KUMAR GAURAV

Viman Nagar Pune - 411014 Phone: +91-9699630353 yougaurav@gmail.com____________________________________________________________________________________

Career ObjectiveTo obtain a position that allows for use of administrative, banking, operational and leadership skills to positively contribute to the organization, which help me in my carrier enhancement.

Professional Experience CLSA Technology & Services Private Limited – Worked as a Compliance Consultant from 23rd May

2016 till 24th August 2016. RBS Business Services Pvt. Ltd. - Worked as a Senior Analyst from 08th August 2011 till 03rd July

2015.

Last Profile: Compliance Consultant Employer’s Name : CLSA Technology & Services Pvt. Ltd. Corporate Title : Compliance ConsultantDirect Reporting : Project ManagerTenure : From 23rd May 2016 till 24th August 2016.Responsibilities:

To act as a point of contact for global FATCA Reporting. Coordinating the work among team. Taking care of COB formalities for new clients and vendors. Client Interaction: Proactively resolving client’s queries at the process level in order to ensure high level

of client satisfaction, also tracking the client for tax forms (W8/W9/CRS) and KYC documents. Perform KYC screening for negative news on Google and Complinet. Working on tools like Identity, Goldtier, Equifax, Experian, LexisNexis etc. Monitoring group inbox and FATCA application work queues. Taking call on regular basis with offshore team. To work with the Corporate Tax Compliance and Counterparties, to collect corporate tax documents

(W9/W8/CRS) and analyze, validate and implement in our records and compliance requirements across multiple business lines and regions.

Managing and ensuring compliance with Corporate Tax Regulations including procurement and validation processes and procedures, and FATCA classification and related AML/KYC regulatory and policy requirements.

Preparation of FATCA reporting report of various countries for the higher management. Preparation of audit report for the process. Basic knowledge of 1042-s and 1099 forms SLA (Service Level Agreement) Compliance: Ensuring that all the transactions are executed as per the

prescribed guidelines and timelines in order to meet the SLA targets.

Previous Profile: Senior AnalystEmployer’s Name : RBS Business Services Pvt. Ltd. Corporate Title : Senior Process Associate.Direct Reporting : Line ManagerTenure : From 11th August 2011 till 3rd July 2015

Responsibilities: To act as a SME for the Quality Checking process and NAS process. Allocation of work among Delhi and Chennai Team. Provide training to the new colleagues regarding the process and help them in improving their

productivity.

Perform second level check for KYC, AML, FATCA, CDD, EDD etc. of corporate clients. Perform screening against OFAC, Sanction, SDN’s, PEP etc. Using tools like Equifax, CHS, Experian, LexisNexis, Google, Intranet etc. Preparation of leave tracker, dash board, MIS and quality report. To handle process calls. Supervising other team members. Also work on other processes like NAS processing, FRB, MTA, Refer Centre, Lending etc.

PREVIOUS WORK EXPERIENCEEmployer’s Name : Sanjesh Jawarani & Company. Corporate Title : Account ExecutiveTenure : From 30th March 2010 – 07th July 2011

Responsibilities: Preparation of books of account. Finalization of final account. Preparation of periodic and annual MIS.

EDUCATION

Degree/Diploma Year University/Board School/College MBA 2014 ICFAI ICFAI (Sikkim) CA (PE2-1st Group) 2010 ICAI ICAIB.Com 2008 Patna University DDE CA (PE1) 2006 ICAI ICAI12th 2005 Patna University DDE 10th 2003 CBSE St. John’s Public School

Skills Analysis of Balance Sheet and Cash Flow Statement. Equity Valuation. Fundamental Analysis. FATCA, CRS, KYC, KYB, AML & COB. Knowledge of OFAC, Sanction and PEP screening. Application working - Identity, Goldtier, CAO, I&W, LexisNexis, Experian, Complinet, World Check,

Equifax etc Team Handling. Aware of software development cycle. Completed YLP training in RBS. MS Office.

Awards and Achievements Award of Excellence for Maintaining 100% accuracy. Spot Award for Setting up the Highest Productivity Benchmark with quality. Getting supervisory access for having deep knowledge of process within 2 months of joining. Appreciation letter from ‘Managing Director’. Certificate for providing various process improvement work-outs.

PERSONAL DETAILS Father’s Name : Late Chandeshwar Tiwary

Date of Birth : 13th august 1988 Language Known : Hindi & English Marital status : Single