hsbc bank plc regulatory capital instruments 20 june · pdf filethe information contained in...
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HSBC Bank plc
Regulatory Capital Instruments
30 June 2016
This document is a disclosure document published as required by and solely for the purpose of compliance with Article 437(1) of Regulation (EU) No. 575/2013 (the "CRR") to provide a description of the main features of HSBC Bank plc’s capital instruments.
The information contained in this document has been compiled in accordance with the CRR, Commission Implementing Regulation (EU) No 1423/2013, Q&A published by the European Banking Authority and regulatory guidance published by the UK Prudential Regulatory Authority.
Disclosure in the required format has resulted in simplification and abbreviation of the features of the capital instruments described herein. The information contained in this document is not intended to be a comprehensive description of such instruments. No investor or prospective investor in any such instruments should rely upon the description contained in this document and HSBC Bank plc shall not be liable for any inaccuracy or misstatement contained in this document.
The full terms and conditions of certain instruments are accessible by links embedded in this document. The full terms and conditions of the remaining instruments, being HSBC Bank plc’s publicly issued instruments, are available via HSBC’s website (http://www.hsbc.com/investor-relations/fixed-income-securities) or by contacting Group Investor Relations ([email protected]).
Information with respect to any instrument in this document should not be used for investment advice and does not constitute an offer to sell or solicitation of an offer to buy any such instrument or any advice or recommendation with respect to such instrument. When making a decision about your investments, you should seek the advice of a professional financial advisor.
1
HSBC Bank plc Regulatory Capital Instruments
ContentsInstrument PageOrdinary Shares_________________________________________________________________________________________________________ 3Preferred Ordinary Share_________________________________________________________________________________________________ 4Undated Subordinated Resettable Additional Tier 1 Instruments issued 2015 (Callable December 2020 onwards)__________________________ 5Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2019 onwards)____________________________________ 6Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2024 onwards)____________________________________ 75.844% Non-cumulative Step-up Perpetual Preferred Securities__________________________________________________________________ 85.862% Non-cumulative Step-up Perpetual Preferred Securities__________________________________________________________________ 9Non-cumulative Third Dollar Preference Shares_______________________________________________________________________________ 10Midcorp Limited Non-cumulative Redeemable Preference Shares_________________________________________________________________ 11Undated Floating Rate Primary Capital Notes_________________________________________________________________________________ 12Undated Floating Rate Primary Capital Notes_________________________________________________________________________________ 13Undated Floating Rate Primary Capital Notes (Series 3)_________________________________________________________________________ 145% Callable Subordinated Notes 2023_______________________________________________________________________________________ 155.375% Callable Subordinated Step-up Notes 2030_____________________________________________________________________________ 167.65% Subordinated Notes 2025____________________________________________________________________________________________ 176.5% Subordinated Notes 2023_____________________________________________________________________________________________ 185.375% Subordinated Notes 2033___________________________________________________________________________________________ 196.25% Subordinated Notes 2041____________________________________________________________________________________________ 204.75% Subordinated Notes 2046____________________________________________________________________________________________ 21Subordinated Floating Rate Notes 2021______________________________________________________________________________________ 22Floating Rate Subordinated Loan 2021_______________________________________________________________________________________ 23Floating Rate Subordinated Loan 2023_______________________________________________________________________________________ 24Perpetual Subordinated Debt______________________________________________________________________________________________ 25Floating Rate Subordinated Loan 2025_______________________________________________________________________________________ 265.25% nachr. Anleihe_____________________________________________________________________________________________________ 275.18% Schuldscheindarlehen 2016__________________________________________________________________________________________ 284.31 % Schuldscheindarlehen 2016__________________________________________________________________________________________ 295.29% Schuldscheindarlehen 2017__________________________________________________________________________________________ 305.33% Schuldscheindarlehen 2017__________________________________________________________________________________________ 314.36% Schuldscheindarlehen 2018__________________________________________________________________________________________ 324.42% Schuldscheindarlehen 2018__________________________________________________________________________________________ 335.36% Schuldscheindarlehen 2019__________________________________________________________________________________________ 345.35% Schuldscheindarlehen 2019__________________________________________________________________________________________ 355.43% Schuldscheindarlehen 2019__________________________________________________________________________________________ 365.35% Schuldscheindarlehen 2019__________________________________________________________________________________________ 375.36% Schuldscheindarlehen 2019__________________________________________________________________________________________ 384.1% Schuldscheindarlehen 2020___________________________________________________________________________________________ 394.77% Schuldscheindarlehen 2021__________________________________________________________________________________________ 404.50% Schuldscheindarlehen 2021__________________________________________________________________________________________ 415.5% Schuldscheindarlehen 2022___________________________________________________________________________________________ 425.5% Schuldscheindarlehen 2023___________________________________________________________________________________________ 434.21% Schuldscheindarlehen 2025__________________________________________________________________________________________ 444.21% Schuldscheindarlehen 2025__________________________________________________________________________________________ 455.5% Schuldscheindarlehen 2028___________________________________________________________________________________________ 46Namensgenussschein____________________________________________________________________________________________________ 47Namensgenussschein____________________________________________________________________________________________________ 48Namensgenussschein____________________________________________________________________________________________________ 49Namensgenussschein____________________________________________________________________________________________________ 50EUR16m, TSDI, TMO-0.25%, Perpetual_______________________________________________________________________________________ 51EUR30m 5.9% Subordinated Bonds_________________________________________________________________________________________ 52
2
Ordinary Shares
1 Issuer HSBC Bank plc
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
NA
3 Governing law(s) of the instrument English Law
4 Transitional CRR rules Common Equity Tier 15 Post-transitional CRR rules Common Equity Tier 1
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated Solo & Consolidated
7 Instrument type (types to be specified by each jurisdiction) Ordinary Shares
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
GBP 21,099.0
9 Nominal amount of instrument (Currency in million) GBP 797.09a Issue price - 9b Redemption price - 10 Accounting classification Shareholders' Equity11 Original date of issuance Various12 Perpetual or dated Perpetual13 Original maturity date No Maturity14 Issuer call subject to prior supervisory approval NA
15 Optional call date, contingent call dates and redemption amount NA
16 Subsequent call dates, if applicable NA
17 Fixed or floating dividend/coupon NA
18 Coupon rate and any related index NA
19 Existence of a dividend stopper No
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
Fully discretionary
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
Fully discretionary
21 Existence of step up or other incentive to redeem No22 Noncumulative or cumulative Noncumulative23 Convertible or non-convertible Non-convertible
24 If convertible, conversion trigger (s) NA
25 If convertible, fully or partially NA26 If convertible, conversion rate NA27 If convertible, mandatory or optional conversion NA28 If convertible, specify instrument type convertible into NA29 If convertible, specify issuer of instrument it converts into NA30 Write-down features No
31 If write-down, write-down trigger(s) NA
32 If write-down, full or partial NA33 If write-down, permanent or temporary NA34 If temporary write-down, description of write-up mechanism NA
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
Immediately subordinate to Additional Tier 1
36 Non-compliant transitioned features No
37 If yes, specify non-compliant features NA
Terms and Conditions Articles
3
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Preferred Ordinary Share
HSBC Bank plc
NA
English Law
Common Equity Tier 1Common Equity Tier 1
Solo & Consolidated
Ordinary Shares
GBP 0.0
GBP 0.0 - - Shareholders' Equity16 September 1993PerpetualNo MaturityNA
NA
NA
NA
NA
No
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Additional Tier 1
No
NA
Articles
4
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Subordinated Resettable Additional Tier 1 Instruments issued 2015 (Callable December 2020 onwards)HSBC Bank plc
NA
English Law
Additional Tier 1 Eligible
Solo & Consolidated
Additional Tier 1
GBP 1,388.5
EUR 1,900.0100 100 Shareholders' Equity21 December 2015PerpetualNo MaturityYes21 December 2020 - Redemption at ParTax and regulatory calls at any time - Par
On any annual interest payment date after 21 December 2020
Fixed until the first call date; resettable rate every 5 years
5.95% From 22 December 2020, resettable based on the 5-year Mid-market Swap Rate + 5.67%.
No
Fully discretionary
Fully discretionary
No NoncumulativeNon-convertible
NA
NANANANANAYesEither Solo or Consolidated Common Equity Tier 1 Ratio of the issuer as of any date falls below 7.00%FullPermanentNone
Immediately subordinate to Tier 2
No
NA
AT1 issued in 2015 (Callable December 2020)
5
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2019 onwards) HSBC Bank plc
NA
English Law
Additional Tier 1 Eligible
Solo & Consolidated
Additional Tier 1
GBP 1,095.5
GBP 1,095.5100 100 Shareholders' Equity19 December 2014PerpetualNo MaturityYes19 December 2019 - Redemption at ParTax and regulatory calls at any time - Par
On any quarterly interest payment date after 19 December 2019
Floating
3 month GBP LIBOR + 5.05%
No
Fully discretionary
Fully discretionary
No NoncumulativeNon-convertible
NA
NANANANANAYesEither Solo or Consolidated Common Equity Tier 1 Ratio of the issuer as of any date falls below 7.00%FullPermanentNone
Immediately subordinate to Tier 2
No
NA
AT1 issued in 2014 (Callable December 2019)
6
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2024 onwards) HSBC Bank plc
NA
English Law
Additional Tier 1 Eligible
Solo & Consolidated
Additional Tier 1
GBP 1,100.0
GBP 1,100.0100 100 Shareholders' Equity19 December 2014PerpetualNo MaturityYes19 December 2024 - Redemption at ParTax and regulatory calls at any time - Par
On any quarterly interest payment date after 19 December 2024
Floating
3 month GBP LIBOR + 5.20%
No
Fully discretionary
Fully discretionary
No NoncumulativeNon-convertible
NA
NANANANANAYesEither Solo or Consolidated Common Equity Tier 1 Ratio of the issuer as of any date falls below 7.00%FullPermanentNone
Immediately subordinate to Tier 2
No
NA
AT1 issued in 2014 (Callable December 2024)
7
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.844% Non-cumulative Step-up Perpetual Preferred Securities
HSBC Bank Capital Funding (Sterling 1) L.P.
XS0179407910
Jersey Law (except English Law for Adjusted Distributable Reserves)
Additional Tier 1Ineligible
Solo & Consolidated
Perpetual non-cumulative preference shares
GBP 700.0
GBP 700.0100 100 Liability - amortised cost05 November 2003Perpetual No MaturityYes05 November 2031 - Redemption at ParTax and regulatory calls at any time - Par
On each distribution date thereafter
Fixed to floating
5.844% From 05 November 2031, distribution rate changes from fixed 5.844% to 6 month GBP LIBOR plus 1.76%.
Yes
Fully discretionary
Fully discretionary
YesNoncumulativeConvertibleContractual - Converts (i) on 5 Nov 2048 if still outstanding, (ii) if either Solo or Consolidated Total Capital Ratio of HSBC Bank plc falls below the minimum required by UK regulator, or (iiI) the Board of HSBC Bank plc expects (ii) to occur in the near future. Always convert fully1:1 Preference shareMandatoryAdditional Tier 1HSBC Bank plcNo
NA
NANANA
Immediately subordinate to Tier 2
YesDividend stopper. Step-up feature. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
8
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.862% Non-cumulative Step-up Perpetual Preferred Securities
HSBC Bank Capital Funding (Sterling 2) L.P.
XS0189704140
Jersey Law (except English Law for Adjusted Distributable Reserves)
Additional Tier 1Ineligible
Solo & Consolidated
Perpetual non-cumulative preference shares
GBP 333.7
GBP 300.0100 100 Liability - fair value option 07 April 2004Perpetual No MaturityYes07 April 2020 - Redemption at ParTax and regulatory calls at any time - Par
On each distribution date thereafter
Fixed to floating
5.862%From 07 April 2020, distribution rate changes from fixed 5.862% to 6 month GBP LIBOR plus 1.85%.
Yes
Fully discretionary
Fully discretionary
YesNoncumulativeConvertibleContractual - Converts (i) on 7 April 2019 if still outstanding, (ii) if either Solo or Consolidated Total Capital Ratio of HSBC Bank plc falls below the minimum required by UK regulator, or (iiI) the Board of HSBC Bank plc expects (ii) to occur in the near future. Always convert fully1:1 Preference shareMandatoryAdditional Tier 1HSBC Bank plcNo
NA
NANANA
Immediately subordinate to Tier 2
YesDividend stopper. Step-up feature. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
9
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Non-cumulative Third Dollar Preference Shares
HSBC Bank plc
NA
English Law
Additional Tier 1 Ineligible
Solo & Consolidated
Perpetual non-cumulative preference shares
GBP 430.7
USD 875.0100 100 Shareholders' Equity22 July 2001Perpetual No MaturityYes
26 July 2006 - Redemption at Par
Anytime after 26 July 2006 subject to 30 days notice.
Fixed
7.50%
Yes
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Tier 2
Yes
Without Non- Viability Loss Absorption Clauses
Third USD Preference Shares
10
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Midcorp Limited Non-cumulative Redeemable Preference Shares
Midcorp Limited
NA
English Law
Additional Tier 1 Ineligible
Consolidated
Perpetual non-cumulative preference shares
GBP 150.0
GBP 150.0100 100 Non-controlling interest in consolidated subsidiary07 December 2005Perpetual No MaturityYes
15 December 2010 - Redemption at Par
Anytime after 15 December 2010 subject to 21 days notice.
Floating
1 year GBP LIBOR + 1.30%. The 1 year GBP LIBOR rate used to calculate the dividend shall be fixed on the preceding 15 December of each year.
No
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Tier 2
Yes
Without Non- Viability Loss Absorption Clauses
Midcorp GBP150m Preference Shares
11
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes
HSBC Bank plc
GB0005902332
English Law
Tier 2Tier 2
Solo & Consolidated
Perpetual debt instruments
GBP 558.2
USD 750.0100 100 Liability - amortised cost19 June 1985Perpetual No MaturityYes01 June 1990 - Redemption at ParTax call at any time - Par
On each distribution date thereafter
Floating
6 month USD LIBOR + 0.25%, subject to minimum of 0.68750%.
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
12
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes
HSBC Bank plc
XS0015190423
English Law
Tier 2Tier 2
Solo & Consolidated
Perpetual debt instruments
GBP 372.1
USD 500.0100 100 Liability - amortised cost18 September 1985Perpetual No MaturityYes01 September 1990 - Redemption at ParTax call at any time - Par
On each distribution date thereafter
Floating
6 month LIBOR + 0.25%, subject to minimum of 0.75%.
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
13
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes (Series 3)
HSBC Bank plc
GB0005903413
English Law
Tier 2Tier 2
Solo & Consolidated
Perpetual debt instruments
GBP 223.3
USD 300.0100 100 Liability - amortised cost11 December 1986Perpetual No MaturityYes01 June 1992 - Redemption at ParTax call at any time - Par
On each distribution date thereafter
Floating
6 month LIBOR + 0.10%, subject to minimum of 0.6%.
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
14
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5% Callable Subordinated Notes 2023
HSBC Bank plc
XS0164876517
English Law
Tier 2Ineligible
Solo & Consolidated
Tier 2
GBP 370.9
GBP 350.099.09 100 Liability - fair value option 20 March 2003Dated20 March 2023Yes20 March 2018 - Redemption at ParTax call at any time - Par
NA
Fixed to floating
5% From 20 March 2018, interest rate changes from fixed 5% to gross redemption yield of then prevailing 5 year UK Gilt + 1.8%.
No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
15
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.375% Callable Subordinated Step-up Notes 2030
HSBC Bank plc
XS0204377310
English Law
Tier 2Ineligible
Solo & Consolidated
Tier 2
GBP 439.2
GBP 350.099.05 100 Liability - fair value option 04 November 2004Dated04 November 2030Yes04 November 2025 - Redemption at ParTax call at any time - Par
On each distribution date thereafter
Fixed to floating
5.375% From 04 November 2025, interest rate changes from fixed 5.375% to 3 month GBP LIBOR + 1.5%.
No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
16
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
7.65% Subordinated Notes 2025
HSBC Bank plc
US597433AC57
New York Law (except English Law for subordination provisions)
Tier 2Ineligible
Solo & Consolidated
Tier 2
GBP 313.6
USD 300.099.83 100 Liability - fair value option 10 May 1995Dated01 May 2025NoNo optional call for issuer. Holder had option to call on 01 May 2007 at par.
NA
Fixed
7.65%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
YesHolders had a one-off right to accelerate the scheduled payment of principal. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
17
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
6.5% Subordinated Notes 2023
HSBC Bank plc
XS0088317853
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 299.3
GBP 299.399.083% and 101.132% for 1998 and 2000 issue respectively100 Liability - amortised cost07 July 1998 and 30 November 2000Dated07 July 2023No
Tax call at any time - Par
NA
Fixed
6.5%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
18
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.375% Subordinated Notes 2033
HSBC Bank plc
XS0174470764
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 681.9
GBP 500.098.83 100 Liability - fair value option 22 August 2003Dated22 August 2033No
Tax call at any time - Par
NA
Fixed
5.375%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
19
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
6.25% Subordinated Notes 2041
HSBC Bank plc
XS0120514335
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 223.8
GBP 223.899.043% and 102.328% for 2000 and 2001 issue respectively100 Liability - amortised cost30 November 2000 and 23 February 2001Dated30 January 2041No
Tax call at any time - Par
NA
Fixed
6.25%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
20
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.75% Subordinated Notes 2046
HSBC Bank plc
XS0247840969
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 593.3
GBP 593.398.51 100 Liability - amortised cost24 March 2006Dated24 March 2046No
Tax call at any time - Par
NA
Fixed
4.75%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
21
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Notes 2021
HSBC Bank plc
NA
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 309.6
USD 450.0100 100 Liability - amortised cost11 February 2011Dated11 February 2021No
Tax call at any time - Par
NA
Floating
3 month USD LIBOR + 1.86%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD450m Subordinated Floating (Due in 2021)
22
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Floating Rate Subordinated Loan 2021
HSBC Bank plc
NA
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 997.6
USD 1,450.0100 100 Liability - amortised cost11 February 2011Dated11 February 2021No
NA
NA
Floating
3 month USD LIBOR + 1.86%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD1,450m Floating Rate (Due 2021)
23
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Floating Rate Subordinated Loan 2023
HSBC Bank plc
NA
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 537.8
EUR 650.0100 100 Liability - amortised cost12 December 2013Dated12 December 2023Yes
12 December 2018 - Redemption at Par.
On each distribution date thereafter
Floating
3 month EURIBOR + 2.03%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
EUR650m Floating Rate (Due 2023)
24
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Perpetual Subordinated Debt
HSBC Bank plc
NA
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 2,130.4
USD 2,862.4100 100 Liability - amortised cost28 March 2011PerpetualNo MaturityYes
29 March 2016 - Redemption at Par.
On each distribution date thereafter
Floating
USD LIBOR + 2.68%
No
Partially discretionary
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD2,862mm Floating Rate (Perpetual)
25
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Floating Rate Subordinated Loan 2025
HSBC Bank plc
NA
English Law
Tier 2Tier 2
Solo & Consolidated
Tier 2
GBP 1,042.0
USD 1,400.0100 100 Liability - amortised cost11 August 2015Dated11 August 2025No
NA
NA
Floating
3 month US LIBOR + 1.95%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD1,400m Floating Rate (Due 2025)
26
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.25% nachr. Anleihe
HSBC Trinkaus & Burkhardt AG
DE000A0AMEY5
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.2
EUR 5.099.33 100 Liability - amortised cost09 February 2004Dated18 February 2019No
NA
NA
Fixed
5.25%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG EUR5m (Due 2019)
27
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.18% Schuldscheindarlehen 2016
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 0.1
EUR 10.0100 100 Liability - amortised cost08 July 2004Dated13 July 2016No
NA
NA
Fixed
5.18%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
28
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.31 % Schuldscheindarlehen 2016
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 0.6
EUR 10.2100 100 Liability - amortised cost13 November 2006Dated16 November 2016No
NA
NA
Fixed
4.31%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
29
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.29% Schuldscheindarlehen 2017
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 1.6
EUR 7.0100 100 Liability - amortised cost14 June 2007Dated19 June 2017No
NA
NA
Fixed
5.29%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
30
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.33% Schuldscheindarlehen 2017
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 3.2
EUR 23.0100 100 Liability - amortised cost19 June 2007Dated19 June 2017No
NA
NA
Fixed
5.33%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
31
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.36% Schuldscheindarlehen 2018
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 3.9
EUR 10.0100 100 Liability - amortised cost13 November 2006Dated16 November 2018No
NA
NA
Fixed
4.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
32
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.42% Schuldscheindarlehen 2018
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.0
EUR 5.0100 100 Liability - amortised cost17 November 2006Dated22 November 2018No
NA
NA
Fixed
4.42%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
33
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.36% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.2
EUR 5.0100 100 Liability - amortised cost09 February 2004Dated12 February 2019No
NA
NA
Fixed
5.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
34
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.35% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.2
EUR 5.0100 100 Liability - amortised cost09 February 2004Dated25 February 2019No
NA
NA
Fixed
5.35%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
35
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.43% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.2
EUR 5.0100 100 Liability - amortised cost06 February 2004Dated25 February 2019No
NA
NA
Fixed
5.43%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
36
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.35% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 2.2
EUR 5.0100 100 Liability - amortised cost06 February 2004Dated12 February 2019No
NA
NA
Fixed
5.35%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
37
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.36% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 1.4
EUR 3.0100 100 Liability - amortised cost22 April 2004Dated26 April 2019No
NA
NA
Fixed
5.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
38
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.1% Schuldscheindarlehen 2020
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 13.2
EUR 20.0100 100 Liability - amortised cost01 June 2005Dated22 June 2020No
NA
NA
Fixed
4.10%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
39
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.77% Schuldscheindarlehen 2021
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 24.1
EUR 30.0100 100 Liability - amortised cost04 May 2006Dated10 May 2021No
NA
NA
Fixed
4.77%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
40
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.50% Schuldscheindarlehen 2021
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 8.3
EUR 10.0100 100 Liability - amortised cost02 October 2006Dated11 October 2021No
NA
NA
Fixed
4.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
41
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2022
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 8.3
EUR 10.088.24 100 Liability - amortised cost23 May 2002Dated27 June 2022No
NA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
42
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2023
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 8.3
EUR 10.087.87 100 Liability - amortised cost23 May 2002Dated27 June 2023No
NA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
43
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.21% Schuldscheindarlehen 2025
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 8.3
EUR 10.0100 100 Liability - amortised cost06 July 2005Dated07 July 2025No
NA
NA
Fixed
4.21%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
44
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.21% Schuldscheindarlehen 2025
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 4.1
EUR 5.0100 100 Liability - amortised cost06 July 2005Dated08 July 2025No
NA
NA
Fixed
4.21%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
45
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2028
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 8.3
EUR 10.086.53 100 Liability - amortised cost23 May 2002Dated27 June 2028No
NA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
46
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249144
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 0.5
EUR 6.0100 100 Liability - amortised cost22 September 2006Dated31 December 2016NoNATax call at any time - Par
NA
Fixed
4.77%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
47
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249151
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 0.4
EUR 5.0100 100 Liability - amortised cost22 September 2006Dated31 December 2016NoNATax call at any time - Par
NA
Fixed
4.78%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
48
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249136
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 27.6
EUR 37.0100 100 Liability - amortised cost22 September 2006Dated31 December 2020NoNATax call at any time - Par
NA
Fixed
4.91%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
49
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249177
German Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 38.8
EUR 52.0100 100 Liability - amortised cost25 September 2006Dated31 December 2020NoNATax call at any time - Par
NA
Fixed
4.89%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
50
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
EUR16m, TSDI, TMO-0.25%, Perpetual
HSBC France
FR0000585333
French Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 13.4
EUR 16.2100 100 Liability - amortised cost22 July 1985Perpetual No MaturityNo
NA
NA
Floating
TEC10 (TMO has been replaced by TEC10 + 0.25% i.e. 10y constant maturity French government bond).
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to all other Tier 2 Capital instruments
Yes
Without Non- Viability Loss Absorption at Group level
HSBC France EUR16m TSDI TMO 0.25% Perpetual
51
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules 5 Post-transitional CRR rules
6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated
7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval
15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 a Fully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
EUR30m 5.9% Subordinated Bonds
HSBC Bank Malta
MT0000031238
Maltese Law
Tier 2Ineligible
Consolidated
Tier 2
GBP 11.3
EUR 30.0100 100 Liability - amortised cost07 October 2008Dated07 October 2018NoNATax and regulatory calls at any time - Par
NA
Fixed
5.90%
No
Mandatory
Mandatory
NoNon-Cumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Bank Malta 5.9% Subordinated (Due in 2018)
52