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    Communicated by Nancy

    Kopell

    Synchrony in Excitatory

    Neural

    Networks

    D. Hansel

    Centre de Physique Thiorique UPR0 14 C NR S,

    Ecole Polytechnique, 91128 Palaiseau Cedex, France

    G. Mato

    Racah Institute of Physics and Center for Neural Com putation,

    Hebrew University, 91 904 Jerusalem, lsrael

    C. Meunier

    Centre de Physique Th iorique UPRO14 C N R S,

    Ecole Polytechnique, 91128 Palaiseau Cedex, France

    Synchronization properties of fully connectec. netwoi,s of identical os-

    cillatory neurons are studied, assuming purely excitatory interactions.

    We analyze their dependence on the time course of the synaptic in-

    teraction and on the response of the neurons to small depolarizations.

    Two types of responses are distinguished. In the first type, neurons al-

    ways respond to small depolarization by advancing the next spike. In

    the second type, an excitatory postsynaptic potential

    EPSP)

    eceived

    after the refractory period delays the firing of the next spike, while

    an EPSP received at a later time advances the firing. For these

    two

    types of responses we derive general conditions under which excita-

    tion destabilizes in-phase synchrony. We show that excitation is gen-

    erally desynchronizing for neurons with a response of type I but can

    be synchronizing for responses of type I1 when the synaptic interac-

    tions are fast. These results are illustrated on three models of neurons:

    the Lapicque integrate-and-fire model, the model of Connor et

    al.,

    and

    the Hodgkin-Huxley model. The latter exhibits a type I1 response, at

    variance with the first

    t w o

    models, that have type I responses. We then

    examine the consequences of these results for large networks, focusing

    on the states of partial coherence that emerge. Finally, we study the

    Lapicque model and the model

    of

    Connor

    e t al .

    at large coupling and

    show that excitation can be desynchronizing even beyond the weak

    coupling regime.

    1

    Introduction

    Synaptic interactions between neurons are usually classified as excita-

    tory or inhibitory according to the value of the reversal potential of the

    Neural Computation 7, 307-337

    (1995) @ 1995

    Massachusetts Institute

    of

    Technology

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    308

    D.

    Hansel,

    G.

    Mato, and C. Meunier

    synapses. However, as observed in Kopell (19881, there is no obvious

    relationship between this classification and the dynamic behavior of a

    network of interconnected neurons. If one focuses on synchronization

    properties of neural systems, a more fundamental classification of the in-

    teractions should be in terms of synchronizing interactions, that favor

    a stable in-phase state (where all the neurons fire at the same time) and

    desynchronizing interactions that tend to destabilize this state.

    This paper examines the conditions under which excitatory interac-

    tions synchronize a network of neurons that fire spikes periodically. In

    particular, we will relate the synchronization properties

    to

    the response

    of the neurons to perturbations

    of

    their membrane potential. For this

    purpose we focus on a simple case: a homogeneous and fully connected

    network of excitatory neurons. Moreover we do not take into account

    interaction delays. Some of the results presented in this paper have been

    reported in Hansel et a l . (1993~).

    In many cases a small excitatory postsynaptic potential

    (EPSP)

    sys-

    tematically advances the next spike of the neuron, except when it occurs

    during the period of refractoriness where it has no effect. As shown

    below, this form of response is found, for instance, in simple integrate-

    and-fire models and in the model of Connor et

    a l .

    (1977). We call such a

    response to EPSPs a response of type

    I.

    Using the phase reduction method

    (Ermentrout and Kopell 1991; Kuramoto 1984; Neu 19791, a powerful

    technique that has been applied recently to neural modeling (Ermentrout

    and Kopell 1991; Grannan et

    al.

    1992; Hansel

    et al.

    1993a,c; Kopell 19881,

    we show that in general two weakly coupled neurons with a response

    of type I do not lock stably in-phase. We then illustrate this desynchro-

    nizing effect of excitation on specific models of neurons and show that

    it occurs for synapses with physiologically relevant time constants (for

    non-NMDA synapses).

    If the in-phase state of a pair of neurons is unstable, a network of

    such neurons cannot synchronize fully. Partially coherent states then

    emerge in the network. It is even possible that no coherence can be

    achieved and that the asynchronous state turns out to be stable. We

    give examples

    of

    such collective states of large networks, focusing on

    the model of Connor et

    al.,

    which exhibits rotating waves (Kuramoto

    1991;

    Watanabe and Strogatz 1993) and switching states (Hansel

    et

    al.

    1993b). Our study is based on numerical simulations, but it should be

    noted that some properties of these states can be studied analytically in

    the framework of phase reduction (Kuramoto 1984; Monnet

    et

    al . 1994;

    Watanabe and Strogatz 1993).

    Beyond the weak coupling limit, our general arguments on the desyn-

    chronizing nature of excitation for neurons of type

    I

    no longer hold

    and our investigation relies on the study

    of

    specific models: namely an

    integrate-and-fire model and the model of Connor et

    al.

    For both models

    we find that in an intermediate (but wide) range of coupling strength the

    predictions of phase reduction remain qualitatively valid. However, for

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    Synchrony

    in

    Excitatory

    Neural

    Networks

    309

    stronger coupling, the deviations from this limit become important. For

    the integrate-and-fire model we show analytically that the desynchro-

    nizing effect of the excitation is amplified at strong coupling, anti-phase

    locking being achieved even at finite coupling. For the model of Connor

    et aI. our simulations show that if the rise time of the interaction is large

    enough the situation is very similar to what is found for the integrate-

    and-fire model. On the other hand, for a short rise time, increasing the

    coupling strength can make the excitation synchronizing.

    Not all the neurons have a response of type I. Another form of re-

    sponse is found, for instance, for the standard Hogdkin-Huxley (HH)

    model (Hodgkin and Huxley 1952). There is a region of the limit cycle,

    just after the refractory period, where a depolarization delays the firing

    of the next spike (for reasons that will become clear later, we will say that

    in this region the response is negative).

    A

    response of this kind will be

    called type 11. We show that at weak coupling the region of negative re-

    sponse tends to stabilize the in-phase state. The Hodgkin-Huxley model

    provides an example in which this stabilizing effect

    is

    strong enough to

    make fast excitatory interactions synchronizing. For slower interactions

    excitation is once again desynchronizing.

    The paper is organized as follows. In Section 2 we present the basic

    types of models of neurons considered in this study. After recalling

    the phase reduction method our general results at weak coupling are

    established and illustrated on specific examples in Section3. In Section

    4

    the case

    of

    large coupling is addressed. Finally, the last section is devoted

    to a discussion.

    2 The Models

    2.1 Conductance-Based Neurons. Conductance-based models

    account for spiking by incorporating the dynamics of voltage-dependent

    membrane currents (see for instance Tuckwell 1988). In this framework,

    the dynamics of a neuron is described by the equation for the membrane

    potential V:

    d V

    C - = I

    d t ext

    (2.1)

    where

    C

    is the membrane capacitance, and g , and

    V;

    are, respectively, the

    voltage-dependent conductance of the ith ionic current and its reversal

    potential. The gating variables

    of

    the ith current have been denoted here

    by

    Xi

    nd the model must also specify their relaxation dynamics. The

    synaptic current

    Isyn(t)

    s modeled as

    (2.2)

    syn(f) = - (V

    -

    Vsyn)gsyn(t)

    where Vsyn is the reversal potential of the synapse, and

    (2.3)

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    310

    D.

    Hansel,

    G.

    Mato, and

    C.

    Meunier

    the summation being performed over all the spikes emitted by the presy-

    naptic neurons at times tspike. The synaptic interaction is usually classified

    according to whether

    Vsyn

    is larger or smaller than the threshold potential

    Vth, at which the postsynaptic neuron generates spikes. ForVsyn

    >

    Vth the

    interaction is called excitatory, while for

    Vsyn

    0)

    as

    no description of the spike is incorporated in the model and the driving

    forceVsyn-V remains approximately constant in the subthreshold regime.

    Note that the membrane capacitance

    C

    was assumed to equal 1 and

    omitted from 2.7.

    One can also introduce in this model a refractory period, if necessary,

    by imposing that

    V(t)

    remains equal to

    0

    for a time T , after the firing

    of a spike. If the neurons are not interacting (8 =

    0)

    they emit spikes

    periodically with a period

    TO

    =

    T ,

    70

    ln(1

    8/lext),

    for

    Iext

    >

    8.

    Without

    loss of generality one can assume 70 = 1, measuring then the time in

    units of

    70.

    3 The Case of Weak Interaction

    3.1 Reduction

    to

    Phase Models. In general, the dynamic equations of

    conductance-based neurons cannot be solved analytically and the study

    of synchronization in networks of such neurons must rely on numerical

    computations. However, if the neurons display a periodic behavior (limit

    cycle), if their firing rates all lie in a narrow range, and if the coupling

    is weak, a reduction to a phase model can be performed that greatly

    simplifies the analysis.

    Let us briefly recall the principle of such a reduction (Ermentrout and

    Kopell 1991; Kopell 1988; Kuramoto 1984). It is based on an averaging

    theorem that enables one to describe the state of each neuron i by a

    phase variable i i = 1,. . N, where

    N

    is the number of nonlinear

    cycle oscillators in the system) indicating the position of neuron i on

    its limit cycle and to replace the original system of equations for the

    N

    oscillators by a simpler set of

    N

    differential equations that governs

    the time evolution of the coupled phase variables. This differential

    systems reads

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    312

    D.

    Hansel, G . Mato, and C. Meunier

    where wi is the natural frequency of neuron i, that is, its frequency at

    zero coupling, while r gives the effective interaction between any two

    neurons. I7 depends only on the relative phase on the two neurons. The

    system is invariant with respect to a global rotation of all the phases,

    that are thus defined up to an arbitrary constant. It is conventional to

    choose the phases so that firing occurs for ,

    = 0

    mod 27r. Note that the

    dependence on the relative phases stems from the assumption of weak

    coupling. For phase models at arbitrary coupling the interaction between

    two neurons depends on the values of both phases; the integrate-and-fire

    model studied below provides an example of that situation.

    The effective interaction between the phases is given by

    (3.2)

    This formula can be interpreted as follows. The effective interaction be-

    tween the presynaptic neuron j and the postsynaptic neuron i is obtained

    by convolving over one period the synaptic current

    Isyn(+'l,

    ),due to the

    EPSPs

    (or IPSPs) generated by neuron

    j,

    and the "response function"

    Z

    of the target neuron i to these perturbations. The function Z is nothing

    else than the phase resetting curve of the neuron in the limit of van-

    ishingly small perturbations of the membrane potential. If

    Z ( )

    > 0 a

    small and instantaneous depolarization at of the neuron will advance

    the next spike; if

    Z( )

    < 0 the next spike will be delayed. To calculate

    r one must implement numerically the rigorous method described in

    Ermentrout and Kopell (1984) and Kopell (1988) or the more qualitative

    algorithm explained in Hansel et al. (1993a). Note that the 27r-periodic

    function r depends only on the single neuron dynamics. Once this effec-

    tive phase interaction is determined it can be used to analyze networks

    of arbitrary complexity. Note also that the introduction of a delay

    A

    in

    the interaction is immediate in this formalism:

    r(+)

    s just replaced by

    r(4

    -

    A).

    The synaptic current in 3.2 is

    I s y n ( 4 ,

    )

    = -gsyn( ) [V(4) - Vsynl

    L y n ( 4 ,

    ) =

    gsyn(l i , ) (3.4)

    (3.3)

    for an interaction described by equation 2.2 and

    for an interaction described by a current independent of the postsynaptic

    voltage as in the integrate-and-fire model of Section 2.2. In the two cases

    the function

    gsyn(+)

    must take into account all the spikes emitted by the

    presynaptic neuron and has to be computed at the leading order in

    g.

    It

    has period 27r and is defined, for

    0

    5 u

    0.

    Therefore:

    (3.12)

    where ,

    = 27rTr/T

    is the length of the refractory region expressed in

    terms of phase. Let us introduce $* = max($,, $+), where QP s the phase

    at which gsyneaches its peak value. We have then

    The first contribution to r(0) s negative and tends to stabilize the in-

    phase state while the second is positive and tends to destabilize it. There-

    fore the stability

    of

    the in-phase locked state will depend on the balance

    between these two terms.

    If ,

    > $+,

    the stabilizing term disappears. This provides a sufficient

    condition for the in-phase state to be unstable. This situation will be

    encountered, in particular, for interactions with a rise time short with

    respect to

    T,.

    We can estimate in such cases how the unstability rate

    depends on 7 1 and 7 2 (note that l lPvaries slowly when

    TI

    or 7 2 increases).

    At fixed

    72

    the overlap between

    Z

    and

    g

    increases with

    71

    Therefore

    r(0)

    increases also and the in-phase state becomes more unstable. Similarly,

    increasing 7 2 at fixed 71 enhances the instability of the in-phase state.

    Another general statement, valid even if

    $+

    > $+, can be made if

    Z

    reaches its maximum just before the firing of the spike and then drops

    abruptly to

    0

    (as occurs for the Lapicque model, see below). In that

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    Synchrony in Excitatory Neural Networks

    315

    Z

    0.06

    0.04

    0.02

    0.00

    0

    V

    27r

    0

    2.x:

    V

    Figure

    1:

    (a) The response function

    Z

    as a function of time along one cycle

    of the model of Connor et al. The frequency of the neuron is approximately

    57

    Hz.

    The origin of the time scale is set at the firing of the spike. (b) The

    two functions

    -Z( )[V( )

    - Vsyn] (solid line) and

    gsyn($)

    dashed line) for the

    model of Connor et

    a l .

    Same frequency as in (a). The scales for both curves are

    arbitrary. The interaction is excitatory (Vsyn

    =

    0). The rise time is

    72

    = 1 msec

    and the decay time is

    TI

    = 3 msec. The convolution of these two functions

    yields the effective interaction

    r

    of the phase model.

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    D. Hansel, G. Mato, and C. Meunier

    case the excitation is always desynchronizing. Indeed, since the function

    gsyn($) s periodic one has

    (3.14)

    As

    gtyn($)

    >

    0 in the interval [0,h] he mean value theorem ensures that

    for some +; in this interval

    J ? 8 ; y " ( m w + -

    J P I = Z ( N

    o

    gsyn($)d@

    Similarly there exists some in the interval

    [d ,

    7r]

    such that

    (3.15)

    (3.16)

    Using equation 3.14 and the fact that

    Z

    is monotonically increasing we

    have

    ~* "g ~y n ( + ) z ( ~ / l ) d ~ j- gLyn(+)Z($)dg

    (3.17)

    Therefore the desynchronizing contribution to r (0) s predominant.

    One can rely on a similar argument to prove that if Z

    is

    differentiable

    everywhere and has only one maximum, an excitatory interaction with

    instantaneous rise is desynchronizing whatever its decay time.'

    These results can be extended by continuity. It is clear that the two

    contributions to

    r (0)

    can be comparable only if dip and the maximum

    of Z are not too far apart. Since &