iia san jose silicon valley...6101 bollinger canyon rd. san ramon, california how to read and decode...
TRANSCRIPT
1
ISSUE 01 February 2016
I I A S A N J O S EmdashS I L I C O N VA L L E Y
March Monthly Program
Click Here to Register
Data Analytics - Driving the future of internal audit
Event Type Chapter Event
Start DateTime 322016 1130 AM
End DateTime 322016 200 PM
Location Biltmore Hotel (Montague Expy at 101) 2151 Laurelwood Road Santa Clara CA 95054
CPE 2 CPE credits
Overview At Google were passionate about Data Analytics To remain relevant in a data-centric world Internal
Audit as a profession has to evolve Come hear how Google IA is using Data Analysis to fundamentally change how we get work done
Speaker Brian Lammert from Google IArsquos DA practice
Brian is a Sr Manager in the Google Internal Audit department and is currently responsible for the IT Audit team supporting other bets in addition to the Internal Audit Data Analysis team spanning Alphabet Prior to that Bri-
an served as the head of Internal Audit for Googles mobile devices division and held earlier roles in various audit and consulting capacities across the Financial Services Utilities and Manufacturing industries
2
Misunderstanding Risk and Internal Audit Norman Marks February 2 2016
There are many voices urging people to act when it comes to the topics of risk management and the role of in-
ternal audit Unfortunately most of these voices are like sirens tempting you to go the wrong way
A recent piece on AcountingWeb entitled More boards count on internal audit to identify risks has good inten-tions but could lead people astray
For a start it is not internal auditrsquos role to identify risks That is most definitely managementrsquos responsibility In-
ternal audit should
Audit and assess managementrsquos ability to identify assess and manage the more significant risks that can
affect (positively or negatively) the achievement of objectives That assessment should be communicated
formally to the board and top management on at least an annual basis
Audit and assess the adequacy of the controls relied upon to manage the risks that matter to the achieve-
ment of objectives reporting same to board
Ensure the board understands where the controls are not adequate and that failure raises the level of risk
to objectives to an unacceptable level Internal audit should (but frequently does not) identify which objec-
tives are affected
Add value by providing insight and recommendations to management to improve the systems of risk man-
agement and internal control
Now if internal audit is not doing the above there is a problem Reading the article it can be assumed that
many internal audit departments are falling short ndash and that management and the board do not set the
expectations for internal audit high enough
Another assumption from the article is that many management teams do not have the capability to identify as-
sess and manage risk That is why some are defaulting to internal audit to step in But while internal audit can
and should report situations where the risk is different to what management and the board believe internal au-
dit should not be the function relied upon to identify risk
Yes internal audit can take on additional risk management responsibilities ndash as a coordinator facilitator and
evangelist But it must not assume management tasks such as assessing the level of risk or deciding what ac-
tion is required ndash which would compromise its independence and objectivity
Do you agree
We can discuss this further in Chicago in April See wwwriskreimaginedcom for details About the author Norman Marks ldquoA semi-retired former evangelist CAE and CRO I now advise companies and individuals on how they can improve their operations - focusing primarily on internal audit risk management SOX and corpo-rate governance I continue to blog write present and teach and am available for occasional consulting ldquo
Article
Institute of Internal Auditors San Jose Chapter
3
2016
March 2nd Effective use of data analytics
April 6th Applying process analysis techniques for Internal Audits
May 4th Internal Auditrsquos role in compliance
June 1st Audit Committee perspective over the role of internal audit Panel of Audit Committee chairs and CAEs
Schedule of Upcoming IIA San Jose Events
Institute of Internal Auditors San Jose Chapter
Mark your
Calendars
4
Chapter Date Time Location Topic
Sacramento February 24
730-1000am
VSP HQ 2 3188 Zinfandel Drive Rancho Cordova
CA
Construction Contract Oversight for New Kings Arena
Chapter website here
NCEB
(Northern CA East Bay)
February 18 200-400pm
6101 Bollinger Canyon Rd
San Ramon California How to Read and Decode People
Chapter website here
San Francisco February 10 2016 900am ndash 500pm
Deloitte 555 Mission Street
(Between 1st and 2nd Sts) San Francisco CA 94105
Internal Audit Leadership Winter Seminar
Chapter website here
CALENDAR OF EVENTS
IIA Regional Chapter Events
5
Education Learning and Training
Institute of Internal Auditors San Jose Chapter
CIA Exam Prep Courses
The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2016 to help
you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and
will take place on weekdays from 830am - 445pm on the following dates
Section 1 Thursday March 3-Friday March 4 (16 CPEs)
Section 2 Monday April 4 - Tuesday April 5 (Sec 2 Day 2 ends at 315pm) (15 CPEs)
Section 3 Monday May 9 - Tuesday May 10 and Monday May 23 - Tuesday May 24 (32 CPEs)
All classes will take place at the ServiceNow facility at 2221 Lawson Lane Santa Clara CA 95054
Classes will meet in Building A
Participants are required to use the IIAs CIA Learning Materials version 40 These are included in
the course price (If you already have the V4 CIA Learning System materials please contact agilmore-
allengmailcom)
Register Here Now
The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for in-
ternal auditors and remains the standard by which individuals demonstrate their competency and pro-
fessionalism in the internal auditing field Candidates leave the program enriched with educational ex-
perience information and business tools that can be applied immediately in any organization or busi-
ness environment The CIA exam is available through computer-based testing allowing you to test
year-round at more than 500 locations worldwide
About the Instructor
Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has
taught the comprehensive course using the IIAs CIA Learning System numerous times through Chap-
man University UC Davis and Rice University to federal government agencies and Fortune 500 com-
panies as well as overview courses at numerous IIA International and Regional Conferences includ-
ing the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chapter Presi-
dent District Representative and District Advisor and chaired the IIAs Chapter Relations Committee
for 25 years
If you have questions please contact Alisanne at agilmoreallengmailcom
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
2
Misunderstanding Risk and Internal Audit Norman Marks February 2 2016
There are many voices urging people to act when it comes to the topics of risk management and the role of in-
ternal audit Unfortunately most of these voices are like sirens tempting you to go the wrong way
A recent piece on AcountingWeb entitled More boards count on internal audit to identify risks has good inten-tions but could lead people astray
For a start it is not internal auditrsquos role to identify risks That is most definitely managementrsquos responsibility In-
ternal audit should
Audit and assess managementrsquos ability to identify assess and manage the more significant risks that can
affect (positively or negatively) the achievement of objectives That assessment should be communicated
formally to the board and top management on at least an annual basis
Audit and assess the adequacy of the controls relied upon to manage the risks that matter to the achieve-
ment of objectives reporting same to board
Ensure the board understands where the controls are not adequate and that failure raises the level of risk
to objectives to an unacceptable level Internal audit should (but frequently does not) identify which objec-
tives are affected
Add value by providing insight and recommendations to management to improve the systems of risk man-
agement and internal control
Now if internal audit is not doing the above there is a problem Reading the article it can be assumed that
many internal audit departments are falling short ndash and that management and the board do not set the
expectations for internal audit high enough
Another assumption from the article is that many management teams do not have the capability to identify as-
sess and manage risk That is why some are defaulting to internal audit to step in But while internal audit can
and should report situations where the risk is different to what management and the board believe internal au-
dit should not be the function relied upon to identify risk
Yes internal audit can take on additional risk management responsibilities ndash as a coordinator facilitator and
evangelist But it must not assume management tasks such as assessing the level of risk or deciding what ac-
tion is required ndash which would compromise its independence and objectivity
Do you agree
We can discuss this further in Chicago in April See wwwriskreimaginedcom for details About the author Norman Marks ldquoA semi-retired former evangelist CAE and CRO I now advise companies and individuals on how they can improve their operations - focusing primarily on internal audit risk management SOX and corpo-rate governance I continue to blog write present and teach and am available for occasional consulting ldquo
Article
Institute of Internal Auditors San Jose Chapter
3
2016
March 2nd Effective use of data analytics
April 6th Applying process analysis techniques for Internal Audits
May 4th Internal Auditrsquos role in compliance
June 1st Audit Committee perspective over the role of internal audit Panel of Audit Committee chairs and CAEs
Schedule of Upcoming IIA San Jose Events
Institute of Internal Auditors San Jose Chapter
Mark your
Calendars
4
Chapter Date Time Location Topic
Sacramento February 24
730-1000am
VSP HQ 2 3188 Zinfandel Drive Rancho Cordova
CA
Construction Contract Oversight for New Kings Arena
Chapter website here
NCEB
(Northern CA East Bay)
February 18 200-400pm
6101 Bollinger Canyon Rd
San Ramon California How to Read and Decode People
Chapter website here
San Francisco February 10 2016 900am ndash 500pm
Deloitte 555 Mission Street
(Between 1st and 2nd Sts) San Francisco CA 94105
Internal Audit Leadership Winter Seminar
Chapter website here
CALENDAR OF EVENTS
IIA Regional Chapter Events
5
Education Learning and Training
Institute of Internal Auditors San Jose Chapter
CIA Exam Prep Courses
The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2016 to help
you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and
will take place on weekdays from 830am - 445pm on the following dates
Section 1 Thursday March 3-Friday March 4 (16 CPEs)
Section 2 Monday April 4 - Tuesday April 5 (Sec 2 Day 2 ends at 315pm) (15 CPEs)
Section 3 Monday May 9 - Tuesday May 10 and Monday May 23 - Tuesday May 24 (32 CPEs)
All classes will take place at the ServiceNow facility at 2221 Lawson Lane Santa Clara CA 95054
Classes will meet in Building A
Participants are required to use the IIAs CIA Learning Materials version 40 These are included in
the course price (If you already have the V4 CIA Learning System materials please contact agilmore-
allengmailcom)
Register Here Now
The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for in-
ternal auditors and remains the standard by which individuals demonstrate their competency and pro-
fessionalism in the internal auditing field Candidates leave the program enriched with educational ex-
perience information and business tools that can be applied immediately in any organization or busi-
ness environment The CIA exam is available through computer-based testing allowing you to test
year-round at more than 500 locations worldwide
About the Instructor
Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has
taught the comprehensive course using the IIAs CIA Learning System numerous times through Chap-
man University UC Davis and Rice University to federal government agencies and Fortune 500 com-
panies as well as overview courses at numerous IIA International and Regional Conferences includ-
ing the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chapter Presi-
dent District Representative and District Advisor and chaired the IIAs Chapter Relations Committee
for 25 years
If you have questions please contact Alisanne at agilmoreallengmailcom
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
3
2016
March 2nd Effective use of data analytics
April 6th Applying process analysis techniques for Internal Audits
May 4th Internal Auditrsquos role in compliance
June 1st Audit Committee perspective over the role of internal audit Panel of Audit Committee chairs and CAEs
Schedule of Upcoming IIA San Jose Events
Institute of Internal Auditors San Jose Chapter
Mark your
Calendars
4
Chapter Date Time Location Topic
Sacramento February 24
730-1000am
VSP HQ 2 3188 Zinfandel Drive Rancho Cordova
CA
Construction Contract Oversight for New Kings Arena
Chapter website here
NCEB
(Northern CA East Bay)
February 18 200-400pm
6101 Bollinger Canyon Rd
San Ramon California How to Read and Decode People
Chapter website here
San Francisco February 10 2016 900am ndash 500pm
Deloitte 555 Mission Street
(Between 1st and 2nd Sts) San Francisco CA 94105
Internal Audit Leadership Winter Seminar
Chapter website here
CALENDAR OF EVENTS
IIA Regional Chapter Events
5
Education Learning and Training
Institute of Internal Auditors San Jose Chapter
CIA Exam Prep Courses
The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2016 to help
you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and
will take place on weekdays from 830am - 445pm on the following dates
Section 1 Thursday March 3-Friday March 4 (16 CPEs)
Section 2 Monday April 4 - Tuesday April 5 (Sec 2 Day 2 ends at 315pm) (15 CPEs)
Section 3 Monday May 9 - Tuesday May 10 and Monday May 23 - Tuesday May 24 (32 CPEs)
All classes will take place at the ServiceNow facility at 2221 Lawson Lane Santa Clara CA 95054
Classes will meet in Building A
Participants are required to use the IIAs CIA Learning Materials version 40 These are included in
the course price (If you already have the V4 CIA Learning System materials please contact agilmore-
allengmailcom)
Register Here Now
The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for in-
ternal auditors and remains the standard by which individuals demonstrate their competency and pro-
fessionalism in the internal auditing field Candidates leave the program enriched with educational ex-
perience information and business tools that can be applied immediately in any organization or busi-
ness environment The CIA exam is available through computer-based testing allowing you to test
year-round at more than 500 locations worldwide
About the Instructor
Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has
taught the comprehensive course using the IIAs CIA Learning System numerous times through Chap-
man University UC Davis and Rice University to federal government agencies and Fortune 500 com-
panies as well as overview courses at numerous IIA International and Regional Conferences includ-
ing the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chapter Presi-
dent District Representative and District Advisor and chaired the IIAs Chapter Relations Committee
for 25 years
If you have questions please contact Alisanne at agilmoreallengmailcom
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
4
Chapter Date Time Location Topic
Sacramento February 24
730-1000am
VSP HQ 2 3188 Zinfandel Drive Rancho Cordova
CA
Construction Contract Oversight for New Kings Arena
Chapter website here
NCEB
(Northern CA East Bay)
February 18 200-400pm
6101 Bollinger Canyon Rd
San Ramon California How to Read and Decode People
Chapter website here
San Francisco February 10 2016 900am ndash 500pm
Deloitte 555 Mission Street
(Between 1st and 2nd Sts) San Francisco CA 94105
Internal Audit Leadership Winter Seminar
Chapter website here
CALENDAR OF EVENTS
IIA Regional Chapter Events
5
Education Learning and Training
Institute of Internal Auditors San Jose Chapter
CIA Exam Prep Courses
The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2016 to help
you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and
will take place on weekdays from 830am - 445pm on the following dates
Section 1 Thursday March 3-Friday March 4 (16 CPEs)
Section 2 Monday April 4 - Tuesday April 5 (Sec 2 Day 2 ends at 315pm) (15 CPEs)
Section 3 Monday May 9 - Tuesday May 10 and Monday May 23 - Tuesday May 24 (32 CPEs)
All classes will take place at the ServiceNow facility at 2221 Lawson Lane Santa Clara CA 95054
Classes will meet in Building A
Participants are required to use the IIAs CIA Learning Materials version 40 These are included in
the course price (If you already have the V4 CIA Learning System materials please contact agilmore-
allengmailcom)
Register Here Now
The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for in-
ternal auditors and remains the standard by which individuals demonstrate their competency and pro-
fessionalism in the internal auditing field Candidates leave the program enriched with educational ex-
perience information and business tools that can be applied immediately in any organization or busi-
ness environment The CIA exam is available through computer-based testing allowing you to test
year-round at more than 500 locations worldwide
About the Instructor
Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has
taught the comprehensive course using the IIAs CIA Learning System numerous times through Chap-
man University UC Davis and Rice University to federal government agencies and Fortune 500 com-
panies as well as overview courses at numerous IIA International and Regional Conferences includ-
ing the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chapter Presi-
dent District Representative and District Advisor and chaired the IIAs Chapter Relations Committee
for 25 years
If you have questions please contact Alisanne at agilmoreallengmailcom
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
5
Education Learning and Training
Institute of Internal Auditors San Jose Chapter
CIA Exam Prep Courses
The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2016 to help
you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and
will take place on weekdays from 830am - 445pm on the following dates
Section 1 Thursday March 3-Friday March 4 (16 CPEs)
Section 2 Monday April 4 - Tuesday April 5 (Sec 2 Day 2 ends at 315pm) (15 CPEs)
Section 3 Monday May 9 - Tuesday May 10 and Monday May 23 - Tuesday May 24 (32 CPEs)
All classes will take place at the ServiceNow facility at 2221 Lawson Lane Santa Clara CA 95054
Classes will meet in Building A
Participants are required to use the IIAs CIA Learning Materials version 40 These are included in
the course price (If you already have the V4 CIA Learning System materials please contact agilmore-
allengmailcom)
Register Here Now
The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for in-
ternal auditors and remains the standard by which individuals demonstrate their competency and pro-
fessionalism in the internal auditing field Candidates leave the program enriched with educational ex-
perience information and business tools that can be applied immediately in any organization or busi-
ness environment The CIA exam is available through computer-based testing allowing you to test
year-round at more than 500 locations worldwide
About the Instructor
Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has
taught the comprehensive course using the IIAs CIA Learning System numerous times through Chap-
man University UC Davis and Rice University to federal government agencies and Fortune 500 com-
panies as well as overview courses at numerous IIA International and Regional Conferences includ-
ing the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chapter Presi-
dent District Representative and District Advisor and chaired the IIAs Chapter Relations Committee
for 25 years
If you have questions please contact Alisanne at agilmoreallengmailcom
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
6
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
IIA Convenient Learning Platforms
The IIAs learning solutions meet the needs of audit practitioners regardless of travel schedule training budget
learning style or experience level Our multiple learning platforms make it easy for you to fit training into your busy
schedule
Seminars Multi-day training events that offer a variety of classroom-style courses
eLearning Facilitated courses offered via the Internet in shorter sessions over multiple days Members-only Webi-
nars interactive multi-day online eWorkshops on various topics offering multiple session flexibility
On-site Training Customizable courses for five or more attendees presented at the organizations location or deliv-ered virtually You cant get much more convenient than having IIA on-site training come to you with its portfolio
of more than 60 courses that can be customized and delivered live or virtually to groups of five or more at your or-ganization
Conferences Multi-day multi-track training events that draw practitioners from around the world
Conference Date Location
General Audit Management Conference March 7ndash9 2016 Gaylord Texan Resort amp Convention Cen-
ter Dallas-Ft Worth TX
Gaming amp Hospitality Conference April 6ndash7 2016 The Mirage Las Vegas NV
Central Regional Conference May 1ndash4 2016 Music City CenterNashville TN
International Conference ndash IIA 75th Anniversary
Celebration July 17ndash20 2016 Javits Convention Center New York NY
Governance Risk and Control Conference (an
IIA and ISACA Collaboration) Aug 22ndash24 2016
Diplomat Resort amp Spa Ft Lauderdale
FL
West District 3 (Northern California) District
Conference Sept 18-20 2016 Napa Valley Marriott Napa CA
Financial Services Exchange Sept 26ndash27 2016 Renaissance Downtown Washington
Washington DC
All Star Conference Oct 17ndash19 2016 The Mirage Las Vegas NV
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
7
More Education Learning and Training
Institute of Internal Auditors San Jose Chapter
GAINreg Benchmarking Tool
What Do You GAIN From the Benchmarking Tool
Want to know how your internal audit department measures up The Global Audit Information
Networkreg (GAINreg) Benchmarking Tool allows you to benchmark your internal audit depart-ment easily affordably and transparently It lets you compare your audit departments size expe-
rience and other metrics against the averages of similar organizations in peer groups that YOU
choose Metrics include Organizational statistics
Department staffing and costs
Oversight including audit committee information Operational measures including audit lifecycles
Performance measures
Risk assessment and audit planning information No matter what your benchmarking needs are the GAIN Benchmarking Tool has you covered
With participants in 17 industries more than 100 sub-industries and 42 countries the GAIN
Benchmarking Tool will help you unlock real answers to organizational questions Click on the
link above for more information
Vision University Vision University (VU) is The IIAs premier CAE development program This unique training
brings together world-class CAEs and facilitators during four days of instruction and interactive
work sessions The innovative yet practical curriculum is designed by and for CAEs and is con-stantly updated to reflect current best practices Gain the tools techniques and strategies to pre-
pare yourself and your organization for the future
Past VU participants have repeatedly told The IIA that the benefits they derived from their partici-
pation have been invaluable The opportunity to engage with your colleagues in thought-provoking discussions over the course of VU will leave you energized with new ideas Whats
more the network of VU participants you will join is unparalleled for benchmarking and moving
your career forward Beyond receiving 285 CPE credits to accelerate your success VU attendees receive
An Audit Executive Center full-year membership at the Professional level (US $895 value)
A one-year complimentary IIA membership for non-members (US $230 value) including a subscription to the award-winning Internal Auditor (Ia) magazine and accompanying
smartphone app
US $500 gift certificate to The IIA Research Foundation Bookstore
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
8
JOB LISTINGS
Institute of Internal Auditors San Jose Chapter
Check out more details on the IIA San Jose website under Careers
Internal AuditSOX Manager - Moss Adams LLP San Francisco or Silicon Valley CA
Internal Audit Specialist - Intel Santa Clara CA or Folsom CA
Senior Auditor - Del Monte Foods Inc - Pleasant Hill CA
Auditor II - Office of the City Auditor City of Berkeley - Berkeley CA
Note Your local IIA posts jobs as a courtesy to its members and the community however we do not endorse or vouch for these employers in any way
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
9
CERTIFICATIONS CORNER
Unlock Your Door to Opportunity with IIA Global Certifications
The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is pro-fessionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers
placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table
Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for
the Exam (5) Take the Exam (6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below
EARNING YOUR CERTI-
FICATION IS LIKE
HAVING A KEY TO THE
VAST WORLD OF
OPPORTUNITIES THE
PROFESSION OFFERS
CIA Important Change
to Education
Requirements
The IIArsquos Global Board of
Directors recently ap-
proved an alternate path to
eligibility for the Certified
Internal Auditor designa-
tion for candidates who do
not have a bachelorrsquos de-
gree from an accredited
university
Candidates may now be-
come eligible for the CIA
subject to approval if they
possess either
2 years of post-
secondary education
and 5 years of verified
experience in internal
auditing or its equiva-
lent
7 years of verified ex-
perience in internal
audit or its equivalent
As it becomes available
more information will be
posted on the IIA Certifica-
tions website so check
back for updates and de-
tails
NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website
wwwlearningmarketorg
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative
10
GOVERNANCE
Institute of Internal Auditors San Jose Chapter
Chapter Officers Name E-mail
Chapter President Andrew Wheatley (ServiceNow) andrewwheatleyservicenowcom
1st Vice President- Programs David Coulombe (Juniper) dcoulombejunipernet
2nd Vice President- Seminars Jerome Anonuevo (Maxim) jeromeanonuevomaximintegratedcom
3rd Vice President - Communications Steve Fineberg (Moss Adams LLP) stephenfinebergmossadamscom
Secretary Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Treasurer Urmi Vora (Logitech) uvoralogitechcom
Committee Chair Name E-mail
Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom
Academic Relations Chair Wendy Roberts (Viavi Solutions) wendyrobertsviavisolutionscom
CAP Chair Jennifer Izzarelli (Violin Memory) jenniferizzarelliyahoocom
Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom
Membership Chair Lav Pachauri (Xleron) lavpachaurijunipernet
Research Chair Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom
Communications - Advocacy Chair Cameron McAulay (KLA-Tencor) cameronmcaulaykla-tencorcom
Communications - Social Media Chair Vacant
Programs Coordinator Meilani Hendrawidjaja (KPMG) mhendrawidjajakpmgcom
Assistant VP of Programs Nauzer Gotla (Flextronics) nauzergotlaflextronicscom
Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom
MMT Administrator Lav Pachauri (Xleron) lavpachaurixleroncom
Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom
Nominating Chair Vacant
BOG Members Name E-mail
Board of Governors (2015) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom
Board of Governors (2015) Vacant
Board of Governors (2015) Ed Pitts (Avago Technologies) edwardcpittscomcastnet
Board of Governors (2015) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom
Board of Governors (2015) Farah Faruqui (PWC) farahfaruquiuspwccom
Board of Governors (2015) Mark Gosling (NetApp) markgoslingnetappcom
Board of Governors (2016) Wendy Roberts (JDSU) wendyrobertsjdsucom
Board of Governors (2016) Susan Insley (Vmware) sinsleyvmwarecom
Board of Governors (2016) Vacant
Board of Governors (2016) Steven Proctor (Flextronics) stevenproctorflextronicscom
Board of Governors (2016) Michelle Stillman DeBello (HP Enterprise) Michelledebellahpecom
Board of Governors ndash Past President Vacant
Board of Governors (2016) TBD - Government Representative