institute for humane studies 941623852 2007 04a765d3

7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3

1/31

Form

99

Return of Organization Exempt From Income Tax

Undersection 501(c),527, or 4947(a)(1) f the InternalRevenueCode exceptblack ung

benefit rust or private oundation)

OMB

No

1545-0047

2 7

Department of the Treasury

1nterna1evenueervice .... Theorgamzatmn ayhave o usea copyof this return o satisfystate eporting equirements.

A For he 2007calendaryear, or tax year beginning SEP 1 , 2 0 0 7 and ending AUG 31 , 2 0 0 8

B Checkf

Please

C Name f orgamzat1on D Employerdentificationnumber

applicable

use RS

DAddress

label r

INSTITUTE FOR HUMANE

STUDIES 94-1623852

hange

pnntor

oName type

Number nd street or P.O.box 11ma1l s ot deliveredo streetaddress)

I oom/suite

E Telephonenumber

hange

See

olmtial

Specific

3301 NORTH FAIRFAX DRIVE 440 703-993-4880

eturn

OTermin

Ins rue

F AccounMgettledLJ CashLXJAccr

ation

hons

Crtyor town, stateor country,andZIP

+

4

OAmended

return

ARLINGTON,

VA

22201-4432

oother ....

(specify)

DAppl1cat1on

pending

Section501(c)(3)organizations nd 4947(a)(1)nonexempt haritable rusts

Hand Iare not appltcable to section 527 orgamzat,ons

must attacha completedScheduleA (Form990 or 990-EZ).

H(a) Is this a group eturn or affiliates?

Dves 00No

G

Website: ..

WWW. HEI HS. ORG

H(b) If "Yes," nternumberof affiliates... NIA

J

Organizationype(checknly ne)...

LXJ

501(c)

3

) ..... insert o) LJ 4947(a)(1) r I

I 527

H(c) Are all aff1l1atesncluded?

N/A

Dves

0No

K

Check ere ....LJ 11he orgamzatmn snot a 509(a)(3) upporting rgamzat1onnd ts gross

(If "No," ttacha list)

H(d) Is his a separateeturn iled by an or-

receipts re normallynot more han$25,000.A return1snot required, ut 11he orgamzat1on

gamzat1onovered y a group uling?

Dves

00No

chooses o file a return,be sure o file a complete eturn.

I

GroupExemption umber...

N/A

M Check ...

LJ

11he orgamzat1ons ot requiredo atta

L

Gross eceipts:Add mes b, Bb,9b, and 10b o lme 12 ...

7,040,362.

Sch_ (Form990,990-EZ, r 990-PF).

IPart 11 Revenue, Expenses, and Changes in Net Assets or Fund Balances

1 Contnbut1ons,ifts,grants,and similaramounts eceived:

a Contnbut1onso donoradvised unds 1a

b

Directpublicsupport not ncluded n lme 1a) 1b

5,764,591.

c Indirectpublicsupport not ncluded n line 1a) 1c

d

Governmentontnbutmnsgrants) not ncluded n ine 1a)

1d

e Total (add mes1a hrough 1d) (cash$

5,644,950.

noncash

119 I 641. )

1e

5,764,591.

2

Program ervice evenuencludinggovernmenteesand contracts from PartVII,me93) 2

738,683.

3

Membership uesandassessments

3

\

4

Intereston savings nd emporary ash nvestments

4

28,377.

5

Dividends nd nterest rom securities

5

99,745.

6 a Gross ents

I Sa I *

\

b

Less: entalexpenses Sb

4

Cl)

c

Net ental ncome r (loss).Subtract me6b from ine6a Sc

:::,

7 Other nvestmentncome describe ...

)

7

8 a

Grossamount rom salesof assetsother

(A) Securities (8) Other

l)

cc

than nventory

403,541.

Ba

b

Less:cost or otherbasisand salesexpenses

426,529.

Sb

c

Ga" r

11---' '-"--'-

Bc

d Ne

gamo~eeEtVEf3column

(A) and 8)

STMT 1

Bd


2/31

Fom1990(2007) INSTITUTE FOR HUMANESTUDIES 94-1623852

Page

I

~art;.11

I tatement of

All orgamzat1ons ust complete olumn A). Columns B), (C),and (D) are equired or section501(c)(3)

, Functional Expenses

and (4) orgamzat1onsnd section4947(a)(1)nonexempt haritable rusts but optional or others.

Do not include amounts reported on /me

(A)Total

(B) Program

(C) Management

(D) Fundra1smg

6b, Bb, 9b, 1Ob, or 16 of Part I

services

and general

22a Grants

paid from donor advised funds

h )

; '

'

. 1,,,..

'

(attach schedule)

';' . it;

J

;

;):if.

"

(cash S

Q noncash $

0.

~LJ

(.}

.

If this amount Includes foreign grants, check here

22a

:\.\~r.m

,-

;

"

,.

.

;

22b Other grants and allocations (attach schedule

S I'~filEM

"

,

....

;;

/-

~.'

...,

:.

.

'

.

'

(cash

s5 6 7 , 0 6 8

noncash $

0.

)ttj

tj'tljtr:

,,.

?

'

.&, f :11, ,;

.

'

> \;; '~

If this amount includes foreign grants, check here ......

LJ

22b

567,068. 567,068.

. ,

: \: ' ... ,

), .

'

..

\

23

ltf{;*;

.

'

Spec1f1c ssistance to 1ndiv1dualsattach

:f~- -~ .4~-:,:.,

t

v\v

..

:

.,.

schedule) 23

i;';,", :.::::~~:f :;

24

Benefits paid to or for members (attach

+ 'f'

~#,. ~

'1'''

,,

..

' t.. ' -


3/31

I

Part,111 Statement of Program Service Accomplishments See the mstruct,ons.)

Fonn 990 (2007) INSTITUTE FOR HUMANE STUDIES

9 4-16 2 3 8 5 2 Page

Fonn 990 ,s available for pubhc 1nspect1onand, for some people, serves as the primary or sole source of infonnat,on about a particular organization.

How the pubhc perceives an organization ,n such cases may be detenn,ned by the 1nformat1onpresented on ,ts return Therefore, please make sure t

return ,s complete and accurate and fully descnbes, in Part Ill, the organization s programs and accomplishments.

What is the organization s pnmary exempt purpose? .....

SEE STATEMENT

6

All organizations must descnbe their exempt purpose achievements ,n a clear and concise manner. State the number of

chants served, pubhcat1ons issued, etc. Discuss achievements that are not measurable. (Section 501(c)(3) and (4)

organizations and 494 7(a)(1) nonexempt chantable trusts must also enter the amount of grants and allocations to others.)

a

SEE

STATEMENT

5

(Grants and allocations

$

) If this amount includes foreign grants, check here

..... LJ

b ADVANCED ACADEMIC PROGRAMS

-

THE ADVANCED ACADEMIC PROGRAMS

DEPARTMENT WORKS

TO DEVELOP TALENTED YOUNG PEOPLE WHO ARE

INTERESTED IN CAREERS

IN ACADEMIA.

IT ACCOMPLISHES THIS

THROUGH MENTORING, CAREER DEVELOPMENT SEMINARS,

SCHOLARSHIPS,

FELLOWSHIPS, FOCUSED RESEARCH WORKSHOPS,

AND

STRATEGIC GRANTS.


$

5 6 7 , 0 6 8 . ) If this amount includes foreign grants, check here

..... LJ

c COMMUNICATORS

PROGRAM -

THE COMMUNICATORSPROGRAM DEPARTMENT

ASSISTS YOUNG PEOPLE

INTERESTED

IN CAREERS

IN POLICY,

JOURNALISM,

AND CREATIVE MEDIA.

THE DEPARTMENT ACCOMPLISHES

THIS

THROUGH SCHOLARSHIPS,

INTERNSHIPS,

STRATEGIC GRANTS,

EDUCATIONAL

SEMINARS, MENTORING

AND

NETWORKING.


$


..... LJ

d

STUDENT MARKETING

-

THE

STUDENT MARKETING DEPARTMENT MARKETS

THE

INSTITUTE'S PROGRAMS TO STUDENTS

AND

INTRODUCES NEW

AUDIENCES TO THE IDEAS OF LIBERTY THROUGH PRINTED MATERIALS,

E-MAILS,

WEBSITES,

DIRECT MAIL,

NETWORKING,

AND

PAID

ADVERTISEMENTS.


$


.....

J

e

Other program services (attach schedule)

SEE STATEMENT 7


$


.....

D

f Total of Program Service Expenses (should equal hne 44, column (B), Program services)

723021

12-27-07

3

Program Service

Expenses

(Required or 501(c)(3

and (4) orgs., and

4947(a)(1) rusts; but

optmnal or others.)

1,929,755

1,915,010

1,274,078

478,769.

368,470

5,966,082.

Form990 (2007

2007.05065 INSTITUTE FOR HUMANE STUDIE IHS __ l


4/31

Form 990 (2007)

INSTITUTE FOR HUMANESTUDIES

IPart IV

I

Balance ~neets

See the mstruct,ons

J

Note:

Where reqwred, attached schedules and amounts wtthm the descnpt,on column

should be for end-of-year amounts only

45

Cash non-interest-beanng

46

Savings and temporary cash investments

47 a Accounts receivable

47a

471,239.

b Less: allowance for doubtful accounts 47b

48 a

Pledges receivable 48a

b

Less allowance for doubtful accounts 48b

49

Grants receivable

50 a

Receivables from current and former officers, directors, trustees, and

key employees

b

Receivables from other d1squallf1edpersons (as

defined under section

U)

4958(1)(1)) and persons descnbed 1nsection 4958(c)(3)(8)

....

Cl)

51 a

Other notes and loans receivable

I

51a

i

)

:I

b

Less: allowance or doubtful accounts

51b

52

Inventories for sale or use

53

Prepaid expenses and deferred charges

54 a Investments - publicly-traded secunt1es

STMT 9

Dcost 00FMV

b Investments other secunt1es

STMT

8

Dcost

[Kl

FMV

55 a Investments land, buildings, and

equipment: basis

55a

b

Less: accumulated deprec1at1on

55b

56 Investments other

57 a

Land, bu1ld1ngs,and equipment. basis I 51a I

1,329,064.

b

Less accumulated deprec1at1on

57b

653,328.

58

Otherassets, mcludmg program-related nvestments

(describe OTHER

)

59

Total assets (must equal line 74). Add lines 45 throuqh 58

60

Accounts payable and accrued expenses

61 Grants payable

62 Deferred revenue

U)

Cl)

63

Loans from officers, directors, trustees, and key employees

""

:c

64

a Tax-exempt bond llab1llt1es

Ill

b Mortgages and other notes payable

::i

65

Other lab1ht1esdescribe GIFT

ANNUITY

)

66

Total liabilities. Add lines 60 throuqh 65

Organizations that follow SFAS 117, check here~

LXJ

nd complete lines

67 through 69 and lines 73 and 74.

U)

Cl)

67 Unrestricted

u

c:

68 Temporanly restncted

ll

ni

69 Permanently restncted

'ti

Organizations that do not follow SFAS 117, check here Dand

:

:::,

LL

..

0

70

)

ai

71

)

U)

72

(

'i

73

z

74

723031

12-27-07

complete lines 70 through 74.

Capital stock, trust pnnc1pal, or current funds

Pa1d-1n r capital surplus, or land, building, and equipment fund

Retained earnings, endowment, accumulated income, or other funds

Total net assets or fund balances. Add Imes67 through 69 or Imes70 through 72.

(Column A) must equal me 19 and column (8) must equal ine 21)

Total liabilities and net assets/fund balances. Add Imes66 and 73

4

94-1623852 Page4

(A)

(B)

Begmnmgof year

End of year

86,751.

45

491,409.

2,881,642.

46

985,156.

--

200,012.

47c

471,239.

--

48c

47,580.

49

645,500.

50a

50b

--

51c

52

28,524.

53

69,723.

708,077.

54a

513,814.

92,352.

54b

80,112.

. '

'' '

....___'.'...

55c

56

--

160,284.

57c

675,736.

3,000.

58

30,652.

4,208,222.

59

3,963,341.

254,002.

60

326 I 911.

61

62

63

64a

64b

39,590.

65

32,567.

293,592.

66

359,478.

L

2,157,459.

67

1,325,699.

1,641,981.

68

2,160,670.

115,190.

69

117,494.

_

.

,

'

,

c.o.....;__

70

71

72

~-

3,914,630.

73

3,603,863.

4,208,222.

74

3,963,341.

Form990 (2007

2007.05065 INSTITUTE FOR HUMANESTUDIE IHS~_l


5/31

Form990(2007) INSTITUTE FOR HUMANESTUDIES 94-1623852 Page5

IPart;:IV-A I Reconc1hat1on of Revenue per Audited Financial Statements With Revenue per Return

(See the

instructions

a Total revenue, gains, and other support per audited f1nanc1al tatements

a

6,588,946.

b

Amounts included on line a but not on Part I, line 12:

1 Net unrealized gains on investments b1

2

Donated services and use of fac11it1es

b2

3

Recovenes of pnor year grants

b3

4

Other (specify).

b4

Add lines b1 through b4

b


6/31


9 4 - 16 2 3 8 5 2 Page

rustees, an mp oyees (continued)

Yes No

75 a Enter the total number of officers, directors, and trustees permitted to vote on organization business at board

meetings _______ 1_1_

b

Are any officers, directors, trustees, or key employees hsted 1n Form

990,

Part V-A, or highest compensated employees

hsted 1nSchedule A, Part I, or highest compensated professional and other independent contractors listed 1nSchedule A,

Part II-A or 11-B, elated to each other through family or business relat1onsh1ps? f Yes, attach a statement that 1dent1f1es

the 1nd1v1duals nd explains the relat1onsh1p(s) SEE STATEMENT11 75b X

c Do any officers, directors, trustees, or key employees hsted in Form 990, Part V-A, or highest compensated employees

hsted in Schedule A, Part I, or highest compensated professional and other independent contractors hsted 1nSchedule A,

Part II-A or 11-B, eceive compensation from any other organizations, whether tax exempt or taxable, that are related to the

organization? See the 1nstruct1ons or the def1nit1onof related organization.

If Yes, attach a statement that includes the information descnbed in the instructions.

75c X

d Does the organization have a wntten conflict of interest pohcy? 75d X

Part V-B Former fficers, Directors, rustees, and Key Employees That Received Compensation or Other

Benefits

(If any former officer, director, trustee, or key employee received compensation or other benefits (descnbed below) dunng

the year, hst that person below and enter the amount of compensation or other benefits 1n he appropnate column. See he instructions)

(A) Nameand address (B) Loans and Advances

\\ii

l;ompensat1on

\

~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ a

(E)Expense

(11 ot paid,

accountand

NONE

enter-0-)

plans & deferred

other allowance

ompensation plans

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

-

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

---------------------------------

I

P,arpfl

I

Other Information

(See the mstruct,ons.)

Yes

No

76

Did the organization make a change in its act1v1t1es r methods of conducting act1v1ties? f Yes, attach a detailed

''

:_:_

statement of each change

76

x

77

Were any changes made 1n he organizing or governing documents but not reported to the IRS?

77

x

If Yes, attach a conformed copy of the changes.

~ -) },

'

78 a

Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return?

78a

x

b

If Yes, has rt filed a tax return on Form

990-T

for this year?

N/A

78b

79

Was there a liqu1dat1on,d1ssolut1on, ermination, or substantial contraction dunng the year? If Yes, attach a statement

79

x

80 a

Is the organization related (other than by assoc1at1onwrth a statewide or nat1onw1deorganization) through common \k

' '

'.;i;

membership, governing bodies, trustees, officers, etc., to any other exempt or nonexempt organization?

aoa

x

b

If Yes, enter the name of the organization~

N/A

~':t~}~

'.\r

J

nd check whether rt 1s

LJ

exempt or

LJ

nonexempt

3S;; ,;

:~' '

1 a

Enter direct and indirect polrt1calexpenditures (See hne 81 instructions.)

I a1a I

0.

, .,,~.....

~)\'

. /, -~

>

b

Did the organization file Form 1120-POL for this year?

81b

x

Form (2007

723161/12-27 -07

6

14301208 786783 HS



7/31

Fom, 990 (2007)

INSTITUTE FOR HUMANE STUDIES

94-1623852

Page7

lPart>,VI Other Information (continued)

82 a Did the organization receive donated services or the use of matenals, equipment, or fac11it1est no charge or at substantially

less than fair rental value?

Yes No

82a X

b If "Yes," you may indicate the value of these items here. Do not include this

amount as revenue in Part I or as an expense 1nPart II.

(See instructions 1nPart Ill.)

l~8_2b~I__

N_I_A_---t __ J

3 a Did the organization comply with the public 1nspect1on equirements for returns and exemption applications? 83a

X

b Did the organization comply with the disclosure requirements relating to

qwd pro quo

contnbut1ons? 83b

X

84 a Did the organization solicit any contnbut1ons or gifts that were not tax deductible?

NI

A

b If "Yes," did the organization include with every solic1tat1onan express statement that such contnbut1ons or gifts were not

tax deductible? N / A

85 a 501 (c)(4), (5), or (6). Were substantially all dues nondeductible by members? NIA

b Did the organization make only in-house lobbying expenditures of $2,000 or less? N / A

If 'Yes' was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a

waiver for proxy tax owed for the prior year.

c Dues, assessments, and similar amounts from members

d Section 162(e) lobbying and political expenditures

e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices

I Taxable amount of lobbying and political expenditures (line 85d less 85e)

g Does the organization elect to pay the section 6033(e) tax on the amount on line 85f?

85c

85d

85e

851

h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85f

to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the

following tax year?

86 501(c)(7) organizations Enter: a lnit1at1on ees and capital contnbut1ons included on

line 12

b Gross receipts, included on line 12, for public use of club fac11it1es

87 501(c)(12) organizations Enter a Gross income from members or shareholders

b Gross income from other sources. (Do not net amounts due or paid to other sources

against amounts due or received from them.)

86a

86b

87a

87b

NI

NI

NI

NI

NI

NI

NI

NI

NI

NI

88 a At any time dunng the year, did the organization own a 50% or greater interest 1na taxable corporation or partnership,

or an entity disregarded as separate from the organization under Regulations sections 301. 7701-2 and 301 7701-3?

If "Yes," complete Part IX

b At any time dunng the year, did the organization, directly or indirectly, own a controlled entity w1th1n he meaning of

section 512(b)(13)? If 'Yes," complete Part XI

89 a

501 (c)(3) organ,zat,ons

Enter: Amount of tax imposed on the organization dunng the year under:

section 911.... 0 ;section4912 ... 0 ;section4955 ....

....

0.

----------

b

501(c)(3) and 501(c)(4) organizations

Did the organization engage 1nany section 4958 excess benefit

transaction during the year or did 1t become aware of an excess benefit transaction from a prior year?

If "Yes," attach a statement explaining each transaction

c Enter. Amount of tax imposed on the organization managers or d1squalif1ed ersons dunng the year under

sections 4912, 4955, and 4958 ....

0

---------=--

d

Enter: Amount of tax on line 89c, above, reimbursed by the organization .... _________ O_.

e

All organizations. At any time dunng the tax year, was the organization a party to a prohibited tax shelter transaction?

f A// organizations. Did the organization acquire a direct or 1nd1rectnterest 1nany applicable insurance contract?

g For supporting organizations and sponsonng organ,zat,ons maintaining donor advised funds Did the supporting organization,

or a fund maintained by a sponsoring organization, have excess business holdings at any time during the year? NIA

90 a List the states wrth which a copy of this return 1s iled....

SEE STATEMENT 12

84a

--

--

_J

84b

85a

85b

.

'

,{l

--

,'

;

'"

';,

~-

-

85g

85h

'

"

1

1--/'

,,

-;

1

;jj '

-

. '

- '

-- --

_J

88a

x

88b

x

-

''

::.


8/31

Fonn 990 (2007)


9 4 -16 2 3 8 5 2 Page 8

Yes No

c At any time dunng the calendar year, did the organization ma1nta1n n office outside of the United States? 91c X

If Yes, enter the name of the foreign country

N / A

92 Section 4947(a)(1) nonexempt chantable trusts filing Fonn 990 m heu of form 1041- Check here

and enter the amount of taJ


9/31

Fonn990(2007)

INSTITUTE FOR HUMANE STUDIES 94-1623852

Page9

IPart-XI information Regarding Transfers To and From Controlled Entities. Complete only 1f he organization 1s

a

control/mg organization as defined

,n

section 512(b)(13)

N / A

Yes

No

106 Did the reporting organization make any transfers to a controlled entity as defined in section 512(b)(13) of the Code? If Yes,

complete the schedule below for each controlled entity.

(A) (8) (C)

(D)

Name, address, of each

Employer

Description of

Amount of

controlled entity

Identification

transfer

transfer

Number

---------------------------------

a

---------------------------------

---------------------------------

b

---------------------------------

---------------------------------

c

---------------------------------

Totals '

Yes

No

107 Did the reporting organization receive any transfers from a controlled entity as defined 1nsection 512(b)(13) of the Code? If Yes,

complete the schedule below for each controlled entity

(A) (8) (C)

(D)

Name, address, of each

Employer

Description of

Amount of

controlled entity

Identification

transfer transfer

Number

---------------------------------

a

---------------------------------

---------------------------------

b

---------------------------------

---------------------------------

c

---------------------------------

>

Totals

'

Yes No

108

Did the organization have a b1nd1ngwntten contract in effect on August 17, 2006, covenng the interest, rents, royalties, and

annuities described in question 107 above?

' ~,- ~1L' ...w,~

=~~ -' '

=oo. - ~ -~ oo-. ooo,_

nd complete 0'7.71't of p:?fer { an officer) Is based on all information of which preparer has any knowledge

Please

I I

l Z..-10-GQ

Sign

signatureot omcer

V .....__,

uate

Here

GA~

(_~C

C AJ

T 2. 4-5

I

tz..fl.....

Typeor prmt name

.fia

itle '

Preparer's

I ate

l,neCK

T

D I reparer's SSN or PTIN (See Gen Inst X

Paid

rz

~ CA-

self-

Preparer's

signature

IZ,f/ag

employed

Firm's name (or

RAFF~.' P. C .

1

EIN

UseOnly

yours 1f

self-employed~

~1899 L STREET, NW,

SUITE 900

address, and

WASHINGTON, DC 20036 ( 202)

822-5000

IP+ 4

Phoneno.

Form990 (2007

723164/12-27-07

9

786783 IHS

2007.05065 INSTITUTE FOR HUMANE STUDIE IHS~_l


10/31

SCHEDULE A

(Form 990 or 990-EZ)

Department of the Treasury

Internal Revenue Service

ameof the organization

Organization Exempt Under Section 501 (c)(3)

OMB No 1545-0047

(ExceptPrivateFoundation) nd Section501(e),501(1),501(k),

501(n), or 4947(a)(1)Nonexempt haritableTrust

Supplementary lnformation-(See separate instructions.)

2 7

MUST e completedby he aboveorganizations nd attached o their Form990 or 990-EZ

Employer dentificationnumber


94 1623852

Part I

Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees

(Seepage1 of the nstructions. ist eachone. I therearenone,enter None. )

\DJ I

meanaaverage ours

, ... vonmouuons to

\eJtxpensea) Name ndaddress f eachemployee aid

perweekdevoted o

(c) Compensation

employee benefit

account nd ot

more han$50,000

plans

&

deferred

pos1tmn compensation

allowance

NIGEL ASHFORD:_3301 NORTH_FAIRFAX_DRt

SR. PROGRAM C

FFICER

SUITE

440, ARLINGTON, VA

22201-4432

40.00 79,583.

3,584.

0

JONATHAN FORTIER: 330l_N._FAIRFAX_DRt DIR

-

ACAD.

PROGRAMS

SUITE

440,

ARLINGTON, VA

22201-4432

40.00 105,000.

2,393.

0

CHRIS MARTIN:_3301 NORTH_FAIRFAX DR._ DIR

-

SEMINAFS

SUITE

440, ARLINGTON, VA 22201-4432 40.00

84,000. 3,218. o

KERI ANDERSON: 3301 NORTH FAIRFAX DR, DIR - MARKET

NG

SUITE 440, ARLINGTON, VA 22201-4432

40.00 63,083.

3,515.

0

JOHN_SCHROCK:_3301 NORTH_FAIRFAX DR,_ DIR

-

TFY PRC JECTS

SUITE

440, ARLINGTON, VA 22201-4432

40.00 69,292.

2,999.

0

Totalnumberof otheremployees aid

'

over$50,000

1

'''

I Part II-A I

Compensation of the Five Highest Paid Independent Contractors for Professional Services

(Seepage2 of the nstructions. ist eachone whether nd1v1dualsr firms). f therearenone,enter None. )

(a) Name ndaddress l each ndependentontractor aidmore han$50,000

(b) Typeof service

--------------------------------------------

NONE

--------------------------------------------

--------------------------------------------

--------------------------------------------

--------------------------------------------

Totalnumberof others eceiving ver

~I

'

$50,000 or professional ervices

0

--

-

P:

'.

,

IPart 11-B

Compensation of the Five Highest Paid Independent Contractors for Other Services

(List eachcontractorwho performed ervices ther hanprofessional ervices,whethermd1v1dualsr

firms. f thereare none,enter None. eepage2 of the nstructions.)

(a) Name nd address f each ndependentontractor aidmore han$50,000

(b) Typeof service

APT I FY

1850 K STREET, NW, 3RD FL. , WASHINGTON, DC 20006CRM DEVELOPMENT

THE HINKEY COMPANY MAIL HOUSE

9058 EUCLID AVE., MANASSAS, VA 20110 SERVICES

TOTAL FULFILLMENT SERVICES, LLC

126 MONROE TURNPIKE, TRUMBULL, CT 06611

PANTHEON SOFTWARE

2020 NORTH 14TH ST., #700, -ARLINGTON, VA 22201

VRS CORPORATION

PO BOX 183, GREAT FALLS, VA 22066

Totalnumberof othercontractors eceiving ver

$50,000 or otherservices

~I

2

IT CONSULTING

:WEBSITE

PEVELOPMENT

MAIL HOUSE

SERVICES

(c) Compensat

'

,_

,,

.

-'

''

,

,,

(c) Compensat

411,235.

182,479.

111,892.

108,565.

76

I

891.

123101112-21-01

LHA For PaperworkReductionAct Notice,see he Instructionsor Form990 and Form990-EZ. Schedule (Form990 or 990-EZ) 00

10

786783 HS 2007.05065 INSTITUTE FOR HUMANE STUDIE IHS~_l


11/31

9 4 - 16 2 3 8 5 2

Page

IP,art Ill I Statements About Activities (Seepage

2

of the nstructions.)

1 During he year,has he organization ttemptedo influencenational, tate,or local eg1slat1on,cludmg ny attempt o influence

publicopm1on n a leg1slat1veatteror referendum?f Yes, nter he otal expenses aidor incurredm connectionwith he

lobbyingact1v1t1es $ $ (Must equalamountson me38, PartVI-A,or

lme of PartVl-8.)

Organizationshat madean electionundersection501(h) by fllmg Form5768 mustcomplete artVI-A. Otherorganizations

checking Yes must completePartVI-B ANDattacha statement 1vmg detailed escription f the obbyingact1v1t1es.

2

During he year,has he organization, itherdirectlyor indirectly, ngagedmany of the ollowingacts with any substantial ontributors,

trustees,directors, fficers,creators, ey employees, r members f their am1l1es,r with any axableorganization ith whichany such

person1saffiliated s an officer,director, rustee,maJonty wner,or prmc1paleneficiary?

If

the answer to any question ,s 'Yes,'

attach a detalfed statement explammg the transactions)

a Sale,exchange, r leasing f property?

b Lendingof moneyor other extension f credit?

c Furmshmg f goods,services, r fac1l1t1es?

d Payment f compensatmnor payment r reimbursement f expenses 1more han$1,000)?SEE PART V-A, FORM 9 9 0

e Transferof any part of its incomeor assets?

3

a

Did he organizationmakegrants or scholarships,ellowships, tudent oans,etc.? If Yes; attachan explanation f how

the organization etermineshat rec1p1entsualify o receivepayments.)

SEE STATEMENT 14

b Did he organization avea section403(b) annuityplan or its employees?

c

Did he organizationeceive r hold an easementor conservation urposes,mcludmg asementso preserve penspace,

the environment, istoric andareasor historicstructures? f Yes, ttacha detailed tatement

d

Did he orgamzatmn rovidecreditcounseling, ebt management,redit epair,or debtnegot1at1onervices?

4 a Did he organizationma1ntamny donoradvised unds? f Yes, omplete mes4b through4g. If No, omplete mes41

and 4g

b Did he organizationmakeany axabled1stnbut1onsndersection4966?

c Did he organizationmakea d1stnbut1ono a donor,donoradvisor,or relatedperson?

d Enter he otal numberof donoradvised unds ownedat the end of the ax year

e Enter he aggregate alueof assetsheld mall donoradvised unds ownedat the endof the ax year

I

Enter he otal numberof separateunds or accountsownedat the end of the year excluding onoradvised unds ncluded n

lme4d) wheredonorshave he right o provideadviceon the d1stnbut1onr investment f amounts

n

such unds or accounts

g Enter he aggregate alueof assetsmall funds or accounts ncluded n line41at the endof the ax year

N/A

N/A

Yes No

1

X

_

a

X

2b X

2c

X

2d X

2e X

3a X

3b

X

3c

x

3d

x

4a

x

4b

4c

o

0.

0.

ScheduleA (Form990 or 990-EZ) 00

723111

12-27-07

11

2007.05065 INSTITUTE

FOR

HUMANE STUDIE IHS~_l


12/31

ScheduleA(Form990or990EZ)2007


94-1623852 Page

IPart IV I Reason for Non-Private Foundation Status (Seepages4 throughaof the instructions.)

I certify hat he organization snot a private oundation ecause 11s:Please heckonly ONE pplicable ox.)

5 D

A church,convention f churches, r assoc1atmnf churches.Section170(b)(1)(A)(1).

6 D

A school.Section170(b)(1)(A)(11).AlsocompletePartV.)

7 D A hospitalor a cooperative ospital erviceorganization. ection170(b)(1)(A)(111).

8

D A federal, tate,or localgovernment r governmental nit Section170(b ( 1 (A)(v).

9

D

A medical esearch rganization peratedn coniunct1on ith a hospital.Sectmn170(b)(1)(A)(111).nter he hospital'sname,city,

and state

10 D An organization peratedor the benefitof a collegeor university wnedor operated y a governmental nit Section170(b)(1)(A)(1v).

(Alsocomplete he SupportSchedule n Part VA.)

11a [Kl

11b D

12 D

An organizationhat normally eceives substantial art of its support rom a governmental nit or from the general ublic.

Section170(b)(1)(A)(v1).Alsocompletehe SupportSchedule n Part VA.)

A community rust. Section170(b)(1)(A)(v1).Alsocomplete he SupportSchedule

m

Part VA.)

An organizationhat normally eceives: 1) more han 33 1/3 of its support rom contributmns,membershipees,and gross

receipts rom act1v1t1eselated o its charitable, tc., unctions subJecto certainexceptions, nd (2) no more han 33 1/3 of

its support rom gross nvestmentncomeand unrelated usinessaxable ncome lesssection511 ax) rom businesses cquired

by the organization fterJune30, 1975. Seesection509(a)(2). (Alsocompletehe SupportSchedule

m

Part VA.)

13

D

An organizationhat 1snot controlled y any d1squal1f1edersons other han oundatmnmanagers) nd otherwisemeets he requirements f section

509(a)(3).Check he box hat describeshe ype of supportingorganization:

D Type D Type I D Type llFunct1onallyntegrated D Type ll-Other

Provide he following nformation about he supportedorganizations. Seepage8 of the nstructions.)

(a) (b)

(c) (d)

(e)

Name(s)of supportedorganization(s) Employer

Typeof organization Is the supported

Amountof

identification

(described n lines organizationisted in

support

number EIN)

5 through 12 above the supporting

or IRCsection)

organization's

governingdocuments~

Yes No

Total

14

D

An organization rganized nd operatedo test or publicsafety.Section509(a)(4). Seepage of the nstructions.)


723121

12-27-07

12



13/31

Schedule (Form990 or 990-EZ) 007


9 4-16 2 3 8 5 2 Page

IPa~tl~l;-A

Support Schedule (Complete only

1f

ou checked a box on line 10, 11, or 12.) Use cash method of accounting.

Note:

You may use the worksheet m the mstruct ons for converting from the accrual to the cash method of accounting.

calendar year {or 11sca1ear

(a) 2006

eginning n)

(b) 2005

(c) 2004

(d) 2003

(e) Total

15

ums, grants,anel onumut1ons

received.Do not ncludeunusual

6,341,737.

2,653,579.

2,933,555.

6,252,519.

18,181,390.

rants.See me28.)

16

Membershipees eceived

17

Gross eceipts rom adm1ss1ons,

merchandiseoldor services

performed, r furrnshmg f

facilitiesm anyact1v1tyhat 1s

related o the orgarnzat1on's

charitable, tc.,purpose

504,280.

517,449.

264,008.

17,477.

1,303,214.

18 Grossmcomerom nterest, 1v1d-

ends,amounts eceivedrom pay-

mentson securitiesoans section

512(a)(5)1,ents, oyalties,mcome

from s1m1r sources, nd unrelated

businessaxablemcome less

section511 axes) rom businesses

acquired ~ he organization fter

140,391. 120,590.

91,917.

40,532.

393,430.

une30, 1 75

19 Netmcomerom unrelated usiness

act1V1t1esot ncludedm ine 18

20

I ax revenues ev1eamr e

orgarnzatmn'senefit nd either

paid o 11 r expended n ts behalf

21 Thevalueof services r fac1l1t1es

furnished o the orgarnzat1ony a

governmentalrntwithoutcharge.

Do not nclude he valueof services

or fac11it1esenerallyurnished o

the publicwithoutcharge

22

umer ncome.Muacn scneame.

SEE STATEMENT 15

Do not nclude amor (loss) rom

3,044.

25,642. 960. 2,123.

31,769.

aleof capital ssets

23 Totalof Imes15 hrough22

6,989,452.

3,317,260.

3,290,440. 6,312,651.

19,909,803.

24

Lme23 mmusine 17

6,485,172. 2,799,811. 3,026,432. 6,295,174.

18,606,589.

25

Enter1% of lme23

69,895.

33,173.

32,904. 63,127.

''

26

Organizations escribedon ines 10 or 11: a Enter2% of amountm column e), me24

26a

372,132.

b

Prepare ist or your records o show he nameof and amountcontributed y eachperson other han a governmental

'

rntor publicly upported rganization) hose otal gifts or 2003 hrough2006exceededhe amountshownm ine 26a.

Do not ile this list with your return. Enter he otal of all theseexcess mounts 26b

2,716,632.

c Totalsupport or section 09(a)(1) est Enter ine 24, column e)

26c

18,606,589.

d

Add:Amounts rom column e) or Imes: 18

393,430.

19

22

31,769.

26b

2,716,632.

26d

3,141,831.

e Publicsupport lme26c mmus ine 26d otal) 26e

15,464,758.

I

Publicsupportpercentage line 26e (numerator)divided by ine 26c denominator)) 261

83.1144%

27 Organizations escribedon ine 12: a For amountsncludedm Imes15, 16,and 17 hat were eceivedrom a d1squalif1ederson, repare ist or your

records o show he nameof, and otal amounts eceivedm each ear rom, each d1squalillederson.'Do not ile this list with your return.Enter he sumof

suchamounts or each ear:

N A

(2006) (2005) (2004) (2003)

b Forany amount ncludedm me 17 hat was receivedrom eachperson other han d1squal1f1edersons ), repare list or your records o show he nameof,

andamount eceivedor eachyear, hat was more han he largerof (1) he amounton me25 for the yearor (2)$5,000. Includem the ist organizations

describedm Imes through 11b,as well as md1v1duals.)onot ile this list with your return.Aftercomputing he difference etweenhe amount eceived nd

the argeramountdescribedm (1) or (2~ enter he sum of thesedifferencestheexcess mounts) or each ear: N A

(2006) (2005) (2004) (2003)

c Add:Amounts rom column e) or Imes: 15 16 ______ __

17

20 21 27c

N/A

d

Add:Lme27a otal

and me27b otal

27d

N/A

e Public upport lme27c otal minus me27d otal) 27e

N/A

f

Totalsupport or section509(a)(2) est Enteramounton lme23, column e)

I

211

I

N/A

g Publicsupportpercentage line 27e (numerator)divided by ine 271 denominator))

27g

N/A

h

Investmentncomepercentage line 18, column e) (numerator)dividedby ine 271 denominator)) 27h

N/A

28 UnusualGrants: oran orgarnzat1onescribedm me 10, 11, or 12 hat eceived nyunusual rantsduring2003 hrough2006,prepare list or your ecords o

show, or each ear, he nameof the contributor, he dateandamountof the grant,anda brief description f the nature f the grant. Do not ile this ist with your

%

%

return. Do not nclude hesegrantsm me 15.

NONE

723131 122707 Schedule A (Form 990

at

990EZ) 2007

13

HS

2007.05065

INSTITUTE FOR HUMANESTUDIE IHS~_l


14/31

Schedule (Form990 or 990-EZ) 007


9 4 16 2 3 8 5 2 Page

I

Part_V

I

Private School Questionnaire

(Seepage9 of the nstructions.)

N/A

(To be completed ONLY by schools that checked the box on line 6 in Part IV}

29 Does he organization avea raciallynondiscriminatoryolicy owardstudents y statementn its charter,bylaws, thergoverning

Yes N

instrument, r in a resolution f its governing ody?

29

30

Does he organizationnclude statement f its raciallynondiscriminatoryolicy owardstudents n all 1tsbrochures, atalogues,

__

and otherwrittencommunications ith he publicdealingwith student dm1ss1ons,rograms, nd scholarships?

30

31 Has he organizatmn ublicizedts racially ondiscriminatoryolicy hroughnewspaper r broadcastmediaduring he periodof

_

olic1tat1onor students, r during he reg1strat1oneriod1111asno solic1tat1onrogram, n a way hat makes he policyknown

to all partsof the general ommunity11 erves? 31

II 'Yes, lease escribe; 1No, lease xplain. II you needmorespace, ttacha separate tatement)

'

32

Does he organizationmaintain he ollowing:

a

Recordsndicatinghe racialcompos1t1onf the studentbody, aculty,andadmin1strat1vetaff?

32a

b

Records ocumentinghat scholarships ndother inancial ssistance reawarded n a raciallynondiscriminatoryasis?

32b

c

Copies f all catalogues, rochures, nnouncements,nd otherwrittencommunicationso the publicdealingwith student

adm1ssmns,rograms, nd scholarships?

32c

d

Copies f all material sedby he organization r on ts behalf o solicitcontributions?

32d

II you answeredNo o any of the above,please xplain. II you needmorespace, ttacha separate tatement.)

J

3

Does he organization iscriminate y race n anywaywith respect o:

a

Students' ightsor privileges?

33a

b

Adm1ss1onsol1c1es?

33b

c

Employment f facultyor adm1nistrat1vetaff?

33c

d

Scholarships r other inancial ssistance?

33d

e

Educational ol1c1es?

33e

I

Useof lac11it1es?

331

g Athleticprograms? 33g

h

Otherextracurricularct1v1t1es?

33h

II you answeredYes o any of the above,please xplain. If you needmorespace, ttacha separate tatement)

-

j

34 a

Does he organizationeceive ny inancial id or assistancerom a governmentalgency?

34a

b

Has he organization'sight o such aid everbeen evoked r suspended?

34b

II you answeredYes o either34a orb, please xplain singan attached tatement.

__J

35

Does he organization ertify hat 11 ascompliedwith he applicableequirements f sections .01 hrough4.05 of Rev.Proc.75-50,

1975-2C.B.587,covering acialnond1scriminat1on?f No,'attachan explanation

35


723141

12-27-07

IHS

14

2007.05065

INSTITUTE FOR HUMANESTUDIE IHS~_l


15/31

Schedule (Form990 or 990-EZ)2007 INSTITUTE FOR HUMANE STUDIES

9 4 -16 2 3 8 5 2 Pag

I

Part v1:.A

I

Lobbying Expenditures by Electing Public Charities (Seepage11 of the nstructions.)

(Tobe completedONLY y an eligibleorganizationhat iled Form5768)

N/A

Check a

LJ

1f he organization elongs o an affiliated roup. Check b

LJ

1f ou checked a and limitedcontrol prov1s1onspply

Limits on Lobbying Expenditures

(a)

Affiliatedgroup

(The erm expenditures eans mountspaidor incurred.)

totals

N/A

36

Total obbyingexpenditureso influence ublicopinion grassroots obbying)

36

37 Total obbyingexpenditureso influence leg1slat1veody direct obbying) 37

38 Total obbyingexpendituresadd mes36 and 37) 38

39 Otherexemptpurpose xpenditures 39

40

Totalexemptpurposeexpendituresadd mes38 and 39) 40

41

Lobbyingnontaxable mount.Enter he amount rom the ollowing able

If the amounton line 40 is -

The obbyingnontaxableamount s -

-

ot over 500,000

20% of the amount on line 40

'.

Over 500,000 but not over 1,000,000 100,000 plus 15% of the excess over 500.000

Over 1,000,000 but not over 1,500.000 175,000 plus 10% of the excess over 1.000,000

41

Over S1,500,000 but not over S17 000.000 225,000 plus 5% of the excess over 1,500,000

'

Over 17 ,000,000 s1.ooo.ooo

42 Grassroots ontaxable mount enter25% of lme41) 42

43 Subtract me42 from me36. Enter 0- 1f ine42 1smore han me36 43

44 Subtract ine 41 from me38. Enter 0- 1f ine41 1smore han me38 44

Caution:

If

there is an amount on either /me 43 or /me 44 you must file Form 4720

-

4-Year Averaging Period Under Section 501{h)

(Someorganizationshat madea section501(h)election o not have o complete ll of the ive columns

below.See he nstructions or Imes45 through50 on page13 of the nstructions.)

LobbyingExpenditures uring4-YearAveragingPeriod

Calendar ear (or

(a) (b) (c) (d)

fiscal year beginning n)

2007 2006 2005 2004

45 Lobbyingnontaxable

amount

46 Lobbying eilingamount

'

'

+

'

& '

'

-

''

+

'

,,

'

,,

(150%of lme45(e))

'

'

'

' ''

,,

47

Total obbying

expenditures

48

Grassroots ontaxable

amount

49

Grassroots eilingamount

'

'

'

'

t

\

.,

,.

'

( 150%of line 48(e))

i'

,0

' ..

'

'

50

Grassrootsobbying

expenditures

IPart VI-B I Lobbying Activity by Nonelecting Public Charities

(For eportingonly by organizationshat did not completePartVI-A) (Seepage14 of the nstructions.)

During he year,did he organization ttempt o influence ational, tateor local eg1slat1on,cludmg nyattempt o

Yes No

influence ublicopinionon a leg1slat1veatteror referendum,hrough he useof:

a Volunteers

x

b

Paidstaff or managementIncludecompensationm expenseseportedon Imesc through h.)

x

c

Mediaadvertisements

x

d

Mailings o members,egislators, r the public

x

e

Publications, r published r broadcast tatements

x

f

Grants o other organizationsor lobbyingpurposes

x

g

Directcontactwith legislators,heir staffs,government fflc1als, r a leg1slat1veody

x

h

Rallies, emonstrations,eminars, onventions, peeches,ectures, r any other means

x

I Total obbyingexpendituresAdd mesc hrough h.)

If 'Yes o any of the above, lso attacha statement 1vmg detailed escnpt1onf the obbyingact1v1t1es.

(b)

To be completedor all

electing rganizations

'

\

N/A

(e)

Total

o

'

)

0

0

o

0

0

Amount

o

12-27-07


15

IHS

2007.05065

INSTITUTE FOR HUMANE STUDIE IHS

1


16/31

Schedule (Form990 or 990-EZ)2007

INSTITUTE FOR HUMANESTUDIES 9 4 16 2 3 8 5 2

Page

IPart VII I nformation Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations (Seepage14 of the nstructions.)

51 Did he reportingorgamzatmn irectlyor indirectly ngagen any of the ollowingwith any other organization escribedn section

501(c)of the Code other han section501(c)(3)organizations) r in sectmn 27, relating o politicalorganizations?

a Transfersrom the reportingorganizationo a noncharitable xemptorganization f:

(i) Cash

(ii) Otherassets

b Other ransactions:

(i) Salesor exchanges f assetswith a noncharitable xemptorgamza IOn

(ii) Purchases f assets rom a noncharitable xemptorgamzatmn

(iii) Rental f fac1l1t1es,quipment, r otherassets

(iv) Reimbursementrrangements

(v) Loansor loanguarantees

(vi) Performance f services r membership r fundra1singolic1tat1ons

c Sharing f fac1l1t1es,quipment,mailing ists, otherassets, r paidemployees

d If the answer o any of the above1s Yes,'completehe ollowingschedule.Column b) shouldalways how he air market alueof the

goods,otherassets,or services ivenby he reportingorganization.f the organizationeceivedess han air market alue n any

51a(i

a(ii)

b(i)

b(ii)

b(iii)

b(iv)

b(v)

b(vi)

c

Yes

transaction r sharingarrangement, how n column d) the valueof the goods,otherassets, r services eceived: N / A

(a) (b) (c)

(d)

No

x

x

x

x

x

x

x

x

x

Line no. Amount nvolved Name f noncharitable xemptorganization

Description f transfers, ransactions, nd sharing rrangement

52 a Is the organization irectlyor indirectly ffiliatedwith, or related o, one or more ax-exempt rganizations escribedn sectmn 01(c)of the

Code other han section501(c)(3))or in section527?

D

Yes

00

No

b If "Yes," ompletehe followingschedule:

N / A

(a)

(b)

(c)

Name f organization Typeof organization

Description f relat1onsh1p

,,~ 10

institute for humane studies 941623852 2007 04a765d3

Documents