increasing cellular capacity using cooperative networks

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    WWIRELESSIRELESSIINTERNETNTERNETCCENTERENTERFORFORAADVANCEDDVANCEDTTECHNOLOGYECHNOLOGY

    NNSFSF IINDUSTRY/NDUSTRY/UUNIVERSITYNIVERSITY CCOOPERATIVEOOPERATIVE RRESEARCHESEARCH CCENTERENTER

    Increasing cellular capacityIncreasing cellular capacity

    using cooperative networksusing cooperative networksShivendra S. Panwar

    Joint work with Elza Erkip, Pei Liu, Sundeep Rangan, Yao Wang

    Polytechnic Institute of NYU

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    2

    OutlineOutline

    Motivation for Cooperation Robust Cooperative MIMO Design

    Randomized Space Time Coding Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts Conclusions

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    3

    OutlineOutline

    Motivation for Cooperation Robust Cooperative MIMO Design

    Randomized Space Time Coding Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts Conclusions

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    NNSFSF IINDUSTRY/NDUSTRY/UUNIVERSITYNIVERSITY CCOOPERATIVEOOPERATIVE RRESEARCHESEARCH CCENTERENTER

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    Cellular Networks are becoming heterogeneousCellular Networks are becoming heterogeneous

    Macrocell based network architecture isexpensive and cannot keep up with user demand(Ciscos 66X traffic increase prediction)

    Heterogeneous networks enable

    flexible and low-cost deployments andprovide a uniform broadband experience The network becomes a mix of macro, pico, femto base

    stations and operator deployed relay stations

    The dense deployment greatly improves network capacity,

    and provides richer user experience and in-buildingcoverage

    Reduces operating cost, such as backbone cost, siteacquisition cost, and utility cost for operators

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    NNSFSF IINDUSTRY/NDUSTRY/UUNIVERSITYNIVERSITY CCOOPERATIVEOOPERATIVE RRESEARCHESEARCH CCENTERENTER

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    Emerging trends and our researchEmerging trends and our research

    The future network architecture is heterogeneous, with macro-,pico- and femto-cells, along with WiFi and (some) ad hoc nodes

    A large part of the 66x increase predicted by Cisco will bedrained by increased deployment of WiFi, femto/picocells forstationary or slow moving users

    Femtocells, in particular, are the carriers Trojan Horses!

    Macrocell bandwidth is precious and should be used only whenthere is no alternative (like satellite networks are today)

    Cooperative networking can be used in such emergingenvironments by using user end devices, femtocells, WiFiaccess points, picocells, and macrocell infrastructure as thedevices that constitute the cooperating nodes

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    Cooperation and HeterogeneityCooperation and Heterogeneity

    Cooperation performs much better if the number ofrelays is large In a macrocell based deployment, the number of operator

    deployed relay stations will be limited

    In traditional networks, the performance gain for cooperation

    is limited unless user (MS) cooperation is enabled But user cooperation gives rise to the following problems:

    battery consumption, synchronization, security and incentive

    The proliferation of pico/femto base stations will

    provide enough relays (femtorelays) They do not have the battery consumption problem They are easier to synchronize:

    stationary, backbone connection and better radio design

    They are more secure because they are part of the

    operators network

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    Motivation for CooperationMotivation for Cooperation

    Wireless channel by nature is a broadcast one. The broadcast channel can be fully exploited for broadcast traffic.

    But it is considered more as a foe than a friend, when it comes tounicast.

    Cooperative communications allow the overheard information

    be treated as useful signal, instead of interference. Relays process this overheard information and forward to

    destination.

    Network performance improved because edge nodes transmit athigher rate thus improving spectral efficiency.

    Candidate relays?Mobile user, macro/pico-cell BS, fixed relays, femtocell BS, etc.

    What are the incentives? Throughput, power, interference.

    A cross-layer design encompassing physical, MAC, network andapplication layers is required to address this problem.

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    Relaying in commercial systemsRelaying in commercial systems

    Cooperative / multihop communications have beenadopted in the next generation wireless systems.

    IEEE 802.11sEnables multihop and relays at MAC layer, does not providefor joint PHY-layer combining.

    IEEE 802.16jExpands previous single-hop 802.16 standards to includemultihop capability. Integrated into IEEE 802.16m draft.

    3GPP LTECooperative multipoint is supported with joint transmissionsand receptions to enable cost-effective throughputenhancement and coverage extension.

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    OutlineOutline

    Motivation for Cooperation Robust Cooperative MIMO Design

    Randomized Space Time Coding Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts Conclusions

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    Robust Cooperative MIMO DesignRobust Cooperative MIMO Design

    Limitations of previous cooperative methods: Single relay: low spatial diversity gain

    Multiple relays: consume more bandwidth resource when severalrelays sequentially forward signal

    Any alternative?

    Distributed Space-Time Coding (DSTC) How does DSTC work?

    Recruit multiple relays to form a virtual MIMO

    Each relayemulates an indexed antenna

    Each relaytransmits encoded signal corresponding to its antenna index

    Pros: Spatial diversity gains

    Cons: Tight synchronization required

    Relays need to be indexed, leading to considerable signaling cost

    Global channel state information needed

    Good DSTC might not exist for an arbitrary number of relays

    Unselected relays cannot forward, sacrificing diversity gain

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    Robust Cooperative MIMORobust Cooperative MIMO

    Randomized cooperation strategies provide powerful PHY layercoding techniques that alleviate the previous problems and allow robust and realistic

    cooperative transmission with multiple relays.

    randomize distributed space-time coding (R-DSTC) for diversity.

    randomized distributed spatial multiplexing (R-DSM) for spatialmultiplexing.

    Highlights of randomized cooperation: Relays are not chosen a-priori to mimic particular antennas

    Multiple relays can be recruited on-the-fly

    Relays are used opportunistically according to instantaneousfading levels

    Signaling overheads and channel feedback greatly reduced

    Performance comparable to centralized MIMO is attained

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    R-DSTC: A New SolutionR-DSTC: A New Solution

    Randomized Distributed Space-Time Coding (R-DSTC) How does R-DSTC work in PHY?

    Two-hop network: source station, relays, destination station.

    Relays re-encode the first-hop signals and forward over the second hop

    Unlike DSTC, R-DSTC relay does NOT transmit the signal from a specific indexedantenna

    Instead, each relay transmits a weighted linear combination of all streams of anunderlying STC codeword of size L x K.

    As long as the number of relays N>L-1, a diversity order ofL is achieved.

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    R-DSTC AdvantagesR-DSTC Advantages

    DSTC R-DSTC

    Only selected relays forward.Low diversity gain.

    All relays that overhear first hop signal canrelay.High diversity gain.

    Global and latest channel information

    REQUIRED for rate selection.

    Detailed channel information NOT

    REQUIRED; outdated estimates can beused.

    STC codeword allocation REQUIRED. STC codeword allocation NOTREQUIRED; transmissions can simply berandomized.

    Tight synchronization among relays

    REQUIRED.

    Tight synchronization among relays NOT

    REQUIRED.

    Received power unbalanced. Average received power from all relaysbalanced.

    Performance degrades whenever anyselected relay fails to relay.

    Full diversity order of L is reached whenN>L .

    Performance Comparison

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    Underlying orthogonal STBC codeword size: 2, 3, 4.

    PHY layer rates: 6, 9, 12, 18, 24, 36, 48, 54 BPSK, QPSK, 16-QAM, 64-QAM; Convolutional code 1/2, 2/3, 3/4 20 MHz bandwidth Contention window: 15 -1023 Transmit power: 100mW

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    Number of Subscriber Stations

    Throughput(Mbps)

    Single-hop

    Two-hop Single-helper (CoopMAC)

    Two-hop R-DSTC Channel Statistics

    Two-hop R-DSTC User Count

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    Number of Subscriber Stations

    Delay(seconds)

    Single-hop

    Two-hop Single-helper (CoopMAC)Two-hop R-DSTC Channel Statistics

    Two-hop R-DSTC User Count

    R-DSTC Performance (WiFi)R-DSTC Performance (WiFi)

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    CoopMAX: A Cooperative Relaying Protocol inCoopMAX: A Cooperative Relaying Protocol in

    Mobile WiMAX NetworkMobile WiMAX Network

    CoopMAX enables robust cooperation in a mobile environmentwith low signaling overheads.

    It is robust to mobility and imperfect knowledge of channel state.

    Simulation shows 1.8x throughput gain for a single cell withmobility, and 2x throughput gain for multicell deployment.

    Single cell

    deployment

    Multicell deployment

    W I C A T

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    R-DSM for spatial multiplexingR-DSM for spatial multiplexing

    Mismatch in the number of antennas on BS and MS Assuming each mobile station has only one antenna and the base station

    has L antennas

    Randomized Distributed Spatial Multiplexing (R-DSM) is basedBLAST scheme

    The channel capacity between the relays and the destinationsscales linearly with min(N,L), where N is the number of relays

    How does R-DSM work in PHY? Two-hop network: SISO transmission from source to relays first, followed by

    relays transmitting together to the destination using R-DSM. Each relay independently generates a random coefficient and then

    transmits a weighted sum of the signals for each antenna in BLAST scheme

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    PerformancePerformance

    Our results demonstrate that R-DSM scheme delivers MIMOsystem performance Average data rate for the second hop (relays-destination link) scales with

    the number of relays

    For direct transmissions, the peak data rate is supported at a short range

    R-DSM can increase the number of stations that can transmit near the peak

    data rate

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    Cooperative Video MulticastCooperative Video Multicast

    Performance of conventional video multicastschemes in an access network is limited

    Source transmits atthe lowesttransmission rate

    Receivers with

    good channel qualityunnecessarily suffer

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    Cooperative Video Multicast with R-DSTCCooperative Video Multicast with R-DSTC

    Source station transmitsa packet

    Nodes who receivethe packets become relayswhich re-encodethe first-hop signals andforward over the second hop

    Each relay transmits a

    weighted linear combinationof all streams ofan underlying STCwith a dimension of

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    Results: Single Layer SchemesResults: Single Layer Schemes

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    OutlineOutline

    Motivation for Cooperation

    Robust Cooperative MIMO Design Randomized Space Time Coding

    Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts

    Conclusions

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    Cooperative MIMO for Heterogeneous NetworksCooperative MIMO for Heterogeneous Networks

    For high mobility MSs or MSs that are covered by any femtocell,cooperative MIMO enables fully opportunisticuse of all available surrounding radios.

    increases network capacity and helps to reduce coverage holes.

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    Cooperative handoff for Pico/FemtocellsCooperative handoff for Pico/Femtocells

    Handoffs happen much more frequentlyfor MSs in a heterogeneous network Smaller BS coverage area

    Loosely planned or unplanned deployment

    Higher signaling overheads and more dropped calls Cooperative handoffs in Heterogeneous Networks

    Separate signaling and data paths Macrocell BS orchestrates handoff and allocates radio

    resources for data transmissions

    User data goes through surroundingpico/femtocell BSs either through their backhaul or bycooperative relaying

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    Cooperative Handoff for delay tolerantCooperative Handoff for delay tolerant

    applicationsapplications

    Macrocell BS tracks the locations of the MS and makes handoffpredictions based on which pico/femtocell BSs the MS ismoving to.

    In the downlink

    Macrocell BS pre-fetches user data packets to a

    cluster of pico/femtocell BSs via their backhauls Macrocell BS allocates frequency/time slots for the

    downlink data transmission

    Pico/femtocell BSs cooperatively transmit to the MSusing R-DSTC

    In the uplink

    Macrocell BS broadcasts the allocated frequency/time slotsfor the MSs

    A pico/femtocell BS that successfully decodes an uplink user

    packet forwards it to the Macrocell BS via its backhaul

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    Cooperative Interference CoordinationCooperative Interference Coordination

    Pico/femtocell BS deployments are unplanned with vastlydifferent power levels compared to macrocell BSdeployments

    The interference patterns are significantly different

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    Crossover gain (dB)

    Ra

    te(bps/Hz)

    Reuse 1

    Orthog

    HK

    Han-Kobayashi

    Orthogonalization

    Treat interferenceas noise

    Current cellular systemstreat interference as noise,which is not effective for highinterference levels

    Dynamic orthogonalization orHan-Kobayashi is needed

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    Very bad links(restricted

    assoc)

    Macro cell - planned

    Short-range model

    Very goodlinks

    (SNR>10 dB)

    Changing Interference ConditionsChanging Interference Conditions

    Macro - unplannedLoss fromrandomness

    (~2dB)

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    Belief Propagation SolutionBelief Propagation Solution

    Iterative message passing algorithm

    Widely used in coding, non-Gaussian estimation,machine learning

    Pass beliefs along edges of graphs representingestimates of the marginal distribution

    Natural distributed implementation for wireless.

    Similar methods used in many approximate BP algorithmsfor CDMA multiuser detection & non-Gaussian estimation:

    Caire, Boutros (02), Guo-Wang (06), Tanaka-Okada (05), Neirroti-Saad (05), Kabashima (05), Donoho, Maleki, Montanari (09),Bayati-Montanari (10), Rangan (10)

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    BP Multi-Round ProtocolBP Multi-Round Protocol

    TX1RX1RX2

    TX2

    Desired linkInterference Interference

    TX vector x2(0)

    Sensitivity D2(0)

    TX vector x1(0)

    Interference z1(0) and sensitivity D1(0)

    TX vector x2(1)

    Sensitivity D2(1)

    TX vector x1(1)

    Interference z1(1) and sensitivity D1(1)

    Data scheduledalong TX vector

    x1

    Round 0

    Round 1

    Datatransmission

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    Interference Coordination with RelaysInterference Coordination with Relays

    Still an open problem What are the optimal strategies for transmitters, relays and

    receivers to maximize spectrum efficiency? What is the best strategy for relays -

    Forwarding signal or forwarding interference?

    Preliminary information theoretical results show both signalrelaying and/or interference forwarding could be optimal undercertain regimes (Elza Erkip)

    Missing Components: Practical coding and signal processing schemes for

    cooperative interference coordination MAC design that handles the signaling between different

    entities participating in the cooperative interferencecoordination

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    OutlineOutline

    Motivation for Cooperation

    Robust Cooperative MIMO Design Randomized Space Time Coding

    Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts

    Conclusions

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    The Second-Last Mile ProblemThe Second-Last Mile Problem

    Explosively growing traffic demand More than 5 billion cell phones by 2010 Increasing number of data intensive applications 3G/4G standards are pushing up the macrocell data rates

    (~100 Mbps)

    Poor cellular infrastructure Most of the BS backhauls use four to six T1/E1 lines (~8 Mbps) Adding BSs or updating data lines is expensive

    (more than $10,000 per line and $50,000 per site annually)

    Macrocell backhaulhas become thebottleneck!

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    Solution: FemtoHaulSolution: FemtoHaul

    System Architecture for FemtoHaul FemtoHaul is a novel solution to the macrocell backhaul problem.

    In FemtoHaul, the femtocellbackhaul is used to carry non-

    femto user traffic by forwardingthrough a relay.

    Detailed Design Channel allocation

    mechanism based on

    OFDMA WiMAX; Policy for base stations to

    schedule user transmissions.

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    FemtoHaul Performance EvaluationFemtoHaul Performance Evaluation

    Backhaul SupplyRate Comparison Average Download Ratein Stationary Scenario

    Simulations demonstrate that our solution can significantly reducethe macrocell backhaul traffic while still guaranteeinga high rate to the subscribers

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    OutlineOutline

    Motivation for Cooperation Robust Cooperative MIMO Design

    Randomized Space Time Coding

    Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts

    Conclusions

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    Goal: Build a large scale experimental,deployable and scalable cooperative network(Erkip, Korakis, Panwar, Liu, Wang, Bertoni) Funding from NSF (MRI, CRI), WICAT, NYU-Poly

    We have taken two approaches PHY layer: Software Defined Radio (SDR) platform MAC layer: Open Source Driver Platform on Linux

    Cooperative Networking TestbedsCooperative Networking Testbeds

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    W SS I C O A C T C O OG

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    Implementing Cooperative PHYImplementing Cooperative PHY

    Cooperative protocols require changes inthe PHY layer Commercial devices do not give access to PHY

    Use Wireless Access Research Platform (WARP), aSDR by Rice University

    We have a basic three node system operating,consisting of one source, one relay and one

    receiver Cooperative coding using convolutional codes and

    soft decision decoding implemented

    We also have basic R-DSTC implemented

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    WARP SystemWARP System

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    Implementing Cooperative MAC forImplementing Cooperative MAC for

    IEEE 802.11IEEE 802.11

    Use open source drivers and commercialWiFi cards

    Advantages Backward compatible with 802.11

    Can be used in large testbeds such as ORBIT

    Disadvantages:

    No access to PHY(but still gains from Cooperative MAC)

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    OutlineOutline

    Motivation for Cooperation Robust Cooperative MIMO Design

    Randomized Space Time Coding

    Randomized Spatial Multiplexing

    Cooperation in Heterogeneous Network Cooperative Handover

    Cooperative Interference Coordination

    Combating Macrocell Backhaul Bandwidth Shortage

    Implementation Efforts

    Conclusions

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    ConclusionsConclusions

    Cooperation is a perfect match for the emergingheterogeneity in wireless communications

    Robust cooperative schemes (R-DSTC, R-DSM) requirelittle overhead and well suited even for MSs with highmobility

    Heterogeneous networks provide many capable relays forcooperation Cooperative handoff

    Cooperative interference coordination

    FemtoHaul: Offload traffic from constrained macrocellbackhaul to abundant femtocell backhaul

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    TThankhank YYou!ou!

    Our Cooperative Research website:

    http://coop.poly.edu

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    BackupBackup

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    Synchronization IssuesSynchronization Issues

    Nodes cooperating without central control will encounter thepractical problem of synchronizing their access to the channel. Distributed relays have no access to a global clock.

    Relays need to be synchronized both in time and frequency.

    Synchronization accuracy affects physical layer performance ofcooperative MIMO system.

    How to achieve synchronization? 4G systems (LTE and WiMAX) synchronize the transmissions from

    UE both in time and frequency via close-loop control.

    In a wireless LAN, relays can be synchronized by letting relays lockto a common reference signal. For example, the source cancontinuously transmit a reference carrier.

    R-DSTC performs well under residual synchronization errors1.

    1. M. Sharp, A. Scaglione and B. Sirkeci-Mergen, Randomized cooperation in asynchronous dispersivelinks, IEEE Transactions on Communications, vol. 57, no. 1, pp. 64-68, January 2009.

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    Incentives for cooperationIncentives for cooperation

    Cooperative relaying improves network capacity and reducesdelay. In a wireless LAN, throughput for each individual node can be

    improved.

    In a cellular network, the BS can provide incentive for relays byallocating more time/frequency resources to relays.

    Battery consumption Average Joule/Bit performance is improved.

    Energy consumption for nodes acting as relays (CoopMAC) is alsoreduced in wireless LANs2.

    By employing several relays, the energy consumption for eachindividual relay is just 1/L of the case of employing one relay.

    It is possible that a nodes battery drains faster because it acts as arelay for multiple sources, possibly as a result of its position.

    Not an issue for dedicated fixed relays, or femtocells acting as relays.2. S. Narayanan and S. Panwar, To Forward or Not to Forward - That is the Question, Wireless PersonalCommunications Special issue on cooperation in wireless networks Vol 43 No 1 pp 65-87 2007