblocks harvested since LiDAR acquisition

compared to predictions from LiDAR & Cover Type Adjusted Volume Tables

Information courtesy Hinton Wood Products A division of

West Fraser Mills Ltd.

Block Size

(m3 X1000)

Source of

Prediction

Predicted Volume

– Scaled Volume

Statistically

significant?

< 5

n = 138

LiDAR

CT Vol. Table

-6.7%

-23.7%

No

Yes

5 – 10

n = 76

LiDAR

CT Vol. Table

+1.8%

-17.4%

No

Yes

10 – 15

n = 25

LiDAR

CT Vol. Table

-1.2%

-22.3%

No

Yes

15 – 20

n = 15

LiDAR

CT Vol. Table

-4.4%

-23.5%

No

Yes

>20

n = 18

LiDAR

CT Vol. Table

+6.6%

-17.4%

No

No

Page 82: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

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Conclusions

• Using LiDAR technology, we can:

– Directly measure tree heights

– Calculate accurate estimates of stem volume and basal area • Accurate plot data is CRITICAL to accurate estimations of forest attributes

– GPS location of plot centers

– Short time lag between field measurements and LiDAR data collection

• LiDAR technology is continuing to improve – More pulses per square meter (from 4 to 8 to 12)

• More accurate tree heights

• Easier to identify individual trees

– Methods to process LiDAR data are improving as well

81 LiDAR visualizations produced with FUSION/LDA software – USDA Forest Service

Page 84: Introduction to LiDAR Technology and Applications … to LiDAR Technology and Applications in Forest Management Presented by Rory Tooke, Douglas Bolton and Nicholas Coops Integrated

I+R + S+S References

• Andersen, H.E., McGaughey, R.J. and Reutebuch, S.E. (2005). Estimating forest canopy fuel parameters using LiDAR data. Remote Sensing of Environment, 94, 441-449.

• Bater, C.W., Wulder, M.A., Coops, N.C., Nelson, R.F., Hilker, T., Næsset, E., In press. Stability of sample-based scanning LiDAR-derived vegetation metrics for forest monitoring. IEEE Transactions on Geoscience and Remote Sensing.

• Goodwin, N.R., Coops, N.C. and Culvenor, D.S. (2006). Assessment of forest structure with airborne LiDAR and the effects of platform altitude. Remote Sensing of Environment, 103, 140-152.

• Holmgren, J. and Persson, R. (2004). Identifying species of individual trees using airborne laser scanner. Remote Sensing of Environment, 90, 415-423.

• Hyyppä, J., Kelle, O., Lehikoinen, M. and Inkinen, M. (2001). A segmentation-based method to retrieve stem volume estimates from 3-D tree height models produced by laser scanners. IEEE Transactions on Geoscience and Remote Sensing, 35, 969-975.

• Lefsky, M., Cohen, W., Parker, G. and Harding, D. (2002). LiDAR remote sensing for ecosystem studies. BioScience, 52, 19-30.

• Lovell, J.L., Jupp, D.L.B., Culvenor, D.S. and Coops, N.C. (2003). Using airborne and ground-based ranging LiDAR to measure forest canopy structure in Australian forests. Canadian Journal of Remote Sensing, 29, 607-622.

• Magnussen, S., Boudewyn, P., 1998. Derivations of stand heights from airborne laser scanner data with canopy-based quantile estimators. Can. J. For. Res. 28, 1016–1031.

• Maltamo, M., Packalén, P., Yu, X., Eerikäinen, K., Hyyppä, J. and Pitkänen, J. (2005). Identifying and quantifying structural characteristics of heterogeneous boreal forests using laser scanner data. Forest Ecology and Management, 216, 41-50.

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I+R + S+S References (cont.)

• Moffiet, T., Mengersen, K., Witte, C., King, R. and Denham, R. (2005). Airborne laser scanning: exploratory data analysis indicates potential variables for classification of individual trees or forest stands according to species. ISPRS Journal of Photogrammetry and Remote Sensing, 59, 289-309.

• Næsset, E. and Jonmeister, T. (2002). Assessing point accuracy of dGPS under forest canopy before data acquisition, in the field and after postprocessing. Scandinavian Journal of Forest Research, 17, 351-358.

• Næsset, E. (2002). Predicting forest stand characteristics with airborne scanning laser using a practical two-stage procedure and field data. Remote Sensing of Environment, 80, 88-99.

• Nelson, R., Short, A. and Valenti, M. (2004). Measuring biomass and carbon in Delaware using an airborne profiling LIDAR. Scandinavian Journal of Forest Research, 19, 500-511.

• Roberts, S.D., Dean, T.J., Evans, D.L., McCombs, J.W., Harrington, R.L. and Glass, P.A. (2005). Estimating individual tree leaf area in loblolly pine plantations using LiDAR-derived measurements of height and crown dimensions. Forest Ecology and Management, 213, 54-70.

• Sambridge, M., Braun, J. and McQueen, H. (1995). Geophysical parameterisation and interpolation of irregular data using natural neighbours. Geophysical Journal International, 122, 837-857.

• Solberg, S., Næsset, E., Hanssen, K.H. and Christiansen, E. (2006). Mapping defoliation during a severe insect attack on Scots pine using airborne laser scanning. Remote Sensing of Environment, 102, 364-376.

• Zimble, D.A., Evans, D.L., Carlson, G.C., Parker, R.C., Grado, S.C. and Gerard, P.D. (2003). Characterising vertical forest structure using small-footprint airborne LiDAR Remote Sensing of Environment, 87, 171-182.

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