hpi 101 · hpi 101 (how would you know you’re not as good as you think you are?) april 29, 2016...

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HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Page 1: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

HPI 101(How would you know you’re not as good as you think you are?)

APRIL 29, 2016

Presented by: Bill Rigot

Page 2: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

First law of safety

• Never take a • Sleeping pill• And a Laxative• At the same time• In any order ….. 

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Page 3: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

First corollary 

• Never Remove A• Safety Barrier• That Has A• Dent In It

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Page 4: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Agenda

• Understanding Human Error• HPI Principles• Managing Risk• Complexity of Socio‐technical Systems• High Performing Organizations• Getting to Foresight

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Page 5: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

On Human Error…

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Page 6: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Origin of Human Error

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10%Human ErrorSlip, trip or lapse

Equipment Failures

Human Errors

Operational Upsets

System Induced Error

Page 7: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Page 8: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Safety is not the absence of accidents.

Safety is the capacity of

defenses to fail gracefully

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Page 9: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

People Are As Safe As They Need To Be, Without Being Overly Safe…In Order To Get Their Job Done.

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Page 10: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Or are they?

Page 11: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Page 12: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Complete this sentence

Kenny Is:

Page 13: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

PRINCIPLES of Human Performance improvement (HPI)*

• People are fallible, and even the best make mistakes• Error likely situations are predictable, manageable 

and preventable• Individual behavior is influenced by organizational processes 

and values• People achieve high levels of performance largely because of 

encouragement and reinforcement received from leaders, peers and subordinates

• Events can be avoided by an understanding of the reasons mistakes occur and application of the lessons learned from past events (or errors)

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*DOE HDBK‐1028‐2009Human Performance Improvement Handbook

Page 14: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Human Performance In A Nutshell

• The purpose of Human Performance is to reduce the frequency and severity of events triggered by human error*

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*DOE HDBK‐1028‐2009Human Performance Improvement Handbook

Page 15: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Why Human Performance?•“We are what we repeatedly do.  Excellence, then, is not an act but a habit.”

• Aristotle (384 BC – 322 BC)

• “Practice doesn’t make perfect; practice makes permanent.”

• Choir Director (2010)

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Performance = Behaviors + ResultsP = B + R

Page 16: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

WIIFM?

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Page 17: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 18: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 19: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 20: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 21: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 22: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 23: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot
Page 24: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Human Performance

“ To understand failure…we must first understand our reaction to failure.”

“People do not operate in a vacuum, where they can decide and act all‐powerfully.  To err or not to err is not a choice.  Instead, people’s work is subject to and constrained by multiple factors.”    

— Sidney Dekker

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Page 25: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Worker’s Don’t Cause Failures.

Worker’s Trigger Latent Conditions That Lie Dormant In OrganizationsWaiting for This Specific Moment In Time.

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Page 26: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Failure Defined…

“Accidents are the unexpected combination of normal performance variability”

Eric Hollnagel

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Page 27: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Accidents Don’t Happen Because Workers Gamble and Lose…

Accidents Happen Because:• What is about to happen is simply not possible.• What is about to happen has no perceived 

connection to what is currently happening.• The possibility of getting the intended outcome is 

well worth whatever risk there is.

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Page 28: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

How We See Events

Old View• Human error is a cause of 

accidents• To explain failure, 

investigations must seek failures of parts of systems

• These investigations must find inaccurate assessments and bad decisions

New View• Human error is a symptom of 

trouble deeper inside a system• To explain failure, do not try to 

find out where people went wrong

• Instead, find out how peoples’ actions and assessments made sense at the time given the circumstances that surrounded them.

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Page 29: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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Page 30: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

“The problem with the future is that more bad things can happen than will happen.”

Page 31: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Identification of Critical Tasks

• If you try to fix everything you will go broke and crazy.

• You must pinpoint the critical areas of your processes and duties to identify places which have the greatest risk and greatest value to the stability and reliability of your work.

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Page 32: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Risk‐Important Actions and Critical Steps

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All Procedure Steps

All Risk‐Important Actions

Critical Steps

Critical Steps:actions that will trigger immediate, irreversible harm

Risk‐Important Steps:procedure steps or actions that expose products, services, or assets to the potential for or actual harm.

Page 33: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Attention To Task

Familiarity With Task

Automatic

Hi

Hi

If - Then

Patterns

1:10,000Inattention

1:1000Misinterpretation

1:2Mental Picture

Performance ModesTranslated from Jens Rasmussen

Human Errors: A Taxonomy for Describing Human Malfunction in Industrial Instillations

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Page 34: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

People Discover Safety…

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Clearly Safeto do Work

Clearly Not Safeto do WorkThe Grey Area:

Uncertaininterpretationof Safe work

Page 35: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

How did this happen?

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Page 36: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

How did this happen?

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Page 37: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

How did this happen?

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Page 38: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

How did this happen?

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Page 39: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

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The Traditional Safety Emphasis on Pre‐Work and Planning

Work as Imagined

Work as Done

Pre-JobReviewPlanningJHA/JSATraining

Page 40: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Two Views of Failure

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Newtonian Complex‐Adaptive

Page 41: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

StartOf

Job

Hazard

Event

NormalWorkEvent

Context:Learning

Safety Understood:Drift and Accumulation

NormallySuccessful!

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Page 42: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

What You Ask For Is What You Get

The Pressure To Know...

Outweighs The Pressure To Learn

Time

Info

rmat

ion

Event

Notify LearnFix

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Page 43: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Safety Defined

• Safety is not the absence of events…

• Safety is the capacity of systems to fail gracefully

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Page 44: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Immediate Steps

Successful organizations seem to do four things very well:• Constantly predicting the next failure• Consistently reducing operational complication• Respond with urgency to pre‐cursor data• Respond to events with deliberation

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Page 45: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

Questions?

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Page 46: HPI 101 · HPI 101 (How would you know you’re not as good as you think you are?) APRIL 29, 2016 Presented by: Bill Rigot

For More Information• ITI HPI and Accident Investigation Classes

– September 6‐8• Houston, TX

– December 6‐8• Houston, TX

• Bill Rigot– [email protected]– 706‐627‐7590

View the ITI Human Performance Improvement full course details @ iti.com/hpi